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    <VOL>71</VOL>
    <NO>82</NO>
    <DATE>Friday, April 28, 2006</DATE>
    <UNITNAME>Contents</UNITNAME>
    <CNTNTS>
        <AGCY>
            <EAR>Agricultural</EAR>
            <PRTPAGE P="iii"/>
            <HD>Agricultural Marketing Service</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Perishable Agricultural Commodities Act:</SJ>
                <SJDENT>
                    <SJDOC>Reparation awards; interest rate change, </SJDOC>
                    <PGS>25133</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6388</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Agriculture</EAR>
            <HD>Agriculture Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Agricultural Marketing Service</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Animal and Plant Health Inspection Service</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Forest Service</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Grain Inspection, Packers and Stockyards Administration</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Animal</EAR>
            <HD>Animal and Plant Health Inspection Service</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Plant-related quarantine, domestic:</SJ>
                <SJDENT>
                    <SJDOC>Gypsy moth, </SJDOC>
                    <PGS>25063-25064</PGS>
                    <FRDOCBP T="28APR1.sgm" D="1">06-4018</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Animal welfare:</SJ>
                <SJDENT>
                    <SJDOC>Shift cage requirements, </SJDOC>
                    <PGS>25100-25102</PGS>
                    <FRDOCBP T="28APP1.sgm" D="2">E6-6421</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>25133-25134</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6418</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Arts</EAR>
            <HD>Arts and Humanities, National Foundation</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> National Foundation on the Arts and the Humanities</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Blind</EAR>
            <HD>Blind or Severely Disabled, Committee for Purchase From  People Who Are</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Committee for Purchase From People Who Are Blind or Severely Disabled</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Centers</EAR>
            <HD>Centers for Disease Control and Prevention</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Disease, Disability, and Injury Prevention and Control Special Emphasis Panels, </SJDOC>
                    <PGS>25175</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6417</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Centers</EAR>
            <HD>Centers for Medicare &amp; Medicaid Services</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Health care access:</SJ>
                <SJDENT>
                    <SJDOC>Group health insurance market requirements; mental health parity, </SJDOC>
                    <PGS>25092-25093</PGS>
                    <FRDOCBP T="28APR1.sgm" D="1">06-3972</FRDOCBP>
                </SJDENT>
                <SJ>Medicaid:</SJ>
                <SJDENT>
                    <SJDOC>State allotments for payment of Medicare Part B premiums for qualifying individuals, </SJDOC>
                    <PGS>25085-25092</PGS>
                    <FRDOCBP T="28APR1.sgm" D="7">06-3981</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Medicare:</SJ>
                <SJDENT>
                    <SJDOC>Medicare participating inpatient hospitals to Indians; limitation on charges for services, </SJDOC>
                    <PGS>25124-25128</PGS>
                    <FRDOCBP T="28APP1.sgm" D="4">06-3976</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>25175-25176</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6385</FRDOCBP>
                </DOCENT>
                <SJ>Medicare:</SJ>
                <SJDENT>
                    <SJDOC>Ambulatory surgical centers; new technology intraocular lenses; payment review, </SJDOC>
                    <PGS>25176-25178</PGS>
                    <FRDOCBP T="28APN1.sgm" D="2">06-3973</FRDOCBP>
                </SJDENT>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Medicare Education Advisory Panel, </SJDOC>
                    <PGS>25178-25179</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6109</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Practicing Physicians Advisory Council, </SJDOC>
                    <PGS>25179-25180</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6110</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Civil</EAR>
            <HD>Civil Rights Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings; State advisory committees:</SJ>
                <SJDENT>
                    <SJDOC>Rhode Island, </SJDOC>
                    <PGS>25143</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6447</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Coast Guard</EAR>
            <HD>Coast Guard</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Drawbridge operations:</SJ>
                <SJDENT>
                    <SJDOC>Washington, </SJDOC>
                    <PGS>25064-25066</PGS>
                    <FRDOCBP T="28APR1.sgm" D="2">06-3992</FRDOCBP>
                </SJDENT>
                <SJ>Ports and waterways safety; regulated navigation areas, safety zones, security zones, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Honolulu Captain of Port Zone, HI; waters surrounding U.S. Forces Vessel SBX-1, </SJDOC>
                    <PGS>25068-25070</PGS>
                    <FRDOCBP T="28APR1.sgm" D="2">06-4015</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Waterfront facilities and port and harbor areas; maritime identification credentials; clarification, </DOC>
                    <PGS>25066-25068</PGS>
                    <FRDOCBP T="28APR1.sgm" D="2">06-4026</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Privacy Act; systems of records, </DOC>
                    <PGS>25203-25205</PGS>
                    <FRDOCBP T="28APN1.sgm" D="2">06-4027</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Commerce</EAR>
            <HD>Commerce Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> International Trade Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> National Oceanic and Atmospheric Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> National Telecommunications and Information Administration</P>
            </SEE>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>25143-25145</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6377</FRDOCBP>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6386</FRDOCBP>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6387</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Committee for Purchase</EAR>
            <HD>Committee for Purchase From People Who Are Blind or Severely Disabled</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Procurement list; additions and deletions, </DOC>
                    <PGS>25135-25143</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6394</FRDOCBP>
                    <FRDOCBP T="28APN1.sgm" D="7">E6-6395</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>CITA</EAR>
            <HD>Committee for the Implementation of Textile Agreements</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Textile and apparel categories:</SJ>
                <SJDENT>
                    <SJDOC>Australian imports; safeguard actions, </SJDOC>
                    <PGS>25154-25157</PGS>
                    <FRDOCBP T="28APN1.sgm" D="3">E6-6456</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Central American and Dominican Republic imports; safeguard actions, </SJDOC>
                    <PGS>25157-25160</PGS>
                    <FRDOCBP T="28APN1.sgm" D="3">E6-6460</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Moroccan imports; safeguard actions, </SJDOC>
                    <PGS>25160-25163</PGS>
                    <FRDOCBP T="28APN1.sgm" D="3">E6-6462</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Defense</EAR>
            <HD>Defense Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Navy Department</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Education</EAR>
            <HD>Education Department</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Grants and cooperative agreements; availability, etc.:</SJ>
                <SUBSJ>Special education and rehabilitative services—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Children with disabilities; technical assistance and dissemination to improve services and results, </SUBSJDOC>
                    <PGS>25163-25169</PGS>
                    <FRDOCBP T="28APN1.sgm" D="6">06-3995</FRDOCBP>
                </SSJDENT>
                <SSJDENT>
                    <SUBSJDOC>Disability and Rehabilitation Research Projects and Centers Program, </SUBSJDOC>
                    <PGS>25472-25482</PGS>
                    <FRDOCBP T="28APN2.sgm" D="3">06-4030</FRDOCBP>
                    <FRDOCBP T="28APN2.sgm" D="3">06-4031</FRDOCBP>
                    <FRDOCBP T="28APN2.sgm" D="4">06-4032</FRDOCBP>
                </SSJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Employee</EAR>
            <HD>Employee Benefits Security Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>25228-25229</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6397</FRDOCBP>
                </DOCENT>
                <SJ>Employee benefit plans; individual exemptions:</SJ>
                <SJDENT>
                    <SJDOC>Southwest Gas Corp., </SJDOC>
                    <PGS>25229-25239</PGS>
                    <FRDOCBP T="28APN1.sgm" D="10">E6-6356</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Employment</EAR>
            <HD>Employment and Training Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Adjustment assistance; applications, determinations, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Agere Systems, Inc., </SJDOC>
                    <PGS>25240</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6404</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Broyhill Furniture Industries, Inc., </SJDOC>
                    <PGS>25240</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6401</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Campbell Hausfeld/Scott Fetzr Co., </SJDOC>
                    <PGS>25240-25241</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6406</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>East Palestine China Co. et al., </SJDOC>
                    <PGS>25241-25242</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6405</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <PRTPAGE P="iv"/>
                    <SJDOC>Fraser NH, LLC, </SJDOC>
                    <PGS>25242</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6408</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Hayes Lemmerz International, </SJDOC>
                    <PGS>25242-25243</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6407</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Natick Paperboard Corp., </SJDOC>
                    <PGS>25243</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6403</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Paris Accessories, Inc., </SJDOC>
                    <PGS>25243-25244</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6409</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Stone Apparel, </SJDOC>
                    <PGS>25244</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6402</FRDOCBP>
                </SJDENT>
                <SJ>Grants and cooperative agreements; availability, etc.:</SJ>
                <SUBSJ>Workforce Investment Act—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>2004 performance incentive awards, </SUBSJDOC>
                    <PGS>25244-25246</PGS>
                    <FRDOCBP T="28APN1.sgm" D="2">E6-6399</FRDOCBP>
                </SSJDENT>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Native American Employment and Training Council, </SJDOC>
                    <PGS>25246-25247</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6398</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Energy</EAR>
            <HD>Energy Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Energy Efficiency and Renewable Energy Office</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Federal Energy Regulatory Commission</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Energy</EAR>
            <HD>Energy Efficiency and Renewable Energy Office</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Energy conservation:</SJ>
                <SUBSJ>Commercial and industrial equipment, energy efficiency program—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Commercial heating, air conditioning, and water heating equipment; efficiency certification, compliance, and enforcement requirements, </SUBSJDOC>
                    <PGS>25103-25117</PGS>
                    <FRDOCBP T="28APP1.sgm" D="14">06-3319</FRDOCBP>
                </SSJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>EPA</EAR>
            <HD>Environmental Protection Agency</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Air pollution control:</SJ>
                <SJDENT>
                    <SJDOC>Interstate transport of fine particulate matter and ozone reduction; response to Section 126 petitions; Acid Rain Program revisions, </SJDOC>
                      
                    <PGS>25328-25469</PGS>
                      
                    <FRDOCBP T="28APR4.sgm" D="141">06-2692</FRDOCBP>
                </SJDENT>
                <SJ>Air programs:</SJ>
                <SUBSJ>Ambient air quality standards, national—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Fine particulate matter and ozone; interstate transport control measures; reconsideration, </SUBSJDOC>
                    <PGS>25304-25326</PGS>
                    <FRDOCBP T="28APR3.sgm" D="22">06-2693</FRDOCBP>
                </SSJDENT>
                <SUBSJ>Stratospheric ozone protection—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Methyl bromide; critical use exemption; technical correction, </SUBSJDOC>
                    <PGS>25077-25079</PGS>
                    <FRDOCBP T="28APR1.sgm" D="2">06-4021</FRDOCBP>
                </SSJDENT>
                <SJ>Air quality implementation plans:</SJ>
                <SUBSJ>Preparation, adoption, and submittal—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Delaware and New Jersey, </SUBSJDOC>
                    <PGS>25288-25302</PGS>
                    <FRDOCBP T="28APR2.sgm" D="14">06-2750</FRDOCBP>
                </SSJDENT>
                <SJ>Air quality implementation plans; approval and promulgation; various States:</SJ>
                <SJDENT>
                    <SJDOC>Pennsylvania, </SJDOC>
                    <PGS>25070-25072</PGS>
                    <FRDOCBP T="28APR1.sgm" D="2">06-3996</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Tennessee, </SJDOC>
                    <PGS>25072-25077</PGS>
                    <FRDOCBP T="28APR1.sgm" D="5">06-4023</FRDOCBP>
                </SJDENT>
                <SJ>Hazardous waste program authorizations:</SJ>
                <SJDENT>
                    <SJDOC>Missouri, </SJDOC>
                    <PGS>25079-25085</PGS>
                    <FRDOCBP T="28APR1.sgm" D="6">06-4025</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Air quality implementation plans; approval and promulgation; various States:</SJ>
                <SJDENT>
                    <SJDOC>Tennessee, </SJDOC>
                    <PGS>25123-25124</PGS>
                    <FRDOCBP T="28APP1.sgm" D="1">06-4022</FRDOCBP>
                </SJDENT>
                <SJ>Hazardous waste program authorizations:</SJ>
                <SJDENT>
                    <SJDOC>Missouri, </SJDOC>
                    <PGS>25124</PGS>
                    <FRDOCBP T="28APP1.sgm" D="0">06-4024</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Environmental statements; availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Agency comment availability, </SJDOC>
                    <PGS>25171-25172</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6430</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Agency weekly receipts, </SJDOC>
                    <PGS>25172-25173</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6429</FRDOCBP>
                </SJDENT>
                <SJ>Grants and cooperative agreements; availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>State and Tribal assistance; special projects and programs, </SJDOC>
                    <PGS>25173</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">06-3296</FRDOCBP>
                </SJDENT>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Clean Air Act Advisory Committee, </SJDOC>
                    <PGS>25173-25174</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6428</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Executive</EAR>
            <HD>Executive Office of the President</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Presidential Documents</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Trade Representative, Office of United States</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>FAA</EAR>
            <HD>Federal Aviation Administration</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Airworthiness directives:</SJ>
                <SJDENT>
                    <SJDOC>Mitsubishi Heavy Industries, </SJDOC>
                    <PGS>25117-25123</PGS>
                    <FRDOCBP T="28APP1.sgm" D="3">E6-6419</FRDOCBP>
                    <FRDOCBP T="28APP1.sgm" D="3">E6-6420</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Reports and guidance documents; availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>National Environmental Policy Act implementing instructions for airport actions; revision, </SJDOC>
                    <PGS>25279-25281</PGS>
                    <FRDOCBP T="28APN1.sgm" D="2">06-4036</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Energy</EAR>
            <HD>Federal Energy Regulatory Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Colonial Pipeline Co., technical conference; canceled, </SJDOC>
                    <PGS>25171</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6390</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Public Utility Holding Company Act of 2005; financial accounting, reporting and records retention requirements; technical conference, </SJDOC>
                    <PGS>25171</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6392</FRDOCBP>
                </SJDENT>
                <SJ>
                    <E T="03">Applications, hearings, determinations, etc.:</E>
                </SJ>
                <SJDENT>
                    <SJDOC>Colorado Interstate Gas Co., </SJDOC>
                    <PGS>25169</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6389</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Grand River Dam Authority, </SJDOC>
                    <PGS>25169-25170</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6391</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Pinnacle West Capital Corp., </SJDOC>
                    <PGS>25170</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6393</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Financial</EAR>
            <HD>Federal Financial Institutions Examination Council</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>25174</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6449</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Motor</EAR>
            <HD>Federal Motor Carrier Safety Administration</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Motor carrier safety standards:</SJ>
                <SUBSJ>Driving of commercial motor vehicles—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Railroad grade crossing safety; sufficient space; withdrawn, </SUBSJDOC>
                    <PGS>25128-25130</PGS>
                    <FRDOCBP T="28APP1.sgm" D="2">E6-6424</FRDOCBP>
                </SSJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Reserve</EAR>
            <HD>Federal Reserve System</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Banks and bank holding companies:</SJ>
                <SJDENT>
                    <SJDOC>Change in bank control; correction, </SJDOC>
                    <PGS>25174</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6371</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Formations, acquisitions, and mergers, </SJDOC>
                    <PGS>25174-25175</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6372</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Fish</EAR>
            <HD>Fish and Wildlife Service</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Environmental statements; availability, etc.:</SJ>
                <SUBSJ>Incidental take permits—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Baldwin County, AL; Alabama beach mouse, </SUBSJDOC>
                    <PGS>25221-25223</PGS>
                    <FRDOCBP T="28APN1.sgm" D="2">E6-6140</FRDOCBP>
                </SSJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Forest</EAR>
            <HD>Forest Service</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SUBSJ>Resource Advisory Committees—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Tehama County, </SUBSJDOC>
                    <PGS>25134</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">06-4008</FRDOCBP>
                </SSJDENT>
                <SSJDENT>
                    <SUBSJDOC>Yakutat, </SUBSJDOC>
                    <PGS>25134-25135</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">06-4019</FRDOCBP>
                </SSJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>GIPSA</EAR>
            <HD>Grain Inspection, Packers and Stockyards Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Grain inspection:</SJ>
                <SJDENT>
                    <SJDOC>Hard red winter and hard red spring wheat; wet gluten determination, </SJDOC>
                    <PGS>25135</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">06-4078</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Health</EAR>
            <HD>Health and Human Services Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Centers for Disease Control and Prevention</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Centers for Medicare &amp; Medicaid Services</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Indian Health Service</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> National Institutes of Health</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Homeland</EAR>
            <HD>Homeland Security Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Coast Guard</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Housing</EAR>
            <PRTPAGE P="v"/>
            <HD>Housing and Urban Development Department</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>25205-25208</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6381</FRDOCBP>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6383</FRDOCBP>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6455</FRDOCBP>
                </DOCENT>
                <SJ>Grants and cooperative agreements; availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Discretionary programs (SuperNOFA); correction, </SJDOC>
                    <PGS>25208-25217</PGS>
                    <FRDOCBP T="28APN1.sgm" D="9">06-4004</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Homeless assistance; excess and surplus Federal properties, </SJDOC>
                    <PGS>25217-25221</PGS>
                    <FRDOCBP T="28APN1.sgm" D="4">E6-6245</FRDOCBP>
                </SJDENT>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Manufactured Housing Consensus Committee, </SJDOC>
                    <PGS>25221</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6384</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Indian</EAR>
            <HD>Indian Health Service</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Medicare:</SJ>
                <SJDENT>
                    <SJDOC>Medicare participating inpatient hospitals to Indians; limitation on charges for services, </SJDOC>
                    <PGS>25124-25128</PGS>
                    <FRDOCBP T="28APP1.sgm" D="4">06-3976</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Information</EAR>
            <HD>Information Security Oversight Office</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Public Interest Declassification Board, </SJDOC>
                    <PGS>25247</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6400</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Interior</EAR>
            <HD>Interior Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Fish and Wildlife Service</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Land Management Bureau</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Minerals Management Service</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>International</EAR>
            <HD>International Trade Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Antidumping:</SJ>
                <SUBSJ>Hand trucks and parts from—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>China, </SUBSJDOC>
                    <PGS>25147-25148</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6434</FRDOCBP>
                </SSJDENT>
                <SUBSJ>Hot-rolled carbon steel flat products from—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Thailand, </SUBSJDOC>
                    <PGS>25148</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6437</FRDOCBP>
                </SSJDENT>
                <SUBSJ>Malleable iron pipe fittings from—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>China; correction, </SUBSJDOC>
                    <PGS>25148-25149</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6436</FRDOCBP>
                </SSJDENT>
                <SUBSJ>Tapered roller bearings and parts, finished or unfinished, from—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>China, </SUBSJDOC>
                    <PGS>25149</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6435</FRDOCBP>
                </SSJDENT>
                <SJ>Antidumping and countervailing duties:</SJ>
                <SJDENT>
                    <SJDOC>Administrative review requests, </SJDOC>
                    <PGS>25145-25147</PGS>
                    <FRDOCBP T="28APN1.sgm" D="2">E6-6438</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>International</EAR>
            <HD>International Trade Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Import Investigations:</SJ>
                <SJDENT>
                    <SJDOC>Chemical mechanical planarization slurries and precursors to same, </SJDOC>
                    <PGS>25227-25228</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6432</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Labor</EAR>
            <HD>Labor Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Employee Benefits Security Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Employment and Training Administration</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Land</EAR>
            <HD>Land Management Bureau</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Environmental statements; availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Eagle Lake, Alturas, and Surprise field offices-managed public lands, CA and NV; resource management plans, </SJDOC>
                    <PGS>25223-25224</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">06-4033</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Minerals</EAR>
            <HD>Minerals Management Service</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Outer Continental Shelf operations:</SJ>
                <SUBSJ>Central and Western Gulf of Mexico—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Oil and gas leasing, </SUBSJDOC>
                    <PGS>25224-25227</PGS>
                    <FRDOCBP T="28APN1.sgm" D="3">E6-6453</FRDOCBP>
                </SSJDENT>
                <SUBSJ>Oil and gas lease sales—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Restricted joint bidders list, </SUBSJDOC>
                    <PGS>25227</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6431</FRDOCBP>
                </SSJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Archives</EAR>
            <HD>National Archives and Records Administration</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Information Security Oversight Office</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>National Foundation</EAR>
            <HD>National Foundation on the Arts and the Humanities</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals; correction, </DOC>
                    <PGS>25285</PGS>
                    <FRDOCBP T="28APCX.sgm" D="0">C6-3653</FRDOCBP>
                </DOCENT>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Humanities National Council, </SJDOC>
                    <PGS>25247-25248</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6433</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Highway</EAR>
            <HD>National Highway Traffic Safety Administration</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Motor vehicle safety standards:</SJ>
                <SUBSJ>Power-operated window, partition, and roof panel systems</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Correction, </SUBSJDOC>
                    <PGS>25285</PGS>
                    <FRDOCBP T="28APCX.sgm" D="0">C6-3505</FRDOCBP>
                </SSJDENT>
            </CAT>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Motor vehicle safety standards:</SJ>
                <SUBSJ>Occupant crash protection—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Frontal crash test programs; dummies representing three-year-old, six-year-old, and ten-year-old children and 95th percentile adult males; petition denied, </SUBSJDOC>
                    <PGS>25130-25132</PGS>
                    <FRDOCBP T="28APP1.sgm" D="2">E6-6423</FRDOCBP>
                </SSJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>NIH</EAR>
            <HD>National Institutes of Health</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>National Cancer Institute, </SJDOC>
                    <FRDOCBP T="28APN1.sgm" D="0">06-4002</FRDOCBP>
                    <PGS>25180-25181</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">06-4003</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>National Institute on Aging, </SJDOC>
                    <PGS>25181</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">06-3999</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>National Institute on Alcohol Abuse and Alcoholism, </SJDOC>
                    <PGS>25181</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">06-4001</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Scientific Review Center, </SJDOC>
                    <PGS>25181-25184</PGS>
                    <FRDOCBP T="28APN1.sgm" D="3">06-4000</FRDOCBP>
                </SJDENT>
                <SJ>Reports and guidance documents; availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>National Cancer Institute-supported biorepositories; first-generation guidelines, </SJDOC>
                    <PGS>25184-25203</PGS>
                    <FRDOCBP T="28APN1.sgm" D="19">06-3997</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Mediation</EAR>
            <HD>National Mediation Board</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>25248-25249</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6425</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>NOAA</EAR>
            <HD>National Oceanic and Atmospheric Administration</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Fishery conservation and management:</SJ>
                <SUBSJ>Northeastern United States fisheries—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Northeast multispecies, </SUBSJDOC>
                    <PGS>25094-25099</PGS>
                    <FRDOCBP T="28APR1.sgm" D="1">06-4029</FRDOCBP>
                    <FRDOCBP T="28APR1.sgm" D="4">06-4059</FRDOCBP>
                </SSJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>25149-25150</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6380</FRDOCBP>
                </DOCENT>
                <SJ>Endangered and threatened species:</SJ>
                <SJDENT>
                    <SJDOC>Cook Inlet beluga whale; status review, </SJDOC>
                    <PGS>25150</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6444</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Marine mammal permit applications, determinations, etc., </DOC>
                    <PGS>25150</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6445</FRDOCBP>
                </DOCENT>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Inter-American Tropical Tuna Commission; U.S. Section General Advisory Committee; correction, </SJDOC>
                    <PGS>25150-25151</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6439</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>North Pacific Fishery Management Council, </SJDOC>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6441</FRDOCBP>
                    <PGS>25151-25152</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6442</FRDOCBP>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6443</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Pacific Fishery Management Council, </SJDOC>
                    <PGS>25152</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6440</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Scientific research permit applications, determinations, etc., </DOC>
                    <PGS>25153</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6446</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Telecommunications</EAR>
            <HD>National Telecommunications and Information Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>25153-25154</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6379</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Navy</EAR>
            <PRTPAGE P="vi"/>
            <HD>Navy Department</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Inventions, Government-owned; availability for licensing, </DOC>
                    <PGS>25163</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">E6-6416</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Nuclear</EAR>
            <HD>Nuclear Regulatory Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>
                    <E T="03">Applications, hearings, determinations, etc.:</E>
                </SJ>
                <SJDENT>
                    <SJDOC>Virginia Electric &amp; Power Co., </SJDOC>
                    <PGS>25249-25251</PGS>
                    <FRDOCBP T="28APN1.sgm" D="2">E6-6427</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Office of U.S. Trade</EAR>
            <HD>Office of United States Trade Representative</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Trade Representative, Office of United States</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Presidential</EAR>
            <HD>Presidential Documents</HD>
            <CAT>
                <HD>EXECUTIVE ORDERS</HD>
                <DOCENT>
                    <DOC>Syria; blocking property of additional persons in connection with the national emergency (EO 13399), </DOC>
                    <PGS>25059-25061</PGS>
                    <FRDOCBP T="28APE0.sgm" D="2">06-4085</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>SEC</EAR>
            <HD>Securities and Exchange Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Self-regulatory organizations; proposed rule changes:</SJ>
                <SJDENT>
                    <SJDOC>American Stock Exchange LLC, </SJDOC>
                    <PGS>25253-25257</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6374</FRDOCBP>
                    <FRDOCBP T="28APN1.sgm" D="2">E6-6412</FRDOCBP>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6415</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Boston Stock Exchange, Inc., </SJDOC>
                    <PGS>25257-25260</PGS>
                    <FRDOCBP T="28APN1.sgm" D="3">E6-6373</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>International Securities Exchange, Inc., </SJDOC>
                    <PGS>25260-25265</PGS>
                    <FRDOCBP T="28APN1.sgm" D="5">E6-6411</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>NASDAQ Stock Market LLC, </SJDOC>
                    <PGS>25265-25271</PGS>
                    <FRDOCBP T="28APN1.sgm" D="6">E6-6376</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>National Association of Securities Dealers, Inc., </SJDOC>
                    <PGS>25271-25274</PGS>
                    <FRDOCBP T="28APN1.sgm" D="2">E6-6375</FRDOCBP>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6410</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>NYSE Arca, Inc., </SJDOC>
                    <PGS>25274-25276</PGS>
                    <FRDOCBP T="28APN1.sgm" D="2">E6-6414</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Pacific Exchange, Inc., </SJDOC>
                    <PGS>25276-25279</PGS>
                    <FRDOCBP T="28APN1.sgm" D="3">E6-6413</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>TVA</EAR>
            <HD>Tennessee Valley Authority</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Regional Resource Stewardship Council, </SJDOC>
                    <PGS>25279</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">06-4020</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Textile</EAR>
            <HD>Textile Agreements Implementation Committee</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Committee for the Implementation of Textile Agreements</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Thrift</EAR>
            <HD>Thrift Supervision Office</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>25281-25284</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">E6-6451</FRDOCBP>
                    <FRDOCBP T="28APN1.sgm" D="2">E6-6452</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Trade</EAR>
            <HD>Trade Representative, Office of United States</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Harmonized Tariff Schedule:</SJ>
                <SJDENT>
                    <SJDOC>Technical corrections, </SJDOC>
                    <PGS>25251-25252</PGS>
                    <FRDOCBP T="28APN1.sgm" D="1">06-4034</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Transportation</EAR>
            <HD>Transportation Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Federal Aviation Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Federal Motor Carrier Safety Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> National Highway Traffic Safety Administration</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Treasury</EAR>
            <HD>Treasury Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Thrift Supervision Office</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Veterans</EAR>
            <HD>Veterans Affairs Department</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Special Medical Advisory Group, </SJDOC>
                    <PGS>25284</PGS>
                    <FRDOCBP T="28APN1.sgm" D="0">06-4014</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <PTS>
            <HD SOURCE="HED">Separate Parts In This Issue</HD>
            <HD>Part II</HD>
            <DOCENT>
                <DOC>Environmental Protection Agency, </DOC>
                <PGS>25288-25302</PGS>
                <FRDOCBP T="28APR2.sgm" D="14">06-2750</FRDOCBP>
            </DOCENT>
            <HD>Part III</HD>
            <DOCENT>
                <DOC>Environmental Protection Agency, </DOC>
                <PGS>25304-25326</PGS>
                <FRDOCBP T="28APR3.sgm" D="22">06-2693</FRDOCBP>
            </DOCENT>
            <HD>Part IV</HD>
            <DOCENT>
                <DOC>Environmental Protection Agency, </DOC>
                  
                <PGS>25328-25469</PGS>
                  
                <FRDOCBP T="28APR4.sgm" D="141">06-2692</FRDOCBP>
            </DOCENT>
            <HD>Part V</HD>
            <DOCENT>
                <DOC>Education Department, </DOC>
                <PGS>25472-25482</PGS>
                <FRDOCBP T="28APN2.sgm" D="3">06-4030</FRDOCBP>
                <FRDOCBP T="28APN2.sgm" D="3">06-4031</FRDOCBP>
                <FRDOCBP T="28APN2.sgm" D="4">06-4032</FRDOCBP>
            </DOCENT>
        </PTS>
        <AIDS>
            <HD SOURCE="HED">Reader Aids</HD>
            <P>Consult the Reader Aids section at the end of this issue for phone numbers, online resources, finding aids, reminders, and notice of recently enacted public laws.</P>
            <P> </P>
            <P>To subscribe to the Federal Register Table of Contents LISTSERV electronic mailing list, go to http://listserv.access.gpo.gov and select Online mailing list archives, FEDREGTOC-L, Join or leave the list (or change settings); then follow the instructions.</P>
        </AIDS>
    </CNTNTS>
    <VOL>71</VOL>
    <NO>82</NO>
    <DATE>Friday, April 28, 2006</DATE>
    <UNITNAME>Rules and Regulations</UNITNAME>
    <RULES>
        <RULE>
            <PREAMB>
                <PRTPAGE P="25063"/>
                <AGENCY TYPE="F">DEPARTMENT OF AGRICULTURE </AGENCY>
                <SUBAGY>Animal and Plant Health Inspection Service </SUBAGY>
                <CFR>7 CFR Part 301 </CFR>
                <DEPDOC>[Docket No. APHIS-2006-0029] </DEPDOC>
                <SUBJECT>Gypsy Moth Generally Infested Areas; Ohio, West Virginia, and Wisconsin </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Animal and Plant Health Inspection Service, USDA. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Interim rule and request for comments. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>We are amending the gypsy moth regulations by adding one county in Ohio, one county in West Virginia, and two counties in Wisconsin to the list of generally infested areas based on the detection of infestations of gypsy moth in those counties. As a result of this action, the interstate movement of regulated articles from those areas will be restricted. This action is necessary to prevent the artificial spread of the gypsy moth to noninfested States. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This interim rule is effective April 28, 2006. We will consider all comments that we receive on or before June 27, 2006. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments by either of the following methods: </P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal:</E>
                         Go to 
                        <E T="03">http://www.regulations.gov</E>
                         and, in the lower “Search Regulations and Federal Actions” box, select “Animal and Plant Health Inspection Service” from the agency drop-down menu, then click on “Submit.” In the Docket ID column, select APHIS-2006-0029 to submit or view public comments and to view supporting and related materials available electronically. Information on using 
                        <E T="03">Regulations.gov</E>
                        , including instructions for accessing documents, submitting comments, and viewing the docket after the close of the comment period, is available through the site's “User Tips” link. 
                    </P>
                    <P>
                        • 
                        <E T="03">Postal Mail/Commercial Delivery:</E>
                         Please send four copies of your comment (an original and three copies) to APHIS-2006-0029, Regulatory Analysis and Development, PPD, APHIS, Station 3A-03.8, 4700 River Road Unit 118, Riverdale, MD 20737-1238. Please state that your comment refers to APHIS-2006-0029. 
                    </P>
                    <P>
                        <E T="03">Reading Room:</E>
                         You may read any comments that we receive on this docket in our reading room. The reading room is located in room 1141 of the USDA South Building, 14th Street and Independence Avenue, SW., Washington, DC. Normal reading room hours are 8 a.m. to 4:30 p.m., Monday through Friday, except holidays. To be sure someone is there to help you, please call (202) 690-2817 before coming. 
                    </P>
                    <P>
                        <E T="03">Other Information:</E>
                         Additional information about APHIS and its programs is available on the Internet at 
                        <E T="03">http://www.aphis.usda.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Dr. Weyman Fussell, Program Manager, Pest Detection and Management Programs, PPQ, APHIS, 4700 River Road Unit 134, Riverdale, MD 20737-1236; (301) 734-5705. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P> </P>
                <HD SOURCE="HD1">Background </HD>
                <P>
                    The gypsy moth, 
                    <E T="03">Lymantria dispar</E>
                     (Linnaeus), is a destructive pest of forest and shade trees. The gypsy moth regulations (contained in 7 CFR 301.45 through 301.45-12 and referred to below as the regulations) restrict the interstate movement of regulated articles from generally infested areas to prevent the artificial spread of the gypsy moth. 
                </P>
                <P>In accordance with § 301.45-2 of the regulations, generally infested areas are, with certain exceptions, those States or portions of States in which a gypsy moth general infestation has been found by an inspector, or each portion of a State that the Administrator deems necessary to regulate because of its proximity to infestation or its inseparability for quarantine enforcement purposes from infested localities. Less than an entire State will be designated as a generally infested area only if: (1) The State has adopted and is enforcing a quarantine or regulation that imposes restrictions on the intrastate movement of regulated articles that are substantially the same as those that are imposed with respect to the interstate movement of such articles; and (2) the designation of less than the entire State as a generally infested area will be adequate to prevent the artificial interstate spread of infestations of the gypsy moth. </P>
                <HD SOURCE="HD1">Designation of Areas as Generally Infested Areas </HD>
                <P>Section 301.45-3 of the regulations lists generally infested areas. In this rule, we are amending § 301.45-3(a) by adding one county in Ohio, one county in West Virginia, and two counties in Wisconsin to the list of generally infested areas. As a result of this rule, the interstate movement of regulated articles from these areas will be restricted. </P>
                <P>We are taking this action because, in cooperation with the States of Ohio, West Virginia, and Wisconsin, the United States Department of Agriculture conducted surveys that detected multiple life stages of the gypsy moth in Seneca County, OH, in Jackson County, WV, and in Juneau and Sauk Counties, WI. Based on these surveys, we determined that reproducing populations exist at significant levels in these areas. Eradication of these populations is not considered feasible because these areas are immediately adjacent to areas currently recognized as generally infested and are, therefore, subject to reinfestation. </P>
                <HD SOURCE="HD1">Emergency Action </HD>
                <P>
                    This rulemaking is necessary on an emergency basis because of the possibility that the gypsy moth could be artificially spread to noninfested areas of the United States, where it could cause economic losses due to the defoliation of susceptible forest and shade trees. Under these circumstances, the Administrator has determined that prior notice and opportunity for public comment are contrary to the public interest and that there is good cause under 5 U.S.C. 553 for making this rule effective less than 30 days after publication in the 
                    <E T="04">Federal Register</E>
                    . 
                </P>
                <P>
                    We will consider comments we receive during the comment period for this interim rule (see 
                    <E T="02">DATES</E>
                     above). After the comment period closes, we will publish another document in the 
                    <E T="04">Federal Register</E>
                    . The document will include a discussion of any comments we receive and any amendments we are making to the rule. 
                    <PRTPAGE P="25064"/>
                </P>
                <HD SOURCE="HD1">Executive Order 12866 and Regulatory Flexibility Act </HD>
                <P>This rule has been reviewed under Executive Order 12866. For this action, the Office of Management and Budget has waived its review under Executive Order 12866. </P>
                <P>We are amending the gypsy moth regulations by adding one county in Ohio, one county in West Virginia, and two counties in Wisconsin to the list of generally infested areas based on the detection of infestations of gypsy moth in those counties. As a result of this action, the interstate movement of regulated articles from those areas will be restricted. This action is necessary to prevent the artificial spread of the gypsy moth to noninfested States. </P>
                <P>The following analysis addresses the economic effects of the interim rule on small entities, as required by the Regulatory Flexibility Act. The interim rule will affect the interstate movement of regulated articles, including forest products (logs, pulpwood, wood chips) and Christmas trees, nursery stock, and mobile homes and outdoor household articles from and through the newly regulated areas. The value of sales of Christmas trees and nursery in the affected counties was $1.8 million, representing much less than 1 percent of the total value of such sales in the three States. All four counties are located on the fringe of generally infested areas. Many of the establishments are far from currently infested areas, where there is no infestation or where infestation is negligible. </P>
                <P>Treatment costs for growing areas range between $10 and $20 per acre. Fumigation costs, if infestation is found in a shipment, will range between $100 and $150 per truck load. There are at least 89 establishments in the newly regulated counties that produce and ship the regulated articles. Of those, 37 are Christmas tree growers and 52 are nurseries. We do not know the number of loggers/sawmills or movers. All of the establishments are considered to be small businesses.</P>
                <P>The regulatory requirements resulting from this rule are expected to cause a slight increase in the costs of business for some of the affected entities, but those additional costs are small when compared to the potential for harm to related industry and the U.S. economy as a whole that would result from the spread of the pest. Since the total value of regulated articles moved from regulated areas to non-regulated areas is a small fraction of the State total, the regulatory effect on State and national prices is expected to be very small. Additionally, since the regulations restrict, but do not prohibit, the movement of regulated articles, articles that meet the requirements of the regulations would continue to enter the market. The overall impact upon price and competitiveness is expected to be minor. </P>
                <P>Under these circumstances, the Administrator of the Animal and Plant Health Inspection Service has determined that this action will not have a significant economic impact on a substantial number of small entities. </P>
                <HD SOURCE="HD1">Executive Order 12372 </HD>
                <P>This program/activity is listed in the Catalog of Federal Domestic Assistance under No. 10.025 and is subject to Executive Order 12372, which requires intergovernmental consultation with State and local officials. (See 7 CFR part 3015, subpart V.) </P>
                <HD SOURCE="HD1">Executive Order 12988 </HD>
                <P>This rule has been reviewed under Executive Order 12988, Civil Justice Reform. This rule: (1) Preempts all State and local laws and regulations that are inconsistent with this rule; (2) has no retroactive effect; and (3) does not require administrative proceedings before parties may file suit in court challenging this rule. </P>
                <HD SOURCE="HD1">Paperwork Reduction Act </HD>
                <P>
                    This rule contains no new information collection or recordkeeping requirements under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ). 
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 7 CFR Part 301 </HD>
                    <P>Agricultural commodities, Plant diseases and pests, Quarantine, Reporting and recordkeeping requirements, Transportation.</P>
                </LSTSUB>
                <REGTEXT TITLE="7" PART="301">
                    <AMDPAR>Accordingly, we are amending 7 CFR part 301 as follows: </AMDPAR>
                    <PART>
                        <HD SOURCE="HED">PART 301—DOMESTIC QUARANTINE NOTICES </HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 301 continues to read as follows: </AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>7 U.S.C. 7701-7772 and 7781-7786; 7 CFR 2.22, 2.80, and 371.3. </P>
                    </AUTH>
                    <EXTRACT>
                        <P>Section 301.75-15 also issued under Sec. 204, Title II, Pub. L. 106-113, 113 Stat. 1501A-293; §§ 301.75-15 and 301.75-16 also issued under Sec. 203, Title II, Pub. L. 106-224, 114 Stat. 400 (7 U.S.C. 1421 note). </P>
                    </EXTRACT>
                </REGTEXT>
                <REGTEXT TITLE="7" PART="301">
                    <AMDPAR>2. In § 301.45-3, paragraph (a), the entries for Ohio, West Virginia, and Wisconsin are amended by adding new counties in alphabetical order to read as follows: </AMDPAR>
                    <SECTION>
                        <SECTNO>§ 301.45-3 </SECTNO>
                        <SUBJECT>Generally infested areas. </SUBJECT>
                        <P>(a) * * * </P>
                        <STARS/>
                        <HD SOURCE="HD3">Ohio </HD>
                        <STARS/>
                        <P>
                            <E T="03">Seneca County.</E>
                             The entire county. 
                        </P>
                        <STARS/>
                        <HD SOURCE="HD3">West Virginia </HD>
                        <STARS/>
                        <P>
                            <E T="03">Jackson County.</E>
                             The entire county. 
                        </P>
                        <STARS/>
                        <HD SOURCE="HD3">Wisconsin </HD>
                        <STARS/>
                        <P>
                            <E T="03">Juneau County.</E>
                             The entire county. 
                        </P>
                        <STARS/>
                        <P>
                            <E T="03">Sauk County.</E>
                             The entire county. 
                        </P>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <SIG>
                    <DATED>Done in Washington, DC, this 24th day of April 2006. </DATED>
                    <NAME>Elizabeth E. Gaston, </NAME>
                    <TITLE>Acting Administrator, Animal and Plant Health Inspection Service. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-4018 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 3410-34-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY </AGENCY>
                <SUBAGY>Coast Guard </SUBAGY>
                <CFR>33 CFR Part 117 </CFR>
                <DEPDOC>[CGD13-05-040] </DEPDOC>
                <RIN>RIN 1625-AA09 </RIN>
                <SUBJECT>Drawbridge Operation Regulations; Wishkah River, WA </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Coast Guard, DHS. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Temporary final rule. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Coast Guard is temporarily revising the drawbridge operation regulations for the Heron Street Bridge on the Wishkah River, mile 0.2, at Aberdeen, Washington. The change will enable the bridge owner to provide delayed openings during major structural and mechanical rehabilitation of the bridge from April 2006 through March 2007. </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This temporary rule is effective from May 30, 2006 to April 1, 2007. </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Comments and materials received from the public, as well as documents indicated in this preamble as being available in the docket, are part of docket [CGD13-05-040] and are available for inspection or copying at the 13th Coast Guard District, Waterways Management Branch, 915 Second Avenue, Seattle, WA 78174-1067 between 7:30 a.m. and 4 p.m., Monday through Friday, except Federal holidays. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Austin Pratt, Chief, Bridge Section, (206) 220-7282. 
                        <PRTPAGE P="25065"/>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Regulatory History </HD>
                <P>
                    On December 5, 2005, we published a notice of proposed rulemaking (NPRM) entitled “Drawbridge Operation Regulations; Wishkah River, WA” in the 
                    <E T="04">Federal Register</E>
                     (70 FR 72419). We received no comments on the proposed rule. No public meeting was requested, and none was held. 
                </P>
                <HD SOURCE="HD1">Background and Purpose </HD>
                <P>The operating regulations currently in effect for the drawbridges on the Wishkah River are at 33 CFR 117.1065. The bridge currently opens on signal if at least one-hour notice is provided. The temporary final rule will enable Washington State Department of Transportation (WSDOT), the owner of the Heron Street Bridge, to rehabilitate the structure. The work includes mechanical and electrical improvements, seismic retrofit, debris containment, and the replacement of navigation lights and hydraulic locks on the swing span. </P>
                <P>The Heron Street Bridge in the closed position provides 13 feet of vertical clearance above high water and 23 feet above the lowest tide level. Drawbridge openings are not frequent. Most vessels are recreational and commercial fishing vessels, rarely sailboats. From March 7, 2004, to August 10, 2005, the draw opened for vessels 41 times with most of these openings for single vessels. For the 12 months from March 2004 to March 2005 the draw opened 28 times for an average of little better than twice a month. </P>
                <HD SOURCE="HD1">Discussion of Comments and Changes </HD>
                <P>No comments were received in response to the NPRM. No changes to the proposed regulation were made. </P>
                <HD SOURCE="HD1">Regulatory Evaluation </HD>
                <P>This rule is not a “significant regulatory action” under section 3(f) of Executive Order 12866, Regulatory Planning and Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Order. The Office of Management and Budget has not reviewed it under that Order. It is not “significant” under the regulatory policies and procedures of the Department of Homeland Security. </P>
                <P>The Coast Guard expects minimal impact from this rule because most vessels will be able to schedule infrequent passage with the authorized delay for openings. </P>
                <HD SOURCE="HD1">Small Entities </HD>
                <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered whether this rule would have a significant economic impact on a substantial number of small entities. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000. </P>
                <P>The Coast Guard certifies under 5 U.S.C. 605(b) that this rule would not have a significant economic impact on a substantial number of small entities. </P>
                <HD SOURCE="HD1">Assistance for Small Entities </HD>
                <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we offered to assist small entities in understanding the rule so that they could better evaluate its effects on them and participate in the rulemaking process. </P>
                <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). </P>
                <HD SOURCE="HD1">Collection of Information </HD>
                <P>This rule calls for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). </P>
                <HD SOURCE="HD1">Federalism </HD>
                <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on State or local governments and would either preempt State law or impose a substantial direct cost of compliance on them. We have analyzed this rule under that Order and have determined that it does not have implications for federalism. </P>
                <HD SOURCE="HD1">Unfunded Mandates Reform Act </HD>
                <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 or more in any one year. Though this rule will not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble. </P>
                <HD SOURCE="HD1">Taking of Private Property </HD>
                <P>This rule would not affect a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights. </P>
                <HD SOURCE="HD1">Civil Justice Reform </HD>
                <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden. </P>
                <HD SOURCE="HD1">Protection of Children </HD>
                <P>We have analyzed this rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and would not create an environmental risk to health or risk to safety that might disproportionately affect children. </P>
                <HD SOURCE="HD1">Indian Tribal Governments </HD>
                <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it would not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes. </P>
                <HD SOURCE="HD1">Energy Effects </HD>
                <P>We have analyzed this rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that order because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211. </P>
                <HD SOURCE="HD1">Technical Standards </HD>
                <P>
                    The National Technology Transfer and Advancement Act (NTTAA) (15 U.S.C. 272 note) directs agencies to use voluntary consensus standards in their regulatory activities unless the agency provides Congress, through the Office of Management and Budget, with an explanation of why using these 
                    <PRTPAGE P="25066"/>
                    standards would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (e.g., specifications of materials, performance, design, or operation; test methods; sampling procedures; and related management systems practices) that are developed or adopted by voluntary consensus standards bodies. 
                </P>
                <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards. </P>
                <HD SOURCE="HD1">Environment </HD>
                <P>We have analyzed this rule under Commandant Instruction M16475.lD, which guides the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have concluded that there are no factors in this case that would limit the use of a categorical exclusion under section 2.B.2 of the Instruction. Therefore, this rule is categorically excluded, under figure 2-1, paragraph (32)(e) of the Instruction, from further environmental documentation. Under figure 2-1, paragraph (32)(e), of the Instruction, an “Environmental Analysis Check List” and a “Categorical Exclusion Determination” are not required for this rule. </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 33 CFR Part 117 </HD>
                    <P>Bridges.</P>
                </LSTSUB>
                <REGTEXT TITLE="33" PART="117">
                    <HD SOURCE="HD1">Regulations </HD>
                    <AMDPAR>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 117 as follows: </AMDPAR>
                    <PART>
                        <HD SOURCE="HED">PART 117—DRAWBRIDGE OPERATION REGULATIONS </HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 117 continues to read as follows: </AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>33 U.S.C. 499; Department of Homeland Security Delegation No. 0170.1; 33 CFR 1.05-1(g); section 117.255 also issued under the authority of Pub. L. 102-587, 106 Stat. 5039.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="33" PART="117">
                    <AMDPAR>2. From May 30, 2006 to April 1, 2007, amend § 117.1065 by suspending paragraph (c) and adding paragraph (d) to read as follows: </AMDPAR>
                    <SECTION>
                        <SECTNO>§ 117.1065 </SECTNO>
                        <SUBJECT>Wishkah River. </SUBJECT>
                        <STARS/>
                        <P>(d) The draws of the Heron Street Bridge, mile 0.2, shall open on signal if at least 48 hours notice is provided. The draw of the Wishkah Street Bridge, mile 0.4, shall open on signal if at least one hour notice is provided. The opening signal for both bridges is one prolonged blast followed by two short blasts.</P>
                    </SECTION>
                </REGTEXT>
                <SIG>
                    <DATED>Dated: April 8, 2006. </DATED>
                    <NAME>R.R. Houck, </NAME>
                    <TITLE>Rear Admiral, U.S. Coast Guard, Commander, Thirteenth Coast Guard District. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-3992 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4910-15-P </BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY </AGENCY>
                <SUBAGY>Coast Guard </SUBAGY>
                <CFR>33 CFR Part 125 </CFR>
                <DEPDOC>[USCG-2006-24189] </DEPDOC>
                <SUBJECT>Maritime Identification Credentials </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Coast Guard, DHS. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of acceptable identification credentials. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This document informs the public that the Commandant of the Coast Guard is directing Coast Guard Captains of the Port to prevent access to waterfront facilities to persons that do not have appropriate identification credentials as defined under Coast Guard regulations. This document also identifies additional identification documents that have been approved by the Commandant as identification credentials. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This announcement is effective April 28, 2006. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Documents indicated in this preamble as being available in the docket are part of docket USCG-2006-24189 and are available for inspection or copying at the Docket Management Facility, U.S. Department of Transportation, room PL-401, 400 Seventh Street, SW., Washington, DC 20590-0001 between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. They may also be viewed online at 
                        <E T="03">http://dms.dot.gov</E>
                         at any time. Conduct a simple search and enter in the last five digits of the docket number listed above. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>If you have questions on this document, call James Bull, Coast Guard, telephone 202-267-1630. If you have questions on viewing material in the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-493-0402. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background and Purpose </HD>
                <P>Under the authority of 50 U.S.C. 191 and Coast Guard regulations (33 CFR part 125), the Coast Guard has the authority to require identification credentials for access to waterfront facilities and to port and harbor areas, including vessels and harbor craft in those areas. The Commandant of the Coast Guard, pursuant to 33 CFR 125.15(a), is authorized to direct, from time to time, the Captains of the Port (COTP) “to prevent access of persons who do not possess one or more of the identification credentials listed in § 125.09 to those waterfront facilities, and port and harbor areas, including vessels and harbor craft therein, where the following shipping activities are conducted: * * * [t]hose essential to the interests of national security and defense, to prevent loss, damage or injury, or to insure the observance of rights and obligations of the United States.” </P>
                <P>
                    On August 7, 2002, the Coast Guard published a “Clarification of Regulation” in the 
                    <E T="04">Federal Register</E>
                     at 67 FR 51082, which notified the public that the Coast Guard may soon begin requiring identification credentials from persons seeking access to waterfront facilities, areas within the port and harbor, and on vessels and harbor craft within such areas. 
                </P>
                <P>I have determined that it is necessary to inform the public of the identification credential requirement under 33 CFR 125.15(a) for all individuals seeking access to facilities regulated under 33 CFR part 105. These actions will improve national security by verifying maritime workers' identity, validating their background information, assisting transportation facilities in managing their security risks, and accounting for access of authorized personnel to transportation facilities and activities. This document announces to the public that, in accordance with my authority under 33 CFR 125.15, I am directing COTPs to prevent access to all facilities regulated under 33 CFR part 105 to persons who do not have an identification credential listed in 33 CFR 125.09 or such identification as I have approved below under 33 CFR 125.09(f).</P>
                <P>The Coast Guard notes that it will not be issuing Port Security Cards at this time, and reaffirms that when the regulations implementing the Transportation Worker Identification Credential (TWIC) are issued, the Coast Guard will reevaluate this action.</P>
                <HD SOURCE="HD2">A. Acceptable Identification Credentials</HD>
                <P>Acceptable forms of identification credentials under 33 CFR 125.09 include the following:</P>
                <P>• A Merchant Mariner Document.</P>
                <P>• An Armed Forces Identification Card.</P>
                <P>
                    • Federal law enforcement credentials.
                    <PRTPAGE P="25067"/>
                </P>
                <P>• Identification credentials issued to public safety officers.</P>
                <P>In addition, pursuant to my authority under 125.09(f), I approve as identification credentials the following forms of identification:</P>
                <P>
                    • 
                    <E T="03">For non-employees and employees of the facility, and longshoremen,</E>
                     a state-issued commercial driver's license with hazardous materials endorsement issued after May 31, 2005.
                </P>
                <P>
                    • 
                    <E T="03">For non-employees of the facility, excluding longshoremen,</E>
                     a state-issued driver's license or identification card or a personal identification issued by the individual's employer, union or trade association (33 CFR 101.515(b)(2)); or a passport or commercial drivers license issued by Canada or Mexico.
                </P>
                <P>
                    • 
                    <E T="03">For employees of the facility and longshoremen,</E>
                     facility-issued employee identification cards, a state-issued driver's license, or a personal identification issued by the individual's employer, union or trade association (33 CFR 101.515(b)(2)), provided the individual has been screened as outlined below and has not been determined a threat.
                </P>
                <P>For the purposes of this action, “facility employees” include all permanent employees and long-term contractors. Contractors are considered to be long-term if they need regular access to the facility for a period in excess of 90 days.</P>
                <P>As discussed below, TSA will analyze the relevant information before determining whether or not an employee or longshoreman poses or is suspected of posing a security threat warranting denial of access to the port facility. TSA will notify the facility and the COTP of persons that pose a security threat. Accordingly, those persons will not have approved identification credentials under 125.09(f) and must be denied access to part 105 facilities.</P>
                <P>This action is necessary in the interests of national security and to protect these facilities from loss, damage, or injury.</P>
                <HD SOURCE="HD2">B. Threat Assessment Screening of Facility Employees and Longshoremen</HD>
                <P>In order to accomplish screening, the facility operator or longshore union (union) will immediately, but not later than May 30, 2006, provide the following information from the union, facility operator's or long-term contractor's existing files to TSA for each facility employee or longshoreman seeking to use as an identification credential a facility-issued employee identification card, a state-issued driver's license, or personal identification issued by the individual's employer, union or trade association:</P>
                <P>• Legal Name (Last, First, Middle, suffix).</P>
                <P>• Date of birth (MonthDayYear, 12121970).</P>
                <P>• Social Security number (optional, no dashes).</P>
                <P>• Alien Identification number (if applicable).</P>
                <P>Although the Coast Guard is providing up to 30 days for facility operators and longshore unions to provide the requested information, the COTP may contact the facility operator or union and request that such information be provided immediately.</P>
                <P>
                    This information must be contained in a spreadsheet and submitted via the Coast Guard's Homeport Web portal 
                    <E T="03">http://homeport.uscg.mil.</E>
                     For information about how to register in Homeport contact the COTP for details. If unable to access Homeport, the data may be submitted via a password-protected compact disk to Stephen Sadler, Director, Maritime and Surface Credentialing, Office of Transportation Threat Assessment and Credentialing—TSA-19, Transportation Security Administration, 601 South 12th Street, Arlington, VA 22202. When submitting the information listed above, please provide it in a password protected Excel spreadsheet and include a point of contact (POC) for the facility operator or union and contact information. TSA will contact the POC to obtain the password when it receives information through the mail. Prior to submitting the information listed above, facility operators or unions must notify the individuals on whom information is submitted of their intent to submit the above information for purposes of a security threat assessment, and notify these individuals that they may decline to provide their social security numbers, but that such action may result in delays or make it impossible to complete the assessment. If the port facility operator or Longshore union does not have the information listed above in its existing files and must collect the information directly from the individual, the following Privacy Act notice must be provided to that individual prior to collecting the information:
                </P>
                <EXTRACT>
                    <HD SOURCE="HD1">Privacy Act Notice</HD>
                    <P>
                        <E T="03">Authority:</E>
                         49 U.S.C. 114, 50 U.S.C. 191, and 33 CFR part 125 and authorize the collection of this information.
                    </P>
                    <P>
                        <E T="03">Purpose:</E>
                         DHS will use this information to conduct a security threat assessment on port facility employees, port facility long-term contractors, and longshoremen.
                    </P>
                    <P>
                        <E T="03">Routine Uses:</E>
                         The information will be used by and disclosed to DHS personnel and contractors or other agents who need the information to assist in activities related to port security. Additionally, DHS may share the information with facility operators, Longshore unions, and law enforcement or other government agencies as necessary to respond to potential or actual threats to transportation security, or pursuant to its published Privacy Act system of records notice.
                    </P>
                    <P>
                        <E T="03">Disclosure:</E>
                         Furnishing this information is voluntary. However, failure to furnish the requested information may delay or prevent the completion of your security threat assessment, which may prevent your access to MTSA regulated facilities.
                    </P>
                </EXTRACT>
                <P>So as not to prejudice new employees or longshoremen who seek access to the facility using a facility-issued employee identification card, a state-issued driver's license, or a personal identification issued by the individual's employer, union or trade association (33 CFR 101.515(b)(2)) under this action (who will be barred from entry if not screened in a timely manner), facility operators or unions must provide, on a continuing basis, the above-listed information for all new facility employees or longshoremen in a timely manner using the mechanisms listed above. When submitting lists with information for new employees or longshoremen, do not include in the list any employee or longshoreman whose information has previously been submitted.</P>
                <P>Threat assessment determinations of facility employees and longshoremen will be conducted by TSA pursuant to its authority to assess threats to transportation under 49 U.S.C. 114(f). For the majority of cases, these threat assessment determinations will be accomplished within 30 days of TSA's receipt of the information discussed above. While the assessment is being performed, personnel will continue to have access to the facility. Unless the facility operator or union receives a written document from TSA stating that TSA has made a threat assessment determination, as outlined below, that a particular facility employee or longshoreman poses a security threat, that individual may be permitted access to the port facility. </P>
                <P>
                    If TSA is unable to complete the threat assessment for a specific facility employee or longshoreman with the information initially provided, TSA will request additional information regarding that individual from the facility operator or union. A request for additional information regarding a specific facility employee or longshoreman is not a threat assessment determination; it is merely a request for more information. If TSA requests additional information regarding a specific individual from a facility operator or a union, the operator or union must provide the requested 
                    <PRTPAGE P="25068"/>
                    information to TSA within 5 business days. 
                </P>
                <P>TSA will examine various factors for the threat assessment of facility employees and longshoremen. TSA's examination will not include a criminal history records check. TSA will check immigration status in the course of the threat assessment evaluation. Facility employees and longshoremen must be a citizen of the United States, a lawful permanent resident of the United States as defined in 8 U.S.C. 1101, or hold an appropriate immigration status, as discussed below. Other acceptable immigration statuses include individuals who possess valid evidence of unrestricted employment and are in a lawful nonimmigrant status, are a refugee admitted under 8 U.S.C. 1137, or are an alien granted asylum under 8 U.S.C. 1158. When verifying immigration status, TSA checks relevant Federal databases and may perform other checks, including verifying the validity of the applicant's social security number or alien registration number. </P>
                <P>Any facility employee or longshoreman identified as posing a security threat or as not having legal status under the immigration laws will not be permitted to enter or remain on a 33 CFR part 105 facility. To make such a determination, TSA will check various government databases. Upon checking the relevant databases, TSA will analyze the relevant information from Federal law enforcement and intelligence agencies before determining that a facility employee or longshoreman poses or is suspected of posing a security threat warranting denial of access to the port facility. As mentioned above, this will not include a criminal history records check. </P>
                <P>Individuals identified as posing a security threat will receive an Initial Determination of Threat Assessment (hereinafter “Initial Determination”). An Initial Determination does not mean that an individual must be denied access to a facility. Individuals who believe that they have been wrongly identified as posing a security threat and believe they meet the standards for the security threat assessment have the opportunity to appeal an Initial Determination using the appeal procedures established for individuals denied a hazardous materials endorsement under TSA's regulations, which are set forth in 49 CFR 1572.141. If a facility employee or longshoreman fails to initiate an appeal within 30 days after receipt, the Initial Determination becomes final, and TSA serves a Final Determination of Threat Assessment upon the individual and notifies the facility or union and the COTP. </P>
                <P>Facility employees or longshoremen believed to pose a security threat will receive a notice from the TSA that they will be denied access to part 105 facilities. Please note this notice will be called an Initial Determination of Threat Assessment and Immediate Revocation of Access Privileges (hereinafter “Immediate Revocation of Access Privileges”). The Immediate Revocation of Access Privileges will be sent to the individual with notification to the facility or union as well as the COTP at the same time to immediately deny that individual access to the facility. Facility employees or longshoremen wishing to appeal an Immediate Revocation of Access Privileges must follow the appeal procedures set forth in 49 CFR 1572.141(i). If that individual fails to initiate an appeal within 30 days after receipt, the Immediate Revocation of Access Privileges becomes final, and TSA serves a Final Determination of Threat Assessment upon the individual and notifies the facility or union as well as the COTP. </P>
                <P>If a facility employee or longshoreman appeals the Initial Determination or the Immediate Revocation of Access Privileges, TSA will serve a Final Determination of Threat Assessment or a Withdrawal of the Initial Determination or Immediate Revocation of Access Privileges on that individual and notify the facility or union, and the COTP. </P>
                <P>TSA will notify the facility and the COTP of which facility employees or longshoremen who must be denied access to part 105 facilities. The Coast Guard will make available to facilities a list of longshoremen who have been vetted for each port. Access is limited to only those persons who are authorized. Facilities will be subject to Coast Guard examinations to verify that they are complying with the requirements of 33 CFR part 125, as implemented by this document. </P>
                <P>This requirement does not prohibit a facility owner or operator from imposing additional requirements above these minimums. </P>
                <P>The additional screening provision for specific types of identification credentials, as listed above, is only being used for facility employee and longshoreman credentials at this time because of their regular and constant access to the facility and their knowledge of its operations, as opposed to the infrequent access by other port workers. We continue to view the TWIC as the ultimate solution to the access credential issue. </P>
                <P>
                    Persons seeking additional information on this announcement or its enforcement may contact the person listed in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section of this document. Further information regarding the threat assessments conducted by TSA is provided in the Privacy Impact Assessment for U.S. Port Access Threat Assessments, available on the Department of Homeland Security Web site at: 
                    <E T="03">http://www.dhs.gov/dhspublic/interapp/editorial/editorial_0511.xml.</E>
                </P>
                <P>As required by the Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)), we submitted a copy of this notice to the Office of Management and Budget (OMB) for its review of the collection of information. Due to the circumstances surrounding this notice, we asked for “emergency processing” of our request. We received OMB approval for the collection of information on April 24, 2006. It has been given OMB control number 1625-0110. It is valid through October 31, 2006. </P>
                <SIG>
                    <DATED>Dated: April 25, 2006. </DATED>
                    <NAME>Terry M. Cross, </NAME>
                    <TITLE>Vice Admiral, U.S. Coast Guard, Acting Commandant. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-4026 Filed 4-25-06; 2:26 pm] </FRDOC>
            <BILCOD>BILLING CODE 4910-15-P </BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY </AGENCY>
                <SUBAGY>Coast Guard </SUBAGY>
                <CFR>33 CFR Part 165 </CFR>
                <DEPDOC>[COTP Honolulu 06-005] </DEPDOC>
                <RIN>RIN 1625-AA87 </RIN>
                <SUBJECT>Security Zone; Waters Surrounding U.S. Forces Vessel SBX-1, HI </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Coast Guard, DHS. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Temporary final rule. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Coast Guard is establishing a temporary 500-yard moving security zone around the U.S. Forces vessel SBX-1 during transit and sea trials within the Honolulu Captain of the Port Zone. This zone is necessary to protect the SBX-1 from hazards associated with vessels and persons approaching too close during transit and sea trials. Entry of persons or vessels into this temporary security zone while it is activated and enforced is prohibited unless authorized by the Captain of the Port (COTP). </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This rule is effective from 12 a.m. (HST) on April 14, 2006 to 11:59 p.m. (HST) on May 14, 2006. </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Documents indicated in this preamble as being available in the docket are part of docket COTP Honolulu 06-005 and are available for inspection or copying at Coast Guard 
                        <PRTPAGE P="25069"/>
                        Sector Honolulu between 7 a.m. and 3:30 p.m., Monday through Friday, except Federal holidays. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Lieutenant (Junior Grade) Quincey Adams, U.S. Coast Guard Sector Honolulu at (808) 842-2600. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Regulatory Information </HD>
                <P>
                    We did not publish a notice of proposed rulemaking (NPRM) for this regulation. Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing an NPRM. The Coast Guard was not given the final voyage plan in time to initiate full rulemaking, and the need for this temporary security zone was not determined until less than 30 days before the SBX-1 will require the zone's protection. Publishing an NPRM and delaying the effective date would be contrary to the public interest since the transit would occur before completion of the rulemaking process, thereby jeopardizing the security of the people and property associated with the operation. Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the 
                    <E T="04">Federal Register</E>
                    . The COTP finds this good cause to be the immediate need for a security zone to allay the waterborne security threats surrounding the SBX-1's transit. 
                </P>
                <HD SOURCE="HD1">Background and Purpose </HD>
                <P>On March 30, 2006, the SBX-1 got underway in the Honolulu Captain of the Port Zone to conduct sea trials in preparation for departure from the zone. The Coast Guard approved and issued COTP Honolulu Order 06-004 (165.T14-141 Security Zone; Waters Surrounding U.S. Forces Vessel SBX-1, HI), which established a temporary security zone lasting from March 30, 2006 through April 05, 2006. During the sea trials, the SBX-1 suffered a casualty that prevented its timely departure from the Honolulu Captain of the Port Zone. The SBX-1 will get underway from Pearl Harbor, HI when repairs have been completed to conduct sea trials and transit out of the Honolulu Captain of the Port Zone. Due to the unknown duration of repairs, the final underway date for the SBX-1 will not be known in advance. Accordingly, the Coast Guard is establishing this security zone, which is necessary to ensure the SBX-1's protection for the entire operation while giving as much public notice as possible. </P>
                <HD SOURCE="HD1">Discussion of Rule </HD>
                <P>This temporary security zone is effective from 12 a.m. (HST) on April 14, 2006 to 11:59 p.m. (HST) on May 14, 2006. It is located within the Honolulu Captain of the Port Zone (See 33 CFR 3.70-10) and covers all waters extending 500 yards in all directions from the U.S. Forces vessel SBX-1, from the surface of the water to the ocean floor. The security zone moves with the SBX-1 while in transit. The security zone becomes fixed when the SBX-1 is anchored, position-keeping, or moored. The security zone will be activated and enforced for just one week during its month-long effective period. A broadcast notice to mariners will be issued to notify the public of the activation and enforcement week as soon as possible. </P>
                <P>The general regulations governing security zones contained in 33 CFR 165.33 apply. Entry into, transit through, or anchoring within this zone while it is activated and enforced is prohibited unless authorized by the Captain of the Port or a designated representative thereof. Any Coast Guard commissioned, warrant, or petty officer, and any other Captain of the Port representative permitted by law, may enforce the zone. The Captain of the Port may waive any of the requirements of this rule for any person, vessel, or class of vessel upon finding that application of the security zone is unnecessary or impractical for the purpose of maritime security. Vessels or persons violating this rule are subject to the penalties set forth in 33 U.S.C. 1232 and 50 U.S.C. 192. </P>
                <HD SOURCE="HD1">Regulatory Evaluation </HD>
                <P>This rule is not a “significant regulatory action” under § 3(f) of Executive Order 12866, Regulatory Planning and Review, and does not require an assessment of potential costs and benefits under § 6(a)(3) of that Order. The Office of Management and Budget has not reviewed it under that Order. It is not “significant” under the regulatory policies and procedures of the Department of Homeland Security (DHS). </P>
                <P>The Coast Guard expects the economic impact of this rule to be so minimal that a full Regulatory Evaluation under the regulatory policies and procedures of DHS is unnecessary. This expectation is based on the limited duration of the zone, the constricted geographic area affected by it, and its ability to move with the protected vessel. </P>
                <HD SOURCE="HD1">Small Entities </HD>
                <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered whether this rule will have a significant economic impact on a substantial number of small entities. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000. </P>
                <P>The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities. We expect that there will be little or no impact to small entities due to the narrowly tailored scope of this security zone. </P>
                <HD SOURCE="HD1">Assistance for Small Entities   </HD>
                <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we offer to assist small entities in understanding this rule so that they could better evaluate its effects on them and participate in the rulemaking process. </P>
                <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). </P>
                <HD SOURCE="HD1">Collection of Information </HD>
                <P>This rule calls for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). </P>
                <HD SOURCE="HD1">Federalism </HD>
                <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on State or local governments and either preempts State law or imposes a substantial direct cost of compliance on them. We have analyzed this rule under that Order and have determined that it does not have implications for federalism. </P>
                <HD SOURCE="HD1">Unfunded Mandates Reform Act </HD>
                <P>
                    The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 or more in any one year. Though this rule will not result in such 
                    <PRTPAGE P="25070"/>
                    expenditure, we do discuss the effects of this rule elsewhere in this preamble. 
                </P>
                <HD SOURCE="HD1">Taking of Private Property </HD>
                <P>This rule will not affect a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights. </P>
                <HD SOURCE="HD1">Civil Justice Reform </HD>
                <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden. </P>
                <HD SOURCE="HD1">Protection of Children </HD>
                <P>We have analyzed this rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children. </P>
                <HD SOURCE="HD1">Indian Tribal Governments </HD>
                <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes. </P>
                <HD SOURCE="HD1">Energy Effects </HD>
                <P>We have analyzed this rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that order because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211. </P>
                <HD SOURCE="HD1">Technical Standards </HD>
                <P>The National Technology Transfer and Advancement Act (NTTAA) (15 U.S.C. 272 note) directs agencies to use voluntary consensus standards in their regulatory activities unless the agency provides Congress, through the Office of Management and Budget, with an explanation of why using these standards is inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (e.g., specifications of materials, performance, design, or operation; test methods; sampling procedures; and related management systems practices) that are developed or adopted by voluntary consensus standards bodies. </P>
                <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards. </P>
                <HD SOURCE="HD1">Environment </HD>
                <P>We have analyzed this rule under Commandant Instruction M16475.lD, which guides the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have concluded that there are no factors in this case that limit the use of a categorical exclusion under section 2.B.2 of the Instruction. Therefore, under figure 2-1, paragraph (34)(g) of the Commandant Instruction M16475.1D, this rule is categorically excluded from further environmental documentation. </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 33 CFR Part 165 </HD>
                    <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
                </LSTSUB>
                <REGTEXT TITLE="33" PART="165">
                    <AMDPAR>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 as follows: </AMDPAR>
                    <PART>
                        <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS </HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 165 continues to read as follows: </AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>33 U.S.C. 1226, 1231; 46 U.S.C. Chapter 701; 50 U.S.C. 191, 195; 33 CFR 1.05-1(g), 6.04-1, 6.04-6, and 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1. </P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="33" PART="165">
                    <AMDPAR>2. A new § 165.T14-142 is added to read as follows: </AMDPAR>
                    <SECTION>
                        <SECTNO>§ 165.T14-142 </SECTNO>
                        <SUBJECT>Security zone; waters surrounding U.S. Forces vessel SBX-1, HI. </SUBJECT>
                        <P>
                            (a) 
                            <E T="03">Location.</E>
                             The following area, in U.S. navigable waters within the Honolulu Captain of the Port Zone (See 33 CFR 3.70-10), from the surface of the water to the ocean floor, is a security zone: All waters extending 500 yards in all directions from U.S. Forces vessel SBX-1. The security zone moves with the SBX-1 while it is in transit and becomes fixed when the SBX-1 is anchored, position-keeping, or moored. 
                        </P>
                        <P>
                            (b) 
                            <E T="03">Effective dates.</E>
                             This security zone is effective from 12 a.m. (HST) on April 14, 2006 to 11:59 p.m. (HST) on May 14, 2006. 
                        </P>
                        <P>
                            (c) 
                            <E T="03">Regulations.</E>
                             The general regulations governing security zones contained in 33 CFR 165.33 apply. Entry into, transit through, or anchoring within this zone while it is activated and enforced is prohibited unless authorized by the Captain of the Port or a designated representative thereof. 
                        </P>
                        <P>
                            (d) 
                            <E T="03">Enforcement.</E>
                             The Coast Guard will begin enforcement of the security zone described in this section upon the SBX-1's departure from Pearl Harbor, HI. 
                        </P>
                        <P>
                            (e) 
                            <E T="03">Informational notice.</E>
                             The Captain of the Port of Honolulu will cause notice of the enforcement of the security zone described in this section to be made by broadcast notice to mariners. 
                        </P>
                        <P>
                            (f) 
                            <E T="03">Authority to enforce.</E>
                             Any Coast Guard commissioned, warrant, or petty officer may enforce this temporary security zone. 
                        </P>
                        <P>
                            (g) 
                            <E T="03">Waiver.</E>
                             The Captain of the Port may waive any of the requirements of this rule for any person, vessel, or class of vessel upon finding that application of the security zone is unnecessary or impractical for the purpose of maritime security. 
                        </P>
                        <P>
                            (h) 
                            <E T="03">Penalties.</E>
                             Vessels or persons violating this rule are subject to the penalties set forth in 33 U.S.C. 1232 and 50 U.S.C. 192. 
                        </P>
                    </SECTION>
                </REGTEXT>
                <SIG>
                    <DATED>Dated: April 14, 2006. </DATED>
                    <NAME>M.K. Brown, </NAME>
                    <TITLE>Captain, U.S. Coast Guard, Captain of the Port, Honolulu. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-4015 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4910-15-P </BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY </AGENCY>
                <CFR>40 CFR Part 52 </CFR>
                <DEPDOC>[EPA-R03-OAR-2005-0499; FRL-8162-8] </DEPDOC>
                <SUBJECT>
                    Approval and Promulgation of Air Quality Implementation Plans; Pennsylvania; NO
                    <E T="52">X</E>
                     RACT Determinations for Five Individual Sources 
                </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA). </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        EPA is taking final action to approve revisions to the Commonwealth of Pennsylvania State Implementation Plan (SIP). The revisions were submitted by the Pennsylvania Department of Environmental Protection (PADEP) to establish and require reasonably available control technology (RACT) for five major sources and 
                        <PRTPAGE P="25071"/>
                        nitrogen oxides (NO
                        <E T="52">X</E>
                        ) pursuant to the Commonwealth of Pennsylvania's SIP-approved generic RACT regulations. EPA is approving these revisions in accordance with the Clean Air Act (CAA). 
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Effective Date: This final rule is effective on May 30, 2006. </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        EPA has established a docket for this action under Docket ID Number EPA-R03-OAR-2005-0499. All documents in the docket are listed in the 
                        <E T="03">www.regulations.gov</E>
                         Web site. Although listed in the electronic docket, some information is not publicly available, i.e., confidential business information (CBI) or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically through 
                        <E T="03">http://www.regulations.gov</E>
                         or in hard copy for public inspection during normal business hours at the Air Protection Division, U.S. Environmental Protection Agency, Region III, 1650 Arch Street, Philadelphia, Pennsylvania 19103. Copies of the State submittal are available at the Pennsylvania Department of Environmental Protection, Bureau of Air Quality, P.O. Box 8468, 400 Market Street, Harrisburg, PA 17105. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        LaKeshia N. Robertson, (215) 814-2113, or by e-mail at 
                        <E T="03">robertson.lakeshia@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Background </HD>
                <P>On February 27, 2006 (71 FR 9747), EPA published a notice of proposed rulemaking (NPR) for the Commonwealth of Pennsylvania. The NPR proposed approval of formal SIP revisions submitted by Pennsylvania on November 21, 2005. These SIP revisions consist of source-specific operating permits and/or plan approvals issued by PADEP to establish and require RACT pursuant to the Commonwealth's SIP-approved generic RACT regulations. The following table identifies the sources and the individual plan approvals (PAs) and operating permits (OPs) which are the subject of this rulemaking. </P>
                <GPOTABLE COLS="5" OPTS="L2,i1" CDEF="s100,r50,xls48,r100,xs40">
                    <TTITLE>
                        Pennsylvania—VOC and NO
                        <E T="52">X</E>
                         RACT Determinations for Individual Sources 
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">Source's name</CHED>
                        <CHED H="1">County </CHED>
                        <CHED H="1">
                            Plan 
                            <LI>approval (PA No.) operating permit (OP No.)</LI>
                        </CHED>
                        <CHED H="1">Source type</CHED>
                        <CHED H="1">“Major source” pollutant</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Pennsylvania Electric Company</ENT>
                        <ENT>Indiana </ENT>
                        <ENT>32-000-059 </ENT>
                        <ENT>Two boilers and four diesel generators</ENT>
                        <ENT>
                            NO
                            <E T="0732">X</E>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">The Harrisburg Authority</ENT>
                        <ENT>Dauphin </ENT>
                        <ENT>22-2007 </ENT>
                        <ENT>Two identical independent mass burn refuse combustion/steam generation units </ENT>
                        <ENT>
                            NO
                            <E T="0732">X</E>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Texas Eastern Trasmission Corp</ENT>
                        <ENT>Perry </ENT>
                        <ENT>50-02001 </ENT>
                        <ENT>IC engine and two hp gas turbines </ENT>
                        <ENT>
                            NO
                            <E T="0732">X</E>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Graybec Lime, Inc</ENT>
                        <ENT>Centre </ENT>
                        <ENT>OP-14-0004 </ENT>
                        <ENT>Three rotary lime kilns and two waste oil furnaces </ENT>
                        <ENT>
                            NO
                            <E T="0732">X</E>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Techneglas, Inc</ENT>
                        <ENT>Luzerne </ENT>
                        <ENT>40-0009A </ENT>
                        <ENT>Three glass melting furances</ENT>
                        <ENT>
                            NO
                            <E T="0732">X</E>
                        </ENT>
                    </ROW>
                </GPOTABLE>
                <P>An explanation of the CAA's RACT requirements as they apply to the Commonwealth and EPA's rationale for approving these SIP revisions were provided in the NPR and will not be restated here. No public comments were received on the NPR. </P>
                <HD SOURCE="HD1">II. Final Action </HD>
                <P>
                    EPA is approving the revisions to the Pennsylvania SIP submitted by PADEP on November 21, 2005, to establish and require NO
                    <E T="52">X</E>
                     RACT for five major sources pursuant to the Commonwealth's SIP-approved generic RACT regulations.
                </P>
                <HD SOURCE="HD1">III. Statutory and Executive Order Reviews </HD>
                <HD SOURCE="HD2">A. General Requirements </HD>
                <P>
                    Under Executive Order 12866 (58 FR 51735, October 4, 1993), this action is not a “significant regulatory action” and therefore is not subject to review by the Office of Management and Budget. For this reason, this action is also not subject to Executive Order 13211, “Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use” (66 FR 28355, May 22, 2001). This action merely approves state law as meeting Federal requirements and imposes no additional requirements beyond those imposed by state law. Accordingly, the Administrator certifies that this rule will not have a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601 
                    <E T="03">et seq.</E>
                    ). Because this rule approves pre-existing requirements under state law and does not impose any additional enforceable duty beyond that required by state law, it does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4). This rule also does not have tribal implications because it will not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes, as specified by Executive Order 13175 (65 FR 67249, November 9, 2000). This action also does not have federalism implications because it does not have substantial direct effects on the States, on the relationship between the National Government and the States, or on the distribution of power and responsibilities among the various levels of government, as specified in Executive Order 13132 (64 FR 43255, August 10, 1999). This action merely approves a state rule implementing a Federal standard, and does not alter the relationship or the distribution of power and responsibilities established in the Clean Air Act. This rule also is not subject to Executive Order 13045 “Protection of Children from Environmental Health Risks and Safety Risks” (62 FR 19885, April 23, 1997), because it is not economically significant. 
                </P>
                <P>
                    In reviewing SIP submissions, EPA's role is to approve state choices, provided that they meet the criteria of the Clean Air Act. In this context, in the absence of a prior existing requirement for the State to use voluntary consensus standards (VCS), EPA has no authority to disapprove a SIP submission for failure to use VCS. It would thus be inconsistent with applicable law for EPA, when it reviews a SIP submission, to use VCS in place of a SIP submission that otherwise satisfies the provisions of 
                    <PRTPAGE P="25072"/>
                    the Clean Air Act. Thus, the requirements of section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) do not apply. This rule does not impose an information collection burden under the provisions of the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ). 
                </P>
                <HD SOURCE="HD2">B. Submission to Congress and the Comptroller General </HD>
                <P>
                    The Congressional Review Act, 5 U.S.C. 801 
                    <E T="03">et seq.</E>
                    , as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. Section 804 exempts from section 801 the following types of rules: (1) Rules of particular applicability; (2) rules relating to agency management or personnel; and (3) rules of agency organization, procedure, or practice that do not substantially affect the rights or obligations of non-agency parties. 5 U.S.C. 804(3). EPA is not required to submit a rule report regarding today's action under section 801 because this is a rule of particular applicability establishing source-specific requirements for five named sources. 
                </P>
                <HD SOURCE="HD2">C. Petitions for Judicial Review </HD>
                <P>Under section 307(b)(1) of the Clean Air Act, petitions for judicial review of this action must be filed in the United States Court of Appeals for the appropriate circuit by June 27, 2006. Filing a petition for reconsideration by the Administrator of this final rule does not affect the finality of this rule for the purposes of judicial review nor does it extend the time within which a petition for judicial review may be filed, and shall not postpone the effectiveness of such rule or action.</P>
                <P>This action approving source-specific RACT requirements for five sources in the Commonwealth of Pennsylvania may not be challenged later in proceedings to enforce its requirements. (See section 307(b)(2).) </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 40 CFR Part 52 </HD>
                    <P>Environmental protection, Air pollution control, Nitrogen dioxide, Ozone, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <SIG>
                    <DATED>Dated: April 19, 2006. </DATED>
                    <NAME>William C. Early, </NAME>
                    <TITLE>Acting Regional Administrator, Region III. </TITLE>
                </SIG>
                <REGTEXT TITLE="40" PART="52">
                    <AMDPAR>40 CFR part 52 is amended as follows: </AMDPAR>
                    <PART>
                        <HD SOURCE="HED">PART 52—[AMENDED] </HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 52 continues to read as follows: </AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>
                            42 U.S.C. 7401 
                            <E T="03">et seq.</E>
                        </P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="52">
                    <SUBPART>
                        <HD SOURCE="HED">Subpart NN—Pennsylvania </HD>
                    </SUBPART>
                    <AMDPAR>2. In § 52.2020, the table in paragraph (d)(1) is amended by adding the entries for Pennsylvania Electric Company; The Harrisburg Authority; Texas Eastern Transmission Corp; Graybec Lime, Inc.; and Techneglas, Inc. at the end of the table to read as follows: </AMDPAR>
                    <SECTION>
                        <SECTNO>§ 52.2020 </SECTNO>
                        <SUBJECT>Identification of plan. </SUBJECT>
                        <STARS/>
                        <P>(d) * * * </P>
                        <P>(1) * * * </P>
                        <GPOTABLE COLS="6" OPTS="L1,tp0,i1" CDEF="s100,12,xs50,12,r100,xls70">
                            <TTITLE>  </TTITLE>
                            <BOXHD>
                                <CHED H="1">Name of source </CHED>
                                <CHED H="1">Permit No. </CHED>
                                <CHED H="1">County </CHED>
                                <CHED H="1">State effective date </CHED>
                                <CHED H="1">EPA approval date </CHED>
                                <CHED H="1">
                                    Additional 
                                    <LI>explanation/</LI>
                                    <LI>§ 52.2063 citation </LI>
                                </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22">  </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         * </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Pennsylvania Electric Company</ENT>
                                <ENT>32-000-059</ENT>
                                <ENT>Indiana</ENT>
                                <ENT>12/29/94</ENT>
                                <ENT>4/28/06 [Insert page number where the document begins]</ENT>
                                <ENT>52.2020(d)(1)(n) </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">The Harrisburg Authority</ENT>
                                <ENT>22-2007</ENT>
                                <ENT>Dauphin</ENT>
                                <ENT>6/2/95</ENT>
                                <ENT>4/28/06 [Insert page number where the document begins]</ENT>
                                <ENT>52.2020(d)(1)(n) </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Texas Eastern Transmission Corp</ENT>
                                <ENT>50-02001</ENT>
                                <ENT>Perry</ENT>
                                <ENT>4/12/99</ENT>
                                <ENT>4/28/06 [Insert page number where the document begins]</ENT>
                                <ENT>52.2020(d)(1)(n) </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Graybec Lime, Inc</ENT>
                                <ENT>OP-14-0004</ENT>
                                <ENT>Centre</ENT>
                                <ENT>4/16/99</ENT>
                                <ENT>4/28/06 [Insert page number where the document begins]</ENT>
                                <ENT>52.2020(d)(1)(n) </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Techneglas, Inc</ENT>
                                <ENT>40-0009A</ENT>
                                <ENT>Luzerne</ENT>
                                <ENT>1/29/95</ENT>
                                <ENT>4/28/06 [Insert page number where the document begins]</ENT>
                                <ENT> 52.2020(d)(1)(n) </ENT>
                            </ROW>
                        </GPOTABLE>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-3996 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY </AGENCY>
                <CFR>40 CFR Part 52 </CFR>
                <DEPDOC>[EPA-R04-OAR-2003-TN-0001, EPA-R04-OAR-2004-TN-0001-200413(a); FRL-8163-3] </DEPDOC>
                <SUBJECT>Approval and Promulgation of Implementation Plans: Revisions to the Tennessee Nitrogen Oxides Budget and Allowance Trading Program </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA). </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Direct final rule. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        EPA is approving two State Implementation Plan (SIP) revisions to the Tennessee Department of Environment and Conservation's Nitrogen Oxides (NO
                        <E T="52">X</E>
                        ) Budget Trading Program (Trading Program) submitted October 27, 2003, and December 10, 2003, by the State of Tennessee. The first revision corrects a miscalculation in Tennessee's NO
                        <E T="52">X</E>
                         trading budget for non-electric generating units (non-EGUs) resulting from the use of an incorrect control efficiency percentage for one of the Trading Program's non-EGU sources—an Eastman Chemical Company boiler. The correction of this miscalculation results in a 147 tons per season (tps) increase in Tennessee's NO
                        <E T="52">X</E>
                         trading budget for non-EGUs—making its non-EGU trading budget 5,666 tps, instead of 5,519 tps, and increasing Tennessee's total State-wide NO
                        <E T="52">X</E>
                         budget from 163,928 tpy to 164,075 tpy. Based on this correction, Tennessee's second revision reallocates trading allowances to Eastman Chemical Company—increasing the NO
                        <E T="52">X</E>
                         trading allowances from 416 tps to 549 tps for the Eastman Chemical Company boiler. 
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        This direct final rule is effective June 27, 2006 without further notice, unless EPA receives adverse comment by May 30, 2006. If adverse comment is received, EPA will publish a timely withdrawal of the direct final rule in the 
                        <E T="04">Federal Register</E>
                         and inform the public that the rule will not take effect. 
                    </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit your comments, identified by Docket ID No. EPA-R04-
                        <PRTPAGE P="25073"/>
                        OAR-2003-TN-0001 or EPA-R04-OAR-2004-TN-0001, by one of the following methods: 
                    </P>
                    <P>
                        1. 
                        <E T="03">http://www.regulations.gov:</E>
                         Follow the on-line instructions for submitting comments. 
                    </P>
                    <P>
                        2. E-mail: 
                        <E T="03">difrank.stacy@epa.gov</E>
                        . 
                    </P>
                    <P>3. Fax: 404-562-9019. </P>
                    <P>4. Mail: “EPA-R04-OAR-2003-TN-0001 or EPA-R04-OAR-2004-TN-0001”, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street, SW., Atlanta, Georgia 30303-8960. </P>
                    <P>5. Hand Delivery or Courier: Stacy DiFrank, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street, SW., Atlanta, Georgia 30303-8960. Such deliveries are only accepted during the Regional Office's normal hours of operation. The Regional Office's official hours of business are Monday through Friday, 8:30 to 4:30, excluding Federal holidays. </P>
                    <P>
                        <E T="03">Instructions:</E>
                         Direct your comments to Docket ID No. “EPA-R04-OAR-2003-TN-0001 or EPA-R04-OAR-2004-TN-0001.” EPA's policy is that all comments received will be included in the public docket without change and may be made available online at 
                        <E T="03">http://www.regulations.gov</E>
                        , including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit through 
                        <E T="03">http://www.regulations.gov</E>
                         or e-mail, information that you consider to be CBI or otherwise protected. The 
                        <E T="03">http://www.regulations.gov</E>
                         Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an e-mail comment directly to EPA without going through 
                        <E T="03">http://www.regulations.gov</E>
                        , your e-mail address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses. For additional information about EPA's public docket visit the EPA Docket Center homepage at 
                        <E T="03">http://www.epa.gov/epahome/dockets.htm</E>
                        . 
                    </P>
                    <P>
                        <E T="03">Docket:</E>
                         All documents in the electronic docket are listed in the 
                        <E T="03">http://www.regulations.gov</E>
                         index. Although listed in the index, some information is not publicly available, i.e., CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically in 
                        <E T="03">http://www.regulations.gov</E>
                         or in hard copy at the Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street, SW., Atlanta, Georgia 30303-8960. EPA requests that if at all possible, you contact the person listed in the 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                         section to schedule your inspection. The Regional Office's official hours of business are Monday through Friday, 8:30 to 4:30 excluding legal holidays. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Stacy DiFrank, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street, SW., Atlanta, Georgia 30303-8960. The telephone number is (404) 562-9042. Ms. DiFrank can also be reached via electronic mail at 
                        <E T="03">difrank.stacy@epa.gov</E>
                        . 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Background </HD>
                <P>
                    On October 27, 1998, EPA published the NO
                    <E T="52">X</E>
                     SIP Call (63 FR 57356). In the NO
                    <E T="52">X</E>
                     SIP Call, EPA took final action to prohibit specified amounts of emissions of one of the main precursors of ground level ozone, NO
                    <E T="52">X</E>
                    , in order to reduce ozone transport across state boundaries in the eastern half of the United States. EPA also set forth requirements for each of the affected upwind states to submit SIP revisions prohibiting those amounts of NO
                    <E T="52">X</E>
                     emissions which significantly contribute to downwind air quality problems. In addition, EPA established state-wide NO
                    <E T="52">X</E>
                     emissions budgets for the affected states to be met by the year 2007. See 40 CFR 51.121(e)(2). The state-wide NO
                    <E T="52">X</E>
                     emissions budgets were calculated by assuming the emissions reductions that would be achieved by applying available, highly cost-effective controls to source categories of NO
                    <E T="52">X</E>
                    . The source categories identified and regulated in the NO
                    <E T="52">X</E>
                     SIP Call were electric generating units (EGUs), non-electric generating units (non-EGUs), internal combustion engines, and cement kilns. For the State of Tennessee, EPA determined the total 2007 State-wide NO
                    <E T="52">X</E>
                     emissions budget to be 163,928 tons per season (tps), with the following 5 sub-budgets: 
                </P>
                <GPOTABLE COLS="6" OPTS="L2,tp0" CDEF="12C,12C,12C,12C,12C,12C">
                    <TTITLE>  </TTITLE>
                    <BOXHD>
                        <CHED H="1">EGU </CHED>
                        <CHED H="1">Non-EGU </CHED>
                        <CHED H="1">Area </CHED>
                        <CHED H="1">Nonroad </CHED>
                        <CHED H="1">Highway </CHED>
                        <CHED H="1">Total </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">25,814 tps</ENT>
                        <ENT>5,519 tps</ENT>
                        <ENT>13,333 tps</ENT>
                        <ENT>52,920 tps</ENT>
                        <ENT>66,342 tps</ENT>
                        <ENT>163,928 tps </ENT>
                    </ROW>
                    <TNOTE>See 69 FR 3015, 3016 (January 22, 2004). </TNOTE>
                </GPOTABLE>
                <P>
                    To assist the states in their efforts to meet the NO
                    <E T="52">X</E>
                     SIP Call, the NO
                    <E T="52">X</E>
                     SIP Call final rulemaking included a model NO
                    <E T="52">X</E>
                     allowance trading regulation, called the “NO
                    <E T="52">X</E>
                     Budget Trading Program for State Implementation Plans,” (40 CFR part 96), that could be used by states to develop their regulations. In the NO
                    <E T="52">X</E>
                     SIP Call, EPA explained that if states developed an allowance trading regulation consistent with the EPA model rule, they could participate in a regional allowance trading program that would be administered by EPA. See 63 FR 57458-57459. EPA's model NO
                    <E T="52">X</E>
                     budget and allowance trading rule sets forth a NO
                    <E T="52">X</E>
                     emissions trading program for large EGUs and non-EGUs. For a full description of EPA's model NO
                    <E T="52">X</E>
                     budget trading program, see 63 FR 57514-56538 and 40 CFR part 96. 
                </P>
                <P>
                    In an emissions budget and allowance trading program, the state sets an emissions trading budget for covered sources. The trading budget limits the total number of allowances for each source covered by the program during a particular control period. After setting the trading budget, the state then assigns, or allocates, allowances to the participating entities up to the level of the trading budget. Each allowance authorizes the emission of a quantity of pollutant, 
                    <E T="03">e.g.</E>
                    , one ton of airborne NO
                    <E T="52">X</E>
                    . At the end of the control period, each source must demonstrate that its actual 
                    <PRTPAGE P="25074"/>
                    emissions during the control period were less than or equal to the number of available allowances it holds. Sources that reduce their emissions below their allocated allowance level may sell their extra allowances. Sources that emit more than the amount of their allocated allowance level may buy allowances from the sources with extra reductions. 
                </P>
                <P>
                    In response to the NO
                    <E T="52">X</E>
                     SIP Call, Tennessee submitted SIP revisions in 2000, 2001, and 2003 that consisted of standards for cement kilns and a NO
                    <E T="52">X</E>
                     Budget Trading Program for large EGU's and certain non-EGUs (Trading Program). Tennessee's Trading Program applies to all large EGUs and to non-EGUs that have a heat input capacity equal to or greater than 250 million Brithish thermal units (mmBtu) per hour. Under the Trading Program, each NO
                    <E T="52">X</E>
                     allowance permits a source to emit one ton of NO
                    <E T="52">X</E>
                     during the seasonal control period. NO
                    <E T="52">X</E>
                     allowances may be bought or sold. Unused NO
                    <E T="52">X</E>
                     allowances may also be banked for future use, with certain limitations. Upon finding that the submittals met the requirements of Phase I of the NO
                    <E T="52">X</E>
                     SIP Call, EPA fully approved the State's Trading Program on January 22, 2004 (69 FR 3015). Under the approved Trading Program, Tennessee's NO
                    <E T="52">X</E>
                     trading budget was as follows: 
                </P>
                <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="s30,14">
                    <TTITLE>
                        Tennessee's Previously Approved NO
                        <E T="52">X</E>
                         Trading Budget
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">Source category</CHED>
                        <CHED H="1">
                            Tennessee 2007 NO
                            <E T="52">X</E>
                             Trading 
                            <LI>Program budget </LI>
                            <LI>emissions (tps)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">EGU</ENT>
                        <ENT>25,814</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">Non-EGU</ENT>
                        <ENT>5,519</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total</ENT>
                        <ENT>31, 333</ENT>
                    </ROW>
                </GPOTABLE>
                <P>In addition, and also pursuant to the Trading Program, the State made allocations under the trading budget to its EGU and non-EGU sources. </P>
                <P>
                    On October 27, 2003, and December 10, 2003, Tennessee submitted SIP revisions to its Trading Program. The first SIP revision submittal corrects a miscalculation in Tennessee's trading budget for non-EGUs. This miscalculation resulted from the use of an incorrect control efficiency percentage for one of the Tennessee Trading Program's non-EGU sources—an Eastman Chemical Company boiler. The correction of this miscalculation results in a 147 tps increase in Tennessee's trading budget for non-EGUs—making its non-EGU trading budget 5,666 tps, instead of 5,519 tps, and increases Tennessee's State-wide NO
                    <E T="52">X</E>
                     budget from 163,928 tpy to 164,075 tpy. Based on this correction, Tennessee's second SIP revision submittal reallocates trading allowances to Eastman Chemical Company. 
                </P>
                <HD SOURCE="HD1">II. Analysis of Tennessee's October 27, 2003 Submittal: Correction to Non-EGU Trading Budget </HD>
                <P>
                    At the time it developed its Trading Program, Tennessee calculated its 2007 trading budget for covered non-EGUs to be 5,519 tps. This 2007 trading budget reflects calculations for 24 units at 10 plants. The calculations, based upon EPA's NO
                    <E T="52">X</E>
                     SIP Call methodology, require (1) the determination of an adjusted baseline emissions amount (total uncontrolled emissions) at each unit; (2) the application of a growth factor of 1.65; (3) the application of presumptive controls of 60 percent; (4) the calculation of each unit's budget—which represents the difference between the total uncontrolled emissions and the presumptively controlled emissions; and (5) the summation of the total resulting budgets for all units to establish a total non-EGU trading budget. Where units already had controls in place during the period used for the NO
                    <E T="52">X</E>
                     SIP Call inventory, uncontrolled emissions were determined by calculating the control efficiency of those controls and adding those “controlled” emissions back into the baseline amount. Using this formula, Tennessee determined its non-EGU trading budget to be 5,519 tps. See Tennessee Rule 1200-3-27-.06(1)(f). 
                </P>
                <P>
                    The State of Tennessee's SIP submittal, dated October 27, 2003, seeks EPA approval to change Tennessee's SIP (specifically Tennessee Rule 1200-3-27-.06(1)(f)) to reflect a non-EGU trading budget of 5,666 tps, instead of 5,519 tps. The basis for this change is information from Eastman Chemical Company indicating that the control efficiency for the low-NO
                    <E T="52">X</E>
                     burners and overfire air on its wall-fired, pulverized coal boiler—Boiler Unit 016 (325-31)—was incorrectly identified as 40 percent during the development of the State's non-EGU trading budget. The correct control efficiency is 54.5 percent. Eastman Chemical Company recognized this error during preparation of its Clean Air Act title V permit application. The corrected control efficiency of 54.5 percent is calculated as follows: 
                </P>
                <P>• For pulverized coal, dry bottom wall-fired bituminous pre-New Source Performance Standards boilers, an emission factor of 22 pounds per ton (lb/ton) was used; </P>
                <P>• Assuming coal at 12,500 Btu/lb, these factors are equal to 0.88 lb/mmBtu and 0.6 lb/mmBtu, respectively. Boiler Unit 016 (325-31) has a best available control technology limit of 0.4 lb/mmBtu. This would equate to a control efficiency of (0.88-0.4)/0.88 = 54.5 percent. </P>
                <P>The original calculation of Tennesee's trading budget for Boiler Unit 016 (325-31) using the incorrect control efficiency of 40 percent was 457.776 tps, which, together with the trading budgets from other covered non-EGUs, resulted in a total non-EGU trading budget of 5,519 tps. The 457.776 tps trading budget for Boiler Unit 016 (325-31) was calculated using the following information: </P>
                <P>• Controlled emissions for the Boiler are 416.16 tps. </P>
                <P>• A 40 percent control efficiency reflected the control of 277.44 tps. </P>
                <P>
                    • When those 277.44 tps of controlled NO
                    <E T="52">X</E>
                     emissions were added back into the baseline of 416.16 tps, the resulting adjusted baseline emissions (reflecting all uncontrolled emissions) was 693.6 tps. 
                </P>
                <P>In calculating the trading budget using the incorrect control efficiency figure of 40 percent, the adjusted baseline emissions for the Boiler (693.6 tps) were multiplied by the growth factor of 1.65 to render the amount of uncontrolled emissions for the Unit for the year 2007 (1,144.44 tps). A presumptive control of 60 percent was then applied to the uncontrolled emissions to render the amount of emissions that are controllable at the Boiler (686.664 tps). The difference between the 2007 uncontrolled emissions (1,144.44 tps) and the controllable emissions (686.664 tps) represented the trading budget for the Unit (457.776 tps). Thus, the original calculations for Boiler Unit 016 (325-31) were as follows: </P>
                <P>• Total 2007 uncontrolled emissions: 693.6 tps × 1.65 = 1,144.44 tps. </P>
                <P>• Presumptive controlled emissions (60 percent) 1,144.44 tps × 0.6 = 686.664 tps. </P>
                <P>• Trading budget for Boiler: 1,144.44 tps − 686.664 tps = 457.776 tps. </P>
                <P>
                    However, using the corrected control efficiency of 54.5 percent (versus 40 percent) results in more uncontrolled emissions being added back into the adjusted baseline emissions amount (total uncontrolled emissions) calculated for Boiler Unit 016 (325-31) and further results in an increase to the Boiler's trading budget. That is, using the corrected control efficiency for the Boiler of 54.5 percent results in an additional 222.178 tps of controlled emissions that should have been added back into the Boiler's adjusted baseline emissions—resulting in an adjusted baseline emissions for Boiler Unit 016 (325-31) of 915.778 tps. 
                    <PRTPAGE P="25075"/>
                </P>
                <P>In calculating the trading budget using this corrected information, the adjusted baseline emissions for the Boiler (915.778 tps) are multiplied by the growth factor of 1.65 to render the amount of 2007 uncontrolled emissions for the Boiler (1,511.0337 tps). A presumptive control of 60 percent is then applied to the uncontrolled emissions to render the amount of 2007 emissions that are controllable at the Boiler (906.62022 tps). The difference between the 2007 uncontrolled emissions (1,511.0337 tps) and the controllable emissions (906.62022 tps) represents the trading budget for the Boiler (604.41348 tps). The corrected calculations for Boiler Unit 016 (325-31) are as follows: </P>
                <P>• Uncontrolled emissions through 2007: 915.778 tps × 1.65 = 1,511.0337 tps. </P>
                <P>• Presumptive controlled emissions (60 percent) 1,511.0337 tps × 0.6 = 906.62022 tps. </P>
                <P>• Trading budget for Boiler: 1511.0337 tps − 906.62022 tps = 604.41348 tps. </P>
                <P>
                    The corrected calculations result in a trading budget for Boiler Unit 016 (325-31) of 604.413 tps rather than 457.776 tps. This is a difference of an additional 146.637 tps (or 147 tps when rounding up). The corrected, and additional 147 tps, revises Tennessee's total non-EGU trading budget upward—from 5,519 tps to 5,666 tps. This also revises the total Tennessee State-wide NO
                    <E T="52">X</E>
                     budget upward from 163,928 tps to 164,075 tps. 
                </P>
                <P>
                    EPA has reviewed these calculations and concurs with this revision to both the non-EGU trading budget and the overall State-wide NO
                    <E T="52">X</E>
                     budget for Tennessee. Therefore, EPA is approving Tennessee's October 27, 2003 SIP revision. Tennessee's overall NO
                    <E T="52">X</E>
                     emissions budgets and Trading Program budgets are now as follows: 
                </P>
                <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="s30,14">
                    <TTITLE>
                        Tennessee's Current NO
                        <E T="52">X</E>
                         Trading Program Budgets 
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">Source category </CHED>
                        <CHED H="1">
                            Tennessee 2007
                            <LI>
                                NO
                                <E T="52">X</E>
                                 Trading
                            </LI>
                            <LI>Program</LI>
                            <LI>budget</LI>
                            <LI>emissions (tps) </LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">EGU</ENT>
                        <ENT>25,814 </ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">Non-EGU</ENT>
                        <ENT>5,666 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total</ENT>
                        <ENT>31,480 </ENT>
                    </ROW>
                </GPOTABLE>
                <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="s30,14">
                    <TTITLE>
                        Tennessee's Current Overall NO
                        <E T="52">X</E>
                         Emissions Budgets 
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">Source category </CHED>
                        <CHED H="1">
                            Tennessee 2007
                            <LI>
                                NO
                                <E T="52">X</E>
                                 budget
                            </LI>
                            <LI>emissions (tps) </LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">EGUs</ENT>
                        <ENT>25,814 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Non-EGUs</ENT>
                        <ENT>5,666 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Area Sources</ENT>
                        <ENT>13,333 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Non-road Sources</ENT>
                        <ENT>52,920 </ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">Highway Sources</ENT>
                        <ENT>66,342 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total</ENT>
                        <ENT>164,075 </ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">III. Analysis of Tennessee's December 10, 2003 Submittal: Reallocation of Allowances </HD>
                <P>In light of the above correction to Tennessee's non-EGU trading budget, the State's second SIP submittal, dated December 10, 2003, reallocates a portion of the corrected non-EGU trading budget (now 5,666 tps) to Eastman Chemical Company's Boiler Unit 016 (325-31) pursuant to the State's allocation methodology that is set out in its EPA-approved Trading Program. See Tennessee Rule 1200-3-27-.06(2), Subpart E. The reallocation provides the Eastman Chemical Company Boiler with 133 tps of additional trading allowances, for a total of 549 tps. </P>
                <P>
                    Under its EPA-approved Trading Program, Tennessee's NO
                    <E T="52">X</E>
                     trading budget allowances are submitted as proposed SIP revisions to EPA for approval. See Tennessee Rule 1200-3-27-.06(1)(h)(3). The State's original EGU and non-EGU trading allowances (submitted to EPA on October 4, 2001) were approved by EPA on January 22, 2004 (69 FR 3015). With very few exceptions, Tennessee allocates allowances equivalent to 60 percent of the adjusted baseline emissions to each non-EGU unit in its Trading Program. Under the State's original (uncorrected) 5, 519 tps trading budget, Tennessee allocated a total of 5,255 tps to the 24 units in its Trading Program. Of that 5,255 tps, Eastman Chemical's Boiler Unit 016 (325-31) was allocated 416 tps based upon the above-discussed erroneously calculated adjusted baseline emissions of 693.6 tps. 
                </P>
                <P>Tennessee's December 10, 2003, SIP submittal seeks to adjust the allocation of allowances to Boiler Unit 016 (325-31) in light of the correction to the State's non-EGU trading budget which resulted from correcting the Boiler's adjusted baseline emissions. Using the corrected adjusted baseline emissions for Boiler Unit 016 (325-31) of 915.778 tps, the portion of the non-EGU trading budget allocated to the Eastman Chemical Boiler under the State's 60% allocation methodology becomes 549 tps, rather than 416 tps (an increase of 133 tps). That is, using the State's allocation methodology, 60 percent of the Boiler's adjusted baseline emissions of 915.778 equals 549 tps.</P>
                <P>
                    It should be noted that the 133 tps increase in allocations to Boiler 016 (325-31) uses only a portion of the corrected non-EGU trading budget (
                    <E T="03">e.g.</E>
                    , 133 tps of the 147 tps added to the trading budget after correction). The remainder of the corrected trading budget increase (14 tps) has not been re-allocated by the State. With the 133 tps allocations increase to Boiler 016 (325-31), the resulting corrected total of allocations to all non-EGUs in the State's Trading Program is 5,388 tps. This total of non-EGU allocations represents 95 percent of the State's non-EGU trading budget as required by the Trading Program (and EPA's model trading program). See Tennessee Rule 1200-3-27-.06, Subpart E, Section 92.42(c)(2). 
                </P>
                <P>Because Tennessee's reallocation of allowances to Eastman Chemical Company's Boiler Unit 016 (325-31) was made in accordance with the State's EPA-approved Trading Program, EPA concurs with the reallocation and is approving Tennessee's December 10, 2003, SIP submittal. The allocation to Eastman Chemical Company's Boiler 016 (325-31) is now 549 tps. </P>
                <HD SOURCE="HD1">IV. Final Action </HD>
                <P>
                    EPA is approving the aforementioned changes to the Tennessee SIP. EPA has reviewed the State of Tennessee's justification concerning the re-calculation of non-EGU NO
                    <E T="52">X</E>
                     emissions and concurs with Tennessee's 2007 state-wide NO
                    <E T="52">X</E>
                     budget for non-EGUs of 5,666 tps. With this re-calculation, EPA is also approving the resulting increase in Tennessee's State-wide NO
                    <E T="52">X</E>
                     emission budget—now at 164,075 tps. In addition, EPA has also reviewed the State's request to re-allocate allowances of the non-EGU NO
                    <E T="52">X</E>
                     budget to Eastman Chemical Company's Boiler Unit 016 (325-31) based upon these corrections and concurs with the revised allocation of 549 tps for this Unit. 
                </P>
                <P>
                    EPA is publishing this rule without prior proposal because the Agency views this as a noncontroversial submittal and anticipates no adverse comments. However, in the proposed rules section of this 
                    <E T="04">Federal Register</E>
                     publication, EPA is publishing a separate document that will serve as the proposal to approve the SIP revision should adverse comments be filed. This rule will be effective June 27, 2006 without further notice unless the Agency receives adverse comments by May 30, 2006. 
                    <PRTPAGE P="25076"/>
                </P>
                <P>If EPA receives such comments, then EPA will publish a document withdrawing the final rule and informing the public that the rule will not take effect. All public comments received will then be addressed in a subsequent final rule based on the proposed rule. EPA will not institute a second comment period. Parties interested in commenting should do so at this time. If no such comments are received, the public is advised that this rule will be effective on June 27, 2006 and no further action will be taken on the proposed rule. Please note that if we receive adverse comment on an amendment, paragraph, or section of this rule and if that provision may be severed from the remainder of the rule, we may adopt as final those provisions of the rule that are not the subject of an adverse comment. </P>
                <HD SOURCE="HD2">Statutory and Executive Order Reviews </HD>
                <P>
                    Under Executive Order 12866 (58 FR 51735, October 4, 1993), this action is not a “significant regulatory action” and therefore is not subject to review by the Office of Management and Budget. For this reason, this action is also not subject to Executive Order 13211, “Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use” (66 FR 28355, May 22, 2001). This action merely approves state law as meeting Federal requirements and imposes no additional requirements beyond those imposed by state law. Accordingly, the Administrator certifies that this rule will not have a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601 
                    <E T="03">et seq.</E>
                    ). Because this rule approves pre-existing requirements under state law and does not impose any additional enforceable duty beyond that required by state law, it does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4). 
                </P>
                <P>This rule also does not have tribal implications because it will not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes, as specified by Executive Order 13175 (65 FR 67249, November 9, 2000). This action also does not have federalism implications because it does not have substantial direct effects on the states, on the relationship between the National Government and the States, or on the distribution of power and responsibilities among the various levels of government, as specified in Executive Order 13132 (64 FR 43255, August 10, 1999). This action merely approves a state rule implementing a Federal standard, and does not alter the relationship or the distribution of power and responsibilities established in the Clean Air Act. This rule also is not subject to Executive Order 13045 “Protection of Children from Environmental Health Risks and Safety Risks” (62 FR 19885, April 23, 1997), because it is not economically significant. </P>
                <P>
                    In reviewing SIP submissions, EPA's role is to approve state choices, provided that they meet the criteria of the Clean Air Act. In this context, in the absence of a prior existing requirement for the State to use voluntary consensus standards (VCS), EPA has no authority to disapprove a SIP submission for failure to use VCS. It would thus be inconsistent with applicable law for EPA, when it reviews a SIP submission, to use VCS in place of a SIP submission that otherwise satisfies the provisions of the Clean Air Act. Thus, the requirements of section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) do not apply. This rule does not impose an information collection burden under the provisions of the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ). 
                </P>
                <P>
                    The Congressional Review Act, 5 U.S.C. 801 
                    <E T="03">et seq.</E>
                    , as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. EPA will submit a report containing this rule and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the 
                    <E T="04">Federal Register</E>
                    . A major rule cannot take effect until 60 days after it is published in the 
                    <E T="04">Federal Register</E>
                    . This action is not a “major rule” as defined by 5 U.S.C. 804(2). 
                </P>
                <P>Under section 307(b)(1) of the Clean Air Act, petitions for judicial review of this action must be filed in the United States Court of Appeals for the appropriate circuit by June 27, 2006. Filing a petition for reconsideration by the Administrator of this final rule does not affect the finality of this rule for the purposes of judicial review nor does it extend the time within which a petition for judicial review may be filed, and shall not postpone the effectiveness of such rule or action. This action may not be challenged later in proceedings to enforce its requirements. (See section 307(b)(2).) </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 40 CFR Part 52 </HD>
                    <P>Environmental protection, Air pollution control, Intergovernmental relations, Nitrogen dioxide, Ozone, Reporting and recordkeeping requirements, Volatile organic compounds.</P>
                </LSTSUB>
                <SIG>
                    <DATED>Dated: April 19, 2006. </DATED>
                    <NAME>A. Stanley Meiburg, </NAME>
                    <TITLE>Acting Regional Administrator, Region 4. </TITLE>
                </SIG>
                <REGTEXT TITLE="40" PART="52">
                    <AMDPAR>40 CFR part 52 is amended as follows: </AMDPAR>
                    <PART>
                        <HD SOURCE="HED">PART 52—[AMENDED] </HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 52 continues to read as follows: </AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>
                            42 U.S.C. 7401 
                            <E T="03">et seq.</E>
                        </P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="52">
                    <SUBPART>
                        <HD SOURCE="HED">Subpart RR—Tennessee </HD>
                    </SUBPART>
                    <AMDPAR>2. Section 52.2220(c) is amended by revising the entries in Table 1 for “Section 1200-3-27-.06” to read as follows: </AMDPAR>
                    <SECTION>
                        <SECTNO>§ 52.2220 </SECTNO>
                        <SUBJECT>Identification of plan. </SUBJECT>
                        <STARS/>
                        <P>(c) * * * </P>
                        <GPOTABLE COLS="5" OPTS="L1,i1" CDEF="s50,r50,r50,r50,r50">
                            <TTITLE>Table 1.—EPA-Approved Tennessee Regulations </TTITLE>
                            <BOXHD>
                                <CHED H="1">State citation </CHED>
                                <CHED H="1">Title/subject </CHED>
                                <CHED H="1">State effective date </CHED>
                                <CHED H="1">EPA approval date </CHED>
                                <CHED H="1">
                                    <E T="02">Federal Register</E>
                                     notice 
                                </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22">  </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         * </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Section 1200-3-27-.06</ENT>
                                <ENT>
                                    NO
                                    <E T="52">X</E>
                                     Trading Budget for State Implementation Plans
                                </ENT>
                                <ENT> October 19, 2003</ENT>
                                <ENT>April 28, 2006</ENT>
                                <ENT>[Insert citation of publication]. </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">  </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         * </ENT>
                            </ROW>
                        </GPOTABLE>
                        <PRTPAGE P="25077"/>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-4023 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY </AGENCY>
                <CFR>40 CFR Part 82 </CFR>
                <DEPDOC>[FRL-8163-1] </DEPDOC>
                <RIN>RIN 2060-AN18 </RIN>
                <SUBJECT>Protection of Stratospheric Ozone: The 2006 Critical Use Exemption From the Phaseout of Methyl Bromide </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA). </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule; technical correction.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Environmental Protection Agency published in the 
                        <E T="04">Federal Register</E>
                         of February 6, 2006, a final rule exempting methyl bromide production and import for 2006 critical uses. Specifically, EPA authorized uses that qualify for the 2006 critical use exemption, and the amount of methyl bromide that may be produced, imported, or made available from inventory for those uses in 2006. EPA's action was taken under the authority of the Clean Air Act (CAA) and reflects recent consensus Decisions taken by the Parties to the Montreal Protocol on Substances that Deplete the Ozone Layer (Protocol) at the 16th and 17th Meetings of the Parties (MOPs) and the 2nd Extraordinary Meeting of the Parties (ExMOP). This document corrects an error made in the calculation of critical use allowances (CUAs) described in that document. 
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Effective Date:</E>
                         April 28, 2006. 
                    </P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Marta Montoro, Office of Atmospheric Programs, Stratospheric Protection Division, Mail Code 6205 J, Environmental Protection Agency, 1200 Pennsylvania Avenue, NW., Washington, DC 20460; telephone number: (202) 343-9321; fax number: (202) 343-2337; e-mail address: 
                        <E T="03">mebr.allocation@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. General Information </HD>
                <HD SOURCE="HD2">A. Does This Action Apply to Me? </HD>
                <P>Entities potentially regulated by this action are those associated with the production, import, export, sale, application and use of methyl bromide covered by an approved critical use exemption. Potentially regulated categories and entities include: </P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="xs50,r200">
                    <TTITLE>  </TTITLE>
                    <BOXHD>
                        <CHED H="1">Category </CHED>
                        <CHED H="1">Examples of regulated entities </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Industry</ENT>
                        <ENT>Producers, Importers and Exporters of methyl bromide; Applicators, Distributors of methyl bromide; Users of methyl bromide such as farmers of vegetable crops, fruits and seedlings, owners of stored food commodities and structures such as grain mills and processors, and government and non-government researchers. </ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    The above table is not intended to be exhaustive, but rather to provide a guide for readers regarding entities likely to be regulated by this action. This table lists the types of entities that EPA is aware could be potentially regulated by this action. To determine whether your facility, company, business, or organization is regulated by this action, you should carefully examine the regulations promulgated at 40 CFR part 82, subpart A. If you have questions regarding the applicability of this action to a particular entity, consult the person listed in the preceding 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section. 
                </P>
                <HD SOURCE="HD1">II. What Does This Correction Do? </HD>
                <P>
                    EPA published a rule in the 
                    <E T="04">Federal Register</E>
                     of February 6, 2006, (71 FR 5985), which contained an error occurring in the calculation of the allocation of critical use allowances. The final rule document contained aggregated totals for both 2006 critical use allowances for pre-plant uses of methyl bromide and 2006 critical use allowances for post-harvest uses of methyl bromide, each measured in kilograms. The totals in Table II of the final rule labeled “ALLOCATION OF CRITICAL USE ALLOWANCES”, and § 82.8(c)(1) “Allocated critical use allowances granted for specified control period,” are incorrectly calculated. Consequently, this technical correction supersedes the totals found in Table II, § 82.8(c)(1), and any other place wherein the original totals are stated in the final rule. 
                </P>
                <P>The error occurred due to a spreadsheet miscalculation, which caused a discrepancy in the summed totals of the allocated critical use allowances. This error has been corrected and is represented in the new numbers, provided in this technical correction, for both pre-plant and post-harvest critical uses of methyl bromide. The numerical alterations, which come as a result of this correction, are minor. </P>
                <P>The correct total for 2006 critical use allowances for pre-plant uses of methyl bromide is 6,319,080 kilograms. The final rule, published February 6, 2006 (71 FR 5985) incorrectly stated 6,315,237 kilograms. The correct total for 2006 critical use allowances for post-harvest uses of methyl bromide is 608,569 kilograms, but was incorrectly stated in the February 6, 2006 final rule as 506,250 kilograms. For 2006, the correct total production and import amount EPA is authorizing for critical uses is 6,927,649 kilograms. The total was incorrectly stated in the February 6, 2006 final rule as 6,821,487. The correct numbers are shown in the table below.</P>
                <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s100,15,15">
                    <TTITLE>Table I.—Allocation of Critical Use Allowances </TTITLE>
                    <BOXHD>
                        <CHED H="1">Company </CHED>
                        <CHED H="1">2006 critical use allowances for pre-plant uses* (kilograms) </CHED>
                        <CHED H="1">2006 critical use allowances for post-harvest uses* (kilograms) </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Great Lakes Chemical Corp</ENT>
                        <ENT>3,840,406</ENT>
                        <ENT>369,856 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Albemarle Corp</ENT>
                        <ENT>1,579,235</ENT>
                        <ENT>152,091 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Ameribrom, Inc</ENT>
                        <ENT>872,402</ENT>
                        <ENT>84,018 </ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">TriCal, Inc</ENT>
                        <ENT>27,037</ENT>
                        <ENT>2,604 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total</ENT>
                        <ENT>6,319,080</ENT>
                        <ENT>608,569 </ENT>
                    </ROW>
                    <TNOTE>* For production or import of class I, Group VI controlled substance exclusively for the Pre-Plant or Post-Harvest uses specified in Appendix L to 40 CFR Part 82. </TNOTE>
                </GPOTABLE>
                <PRTPAGE P="25078"/>
                <P>The corrections will become effective immediately (without further rulemaking action) on April 28, 2006. </P>
                <HD SOURCE="HD1">III. Statutory and Executive Order Reviews </HD>
                <P>
                    Under Executive Order 12866, Regulatory Planning and Review (58 FR 51735, October 4, 1993), this action is not a “significant regulatory action” and is, therefore, not subject to review by the Office of Management and Budget (“OMB”). This action is not a “major rule” as defined by 5 U.S.C. 804(2). The technical correction does not impose an information collection burden under the provisions on the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ). 
                </P>
                <P>
                    Because EPA has made a “good cause” finding that this action is not subject to notice and comment requirements under the APA or any other stature, it is not subject to the regulatory flexibility provisions of the Regulatory Flexibility Act (5 U.S.C. 601 
                    <E T="03">et seq.</E>
                    ), or to section 202 and 205 of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4). In addition, this action does not significantly or uniquely affect small governments or impose a significant intergovernmental mandate, as described in section 203 and 204 of the UMRA. 
                </P>
                <P>The correction does not have substantial direct effects on the States, or on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of Government, as specified in Executive Order 13132, Federalism (64 FR 43255, August 10, 1999). </P>
                <P>This action also does not significantly or uniquely affect the communities of tribal governments, as specified by Executive Order 13175, Consultation and Coordination with Indian Tribal Governments (65 FR 67249, November 9, 2000). The technical correction also is not subject to executive Order 13045, Protection of Children From Environmental Health and Safety Risks (62 FR 19885, April 23, 1997) because it is not economically significant. </P>
                <P>The correction is not subject to Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use (66 FR 28355, May 22, 2001) because it is not a significant regulatory action under Executive Order 12866. </P>
                <P>
                    Section 553 of the Administrative Procedure Act (APA), 5 U.S.C. 552(b)(B), provides that, when an Agency for good cause finds that notice and public procedure are impracticable, unnecessary, or contrary to the public interest, the Agency may issue a rule without providing notice and an opportunity for public comment. We have determined that there is good cause for making this action final without prior proposal and opportunity for comment because the change to the rule corrects an error, is noncontroversial, and is consistent with the technical basis of the rule. Thus, notice and public procedure are unnecessary. We find that this constitutes good cause under 5 U.S.C 553(b)(B) (see 
                    <E T="03">also</E>
                     the final sentence of section 307(d)(1) of the CAA, 42 U.S.C. 7607(d)(1), indicating that the good cause provisions of the APA continue to apply to rulemaking under section 307(d) of the Clean Air Act (CAA). 
                </P>
                <P>Section 553(d)(3) allows an agency, upon a finding of good cause, to make a rule effective immediately. Because these changes relieve an unintended restriction, we find good cause to make these technical corrections effective immediately. </P>
                <P>This action does not involve any technical standards; thus, the requirements of section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272) do not apply. </P>
                <P>The correction also does not involve special consideration of environmental justice-related issues as required by Executive order 12898, Federal Actions to Address Environmental Justice in Minority Populations and Low-income Populations (59 FR 7629, February 16, 1994). </P>
                <P>
                    The Congressional Review Act, 5 U.S.C. 801 
                    <E T="03">et seq.</E>
                    , as added by SBREFA of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the U.S. The EPA will submit a report containing this final action and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the U.S. prior to publication of this action in the 
                    <E T="04">Federal Register</E>
                    . This action is not a “major rule” as defined by 5 U.S.C. 804(2). The final rule will be effective on April 28, 2006.
                </P>
                <P>
                    The EPA's compliance with these Executive Orders and statutes for the underlying rule is discussed in the February 6, 2006, 
                    <E T="04">Federal Register</E>
                     notice containing the exemption of methyl bromide production and import for 2006 critical uses. 
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 40 CFR Part 82 </HD>
                    <P>Environmental protection; Environmental treaty; Montreal Protocol on Substances that Deplete the Ozone Layer; Ozone depletion; Methyl bromide; Chemicals; Exports, Imports, Production, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <SIG>
                    <DATED>Dated: April 21, 2006. </DATED>
                    <NAME>William L. Wehrum, </NAME>
                    <TITLE>Acting Assistant Administrator for the Office of Air and Radiation. </TITLE>
                </SIG>
                <REGTEXT TITLE="40" PART="82">
                    <AMDPAR>For the reasons set out in the preamble, 40 CFR part 82 is amended as follows: </AMDPAR>
                    <PART>
                        <HD SOURCE="HED">PART 82—PROTECTION OF STRATOSPHERIC OZONE </HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 82 continues to read as follows: </AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>42 U.S.C. 7414, 7601, 7671-7671q. </P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="82">
                    <AMDPAR>2. Section 82.8 is amended by revising the table in paragraph (c)(1) to read as follows: </AMDPAR>
                    <SECTION>
                        <SECTNO>§ 82.8 </SECTNO>
                        <SUBJECT>Grant of essential use allowances and critical use allowances. </SUBJECT>
                        <STARS/>
                        <P>(c) * * * </P>
                        <P>(1) * * * </P>
                        <GPOTABLE COLS="3" OPTS="L2,tp0,i1" CDEF="s100,15,15">
                            <TTITLE>  </TTITLE>
                            <BOXHD>
                                <CHED H="1">Company </CHED>
                                <CHED H="1">
                                    2006 Critical use allowances for pre-plant uses* 
                                    <LI>(kilograms) </LI>
                                </CHED>
                                <CHED H="1">
                                    2006 Critical use allowances for post-harvest uses* 
                                    <LI>(kilograms) </LI>
                                </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">Great Lakes Chemical Corp</ENT>
                                <ENT>3,840,406 </ENT>
                                <ENT>369,856 </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Albemarle Corp </ENT>
                                <ENT>1,579,235 </ENT>
                                <ENT>152,091 </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Ameribrom, Inc </ENT>
                                <ENT>872,402 </ENT>
                                <ENT>84,018 </ENT>
                            </ROW>
                            <ROW RUL="n,s">
                                <ENT I="01">TriCal, Inc </ENT>
                                <ENT>27,037 </ENT>
                                <ENT>2,604 </ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="25079"/>
                                <ENT I="03">Total </ENT>
                                <ENT>6,319,080 </ENT>
                                <ENT>608,569 </ENT>
                            </ROW>
                            <TNOTE>* For production or import of class I, Group VI controlled substance exclusively for the Pre-Plant or Post-Harvest uses specified in appendix L to this subpart. </TNOTE>
                        </GPOTABLE>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-4021 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY </AGENCY>
                <CFR>40 CFR Part 271 </CFR>
                <DEPDOC>[EPA-R07-RCRA-2006-0026; FRL-8163-4] </DEPDOC>
                <SUBJECT>Missouri: Final Authorization of State Hazardous Waste Management Program Revisions </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA). </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Immediate final rule. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Missouri has applied to EPA for Final authorization of the changes to its hazardous waste program under the Resource Conservation and Recovery Act (RCRA). EPA has determined that these changes satisfy all requirements needed to qualify for Final authorization, and is authorizing the State's changes through this immediate final action. EPA is publishing this rule to authorize the changes without a prior proposal because EPA believes this action is not controversial and does not expect comments that oppose it. Unless EPA receives written comments that oppose this authorization during the comment period, the decision to authorize Missouri's changes to its hazardous waste program will take effect. </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        This Final authorization will become effective on June 27, 2006 unless EPA receives adverse written comment by May 30, 2006. If EPA receives such comment, it will publish a timely withdrawal of this immediate final rule in the 
                        <E T="04">Federal Register</E>
                         and inform the public that this authorization will not take effect. 
                    </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Submit your comments, identified by Docket ID No. EPA-R07-RCRA-2006-0026, by one of the following methods: </P>
                    <P>
                        1. 
                        <E T="03">http://www.regulations.gov</E>
                        . Follow the on-line instructions for submitting comments. 
                    </P>
                    <P>
                        2. E-mail: 
                        <E T="03">haugen.lisa@epa.gov</E>
                        . 
                    </P>
                    <P>3. Mail: Lisa Haugen, Environmental Protection Agency, RCRA Enforcement and State Programs Branch, 901 North 5th Street, Kansas City, Kansas 66101. </P>
                    <P>5. Hand Delivery or Courier. Deliver your comments to Lisa Haugen, Environmental Protection Agency, RCRA Enforcement and State Programs Branch, 901 North 5th Street, Kansas City, Kansas 66101. </P>
                    <P>
                        <E T="03">Instructions:</E>
                         Direct your comments to Docket ID No. EPA-R07-RCRA-2006-0026. EPA's policy is that all comments received will be included in the public docket without change and may be made available online at 
                        <E T="03">http://www.regulations.gov</E>
                        , including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit through 
                        <E T="03">http://www.regulations.gov</E>
                         or e-mail information that you consider to be CBI or otherwise protected. The 
                        <E T="03">http://www.regulations.gov</E>
                         Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an e-mail comment directly to EPA without going through 
                        <E T="03">http://www.regulations.gov</E>
                        , your e-mail address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses. 
                    </P>
                    <P>
                        <E T="03">Docket:</E>
                         All documents in the electronic docket are listed in the ­
                        <E T="03">http://www.regulations.gov</E>
                         index. Although listed in the index, some information is not publicly available, 
                        <E T="03">i.e.</E>
                        , CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically in 
                        <E T="03">http://www.regulations.gov</E>
                         or in hard copy at the Environmental Protection Agency, RCRA Enforcement and State Programs Branch, 901 North 5th Street, Kansas City, Kansas 66101. The Regional Office's official hours of business are Monday through Friday, 8 to 4:30 excluding Federal holidays. The interested persons wanting to examine these documents should make an appointment with the office at least 24 hours in advance. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Lisa Haugen, EPA Region 7, ARTD/RESP, 901 North 5th Street, Kansas City, Kansas 66101, (913) 551-7877, or by e-mail at 
                        <E T="03">haugen.lisa@epa.gov</E>
                        . 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">A. Why Are Revisions to State Programs Necessary? </HD>
                <P>States which have received final authorization from EPA under RCRA section 3006(b), 42 U.S.C. 6926(b), must maintain a hazardous waste program that is equivalent to, consistent with, and no less stringent than the Federal program. As the Federal program changes, a State must change its program and ask EPA to authorize the changes. Changes to State programs may be necessary when Federal or State statutory or regulatory authority is modified or when certain other changes occur. Most commonly, the State must change its program because of changes to EPA's regulations in 40 Code of Federal Regulations (CFR) parts 124, 260 through 266, 268, 270, 273 and 279. </P>
                <HD SOURCE="HD1">B. What Decisions Has EPA Made in This Rule? </HD>
                <P>
                    EPA concludes that Missouri's application to revise its authorized program meets all of the statutory and regulatory requirements established by RCRA. Therefore, EPA grants Missouri Final authorization to operate its hazardous waste program with the changes described in the authorization application. Missouri has responsibility for permitting Treatment, Storage, and Disposal Facilities (TSDFs) within its borders (except in Indian Country) and for carrying out the aspects of the RCRA program described in its revised 
                    <PRTPAGE P="25080"/>
                    program application, subject to the limitations of the Hazardous and Solid Waste Amendments of 1984 (HSWA). New Federal requirements and prohibitions imposed by Federal regulations that EPA promulgates under the authority of HSWA take effect in authorized States before they are authorized for the requirements. Thus, EPA will implement those requirements and prohibitions in Missouri including issuing permits, until the State is granted authorization to do so. 
                </P>
                <HD SOURCE="HD1">C. What Is the Effect of This Authorization Decision? </HD>
                <P>The effect of this decision is that a facility in Missouri subject to RCRA will now have to comply with the authorized State requirements instead of the equivalent Federal requirements in order to comply with RCRA. Missouri has enforcement responsibilities under its State hazardous waste program for violations of such program, but EPA retains its authority under RCRA sections 3007, 3008, 3013, and 7003, which include, among others, authority to:</P>
                <P>• Do inspections, and require monitoring, tests, analyses or reports; </P>
                <P>• Enforce RCRA requirements and suspend or revoke permits. </P>
                <P>This action does not impose additional requirements on the regulated community because the regulations for which Missouri is being authorized by today's action are already effective, and are not changed by today's action. </P>
                <HD SOURCE="HD1">D. Why Wasn't There a Proposed Rule Published Before This Rule? </HD>
                <P>
                    EPA did not publish a proposal before today's rule because EPA views this as a routine program change and does not expect comments that oppose this approval. EPA is providing an opportunity for public comment now. In addition to this rule, in the proposed rules section of today's 
                    <E T="04">Federal Register</E>
                     EPA is publishing a separate document that proposes to authorize the State program changes. 
                </P>
                <HD SOURCE="HD1">E. What Happens if EPA Receives Comments That Oppose This Action? </HD>
                <P>
                    If EPA receives comments that oppose this authorization, EPA will withdraw this rule by publishing a document in the 
                    <E T="04">Federal Register</E>
                     before the rule becomes effective. EPA will base any further decision on the authorization of the State program changes on this Immediate Final Rule. EPA will then address all public comments in a later final rule. If you want to comment on this authorization, you must do so at this time. 
                </P>
                <P>
                    If EPA receives comments that oppose only the authorization of a particular change to the State hazardous waste program, EPA will withdraw that part of this rule but the authorization of the program changes that the comments do not oppose will become effective on the date specified above. The 
                    <E T="04">Federal Register</E>
                     withdrawal document will specify which part of the authorization will become effective, and which part is being withdrawn. 
                </P>
                <HD SOURCE="HD1">F. What Has Missouri Previously Been Authorized For? </HD>
                <P>
                    On November 20, 1985, EPA published a 
                    <E T="04">Federal Register</E>
                     document announcing its decision to grant final authorization for the RCRA base program to the State of Missouri which became effective December 12, 1985 (50 FR 47740). Missouri received authorization for revisions to its program as follows: February 27, 1989, effective April 28, 1989 (54 FR 8190); January 11, 1993, effective March 12, 1993 (58 FR 3497); and on May 30, 1997, effective July 29, 1997 (62 FR 29301). On January 7, 1998, (63 FR 683) a correction was made to the May 30, 1997, (62 FR 29301) document to correct the effective date of the rule to be consistent with sections 801 and 808 of the Congressional Review Act, enacted as part of the Small Business Regulatory Enforcement Fairness Act. Additionally, the State adopted and applied for interim authorization for the corrective action portion of the HSWA Codification Rule (July 15, 1985, 50 FR 28702). For a full discussion of the HSWA Codification Rule, the reader is referred to the 
                    <E T="04">Federal Register</E>
                     cited above. The State was granted interim authorization for the corrective action portion of the HSWA Codification Rule on February 23, 1994, effective April 25, 1994 (50 FR 8544). Final authorization for corrective action was granted on May 4, 1999, effective July 5, 1999 (64 FR 23740). Missouri received authorization for further revisions to its program on February 28, 2000, effective April 28, 2000 (65 FR 10405); and on October 1, 2001, effective November 30, 2001 (66 FR 49841). 
                </P>
                <HD SOURCE="HD1">G. What Changes Is EPA Authorizing With This Action? </HD>
                <P>On June 22, 2005, Missouri submitted a final complete program revision application, seeking authorization of its changes in accordance with 40 CFR 271.21. EPA now makes an immediate final decision, subject to receipt of written comments that oppose this action, that Missouri's hazardous waste program revision satisfies all of the requirements necessary to qualify for Final authorization. Therefore, EPA grants Missouri Final authorization for the following program changes: </P>
                <GPOTABLE COLS="3" OPTS="L2,tp0,i1" CDEF="s100,r100,r100">
                    <TTITLE>  </TTITLE>
                    <BOXHD>
                        <CHED H="1">
                            Description of federal 
                            <LI>requirement </LI>
                            <LI>(include checklist #, if relevant) </LI>
                        </CHED>
                        <CHED H="1">
                            <E T="02">Federal Register</E>
                             date and page 
                            <LI>
                                <E T="03">(and/or RCRA statutory</E>
                            </LI>
                            <LI>
                                <E T="03">authority)</E>
                            </LI>
                        </CHED>
                        <CHED H="1">Analogous state authority title 10, division 25, code of state regulations (10 CSR 25, unless otherwise noted), Rules of Department of Natural Resources [as amended through August 30, 2002] </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Organic Air Emission Standards for Tanks, Surface Impoundments, and Containers—Checklists 154, 163 and 177)</ENT>
                        <ENT>59 FR 62896-62953 December 6,1994; 60 FR 26828-26829 May 19, 1995; 60 FR 50426-50430 September 29, 1995; 60 FR 56952-56954 November 13, 1995; 61 FR 4903-4916 February 9, 1996; 61 FR 28508-28511 June 5, 1996; 61 FR 59932-59997 November 25, 1996; 62 FR 64636-64671 December 8, 1997; and 64 FR 3382 January 21, 1999</ENT>
                        <ENT>10 CSR 10-6.070(1)(A) &amp; 10 CSR 25-3.260(1)(A); 25-3.260(1); 4.261(1); 5.262(1); 7.264(1); 7.265(1); 7.270(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Standards for Generators of Hazardous Waste—Checklist 58</ENT>
                        <ENT>53 FR 45089-45093 November 8, 1988</ENT>
                        <ENT>10 CSR 25-5.262(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Exports of Hazardous Waste; Technical Correction—Checklist 97</ENT>
                        <ENT>56 FR 43704-43705 September 4, 1991</ENT>
                        <ENT>10 CSR 25-5.262(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Recycled Coke By-Product Exclusion—Checklist 105</ENT>
                        <ENT>57 FR 27880-27888 June 22, 1992</ENT>
                        <ENT>10 CSR 25-4.261(1); 7.266(1). </ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="25081"/>
                        <ENT I="01">Land Disposal Restrictions for Newly Listed Wastes and Hazardous Debris—Checklist 109</ENT>
                        <ENT>57 FR 37194-37282; 57 FR 39275; 57 FR 41173 August 18, 1992</ENT>
                        <ENT>10 CSR 25-3.260(1); 4.261(1); 5.262(1); 7.264(1); 7.265(1); 7.268(1); 7.270(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Coke By-Products Listings—Checklist 110</ENT>
                        <ENT>57 FR 37284-37306 August 18, 1992</ENT>
                        <ENT>10 CSR 25-4.261(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Boilers and Industrial Furnaces; Changes for Consistency with New Air Regulations—Checklist 125</ENT>
                        <ENT>58 FR 38816-38884 July 20, 1993</ENT>
                        <ENT>10 CSR 25-3.260(1); 7.266(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Testing and Monitoring Activities—Checklist 126</ENT>
                        <ENT>58 FR 46040-46051 August 31, 1993; 59 FR 47980-47982 September 19, 1994</ENT>
                        <ENT>10 CSR 25-3.260(1); 4.261(1); 7.264(1); 7.265(1); 7.268(1); 7.270(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Land Disposal Restrictions Phase III—Decharacterized Wastewaters, Carbamate Wastes, and Spent Potliners—Checklist 151</ENT>
                        <ENT>61 FR 15566-15660; 61 FR 15660-15668 April 8, 1996; 61 FR 19117 April 30, 1996; 61 FR 33680-33691 June 28, 1996; 61 FR 36419-36421 July 10, 1996; 61 FR 43924-43931 August 26, 1996; 62 FR 7502-7600 February 19, 1997</ENT>
                        <ENT>10 CSR 25-7.268(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Military Munitions Rule—Checklist 156</ENT>
                        <ENT>62 FR 6622-6657 February 12, 1997</ENT>
                        <ENT>10 CSR 25-3.260(1); 4.261(1); 5.262(1); 6.263(1); 7.264(1); 7.265(1); 7.266(1); 7.266(2)(M)1-2; 7.270(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Land Disposal Restrictions—Phase IV—Checklist 157</ENT>
                        <ENT>62 FR 25998-26040 May 12, 1997</ENT>
                        <ENT>10 CSR 25-4.261(1); 7.268(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Land Disposal Restrictions—Phase III—Emergency Extension of the K088 National Capacity Variance, Amendment—Checklist 160</ENT>
                        <ENT>62 FR 37694-37699 July 14, 1997</ENT>
                        <ENT>10 CSR 25-7.268(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Emergency Revision of the Carbamate Land Disposal Restrictions—Checklist 161</ENT>
                        <ENT>62 FR 45568-45573 August 28, 1997</ENT>
                        <ENT>10 CSR 25-7.268(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Clarification of Standards for Hazardous Waste LDR Treatment Variances—Checklist 162</ENT>
                        <ENT>62 FR 64504-64509 December 5, 1997</ENT>
                        <ENT>10 CSR 25-7.268(1); 7.268(2)(D)4 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Land Disposal Restrictions Phase IV—Treatment Standards for Metal Wastes and Mineral Processing Wastes—Checklist 167A</ENT>
                        <ENT>63 FR 28556-28753 May 26, 1998; 63 FR 31266 June 8, 1998</ENT>
                        <ENT>10 CSR 25-7.268(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Land Disposal Restrictions Phase IV—Hazardous Soils Treatment Standards and Exclusions—Checklist 167B</ENT>
                        <ENT>63 FR 28556-28753 May 26, 1998; 63 FR 31266 June 8, 1998</ENT>
                        <ENT>10 CSR 25-7.268(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Land Disposal Restrictions Phase IV—Corrections—Checklist 167C</ENT>
                        <ENT>63 FR 28556-28753 May 26, 1998; 63 FR 31266 June 8, 1998</ENT>
                        <ENT>10 CSR 25-7.268(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Mineral Processing Secondary Materials Exclusion—Checklist 167D</ENT>
                        <ENT>63 FR 28556-28753 May 26, 1998; 63 FR 31266 June 8, 1998</ENT>
                        <ENT>10 CSR 25-4.261(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Bevill Exclusion Revisions and Clarification—Checklist 167E</ENT>
                        <ENT>63 FR 28556-28753 May 26, 1998; 63 FR 31266 June 8, 1998</ENT>
                        <ENT>10 CSR 25-4.261(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Hazardous Waste Combustors Revised Standards—Checklist 168</ENT>
                        <ENT>63 FR 33782-33829 June 19, 1998</ENT>
                        <ENT>10 CSR 7.270(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Petroleum Refining Process Wastes—Checklist 169</ENT>
                        <ENT>63 FR 42110-42189 August 6, 1998; 63 FR 54356-54357 October 9, 1998</ENT>
                        <ENT>10 CSR 25-4.261(1); 7.266(1); 7.268(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Land Disposal Restrictions Phase IV—Zinc Micronutrient Fertilizers, Administrative Stay—Checklist 170</ENT>
                        <ENT>63 FR 46332-46334 August 31, 1998</ENT>
                        <ENT>10 CSR 25-7.268(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Emergency Revision of the Land Disposal Restrictions Treatment Standards for Listed Hazardous Wastes from Carbamate Production—Checklist 171</ENT>
                        <ENT>63 FR 47410-47418 September 4, 1998</ENT>
                        <ENT>10 CSR 25-7.268(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Land Disposal Restrictions Phase IV—Extension of Compliance Date for Characteristic Slags—Checklist 172</ENT>
                        <ENT>63 FR 48124-48127 September 9, 1998 </ENT>
                        <ENT>10 CSR 25-7.268(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Land Disposal Restrictions—Treatment Standards for Spent Potliners from Primary Aluminum Reduction (K088); Final Rule—Checklist 173</ENT>
                        <ENT>63 FR 51254-51267 September 24, 1998</ENT>
                        <ENT>10 CSR 25-7.268(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Post-Closure Requirements and Closure Process—Checklist 174</ENT>
                        <ENT>63 FR 56710-56735 October 22, 1998</ENT>
                        <ENT>10 CSR 25-7.264(1); 7.265(1); 7.270(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">HWIR-Media—Checklist 175</ENT>
                        <ENT>63 FR 65874-65947 November 30, 1998</ENT>
                        <ENT>10 CSR 25-3.260(1); 4.261(1); 7.264(1); 7.265(1); 7.268(1); 7.270(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Petroleum Refining Process Wastes—Leachate Exemption—Checklist 178</ENT>
                        <ENT>64 FR 6806 February 11, 1999</ENT>
                        <ENT>10 CSR 25-4.261(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Land Disposal Restrictions Phase IV—Technical Corrections and Clarifications to Treatment Standards—Checklist 179</ENT>
                        <ENT>64 FR 25408-25417 May 11, 1999</ENT>
                        <ENT>10 CSR 25-4.261(1); 5.262(1); 7.268(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Test Procedures for the Analysis of Oil and Grease and Non-Polar Material—Checklist 180</ENT>
                        <ENT>64 FR 26315-26327 May 14, 1999</ENT>
                        <ENT>10 CSR 25-3.260(1). </ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="25082"/>
                        <ENT I="01">Hazardous Air Pollutant Standards for Combustors, Miscellaneous Units, and Secondary Lead Smelters; Clarification of BIF Requirements; Technical Correction to Fast-track Rule—Checklist 182</ENT>
                        <ENT>64 FR 52828-53077 September 30, 1999; 64 FR 63209-63213 November 19, 1999</ENT>
                        <ENT>10 CSR 25-260(1); 4.261(1); 7.264(1); 7.265(1); 7.266(1); 7.270(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Land Disposal Restrictions Phase IV—Technical Corrections—Checklist 183</ENT>
                        <ENT>64 FR 56469-56472 October 20, 1999</ENT>
                        <ENT>10 CSR 25-4.261(1); 5.262(1); 7.268(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Accumulation Time for Waste Water Treatment Sludges—Checklist 184</ENT>
                        <ENT>65 FR 12378-12398 March 8, 2000</ENT>
                        <ENT>10 CSR 25-5.262(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Vacatur of Organobromine Production Waste Listings—Checklist 185</ENT>
                        <ENT>65 FR 14472-14475 March 17, 2000</ENT>
                        <ENT>10 CSR 25-5.262(1); 7.268(1). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Petroleum Refining Process Wastes—Clarification—Checklist 187</ENT>
                        <ENT>65 FR 36365-36367 June 8, 2000</ENT>
                        <ENT>10 CSR 25-4.261(1); 7.268(1). </ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">H. Where Are the Revised State Rules Different From the Federal Rules? </HD>
                <P>The following differences between the Federal Rules and the State Rules have been deemed equivalent: </P>
                <P>• 10 CSR 25-3.260(1)(A): Missouri replaces all Federal internal references with references to its own analogs. Missouri incorporates by reference 40 CFR part 60, including Appendix A, within its air emission regulations at 10 CSR 10-6.070(1)(A). Therefore, the state is equivalent to the Federal regulations. </P>
                <P>• 10 CSR 25-5.262(2)(C)4.: Missouri has not adopted the Federal provision at 40 CFR 262.34(a)(1)(iii) which was introduced by the Wood Preserving Rule (Checklist 82). Checklist 109 merely made minor typographical changes to this provision due to the insertion of 262.34(a)(1)(iv), which addresses containment buildings. Not adopting 262.34(a)(1)(iii) does not affect the State's provisions for Revision Checklist 109. </P>
                <P>• 10 CSR 25-7.266(2)(M)1. and (M)2.: Missouri has substituted the oral and written notification of the director in 40 CFR 266.203(a)(1) with the notification of the “department's emergency response coordinator” in the event of a loss or theft of waste military munitions. This change satisfies the intent of the section; therefore the state section is equivalent to the Federal. </P>
                <P>EPA considers the following State requirements to be more stringent than the Federal requirements: </P>
                <P>• 10 CSR 25-3.260(2)(C): Missouri does not incorporate by reference the Federal provision on Rulemaking Petitions found at 40 CFR part 260, subpart C. The State requires the petitioner to seek delisting from the Federal EPA after which Missouri may choose to allow the waste delisting to be implemented for the State program. If the State fails to take action within a sixty day window, the delisting is “deemed approved.” The modification is more stringent only in those cases where the State decides not to approve the federal EPA approved delisting. In those cases where the department either approves the delisting or fails to take any action, the modification is equivalent. </P>
                <P>• 10 CSR 25-4.261(2)(A)9: Missouri does not incorporate 40 CFR 261.4(a)(16) by reference. This section of the federal regulations excludes comparable fuels and comparable syn/gas fuels in the definition of solid waste. The state's omission of 40 CFR 261.4(a)(16) makes the state more stringent because the syn/gas fuel provisions are considered by EPA to reduce the stringency of the Federal program. </P>
                <P>• 10 CSR 25-4.261(2)(D)4: Missouri does not incorporate 40 CFR 261.38 by reference. This section of the Federal regulations includes requirements that syn/gas fuel generators must meet so as not to be fully regulated as hazardous waste generators. The omission of 40 CFR 261.38 from the state regulations makes the state more stringent because the syn/gas fuel provisions are considered by EPA to reduce the stringency of the Federal program. </P>
                <P>• 10 CSR 25-5.262(2)(C)6: Missouri modifies its incorporation by reference of 40 CFR 262.34(d)(2) by requiring that all generators regardless of quantity generated, including conditionally exempt small quantity generators and small quantity generators, meet the special requirements for ignitable or reactive waste set forth in 40 CFR 265.176 (incorporated by reference at 10 CSR 25-7.265). Because the State requires the entire group of generators to follow the special requirements, the State provision is more stringent. </P>
                <P>• 10 CSR 25-7.266(2)(H)1: Missouri does not incorporate by reference the exemption from regulation of used oil burned for emergency recovery that is a hazardous waste solely because it is a characteristic hazardous waste under 40 CFR part 261, subpart C. The Federal program regulates this waste under the Used Oil requirements found at 40 CFR part 279; however, Missouri includes this as hazardous waste and subjects it to the more stringent requirements of part 266. </P>
                <P>• 10 CSR 25-7.268(2)(B): Missouri does not incorporate 40 CFR 268.14(a)-(c) by reference and, as a result, is more stringent because the state does not allow exemptions that the Federal program added with Revision Checklist 109. Missouri does not allow otherwise prohibited wastes to be placed in surface impoundments as allowed by the Federal program through these exemptions. </P>
                <P>• 10 CSR 25-7.270(2)(D)6: Missouri does not incorporate by reference 40 CFR 270.42(j)(1) and (2), which address permit modification requirements under 40 CFR 63.1211. Because the State does not substitute its own requirements for the notification and approval processes, the state provision is more stringent than the Federal regulations because this provision is considered by EPA to reduce the stringency of the Federal program. EPA added these provisions to help assure that permitted facilities are able to meet the MACT standards within three years. </P>
                <P>These requirements are part of Missouri's authorized program and are federally enforceable. </P>
                <P>EPA also considers the following State requirement to go beyond the scope of the Federal program: </P>
                <P>
                    • 10 CSR 25-7.266(2)(H)2: Missouri adds language to the end of 40 CFR 266.100(d) which is the Federal provision on the conditional exemption of facilities that process hazardous waste solely for metal recovery. The state requires these facilities to be 
                    <PRTPAGE P="25083"/>
                    subject to the Hazardous Waste Resource Recovery Processes regulations at 10 CSR 25-9.020. Because there are no analogous provisions in the Federal program, the State is broader in scope than the Federal program. 
                </P>
                <P>Broader-in-scope requirements are not part of the authorized program and EPA can not enforce them. However, although these provisions are not requirements under RCRA, they remain effective as state law. </P>
                <HD SOURCE="HD1">I. Renumbering of Previously Authorized Provisions </HD>
                <P>The following table includes a list of Missouri provisions which were previously authorized, and have since been renumbered. In most instances, the State simply renumbered the provisions while making very minor changes, if any, to the provisions themselves. EPA had determined that the minor changes do not require the provisions to be re-authorized. </P>
                <GPOTABLE COLS="3" OPTS="L2,tp0,i1" CDEF="s100,r100,r100">
                    <TTITLE>  </TTITLE>
                    <BOXHD>
                        <CHED H="1">
                            Current state citation as found in Title 10, Division 25, Code of State Regulations 
                            <LI>[as amended through August 30, 2002] </LI>
                        </CHED>
                        <CHED H="1">
                            Previous state citation as found in title 10, Division 25, Code of State Regulations 
                            <LI>[effective December 31, 1990, unless otherwise noted] </LI>
                        </CHED>
                        <CHED H="1">Noted changes </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">25-3.260(1)(A)18</ENT>
                        <ENT>25-3.260(1)(A)16</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(1)(A)19</ENT>
                        <ENT>25-3.260(1)(A)17</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(1)(A)20</ENT>
                        <ENT>25-3.260(1)(A)18</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(1)(A)21</ENT>
                        <ENT>25-3.260(1)(A)19</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(1)(A)22</ENT>
                        <ENT>25-3.260(1)(A)20</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(1)(A)23</ENT>
                        <ENT>25-3.260(1)(A)21</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(1)(A)24</ENT>
                        <ENT>25-3.260(1)(A)22</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(1)(A)25</ENT>
                        <ENT>25-3.260(1)(A)23</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(1)(A)26</ENT>
                        <ENT>26-3.260(1)(A)24</ENT>
                        <ENT>State substituted “regulation” for “rule”. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(1)(A)27</ENT>
                        <ENT>26-3.260(1)(A)25</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(2)(A)1-(A)1.C.</ENT>
                        <ENT>25-3.260(1)(B)-(1)(B)3</ENT>
                        <ENT>At 25-3.260(2)(A)1.A., Missouri removed “this” prior to “subsection (1)(B).”. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(2)(C)</ENT>
                        <ENT>25-3.260(1)(C), effective March 5, 1999</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(2)(D)</ENT>
                        <ENT>25-3.260(1)(D)</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(3)(A)-(A)3</ENT>
                        <ENT>25-3.260(2)(A)-(A)3</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(3)(C)-(H)3</ENT>
                        <ENT>25-3.260(2)(C)-(H)3</ENT>
                        <ENT>Slight wording changes. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(3)(H)5</ENT>
                        <ENT>25-3.260(2)(H)4</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(3)(I) and 25-3.260(3)(I)1</ENT>
                        <ENT>25-3.260(2)(I) and 25-3.260(2)(I)1</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(3)(J)-(M)2</ENT>
                        <ENT>25-3.260(2)(J)-(M)2</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(3)(M)4</ENT>
                        <ENT>25-3.260(2)(M)3</ENT>
                        <ENT>Punctuation change. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(3)(O)-(O)2</ENT>
                        <ENT>25-3.260(2)(O)-(O)2</ENT>
                        <ENT>Slight wording changes. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(3)(O)4</ENT>
                        <ENT>25-3.260(2)(O)3</ENT>
                        <ENT>State substituted “regulations” for “rules”. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(3)(P) and (P)2</ENT>
                        <ENT>25-3.260(2)(P) and (P)1</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(3)(R)-(R)6</ENT>
                        <ENT>25-3.260(2)(R)-(R)6</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(3)(R)8-(T)1</ENT>
                        <ENT>25-3.260(2)(R)8-(T)1</ENT>
                        <ENT>Slight wording changes. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(3)(T)3 and (T)4</ENT>
                        <ENT>25-3.260(2)(T)2 and (T)3</ENT>
                        <ENT>Slight wording changes. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(3)(U) introduction</ENT>
                        <ENT>25-3.260(2)(U)</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(3)(U)3</ENT>
                        <ENT>25-3.260(2)(U)1</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(3)(V) introduction</ENT>
                        <ENT>25-3.260(2)(V)</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(3)(V)2</ENT>
                        <ENT>25-3.260(2)(V)2</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-3.260(3)(W)-(W)2</ENT>
                        <ENT>25-3.260(2)(W)-(W)2</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-4.261(2)(A)3</ENT>
                        <ENT>25-4.261(2)(A)2</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-4.261(2)(A)5</ENT>
                        <ENT>25-4.261(2)(A)4</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-4.261(2)(A)7</ENT>
                        <ENT>25-4.261(2)(A)5</ENT>
                        <ENT>Punctuation change. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-4.261(2)(A)11</ENT>
                        <ENT>25-4.261(2)(A)6</ENT>
                        <ENT>Slight wording changes. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-4.261(2)(A)12</ENT>
                        <ENT>25-4.261(2)(A)7</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-4.261(2)(A)12.A.-12.B.</ENT>
                        <ENT>25-4.261(2)(A)7.A.-7.B.</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-4.261(2)(A)13</ENT>
                        <ENT>25-4.261(2)(A)8, effective March 31, 1996</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-4.261(2)(A)17</ENT>
                        <ENT>25-4.261(2)(A)9</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-5.262(2)(C)5-7</ENT>
                        <ENT>25-5.262(2)(C)4-6</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-5.262(2)(I)</ENT>
                        <ENT>25-5.262(2)(H)</ENT>
                        <ENT>Punctuation change </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-5.262(2)(J)</ENT>
                        <ENT>25-5.262(2)(I)</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-6.263(2)(A)3-3.E.</ENT>
                        <ENT>25-6.263(2)(A)3-3.C.</ENT>
                        <ENT>Slight wording changes. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-6.263(2)(B)1, except (B)1.A.(II)</ENT>
                        <ENT>25-6.263(2)(B)1, except (B)1.A., 3rd sentence, effective March 31, 1996</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.264(2)(B)3</ENT>
                        <ENT>25-7.264(2)(B)4</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.264(2)(E)2 introduction</ENT>
                        <ENT>25-7.264(2)(E)3 introduction</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.264(2)(E)2.A.</ENT>
                        <ENT>25-7.264(2)(E)3.A.</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.264(2)(E)2.B. and 2.C.</ENT>
                        <ENT>25-7.264(2)(E)3.B. and 3.C.</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.264(2)(E)2.D.</ENT>
                        <ENT>25-7.264(2)(E)3-3.E.</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-764(2)(E)2.E.</ENT>
                        <ENT>25-7.264(2)(E)3.E.</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.264(2)(E)3-3.C.(VI)</ENT>
                        <ENT>25-7.264(2)(E)4-4.C.(VI)</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.264(2)(F)4 introduction, 4.A. and 4.A.(I)</ENT>
                        <ENT>25-7.264(2)(F)5 introduction, 5.A. and 5.A.(I)</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.264(2)(F)4.B. introduction-4.B.(I)</ENT>
                        <ENT>25-7.264(2)(F)5 introduction-5.B.(I)</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.264(2)(F)4.B.(III)</ENT>
                        <ENT>25-7.264(2)(F)5.B.(VII)</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.264(2)(F)5</ENT>
                        <ENT>25-7.264(2)(F)6</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.264(2)(G)2-4</ENT>
                        <ENT>25-7.264(2)(G)3-5</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.264(2)(J)3-4</ENT>
                        <ENT>25-7.264(2)(J)2-3</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.264(2)(L) introduction</ENT>
                        <ENT>25-7.264(2)(L), first sentence</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.264(2)(L)1</ENT>
                        <ENT>25-7.264(2)(L), second sentence</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.264(2)(N)2.B.-G.</ENT>
                        <ENT>25-7.264(2)(N)2.A., effective March 5, 1999</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="25084"/>
                        <ENT I="01">25-7.264(2)(N)2.J.-N.</ENT>
                        <ENT>25-7.264(2)(N)2.B.-F.</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.265(2)(E)1-3.D.</ENT>
                        <ENT>25-7.265(2)(E)1</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.265(2)(G)1</ENT>
                        <ENT>25-7.265(2)(G)2</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.265(2)(G)2-(G)4</ENT>
                        <ENT>25-7.265(2)(G)3-(G)5</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.265(2)(I) introduction</ENT>
                        <ENT>25-7.265(2)(I) and (I)1 introduction</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.265(2)(I)1</ENT>
                        <ENT>25-7.265(2)(I)1.A</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.265(2)(I)2 introduction-2.E.</ENT>
                        <ENT>25-7.265(2)(I)1.B.-B.(V)</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.265(2)(I)3</ENT>
                        <ENT>25-7.265(2)(I)1.C.</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.265(2)(I)4 introduction-4.B.</ENT>
                        <ENT>25-7.265(2)(1)1.D. introduction-D.(II)</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.265(2)(I)5</ENT>
                        <ENT>25-7.265(2)(I)2</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.265(2)(J)2</ENT>
                        <ENT>25-7.265(2)(J)1</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.270(2)(A)7</ENT>
                        <ENT>25-7.270(2)(A)5</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.270(2)(B)5 introduction and 25-7.270(2)(B)5.A.-L</ENT>
                        <ENT>25-7.270(2)(B)4, fourth sentence and 25-7.270(2)(B)4.A.-L</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.270(2)(B)6</ENT>
                        <ENT>25-7.270(2)(B)5</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">25-7.270(2)(B)12-15</ENT>
                        <ENT>25-7.270(2)(B)11-15</ENT>
                        <ENT>N/A. </ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">J. Who Handles Permits After the Authorization Takes Effect? </HD>
                <P>Missouri will issue permits for all the provisions for which it is authorized and will administer the permits it issues. EPA will continue to administer any RCRA hazardous waste permits or portions of permits which EPA issued prior to the effective date of this authorization. EPA will not issue any more new permits or new portions of permits for the provisions listed in the Table above after the effective date of this authorization. EPA will continue to implement and issue permits for HSWA requirements for which Missouri is not yet authorized. </P>
                <HD SOURCE="HD1">K. What Is Codification and Is EPA Codifying Missouri's Hazardous Waste Program as Authorized in This Rule? </HD>
                <P>Codification is the process of placing the State's statutes and regulations that comprise the State's authorized hazardous waste program into the Code of Federal Regulations. EPA does this by referencing the authorized State rules in 40 CFR part 272. EPA reserves the amendment of 40 CFR part 272, subpart AA for this authorization of Missouri's program changes until a later date. </P>
                <HD SOURCE="HD1">L. Statutory and Executive Order Reviews </HD>
                <P>
                    This rule only authorizes hazardous waste requirements pursuant to RCRA section 3006 and does not impose any requirements other than those imposed by State law (see 
                    <E T="02">Supplementary Information</E>
                    , Section A. Why are Revisions to State Programs Necessary?). Therefore this rule complies with applicable executive orders and statutory provisions as follows: 
                </P>
                <HD SOURCE="HD2">1. Executive Order 18266: Regulatory Planning Review </HD>
                <P>The Office of Management and Budget has exempted this action from the requirements of Executive Order 12866 (58 FR 51735, October 4, 1993). </P>
                <HD SOURCE="HD2">2. Paperwork Reduction Act </HD>
                <P>
                    This rule does not impose an information collection burden under the provisions of the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ). 
                </P>
                <HD SOURCE="HD2">3. Regulatory Flexibility Act </HD>
                <P>
                    After considering the economic impacts of today's rule on small entities under the Regulatory Flexibility Act (5 U.S.C. 601 
                    <E T="03">et seq.</E>
                    ), I certify that this rule will not have a significant economic impact on a substantial number of small entities. 
                </P>
                <HD SOURCE="HD2">4. Unfunded Mandates Reform Act </HD>
                <P>Because this rule approves pre-existing requirements under state law and does not impose any additional enforceable duty beyond that required by state law, it does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4). </P>
                <HD SOURCE="HD2">5. Executive Order 13132: Federalism </HD>
                <P>
                    Executive Order 13132 (64 FR 43255, August 10, 1999) does not apply to this rule because it will not have federalism implications (
                    <E T="03">i.e.</E>
                    ; substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government). 
                </P>
                <HD SOURCE="HD2">6. Executive Order 13175: Consultation and Coordination With Indian Tribal Governments </HD>
                <P>
                    Executive Order 13185 (65 FR 67249, November 9, 2000) does not apply to this rule because it will not have tribal implications (
                    <E T="03">i.e.</E>
                    , substantial direct effects on one or more Indian Tribes, or on the relationship between the Federal Government and Indian Tribes, or on the distribution of power and responsibilities between the Federal Government and Indian Tribes.) 
                </P>
                <HD SOURCE="HD2">7. Executive Order 13045: Protection of Children From Environmental Health and Safety Rules </HD>
                <P>This rule is not subject to Executive Order 13045 (62 FR 19885, April 23, 1997), because it is not economically significant and it is not based on environmental health or safety risks. </P>
                <HD SOURCE="HD2">8. Executive Order 13211: Actions That Significantly Affect Energy Supply, Distribution, or Use </HD>
                <P>This rule is not subject to Executive Order 13211 (66 FR 28355, May 22, 2001), because it is not a significant regulatory action as defined in Executive Order 12866. </P>
                <HD SOURCE="HD2">9. National Technology Transfer Advancement Act </HD>
                <P>
                    EPA approves State programs as long as they meet criteria required by RCRA, so it would be inconsistent with applicable law for EPA, in its review of a State program, to require the use of a particular voluntary consensus standard in place of another standard that meets the requirements of RCRA. Thus, the requirements of section 12(d) of the National Technology and Advancement Act of 1995 (15 U.S.C. 272 note) do not apply to this rule. 
                    <PRTPAGE P="25085"/>
                </P>
                <HD SOURCE="HD2">10. Executive Order 12988 </HD>
                <P>As required by section 3 of Executive Order 12988 (61 FR 4729, February 7, 1996), in issuing this rule, EPA has taken the necessary steps to eliminate drafting errors and ambiguity, minimize potential litigation, and provide a clear legal standard for affected conduct. </P>
                <HD SOURCE="HD2">11. Executive Order 12630: Evaluation of Risk and Avoidance of Unanticipated Takings </HD>
                <P>EPA has complied with Executive Order 12630 (53 FR 8859, March 15, 1988) by examining the takings implications of the rule in accordance with the Attorney General's Supplemental Guidelines for the Evaluation of Risk and Avoidance of Unanticipated Takings issued under the Executive Order. </P>
                <HD SOURCE="HD2">12. Congressional Review Act </HD>
                <P>
                    EPA will submit a report containing this rule and other information required by the Congressional Review Act (5 U.S.C. 801 
                    <E T="03">et seq.</E>
                    ) to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication in the 
                    <E T="04">Federal Register</E>
                    . A major rule cannot take effect until 60 days after it is published in the 
                    <E T="04">Federal Register</E>
                    . This action is not a “major rule” as defined by 5 U.S.C. 804(2). 
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 40 CFR Part 271 </HD>
                    <P>Environmental protection, Administrative practice and procedure, Confidential business information, Hazardous waste, Hazardous waste transportation, Indian lands, Intergovernmental relations, Penalties, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>This action is issued under the authority of sections 2002(a), 3006 and 7004(b) of the Solid Waste Disposal Act as amended 42 U.S.C. 6912(a), 6926, 6974(b). </P>
                </AUTH>
                <SIG>
                    <DATED>Dated: April 17, 2006. </DATED>
                    <NAME>James B. Gulliford, </NAME>
                    <TITLE>Regional Administrator, Region 7. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-4025 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES </AGENCY>
                <SUBAGY>Centers for Medicare &amp; Medicaid Services </SUBAGY>
                <CFR>42 CFR Part 433 </CFR>
                <DEPDOC>[CMS-2231-IFC] </DEPDOC>
                <RIN>RIN 0938-AO31 </RIN>
                <SUBJECT>Medicaid Program; State Allotments for Payment of Medicare Part B Premiums for Qualifying Individuals: Federal Fiscal Year 2006 </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Centers for Medicare &amp; Medicaid Services (CMS), HHS. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Interim final rule with comment period. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This interim final rule with comment period sets forth the methodology and process used to compute and issue each State's allotment for fiscal year (FY) 2006 and FY 2007 that is available to pay Medicare Part B premiums for qualifying individuals. It also provides the preliminary FY 2006 allotments determined under this methodology. </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Effective date:</E>
                         These regulations are effective October 1, 2005 for allotments for payment of Medicare Part B premiums from the allocations for FY 2006 and FY 2007. 
                    </P>
                    <P>
                        <E T="03">Comment date:</E>
                         To be assured consideration, comments must be received at one of the addresses provided below, no later than 5 p.m. on June 27, 2006. 
                    </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>In commenting, please refer to file code CMS-2231-IFC. Because of staff and resource limitations, we cannot accept comments by facsimile (FAX) transmission. </P>
                    <P>You may submit comments in one of four ways (no duplicates, please):</P>
                    <P>
                        1. 
                        <E T="03">Electronically.</E>
                         You may submit electronic comments on specific issues in this regulation to 
                        <E T="03">http://www.cms.hhs.gov/regulations/eRulemaking</E>
                        . Click on the link “Submit electronic comments on CMS regulations with an open comment period.” (Attachments should be in Microsoft Word, WordPerfect, or Excel; however, we prefer Microsoft Word.) 
                    </P>
                    <P>
                        2. 
                        <E T="03">By regular mail.</E>
                         You may mail written comments (one original and two copies) to the following address ONLY: Centers for Medicare &amp; Medicaid Services, Department of Health and Human Services, Attention: CMS-2231-IFC, P.O. Box 8011, Baltimore, MD 21244-8011. 
                    </P>
                    <P>Please allow sufficient time for mailed comments to be received before the close of the comment period. </P>
                    <P>
                        3. 
                        <E T="03">By express or overnight mail.</E>
                         You may send written comments (one original and two copies) to the following address ONLY: Centers for Medicare &amp; Medicaid Services, Department of Health and Human Services, Attention: CMS-2231-IFC, Mail Stop C4-26-05, 7500 Security Boulevard, Baltimore, MD 21244-1850. 
                    </P>
                    <P>
                        4. 
                        <E T="03">By hand or courier.</E>
                         If you prefer, you may deliver (by hand or courier) your written comments (one original and two copies) before the close of the comment period to one of the following addresses. If you intend to deliver your comments to the Baltimore address, please call telephone number (410) 786-7195 in advance to schedule your arrival with one of our staff members. Room 445-G, Hubert H. Humphrey Building, 200 Independence Avenue, SW., Washington, DC 20201; or 7500 Security Boulevard, Baltimore, MD 21244-1850. 
                    </P>
                    <P>(Because access to the interior of the HHH Building is not readily available to persons without Federal Government identification, commenters are encouraged to leave their comments in the CMS drop slots located in the main lobby of the building. A stamp-in clock is available for persons wishing to retain a proof of filing by stamping in and retaining an extra copy of the comments being filed.) </P>
                    <P>Comments mailed to the addresses indicated as appropriate for hand or courier delivery may be delayed and received after the comment period. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Richard Strauss, (410) 786-2019. </P>
                    <P>
                        <E T="03">Submitting Comments:</E>
                         We welcome comments from the public on all issues set forth in this rule to assist us in fully considering issues and developing policies. You can assist us by referencing the file code CMS-2231-IFC and the specific “issue identifier” that precedes the section on which you choose to comment. 
                    </P>
                    <P>
                        <E T="03">Inspection of Public Comments:</E>
                         All comments received before the close of the comment period are available for viewing by the public, including any personally identifiable or confidential business information that is included in a comment. We post all comments received before the close of the comment period on the following Web site as soon as possible after they have been received: 
                        <E T="03">http://www.cms.hhs.gov/regulations/eRulemaking</E>
                        . Click on the link “Electronic Comments on CMS Regulations” on that Web site to view public comments. 
                    </P>
                    <P>
                        Comments received timely will be available for public inspection as they are received, generally beginning 
                        <PRTPAGE P="25086"/>
                        approximately 3 weeks after publication of a document, at the headquarters of the Centers for Medicare &amp; Medicaid Services, 7500 Security Boulevard, Baltimore, Maryland 21244, Monday through Friday of each week from 8:30 a.m. to 4 p.m. To schedule an appointment to view public comments, phone 1-800-743-3951. 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Background </HD>
                <P>[If you choose to comment on issues in this section, please include the caption “BACKGROUND” at the beginning of your comments.] </P>
                <HD SOURCE="HD2">A. Allotments Prior to FY 2005 </HD>
                <P>Section 1902 of the Social Security Act (the Act) sets forth the requirements for State plans for medical assistance. Before August 5, 1997, section 1902(a)(10)(E) of the Act specified that the State Medicaid plan must provide for some or all types of Medicare cost sharing for three eligibility groups of low-income Medicare beneficiaries. These three groups included qualified Medicare beneficiaries (QMBs), specified low-income Medicare beneficiaries (SLMBs), and qualified disabled and working individuals (QDWIs). </P>
                <P>A QMB is an individual entitled to Medicare Part A with income at or below the Federal poverty line (FPL) and resources below $4,000 for an individual and $6,000 for a couple. A SLMB is an individual who meets the QMB criteria, except that his or her income is above 100 percent of the FPL and does not exceed 120 percent of the FPL. A QDWI is a disabled individual who is entitled to enroll in Medicare Part A under section 1818A of the Act, whose income does not exceed 200 percent of the FPL for a family of the size involved, whose resources do not exceed twice the amount allowed under the Supplementary Security Income (SSI) program, and who is not otherwise eligible for Medicaid. The definition of Medicare cost-sharing at section 1905(p)(3) of the Act includes payment for premiums for Medicare Part B. </P>
                <P>Section 4732 of the Balanced Budget Act of 1997 (BBA), enacted on August 5, 1997, amended section 1902(a)(10)(E) of the Act to require States to provide for Medicaid payment of the Medicare Part B premiums for two additional eligibility groups of low-income Medicare beneficiaries, referred to as qualifying individuals (QIs). </P>
                <P>Specifically, a new section 1902(a)(10)(E)(iv)(I) of the Act was added, under which States must pay the full amount of the Medicare Part B premium for qualifying individuals who would be QMBs but for the fact that their income level is at least 120 percent of the FPL but less than 135 percent of the FPL for a family of the size involved. These individuals cannot otherwise be eligible for medical assistance under the approved State Medicaid plan. The second group of QIs added under section 1902(a)(10)(E)(iv)(II) of the Act includes Medicare beneficiaries who would be QMBs except that their income is at least 135 percent but less than 175 percent of the FPL for a family of the size involved, who are not otherwise eligible for Medicaid under the approved State plan. These QIs were eligible for only a portion of Medicare cost sharing consisting only of a percentage of the increase in the Medicare Part B premium attributable to the shift of Medicare home health coverage from Part A to Part B (as provided in section 4611 of the BBA). </P>
                <P>Coverage of the second group of QIs ended on December 31, 2002 and the 2003 Welfare Reform Bill (Pub. L. 108-89) eliminated reference to the QI-2 benefit. In each of the years 2002 and 2003, Continuing Resolutions extended the coverage of the first group of QIs (whose income is at least 120 percent but less than 135 percent of the Federal poverty line) through the next fiscal year, but maintained the annual funding at the FY 2002 level. </P>
                <P>In 2004, “A Bill to Amend Title XIX of the Social Security Act to Extend Medicare Cost-Sharing for the Medicare Part B Premium for Qualifying Individuals” (Pub. L. 108-448) continued coverage of this group through September 30, 2005, again with no change in funding. </P>
                <P>The BBA also added a new section 1933 to the Act to provide for Medicaid payment of Medicare Part B premiums for QIs. (The previous section 1933 was re-designated as section 1934.) </P>
                <P>Section 1933(a) of the Act specifies that a State plan must provide, through a State plan amendment, for medical assistance to pay for the cost of Medicare cost-sharing on behalf of QIs who are selected to receive assistance. Section 1933(b) of the Act sets forth the rules that States must follow in selecting QIs and providing payment for Medicare Part B premiums. Specifically, the State must permit all qualifying individuals to apply for assistance and must select individuals on a first-come, first-served basis (that is, the State must select QIs in the order in which they apply). Under section 1933(b)(2)(B) of the Act, in selecting persons who will receive assistance in years after 1998, States must give preference to those individuals who received assistance as QIs, QMBs, SLMBs, or QDWIs in the last month of the previous year and who continue to be (or become) QIs. </P>
                <P>Under section 1933(b)(4) of the Act, persons selected to receive assistance in a calendar year are entitled to receive assistance for the remainder of the year, but not beyond, as long as they continue to qualify. The fact that an individual is selected to receive assistance at any time during the year does not entitle the individual to continued assistance for any succeeding year. Because the State's allotment is limited by law, section 1933(b)(3) of the Act provides that the State must limit the number of QIs so that the amount of assistance provided during the year is approximately equal to the allotment for that year. </P>
                <P>Section 1933(c) of the Act limits the total amount of Federal funds available for payment of Part B premiums for QIs each fiscal year and specifies the formula that is to be used to determine an allotment for each State from this total amount. For States that executed a State plan amendment in accordance with section 1933(a) of the Act, a total of $1.5 billion was allocated over 5 years as follows: $200 million in FY 1998; $250 million in FY 1999; $300 million in FY 2000; $350 million in FY 2001; and $400 million in FY 2002. In 1999, the Department published a notice (64 FR 14931, March 29, 1999) to advise States of the methodology used to calculate allotments and each State's specific allotment for that year. Following that notice, there was no change in methodology and States have been notified annually of their allotments. We did not include the methodology for computing the allocation in our regulations. Although the BBA originally provided coverage of QIs only through FY 2002, through several continuing resolutions, coverage has been continued through the current fiscal year, but without any increase in total allocation over the FY 2002 level. </P>
                <P>The Federal medical assistance percentage for Medicaid payment of Medicare Part B premiums for qualifying individuals is 100 percent for expenditures up to the amount of the State's allotment. No Federal funds are available for expenditures in excess of the State allotment amount. The Federal matching rate for administrative expenses associated with the payment of Medicare Part B premiums for QIs remains at the 50 percent matching level. Federal financial participation in the administrative expenses is not counted against the State's allotment. </P>
                <P>
                    The amount available for each fiscal year is to be allocated among States according to the formula set forth in section 1933(c)(2) of the Act. The formula provides for an amount to each 
                    <PRTPAGE P="25087"/>
                    State that is to be based on each State's share of the Secretary's estimate of the ratio of: (a) An amount equal to the total number of individuals in the State who meet all but the income requirements for QMBs, whose incomes are at least 120 percent but less than 135 percent of the Federal poverty line, and who are not otherwise eligible for Medicaid, to (b) the sum of all those individuals for all eligible States. 
                </P>
                <HD SOURCE="HD2">B. Allotments for FY 2005 </HD>
                <P>In FY 2005, some States exhausted their FY 2005 allotments before the end of the fiscal year, which caused them to deny benefits to eligible persons under section 1933(b)(3) of the Act, while other States projected a surplus in their allotments. We asked those States that exhausted or expected to exhaust their FY 2005 allotments before the end of the fiscal year to project the amount of funds that would be required to grant eligibility to all eligible persons in their State, that is, their need. We also asked those States that did not expect to use their full allotments in FY 2005 to project the difference between the amount they expected to spend and their allotment, that is, their surplus. After all States reported these figures, it was evident that the total surplus exceeded the total need. In spite of there being adequate overall funding for the QI benefit, some eligible individuals would have been denied benefits due to the allocation methodology initially used to determine the FY 2005 allotments. </P>
                <P>
                    We believed that it was the clear intent of the statute to provide benefits to eligible persons up to the full amount of funds made available for the program. We attributed the difference between the surplus in available QI allotments for some States and the need in other States in FY 2005 as due to the imprecision in the data that we used to provide States with their initial allocations under section 1933 of the Act. Therefore, on August 26, 2005 we published an interim final rule in the 
                    <E T="04">Federal Register</E>
                     (70 FR 50214) under which we compensated for this imprecision in order to enable States to enroll those QIs whom they would have been able to enroll had the data been more precise. 
                </P>
                <P>The interim final rule amended 42 CFR 433.10(c) to specify the formula and the data to be used to determine States' allotments and to revise, under certain circumstances, individual State allotments for a Federal fiscal year for the Medicaid payment of Medicare Part B premiums for qualifying individuals identified under section 1902(a)(10)(E)(iv) of the Act. </P>
                <P>The FY 2005 allotments were determined by applying the U.S. Census Bureau data to the formula set forth in section 1933(c)(2)of the Act. However, the statute requires that the allocation of the fiscal year allotment be based upon a ratio of the amount of “total number of individuals described in section 1902(a)(10)(E)(iv) in the State” to the sum of these amounts for all States. Because this formula requires an estimate of an unknown number, that is, the number of individuals who could be QIs (rather than the number of individuals who were QIs in a previous period), our use of the Census Bureau data in the formula represented a rough proxy to attain the statutory number. Actual expenditure data, however, revealed that the Census Bureau data yielded an inappropriate distribution of the total appropriated fund as evidenced by the fact that several States projected significant shortfalls in their allotments, while many other States projected a significant surplus by the end of the fiscal year 2005. Census Bureau data were not accurate for the purpose of projecting States' needs because the data could not take into consideration all variables that contribute to QI eligibility and enrollment, such as resource levels and the application process itself. </P>
                <P>
                    While section 1933 of the Act requires the Secretary to estimate the allocation of the allotments among the States, it did not preclude a subsequent readjustment of that allocation, when it became clear that the data used for that estimate did not effectuate the statutory objective. The interim final rule published in the 
                    <E T="04">Federal Register</E>
                     on August 26, 2005 permitted in this specific circumstance a redistribution of surplus funds, as it was demonstrated that the States' projections and estimates resulted in an inequitable initial allocation for FY 2005, such that some States were granted an allocation in excess of their total projected need, while the allocation granted to other States proved insufficient to meet their projected QI expenditures. 
                </P>
                <P>In the August 26, 2005 interim final rule, we codified the methodology we have been using to approximate the statutory formula for determining State allotments. However, since certain States projected a deficit in their allotment before the end of fiscal year 2005, the rule permitted fiscal year 2005 funds to be reallocated from the surplus States to the need States. The regulation specified the methodology for computing the annual allotments, and for reallocating funds in this circumstance. The formula used to reallocate funds was intended to minimize the impact on surplus States, to equitably distribute the total needed amount among those surplus States, and to meet the immediate needs for those States projecting deficits. At the time of the publication of the interim final rule on August 26, 2005, the authorization for the QI benefit expired at the end of calendar year 2005, and no additional funds were appropriated for the QI benefit beyond September 30, 2005; therefore, the regulation specified a sunset at the end of calendar year 2005. </P>
                <P>Finally, we received only one comment with respect to the August 26, 2005 interim final rule. The comment indicated that the Census Bureau data were inadequate for the purpose of appropriately allocating the funds available for the QI program; in that regard, they commended CMS for modifying the formula to more precisely address States' needs under this program. The comment also asked for clarification on the source of the data used for modifying the allocation formula. Our response to that comment is that the data used are obtained directly from the States and, specifically, are the States' estimates of the expenditures that would be incurred under this program. The August 26, 2005 interim final rule indicated that. As indicated below, the methodology/process for allocation of the QI allotments for FY 2006 and 2007 takes the same approach and uses the same data that were used to reallocate fiscal year 2005 funds. </P>
                <HD SOURCE="HD2">C. Allotments for FY 2006 and FY 2007 </HD>
                <P>On October 20, 2005 the “QI, TMA, and Abstinence Programs Extension and Hurricane Katrina Unemployment Relief Act of 2005” was enacted by Congress (Pub. L. 109-91). In particular, section 101 of Pub. L. 109-91 extended the QI program through September 30, 2007 with no change in funding; that is, under this legislation $400 million per fiscal year is appropriated for each of FY 2006 and FY 2007. Under section 101(c), the provisions of section 101 of Pub. L. 109-91 are effective as of September 30, 2005. </P>
                <P>
                    We continue to believe that the clear intent of the statute is to provide benefits to eligible persons up to the full amount of funds made available for the program in each fiscal year. We recognize that because of the imprecision in data for computing the States' QI allotments for a fiscal year, there is the potential for a surplus to occur with respect to available QI allotments for some States and a need to occur in other States for FY 2006 and FY 2007. We are publishing this interim final rule for the determination of States' FY 2006 and FY 2007 QI 
                    <PRTPAGE P="25088"/>
                    allotments under which we attempt to compensate for the imprecision in data in order to enable States to enroll those QIs whom they would have been able to enroll if the data were more precise. 
                </P>
                <HD SOURCE="HD1">II. Provisions of the Interim Final Rule </HD>
                <P>[If you choose to comment on issues in this section, please include the caption “PROVISIONS” at the beginning of your comments.] </P>
                <P>This interim final rule amends 42 CFR 433.10(c) to specify the formula, data, and process to be used for determining and issuing States' QI allotments. This methodology and process provides for an adjustment in the amounts of the QI allotments preliminarily determined for the Medicaid payment of Medicare Part B premiums for qualifying individuals identified under section 1902(a)(10)(E)(iv) of the Act. </P>
                <P>Under the methodology and process described in this interim final rule, “initial” FY 2006 and FY 2007 allotments will be derived by applying U.S. Census Bureau data to the formula set forth in section 1933(c)(2) of the Act. The statute requires that the allocation of the fiscal year allotment be based upon a ratio of the amount of “total number of individuals described in section 1902(a)(10)(E)(iv) in the State” to the sum of these amounts for all States. Because this formula requires an estimate of an unknown number, that is, the number of individuals who could be QIs (rather than the number of individuals who were QIs in a previous period), our use of the Census Bureau data in the formula represents a proxy to attain the statutory number. Use of the Census Bureau data may yield an inappropriate distribution of the total appropriated funds resulting in significant shortfalls in the projected allotments for some States and significant surpluses by the end of the fiscal year for other States. Census Bureau data may not be sufficiently accurate for the purpose of projecting States' needs because the data cannot take into consideration all variables that contribute to QI eligibility and enrollment, such as resource levels and the application process itself. While section 1933 of the Act requires the Secretary to estimate the allocation of the allotments among the States, it does not preclude a subsequent readjustment of that allocation, when it becomes clear that the data used for that estimate did not effectuate the statutory objective. </P>
                <P>This interim final rule sets out a methodology and process for determining States' QI allotments for FY 2006 and FY 2007 that permits a redistribution of surplus funds to States whose allotments, determined based only on the formula in section 1933 of the Act, would be insufficient to meet their projected QI expenditures for the fiscal year. In this interim final rule, we are codifying the methodology and process we will use to approximate the statutory formula for determining State allotments and making adjustments in such allotment, as appropriate. </P>
                <P>In this interim final rule, we set forth a two step/two phase methodology/process for determining States' QI allotments for FY 2006 and FY 2007. Under the first step of phase one, an “initial” allocation would be determined for each State under the formula specified in section 1933 of the Act and based only on the data obtained from the Census Bureau (the 3-year average of the number of Medicare beneficiaries in the State who are not enrolled in the Medicaid program but whose incomes are at least 120 percent of the Federal poverty level and less than 135 percent of the Federal poverty level). However, we would also obtain States' projected QI expenditures for the fiscal year. We would then compare the initial allocations for the fiscal year to the States' projected QI expenditures for the fiscal year to determine those States with a projected need (initial allocation is less than the projected expenditures) or a surplus (initial allocation is greater than the projected expenditures) for the fiscal year. Under the second step, we would adjust the States' initial allocations by considering the States' projected QI expenditures for the fiscal year. This would be done by reducing the States' surpluses by the amount of the total States' need. </P>
                <P>In this interim final rule, we will apply this methodology/process in two phases in each fiscal year. That is, at the beginning of each fiscal year, we would determine the initial allocations based on the Census Bureau data, obtain States' projected QI expenditures for the fiscal year, and make any adjustments based on the projected surpluses/needs for the fiscal year. The amount of the States' QI allotments determined under phase one at the beginning of the fiscal year would be considered the “preliminary” QI allotments for the fiscal year. Then, under phase two of the process sometime during the fourth quarter of the fiscal year we would obtain States' updated projected QI expenditures for the fiscal year. We would then establish the “final” QI allotments for the fiscal year based on these updated projections. </P>
                <P>
                    The final QI allotments would be determined by comparing the initial QI allotments for the fiscal year (again which are calculated based on the Census Bureau data) to the States' updated projections of QI expenditures for the fiscal year; this would established the States with a “final” projected need (initial allocation is less than the updated projected expenditures) or a surplus (initial allocation is greater than the updated projected expenditures) for the fiscal year. Using the updated projected QI expenditures, we would adjust the States' initial allocations by reducing the surplus States' initial allotments proportionately to meet the need States' deficits. This is the same methodology used for determining the FY 2005 allotments as published in the interim final rule published on August 26, 2005 in the 
                    <E T="04">Federal Register</E>
                    ; the only change is that in computing the FY 2006 and FY 2007 allotments, we will determine the preliminary allotments at the beginning of the fiscal year using States' preliminary projected QI expenditures, and then we will determine the final QI allotments later in the fiscal year using States' updated projected QI expenditures. 
                </P>
                <P>The formula used to reallocate the available funds to need States is intended to minimize the impact on surplus States, to equitably distribute the total needed amount among those surplus States, and to meet the needs for those States projecting deficits. Since under Pub. L. 109-91 the authorization for the QI benefit expires at the end of calendar year 2007, and currently no funds have been appropriated for the QI benefit beyond September 30, 2007, this regulation will sunset at the end of calendar year 2007. Should the Congress authorize an extension of the QI benefit and appropriate additional funds for allocation among the States, we will amend the sunset date in this regulation to take into account any extension. </P>
                <P>The resulting initial allotments for FY 2006 are shown by State in the table below. In this table each column contains data defined as follows: </P>
                <HD SOURCE="HD2">Chart—Preliminary FY 2006 Qualified Individuals Allotments </HD>
                <P>
                    <E T="03">Column A—State.</E>
                     Column A shows the name of each State. 
                </P>
                <P>Columns B through D show the determination of the States' Initial FY 2006 QI Allotments, based only on Census Bureau data. </P>
                <P>
                    <E T="03">Column B—Number of Individuals.</E>
                     Column B contains the estimated average number of Medicare beneficiaries for the years 2003 through 2005 who are not covered by Medicaid whose family income is between 120 and 135 percent of the poverty level for each State, in thousands, as obtained from the Census Bureau's Annual Social and Economic Supplement to the 
                    <PRTPAGE P="25089"/>
                    Current Population Survey through March of 2005. 
                </P>
                <P>
                    <E T="03">Column C—Percentage of Total.</E>
                     Column C provides the percentage of total number of individuals for each State, determined as the Number of Individuals for the State in Column B divided by the sum of the Number of Individuals for all States in Column B. 
                </P>
                <P>
                    <E T="03">Column D—Initial QI Allotment.</E>
                     Column D contains each State's Initial FY 2006 QI allotment, calculated as the State's Percentage of Total in Column C multiplied by $400,000,000, the total amount available for FY 2006 for all States. 
                </P>
                <P>Columns E through J show the determination of the States' Preliminary FY 2006 QI Allotments. </P>
                <P>
                    <E T="03">Column E—FY 2006 Estimated QI Expenditures.</E>
                     Column E contains the States' most recent estimates of their total QI expenditures for FY 2006. 
                </P>
                <P>
                    <E T="03">Column F—Need (Difference).</E>
                     Column F contains the additional amount of QI allotment needed for those States whose estimated expenditures in Column E exceed their Initial FY 2006 QI allotments in Column D; for such States, Column E shows the amount in Column E minus the amount in Column D. For other States, Column F shows “NA.” 
                </P>
                <P>
                    <E T="03">Column G—Reduction Pool for Non-Need States.</E>
                     Column G contains the amount of the pool of surplus FY 2006 QI allotments for those States that project they will not need all of their FY 2006 QI allotments (referred to as non-need States). For States whose estimates of QI expenditures for FY 2006 in Column E are equal to or less than their Initial FY 2006 QI allotments in Column D, Column G shows the amount in Column D minus the amount in Column E. For the States with a need, Column G shows “Need.” The pool of excess QI allotments is equal to the sum of the amounts in Column G. 
                </P>
                <P>
                    <E T="03">Column H—Percent of Total Non-Need States.</E>
                     Column H shows the percentage of the total excess FY 2006 allotments for each Non-Need State, determined as the amount for each Non-Need State in Column G divided by the sum of the amounts for all States in Column G. 
                </P>
                <P>
                    <E T="03">Column I—Reduction for Non-Need States.</E>
                     Column I shows the amount of reduction to Non-Need States' Initial FY 2006 QI allotments in Column D in order to provide for the total need shown in Column F. The amount in Column I is determined as the percentage in Column H for Non-Need States multiplied by the sum of the need for all States from Column F. 
                </P>
                <P>
                    <E T="03">Column J—Preliminary FY 2006 QI Allotment.</E>
                     Column J contains the Preliminary FY 2006 QI allotment for each State. For States that need additional amounts based on their FY 2006 Estimated QI Expenditures in Column E, Column J is equal to the Initial FY 2006 QI Allotment in Column D plus the amount of Need Column F. For Non-Need States, Column J is equal to the Initial FY 2006 QI Allotment in Column D minus the amount in Column I. 
                </P>
                <BILCOD>BILLING CODE 4120-01-P</BILCOD>
                <GPH SPAN="3" DEEP="620">
                    <PRTPAGE P="25090"/>
                    <GID>ER28AP06.000</GID>
                </GPH>
                <BILCOD>
                    BILLING CODE 4120-01-C
                    <PRTPAGE P="25091"/>
                </BILCOD>
                <HD SOURCE="HD1">III. Collection of Information Requirements </HD>
                <P>This document does not impose information collection and recordkeeping requirements. Consequently, it need not be reviewed by the Office of Management and Budget under the authority of the Paperwork Reduction Act of 1995 (44 U.S.C. 35). </P>
                <HD SOURCE="HD1">IV. Waiver of Notice With Comment and 30-Day Delay in Effective Date </HD>
                <P>[If you choose to comment on issues in this section, please include the caption “WAIVER OF ADVANCE PUBLIC COMMENT” at the beginning of your comments.] </P>
                <P>
                    We ordinarily publish an advance notice in the 
                    <E T="04">Federal Register</E>
                     for substantive rules to provide a period for public comment. However, we may waive that procedure if we find good cause that notice and comment are impractical, unnecessary, or contrary to the public interest. In addition, we also normally provide a delay of 30 days in the effective date. However, if adherence to this procedure would be impractical, unnecessary, or contrary to public interest, we may waive the delay in the effective date. 
                </P>
                <P>We are publishing this rule as an interim final rule because of the need to notify individual States of the limitations on Federal funds for their Medicaid expenditures for payment of Medicare Part B premiums for qualifying individuals. Some States have experienced deficits in their current allotments that have caused them to deny benefits to eligible applicants, while other States project a surplus in their allotments. This rule permits redistribution of funds and will allow all eligible applicants to receive QI benefits during this calendar year. Because access to Medicare Part B coverage for QIs, who without this coverage would have difficulty paying for needed health care, is critically important, we believe that it is in the public interest to waive the usual notice and comment procedure which we undertake before making a rule final. </P>
                <P>Also, for the reasons discussed above, we find that good cause exists to dispense with the normal requirement that a regulation cannot become effective any earlier than 30 days after its publication. States that will have access to additional funds to enroll QIs need to know that these funds are available as soon as possible, so they can begin enrolling QIs. While we believe those States that will have diminished amounts available for this fiscal year will have sufficient funds for enrolling all potential QIs in their States, they also need to know as soon as possible that a certain amount of their unused allocation will no longer be available to them for this fiscal year. </P>
                <P>We are publishing this interim final rule with a 60-day period for public comment. However, if we decide that changes are necessary as a result of our consideration of timely comments, we will issue a final rule and respond to the comments in that rule. </P>
                <HD SOURCE="HD1">V. Regulatory Impact Statement </HD>
                <P>We have examined the impact of this rule as required by Executive Order 12866 (September 1993, Regulatory Planning and Review), the Regulatory Flexibility Act (RFA) (September 19, 1980, Pub. L. 96-354), section 1102(b) of the Social Security Act, the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4), and Executive Order 13132. </P>
                <P>Executive Order 12866 directs agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects, distributive impacts, and equity). A regulatory impact analysis (RIA) must be prepared for major rules with economically significant effects ($100 million or more in any 1 year). This rule does not reach the economic threshold and thus is not considered a major rule. </P>
                <P>The RFA requires agencies to analyze options for regulatory relief for small businesses. For purposes of the RFA, small entities include small businesses, nonprofit organizations, and small governmental jurisdictions. Most hospitals and most other providers and suppliers are small entities, either by nonprofit status or by having revenues of $6 million to $29 million in any 1 year. Individuals and States are not included in the definition of a small entity. </P>
                <P>This interim final rule with comment period codifies our procedures for implementing provisions of the Balanced Budget Act of 1997 to allocate, among the States, Federal funds to provide Medicaid payment for Medicare Part B premiums for low-income Medicare beneficiaries. The total amount of Federal funds available during a Federal fiscal year and the formula for determining individual State allotments are specified in the law. We have applied the statutory formula for the State allotments. Because the data specified in the law were not initially available, we used comparable data from the U.S. Census Bureau on the number of possible qualifying individuals in the States. This rule also permits, in a specific circumstance, reallocation of funds to enable enrollment of all eligible individuals to the extent of the available funding. </P>
                <P>We believe that the statutory provisions implemented in this interim final rule with comment period will have a positive effect on States and individuals. Federal funding at the 100 percent matching rate is available for Medicare cost-sharing for Medicare Part B premium payments for qualifying individuals and, with the reallocation of the State allotments, a greater number of low-income Medicare beneficiaries will be eligible to have their Medicare Part B premiums paid under Medicaid. In no States will the changes in allotments result in fewer individuals receiving the QI benefit. The FY 2006 and FY 2007 costs for this provision have been included in the FY 2007 President's Budget. </P>
                <P>Section 1102(b) of the Social Security Act requires us to prepare a regulatory impact analysis for any rule that may have a significant impact on the operations of a substantial number of small rural hospitals. The analysis must conform to the provisions of section 604 of the RFA. For purposes of section 1102(b) of the Act, we define a small rural hospital as a hospital that is located outside a Core-Based Statistical Area and has fewer than 100 beds. </P>
                <P>We are not preparing analyses for either the RFA or section 1102(b) of the Act because we have determined and certify that this interim final rule with comment period will not have a significant economic impact on a substantial number of small entities or a significant impact on the operations of a substantial number of small rural hospitals. </P>
                <P>Section 202 of the Unfunded Mandates Reform Act of 1995 also requires that agencies assess anticipated costs and benefits before issuing any rule that may result in expenditure in any 1 year by State, local, or tribal governments, in the aggregate, or by the private sector, of $110 million. This rule will have no consequential effect on the governments mentioned or on the private sector. </P>
                <P>
                    Executive Order 13132 establishes certain requirements that an agency must meet when it promulgates a proposed rule (and subsequent final rule) that imposes substantial direct requirement costs on State and local governments, preempts State law, or otherwise has federalism implications. Since this regulation does not impose any costs on State or local governments, 
                    <PRTPAGE P="25092"/>
                    the requirements of E.O. 13132 are not applicable. 
                </P>
                <P>In accordance with the provisions of Executive Order 12866, this interim final rule with comment period was reviewed by the Office of Management and Budget. </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 42 CFR Part 433 </HD>
                    <P>Administrative practice and procedure, Child support, Claims, Grant programs health, Medicaid, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <REGTEXT TITLE="42" PART="433">
                    <AMDPAR>For the reasons set forth in the preamble, the Centers for Medicare &amp; Medicaid Services amends 42 CFR Chapter IV as set forth below: </AMDPAR>
                    <PART>
                        <HD SOURCE="HED">PART 433—STATE FISCAL ADMINISTRATION </HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 433 continues to read as follows: </AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>Sec. 1102 of the Social Security Act (42 U.S.C. 1302). </P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="42" PART="433">
                    <AMDPAR>2. Section 433.10 is amended by revising paragraph (c)(5) to read as follows: </AMDPAR>
                    <SECTION>
                        <SECTNO>§ 433.10 </SECTNO>
                        <SUBJECT>Rates of FFP for program services. </SUBJECT>
                        <STARS/>
                        <P>(c) * * *</P>
                        <P>(5)(i) Under section 1933(d) of the Act, the Federal share of State expenditures for Medicare Part B premiums described in section 1905(p)(3)(A)(ii) of the Act on behalf of Qualifying Individuals described in section 1902(a)(10)(E)(iv) of the Act, is 100 percent, to the extent that the assistance does not exceed the State's allocation under paragraph (c)(5)(ii) of this section. To the extent that the assistance exceeds that allocation, the Federal share is 0 percent. </P>
                        <P>(ii) Under section 1933(c)(2) of the Act and subject to paragraph (c)(5)(iii) of this section, the allocation to each State is equal to the total allocation specified in section 1933(c)(1) of the Act multiplied by the Secretary's estimate of the ratio of the total number of individuals described in section 1902(a)(10)(E)(iv) of the Act in the State to the total number of individuals described in section 1902(a)(10)(E)(iv) of the Act for all eligible States. In estimating that ratio, the Secretary will use data from the U.S. Census Bureau. </P>
                        <P>(iii) If, based on projected expenditures for a fiscal year, the Secretary determines that the expenditures described in paragraph (c)(5)(i) of this section for one or more States are projected to exceed the allocation made to the State, the Secretary may adjust each State's fiscal year 2005, 2006, or 2007 allocation, as follows: </P>
                        <P>(A) The Secretary will compare each State's projected total expenditures for the expenses described in paragraph (c)(5)(i) of this section to the State's initial allocation determined under paragraph (c)(5)(ii) of this section, to determine the extent of each State's projected surplus or deficit. </P>
                        <P>(B) The surplus of each State with a projected surplus, as determined in accordance with paragraph (c)(5)(iii)(A) of this section will be added together to arrive at the Total Projected Surplus. </P>
                        <P>(C) The deficit of each State with a projected deficit, as determined in accordance with paragraph (c)(5)(iii)(A) of this section will be added together to arrive at the Total Projected Deficit. </P>
                        <P>(D) Each State with a projected deficit will receive an additional allocation equal to the amount of its projected deficit. The amount to be reallocated from each State with a projected surplus will be equal to A x B, where A equals the Total Projected Deficit and B equals the amount of the State's projected surplus as a percentage of the Total Projected Surplus. </P>
                        <P>(iv) CMS will notify States of any changes in allotments resulting from any reallocations. </P>
                        <P>(v) The provisions of this paragraph (c)(5) will be in effect through the end of calendar year 2007. </P>
                        <AUTH>
                            <HD SOURCE="HED">Authority:</HD>
                            <P> Sections 1902(a)(10), 1933 of the Social Security Act (42 U.S.C. 1396a), and Pub. L. 105-33.) </P>
                        </AUTH>
                    </SECTION>
                </REGTEXT>
                <SIG>
                    <FP>(Catalog of Federal Domestic Assistance Program No. 93.778, Medical Assistance Program) </FP>
                    <DATED>Dated: January 20, 2006. </DATED>
                    <NAME>Mark B. McClellan, </NAME>
                    <TITLE>Administrator, Centers for Medicare &amp; Medicaid Services. </TITLE>
                    <DATED>Approved: February 14, 2006. </DATED>
                    <NAME>Michael O. Leavitt, </NAME>
                    <TITLE>Secretary. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-3981 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4120-01-P </BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES </AGENCY>
                <SUBAGY>Centers for Medicare &amp; Medicaid Services </SUBAGY>
                <CFR>45 CFR Part 146 </CFR>
                <DEPDOC>[CMS-4094-F4] </DEPDOC>
                <RIN>RIN 0938-AN80 </RIN>
                <SUBJECT>Amendment to the Interim Final Regulation for Mental Health Parity </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Centers for Medicare &amp; Medicaid Services (CMS), DHHS. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Amendment to interim final regulation.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This document amends the interim final regulation that implements the Mental Health Parity Act of 1996 (MHPA) to conform the sunset date of the regulation to the sunset date of the statute under legislation passed on December 30, 2005. </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Effective date:</E>
                         The amendment to the regulation is effective May 30, 2006. 
                    </P>
                    <P>
                        <E T="03">Applicability dates:</E>
                         Under the amendment, the requirements of the MHPA interim final regulation apply to group health plans and health insurance coverage offered in connection with a group health plan during the period commencing May 30, 2006 through December 31, 2006. 
                    </P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Dave Mlawsky, Centers for Medicare &amp; Medicaid Services (CMS), Department of Health and Human Services, at 1-877-267-2323, ext. 61565. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Background </HD>
                <P>The Mental Health Parity Act of 1996 (MHPA) was enacted on September 26, 1996 (Pub. L. 104-204). MHPA amended the Public Health Service Act (PHS Act) and the Employee Retirement Income Security Act of 1974 (ERISA) to provide for parity in the application of annual and lifetime dollar limits on mental health benefits and the application of dollar limits on medical/surgical benefits. Provisions implementing MHPA were later added to the Internal Revenue Code of 1986 (Code) under the Taxpayer Relief Act of 1997 (Pub. L. 105-34). </P>
                <P>The provisions of MHPA are set forth in Title XXVII of the PHS Act, Part 7 of Subtitle B of Title I of ERISA, and Chapter 100 of Subtitle K of the Code. The Secretaries of Health and Human Services, Labor, and the Treasury share jurisdiction over the MHPA provisions. These provisions are substantially similar, except for jurisdictional differences. See for example, the amendment to the interim final rule published July 22, 2005 (70 FR 42276). </P>
                <HD SOURCE="HD1">II. Overview of MHPA </HD>
                <P>
                    The MHPA provisions are set forth in section 2705 of the PHS Act, section 712 of ERISA, and section 9812 of the Code. MHPA applies to a large group health plan (or health insurance coverage offered in connection with a large group health plan) that provides both medical/surgical benefits and mental health benefits. MHPA's original text included a sunset provision specifying that MHPA's provisions would not apply to 
                    <PRTPAGE P="25093"/>
                    benefits for services furnished on or after September 30, 2001. On December 22, 1997, the Departments of Health and Human Services, Labor, and the Treasury issued interim final regulations under MHPA in the 
                    <E T="04">Federal Register</E>
                     (62 FR 66931). The interim final regulations included this statutory sunset date. 
                </P>
                <P>The sunset date has been extended on a yearly basis by subsequent statutory provisions, which are described in detail in the amendment to the interim final rule published July 22, 2005 (70 FR 42276). The Department has published changes to the interim final mental health parity regulations to conform the expiration date of the regulation to each new statutory sunset date. (See 70 FR 42276, July 22, 2005). </P>
                <P>On December 30, 2005, President Bush signed H.R. 4579 (Pub. L. 109-151). That legislation further extended MHPA's sunset date under the PHS Act, ERISA, and the Tax Code so that MHPA's provisions apply to any services furnished through December 31, 2006. </P>
                <P>This statutory amendment has not altered MHPA's scope. It continues to apply to a large group health plan (or health insurance coverage offered in connection with a large group health plan) that provides both medical/surgical benefits and mental health benefits. To assist plan sponsors, health insurance issuers, and covered individuals, the Department is publishing this amendment to the interim final regulations, conforming the regulatory sunset date to the new statutory sunset date. The Department is making the effective date of this amendment to the interim final regulations effective as of May 30, 2006. Since the extension of this sunset date is essentially self-implementing, this amendment to the MHPA regulations is published on an interim final basis under section 2792 of the PHS Act.</P>
                <HD SOURCE="HD1">III. Collection of Information Requirements </HD>
                <P>This document does not impose information collection and recordkeeping requirements. Consequently, it need not be reviewed by the Office of Management and Budget under the authority of the Paperwork Reduction Act of 1995. </P>
                <HD SOURCE="HD1">IV. Regulatory Impact Statement </HD>
                <HD SOURCE="HD2">Overall Impact </HD>
                <P>We have examined the impacts of this rule as required by Executive Order 12866 (September 1993, Regulatory Planning and Review), the Regulatory Flexibility Act (RFA) (September 16, 1980, Pub. L. 96-354), the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4), and Executive Order 13132. </P>
                <P>Executive Order 12866 (as amended by Executive Order 13258, which merely reassigns responsibility of duties) directs agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects, distributive impacts, and equity). A regulatory impact analysis (RIA) must be prepared for major rules with economically significant effects ($100 million or more in any 1 year). According to the terms of the Executive Order, it has been determined that this action is not a “significant regulatory action” within the meaning of the Executive Order. Rather, it is an amendment to the 1997 interim final regulations that makes no substantive changes to those regulations, and merely extends the regulatory sunset date to conform to the new statutory sunset date added by Public Law 109-151. Because it is not a major rule, we are not required to perform an assessment of the costs and savings. </P>
                <P>The RFA requires agencies to analyze options for regulatory relief of small businesses. For purposes of the RFA, small entities include small businesses, nonprofit organizations, and government agencies. Most hospitals and most other providers and suppliers are small entities, either by nonprofit status or by having revenues of $6 million to $29 million in any 1 year. Individuals and States are not included in the definition of a small entity. We are not preparing an analysis for the RFA because we have determined, and we certify, that this rule will not have a significant economic impact on a substantial number of small entities. </P>
                <P>Section 202 of the Unfunded Mandates Reform Act of 1995 also requires that agencies assess anticipated costs and benefits before issuing any rule that may result in expenditure in any 1 year by State, local, or tribal governments, in the aggregate, or by the private sector, of $110 million. This rule will have no consequential effect on the governments mentioned or on the private sector. </P>
                <P>Executive Order 13132 establishes certain requirements that an agency must meet when it publishes a proposed rule (and subsequent final rule) that imposes substantial direct requirement costs on State and local governments, preempts State law, or otherwise has Federalism implications. We have reviewed this final rule and have determined that it will not have a substantial effect on State or local governments. </P>
                <P>We have reviewed this rule and determined that, under the provisions of Public Law 104-121, the Contract with America Act, it is not a major rule. </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 45 CFR Part 146 </HD>
                    <P>Health care, Health insurance, Reporting and recordkeeping requirements, State regulation of health insurance.</P>
                </LSTSUB>
                <REGTEXT TITLE="45" PART="146">
                    <AMDPAR>For the reasons set forth in the preamble, the Centers for Medicare &amp; Medicaid Services amends 45 CFR part 146 as follows: </AMDPAR>
                    <PART>
                        <HD SOURCE="HED">PART 146—REQUIREMENTS FOR THE GROUP HEALTH INSURANCE MARKET </HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 146 is revised to read as follows: </AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>Secs. 2705, 2791, and 2792 of the PHS Act (42 U.S.C. 300gg-5, 300gg-91, and 300gg-92). </P>
                    </AUTH>
                    <SECTION>
                        <SECTNO>§ 146.136 </SECTNO>
                        <SUBJECT>[Amended] </SUBJECT>
                    </SECTION>
                    <AMDPAR>2. In § 146.136, the following amendments are made: </AMDPAR>
                    <AMDPAR>a. The last sentence of paragraph (f)(1) is amended by removing the date “December 31, 2005” and adding in its place the date “December 31, 2006.” </AMDPAR>
                    <AMDPAR>b. Paragraph (g)(2) is amended by removing the date “January 1, 2006” and adding in its place the date “January 1, 2007.” </AMDPAR>
                    <AMDPAR>c. Paragraph (i) is revised to read as follows: </AMDPAR>
                    <SECTION>
                        <SECTNO>§ 146.136 </SECTNO>
                        <SUBJECT>Parity in the application of certain limits to mental health benefits. </SUBJECT>
                        <STARS/>
                        <P>
                            (i) 
                            <E T="03">Sunset.</E>
                             This section does not apply to benefits for services furnished after December 31, 2006. 
                        </P>
                    </SECTION>
                </REGTEXT>
                <SIG>
                    <DATED>Dated: March 8, 2006. </DATED>
                    <NAME>Mark B. McClellan, </NAME>
                    <TITLE>Administrator, Centers for Medicare &amp; Medicaid Services. </TITLE>
                    <DATED>Dated: April 14, 2006. </DATED>
                    <NAME>Michael O. Leavitt, </NAME>
                    <TITLE>Secretary, Department of Health and Human Services. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-3972 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4120-01-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <PRTPAGE P="25094"/>
                <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                <CFR>50 CFR Part 648</CFR>
                <DEPDOC>[Docket No. 060209031-6092-02; I.D. 020606C]</DEPDOC>
                <RIN>RIN 0648-AU09</RIN>
                <SUBJECT>Fisheries of the Northeastern United States; Northeast Multispecies Fishery; Emergency Secretarial Action; Correction</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Temporary rule; emergency interim final rule; correction.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        On April 13, 2006, an interim final rule to implement an emergency action for the Northeast (NE) Multispecies Fishery Management Plan (FMP) was published in the 
                        <E T="04">Federal Register</E>
                        . The interim final rule was published with several inadvertent errors and unclear language, including the omission of the observer notice requirement for vessels participating in the U.S./Canada Management Area, language in the regulations defining how monkfish-only days-at-sea (DAS) are calculated, an inaccurate description regarding the example of how NE multispecies Category A DAS will be calculated for Day gillnet vessels, and incorrect trip limits for white hake. This document corrects these errors and clarifies the unclear language.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Effective May 1, 2006.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Douglas W. Christel, Fishery Policy Analyst, (978) 281-9141, fax (978) 281-9135.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>On April 13, 2006 (71 FR 19348, FR Doc. 06-3504), an interim final rule was published that implemented emergency management measures, authorized by section 305(c) of the Magnuson-Stevens Fishery Conservation and Management Act, that are intended to immediately reduce fishing mortality on specific groundfish stocks beginning May 1, 2006, in order to maintain the rebuilding programs established under Amendment 13 to the FMP. However, the interim final rule included several inadvertent errors and some unclear language in both the preamble and the regulatory text that need to be corrected or clarified. The errors and unclear language were incorrect examples of how monkfish-only DAS are calculated when a vessel issued both a limited access NE multispecies DAS and a monkfish permit is subject to differential DAS counting, an inaccurate description regarding the examples of how NE multispecies Category A DAS will be calculated for Day gillnet vessels, omission of the observer notice requirement for vessels participating in the U.S./Canada Management Area, and inaccurate white hake trip limits in the regulatory text that differed from the preamble text. This notice corrects these errors and clarifies the unclear language, as described below.</P>
                <REGTEXT TITLE="50" PART="648">
                    <HD SOURCE="HD1">Correction</HD>
                    <P>Accordingly, the interim final rule, published on April 13, 2006, at 71 FR 19348, to be effective May 1, 2006, is corrected as follows:</P>
                    <P>1. On page 19350, in column 1, in the first full paragraph, line 20, correct “or” to read “and”. On line 23, correct “10” to read “20”. On line 24, correct “14” to read “28”. Finally, on line 25, correct “10” to read “20”.</P>
                    <P>2. On page 19350, in column 2, line 27, correct the number “0.57” to read “0.80” and correct the number “2” to read “2.8”.</P>
                    <P>3. On page 19351, in column 3, line 15 and 16, remove the phrase ”, unless otherwise specified below;”. On line 27, insert the phrase “and using gear other than trawl gear” after the word “program”.</P>
                </REGTEXT>
                <REGTEXT TITLE="50" PART="648">
                    <SECTION>
                        <SECTNO>§ 648.82</SECTNO>
                        <SUBJECT>[Corrected]</SUBJECT>
                    </SECTION>
                    <AMDPAR>4. On page 19376, in column 2, under amendatory instruction 7, lines 4 and 5, remove the phrase “(d)(5) through (7),”. On line 5, correct “(l)(2)(viii)” to read “(l)(1)(viii)”.</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 648.82</SECTNO>
                        <SUBJECT>[Corrected]</SUBJECT>
                    </SECTION>
                    <AMDPAR>5. On page 19378, in column 1, in § 648.82, paragraph (s)(1)(iii) is corrected to read “(iii) Method of counting DAS. Unless electing to fish in the Regular B DAS Program specified in § 648.85(b)(10), and therefore subject to the DAS accrual provisions of paragraph (n)(3) of this section, or fishing under a Category A DAS exclusively within the U.S./Canada Management Area specified at § 648.85(a)(1), a Day gillnet vessel fishing with gillnet gear under a NE multispecies Category A DAS shall accrue 15 hours of DAS for each trip of more than 3 hours, but less than or equal to 11 hours. For a trip less than or equal to 3 hours, or more than 11 hours, the ratio of Category A DAS used to time called into the DAS program will be 1.4 to 1.0. A Day gillnet vessel fishing exclusively within the U.S./Canada Management Area shall accrue 15 hours of DAS for each trip of more than 3 hours, but less than or equal to 15 hours. For a trip less than or equal to 3 hours, or more than 15 hours, the ratio of Category A DAS used to time called into the DAS program will be 1.0 to 1.0.”</AMDPAR>
                </REGTEXT>
                <REGTEXT TITLE="50" PART="648">
                    <SECTION>
                        <SECTNO>§ 648.85</SECTNO>
                        <SUBJECT>[Corrected]</SUBJECT>
                    </SECTION>
                    <AMDPAR>6. On page 19382, in column 2, § 648.85, after the first full pragraph, add paragraph (a)(3)(viii)(C) to read:</AMDPAR>
                    <P>“ (C) For the purposes of selecting vessels for observer deployment, a vessel fishing in either of the U.S./Canada Management Areas specified in paragraph (a)(1) of this section must provide notice to NMFS of the vessel name; contact name for coordination of observer deployment; telephone number for contact; and the date, time, and port of departure, at least 72 hours prior to the beginning of any trip that it declares into the U.S./Canada Management Area as required under this paragraph (a)(3)(viii). ”</P>
                    <SECTION>
                        <SECTNO>§ 648.85</SECTNO>
                        <SUBJECT>[Corrected]</SUBJECT>
                    </SECTION>
                    <AMDPAR>7. On page 19384, in column 3, in § 648.85, paragraph (b)(10)(iv)(D), the last sentence beginning on line 14 is corrected to read, “If fishing with trawl gear, possession of monkfish (whole weight) and skates is limited to 500 lb (227 kg) per trip each and possession of lobsters is prohibited. For vessels fishing with gear other than trawl gear, possession of monkfish is restricted by the regulations at § 648.94(b)(7).”</AMDPAR>
                </REGTEXT>
                <REGTEXT TITLE="50" PART="648">
                    <SECTION>
                        <SECTNO>§ 648.86</SECTNO>
                        <SUBJECT>[Corrected]</SUBJECT>
                    </SECTION>
                    <AMDPAR>8. On page 19385, in column 3, in § 648.86, line 11, correct “500 lb (226.8 kg)” to read “1,000 lb (453.6 kg)”. On lines 13 and 14, correct “5,000 lb (2,268.1 kg)” to read “10,000 lb (4,536 kg)”.</AMDPAR>
                </REGTEXT>
                <REGTEXT TITLE="50" PART="648">
                    <SECTION>
                        <SECTNO>§ 648.92</SECTNO>
                        <SUBJECT>[Corrected]</SUBJECT>
                    </SECTION>
                    <AMDPAR>9. On page 19389, in column 1, in § 648.92, paragraph (b)(2)(iv)(B), line 16, correct the phrase “that vessel used” to read “charged at the differential DAS counting rate of 1.4:1 when fishing”. On line 28, correct the number “0.57” to read “0.8”. On line 29, correct the number “2” to read “2.8” and the number “0.57” to read “0.80”. On line 31, correct the number “28” to read “27.2”</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 648.92</SECTNO>
                        <SUBJECT>[Corrected]</SUBJECT>
                    </SECTION>
                    <AMDPAR>10. On page 19389 , in column 2, in § 648.92, paragraph (b)(2)(iv)(B), line 1, correct the number “10.57” to read “10.80” and correct the number “0.57” to read “0.80”.</AMDPAR>
                </REGTEXT>
                <SIG>
                    <PRTPAGE P="25095"/>
                    <DATED>Dated: April 24, 2006.</DATED>
                    <NAME>John Oliver,</NAME>
                    <TITLE>Deputy Assistant Administrator for Operations, National Marine Fisheries Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-4029 Filed 4-25-06; 4:10 pm]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE </AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration </SUBAGY>
                <CFR>50 CFR Part 648 </CFR>
                <DEPDOC>[Docket No. 060301058-6109-02; I.D. 022306A] </DEPDOC>
                <RIN>RIN 0648-AU13 </RIN>
                <SUBJECT>Fisheries of the Northeastern United States; Northeast Multispecies Fishery; Total Allowable Catches for the Northeast Multispecies Fishery for Fishing Year 2006 </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Temporary rule; specifications. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The following 2006 fishing year (FY) Total Allowable Catches (TACs) are implemented for the Northeast (NE) Multispecies Fishery Management Plan (FMP). Hard (i.e., the fishery or area closes when a TAC is reached) TACs for Eastern Georges Bank (GB) cod, Eastern GB haddock, and GB yellowtail flounder in the U.S./Canada Management Area; target TACs for all NE regulated multispecies; and hard Incidental Catch TACs for groundfish stocks of concern. The intent of this action is to provide for the conservation and management of groundfish management under the NE Multispecies Fishery Management Plan (FMP). </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The U.S./Canada TACs as identified in Table 1 of this rule are effective May 1, 2006, through April 30, 2007. The target TACs as identified in Table 3 of this document and the Incidental Catch TACs as identified in Table 4 are effective May 1, 2006, through October 25, 2006. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Copies of the Transboundary Management Guidance Committee's (TMGC) 2005 Guidance Document and copies of the Environmental Assessment (EA) of the 2006 TACs (including the Regulatory Impact Review and Final Regulatory Flexibility Analysis (FRFA)) may be obtained from NMFS at One Blackburn Drive Gloucester, MA 01930; telephone (978) 281-9315. NMFS prepared a summary of the FRFA, which is contained in the Classification section of this final rule. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Thomas Warren, Fishery Policy Analyst, (978) 281-9347, fax (978) 281-9135, e-mail 
                        <E T="03">Thomas.Warren@NOAA.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>A proposed rule for this action was published on March 13, 2006, (71 FR 12665) with public comments accepted though April 12, 2006. A detailed description of the administrative process used to develop the TACs was contained in the preamble of the proposed rule and is not repeated here. The FMP specifies procedures for setting three types of TACs: (1) Annual hard (i.e., the fishery or area closes when a TAC is reached) TACs for Eastern GB cod, Eastern GB haddock, and GB yellowtail flounder; (2) target TACs for all regulated groundfish stocks; and (3) hard Incidental Catch TACs for groundfish stocks of concern. </P>
                <HD SOURCE="HD1">Hard TACs </HD>
                <P>The regulations governing the annual development of hard TACs for the U.S./Canada Management Area species (§ 648.85(a)(2)) were implemented through the final rule for Amendment 13 to the FMP (69 FR 22906; April 27, 2004) in order to be consistent with the U.S./Canada Resource Sharing Understanding (Understanding), which is an informal understanding between the United States and Canada that outlines a process for the management of the shared GB groundfish resources. The Understanding specifies an allocation of TAC for these three stocks for each country, based on a formula that considers historical catch percentages and current resource distribution. </P>
                <P>
                    On September 15, 2005, the Council accepted the recommendations of the TMGC for the FY 2006 TACs for GB cod, GB haddock, and GB yellowtail flounder. The recommended 2006 TACs were based upon the most recent stock assessments (Transboundary Resource Assessment Committee (TRAC) Status Reports for 2005), and the fishing mortality strategy shared by both the U.S. and Canada. The strategy is to maintain a low to neutral risk of exceeding the fishing mortality limit reference (F
                    <E T="52">ref</E>
                     = 0.18, 0.26, and 0.25 for cod, haddock, and yellowtail flounder, respectively). That is, when stock conditions are poor, fishing mortality rates (F) should be further reduced to promote rebuilding. 
                </P>
                <P>This action implements the following hard TACs for GB: 374 mt of GB cod, 7,480 mt of GB haddock, and 2,070 mt of GB yellowtail flounder. The FY 2006 haddock and yellowtail flounder TACs represent decreases from FY 2005 TAC levels (by 1 percent and 51 percent, respectively), and the FY 2006 cod TAC represents a 44-percent increase from the FY 2005 TAC (Tables 1 and 2). </P>
                <GPOTABLE COLS="4" OPTS="L2,i1" CDEF="s50,12,12,12">
                    <TTITLE>Table 1.—FY 2006 U.S./Canada TACs (mt) and Percentage Shares (In Parentheses) </TTITLE>
                    <BOXHD>
                        <CHED H="1">  </CHED>
                        <CHED H="1">GB Cod </CHED>
                        <CHED H="1">GB Haddock </CHED>
                        <CHED H="1">GB Yellowtail flounder </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Total Shared TAC</ENT>
                        <ENT>1,700 </ENT>
                        <ENT>22,000 </ENT>
                        <ENT>3,000 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">U.S. TAC </ENT>
                        <ENT>374 (22) </ENT>
                        <ENT>7,480 (34) </ENT>
                        <ENT>2,070 (69) </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Canada TAC </ENT>
                        <ENT>1,326 (78) </ENT>
                        <ENT>14,520 (66) </ENT>
                        <ENT>930 (31) </ENT>
                    </ROW>
                </GPOTABLE>
                <GPOTABLE COLS="4" OPTS="L2,i1" CDEF="s50,12,12,12">
                    <TTITLE>Table 2.—2005 U.S./Canada TACs (mt) and Percentage Shares (in Parentheses) </TTITLE>
                    <BOXHD>
                        <CHED H="1">  </CHED>
                        <CHED H="1">GB Cod </CHED>
                        <CHED H="1">GB Haddock </CHED>
                        <CHED H="1">GB Yellowtail flounder </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Total Shared TAC</ENT>
                        <ENT>1,000 </ENT>
                        <ENT>23,000 </ENT>
                        <ENT>6,000 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">U.S. TAC </ENT>
                        <ENT>260 (26) </ENT>
                        <ENT>7,590 (33) </ENT>
                        <ENT>4,260 (71) </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Canada TAC </ENT>
                        <ENT>740 (74) </ENT>
                        <ENT>15,410 (67) </ENT>
                        <ENT>1,740 (29) </ENT>
                    </ROW>
                </GPOTABLE>
                <PRTPAGE P="25096"/>
                <P>The regulations implementing Amendment 13, at § 648.85(a)(2)(ii), state: “Any overages of the [U.S./Canada] GB cod, haddock, or yellowtail flounder TACs that occur in a given fishing year will be subtracted from the respective TAC in the following fishing year.” Therefore, should an analysis of the catch of the shared stocks by U.S. vessels indicate that an overage occurred during FY 2005, the pertinent TACs will be adjusted downward in order to be consistent with the FMP and the Understanding. The analysis is expected to be complete on or about August 2006. If an adjustment to one of the FY 2006 TACs for Eastern GB cod, Eastern GB haddock, or GB yellowtail flounder is necessary, the public will be notified through rulemaking consistent with the Administrative Procedure Act and through a letter to permit holders. </P>
                <HD SOURCE="HD1">Target TACs </HD>
                <P>Target TACs for regulated groundfish species are implemented pursuant to § 648.90(a)(2), which requires the Council to develop target TACs as part of the process used to periodically adjust management measures as necessary, and to develop new target TACs based upon the most recent scientific information. Although target TACs for FY 2006 were specified by Amendment 13, it is necessary to revise the values of the FY 2006 TACs, based upon more recent scientific information (Assessment of 19 Northeast Groundfish Stocks through 2004; Northeast Fisheries Science Center Reference Document 05-13 (GARM II, completed in August 2005)). The Council recently submitted to NMFS a management action that would make necessary management measure adjustments (Framework Adjustment (FW) 42) to the FMP, including proposed target TACs for regulated species for FY 2006, 2007, and 2008 (with the exception of U.S./Canada TACs). However, because the Council could not develop FW 42 in time to implement the management measures by May 1, 2006, the target TACs that the framework propose for FY 2006, if approved, could not be implemented in time for the start of the fishing year. Although many of the target TACs are used only as a means of evaluating the effectiveness of the management measures of the FMP, a delay in the specification of target TACs would impact two aspects of the FMP in a substantive manner (i.e., the GB Cod Hook Sector (Sector) and the special management programs). The annual allocation of GB cod to the Sector (provided the Sector is approved for FY 2006) is calculated as a percentage of the GB cod target TAC. If specification of the GB cod target TAC were delayed past May 1, it would not be possible to specify a GB cod allocation for the Sector in a timely manner. Reliance upon the current FY 2005 GB cod target TAC to calculate the Sector's allocation would not be utilizing the best available information. The GB Cod Hook Sector is dependent upon the timely and accurate specification of the GB cod target TAC in order for the Sector to operate and generate revenue. </P>
                <P>In addition, a delay in the specification of target TACs would impact the specification of hard Incidental Catch TACs because Incidental Catch TACs are calculated as a percentage of the target TAC for 10 groundfish stocks of concern. If incidental TACs cannot be established according to best scientific information available, special management programs that are dependent on these incidental TACs would operate, if approved, without adequate restrictions on the catch of stocks of concern. </P>
                <P>Therefore, in order to avoid this management void, this action implements target TACs under Secretarial emergency authority, as permitted under sec. 305(c) of the Magnuson-Stevens Fishery Conservation and Management Act (MSA), and as consistent with the emergency criteria defined in 62 FR 44421 (August 21, 1997). This emergency action arises from “unforeseen events or recently discovered circumstances” that would present “serious conservation or management problems” if the emergency action is not implemented. Specifically, as more fully discussed above, this emergency action is justified on ecological grounds in that fishing under TACs inconsistent with the best scientific information available would result in harvests that would likely jeopardize meeting conservation objectives of the FMP. The target TACs being implemented were developed by the Council's Groundfish Plan Development Team (PDT) and are consistent with those proposed in the FW 42 document. The target TACs (see Table 3) are calculated from projections of future catches, using recent assessment data, and the Amendment 13 target F rates. </P>
                <GPOTABLE COLS="4" OPTS="L2,i1" CDEF="s50,xs64,12,xs64">
                    <TTITLE>Table 3.—Target TACs (mt) for FY 2006 </TTITLE>
                    <BOXHD>
                        <CHED H="1">Species </CHED>
                        <CHED H="1">Stock </CHED>
                        <CHED H="1">FY 2006 target TACs </CHED>
                        <CHED H="1">TAC composition </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Cod </ENT>
                        <ENT>GB </ENT>
                        <ENT>7,458 </ENT>
                        <ENT>E * </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>GOM </ENT>
                        <ENT>5,146 </ENT>
                        <ENT>C * </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Haddock </ENT>
                        <ENT>GB </ENT>
                        <ENT>49,829 </ENT>
                        <ENT>E </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>GOM </ENT>
                        <ENT>1,279 </ENT>
                        <ENT>A </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Yellowtail Flounder </ENT>
                        <ENT>GB </ENT>
                        <ENT>2,070 </ENT>
                        <ENT>D * </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>SNE/MA </ENT>
                        <ENT>146 </ENT>
                        <ENT>B * </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>CC/GOM </ENT>
                        <ENT>650 </ENT>
                        <ENT>B * </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">American plaice </ENT>
                        <ENT>  </ENT>
                        <ENT>3,666 </ENT>
                        <ENT>B * </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Witch flounder </ENT>
                        <ENT>  </ENT>
                        <ENT>5,511 </ENT>
                        <ENT>A * </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Winter flounder </ENT>
                        <ENT>GB </ENT>
                        <ENT>1,424 </ENT>
                        <ENT>A * </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>GOM </ENT>
                        <ENT>** </ENT>
                        <ENT>C </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>SNE/MA </ENT>
                        <ENT>2,481 </ENT>
                        <ENT>C * </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Redfish </ENT>
                        <ENT>  </ENT>
                        <ENT>1,946 </ENT>
                        <ENT>A </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">White hake </ENT>
                        <ENT>  </ENT>
                        <ENT>2,056 </ENT>
                        <ENT>A * </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Pollock </ENT>
                        <ENT>  </ENT>
                        <ENT>12,005 </ENT>
                        <ENT>E </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Windowpane flounder </ENT>
                        <ENT>North </ENT>
                        <ENT>389 </ENT>
                        <ENT>A </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>South </ENT>
                        <ENT>173 </ENT>
                        <ENT>A </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Ocean pout </ENT>
                        <ENT>  </ENT>
                        <ENT>38 </ENT>
                        <ENT>A </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Atlantic halibut </ENT>
                        <ENT>  </ENT>
                        <ENT>NA </ENT>
                        <ENT>NA </ENT>
                    </ROW>
                    <TNOTE>A—Commercial Landings. </TNOTE>
                    <TNOTE>B—Commercial Landings and Discards. </TNOTE>
                    <TNOTE>
                        C—Commercial Landings, Discards, and Recreational Harvest. 
                        <PRTPAGE P="25097"/>
                    </TNOTE>
                    <TNOTE>D—Commercial Landings and Discards (U.S. portion of U.S./Canada TAC). </TNOTE>
                    <TNOTE>E—Commercial Landings (U.S. and Canada). </TNOTE>
                    <TNOTE>* Stock of Concern for Which an Incidental Catch TAC as a Subset of the Target TAC is also proposed (Table 4). </TNOTE>
                    <TNOTE>** GARM II did not develop a TAC for GOM winter flounder because of uncertainties in the assessment. </TNOTE>
                    <TNOTE>
                        <E T="02">Note:</E>
                         Proposed TACs for GB cod and GB haddock include Canadian landings. 
                    </TNOTE>
                </GPOTABLE>
                <HD SOURCE="HD1">Incidental Catch TACs </HD>
                <P>This action implements FY 2006 Incidental Catch TACs pursuant to the regulations at § 648.85(b)(5). The regulations require that Incidental Catch TACs be developed as part of the process that periodically adjusts management measures based upon the most recent scientific information. FW 40-A (69 FR 67780; November 19, 2004) implemented Incidental Catch TACs in order to strictly limit the potential for the use of Category B DAS to cause excessive fishing mortality on groundfish stocks of concern. For the NE multispecies fishery, a stock of concern is defined as “a stock that is in an overfished condition, or that is subject to overfishing.” FW 40-A implemented Incidental Catch TACs for the following eight stocks, based upon the stock status data that were used in the development of Amendment 13: Gulf of Maine (GOM) cod, GB cod, Cape Cod (CC)/GOM yellowtail flounder, American plaice, white hake, Southern New England (SNE)/Mid-Atlantic (MA) yellowtail flounder, SNE/MA winter flounder, and witch flounder. FW 40-A also implemented percentage allocations of the Incidental Catch TACs among special programs (for the Regular B DAS Pilot Program; Closed Area I Hook Gear Haddock Special Access Program (SAP); and the Eastern U.S./Canada Haddock SAP Pilot Program) and specified values for those Incidental Catch TACs for portions of FY 2004. FW 40-B (70 FR 31323; June 1, 2005) and FW 41 (70 FR 54302; September 14, 2005) further modified the percentage allocation of the Incidental Catch TACs among Category B DAS programs. </P>
                <P>In addition to the FY 2006 target TACs proposed in FW 42, the Council also adopted FY 2006 Incidental Catch TACs under this same action. However, as with the target TACs for all regulated species, because the Council could not develop FW 42 in time to implement the management measures by May 1, 2006, the Incidental Catch TACs proposed by the FW 42 for FY 2006, if approved, would not be implemented in time for the start of the fishing year. Implementation of Incidental Catch TACs in a timely manner is necessary to enable Category B DAS programs to operate based upon the best available science. If the Incidental Catch TACs are not revised, the fishing mortality may be excessive. Therefore, this action specifies the Incidental Catch TACs, as proposed in FW 42, under Secretarial emergency authority, consistent with the Emergency Criteria and Justification defined in 62 FR 44421 (August 21, 1997) due to recent, unforeseen events, and the need to allow the Category B DAS programs to operate in a timely fashion according to best scientific information available. </P>
                <P>In addition to specifying Incidental Catch TACs for the eight stocks noted above (as implemented by FW 40-A), this action also implements additional Incidental Catch TACs for GB yellowtail flounder and GB winter flounder, based on new information from the GARM II report that concluded that overfishing is occurring on these stocks. This action is consistent with the Council's recommendations in FW 42. All 10 Incidental Catch TACs were developed by the PDT and are consistent with those proposed in the FW 42 document. These Incidental Catch TACs are derived from the target TACs, and are based upon percentages proposed by the Council in FW 42. </P>
                <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s100,xs64,12">
                    <TTITLE>Table 4.—FY 2006 Incidental Catch TACs (mt) </TTITLE>
                    <BOXHD>
                        <CHED H="1">Stock </CHED>
                        <CHED H="1">Percentage of total target TAC </CHED>
                        <CHED H="1">
                            FY 2006 
                            <LI>incidental catch TAC </LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">GB Cod </ENT>
                        <ENT>Two </ENT>
                        <ENT>122.6 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">GOM cod </ENT>
                        <ENT>One </ENT>
                        <ENT>51.5 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">GB yellowtail flounder </ENT>
                        <ENT>Two </ENT>
                        <ENT>41.4 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CC/GOM yellowtail flounder </ENT>
                        <ENT>One </ENT>
                        <ENT>6.5 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SNE/MA yellowtail flounder </ENT>
                        <ENT>One </ENT>
                        <ENT>1.5 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">American plaice </ENT>
                        <ENT>Five </ENT>
                        <ENT>183.3 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Witch flounder </ENT>
                        <ENT>Five </ENT>
                        <ENT>275.6 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SNE/MA winter flounder </ENT>
                        <ENT>One </ENT>
                        <ENT>24.8 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">GB winter flounder </ENT>
                        <ENT>Two </ENT>
                        <ENT>28.5 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">White hake </ENT>
                        <ENT>Two </ENT>
                        <ENT>41.1 </ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Comments and Responses </HD>
                <P>Two comments on the proposed rule were received during the comment period. </P>
                <P>
                    <E T="03">Comment 1:</E>
                     The Council noted that the target TACs, as originally calculated by the PDT and listed in the proposed rule, contained errors for GOM cod due to the use of some incorrect data in the projection of this TAC. 
                </P>
                <P>
                    <E T="03">Response:</E>
                     The GOM cod target TAC and the GOM cod Incidental Catch TAC have been corrected. The correction resulted in a target TAC and Incidental Catch TAC that are slightly greater (larger by 159 mt and 1.6 mt, respectively) than those included in the proposed rule. 
                </P>
                <P>
                    <E T="03">Comment 2:</E>
                     One individual did not support the proposed TACs due to the belief that allocation of TACs to a particular segment of the population represents a form of stealing from the American people.
                </P>
                <P>
                    <E T="03">Response:</E>
                     The allocation of TACs to the groundfish fishery is consistent with the national standards and other requirements of the MSA, and contribute to maximizing benefits to the Nation. 
                </P>
                <HD SOURCE="HD1">Classification </HD>
                <P>This final rule is published pursuant to 50 CFR part 648 and has been determined to be not significant for purposes of Executive Order 12866. </P>
                <P>
                    NMFS prepared a FRFA, which incorporates the IRFA and this final rule, and describes the economic impact that this action may have on small entities. No comments on the economic impacts of the TACs were received. 
                    <PRTPAGE P="25098"/>
                </P>
                <P>The specification of hard TACs for the U.S./Canada shared stocks of Eastern GB cod, Eastern GB haddock, and GB yellowtail flounder is necessary in order to ensure that the fishing mortality levels for these shared stocks are achieved in the U.S./Canada Management Area (the geographic area on GB defined to facilitate management of stocks of cod, haddock, and yellowtail flounder that are shared with Canada). A full description of the objectives and legal basis for the TACs is contained in the preamble of the proposed rule. </P>
                <P>
                    Under the Small Business Administration (SBA) size standards for small fishing entities ($3.5 million), all permitted and participating vessels in the groundfish fishery are considered to be small entities. Gross sales by any one entity (vessel) do not exceed this threshold. Therefore, this action does not have a disproportionate impact between large and small entities. The maximum number of small entities that will be affected by the TACs is approximately 1,000 vessels, 
                    <E T="03">i.e.</E>
                    , those with limited access NE multispecies DAS permits, that have an allocation of Category A or B DAS. Realistically, however, the number of vessels that choose to fish in the U.S./Canada Management Area, and that therefore will be subject to the associated restrictions, including hard TACs, will be substantially less. 
                </P>
                <P>For FY 2004 (May 2004 through April 2005), 155 individual vessels fished in the U.S./Canada Management Area. From May 1, 2005 through February 9, 2006, 156 vessels fished in the U.S./Canada Management Area. Although it is difficult to predict the number of vessels that would fish in the U.S./Canada Management Area in FY 2006, the number is likely to be similar to, if not smaller than, the number of vessels that fished in the area during FY 2004 or 2005. Furthermore, additional fishing effort controls are proposed for FY 2006 that are likely to decrease fishing effort. </P>
                <P>The economic impacts of the TACs are difficult to predict due to several factors that affect the amount of catch, as well as the price of the fish. Due to the newness of these regulations (May 2004; Amendment 13 to the FMP), there is relatively little historic data, and limited information about the specific fishing patterns or market impacts that may be caused by this hard TAC management system. In general, the rate at which yellowtail flounder is caught in the Eastern and Western U.S./Canada Area, and the rate at which cod is caught in the Eastern U.S./Canada Area, will determine the length of time the Eastern U.S./Canada Area will remain open. The length of time the Eastern U.S./Canada Area is open will determine the amount of haddock that is caught. </P>
                <P>The amount of GB cod, haddock, and yellowtail flounder landed and sold will not be equal to the sum of the TACs, but will be reduced as a result of discards (discards are counted against the hard TAC), and may be further reduced by limitations on access to stocks that may result from the associated rules. Fishing derby behavior may result in a reduction to the market value of fish. The overall economic impact of the FY 2006 U.S./Canada TACs will likely be different from the economic impacts of the FY 2005 TACs due to the reduced yellowtail flounder TAC, and may result in reduced revenue. Although the FY 2006 cod TAC represents an increase from FY 2005, the FY 2006 haddock and yellowtail TACs represent decreases from FY 2005. For yellowtail flounder, the decrease is substantial. Based on the estimates in the EA, revenue from cod and haddock caught in the Eastern U.S./Canada Area may increase from FY 2005 to 2006 (up to 43 percent and 74 percent, respectively), and revenue from yellowtail flounder in the U.S./Canada Management Area may decline by 51 percent. According to the analysis, the overall change in revenue from FY 2005 to 2006 for the 3 species combined could amount to a 36 percent decline (or approximately $ 3.8 million ), although it is difficult to predict future fishing patterns, and there are factors that may mitigate the decline in overall revenue. For example, there could be an increase in yellowtail flounder price, as well as the potential for increased opportunity to harvest haddock from the Eastern U.S./Canada Area. If the larger GB cod TAC results in a longer period of time that the Eastern U.S./Canada Area is open, and if vessels attempt to, and are successful in avoidance of cod, the Eastern U.S./Canada Area may be opened for a longer period of time in FY 2006 than it was in FY 2005, resulting in additional revenue from haddock. </P>
                <P>Although unlikely, a downward adjustment to the hard TACs specified for FY 2006 could occur after the start of the fishing year, if it is determined that the U.S. catch of one or more of the shared stocks during FY 2005 exceeded the relevant TACs specified for FY 2005. </P>
                <P>
                    Three alternatives for hard TACs were considered for FY 2006: The hard TACs implemented by this final rule, the status quo TACs, and the no action alternative. No other TAC alternatives were considered because of the need to be consistent with the FMP and the best scientific information available. The process for establishing TACs is based on the best scientific information available designed to yield only one set of TACs. The TACs implemented by this action will have more of an economic impact than the status quo TACs. Adoption of the status quo TACs, however, would not be consistent with the FMP because the status quo TACs do not represent the best available scientific information. Although the no action alternative (no TACs) would not constrain catch in the U.S./Canada Management Area, and therefore would likely provide some additional fishing opportunity, the no action alternative is not a reasonable alternative because it is inconsistent with the FMP in both the short and long term. The FMP requires specification of hard TACs in order to limit catch of shared stocks to the appropriate level (
                    <E T="03">i.e.</E>
                    , consistent with the Understanding and the FMP). As such, the no action alternative would likely provide less economic benefit to the industry in the long term than the TACs implemented by this final rule. 
                </P>
                <P>The hard TACs do not modify any collection of information, reporting, or recordkeeping requirements. The hard TACs do not duplicate, overlap, or conflict with any other Federal rules. </P>
                <P>Three alternatives for target TACs were considered for FY 2006: The target TACs implemented by this final rule, the status quo TACs, and the no action alternative (previously specified TACs, based on previous scientific information). No other target TAC alternatives were considered for the same reason that no other TAC alternatives were considered for the FY 2006 U.S./Canada Management Area TACs described above. The direct economic impacts of the target TACs are minimal. The most substantive impact on potential fishing effort will be to provide a larger TAC allocated to the Sector than under the Status Quo Alternative. The amount of cod allocated to the Sector is directly affected by the size of the GB cod target TAC, and therefore has the potential for an economic impact on the Sector. Based on the amount of GB cod TAC caught by the Sector in FY 2004 and 2005 (less than the TAC), an increase in the amount of cod allocated to the Sector is not likely to impact the amount of cod landed by the Sector. Factors other than the size of the Sector's cod allocation appear to be limiting the amount of catch and revenue. In FY 2004, the Sector caught approximately 20 percent of its allocation. During FY 2005, through March 2006, the Sector caught 27 percent of its allocation. </P>
                <P>
                    The indirect economic impacts of the target TACs are potentially more 
                    <PRTPAGE P="25099"/>
                    significant than the direct impact because they are used to set the Incidental Catch TACs, which may cause the closure of a SAP or prohibition on the use of Regular B DAS in particular stock areas in the Regular B DAS Program. The harvest of Incidental Catch TACs curtail the opportunities to use Category B DAS. Six of the 10 Incidental Catch TACs will decrease in FY 2006, compared to the FY 2005, Status Quo TACs. The small size of some of the Incidental Catch TACs may have a negative economic impact. Most of the Incidental Catch TACs under the Status Quo and No Action Alternatives would have less of a negative economic impact because they are larger and would be less constraining to the fishery. Based on the proposed FY 2006 Incidental Catch TACs and the FY 2004 catch (Quarter 1) in the Regular B DAS Pilot Program, it is likely that five of the quarterly Incidental Catch TACs will be reached, causing a closure of the program prior to the end of the quarter. During FY 2005, the catch under the Regular B DAS Pilot Program represented substantial percentages of the amount of cod, haddock, and yellowtail flounder caught in the U.S./Canada Management Area. It is difficult to determine whether the changes in Incidental Catch TACs will result in reduced revenue or whether vessels will be able to compensate for such changes by modifying their fishing strategies. It is possible that the FY 2006 Incidental Catch TACs may result in a decline in revenue by reducing fishing opportunity. However, it is possible that vessels that participate in the Regular B DAS Pilot Program would make up for any losses in fishing opportunity in the Regular B DAS Pilot Program by instead fishing under a Category A DAS. Vessels that historically do not use their full allocation of Category A DAS could increase the relative percentage of DAS used, or lease additional DAS. 
                </P>
                <P>There is good cause under 5 U.S.C. 553(d)(3), to waive the 30-day delay in effective date because doing otherwise may compromise full and effective management of the FMP. If the 30-day delay in effective day is not waived, the hard TACs, target TACs, and Incidental Catch TACs would not be in effect at the beginning of the fishing year (May 1, 2006). Such a delay in implementation would impact the fishery in several different ways, depending upon the type of TAC under consideration. </P>
                <P>Implementation of the hard TAC after the beginning of the fishing year would prevent NMFS from being able to prevent the possible overharvest of some or all of the stocks managed by a hard TAC. Most notably, in the case of Eastern GB cod, because the size of the TAC is relatively small, and the possibility that the catch rate of cod could be high during the month of May, it is likely that the TAC could be reached and exceeded during the 30-day delay in effectiveness period. If no Eastern GB cod TAC is in place, the Regional Administrator would be unable to take action to stop fishing on this stock. Failure to stop fishing on this stock when the TAC is caught would undermine the GB cod rebuilding schedule of the FMP. Furthermore, any resulting TAC overages must be deducted from the following year's TAC, which would result in a negative economic impact to the fishery for FY 2007. </P>
                <P>Implementation of the target TAC after the beginning of the fishing year would also have an impact on the Sector, if that Sector is approved for FY 2006. The Sector must be allocated a hard cod TAC in order to for its members to fish. Because the Sector's cod TAC is calculated as a percentage of the target TAC for GB cod for the fishery as a whole, a delay in the implementation of the target TAC for GB cod would delay the potential allocation of cod to the Sector. Members of the Sector would not be able to fish until the GB cod target TAC is specified, and would lose fishing opportunity and income. </P>
                <P>A delay in the implementation of the Incidental Catch TACs after the beginning of the fishing year would affect the Regular B DAS Program in a similar way. Incidental Catch TACs are calculated as a percentage of the target TACs for stocks of concern. The Incidental Catch TACs for stocks of concern represent a maximum amount that may be caught by vessels fishing in the Regular B DAS Program under a Regular B DAS. The Incidental Catch TACs are critical to the limiting the maximum amount of fishing mortality that could occur on stocks of concern by vessels fishing in the Regular B DAS Program. If the specification of the Incidental Catch TACs were delayed, the Regional Administrator would be required to close the Regular B DAS Program until such TACs are specified. The closure of that program would result in the loss of fishing opportunity and income for the industry. </P>
                <P>
                    Section 212 of the Small Business Regulatory Enforcement Fairness Act of 1996 states that, for each rule or group of related rules for which an agency is required to prepare a FRFA, the agency shall publish one or more guides to assist small entities in complying with the rule, and shall designate such publications as “small entity compliance guides.” The agency shall explain the actions a small entity is required to take to comply with a rule or group of rules. As part of this rulemaking process, a letter to permit holders that also serves as small entity compliance guide (the guide) was prepared. Copies of this final rule are available from the Northeast Regional Office, and the guide will be sent to all holders of limited access DAS permits for the NE multispecies fishery. The guide and this final rule will be posted on the NMFS NE Regional Office Web site at 
                    <E T="03">http://www.nero.noaa.gov</E>
                     and will also be available upon request. 
                </P>
                <SIG>
                    <DATED>Dated: April 26, 2006. </DATED>
                    <NAME>William T. Hogarth, </NAME>
                    <TITLE>Assistant Administrator for Fisheries, National Marine Fisheries Service. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-4059 Filed 4-26-06; 11:24 am] </FRDOC>
            <BILCOD>BILLING CODE 3510-22-P </BILCOD>
        </RULE>
    </RULES>
    <VOL>71</VOL>
    <NO>82</NO>
    <DATE>Friday, April 28, 2006</DATE>
    <UNITNAME>Proposed Rules</UNITNAME>
    <PRORULES>
        <PRORULE>
            <PREAMB>
                <PRTPAGE P="25100"/>
                <AGENCY TYPE="F">DEPARTMENT OF AGRICULTURE </AGENCY>
                <SUBAGY>Animal and Plant Health Inspection Service </SUBAGY>
                <CFR>9 CFR Part 2 </CFR>
                <DEPDOC>[Docket No. APHIS-2005-0118] </DEPDOC>
                <SUBJECT>Shift Cage Requirements </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Animal and Plant Health Inspection Service, USDA. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>We are proposing to amend the Animal Welfare Act regulations concerning the handling of animals to require that shift cages be used for handling certain species. One of the largest risk factors for animal escape and employee and animal injury occurs when it is necessary to move, or shift, certain animals between enclosures. Requiring shift cages for certain species would mitigate the risk of injuries to people and animals as well as ensure safe transport of animals between enclosures and exhibits. </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>We will consider all comments that we receive on or before June 27, 2006. </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments by either of the following methods: </P>
                    <P>
                        • Federal eRulemaking Portal: Go to 
                        <E T="03">http://www.regulations.gov</E>
                         and, in the lower “Search Regulations and Federal Actions” box, select “Animal and Plant Health Inspection Service” from the agency drop-down menu, then click on “Submit.” In the Docket ID column, select APHIS-2005-0118 to submit or view public comments and to view supporting and related materials available electronically. Information on using Regulations.gov, including instructions for accessing documents, submitting comments, and viewing the docket after the close of the comment period, is available through the site's “User Tips” link. 
                    </P>
                    <P>• Postal Mail/Commercial Delivery: Please send four copies of your comment (an original and three copies) to Docket No. APHIS-2005-0118, Regulatory Analysis and Development, PPD, APHIS, Station 3A-03.8, 4700 River Road Unit 118, Riverdale, MD 20737-1238. Please state that your comment refers to Docket No. APHIS-2005-0118. </P>
                    <P>
                        <E T="03">Reading Room:</E>
                         You may read any comments that we receive on this docket in our reading room. The reading room is located in room 1141 of the USDA South Building, 14th Street and Independence Avenue, SW., Washington, DC. Normal reading room hours are 8 a.m. to 4:30 p.m., Monday through Friday, except holidays. To be sure someone is there to help you, please call (202) 690-2817 before coming. 
                    </P>
                    <P>
                        <E T="03">Other Information:</E>
                         Additional information about APHIS and its programs is available on the Internet at 
                        <E T="03">http://www.aphis.usda.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Dr. Barbara Kohn, Senior Staff Veterinarian, Animal Care, APHIS, 4700 River Road Unit 84, Riverdale, MD 20737-1234; (301) 734-7833. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background </HD>
                <P>
                    The Animal Welfare Act (the Act, 7 U.S.C. 2131 
                    <E T="03">et seq.</E>
                    ) authorizes the Secretary of Agriculture to promulgate standards and other requirements governing the humane handling, care, treatment, and transportation of certain animals by dealers, research facilities, exhibitors, carriers, and intermediate handlers. The Secretary of Agriculture has delegated the responsibility of enforcing the Act to the Administrator of the Animal and Plant Health Inspection Service (APHIS). The regulations established under the Act are contained in title 9 of the Code of Federal Regulations (9 CFR), chapter I, subchapter A, parts 1, 2, and 3. Regulations regarding handling of animals are found in 9 CFR part 2. 
                </P>
                <P>Section 2.131 contains provisions for the humane handling of animals. In § 2.131, paragraph (b)(1) states that handling of all animals must be done as expeditiously and carefully as possible in a manner that does not cause trauma, overheating, excessive cooling, behavioral stress, physical harm, or unnecessary discomfort. </P>
                <P>One of the largest risk factors for animal escape and employee and animal injury occurs when it is necessary to move, or shift, certain animals between enclosures. An increasing number of reports of human and animal injuries that have occurred during the movement of certain animals between enclosures have led APHIS to focus on ways to mitigate such risks and promote safer conditions for animals, their handlers, and the public. Therefore, we are proposing to amend the regulations to add specific requirements for the handling of certain animals during their movement between enclosures. </P>
                <P>Specifically, we propose to add a new paragraph (f) in § 2.131 that would require the use of shift cages for moving and transporting potentially dangerous animals, such as big cats (lions, tigers, pumas, jaguars, and cheetahs); all species of bears; great apes (gorillas, chimpanzees, orangutans) and other nonhuman primates; and wild or exotic canids. While shift cages may vary from facility to facility, the shift cages would have to work in such a manner as to safely and securely enclose the animal. Shift cages can be permanent, such as the connection between two enclosures that can be shut at both ends as can be found in zoos, or temporary, such as those used to transport animals. In either case, we would require that shift cages attach or be attachable to all enclosures or holding pens, cages, or secured areas used to hold and/or transport potentially dangerous animals in such a way that the animal cannot get through any gaps between the shift cage and the enclosure. In addition, the shift cages would have to allow handlers access to the animal's primary enclosure without posing a threat to the handler. </P>
                <P>Proper maintenance of shift cages is vital in ensuring the safe handling of animals and the protection of their handlers. Equipment may rust, malfunction, incur damage, or otherwise compromise the security of the enclosure. Left unrepaired, such damage may allow an animal to escape or result in injury to an animal or handler. Therefore, we would also require that the shift cage be structurally sound and maintained in good repair to protect the animals from injury and to contain the animals. </P>
                <P>
                    Improper handling of shift cages may result in the escape of a potentially dangerous animal or injury to the animal, handler, or a member of the public. For this reason, it is important that all personnel involved in moving or transporting potentially dangerous 
                    <PRTPAGE P="25101"/>
                    animals understand how to correctly operate all components of the facility's shift cage or alternative system equipment. We would require that all personnel whose duties include a role in the movement or transportation of potentially dangerous animals be trained in the proper use of the equipment, and that written protocols for the safe transfer of animals be established by the facility. 
                </P>
                <P>Most accredited or well-run facilities already have systems in place for the movement of animals between enclosures. As such, this proposed rule would also allow for facilities to employ other methods as alternatives to shift cages, provided that those alternative methods afford the same degree of assurance against animal escapes and for the protection of employees and the public. If a facility wishes to employ an alternative measure, a description of that method would have to be submitted in writing to the appropriate Animal Care regional office and would have to receive written approval before the method could be used as an alternative. </P>
                <HD SOURCE="HD1">Executive Order 12866 and Regulatory Flexibility Act </HD>
                <P>This proposed rule has been reviewed under Executive Order 12866. The rule has been determined to be not significant for the purposes of Executive Order 12866 and, therefore, has not been reviewed by the Office of Management and Budget. </P>
                <P>In accordance with 5 U.S.C. 603, we have performed an initial regulatory flexibility analysis, which is set out below, regarding the economic effects of this rule on small entities. </P>
                <P>We are proposing to amend the Animal Welfare Act regulations concerning handling of animals to require that shift cages be used for handling certain species. One of the largest risk factors for animal escape and employee and animal injury occurs when it is necessary to move, or shift, certain animals between enclosures. Requiring shift cages for certain species would mitigate the risk of injuries to people and animals as well as ensure safe transport of animals between enclosures and exhibits. </P>
                <P>The primary goal of this proposed rule is to reduce the risk of animals escaping or harming other animals or humans. Specifically, the proposed regulation would require all enclosures that house these animals be connected to other enclosures or holding pens, cages, or secured areas by means of shift cages, and that these animals be moved using this safety apparatus. We believe this action is necessary to decrease the risks of injury and/or death to animals and humans. </P>
                <P>The proposed requirements would primarily affect exhibitors, especially small zoos and roadside exhibits. Also affected would be some breeders and dealers, as well as research facilities that use nonhuman primates and/or big cats. The majority of affected facilities would be considered small businesses by Small Business Administration (SBA) definitions. Entities with a likelihood of being impacted by this rule come under a variety of North American Industry Classification System (NAICS) industry groups, and in all of the code groups only a fraction of all firms actually engage in the regulated activity. We are unable to estimate the number of firms and businesses that may be affected, and we welcome public comment that would assist us in making this estimation. Specifically, we are interested in information regarding the number of establishments that could be affected, particularly ones classified within the industry groups identified here; the equipment, methods or procedures used by these entities when moving animals between enclosures; and the relative prevalence of the various types of equipment, methods, or procedures used. </P>
                <P>
                    NAICS code groups of particular interest are 712130 and 712190, which include zoos, wild animal parks, petting/roadside zoos, and nature parks. A small enterprise under this code is one having $6 million or less in annual receipts. Also of interest are domestic breeders of these animals, which correspond to NAICS code 112990, with a small size standard of $750,000 or less in annual receipts. Animal dealers and/or independent importers of these animals would fall under the catchall NAICS code 424990, with the size standard being 100 or fewer employees. For facilities that deal in research with the animal species in question, the most applicable NAICS code is 541710, and the size standard is 500 or fewer employees.
                    <SU>1</SU>
                    <FTREF/>
                     Again, while only a fraction of the firms in each industry code group engage in the regulated activity, all of these industries primarily comprise small entities.
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         Table of Size Standards based on NAICS 2002. Washington, DC: U.S. Small Business Administration, 2004.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Based on information from the SBA, Office of Advocacy, and data provided by the U.S. Census Bureau, Statistics of U.S. Businesses, small operations comprise more than 70 percent of zoos and botanical gardens, more than 80 percent of nature parks and other similar institutions, more than 90 percent of animal dealers and/or independent importers, and more than 90 percent of research facilities that could potentially handle the animals of concern.
                    </P>
                </FTNT>
                <P>Compliance with the proposed rule would require the installation of shift cages, or similar apparatus, in the event that such equipment is not already in use. For those facilities that do not have such a mechanism in place, a one-time capital outlay would be required to install shift cage equipment and train their personnel in its use. The costs of shift cage installation would vary by facility based on what is present at the site and how much remodeling would be needed to meet the proposed requirements. We welcome comments from potentially affected entities and others on the cost of shift cage installation, as well as cost associated with training personnel. </P>
                <P>Most accredited and/or well-run facilities already have systems in place for movement of animals between enclosures. The proposed rule would allow facilities to institute alternative procedures that provide the same degree of assurance against animal escapes and protection of the employees. In this event, facilities wishing to use alternative shift cage mechanisms would need to submit and have approved a written application to APHIS. The Agency welcomes information on possible alternatives to shift cages and the costs associated with these alternatives. </P>
                <P>The alternative to the proposed rule would be to take no action. However, the Agency has concluded specific protocols need to be instituted and followed in handling animals safely while moving between enclosures for the protection of the animals and their handlers. As such, the alternative of taking no action would not be a viable option. </P>
                <P>This proposed rule contains various recordkeeping and reporting requirements. These requirements are described in this document under the heading “Paperwork Reduction Act.” </P>
                <HD SOURCE="HD1">Executive Order 12372 </HD>
                <P>This program/activity is listed in the Catalog of Federal Domestic Assistance under No. 10.025 and is subject to Executive Order 12372, which requires intergovernmental consultation with State and local officials. (See 7 CFR part 3015, subpart V.) </P>
                <HD SOURCE="HD1">Executive Order 12988 </HD>
                <P>
                    This proposed rule has been reviewed under Executive Order 12988, Civil Justice Reform. It is not intended to have retroactive effect. This rule would not preempt any State or local laws, regulations, or policies, unless they present an irreconcilable conflict with this rule. The Act does not provide administrative procedures which must 
                    <PRTPAGE P="25102"/>
                    be exhausted prior to a judicial challenge to the provisions of this rule. 
                </P>
                <HD SOURCE="HD1">Paperwork Reduction Act </HD>
                <P>
                    In accordance with section 3507(d) of the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ), the information collection or recordkeeping requirements included in this proposed rule have been submitted for approval to the Office of Management and Budget (OMB). Please send written comments to the Office of Information and Regulatory Affairs, OMB, Attention: Desk Officer for APHIS, Washington, DC 20503. Please state that your comments refer to Docket No. APHIS-2005-0118. Please send a copy of your comments to: (1) Docket No. APHIS-2005-0118, Regulatory Analysis and Development, PPD, APHIS, Station 3A-03.8, 4700 River Road Unit 118, Riverdale, MD 20737-1238, and (2) Clearance Officer, OCIO, USDA, room 404-W, 14th Street and Independence Avenue, SW., Washington, DC 20250. A comment to OMB is best assured of having its full effect if OMB receives it within 30 days of publication of this proposed rule. 
                </P>
                <P>We are proposing to require that the movement of certain animals between enclosures and transfers to other areas be accomplished using shift cages or approved alternatives. The proposed changes would protect the health and well-being of potentially dangerous animals and their handlers and care givers. All licensees and registrants holding and handling such animals would be required to use shift cages, either permanent structures secured to both enclosures or moveable structures, such as transport units like rolling cages that attach to the enclosures, and have a written protocol available to the handlers for the safe and proper use of the equipment. Alternative methods for the safe transfer between enclosures or exhibition areas could be used if a description of the protocol is submitted to the regional office in writing and if it is approved in writing by APHIS. </P>
                <P>We are soliciting comments from the public (as well as affected agencies) concerning our proposed information collection and recordkeeping requirements. These comments will help us: </P>
                <P>(1) Evaluate whether the proposed information collection is necessary for the proper performance of our agency's functions, including whether the information will have practical utility; </P>
                <P>(2) Evaluate the accuracy of our estimate of the burden of the proposed information collection, including the validity of the methodology and assumptions used; </P>
                <P>(3) Enhance the quality, utility, and clarity of the information to be collected; and </P>
                <P>
                    (4) Minimize the burden of the information collection on those who are to respond (such as through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology; 
                    <E T="03">e.g.</E>
                    , permitting electronic submission of responses). 
                </P>
                <P>
                    <E T="03">Estimate of Burden:</E>
                     Public reporting burden for this collection of information is estimated to average 1.05769 hours per response. 
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     Exhibitors of potentially dangerous animals and a small percentage of animal dealers and breeders who handle potentially dangerous animals. 
                </P>
                <P>
                    <E T="03">Estimated Annual Number of Respondents:</E>
                     2,600. 
                </P>
                <P>
                    <E T="03">Estimated Annual Number of Responses per Respondent:</E>
                     1. 
                </P>
                <P>
                    <E T="03">Estimated Annual Number of Responses:</E>
                     2,600. 
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden on Respondents:</E>
                     2,750 hours. (Due to averaging, the total annual burden hours may not equal the product of the annual number of responses multiplied by the reporting burden per response.) 
                </P>
                <P>Copies of this information collection can be obtained from Mrs. Celeste Sickles, APHIS' Information Collection Coordinator, at (301) 734-7477. </P>
                <HD SOURCE="HD1">Government Paperwork Elimination Act Compliance </HD>
                <P>The Animal and Plant Health Inspection Service is committed to compliance with the Government Paperwork Elimination Act (GPEA), which requires Government agencies in general to provide the public the option of submitting information or transacting business electronically to the maximum extent possible. For information pertinent to GPEA compliance related to this proposed rule, please contact Mrs. Celeste Sickles, APHIS' Information Collection Coordinator, at (301) 734-7477. </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 9 CFR Part 2 </HD>
                    <P>Animal welfare, Pets, Reporting and recordkeeping requirements, Research.</P>
                </LSTSUB>
                <P>Accordingly, we propose to amend 9 CFR part 2 as follows: </P>
                <PART>
                    <HD SOURCE="HED">PART 2—REGULATIONS </HD>
                    <P>1. The authority citation for part 2 would continue to read as follows: </P>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>7 U.S.C. 2131-2159; 7 CFR 2.22, 2.80, and 371.7. </P>
                    </AUTH>
                    <P>2. In § 2.131, a new paragraph (f) would be added to read as follows: </P>
                    <SECTION>
                        <SECTNO>§ 2.131 </SECTNO>
                        <SUBJECT>Handling requirements. </SUBJECT>
                        <STARS/>
                        <P>
                            (f)(1) All enclosures that house, at any time, potentially dangerous animals such as, but not limited to, big cats, bears, great apes, other nonhuman primates, and wild or exotic canids, must be attached to or be attachable to a shift cage (
                            <E T="03">i.e.</E>
                            , an enclosure or holding pen, cage, or secured area that can be used to hold and/or transport a potentially dangerous animal), in such a manner as to prevent the animal from escaping through any gaps between the shift cage and the enclosure. Potentially dangerous animals must also be transported between enclosures and performance areas using shift cages. 
                        </P>
                        <P>(2) Shift cages must be kept in good working order to allow for the proper use of the equipment. </P>
                        <P>(3) All personnel whose duties include a role in the movement of potentially dangerous animals must be trained in the proper use of shift cages, and written protocols for the safe transfer of animals using shift cages must be established by the facility and followed by personnel involved in the movement of animals. Such protocols must be made available to APHIS upon request. </P>
                        <P>(4) APHIS will consider alternative methods for the safe transfer of animals between enclosures. A description of any such alternative method must be submitted in writing to the appropriate APHIS Animal Care regional office, and the alternative method must have written approval from APHIS before it may be used. APHIS will determine if the alternative method meets the intent and requirements of this section. </P>
                    </SECTION>
                    <SIG>
                        <DATED>Done in Washington, DC, this 24th day of April 2006. </DATED>
                        <NAME>Elizabeth E. Gaston, </NAME>
                        <TITLE>Acting Administrator, Animal and Plant Health Inspection Service.</TITLE>
                    </SIG>
                </PART>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6421 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 3410-34-P </BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <PRTPAGE P="25103"/>
                <AGENCY TYPE="N">DEPARTMENT OF ENERGY </AGENCY>
                <SUBAGY>Office of Energy Efficiency and Renewable Energy </SUBAGY>
                <CFR>10 CFR Part 431 </CFR>
                <DEPDOC>[Docket No. EE-RM/TP-99-450] </DEPDOC>
                <RIN>RIN No. 1904-AB64 </RIN>
                <SUBJECT>Energy Efficiency Program for Commercial and Industrial Equipment: Efficiency Certification, Compliance, and Enforcement Requirements for Commercial Heating, Air Conditioning and Water Heating Equipment </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Energy Efficiency and Renewable Energy, Department of Energy. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Supplemental notice of proposed rulemaking. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In a notice of proposed rulemaking published December 13, 1999, (NOPR) the Department of Energy (DOE or the Department) proposed to adopt (1) energy conservation requirements that the Energy Policy and Conservation Act, as amended, (EPCA or the Act) specifically mandated for commercial warm air furnaces, and (2) provisions applying generally to covered commercial heating, air conditioning and water heating equipment, including furnaces, (collectively referred to as “commercial HVAC &amp; WH equipment”) to assure their compliance with EPCA requirements. On October 21, 2004, DOE adopted a final rule incorporating the requirements for furnaces but only certain of the general provisions proposed for commercial HVAC &amp; WH equipment. As to the latter, the Department did not adopt the NOPR's proposals for manufacturers to use to determine and certify compliance, and or most of its enforcement proposals, which remain under consideration. These include proposals about manufacturers' use of testing and calculation methods to rate the efficiency of their equipment, the role of voluntary independent certification programs in assuring the accuracy of the ratings, and the testing regimen and criteria that DOE would use in enforcement proceedings, which are the subjects of today's notice. The Department is now soliciting comments on several additional proposed options that DOE is now considering for the rule. </P>
                    <P>In addition, the Energy Policy Act of 2005, Public Law 109-58, (EPACT 2005) created a new category of covered equipment and set forth definitions, test procedures, and energy conservation standards for very large commercial package air conditioning and heating equipment. The Department has codified the definitions and energy conservation standards in Title 10, Code of Federal Regulations, Part 431. 70 FR 60407 (October 18, 2005). The Department is applying to that equipment the proposed compliance and enforcement requirements that are the subject of this supplemental notice. (The Department notes that the recent amendments to EPCA set forth in EPACT 2005 do not otherwise affect the issues raised in today's notice.) </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The Department will accept comments regarding today's proposals until June 12, 2006. </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments, identified by docket number EE-RM/TP-99-450 and/or RIN number 1904-AB64, by any of the following methods: </P>
                    <P>
                        • Federal eRulemaking Portal: 
                        <E T="03">http://www.regulations.gov</E>
                        . Follow the instructions for submitting comments. 
                    </P>
                    <P>
                        • E-mail: 
                        <E T="03">commercial_HVACandWH_rule@ee.doe.gov.</E>
                         Include EE-RM/TP-99-450 and/or RIN number 1904-AB64 in the subject line of the message. 
                    </P>
                    <P>• Mail: Ms. Brenda Edwards-Jones, U.S. Department of Energy, Building Technologies Program, Mailstop EE-2J, Reopening Notice for Efficiency Certification and Enforcement of Air Conditioning and Water Heating Products, EE-RM/TP-99-450 and/or RIN 1904-AB64, 1000 Independence Avenue, SW., Washington, DC 20585-0121. Telephone: (202) 586-2945. Please submit one signed paper original. </P>
                    <P>• Hand Delivery/Courier: Ms. Brenda Edwards-Jones, U.S. Department of Energy, Building Technologies Program, Room 1J-018, 1000 Independence Avenue, SW., Washington, DC 20585. </P>
                    <P>Instructions: All submissions received must include the agency name and docket number or Regulatory Information Number (RIN) for this rulemaking. For detailed instructions on submitting comments and additional information on the rulemaking process, see section IV of this document (Submission of Comments). </P>
                    <P>
                        Docket: For access to the docket to read background documents or comments received, go to the U.S. Department of Energy, Forrestal Building, Room 1J-018 (Resource Room of the Building Technologies Program), 1000 Independence Avenue, SW., Washington, DC, (202) 586-9127, between 9 a.m. and 4 p.m., Monday through Friday, except Federal holidays. Please call Ms. Brenda Edwards-Jones at the above telephone number for additional information regarding visiting the Resource Room. Please note: The Department's Freedom of Information Reading Room (formerly Room 1E-190 at the Forrestal Building) is no longer housing rulemaking materials. The docket will also be posted to the Federal Docket Management System through the Federal eRulemaking Portal (
                        <E T="03">http://www.regulations.gov</E>
                        ) after the comment period closes. You can also electronically obtain a copy of this notice and related background documents from DOE's Building Technologies Program's Web site at the following URL address: 
                        <E T="03">http://www.eere.energy.gov/buildings/appliance_standards/notices_rules.html</E>
                        . 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        James Raba, U.S. Department of Energy, Office of Energy Efficiency and Renewable Energy, Mail Station, EE-2J, 1000 Independence Avenue, SW., Washington, DC 20585-0121, (202) 586-8654. E-mail: 
                        <E T="03">jim.raba@ee.doe.gov</E>
                        . Thomas DePriest, U.S. Department of Energy, Office of the General Counsel, GC-72, 1000 Independence Avenue, SW., Washington, DC 20585, (202) 586-9507, E-mail: 
                        <E T="03">Thomas.DePriest@hq.doe.gov</E>
                        . 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <EXTRACT>
                    <FP SOURCE="FP-2">I. Background </FP>
                    <FP SOURCE="FP-2">II. Discussion </FP>
                    <FP SOURCE="FP1-2">A. Methods for Manufacturers To Follow To Determine Energy Efficiency Ratings of Their Equipment </FP>
                    <FP SOURCE="FP1-2">1. Background </FP>
                    <FP SOURCE="FP1-2">2. General Standards for Testing by Manufacturers </FP>
                    <FP SOURCE="FP1-2">3. Test Sampling by a VICP Participant </FP>
                    <FP SOURCE="FP1-2">4. Criteria for AEDM Validation and Use of AEDMs </FP>
                    <FP SOURCE="FP1-2">B. Voluntary Industry Certification Programs (VICPs) </FP>
                    <FP SOURCE="FP1-2">1. Background </FP>
                    <FP SOURCE="FP1-2">2. General Standards for Testing by a VICP </FP>
                    <FP SOURCE="FP1-2">3. Determining the Validity of Manufacturers' Efficiency Ratings </FP>
                    <FP SOURCE="FP1-2">4. Manufacturer Challenges of Equipment Ratings </FP>
                    <FP SOURCE="FP1-2">5. VICP Reporting to the Department </FP>
                    <FP SOURCE="FP1-2">C. Enforcement by the Department </FP>
                    <FP SOURCE="FP1-2">1. Enforcement Testing—General </FP>
                    <FP SOURCE="FP1-2">2. Enforcement Testing—Defective Units and Retention of Sample Units </FP>
                    <FP SOURCE="FP1-2">3. Enforcement of Design Standards </FP>
                    <FP SOURCE="FP1-2">D. Conclusion </FP>
                    <FP SOURCE="FP-2">III. Procedural Requirements </FP>
                    <FP SOURCE="FP1-2">A. Review Under Executive Order 12866 </FP>
                    <FP SOURCE="FP1-2">B. Review Under the Regulatory Flexibility Act </FP>
                    <FP SOURCE="FP1-2">C. Review Under the Paperwork Reduction Act </FP>
                    <FP SOURCE="FP1-2">D. Review Under the National Environmental Policy Act </FP>
                    <FP SOURCE="FP1-2">E. Review Under Executive Order 13132 </FP>
                    <FP SOURCE="FP1-2">F. Review Under Executive Order 12988 </FP>
                    <FP SOURCE="FP1-2">G. Review Under the Unfunded Mandates Reform Act of 1995. </FP>
                    <FP SOURCE="FP1-2">
                        H. Review Under the Treasury and General Government Appropriations Act, 1999 
                        <PRTPAGE P="25104"/>
                    </FP>
                    <FP SOURCE="FP1-2">I. Review Under Executive Order 12630 </FP>
                    <FP SOURCE="FP1-2">J. Review Under the Treasury and General Government Appropriations Act, 2001 </FP>
                    <FP SOURCE="FP1-2">K. Review Under Executive Order 13211 </FP>
                    <FP SOURCE="FP1-2">L. Review Under Section 32 of the Federal Energy Administration Act of 1974 </FP>
                    <FP SOURCE="FP-2">IV. Submission of Comments </FP>
                    <FP SOURCE="FP-2">V. Approval of the Office of the Secretary</FP>
                </EXTRACT>
                <HD SOURCE="HD1">I. Background </HD>
                <P>The Energy Policy and Conservation Act (EPCA or the Act) (42 U.S.C. 6311-6316) establishes energy conservation requirements for certain commercial and industrial equipment. For commercial heating, ventilating, air conditioning and water heating (HVAC &amp; WH) equipment, EPCA provides energy conservation standards and authorizes the Department of Energy (DOE or Department) to amend these standards. (42 U.S.C. 6313(a)) The Act also provides test procedures for this equipment, and authorizes the Department to amend these test procedures. (42 U.S.C. 6314(a)) Finally, EPCA authorizes the Secretary to implement these energy conservation requirements by issuing the necessary rules requiring manufacturers of covered commercial and industrial equipment to submit information and reports, and taking enforcement action. (42 U.S.C. 6316(b)) </P>
                <P>
                    As indicated in the 
                    <E T="02">SUMMARY</E>
                     above, the notice of proposed rulemaking (NOPR) included proposed rules covering manufacturers' compliance with energy conservation requirements for all commercial HVAC and WH equipment and DOE enforcement of these requirements. 64 FR 69598 (December 13, 1999). Specifically, the Department proposed methods for manufacturers to use to implement the DOE test procedures to determine the efficiency or energy use ratings of this equipment, 64 FR at 69602-06 and 69612-14, procedures for certifying such ratings to the Department, 64 FR at 69604, 69614-16, and criteria and procedures for enforcement actions by the Department for alleged violations of energy conservation standards, 64 FR at 69605, 69616-18. 
                </P>
                <P>On January 27, 2000, DOE convened a public hearing to receive oral comments on the proposed rule. The Department also received written statements in advance of the hearing and written comments after the hearing. These oral comments and written submissions, as well as the Department's further review of the proposed rule, raised the issues addressed in today's supplemental notice of proposed rulemaking (SNOPR). While still considering adoption of the proposals contained in the NOPR, the Department seeks comment on the alternative language and options that it is proposing in this SNOPR. The DOE wishes to emphasize that it will continue to consider for adoption all of the proposals set forth in the NOPR and the SNOPR. </P>
                <P>The Department also notes that the proposed rule language in today's SNOPR, which would be incorporated into Title 10 Code of Federal Regulations (10 CFR Part 431), uses subpart designations and section numbers that correspond to those used in the NOPR. However, since the issuance of the NOPR, the Department has reorganized and renumbered the rules in part 431. It did so, first in the final rule for furnaces and commercial HVAC and WH equipment, referred to above, 69 FR 61916 (October 21, 2004), and more recently in a final rule to incorporate certain requirements contained in EPACT 2005. 70 FR 60407 (October 18, 2005). </P>
                <P>The Department has retained the subpart designation and numbering approach it used in the NOPR to facilitate stakeholder comparison of the NOPR proposals with today's proposals. When the Department adopts a final rule that addresses the issues raised by the NOPR and this SNOPR, it will base the structure and numbering of the provisions in that rule on part 431 as it exists at that time. Given the current structure of part 431, DOE anticipates that it would include provisions as to compliance determination for commercial HVAC and WH equipment in subpart J, and for enforcement in subpart U. See 10 CFR Part 431 subparts J and K (2005) and 70 FR at 60416. Today's proposals would not affect the recent amendments to part 431 that incorporated requirements contained in EPACT 2005. 70 FR 60407. Rather these proposals would add to, but not replace or alter, provisions currently in part 431. </P>
                <P>Finally, sections 136(a)(3), 136(b)(5), and 136(f)(1) of EPACT 2005 amend sections 340(8), 342(a), and 343(a)(4) respectively, of EPCA, 42 U.S.C. 6311(8), 6313(a), and 6314(a)(4) to add definitions, energy conservation standards, and test procedures, respectively, for very large commercial package air-conditioning and heating equipment rated at or above 240,000 and below 760,000 British thermal units per hour (Btu/h) cooling capacity. The Department has incorporated the new EPCA energy conservation standards and definitions under subpart F of 10 CFR part 431. 70 FR 60415. In particular, the Department inserted a definition of “very large commercial package air-conditioning and heating equipment” into § 431.92 of 10 CFR part 431. Thus, that equipment is now included in the equipment covered by this rulemaking. </P>
                <HD SOURCE="HD1">II. Discussion </HD>
                <HD SOURCE="HD2">A. Methods for Manufacturers To Follow To Determine Energy Efficiency Ratings of Their Equipment </HD>
                <HD SOURCE="HD3">1. Background </HD>
                <P>
                    In the NOPR, the Department proposed to require manufacturers to determine initially the efficiency of each of their types of commercial HVAC and WH equipment either by testing the equipment 
                    <SU>1</SU>
                    <FTREF/>
                     using the applicable DOE test procedure, or by calculating the efficiency of the equipment through use of an alternative efficiency determination method (AEDM). To use an AEDM, a manufacturer would have to establish the AEDM's validity through the following process: (1) Apply the AEDM to a limited number of basic models to calculate their efficiency, (2) measure the efficiency of these same basic models by testing them, and (3) compare the test results with the calculations. The proposed rule would allow manufacturers to participate in Voluntary Industry Certification Programs (VICPs) to help establish the accuracy of manufacturer efficiency ratings and their compliance with Federal efficiency standards. Firms participating in VICPs would be subject to less stringent requirements for test sampling of equipment and for determining the validity of AEDMs than firms that did not participate in VICPs. 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         The Department commonly refers to such testing as “certification testing.” Under DOE's regulations for consumer appliances in 10 CFR Part 430, each manufacturer must certify to DOE the efficiency rating of each of its basic models, and manufacturer generally derives that rating from testing it performs to determine initially the model's rating. The Department contemplates adoption of this same scheme for commercial HVAC and WH equipment.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">2. General Standards for Testing by Manufacturers </HD>
                <P>
                    Section 431.481(b) of the proposed rule contains general requirements for certification testing and for testing to validate AEDMs for commercial HVAC and WH equipment. Paragraph (3) of that section states that such testing must “[m]eet industry standards for the accuracy of testing and of rating results for the equipment being tested * * *.” 64 FR at 69612. In its comments, the Gas Appliance Manufacturers Association (GAMA) asserts that the meaning of the term “industry standards” is unclear. (GAMA, No. 3 at 4) 
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         A notation in the form “GAMA, No. 3 at 4” identifies a written comment DOE received in this rulemaking after issuance of the NOPR. This notation refers to a comment (1) by GAMA, (2) in 
                        <PRTPAGE/>
                        document number 3 in the docket in this matter, and (3) appearing at page 4 of document number 3.
                    </P>
                </FTNT>
                <PRTPAGE P="25105"/>
                <P>This provision is designed to require that measurements performed during testing meet the industry standards for accuracy that exist at the time a test is performed. Although the term “industry standards” may appear vague, DOE believes specific numerical criteria would be inappropriate in the rule because industry measurement standards can vary for different test procedures and types of equipment, and over time. The Department's intent is that “industry standards” as it uses that term in the proposed regulation would be evidenced by sources such as accuracy requirements in applicable test procedures and in ratings of measurement equipment, and would require, for example, that measurements conducted under DOE test procedures be performed using the laboratory-grade equipment, calibration standards and methods that represent the “best practices” used in the industry. In sum, the Department would require each manufacturer to perform the testing so as to minimize measurement uncertainty, in accordance with currently accepted industry measurement practices. </P>
                <P>The Department is proposing a revision to proposed § 431.481(b)(3) that would incorporate these concepts, and that would make clear that the rule is referring to measurement accuracy. The revised language DOE is considering would eliminate the reference to “rating results” and add the term “measurement accuracy.” The DOE solicits public comment on the alternative proposal that if a manufacturer tests a basic model to determine its efficiency or to validate an AEDM, it must meet industry standards for the measurement accuracy of testing for the equipment being tested including accuracy requirements in applicable test procedures, accuracy achieved by laboratory-grade equipment, and the accuracy of calibration standards. </P>
                <HD SOURCE="HD3">3. Test Sampling by a VICP Participant </HD>
                <P>In the NOPR the Department proposed in § 431.483 that when a manufacturer not participating in a VICP tests equipment under the regulations, it would have to use a test sampling procedure similar to what DOE requires in 10 CFR Part 430 for consumer appliances. 64 FR at 69613. By contrast, DOE proposed no specific sampling procedure for testing by VICP participants, and instead proposed that when a participant tests a basic model it “must use statistically valid and accurate methods to arrive at the efficiency rating of such basic model.” 64 FR at 69613 (proposed § 431.482(b)). The Department proposed less stringent requirements for initially establishing the efficiency of equipment from VICP participants because, unlike the equipment of non-participants, the efficiency ratings of their equipment would be subject to verification and other oversight by the VICP. </P>
                <P>The Department continues to believe that VICP participants should be subject to less stringent test sampling requirements than non-participants and that they should have substantial discretion to choose a sampling plan. Nevertheless, upon further consideration DOE believes the “statistically valid and accurate methods” standard for testing by VICP participants may be too vague. Furthermore, the goal of any testing to determine a basic model's rating is to give reasonable assurance that the rating accurately reflects on average the efficiency of all units sold, and the regulations should require that manufacturers' testing programs meet this standard. Therefore, the Department is proposing to revise proposed § 431.482(b) as follows: </P>
                <EXTRACT>
                    <P>A VICP participant that tests a basic model pursuant to this subpart must use statistically valid and accurate methods to arrive at the efficiency rating of the tested basic model. Such methods must give reasonable assurance that the manufacturer's efficiency rating for a basic model does not exceed the mean energy efficiency of the population for that basic model. </P>
                </EXTRACT>
                <HD SOURCE="HD3">4. Criteria for AEDM Validation and Use of AEDMs </HD>
                <P>
                    An AEDM is a method for determining the efficiency of equipment by means of a calculation, rather than by testing the equipment. In the NOPR, the Department proposed in § 431.481(a) to allow each manufacturer to determine the efficiency of each of its commercial HVAC and WH basic models either by testing the model or by using an appropriate AEDM. 64 FR at 69612. A manufacturer could use an AEDM that met certain general criteria and had been validated (
                    <E T="03">i.e.</E>
                    , the manufacturer had established its accuracy). 64 FR at 69612-13. Validation of an AEDM by a manufacturer not participating in a VICP would be based on comparing the efficiency ratings derived from testing three or more basic models with the efficiency ratings derived from applying the AEDM to those same basic models. A VICP participant would have to make such a comparison for one or more basic models. When a manufacturer made the comparison for two or more basic models, the proposed rule would permit use of the AEDM only if the average efficiency rating, derived from applying the AEDM to these basic models, is within one percent of the average rating derived from testing them, and if the AEDM and testing results are within five percent of each other for each of the basic models. (See proposed §§ 431.482(c) and 431.483(b), 64 FR at 69613.) For VICP participants who made the comparison for only one basic model, the Department proposed that the difference between the AEDM and test results must be within one percent for the AEDM to be valid. (See proposed § 431.482(c), 64 FR at 69613.) 
                </P>
                <P>In its comments, the California Energy Commission (CEC) objects to the five-percent provision. It appears to assert that DOE should not permit use of an AEDM unless the AEDM produces the same results as testing. The CEC also claims that the proposed AEDM provisions would allow use of an AEDM to rate each basic model at a level up to five percent higher than test results for that model would warrant, and that this would unfairly penalize manufacturers who base their ratings on physical testing, which CEC asserts is the preferred method. (CEC, No. 7 at 8) </P>
                <P>The Department believes that some of CEC's concerns may have merit, and, upon further consideration, also has other concerns about the proposed provisions for validating AEDMs. First, as stated above, the proposed rule would permit VICP participants to validate an AEDM by comparing AEDM and test results for only one basic model. The Department now questions whether such a limited comparison provides a sufficient basis for concluding that an AEDM is accurate. </P>
                <P>
                    Second, the Department is concerned about the possibility that use of AEDMs under the proposed rule could result in overrating equipment. The five-percent criterion provides that when a manufacturer validates an AEDM by applying it to more than one basic model, it must predict an efficiency for each that is within plus or minus 5 percent of the test results for that model. This means that the proposal would allow an AEDM to have a range of uncertainty of 10 percent, and a built-in potential for overrating and under-rating of five percent each. This may allow too great a potential for overrating, and may also raise questions about the accuracy of ratings. The proposed tolerances for validating AEDMs, coupled with the lack of limitations on the basic models that manufacturers can use for such validation, also may create potential for abuses in using AEDMs. A manufacturer 
                    <PRTPAGE P="25106"/>
                    could, for example, validate an AEDM based on comparison of AEDM results and test results for a group of basic models that consists of a high-selling model for which the AEDM produces a rating five percent above results from testing, and low-selling basic models, unrepresentative of those generally sold by the manufacturer, that the AEDM under-rates by off-setting amounts. As the CEC indicates, in such a situation the proposed rule would not preclude the manufacturer from using the AEDM result to rate the high-selling basic model at a level five percent above the level of the test results for that basic model. In addition, the manufacturer's use of the AEDM to calculate the efficiency of other relatively high-selling basic models could result in their being overrated as well. Such overrating could cause substantial sales in violation of Federal energy conservation standards, and result in substantially more energy use than the standards contemplate.
                </P>
                <P>No evidence presented thus far in this proceeding contradicts the Department's reason for proposing to allow AEDMs, namely that the potentially large number of basic models for commercial equipment warrants use of AEDMs to mitigate the test burden on manufacturers. 64 FR at 69604. Thus, the Department is not inclined to require, as CEC suggested, that AEDMs always produce the same results as testing. This would virtually eliminate their use, since it is extremely difficult to develop an analytical model which has that degree of accuracy. </P>
                <P>The DOE is considering, however, adoption of alternatives to some of the proposed provisions concerning AEDMs in order to address the other issues that CEC raised and the concerns discussed above that the Department now has about these provisions. Several of these alternatives concern the requirements for validating AEDMs and are designed to address concerns about accuracy in the initial ratings of covered equipment. The use of an AEDM to determine the energy efficiency of a basic model of covered equipment is already one step removed from an actual measurement of that equipment, and it is essential that the AEDM produce a reliable result. </P>
                <P>First, the Department is considering a requirement that VICP participants validate their AEDMs by comparing test results and AEDM results for three or more basic models, as the NOPR proposed for non-participants. This is an alternative to the proposal that VICP participants validate their AEDMs by comparing results for one or more basic models. Mathematical or computer-based simulations, such as AEDMs, are most reliable when validated over a range of conditions, rather than for one condition. When a manufacturer validates an AEDM for only one basic model, applying the AEDM to other models is an extrapolation of that single basic model, with an uncertain reliability. By contrast, validation of an AEDM by reference to three basic models would encompass a range of conditions, and establish its accuracy over a wider range of variables. This would help ensure that each AEDM accurately reflects variations among the basic models it covers. Three validation points is also the minimum number needed to establish or verify a simulation that reflects a non-linear correlation among variables. This is the most common correlation among variables, including those that affect the efficiency of equipment. In sum, requiring VICP participants to validate AEDMs using three basic models rather than one should permit more accurate verification of their AEDMs, should improve the accuracy of their AEDM results, and would still limit the testing burden because DOE would not be requiring testing for many basic models. Although verification testing would provide an incentive to VICP participants to use accurate AEDMs, this incentive might not offset the risk that use of AEDMs validated by reference to a single point would result in inaccurate initial equipment ratings. Finally, given the greater risk of inaccurate ratings from use of a single validation point, the Department believes it may be unreasonable to allow VICP participants to use only one validation point while requiring non-participants to use at least three. </P>
                <P>
                    Second, the Department is considering a requirement that, for any basic model used to validate an AEDM, the predicted efficiency calculated from applying the AEDM must be within two percent of the test results for that basic model, instead of five percent as proposed in the NOPR. Adoption of today's proposal would mean that an AEDM could have a range of error of no more than four percent, and a potential for overrating of two percent. For ratings derived from testing, the Department is proposing that the rating must either have approximately a 95-percent degree of confidence (for non-VICP participants) 
                    <SU>3</SU>
                    <FTREF/>
                     or be generated by methods that give reasonable assurance that it does not exceed the mean for the population of the equipment (for VICP participants). Given these requirements, the NOPR proposal to allow an AEDM to have an error of five percent for the validation points could provide too much potential for an AEDM to produce erroneous results. To reduce this possibility, the AEDM should be as accurate as practicable for the validation points. A tolerance band of ±2 percent appears sufficient to allow for a reasonable amount of measurement uncertainty and modeling error. 
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         This confidence limit requirement would not permit a manufacturer to rate any equipment at a higher efficiency or lower energy use than the mean of test measurements for that equipment. The requirement would not, for example, provide a five-percent “tolerance” that would allow a model to be rated five percent above test results. Rather the requirement that a rating be at or above the 95-percent confidence limit is a statistical test as to the accuracy of a rating, and would sometimes require a manufacturer to rate equipment below the level of the mean of the test sample.
                    </P>
                </FTNT>
                <P>Third, DOE is considering a requirement that the basic models a manufacturer uses to validate an AEDM must be the manufacturer's highest-selling basic models to which the AEDM could apply. Such a requirement would reduce the likelihood that a manufacturer could validate an AEDM using low-sales-volume equipment and then apply it to high-sales-volume equipment, and would prevent a manufacturer from meeting the validation requirements for average accuracy by overrating a high-selling basic model and under-rating of one or more low-selling models. It would also give greater assurance that each manufacturer's AEDM(s) would represent the characteristics of equipment it commonly sells.</P>
                <P>Fourth, DOE is considering the option of requiring that a manufacturer, for any basic model it tests in order to validate an AEDM, rate the efficiency of that basic model using the test results (not AEDM results). This would preclude a manufacturer from using an AEDM to rate equipment at a higher level than the validation test results permit. The proposed rule was not intended to give a manufacturer a choice between using existing AEDM and test results. Rather, the purpose of allowing use of an AEDM to calculate efficiency is to relieve the undue burdens DOE understood would result from a requirement that manufacturers do efficiency testing on every basic model of commercial HVAC and WH equipment. Thus, there is no justification for permitting a manufacturer to use an AEDM to rate a basic model for which it has already determined the efficiency rating through testing. </P>
                <P>
                    This requirement, in combination with the requirements the Department is considering that all manufacturers use at least three basic models to validate each of their AEDMs, and use the highest-selling basic models to which 
                    <PRTPAGE P="25107"/>
                    the AEDM could apply, would have the effect of requiring that a manufacturer rate its three highest-selling basic models based on testing rather than use of AEDMs. This would help ensure more accurate ratings for the high-selling models. Requiring a manufacturer to rate only the highest-selling basic models based on testing would still allow the intended benefit from the use of AEDMs because lower-selling basic models are relatively numerous, and therefore represent a substantial testing burden. 
                </P>
                <P>Fifth, because the Department is also concerned about the general potential for manipulating AEDMs to overrate equipment, DOE is considering the addition of general language to its regulations to prohibit a manufacturer from knowingly using an AEDM to overrate the efficiency of a basic model. For example, this provision would preclude a manufacturer from using an AEDM, after a basic model has been tested, to create a higher rating than is warranted by the test results. </P>
                <P>The Department is proposing several changes to the regulation language in the NOPR, to implement the foregoing five proposals. As presented in this SNOPR, DOE proposes to include a new § 431.481(c) and deletion of proposed §§ 431.482(c) and 431.483(b)(1). The new paragraph would require a manufacturer that uses an AEDM under this subpart to validate it as follows: (i) Using the AEDM, the manufacturer must calculate the efficiency of three or more of its basic models, which must be the manufacturer's highest-selling basic models to which the AEDM apply; (ii) the manufacturer must test each of these basic models in accordance with § 431.481(b) of this subpart, and either § 431.482(b) or 431.483(a), whichever is applicable; and (iii) the predicted efficiency calculated for each such basic model from application of the AEDM must be within two percent of the efficiency determined from testing that basic model, and the average of the predicted efficiencies calculated for the tested basic models must be within one percent of the average of the efficiencies determined from testing these basic models. </P>
                <P>The DOE also proposes to add language to proposed § 431.481(a) to provide that a manufacturer must determine and rate the efficiency of a basic model from test results if it has tested that basic model to validate an AEDM. In addition, DOE would add a new paragraph (4) to § 431.481(c) that would prohibit a manufacturer from knowingly using an AEDM to overrate the efficiency of a basic model. </P>
                <P>The Department is also considering, and requests comment on, a number of other alternatives to the NOPR's proposals on AEDMs. With regard to validation of an AEDM, the Department is concerned about whether the permissible deviations it is considering between test results and AEDM results are at the proper levels. In addition to considering the allowance of a two-percent deviation for any single basic model used to validate an AEDM, as set forth above, and five percent as proposed in the NOPR, the Department is also considering whether some level between those figures is more appropriate. The DOE also is concerned that these levels and the one-percent average deviation for all basic models used to validate an AEDM, may be too generous and may underestimate the levels of accuracy an AEDM can achieve. Therefore, DOE is also considering adoption of an average permissible deviation between test and AEDM results of 0.5 percent, instead of the one percent proposed in the NOPR, with a maximum permissible deviation of one percent for any given basic model. </P>
                <P>With regard to the proposal to prohibit a manufacturer from knowingly using an AEDM to overrate equipment, the Department is concerned that other ways may exist in which a manufacturer seeking to evade energy conservation requirements under EPCA could misuse an AEDM. For example, a manufacturer might use an AEDM that provides accurate ratings for the models used for validation, but overrates other models. Thus, as an alternative to the proposed general language to prohibit use of an AEDM to overrate equipment, the Department is considering broader language that would prohibit “using an AEDM to circumvent applicable requirements.” </P>
                <P>As previously stated, the effect of certain alternative options described in this notice would be to require each manufacturer to determine from testing the efficiency ratings of at least its three highest-selling basic models. The Department is concerned that such a requirement might be viewed as arbitrary, since it would apply to each manufacturer regardless of its size and the number of basic models it produces. The Department's reason for proposing to allow use of AEDMs—to reduce the testing burden on manufacturers that produce numerous basic models of commercial HVAC and WH equipment—cuts two ways in this respect. First, it could support requiring each manufacturer to perform a uniform, minimum amount of testing, and as a result allowing manufacturers of large numbers of basic models to use AEDMs to rate a larger proportion and number of their models. But second, it could also support requiring each manufacturer to test the same proportion of its basic models, with manufacturers of large numbers of basic models testing more models than manufacturers of fewer basic models. This would still reduce the test burden of manufacturers of larger numbers of models far below what it would be if DOE prohibited use of AEDMs. Moreover, it might be unreasonable for the Department to require in effect that the three highest-selling basic models be tested, for example, by both a firm for which those basic models constitute forty percent of production and a firm for which they are ten percent of production. For these reasons, DOE is also considering adoption of one or more of the following approaches for a manufacturer to follow in testing its highest selling basic models: (1) A manufacturer would determine from testing the ratings for some minimum proportion of its total number of basic models, (2) a manufacturer would determine from testing the ratings of basic models that account for some minimum proportion of its sales, or (3) a manufacturer would determine from testing the rating of each basic model that exceeds a certain percentage of its overall sales. For any of these approaches it adopts, the Department would specify the applicable proportion or percentage in the final rule. The Department is undecided as to what these figures would be, but is considering a proportion in the range of one-third to two-thirds and 15 to 40 percent for the first and second approaches, respectively, and three to ten percent for the third. The Department specifically requests comment on this issue. </P>
                <HD SOURCE="HD2">B. Voluntary Industry Certification Programs (VICPs) </HD>
                <HD SOURCE="HD3">1. Background </HD>
                <P>
                    As discussed in more detail in the NOPR, the VICP is a voluntary program (usually run by a trade association) that collects, disseminates and verifies information as to the performance of one or more types of equipment. 64 FR at 69603. The Department proposed that manufacturers could participate in DOE-approved VICPs to help assure that the manufacturers' efficiency ratings are accurate and comply with applicable requirements. The DOE also proposed the features that a VICP would need to have in order to receive DOE approval. The program would have to include, for example, collection and dissemination 
                    <PRTPAGE P="25108"/>
                    of efficiency ratings for each basic model of equipment, periodic testing of each basic model to determine the accuracy of the manufacturer's efficiency rating for the model, action when a manufacturer's rating was inconsistent with the test results, and reporting of certain information to DOE. The NOPR also addressed how the organization operating a VICP could obtain DOE approval of the VICP and the duration of that approval. 
                </P>
                <P>Sections B.2. through B.5., which follow, concern elements that the organization operating the VICP would have to include in the VICP in order to receive approval for the VICP from DOE. Section B.5. also addresses the proposed requirement that the organization operating an approved VICP must report changes in its program to the Department. </P>
                <HD SOURCE="HD3">2. General Standards for Testing by a VICP </HD>
                <P>The NOPR proposed that verification testing under the VICP meet “industry standards for the accuracy * * * of rating results.” 64 FR at 69613. A similar provision applicable to manufacturer testing, is discussed in section II.A.2. above. The GAMA indicated that DOE should explain what is meant by “industry standards” in this context. (GAMA, No. 3 at 6) For the reasons discussed in section II.A.2, the Department is proposing adoption in the final rule of language on VICP observance of industry standards in verification testing that is virtually identical to the revised language it is considering for manufacturer testing. That language, which would replace proposed section 431.484(a)(8), is as follows: </P>
                <P>The program's verification testing meets industry standards for the measurement accuracy of testing for the equipment being tested. This includes accuracy requirements in applicable test procedures, accuracy achieved by laboratory-grade equipment, and the accuracy of calibration standards. </P>
                <HD SOURCE="HD3">3. Determining the Validity of Manufacturers' Efficiency Ratings </HD>
                <P>Section 431.484 of the proposed rule would require a VICP to have “an appropriate standard” for determining whether a manufacturer's claimed efficiency rating for a product is valid. 64 FR at 69613. This provision concerns two facets of verification of manufacturers' ratings under a VICP. First, it applies to the method (such as a sampling plan) by which the organization operating the VICP determines a basic model's efficiency from the verification testing it has conducted. Second, it applies to the criteria (such as tolerances) that the organization operating the VICP uses when it compares the manufacturer's rating for a basic model to the efficiency that the organization has determined under the VICP, to decide whether the manufacturer's rating is valid. The provision requires the use of methods and criteria that are sufficiently rigorous so as to give reasonable assurance that any rating the organization finds valid under the VICP would, on average, apply to all units of the model. The Department is concerned that an “appropriate standard” test for determining the validity of manufacturers' ratings may be overly vague, and that organizations seeking approval from DOE of VICPs under the regulations might not understand that these concepts are implicit in the rule and might submit inadequate programs to DOE. </P>
                <P>The Department also expressed concern in the NOPR that manufacturers, knowing the criteria used under the VICP to verify the accuracy of their efficiency ratings, might systematically overrate their equipment. 64 FR at 69605-06. Typically, the organizations operating the VICPs currently test one or at most two units when doing verification testing of a basic model under a VICP. If the efficiency measured from the single unit, or from the average of the two units, is within a set percent (such as five percent) of the manufacturer's rating for the basic model, the organization operating the VICP accepts the manufacturer's rating as valid. To address the possibility that manufacturers participating in a VICP might systematically overrate equipment by five percent or slightly less, so as to be able to pass verification testing while claiming a higher rating than is warranted, the Department proposed to require the organizations operating the VICPs to submit to the Department annually summary data on verification test results under the VICP and the ratings of tested models. The Department could then take action with respect to a particular VICP if it appeared that systematic overrating of equipment covered by that VICP had occurred. The Department is concerned that this approach might address any overrating only prospectively and might be insufficient to deter VICP participants from overrating their equipment. </P>
                <P>To address these concerns, the Department is considering two additions to the proposed rule. First, it is considering additional language to clarify what would constitute an “appropriate standard” under a VICP for determining the validity of manufacturers' efficiency ratings. Second, DOE is considering the option of adding criteria for DOE approval of any VICP that would find a manufacturer's rating for a basic model valid when the verification test results are within a given percentage of the rating. These criteria would require that the VICP include the specific percentage(s) used, that the size of each percentage relate to the equipment to which it applies, and that the organization operating the VICP revise its program if, during any calendar year, it finds valid manufacturer ratings that average more than one percent above the verification test results under the VICP. </P>
                <P>Therefore, the Department is proposing substitute language for proposed § 431.484(a)(9) of the NOPR. The DOE solicits public comment on this alternative proposed language. </P>
                <P>
                    The Department is also considering, and seeks comment on, other options to assure that VICPs operate under appropriate standards for determining whether manufacturers' efficiency ratings are valid. For the efficiency figure from verification testing of a basic model under the VICP, DOE is considering a requirement that such figure must be valid at the 95-percent confidence limit, or at some other fixed confidence limit based on the inherent manufacturing variability or measurement uncertainty for the equipment in question. If the manufacturer's rating were higher than that, the organization operating the VICP would have to find the rating invalid. (This is the same approach that would apply to testing by non-VICP participants.) For comparison under the VICP of the performance from verification testing with the manufacturer's rating of a basic model, the Department is also considering a requirement that, where the measurement under the VICP is below the manufacturer's rating (or above for an energy use rating), the organization operating the VICP must require the manufacturer to justify its rating. Absent a satisfactory justification, the manufacturer's rating would be invalid under the VICP. A satisfactory justification would have to be based on other measurements of the model's efficiency, to show either or both of the following: (1) The manufacturer's rating is valid at the 95-percent confidence limit, or at some other fixed confidence limit based on the inherent manufacturing variability or measurement uncertainty for the equipment in question (this would be 
                    <PRTPAGE P="25109"/>
                    the same approach applicable to testing by non-VICP participants); (2) the verification test results fall within the lesser of two standard deviations or 95 percent of the manufacturer's rating. 
                </P>
                <P>The Department is considering the types of verification requirements described in the previous paragraph for several reasons. First, they might provide greater assurance than is provided by the proposals in the NOPR, or above in this notice, that organizations operating VICPs would use rigorous standards to verify manufacturer ratings. Second, although certification testing requirements for VICP participants would still be less stringent than for non-participants, such requirements might ensure that participants and non-participants would be subjected to the same type of standard. And finally, these proposals would provide clearer criteria for DOE to use in its determination of whether to approve a VICP. </P>
                <HD SOURCE="HD3">4. Manufacturer Challenges of Equipment Ratings </HD>
                <P>The CEC suggested that the Department add as a condition of its approval that each VICP include a provision allowing a manufacturer to challenge ratings by other manufacturers. (CEC, No. 7 at 6). It is DOE's understanding that, as stated by CEC, the existing program of the Air-Conditioning &amp; Refrigeration Institute (ARI) has long allowed for such challenges. The possibility of such challenges may deter overstatement of efficiency ratings, and therefore the Department is proposing to add to the final rule the following conditions set forth in proposed § 431.484(a) for DOE approval of a VICP: </P>
                <EXTRACT>
                    <P>The program contains provisions under which each participating manufacturer can challenge ratings submitted by other manufacturers, which it believes to be in error. </P>
                </EXTRACT>
                <HD SOURCE="HD3">5. VICP Reporting to the Department </HD>
                <P>As indicated above, in the NOPR the Department proposed that each organization operating a VICP would have to report to DOE annually on verification testing results under the VICP. Another proposed condition of DOE approval of a VICP is that each basic model covered by a VICP be tested under the program at least once every five years. To enable the DOE to monitor compliance with this latter requirement, the Department is considering, and seeks comment on, a requirement that each organization operating a VICP report to DOE annually the model numbers, organized by type of equipment and manufacturer, covered by the basic models it has tested during the previous twelve months. </P>
                <P>Addressing the duration of DOE's approval of VICPs, proposed § 431.484(b) provides as follows:</P>
                <EXTRACT>
                    <P>Approval will remain in force for five years, unless material changes occur in the program. In the event of changes, the VICP must promptly notify the Department, which may then rescind or continue the approval. </P>
                </EXTRACT>
                <P>The Department designed the second of these sentences to require the organization operating any DOE-approved VICP to “notify the Department” immediately whenever the organization made any changes in its program, so as to allow the Department to evaluate the changes and to rescind approval of the program if such changes were material. Because the word “promptly” might be considered vague, and given the obvious importance to DOE of immediate receipt of information as to any changes in an approved VICP, the Department is proposing inclusion of the following sentence in the final rule, in place of the second sentence just quoted: </P>
                <EXTRACT>
                    <P>If the organization operating an approved VICP makes any changes in its program, the organization must notify the Department of such changes within 30 days of their occurrence, and the Department may then rescind or continue its approval.</P>
                </EXTRACT>
                <HD SOURCE="HD2">C. Enforcement by the Department </HD>
                <HD SOURCE="HD3">1. Enforcement Testing—General </HD>
                <P>Although most of the NOPR's proposed enforcement provisions are very similar to those currently in 10 CFR parts 430 and 431 (for consumer appliances and electric motors, respectively), the proposals for enforcement testing of commercial HVAC and WH equipment deviate in a few significant respects from the enforcement testing provisions now in those parts. The Department proposed in the NOPR to test initially two units of a basic model to determine its compliance with the applicable energy conservation standard, except that under certain circumstances DOE would test one unit. 64 FR at 69616. The proposed rule also provides that DOE would find the model to be in compliance if the average result for the two tested units (or the result from testing a single unit) is 95 percent or more of the applicable efficiency standard, or 105 percent or less of an energy use standard. 64 FR at 69617. If the test results are outside the five-percent tolerance, and would thereby result in a determination of non-compliance, a manufacturer could elect to have DOE test one or two more units. The Department would then determine whether the model was in compliance by averaging the results from both rounds of testing, and then applying the five-percent criterion. By contrast, parts 430 and 431 contemplate an initial round of enforcement testing of a minimum of four or five units, and a maximum of 20, as well as application of sophisticated statistical tests to determine whether the test results establish that the basic model is out of compliance. </P>
                <P>
                    In their comments, CEC and the Oregon Office of Energy (OOE) assert that the proposed five-percent criterion provides insufficient assurance of compliance, stating that it would allow a model to be found in compliance even if each sample unit tested at a level below the minimum standard. (CEC, No. 7 at 6-7 and 8-9, Tr.
                    <SU>4</SU>
                    <FTREF/>
                     139, 140-41; OOE, Tr. 138, 141, 144) Upon further review of the proposed provisions for enforcementp testing, DOE believes this concern has substantial merit. In addition, by allowing a basic model to pass so long as the test results were no more than five percent below the standard, this provision appears to be considerably more lenient than part 430, particularly in instances where the spread in test results is small. The proposed methodology and much smaller sample sizes might also provide much less accurate results and a greater possibility of errors than the methodology in part 430. 
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         “Tr.” followed by a number or numbers, refers to a page or pages in the transcript of the January 2000 hearing.
                    </P>
                </FTNT>
                <P>
                    The CEC and OOE seem to be advocating that the Department revise the enforcement testing proposal to provide that a basic model would be found in compliance only if the mean of the model's enforcement testing results meets or exceeds the applicable standard. The Department is not inclined to adopt this approach because it could create too great a risk of erroneously finding a manufacturer out of compliance. As long as the mean of all units of a basic model (the “population”) met or exceeded the minimum standard, the basic model would be in compliance with the regulations. From a statistical standpoint, for any given basic model with a normal distribution of performance, half of the units produced will perform better than the mean for the population of all units and half will perform worse. Thus, if the mean performance of the population were at the standard level, the basic model would be in compliance but half of its units would be expected to perform above the standard and half below, and 
                    <PRTPAGE P="25110"/>
                    there would be a 50-percent chance that the mean of a test sample would be below the standard. If the DOE's enforcement rules were to provide that a basic model would be found in compliance only if the mean performance of the test sample was at or above the applicable standard, the Department would have a 50-percent chance of finding equipment out of compliance even if the mean of its entire population meets the standard. The Department is reluctant to adopt rules that would entail such a large risk of an incorrect decision of noncompliance, since such a decision would require a manufacturer to discontinue distribution of the equipment and subject the manufacturer to other remedial actions and penalties. 
                </P>
                <P>The Department did not incorporate part 430's enforcement testing provisions into the proposed rule because of the significant differences between consumer products and commercial equipment. Each manufacturer of a consumer appliance tends to produce a relatively small number of basic models, each in a relatively large quantity. The size of the product, as well as the cost of each unit, tend to be lower than commercial equipment. At any time, a sufficient number of units of any residential equipment model will likely be available to allow sample sizes to be large. Thus, part 430 uses a statistical method that is more rigorous than would be possible with smaller sample sizes. Specifically, the method of part 430 is based on a double sample, with a maximum sample size of 20 units. The size of the combined sample provides a 95-percent confidence level in the accuracy of the sample mean. Under this method, the Department computes an efficiency level that constitutes a lower control limit. This level is based on the applicable standard, the test sample measurements, and the variance among these measurements, but can be no lower than five percent below the standard. As long as the sample mean is at least equal to the lower control limit, DOE considers the basic model to be in compliance. </P>
                <P>This approach helps to avoid false negative determinations (i.e. erroneously finding a basic model out of compliance). By allowing a finding of compliance in some instances where the sample mean of a basic model is slightly lower than the standard, it takes into account situations where the sample mean may be below the standard even though the population of the product is not. On the other hand, the rigorous statistical basis for the enforcement determination promotes accurate ratings by manufacturers, and provides some control of overrating. This is because the enforcement methodology creates a substantial risk for a manufacturer of a finding of non-compliance where it produces a basic model that clearly fails to meet the applicable standard. </P>
                <P>On the other hand, it is the Department's understanding that each manufacturer of commercial HVAC and WH equipment tends to produce a large range of models, many of which it produces in small quantities. Purchasers often select a model from a catalog to suit a specific application, and some models are manufactured only on order. Commercial equipment is more costly in general, and may also be quite large in size. Although not all of these factors apply to every model of commercial HVAC and WH equipment, the enforcement regulations need to take these market characteristics into account. Thus, sample sizes of up to 20 units, as provided in part 430, would generally be prohibitive for commercial HVAC and WH equipment, and enforcement testing provisions for this equipment must accommodate a sample size as small as one. The NOPR proposals to test initially two units and to find a basic model of equipment in compliance if test results were within five percent of the applicable standard, were a response to these concerns. But for the reasons stated above, the Department is now reconsidering whether these proposals are the best approach for addressing the characteristics of commercial equipment. </P>
                <P>As an alternative to these proposals, the Department is now considering for commercial HVAC and WH equipment an enforcement testing approach resembling that in part 430. This approach would approximate the statistical method used there, using smaller sample sizes. Compared to the NOPR proposal, the sample sizes would generally be larger, DOE would do more tests, and the pass/fail criterion would be more stringent. The Department believes this approach would provide more accurate results than the proposed method, and reduce the possibility that DOE might erroneously find a basic model to be in or out of compliance. It would serve the goals of providing a fair and accurate determination of the energy efficiency (or use) of the model being tested, and of fairly balancing the manufacturer's risk of being falsely found to be non-compliant with the risk to the consumer of a false finding of compliance. As with the NOPR's proposal, the sample sizes would be consistent with the constraints imposed by the volume and nature of commercial HVAC and WH equipment. Thus, the Department's new approach would serve the goals of being neither unduly burdensome nor excessively time-consuming or expensive to conduct. </P>
                <P>The specifics of the approach the Department is now proposing are as follows. First, DOE would generally test four units of a basic model, but would test fewer if only a lesser number were available or if testing of such lesser number were otherwise warranted. (The circumstances under which DOE would test fewer than four units are discussed below.) If DOE were to test three or four units, it would test each unit once; if it tested two units it would test each twice; and if it tested one unit it would test that unit four times. Second, DOE would compute the mean of the test results, as provided in the NOPR, but would also calculate a lower control limit. The lower control limit would be the greater of either: (1) 97.5 percent of the applicable energy efficiency standard, or (2) the applicable energy efficiency standard minus the product of the sample standard error and the t-value for a 97.5-percent, one-sided confidence limit. The sample standard error would be the same as in part 430 (Appendix A to subpart F, steps 3 and 4). (For an energy use standard, DOE would calculate an upper control limit, which would be the lesser of either 102.5 percent of the applicable standard, or the standard plus the product of the sample standard error and the t-value for a 102.5-percent, one-sided confidence limit.) Third, a basic model would be in compliance only if the mean measurement for the sample meets or exceeds the lower control limit in the case of an efficiency standard or is less than or equal to the upper control limit in the case of an energy use standard. </P>
                <P>
                    From the standpoint of statistical accuracy, testing more units of a basic model and conducting multiple tests on each model would provide greater accuracy and less chance of making an error in a compliance determination. Concerns over the testing burden and availability of test units, however, limit the number of tests that DOE can reasonably require for commercial equipment. Thus, some compromise must be reached. A test sample size of four units would at least allow the statistical calculations to provide the basis for evaluating confidence limits, and would equal the minimum sample size in part 430. In cases where four units are not available, testing three would still allow confidence limits to be determined, as would making multiple measurements of one or two units. Multiple measurements of a single unit 
                    <PRTPAGE P="25111"/>
                    would not incorporate the effects of equipment variability, but would help account for the effects of measurement uncertainty. The determination of a control limit based on confidence limits would allow for some tolerance to avoid falsely finding a basic model to be out of compliance, but still encourage manufacturers to accurately rate their equipment. 
                </P>
                <P>The Department believes that using 97.5- and 102.5-percent, one-sided confidence limits, and allowing the mean of the enforcement test sample to be a maximum of 2.5 percent below the applicable standard, would provide sufficient tolerances to reflect the normal manufacturing and measurement variability that might affect sample units for the equipment involved here. The ARI and GAMA operate VICPs to verify manufacturer efficiency ratings of residential and commercial air conditioning equipment and water heaters, respectively. The ARI finds a rating valid if it is no more than five percent above the results of a single verification test ARI performs, or above the average of two tests if the first test result is more than five percent below the rating. The GAMA uses the same approach, but with an allowed deviation of two percent for commercial equipment and 3.5 percent for residential products. In addition, under today's proposal, the initial round of DOE enforcement testing would typically involve four units, or three or four tests, and, as discussed below, several more tests could result from manufacturer option testing. Because this approach involves more than the one or two tests performed by ARI and GAMA, it would involve much less risk that the sample test results will be below the mean of the population. For these reasons, DOE believes that although the five-percent figure proposed in the NOPR for enforcement tolerances is appropriate in the context of part 430's methodology for consumer products, for the equipment here and for the methodology DOE is now considering a 2.5-percent tolerance seems reasonable. Moreover, use of the 2.5-percent figure rather than five percent would create less of an incentive for manufacturers to produce equipment with high variability in order to obtain a greater tolerance during enforcement testing. Nevertheless, DOE encourages interested parties to provide to the Department, in response to this notice, any data they have that indicates a tolerance other than 2.5 percent might be warranted for any or all of the equipment involved in this proceeding. </P>
                <P>As indicated, the above-described approach for enforcement testing would allow the number of units tested to vary depending on the circumstances. The same is true to some extent of the proposal in the NOPR, which provides that DOE would initially test two units of a basic model to determine its compliance, except in two situations. First, the Department proposed to test only one unit, and base the compliance determination on that test, if that is the only unit available for testing. Second, if a basic model is very large or has unusual testing requirements, DOE proposed to allow itself the discretion to test only one unit upon a manufacturer's request supported by sufficient justification. 64 FR at 69616. The GAMA advocated expansion of the second exception to include situations where a manufacturer demonstrates limited availability of a basic model because it has a low sales volume or is produced only for special orders. (GAMA, No. 3 at 8, Tr. 120) </P>
                <P>The GAMA's concern would seem to be covered by the first exception, which would address any situation, including low sales volume or limited production of a basic model, that results in only one or a few units being available for testing. But it appears to the Department at this point that in the context of both the NOPR proposal to generally test two units and the option described above to generally test four, the testing of fewer units probably should not be limited to the circumstances described in the NOPR (limited availability of units, or the large size or unusual testing requirements for a basic model). Other circumstances could make it impractical to test the specified number of units. The Department is inclined to the view that, whenever such circumstances occur, the rule should permit a manufacturer of commercial HVAC and WH equipment to request and justify, and permit DOE the discretion to allow, testing of fewer than the specified number of units during enforcement testing. The Department is incorporating this approach into the option for enforcement testing on which it seeks comment today, and would also incorporate it into the final rule even if it were to adopt the NOPR proposal to generally require the testing of two units. </P>
                <P>In addition, the NOPR would require the Department to test one unit where only one is available at the time of the test notice. As indicated above, DOE is considering a provision that would increase its discretion to test fewer than the number of units specified in the rule when warranted by the limited availability of units or other reasons. Similarly, the Department is now also considering a provision that would give DOE the discretion, when fewer than the specified number are initially available, to conduct enforcement testing over a period of time as more units become available. Specifically, where fewer than the specified number are available at the time of the test notice, but one or more additional units are expected to become available within the next six months, this provision would allow DOE to test either: (1) Only the initially available unit(s), (2) those unit(s) and subsequently available unit(s), or (3) only units that subsequently become available. Once again, the Department is incorporating this approach into the enforcement testing option on which it seeks comment today, but would also incorporate it into the final rule even if it adopts the NOPR proposal to generally require the testing of two units. </P>
                <P>Finally, as stated above, the NOPR provides that where enforcement testing results in a determination of non-compliance, DOE would test one or two more units if the manufacturer so requests. The Department would then determine compliance by averaging the results from both rounds of testing, applying the 2.5-percent criterion. In conjunction with DOE's consideration of an increase in the initial-test-sample size, generally to four units, the Department is also considering allowing a manufacturer to request testing of up to six additional units following a determination of non-compliance from the initial round of testing. The reason for permitting such additional testing follows the same logic given above, namely that it would provide for greater accuracy in estimating the population mean, and less chance of making an incorrect determination of compliance or non-compliance. The limit of ten total test units ensures a conclusion to the enforcement process, while still allowing a manufacturer to have DOE do additional testing to prove compliance. During the additional testing, each unit would be tested the same number of times as units were tested during the round of testing that resulted in the non-compliance determination. This would enable the results from the two rounds of testing to be treated on an equal basis. The two sets of results would be combined to determine an overall (combined) sample mean, standard deviation, and control limit. The control limit would be compared to the overall sample mean, in the same manner as with the initial test sample, to determine compliance. </P>
                <P>
                    This approach is similar to the approach in part 430 for additional testing at the election of a manufacturer. 
                    <PRTPAGE P="25112"/>
                    In conjunction with consideration both of this approach and of the NOPR proposals for such testing, the Department also is considering adoption of the following: (1) Language, comparable to that in Appendix A to subpart F of part 430, which makes clear that a manufacturer can make one request (not one or more sequential requests) to have DOE test up to six additional units; (2) the part 430 provisions (§ 430.70(a)(6)(iv)-(v)) as to distribution of a basic model that undergoes manufacturer-option testing; and (3) provisions that would apply to manufacturer-option testing the relevant portions of proposed § 431.506(a)(3)-(5) and (b) for initial enforcement testing (concerning such matters as notification of testing, shipment of test units, and use of test data). 
                </P>
                <P>The Department proposes to implement the foregoing proposals by adopting new language for §§ 431.506(c), 431.506(f) and 431.507. The DOE solicits public comment on the proposed alternative language. </P>
                <P>The Department is also considering, and seeks comment on, a number of other alternatives to the proposals in the NOPR concerning enforcement testing. First, as a slight variation on the alternative approach just described, the Department is considering adoption of a requirement that, where only one unit is tested, three tests be performed rather than four as set forth above. This would slightly reduce the enforcement testing burden, while still accounting for measurement uncertainty to the same extent as testing three units, which the above approach permits. However, four test results would provide more confidence in the sample mean. </P>
                <P>Second, the Department is considering adoption of the enforcement testing approach in the NOPR—an initial test of one or two units, testing of up to two more if the manufacturer requests, and a finding of compliance if the mean is not more than a specified percent below the standard—but with the specified percent being three rather than five percent. This would reduce the likelihood of a false finding of compliance while at the same time keeping to a minimum the burden of enforcement testing and simplifying the process. For reasons similar to those discussed above with respect to the control limits DOE is proposing, the three-percent figure appears to be reasonable in light of the tolerances used by ARI and GAMA to verify ratings in their VICPs and the fact that these VICPs conduct fewer tests of a basic model than the enforcement approach in the NOPR contemplates. It would, however, have most of the disadvantages, described above, of the enforcement testing proposals in the NOPR. </P>
                <P>Third, the Department is considering adoption of the NOPR proposals, but with the added provisions that (1) for any basic model for which annual production exceeds some figure such as 500 or 1000 units, the approach in Part 430 would be used, and (2) the maximum number of units to be tested would be a number such as 10 or 20, or a percentage of production (for example, one or two percent) up to a maximum such as 10 or 20 units. This approach would mitigate the disadvantages of the proposals in the NOPR by using a more accurate and sophisticated enforcement methodology for models sold in large volumes. And the methodology would have the advantage of being an existing approach that has long been in the Department's regulations. </P>
                <HD SOURCE="HD3">2. Enforcement Testing—Defective Units and Retention of Sample Units </HD>
                <P>
                    The Department proposed in the NOPR that a unit selected for enforcement testing would be “defective,” and the Department could authorize its replacement during the testing, if it “is inoperative or is found to be in noncompliance due to failure of the unit to operate according to the manufacturer's design and operating instructions.” Proposed § 431.506(e)(3), 64 FR at 69616. The GAMA requested expansion of this description of a defective unit to include specifically a water heater found to be in noncompliance due to an insulation void of 
                    <SU>1/3</SU>
                     of one percent or more of its tank surface area. According to GAMA, such a unit would have a significant insulation void, and “should not be included in the test sample because it is not representative of the manufacturer's production.” The GAMA also indicated the regulation could place the burden of proof on a manufacturer to establish that a test unit is not representative of its production. (GAMA, No. 3 at 8, No. 6 at 2, Tr. 123-25, 126-27, 130) The ARI stated that it takes such an approach in its voluntary program. (ARI, Tr. 125-26) The OOE stated that its extensive examination of water heaters has shown that many have “thin spots” in their insulation, and it suggested the possibility of a statistical test to determine whether a unit with such a defect is an “outlier,” i.e., the unit has one or more characteristics that make it unrepresentative of the manufacturer's production of units of the same design. (OOE, Tr. at 128-29, 131, 132) The CEC asserted, however, that the rule should allow replacement during enforcement testing only of inoperable units, because a consumer could well buy and operate a unit which operates improperly or is defective. (CEC, No. 7 at 11, Tr. 127-28) 
                </P>
                <P>The Department's purpose in proposing to exclude a defective unit from consideration in enforcement testing is to assure that a unit that is unrepresentative of the manufacturer's production does not skew the test result. The Department is reluctant to presume, as GAMA seems to suggest, that every water heater with an insulation void above a certain size is unrepresentative of units produced by every water heater manufacturer. Nevertheless, when such a water heater is shown to be unrepresentative of a manufacturer's production it should be excluded from enforcement testing, as should other equipment with unrepresentative manufacturing defects. Given the dramatic effect that such equipment can have on test results, and consequently on a manufacturer, the possibility of an isolated sale of such a piece of equipment would not seem to warrant its inclusion in enforcement testing, as suggested by CEC. On the other hand, CEC's comments also suggest that if a consumer is reasonably likely to purchase a unit with a given defect, distribution of such units could adversely affect consumers and energy consumption. The Department is inclined to the view that such a unit could not fairly be considered to be unrepresentative of a manufacturer's production, and that it should be included in testing. </P>
                <P>In balancing the interests of the consumer and of achieving EPCA's conservation goals, against the interests of a manufacturer in an enforcement action, the Department also sees merit in CEC's suggestion that inoperative units be treated differently from those that operate but not according to the manufacturer's design and instructions. Clearly, the former will neither be used by consumers nor cause unexpected energy use, and should always be discarded from testing. And although the Department disagrees with CEC that units which operate improperly should never be excluded from enforcement testing, it believes such units should be excluded only if they are unrepresentative of the manufacturer's production, as with units that have manufacturing defects. </P>
                <P>
                    For these reasons, the Department is considering adoption of a provision that a unit found in noncompliance due either to a manufacturing defect, or to a failure to operate according to the manufacturer's design and instructions, could be classified as defective only if the manufacturer demonstrates by statistically valid means that the unit is 
                    <PRTPAGE P="25113"/>
                    unrepresentative of the population of production units from which it was obtained. (The DOE would adopt these provisions in conjunction with the NOPR proposal to treat any inoperative unit as defective and allow its replacement during enforcement testing.) 
                </P>
                <P>The Department also proposed in the NOPR that, as part of enforcement testing, DOE would collect a “batch” of production units of a basic model, and select from this “batch” the units to be tested. The manufacturer would have to retain all units that are in the batch but are not selected for testing until DOE determines whether the basic model is in compliance. Proposed § 431.506(d), 64 FR at 69616. The GAMA questioned the retention requirement, indicating that it could unnecessarily burden manufacturers who could otherwise sell these units. (GAMA, No. 3 at 8, Tr. 122) This proposed requirement is from the enforcement testing provisions of 10 CFR Part 430. Section 430.70(a)(4) (ii) provides that test results for the sample of units initially selected from a batch may necessitate selection and testing of a second sample of units, and hence the requirement to retain the batch. Also, in 10 CFR Part 431, § 431.192(d)(2), which pertains to electric motors, contains a similar provision. The NOPR, however, contains no requirement to select a second sample. For enforcement testing of HVAC and WH equipment, requiring a manufacturer to retain units remaining in a batch after selection of the test units would be justified only by the provision for testing an additional unit in place of a defective unit.</P>
                <P>As previously discussed, the Department is proposing that a unit would be classified as defective, and could be replaced during enforcement testing, only if (1) it is inoperative or (2) the manufacturer demonstrates, in accordance with certain criteria, that the unit has a manufacturing defect or does not operate properly. If DOE adopts these proposals, once DOE determines during an enforcement proceeding that the units selected from a batch for testing are operative and the manufacturer no longer seeks to claim that any unit(s) is defective, no reason would exist to require retention of the units remaining in the batch. Accordingly, the Department is considering adoption of a provision under which the manufacturer would be required to retain all units in the batch until DOE has determined the test units to be operative, and once a manufacturer discards from the batch any unit that the Department has not selected for testing, it may no longer claim a tested unit to be defective.</P>
                <P>The Department proposes to implement the foregoing approach by adopting substitute language for proposed § 431.506(e)(3) and 431.506(d)(2).</P>
                <HD SOURCE="HD3">3. Enforcement of Design Standards </HD>
                <P>When DOE issued the NOPR, the energy conservation standards in place for commercial HVAC and WH equipment did not provide any design standards, i.e., did not require a particular design for any equipment. Consequently, the NOPR proposed no enforcement procedure for addressing an allegation of non-compliance with a design standard. The Department has since adopted a design standard for unfired hot water storage tanks, effective October 29, 2003. 66 FR 3336, 3356 (January 12, 2001). Therefore, the Department is proposing the adoption in its final regulation concerning enforcement for commercial HVAC and WH equipment of the following language, largely copied from 10 CFR § 430.70(d), which provides a procedure for the Department to use to evaluate compliance with an applicable design standard: </P>
                <P>In the case of a design standard, the Department can determine that a model is noncompliant after the Department has examined the underlying design information from the manufacturer and after the manufacturer has had the opportunity to verify compliance with the applicable design standard.</P>
                <HD SOURCE="HD2">D. Conclusion</HD>
                <P>The Department seeks comments on the issues arising from the proposals discussed above, which the Department is considering as alternatives or additions to the proposals in the NOPR. </P>
                <HD SOURCE="HD1">III. Procedural Requirements </HD>
                <HD SOURCE="HD2">A. Review Under Executive Order 12866 </HD>
                <P>The Office of Information and Regulatory Affairs of the Office of Management and Budget (OMB) has determined that today's regulatory action is not a “significant regulatory action” under Executive Order 12866, “Regulatory Planning and Review,” 58 FR 51735 (October 4, 1993). Accordingly, this action was not subject to review under the Executive Order. </P>
                <HD SOURCE="HD2">B. Review Under the Regulatory Flexibility Act </HD>
                <P>
                    The Regulatory Flexibility Act (5 U.S.C. 601 
                    <E T="03">et seq.</E>
                    ) requires preparation of an initial regulatory flexibility analysis for any rule that by law must be proposed for public comment, unless the agency certifies that the rule, if promulgated, will not have a significant economic impact on a substantial number of small entities. As required by Executive Order 13272, “Proper Consideration of Small Entities in Agency Rulemaking,” 67 FR 53461 (August 16, 2002), DOE published procedures and policies on February 19, 2003, to ensure that the potential impacts of its rules on small entities are properly considered during the rulemaking process (68 FR 7990). The DOE has made its procedures and policies available on the Office of General Counsel’s Web site: 
                    <E T="03">http://www.gc.doe.gov.</E>
                </P>
                <P>The DOE reviewed today's proposed rule under the provisions of the Regulatory Flexibility Act and the procedures and policies published on February 19, 2003. On the basis of information presented in the NOPR concerning manufacturers of the commercial equipment that would be affected by this rulemaking (64 FR 69606-07), DOE concluded that the rule, if promulgated, would not have a significant economic impact on a substantial number of small entities. The DOE has concluded that the rule as modified by today's SNOPR would not have a significant economic impact on a substantial number of small entities. Accordingly, DOE has not prepared a regulatory flexibility analysis for this rulemaking. The DOE will transmit the certification and supporting statement of factual basis to the Chief Counsel for Advocacy of the Small Business Administration for review pursuant to 5 U.S.C. 605(b).</P>
                <HD SOURCE="HD2">C. Review Under the Paperwork Reduction Act</HD>
                <P>The preamble to the NOPR described the recordkeeping and reporting requirements that would be imposed on manufacturers of commercial heating, air conditioning, and water heating equipment by the proposed rule, and DOE invited public comment on the proposed information collection and recordkeeping requirements (64 FR 69608-09). The only additional reporting requirement that today's SNOPR proposes is that each DOE-approved VICP report annually a list of the models it has tested, and DOE invites comment on that proposal. </P>
                <HD SOURCE="HD2">D. Review Under the National Environmental Policy Act </HD>
                <P>
                    The DOE has determined that this rule falls into a class of actions that are categorically excluded from review under the National Environmental Policy Act of 1969 (42 U.S.C. 4321 
                    <E T="03">et seq.</E>
                    ) and the Department's implementing regulations at 10 CFR part 1021. As discussed in the NOPR (64 FR 69606), this rule is covered by the 
                    <PRTPAGE P="25114"/>
                    Categorical Exclusion in paragraph A6 to subpart D, 10 CFR part 1021. Accordingly, neither an environmental assessment nor an environmental impact statement is required. 
                </P>
                <HD SOURCE="HD2">E. Review Under Executive Order 13132 </HD>
                <P>Executive Order 13132, “Federalism,” 64 FR 43255 (August 4, 1999) imposes certain requirements on agencies formulating and implementing policies or regulations that preempt State law or that have federalism implications. The Executive Order requires agencies to examine the constitutional and statutory authority supporting any action that would limit the policymaking discretion of the States and carefully assess the necessity for such actions. The Executive Order also requires agencies to have an accountable process to ensure meaningful and timely input by State and local officials in the development of regulatory policies that have federalism implications. On March 14, 2000, DOE published a statement of policy describing the intergovernmental consultation process it will follow in the development of such regulations (65 FR 13735). The DOE has examined today's supplemental proposed rule and has determined that it does not preempt State law and does not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. No further action is required by Executive Order 13132. </P>
                <HD SOURCE="HD2">F. Review Under Executive Order 12988 </HD>
                <P>With respect to the review of existing regulations and the promulgation of new regulations, section 3(a) of Executive Order 12988, “Civil Justice Reform” (61 FR 4729, February 7, 1996), imposes on Federal agencies the general duty to adhere to the following requirements: (1) Eliminate drafting errors and ambiguity; (2) write regulations to minimize litigation; and (3) provide a clear legal standard for affected conduct rather than a general standard and promote simplification and burden reduction. Section 3(b) of Executive Order 12988 specifically requires that Executive agencies make every reasonable effort to ensure that the regulation: (1) Clearly specifies the preemptive effect, if any; (2) clearly specifies any effect on existing Federal law or regulation; (3) provides a clear legal standard for affected conduct while promoting simplification and burden reduction; (4) specifies the retroactive effect, if any; (5) adequately defines key terms; and (6) addresses other important issues affecting clarity and general draftsmanship under any guidelines issued by the Attorney General. Section 3(c) of Executive Order 12988 requires Executive agencies to review regulations in light of applicable standards in section 3(a) and section 3(b) to determine whether they are met or it is unreasonable to meet one or more of them. The DOE has completed the required review and determined that, to the extent permitted by law, this proposed rule meets the relevant standards of Executive Order 12988. </P>
                <HD SOURCE="HD2">G. Review Under the Unfunded Mandates Reform Act of 1995 </HD>
                <P>
                    Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4) requires each Federal agency to assess the effects of Federal regulatory actions on State, local, and tribal governments and the private sector. For a proposed regulatory action likely to result in a rule that may cause the expenditure by State, local and tribal governments, in the aggregate, or by the private sector of $100 million or more in any one year (adjusted annually for inflation), section 202 of the Act requires a Federal agency to publish estimates of the resulting costs, benefits, and other effects on the national economy (2 U.S.C. 1532(a),(b)). The Act also requires a Federal agency to develop an effective process to permit timely input by elected officers of State, local, and tribal governments on a proposed “significant intergovernmental mandate,” and requires an agency plan for giving notice and opportunity for timely input to potentially affected small governments before establishing any requirements that might significantly or uniquely affect small governments. On March 18, 1997, DOE published a statement of policy on its process for intergovernmental consultation under the Act (62 FR 12820) (also available at 
                    <E T="03">http://www.gc.doe.gov</E>
                    ). The proposed rule published today contains neither an intergovernmental mandate nor a mandate that may result in expenditure of $100 million or more in any year, so these requirements do not apply. 
                </P>
                <HD SOURCE="HD2">H. Review Under the Treasury and General Government Appropriations Act, 1999 </HD>
                <P>Section 654 of the Treasury and General Government Appropriations Act, 1999 (Pub. L. 105-277) requires Federal agencies to issue a Family Policymaking Assessment for any rule that may affect family well-being. This rule would not have any impact on the autonomy or integrity of the family as an institution. Accordingly, DOE has concluded that it is not necessary to prepare a Family Policymaking Assessment. </P>
                <HD SOURCE="HD2">I. Review Under Executive Order 12630 </HD>
                <P>The DOE has determined pursuant to Executive Order 12630, “Governmental Actions and Interference with Constitutionally Protected Property Rights,” 53 FR 8859 (March 18, 1988) that this regulation would not result in any takings which might require compensation under the Fifth Amendment to the United States Constitution. </P>
                <HD SOURCE="HD2">J. Review Under the Treasury and General Government Appropriations Act, 2001 </HD>
                <P>The Treasury and General Government Appropriations Act, 2001 (44 U.S.C. 3516, note) provides for agencies to review most disseminations of information to the public under guidelines established by each agency pursuant to general guidelines issued by OMB. The OMB guidelines were published at 67 FR 8452 (February 22, 2002), and DOE's guidelines were published at 67 FR 62446 (October 7, 2002). The DOE has reviewed today's notice under the OMB and DOE guidelines and has concluded that it is consistent with applicable policies in those guidelines. </P>
                <HD SOURCE="HD2">K. Review Under Executive Order 13211 </HD>
                <P>
                    Executive Order 13211, “Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use,” 66 FR 28355 (May 22, 2001) requires Federal agencies to prepare and submit to the Office of Information and Regulatory Affairs (OIRA), Office of Management and Budget, a Statement of Energy Effects for any proposed significant energy action. A “significant energy action” is defined as any action by an agency that promulgated or is expected to lead to promulgation of a final rule, and that: (1) Is a significant regulatory action under Executive Order 12866, or any successor order; and (2) is likely to have a significant adverse effect on the supply, distribution, or use of energy, or (3) is designated by the Administrator of OIRA as a significant energy action. For any proposed significant energy action, the agency must give a detailed statement of any adverse effects on energy supply, distribution, or use should the proposal be implemented, and of reasonable alternatives to the action and their expected benefits on energy supply, distribution, and use. Today's regulatory action would not have a significant adverse effect on the supply, distribution, or use of energy and, therefore, is not a significant 
                    <PRTPAGE P="25115"/>
                    energy action. Accordingly, DOE has not prepared a Statement of Energy Effects. 
                </P>
                <HD SOURCE="HD2">L. Review Under Section 32 of the Federal Energy Administration Act of 1974 </HD>
                <P>The DOE is required by section 32 of the Federal Energy Administration Act of 1974 to inform the public of the use and background of any commercial standard in a proposed rule (15 U.S.C. 788). As explained in the NOPR (64 FR 69608), DOE will consult with the Attorney General and the Chairman of the Federal Trade Commission concerning the impact on competition of any commercial standard not required to be used by EPCA before incorporating it in a final rule. </P>
                <HD SOURCE="HD1">IV. Submission of Comments </HD>
                <P>
                    The Department will accept comments, data, and information regarding this supplemental proposed rule no later than the date provided at the beginning of this notice. Please submit comments, data, and information electronically. Send them to the following e-mail address: 
                    <E T="03">commercial_HVAC&amp;WH_rule@ee.doe.gov.</E>
                     Submit electronic comments in WordPerfect, Microsoft Word, PDF, or text (ASCII) file format and avoid the use of special characters or any form of encryption. Identify comments in electronic format with the docket number EE-RM/TP-99-450, and wherever possible include the electronic signature of the author. Absent an electronic signature, comments submitted electronically must be followed and authenticated by submitting the signed original paper document. The DOE does not accept telefacsimiles (faxes). 
                </P>
                <P>According to 10 CFR 1004.11, any person submitting information that he or she believes to be confidential and exempt by law from public disclosure should submit two copies: One copy of the document including all the information believed to be confidential, and one copy of the document with the information believed to be confidential deleted. The Department of Energy will make its own determination about the confidential status of the information and treat it according to its determination. </P>
                <P>Factors of interest to the Department when evaluating requests to treat submitted information as confidential include: (1) A description of the items, (2) whether and why such items are customarily treated as confidential within the industry, (3) whether the information is generally known by or available from other sources, (4) whether the information has previously been made available to others without obligation concerning its confidentiality, (5) an explanation of the competitive injury to the submitting person which would result from public disclosure, (6) when such information might lose its confidential character due to the passage of time, and (7) why disclosure of the information would be contrary to the public interest. </P>
                <HD SOURCE="HD1">V. Approval of the Office of the Secretary </HD>
                <P>The Secretary of Energy has approved publication of today's Proposed Rulemaking. </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 10 CFR Part 431 </HD>
                    <P>Administrative practice and procedure, Energy conservation, Reporting and recordkeeping requirements, Commercial and industrial equipment.</P>
                </LSTSUB>
                <SIG>
                    <DATED>Issued in Washington, DC, on March 28, 2006. </DATED>
                    <NAME>Douglas L. Faulkner, </NAME>
                    <TITLE>Acting Assistant Secretary, Energy Efficiency and Renewable Energy. </TITLE>
                </SIG>
                <P>For the reasons set forth in the preamble, the proposed rule that proposed to amend 10 CFR part 431 which was published at 64 FR 69597 on December 13, 1999, is proposed to be amended as set forth below: </P>
                <PART>
                    <HD SOURCE="HED">PART 431—ENERGY EFFICIENCY PROGRAM FOR CERTAIN COMMERCIAL AND INDUSTRIAL EQUIPMENT </HD>
                    <P>1. The authority citation for part 431 continues to read as follows: </P>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>42 U.S.C. 6311-6316. </P>
                    </AUTH>
                    <P>2. In § 431.481, the first sentence of paragraph (a); the introductory sentence of paragraph (b) and paragraph (b)(3) are revised, and new paragraphs (c)(3) and (c)(4) are added, to read as follows: </P>
                    <SUBPART>
                        <HD SOURCE="HED">Subpart M—Methods of Determining Efficiency of Commercial HVAC &amp; WH Products. </HD>
                        <SECTION>
                            <SECTNO>§ 431.481 </SECTNO>
                            <SUBJECT>Requirements applicable to all manufacturers. </SUBJECT>
                            <P>
                                (a) 
                                <E T="03">General.</E>
                                 A manufacturer of a commercial HVAC &amp; WH product may not distribute any basic model of such equipment in commerce unless the manufacturer has determined the efficiency of the basic model either from testing of the basic model or from application of an alternative efficiency determination method (AEDM) to the basic model, in accordance with the requirements of this section, provided, however, that a manufacturer must determine and rate the efficiency of a basic model from test results if it has tested that basic model to validate an AEDM. * * *
                            </P>
                            <STARS/>
                            <P>
                                (b) 
                                <E T="03">Testing.</E>
                                 If a manufacturer tests a basic model pursuant to this section to determine its efficiency, the manufacturer must: 
                            </P>
                            <STARS/>
                            <P>(3) Meet industry standards for the measurement accuracy of testing for the equipment being tested. This includes accuracy requirements in applicable test procedures, accuracy achieved by laboratory-grade equipment, and the accuracy of calibration standards, </P>
                            <STARS/>
                            <P>(c) * * * </P>
                            <P>
                                (3) 
                                <E T="03">Validation of an AEDM.</E>
                                 To use an AEDM under this subpart, the manufacturer must validate it as follows: 
                            </P>
                            <P>(i) Using the AEDM, the manufacturer must calculate the efficiency of three or more of its basic models. They must be the manufacturer's highest-selling basic models to which the AEDM could apply. </P>
                            <P>(ii) The manufacturer must test each of these basic models in accordance with § 431.481(b) of this subpart, and either §§ 431.482(b) or 431.483(a), whichever is applicable. </P>
                            <P>(iii) The predicted efficiency calculated for each such basic model from application of the AEDM must be within two percent of the efficiency determined from testing that basic model, and the average of the predicted efficiencies calculated for the tested basic models must be within one percent of the average of the efficiencies determined from testing these basic models. </P>
                            <P>
                                (4) 
                                <E T="03">Limitation on use of an AEDM.</E>
                                 A manufacturer may not knowingly use an AEDM to overrate the efficiency of a basic model. 
                            </P>
                            <STARS/>
                            <P>3. In § 431.482, paragraph (b) is revised and paragraph (c) is removed. </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 431.482 </SECTNO>
                            <SUBJECT>Additional requirements applicable to VICP participants. </SUBJECT>
                            <STARS/>
                            <P>
                                (b) 
                                <E T="03">Testing.</E>
                                 A VICP participant that tests a basic model pursuant to this subpart must use statistically valid and accurate methods to arrive at the efficiency rating of the tested basic model. Such methods must give reasonable assurance that the manufacturer's efficiency rating for a basic model does not exceed the mean energy efficiency of the population for that basic model. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <PRTPAGE P="25116"/>
                            <SECTNO>§ 431.483 </SECTNO>
                            <SUBJECT>Additional requirements applicable to non-VICP participants. </SUBJECT>
                            <P>4. In § 431.483, paragraph (b)(1) is removed. </P>
                            <P>5. In § 431.484, revise paragraphs (a)(8), (a)(9), (b) and add new paragraph (a)(14) to read as follows: </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 431.484 </SECTNO>
                            <SUBJECT>Voluntary independent certification programs (VICP). </SUBJECT>
                            <P>(a) * * * </P>
                            <P>(8) The program's verification testing meets industry standards for the measurement accuracy of testing for the equipment being tested. This includes accuracy requirements in applicable test procedures, accuracy achieved by laboratory-grade equipment, and the accuracy of calibration standards. </P>
                            <P>(9)(i) The program includes appropriate standards for the accuracy of its verification testing results and for determining whether the efficiency rating a manufacturer claims for equipment is valid. Such standards must include criteria which give reasonable assurance that a manufacturer's efficiency rating for a basic model represents the mean performance for all units it manufactures of that model, and could include, for example, statistically valid methods, such as a sampling plan, for determining the efficiency of a basic model. </P>
                            <P>(ii) If the program provides that a manufacturer's rating for equipment will be valid so long as the verification test results under the VICP are within a given percentage of the rating, then the program must meet the following requirements: </P>
                            <P>(A) It must specify the percentage(s) it uses and the equipment categories to which each such percentage applies; </P>
                            <P>(B) Each such percentage must correspond to the normal manufacturing variability and measurement uncertainty for the equipment to which the percentage applies; and </P>
                            <P>(C) The program must provide that if, during a calendar year, the average of the manufacturers' efficiency ratings found valid under the VICP is more than one percent above (or more than one percent below for energy use ratings) the average of the efficiencies from the verification tests under the VICP of the models covered by these ratings, then the organization operating the VICP will revise its program to provide reasonable assurance that in the future the ratings it finds valid will average no more than one percent above verification test results. </P>
                            <STARS/>
                            <P>(14) The program contains provisions under which each participating manufacturer can challenge ratings submitted by other manufacturers, which it believes to be in error. </P>
                            <P>(b) If the organization operating an approved VICP makes any changes in its program, the organization must notify the Department of such changes within 30 days of their occurrence, and the Department may then rescind or continue its approval. </P>
                        </SECTION>
                    </SUBPART>
                    <SUBPART>
                        <HD SOURCE="HED">Subpart O—Certification and Enforcement Provisions Applicable to Commercial HVAC &amp; WH Products </HD>
                    </SUBPART>
                    <P>6. In § 431.506, revise paragraphs (c), (d)(2), (e)(3), and (f) to read as follows: </P>
                    <SECTION>
                        <SECTNO>§ 431.506 </SECTNO>
                        <SUBJECT>Enforcement for performance standard. </SUBJECT>
                        <STARS/>
                        <P>
                            (c) 
                            <E T="03">Sampling.</E>
                             To determine whether a manufacturer's basic model complies with the applicable energy performance standard, the Department will conduct testing in accordance with the procedures set forth in this section, the provisions of § 431.507(a), the applicable test procedures specified in this part, and the following provisions: 
                        </P>
                        <P>(1) Except as required or provided in paragraphs (c)(2) or (c)(3) of this section, initially the Department will test four units. </P>
                        <P>(2) Except as provided in paragraph (c)(3) of this section, if fewer than four units of basic model are available for testing when the manufacturer receives the test notice, then </P>
                        <P>(i) DOE will test the available unit(s); or </P>
                        <P>(ii) If one or more other units of the basic model are expected to become available within six months, DOE may instead, at its discretion, test either </P>
                        <P>(A) The available unit(s) and one or more of the other units that subsequently become available (up to a maximum of four); or </P>
                        <P>(B) Up to four of the other units that subsequently become available. </P>
                        <P>(3) Notwithstanding paragraphs (c)(1) and (c)(2) of this section, if testing of the available or subsequently available units of a basic model would be impractical, as for example where a basic model is very large, has unusual testing requirements, or has limited production, the Department may in its discretion decide to base the determination of compliance on the testing of fewer than the available number of units, if the manufacturer so requests and demonstrates that the criteria of this paragraph are met. </P>
                        <P>(4) When testing units under paragraphs (c)(1), (c)(2), or (c)(3) of this section, DOE shall perform the following number of tests: </P>
                        <P>(i) If DOE tests three or four units, it will test each unit once; </P>
                        <P>(ii) If DOE tests two units, it will test each unit twice; or </P>
                        <P>(iii) If DOE tests one unit, it will test each unit four times. </P>
                        <P>(5) When it tests three or fewer units, the Department will base the compliance determination on the results of such testing in a manner otherwise in accordance with this section. </P>
                        <P>(6) For the purposes of paragraphs (c)(1) through (c)(3) of this section, available units are those which are available for commercial distribution within the United States. </P>
                        <P>(d) * * * </P>
                        <P>(2) The Department will randomly select from the batch individual units to comprise the test sample. The DOE will achieve random selection by sequentially numbering all of the units in a batch and then using a table of random numbers to select the units to be tested. The manufacturer must keep on hand all units in the batch until such time as the inspector determines that the unit(s) selected for testing is(are) operative. Thereafter, once a manufacturer distributes or otherwise disposes of any unit in the batch, it may no longer claim under paragraph (e)(3) of this section that a unit selected for testing is defective due to a manufacturing defect or failure to operate in accordance with its design and operating instructions. </P>
                        <P>(e) * * * </P>
                        <P>(3) A test unit is defective if such unit is inoperative. A test unit is also defective if it is found to be in noncompliance due to a manufacturing defect or due to failure of the unit to operate according to the manufacturer's design and operating instructions, and the manufacturer demonstrates by statistically valid means that, with respect to such defect or failure, the unit is not representative of the population of production units from which it is obtained. Defective units, including those damaged due to shipping or handling, must be reported immediately to DOE. The Department will authorize testing of an additional unit on a case-by-case basis. </P>
                        <P>
                            (f) 
                            <E T="03">Testing at manufacturer's option.</E>
                        </P>
                        <P>
                            (1) If the Department determines a basic model to be in noncompliance with the applicable energy performance standard at the conclusion of DOE's initial enforcement testing under this section and § 431.507(a), the manufacturer may make a request that DOE test an additional number of units of the basic model (not to exceed six) at the manufacturer's expense. Testing under this paragraph must be conducted in accordance with the applicable test procedure specified in this part, 
                            <PRTPAGE P="25117"/>
                            paragraphs (a)(5), (b), (d) and (e) of this section, and § 431.507(a)(6)(ii). 
                        </P>
                        <P>(2) The Department will advise the manufacturer of the method for selecting the additional units for testing, the date and time at which testing is to begin, the date by which testing is scheduled to be completed, and the facility at which the testing will occur. </P>
                        <P>(3) The manufacturer must cease distribution of the basic model being tested under the provisions of this paragraph from the time the manufacturer elects to exercise the option provided in this paragraph until the Department determines that the basic model is in compliance. The DOE may seek civil penalties for all units distributed during such period. </P>
                        <P>(4) If the additional testing results in a determination of compliance, the Department will issue a notice of allowance to resume distribution. </P>
                        <P>7. Section 431.507 is revised to read as follows: </P>
                    </SECTION>
                    <SECTION>
                        <SECTNO>§ 431.507 </SECTNO>
                        <SUBJECT>Enforcement for performance standard and design standard; compliance determination procedure. </SUBJECT>
                        <P>(a) The Department will determine compliance with performance standards for commercial HVAC and WH products as follows: </P>
                        <P>(1) After it has determined the sample size, the Department will measure the energy performance for each unit in accordance with the following table:</P>
                        <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="s50,10">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Sample size </CHED>
                                <CHED H="1">Number of tests for each unit</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">4 </ENT>
                                <ENT>1</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">3 </ENT>
                                <ENT>1</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">2 </ENT>
                                <ENT>2</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">1 </ENT>
                                <ENT>4</ENT>
                            </ROW>
                        </GPOTABLE>
                        <P>
                            (2) Compute the mean of the measured energy performance (x
                            <E T="8142">1</E>
                            ) for all tests as follows:
                        </P>
                        <MATH SPAN="1" DEEP="33">
                            <MID>EP28AP06.001</MID>
                        </MATH>
                        <FP SOURCE="FP-2">
                            where x
                            <E T="52">i</E>
                             is the measured energy efficiency or consumption from test i, and n
                            <E T="52">1</E>
                             is the total number of tests.
                        </FP>
                        <P>
                            (3) Compute the standard deviation (s
                            <E T="52">1</E>
                            ) of the measured energy performance from the n
                            <E T="52">1</E>
                             tests as follows: 
                        </P>
                        <MATH SPAN="1" DEEP="48">
                            <MID>EP28AP06.002</MID>
                        </MATH>
                        <P>
                            (4) Compute the standard error (s
                            <E T="52">x1</E>
                            ) of the measured energy performance from the n
                            <E T="52">1</E>
                             tests as follows: 
                        </P>
                        <MATH SPAN="1" DEEP="32">
                            <MID>EP28AP06.003</MID>
                        </MATH>
                        <P>
                            (5)(i) For an energy efficiency standard, compute the lower control limit (LCL
                            <E T="52">1</E>
                            ) according to:
                        </P>
                        <MATH SPAN="1" DEEP="40">
                            <MID>EP28AP06.004</MID>
                        </MATH>
                        <P>
                            (ii) For an energy use standard, compute the upper control limit (UCL
                            <E T="52">1</E>
                            ) according to: 
                        </P>
                        <MATH SPAN="1" DEEP="40">
                            <MID>EP28AP06.005</MID>
                        </MATH>
                        <FP>
                            where EPS is the energy performance standard and t is a statistic based on a 97.5-percent, one-sided confidence limit and a sample size of n
                            <E T="52">1</E>
                            .
                        </FP>
                        <P>(6)(i) Compare the sample mean to the control limit. The basic model is in compliance, and testing is at an end, if, for an energy efficiency standard, the sample mean is equal to or greater than the lower control limit or, for an energy consumption standard, the sample mean is equal to or less than the upper control limit. If, for an energy efficiency standard, the sample mean is less than the lower control limit or, for an energy consumption standard, the sample mean is greater than the upper control limit, compliance has not been demonstrated. Unless the manufacturer requests manufacturer-option testing, and provides the additional units for such testing, the basic model is in noncompliance and the testing is at an end. </P>
                        <P>(ii) If the manufacturer does request additional testing, and provides the necessary additional units, DOE will test each of these additional units the same number of times as it tested each unit when it determined compliance had not been demonstrated. The DOE will then compute a combined sample mean, standard deviation and standard error as described above in this section. (The “combined sample” refers to the units DOE initially tested plus the additional units DOE has tested at the manufacturer's request.) The DOE will determine compliance or noncompliance from the mean and the new lower or upper control limit of the combined sample. If, for an energy efficiency standard, the combined sample mean is equal to or greater than the new lower control limit or, for an energy consumption standard, the sample mean is equal to or less than the upper control limit, the basic model is in compliance, and testing is at an end. If the combined sample mean does not satisfy whichever of these two conditions is applicable, the basic model is in noncompliance and the testing is at an end. </P>
                        <P>(b) In the case of a design standard for a commercial HVAC&amp;WH product, the Department can determine that a model is noncompliant after the Department has examined the underlying design information from the manufacturer and after the manufacturer has had the opportunity to verify compliance with the applicable design standard.</P>
                    </SECTION>
                </PART>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-3319 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6450-01-U </BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION </AGENCY>
                <SUBAGY>Federal Aviation Administration </SUBAGY>
                <CFR>14 CFR Part 39 </CFR>
                <DEPDOC>[Docket No. FAA-2006-23884; Directorate Identifier 2006-CE-13-AD] </DEPDOC>
                <RIN>RIN 2120-AA64 </RIN>
                <SUBJECT>Airworthiness Directives; Mitsubishi Heavy Industries MU-2B Series Airplanes </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), Department of Transportation (DOT). </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking (NPRM).</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA proposes to adopt a new airworthiness directive (AD) for all Mitsubishi Heavy Industries (MHI) MU-2B series airplanes. This proposed AD would require you to do flight checks of the rigging of the engine and propeller systems. This proposed AD results from a recent safety evaluation that used a data-driven approach to evaluate the design, operation, and maintenance of the MU-2B series airplanes in order to determine their safety and define what steps, if any, are necessary for their safe operation. Part of that evaluation was the identification of unsafe conditions that exist or could develop on the affected type design airplanes. We are issuing this proposed AD to detect and correct improper adjustment of the flight idle fuel flow setting. This condition, if uncorrected, could result in degraded performance and poor handling qualities with consequent loss of control of the airplane in certain situations. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>We must receive comments on this proposed AD by June 15, 2006. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Use one of the following addresses to comment on this proposed AD: 
                        <PRTPAGE P="25118"/>
                    </P>
                    <P>
                        • DOT Docket Web site: Go to 
                        <E T="03">http://dms.dot.gov</E>
                         and follow the instructions for sending your comments electronically. 
                    </P>
                    <P>
                        • Government-wide rulemaking Web site: Go to 
                        <E T="03">http://www.regulations.gov</E>
                         and follow the instructions for sending your comments electronically. 
                    </P>
                    <P>• Mail: Docket Management Facility; U.S. Department of Transportation, 400 Seventh Street, SW., Nassif Building, Room PL-401, Washington, DC 20590-0001. </P>
                    <P>• Fax: 1-202-493-2251. </P>
                    <P>• Hand Delivery: Room PL-401 on the plaza level of the Nassif Building, 400 Seventh Street, SW., Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. </P>
                    <P>Contact Mitsubishi Heavy Industries, Ltd., 4951 Airport Parkway, Suite 800, Addison, Texas 75001; telephone: (972) 934-5480; facsimile: (972) 934-5488 for the service information identified in this proposed AD. </P>
                    <P>
                        You may examine the comments on this proposed AD in the AD docket on the Internet at 
                        <E T="03">http://dms.dot.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Rao Edupuganti, Aerospace Engineer, ASW-150, Fort Worth ACO, 2601 Meacham Blvd., Fort Worth, Texas 76193; telephone: (817) 222-5284; facsimile: (817) 222-5960. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P> </P>
                <HD SOURCE="HD1">Comments Invited </HD>
                <P>
                    We invite you to send any written relevant data, views, or arguments regarding this proposal. Send your comments to an address listed under 
                    <E T="02">ADDRESSES</E>
                    . Include the docket number, “FAA-2006-23884; Directorate Identifier 2006-CE-13-AD” at the beginning of your comments. We specifically invite comments on the overall regulatory, economic, environmental, and energy aspects of the proposed AD. We will consider all comments received by the closing date and may amend the proposed AD in light of those comments. 
                </P>
                <P>
                    We will post all comments we receive, without change, to 
                    <E T="03">http://dms.dot.gov</E>
                    , including any personal information you provide. We will also post a report summarizing each substantive verbal contact with FAA personnel concerning this proposed rulemaking. Using the search function of the DOT docket Web site, anyone can find and read the comments received into any of our dockets, including the name of the individual who sent the comment (or signed the comment on behalf of an association, business, labor union, etc.). You may review the DOT's complete Privacy Act Statement in the 
                    <E T="04">Federal Register</E>
                     published on April 11, 2000 (65 FR 19477-78) or you may visit 
                    <E T="03">http://dms.dot.gov.</E>
                </P>
                <HD SOURCE="HD1">Discussion </HD>
                <P>Recent accidents and the service history of the Mitsubishi MU-2B series airplanes prompted FAA to conduct an MU-2B Safety Evaluation. This evaluation used a data-driven approach to evaluate the design, operation, and maintenance of the MU-2B series airplanes in order to determine their safety and define what steps, if any, are necessary to ensure their safe operation. </P>
                <P>The safety evaluation provided an in-depth review and analysis of MU-2B accidents, incidents, safety data, pilot training requirements, engine reliability, and commercial operations. In conducting this evaluation, the team employed new analysis tools that provided a much more detailed root cause analysis of the MU-2B problems than was previously possible. </P>
                <P>Part of that evaluation was the identification of unsafe conditions that exist or could develop on the affected type design airplanes. Some operators may be improperly adjusting the flight idle fuel flow setting on the engines to allow a higher than normal sink rate when the flight idle power is selected. The manufacturer developed engine and propeller rigging specifications after considerable flight testing and evaluation. Operation outside of the specifications may result in unsafe flight characteristics during landing or in the event of a stall. In particular, improper settings may cause one or both of the propellers to go into negative torque sensing mode, which may result in an unsafe flight condition. </P>
                <P>This condition, if not corrected, could result in degraded performance and poor handling qualities with consequent loss of control of the airplane in certain situations. </P>
                <HD SOURCE="HD1">Relevant Service Information </HD>
                <P>We have reviewed the following MHI service information: </P>
                <P>• Service Bulletin No. 234, dated October 7, 1998; and </P>
                <P>• Service Bulletin No. 097/73-001, dated July 24, 1998. </P>
                <P>The service information describes procedures for doing flight checks of the rigging of the engine and propeller systems. </P>
                <HD SOURCE="HD1">Foreign Airworthiness Authority Information </HD>
                <P>The MU-2B series airplane was initially certificated in 1965 and again in 1976 under two separate type certificates that consist of basically the same type design. Japan is the State of Design for Type Certificate (TC) No. A2PC, and the United States is the State of Design for TC No. A10SW. The affected models are as follows (where models are duplicated, specific serial numbers are specified in the individual TCs): </P>
                <GPOTABLE COLS="02" OPTS="L2,tp0,i1" CDEF="xs84,r200">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Type certificate</CHED>
                        <CHED H="1">Affected models</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">A10SW</ENT>
                        <ENT>MU-2B-25, MU-2B-26, MU-2B-26A, MU-2B-35, MU-2B-36, MU-2B-36A, MU-2B-40, and MU-2B-60.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A2PC</ENT>
                        <ENT>MU-2B, MU-2B-10, MU-2B-15, MU-2B-20, MU-2B-25, MU-2B-26, MU-2B-30, MU-2B-35, and MU-2B-36.</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The Japan Civil Aviation Bureau, the airworthiness authority for Japan, issued Japanese AD No. TCD 4890-98, dated October 7, 1998, to ensure the continued airworthiness of the airplanes in Japan. </P>
                <HD SOURCE="HD1">FAA's Determination and Requirements of the Proposed AD </HD>
                <P>We are proposing this AD to address an unsafe condition that we determined is likely to exist or develop on other products of this same type design. The proposed AD would require you to do flight checks of the rigging of the engine and propeller systems. The proposed AD would require you to use the service information described previously to perform these actions. </P>
                <P>
                    The Agency is committed to updating the aviation community of expected costs associated with the MU-2B series airplane safety evaluation conducted in 2005. As a result of that commitment, the accumulating expected costs of all ADs related to the MU-2B series airplane safety evaluation may be found in the Final Report section at the following Web site: 
                    <E T="03">http://www.faa.gov/aircraft/air_cert/design_approvals/small_airplanes/cos/mu2_foia_reading_library/.</E>
                </P>
                <HD SOURCE="HD1">Costs of Compliance </HD>
                <P>We estimate that this proposed AD affects 397 airplanes in the U.S. registry. </P>
                <P>
                    We estimate the following costs to accomplish the proposed initial flight check:
                    <PRTPAGE P="25119"/>
                </P>
                <GPOTABLE COLS="04" OPTS="L2,tp0,i1" CDEF="s100,r50,12C,12C">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">Total cost per airplane</CHED>
                        <CHED H="1">Total cost on U.S. operators</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">1 workhour × $80 = $80</ENT>
                        <ENT>Not applicable</ENT>
                        <ENT>$80</ENT>
                        <ENT>$31,760</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Authority for This Rulemaking </HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the Agency's authority. </P>
                <P>We are issuing this rulemaking under the authority described in subtitle VII, part A, subpart III, section 44701, “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action. </P>
                <HD SOURCE="HD1">Regulatory Findings </HD>
                <P>We have determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government. </P>
                <P>For the reasons discussed above, I certify that the proposed regulation:</P>
                <P>1. Is not a “significant regulatory action” under Executive Order 12866; </P>
                <P>2. Is not a “significant rule” under the DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979); and </P>
                <P>3. Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act. </P>
                <P>
                    We prepared a regulatory evaluation of the estimated costs to comply with this proposed AD. See the 
                    <E T="02">ADDRESSES</E>
                     section for a location to examine the regulatory evaluation. 
                </P>
                <HD SOURCE="HD1">Examining the Dockets </HD>
                <P>
                    You may examine the docket that contains the proposal, any comments received and any final disposition on the Internet at 
                    <E T="03">http://dms.dot.gov</E>
                    , or in person at the DOT Docket Offices between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The Docket Office (telephone 1-800-647-5227) is located on the plaza level of the Department of Transportation Nassif Building at the street address stated in 
                    <E T="02">ADDRESSES</E>
                    . Comments will be available in the AD docket shortly after the Docket Management Facility receives them. 
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39 </HD>
                    <P>Air transportation, Aircraft, Aviation safety, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Proposed Amendment </HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the Federal Aviation Administration proposes to amend 14 CFR part 39 as follows: </P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES </HD>
                    <P>1. The authority citation for part 39 continues to read as follows: </P>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>49 U.S.C. 106(g), 40113, 44701. </P>
                    </AUTH>
                    <SECTION>
                        <SECTNO>§ 39.13 </SECTNO>
                        <SUBJECT>[Amended] </SUBJECT>
                        <P>2. The FAA amends § 39.13 by adding the following new airworthiness directive: </P>
                        <EXTRACT>
                            <FP SOURCE="FP-2">
                                <E T="04">Mitsubishi Heavy Industries</E>
                                : Docket No. FAA-2006-23884; Directorate Identifier 2006-CE-13-AD. 
                            </FP>
                            <HD SOURCE="HD1">Comments Due Date </HD>
                            <P>(a) The Federal Aviation Administration (FAA) must receive comments on this proposed airworthiness directive (AD) action by June 15, 2006. </P>
                            <HD SOURCE="HD1">Affected ADs </HD>
                            <P>(b) None. </P>
                            <HD SOURCE="HD1">Applicability </HD>
                            <P>(c) This AD affects the following airplane models and serial numbers that are certificated in any category: </P>
                            <GPOTABLE COLS="03" OPTS="L2,i1" CDEF="xs84,r100,r100">
                                <TTITLE>Table 1.—Applicability</TTITLE>
                                <BOXHD>
                                    <CHED H="1">Type certificate</CHED>
                                    <CHED H="1">Models</CHED>
                                    <CHED H="1">Serial Nos.</CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="01">(1) A2PC</ENT>
                                    <ENT>MU-2B, MU-2B-10, MU-2B-15, MU-2B-20, MU-2B-25, MU-2B-26, MU-2B-30, MU-2B-35, and MU-2B-36</ENT>
                                    <ENT>008 through 312, 314 through 320, and 322 through 347.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(2) A2PC</ENT>
                                    <ENT>MU-2B-30, MU-2B-35, and MU-2B-36</ENT>
                                    <ENT>501 through 651, 653 through 660, and 662 through 696.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(3) A10SW</ENT>
                                    <ENT>MU-2B-25, MU-2B-26, MU-2B-26A, and MU-2B-40</ENT>
                                    <ENT>313SA, 321SA, and 348SA through 459SA.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(4) A10SW</ENT>
                                    <ENT>MU-2B-35, MU-2B-36, MU-2B-36A, and MU-2B-60</ENT>
                                    <ENT>652SA, 661SA, and 697SA through 1569SA.</ENT>
                                </ROW>
                            </GPOTABLE>
                            <HD SOURCE="HD1">Unsafe Condition </HD>
                            <P>(d) This AD results from a recent safety evaluation that used a data-driven approach to analyze the design, operation, and maintenance of the MU-2B series airplanes in order to determine their safety and define what steps, if any, are necessary for their safe operation. Part of that evaluation was the identification of unsafe conditions that exist or could develop on the affected type design airplanes. The actions specified in this AD are intended to detect and correct improper adjustment of the flight idle fuel flow setting. The above issue, if uncorrected, could result in degraded performance and poor handling qualities with consequent loss of control of the airplane in certain situations. </P>
                            <HD SOURCE="HD1">Compliance </HD>
                            <P>
                                (e) To address this problem, you must do the following: 
                                <PRTPAGE P="25120"/>
                            </P>
                            <GPOTABLE COLS="03" OPTS="L2,i1" CDEF="s100,r100,r100">
                                <TTITLE>Table 2.—Actions/Compliance/Procedures</TTITLE>
                                <BOXHD>
                                    <CHED H="1">Actions</CHED>
                                    <CHED H="1">Compliance</CHED>
                                    <CHED H="1">Procedures</CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="01">Do flight checks of the rigging of the engine and propeller systems and make any necessary corrections. Make an entry into the aircraft logbook showing compliance with this portion of the AD in accordance with section 43.9 of the Federal Aviation Regulations (14 CFR 43.9)</ENT>
                                    <ENT>Check within 100 hours time-in-service (TIS) after the effective date of this AD, and repetitively thereafter at intervals not to exceed 100 hours TIS. If any corrections are necessary, make the corrections before further flight</ENT>
                                    <ENT>
                                        <E T="03">For airplanes listed in TCDS A2PC:</E>
                                         follow MHI Service Bulletin No. 234, dated October 7, 1998.
                                        <LI>
                                            <E T="03">For airplanes listed in TCDS A10SW:</E>
                                             follow MHI Service Bulletin No. 097/73-001, dated July 24, 1998.
                                        </LI>
                                    </ENT>
                                </ROW>
                            </GPOTABLE>
                            <P>(f) The flight checks required in paragraph (e) of this AD must be done by two individuals. One of the individuals must hold at least a private pilot certificate as authorized by section 43.7 of the Federal Aviation Regulations (14 CFR 43.7) and the other must be one of the following individuals: </P>
                            <P>(1) Another individual holding at least a private pilot certificate as authorized by section 43.7 of the Federal Aviation Regulations (14 CFR43.7) or </P>
                            <P>(2) An authorized rated mechanic. </P>
                            <HD SOURCE="HD1">Alternative Methods of Compliance (AMOCs) </HD>
                            <P>(g) The Manager, Fort Worth ACO, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. </P>
                            <P>(h) For information on any already approved AMOCs or for information pertaining to this AD, contact Rao Edupuganti, Aerospace Engineer, ASW-150, Fort Worth ACO, 2601 Meacham Blvd., Fort Worth, Texas 76193; telephone: (817) 222-5284; facsimile: (817) 222-5960. </P>
                            <HD SOURCE="HD1">Related Information </HD>
                            <P>(i) Japan Civil Aviation Bureau Airworthiness Directive No. TCD 4890-98, dated October 7, 1998; and MHI Service Bulletins No. 234, dated October 7, 1998; and No. 097/73-001, dated July 24, 1998, also address the subject of this AD. </P>
                            <P>
                                (j) To get copies of the documents referenced in this AD, contact Mitsubishi Heavy Industries, Ltd., 4951 Airport Parkway, Suite 800, Addison, Texas 75001; telephone: (972) 934-5480; facsimile: (972) 934-5488. To view the AD docket, go to the Docket Management Facility; U.S. Department of Transportation, 400 Seventh Street, SW., Nassif Building, Room PL-401, Washington, DC, or on the Internet at 
                                <E T="03">http://dms.dot.gov.</E>
                                 The docket number is Docket No. FAA-2006-23884; Directorate Identifier 2006-CE-13-AD. 
                            </P>
                        </EXTRACT>
                    </SECTION>
                    <SIG>
                        <DATED>Issued in Kansas City, Missouri, on April 21, 2006. </DATED>
                        <NAME>Kim Smith, </NAME>
                        <TITLE>Manager, Small Airplane Directorate, Aircraft Certification Service.</TITLE>
                    </SIG>
                </PART>
            </SUPLINF>
            <FRDOC> [FR Doc. E6-6420 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION </AGENCY>
                <SUBAGY>Federal Aviation Administration </SUBAGY>
                <CFR>14 CFR Part 39 </CFR>
                <DEPDOC>[Docket No. FAA-2006-23883; Directorate Identifier 2006-CE-12-AD] </DEPDOC>
                <RIN>RIN 2120-AA64 </RIN>
                <SUBJECT>Airworthiness Directives; Mitsubishi Heavy Industries MU-2B Series Airplanes </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), Department of Transportation (DOT). </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking (NPRM). </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA proposes to adopt a new airworthiness directive (AD) for certain Mitsubishi Heavy Industries (MHI) MU-2B series airplanes. This proposed AD would require you to incorporate power assurance charts into the Limitations Section of the Airplane Flight Manual (AFM), inspect the engine torque indication system, and recalibrate the torque pressure transducers as required. This proposed AD results from a recent safety evaluation that used a data-driven approach to analyze the design, operation, and maintenance of the MU-2B series airplanes in order to determine their safety and define what steps, if any, are necessary for their safe operation. Part of that evaluation was the identification of unsafe conditions that exist or could develop on the affected type design airplanes. We are issuing this proposed AD to detect and correct torque transducers that are out of calibration. The above issue, if uncorrected, could result in degraded performance and poor handling qualities with consequent loss of control of the airplane in certain situations. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>We must receive comments on this proposed AD by June 15, 2006. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Use one of the following addresses to comment on this proposed AD: </P>
                    <P>
                        • DOT Docket Web site: Go to 
                        <E T="03">http://dms.dot.gov</E>
                         and follow the instructions for sending your comments electronically. 
                    </P>
                    <P>
                        • Government-wide rulemaking Web site: Go to 
                        <E T="03">http://www.regulations.gov</E>
                         and follow the instructions for sending your comments electronically. 
                    </P>
                    <P>• Mail: Docket Management Facility; U.S. Department of Transportation, 400 Seventh Street, SW., Nassif Building, Room PL-401, Washington, DC 20590-0001. </P>
                    <P>• Fax: 1-202-493-2251. </P>
                    <P>• Hand Delivery: Room PL-401 on the plaza level of the Nassif Building, 400 Seventh Street, SW., Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. </P>
                    <P>Contact Mitsubishi Heavy Industries, Ltd., 4951 Airport Parkway, Suite 800, Addison, Texas 75001; telephone: (972) 934-5480; facsimile: (972) 934-5488 for the service information identified in this proposed AD. </P>
                    <P>
                        You may examine the comments on this proposed AD in the AD docket on the Internet at 
                        <E T="03">http://dms.dot.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Rao Edupuganti, Aerospace Engineer, ASW-150, Fort Worth Aircraft Certification Office, 2601 Meacham Blvd., Fort Worth, Texas 76193; telephone: (817) 222-5284; facsimile: (817) 222-5960. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P> </P>
                <HD SOURCE="HD1">Comments Invited </HD>
                <P>
                    <E T="03">How do I comment on this proposed AD?</E>
                     We invite you to send any written relevant data, views, or arguments regarding this proposal. Send your comments to an address listed under 
                    <E T="02">ADDRESSES</E>
                    . Include the docket number, “FAA-2006-23883; Directorate Identifier 2006-CE-12-AD” at the beginning of your comments. We specifically invite comments on the overall regulatory, economic, environmental, and energy aspects of the proposed AD. We will consider all comments received by the closing date and may amend the proposed AD in light of those comments. 
                </P>
                <P>
                    We will post all comments we receive, without change, to 
                    <E T="03">http://dms.dot.gov</E>
                    , including any personal information you provide. We will also post a report summarizing each 
                    <PRTPAGE P="25121"/>
                    substantive verbal contact with FAA personnel concerning this proposed rulemaking. Using the search function of the DOT docket web site, anyone can find and read the comments received into any of our dockets, including the name of the individual who sent the comment (or signed the comment on behalf of an association, business, labor union, etc.). You may review the DOT's complete Privacy Act Statement in the 
                    <E T="04">Federal Register</E>
                     published on April 11, 2000 (65 FR 19477-78) or you may visit 
                    <E T="03">http://dms.dot.gov.</E>
                </P>
                <HD SOURCE="HD1">Discussion </HD>
                <P>Recent accidents and the service history of the Mitsubishi MU-2B series airplanes prompted FAA to conduct an MU-2B Safety Evaluation. This evaluation used a data-driven approach to analyze the design, operation, and maintenance of the MU-2B series airplanes in order to determine their safety and define what steps, if any, are necessary for their safe operation. </P>
                <P>The safety evaluation provided an in-depth review and analysis of MU-2B accidents, incidents, safety data, pilot training requirements, engine reliability, and commercial operations. In conducting this evaluation, the team employed new analysis tools that provided a much more detailed root cause analysis of the MU-2B problems than was previously possible. </P>
                <P>Part of that evaluation was the identification of unsafe conditions that exist or could develop on the affected type design airplanes. Some torque transducers were found significantly out of calibration. This could result in a safety of flight condition where an actual power mismatch exists that is not indicated on the engine instruments. In addition, an indicated power that is higher or lower than actual power could result. </P>
                <P>This condition, if not corrected, could result in degraded performance and poor handling qualities with loss of control of the airplane in certain situations. </P>
                <HD SOURCE="HD1">Relevant Service Information </HD>
                <P>We have reviewed the following MHI service information: </P>
                <P>• Service Bulletin No. 233A, dated January 14, 1999; and </P>
                <P>• Service Bulletin No. 095/77-002, dated July 15, 1998. </P>
                <P>The service information describes procedures for inspecting the engine torque indication system and recalibrating the torque pressure transducers as required. </P>
                <HD SOURCE="HD1">Foreign Airworthiness Authority Information </HD>
                <P>The MU-2B series airplane was initially certificated in 1965 and again in 1976 under two separate type certificates that consist of basically the same type design. Japan is the State of Design for type certificate (TC) No. A2PC, and the United States is the State of Design for TC No. A10SW. The affected models are as follows (where models are duplicated, specific serial numbers are specified in the individual TCs): </P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="s50,r150">
                    <TTITLE>  </TTITLE>
                    <BOXHD>
                        <CHED H="1">Type certificate </CHED>
                        <CHED H="1">Affected models </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">A10SW </ENT>
                        <ENT>MU-2B-25, MU-2B-26, MU-2B-26A, MU-2B-35, MU-2B-36, MU-2B-36A, MU-2B-40, and MU-2B-60. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A2PC </ENT>
                        <ENT>MU-2B, MU-2B-10, MU-2B-15, MU-2B-20, MU-2B-25, MU-2B-26, MU-2B-30, MU-2B-35, and MU-2B-36. </ENT>
                    </ROW>
                </GPOTABLE>
                <P>The Japan Civil Aviation Bureau, the airworthiness authority for Japan, issued Japanese AD No. TCD 4889-98, dated January 14, 1999, to ensure the continued airworthiness of the airplanes in Japan. </P>
                <HD SOURCE="HD1">FAA's Determination and Requirements of the Proposed AD </HD>
                <P>We are proposing this AD to address unsafe conditions that we determined are likely to exist or develop on other products of this same type design. The proposed AD would require you to inspect the engine torque indication system and recalibrate the torque pressure transducers if required. </P>
                <P>
                    The Agency is committed to updating the aviation community of expected costs associated with the MU-2B series airplane safety evaluation conducted in 2005. As a result of that commitment, the accumulating expected costs of all ADs related to the MU-2B series airplane safety evaluation may be found in the Final Report section at the following Web site: 
                    <E T="03">http://www.faa.gov/aircraft/air_cert/design_approvals/small_airplanes/cos/mu2_foia_reading_library/</E>
                    . 
                </P>
                <HD SOURCE="HD1">Costs of Compliance </HD>
                <P>We estimate that this proposed AD affects 397 airplanes in the U.S. registry. </P>
                <P>We estimate the following costs to accomplish these proposed inspections: </P>
                <GPOTABLE COLS="4" OPTS="L2,tp0,i1" CDEF="s100,r50,12C,12C">
                    <TTITLE>  </TTITLE>
                    <BOXHD>
                        <CHED H="1">Labor cost </CHED>
                        <CHED H="1">Parts cost </CHED>
                        <CHED H="1">
                            Total cost per 
                            <LI>airplane </LI>
                        </CHED>
                        <CHED H="1">
                            Total cost on 
                            <LI>U.S. operators </LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">5 workhours × $80 = $400 </ENT>
                        <ENT>Not applicable </ENT>
                        <ENT>$400 </ENT>
                        <ENT>$158,800 </ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Authority for This Rulemaking </HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the Agency's authority. </P>
                <P>We are issuing this rulemaking under the authority described in subtitle VII, part A, subpart III, section 44701, “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
                <HD SOURCE="HD1">Regulatory Findings </HD>
                <P>We have determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government. </P>
                <P>For the reasons discussed above, I certify that the proposed regulation: </P>
                <P>
                    1. Is not a “significant regulatory action” under Executive Order 12866; 
                    <PRTPAGE P="25122"/>
                </P>
                <P>2. Is not a “significant rule” under the DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979); and </P>
                <P>3. Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act. </P>
                <P>
                    We prepared a regulatory evaluation of the estimated costs to comply with this proposed AD. See the 
                    <E T="02">ADDRESSES</E>
                     section for a location to examine the regulatory evaluation. 
                </P>
                <HD SOURCE="HD1">Examining the Dockets </HD>
                <P>
                    You may examine the docket that contains the proposal, any comments received and any final disposition on the Internet at 
                    <E T="03">http://dms.dot.gov</E>
                    , or in person at the DOT Docket Offices between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The Docket Office (telephone 1-800-647-5227) is located on the plaza level of the Department of Transportation NASSIF Building at the street address stated in 
                    <E T="02">ADDRESSES</E>
                    . Comments will be available in the AD docket shortly after the Docket Management Facility receives them. 
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39 </HD>
                    <P>Air transportation, Aircraft, Aviation safety, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Proposed Amendment </HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the Federal Aviation Administration proposes to amend 14 CFR part 39 as follows: </P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES </HD>
                    <P>1. The authority citation for part 39 continues to read as follows: </P>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>49 U.S.C. 106(g), 40113, 44701. </P>
                    </AUTH>
                    <SECTION>
                        <SECTNO>§ 39.13 </SECTNO>
                        <SUBJECT>[Amended] </SUBJECT>
                        <P>2. The FAA amends § 39.13 by adding the following new airworthiness directive: </P>
                        <EXTRACT>
                            <FP SOURCE="FP-2">
                                <E T="04">Mitsubishi Heavy Industries:</E>
                                 Docket No. FAA-2006-23883; Directorate Identifier 2006-CE-12-AD.
                            </FP>
                            <HD SOURCE="HD1">Comments Due Date </HD>
                            <P>(a) The Federal Aviation Administration (FAA) must receive comments on this proposed airworthiness directive (AD) action by June 15, 2006. </P>
                            <HD SOURCE="HD1">Affected ADs </HD>
                            <P>(b) None. </P>
                            <HD SOURCE="HD1">Applicability </HD>
                            <P>(c) This AD affects the following airplane models and serial numbers that are certificated in any category: </P>
                            <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s100,r100,r100">
                                <TTITLE>Table 1.—Applicability </TTITLE>
                                <BOXHD>
                                    <CHED H="1">Type certificate </CHED>
                                    <CHED H="1">Models </CHED>
                                    <CHED H="1">Serial Nos. </CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="01">(1) A2PC </ENT>
                                    <ENT>MU-2B, MU-2B-10, MU-2B-15, MU-2B-20, MU-2B-25, MU-2B-26, MU-2B-30, MU-2B-35, and MU-2B-36 </ENT>
                                    <ENT>008 through 312, 314 through 320, and 322 through 347. </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(2) A2PC </ENT>
                                    <ENT>MU-2B-30, MU-2B-35, and MU-2B-36 </ENT>
                                    <ENT>501 through 651, 653 through 660, and 662 through 696. </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(3) A10SW </ENT>
                                    <ENT>MU-2B-25, MU-2B-26, MU-2B-26A, and MU-2B-40 </ENT>
                                    <ENT>313SA, 321SA, and 348SA through 459SA. </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(4) A10SW </ENT>
                                    <ENT>MU-2B-35, MU-2B-36, MU-2B-36A, and MU-2B-60 </ENT>
                                    <ENT>652SA, 661SA, and 697SA through 1569SA. </ENT>
                                </ROW>
                            </GPOTABLE>
                            <HD SOURCE="HD1">Unsafe Condition </HD>
                            <P>(d) This AD results from a recent safety evaluation that used a data-driven approach to analyze the design, operation, and maintenance of the MU-2B series airplanes in order to determine their safety and define what steps, if any, are necessary for their safe operation. Part of that evaluation was the identification of unsafe conditions that exist or could develop on the affected type design airplanes. The actions specified in this AD are intended to detect and correct torque transducers that are out of calibration. The above issue, if uncorrected, could result in degraded performance and poor handling qualities and lead to loss of control of the airplane in certain situations. </P>
                            <HD SOURCE="HD1">Compliance </HD>
                            <P>(e) To address this problem, you must do the following: </P>
                            <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s100,r100,r100">
                                <TTITLE>Table 2.—Actions/Compliance/Procedures </TTITLE>
                                <BOXHD>
                                    <CHED H="1">Actions </CHED>
                                    <CHED H="1">Compliance </CHED>
                                    <CHED H="1">Procedures </CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="01">(1) Incorporate the following pages from the Airplane Flight Manual (AFM) charts listed in TABLE 3.—AFM INSERTION PAGES, paragraph (f) of this AD, into the Limitations Section of the FAA-approved AFM</ENT>
                                    <ENT>Within 100 hours time-in-service (TIS) after the effective date of this AD</ENT>
                                    <ENT>The owner/operator holding at least a private pilot certificate as authorized by section 43.7 of the Federal Aviation Regulations (14 CFR 43.7) may do the flight manual changes requirement of this AD. Make an entry into the aircraft records showing compliance with this portion of the AD in accordance with section 43.9 of the Federal Aviation Regulations (14 CFR 43.9). </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(2) Inspect the engine torque indication system and recalibrate the torque pressure transducers as required. This inspection requires the use of the power assurance charts referenced in paragraph (e)(1) of this AD and in TABLE 3, paragraph (f) of this AD</ENT>
                                    <ENT>Within 100 hours TIS after the effective date of this AD</ENT>
                                    <ENT>
                                        (i) For airplanes listed in Type Certificate No. A2PC follow Mitsubishi Heavy Industries, Ltd. (MHI) Service Bulletin No. 233A, dated January 14, 1999. 
                                        <LI>(ii) For airplanes listed Type Certificate No. A10SW follow MHI Service Bulletin No. 095/77-002, dated July 15, 1998. </LI>
                                    </ENT>
                                </ROW>
                            </GPOTABLE>
                            <P>
                                (f) Use the following power assurance charts when doing the ground check portion of the inspection required in paragraph (e)(2) of this AD. 
                                <PRTPAGE P="25123"/>
                            </P>
                            <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s50,r100,r50">
                                <TTITLE>Table 3.—AFM Insertion Pages </TTITLE>
                                <BOXHD>
                                    <CHED H="1">Model of airplane affected </CHED>
                                    <CHED H="1">Date and version of AFM </CHED>
                                    <CHED H="1">Page number from AFM </CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="01">(i) MU-2B </ENT>
                                    <ENT>AFM, Section 6, Revision 9, dated January 14, 1999 </ENT>
                                    <ENT>6-34 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(ii) MU-2B-15 </ENT>
                                    <ENT>AFM, Section 6, Revision 9, dated January 14, 1999 </ENT>
                                    <ENT>6-19 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(iii) MU-2B-20 </ENT>
                                    <ENT>AFM, Section 6, Revision 9, dated January 14, 1999 </ENT>
                                    <ENT>6-20 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(iv) MU-2B-25 </ENT>
                                    <ENT>AFM, Section 6, Reissued March 25, 1986 </ENT>
                                    <ENT>6-18 and 6-19 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(v) MU-2B-26 </ENT>
                                    <ENT>AFM, Section 6, Reissued March 25, 1986 </ENT>
                                    <ENT>6-17 and 6-18 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(vi) MU-2B-26A </ENT>
                                    <ENT>AFM, Section 6, Reissued March 25, 1986 </ENT>
                                    <ENT>6-17 and 6-18 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(vii) MU-2B-35 </ENT>
                                    <ENT>AFM, Section 6, Reissued March 25, 1986 </ENT>
                                    <ENT>6-18 and 6-19 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(viii) MU-2B-36A </ENT>
                                    <ENT>AFM, Section 6, Reissued February 28, 1986 </ENT>
                                    <ENT>6-20 and 6-21 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(ix) MU-2B-40 </ENT>
                                    <ENT>AFM, Section 6, Reissued March 25, 1986 </ENT>
                                    <ENT>6-17 and 6-18 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(x) MU-2B-60 </ENT>
                                    <ENT>AFM, Section 6, Reissued September 24, 1985 </ENT>
                                    <ENT>6-19 and 6-20 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(xi) MU-2B-10 </ENT>
                                    <ENT>AFM, Section 6, Revision 9, dated January 14, 1999 </ENT>
                                    <ENT>6-19 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(xii) MU-2B-30 </ENT>
                                    <ENT>AFM, Section 6, Revision 10, dated January 14, 1999 </ENT>
                                    <ENT>6-19 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(xiii) MU-2B-36 </ENT>
                                    <ENT>AFM, Section 6, Revision 9, dated January 14, 1999 </ENT>
                                    <ENT>6-20 </ENT>
                                </ROW>
                            </GPOTABLE>
                            <HD SOURCE="HD1">Alternative Methods of Compliance (AMOCs) </HD>
                            <P>(g) The Manager, Fort Worth Aircraft Certification Office, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. </P>
                            <P>(h) For information on any already approved AMOCs or for information pertaining to this AD, contact Rao Edupuganti, Aerospace Engineer, ASW-150, Fort Worth ACO, 2601 Meacham Blvd., Fort Worth, Texas 76193; telephone: (817) 222-5284; facsimile: (817) 222-5960. </P>
                            <HD SOURCE="HD1">Related Information </HD>
                            <P>(i) Japan Civil Aviation Bureau Airworthiness Directive No. TCD 4889-98, dated January 14, 1999; and MHI Service Bulletins No. 233A, dated January 14, 1999; and No. 095/77-002, dated July 15, 1998, also address the subject of this AD. </P>
                            <P>
                                (j) To get copies of the documents referenced in this AD, contact Mitsubishi Heavy Industries, Ltd., 4951 Airport Parkway, Suite 800, Addison, Texas 75001; telephone: (972) 934-5480; facsimile: (972) 934-5488. To view the AD docket, go to the Docket Management Facility; U.S. Department of Transportation, 400 Seventh Street, SW., Nassif Building, Room PL-401, Washington, DC, or on the Internet at 
                                <E T="03">http://dms.dot.gov.</E>
                                 The docket number is Docket No. FAA-2006-23883; Directorate Identifier 2006-CE-12-AD.
                            </P>
                        </EXTRACT>
                    </SECTION>
                    <SIG>
                        <DATED>Issued in Kansas City, Missouri, on April 21, 2006. </DATED>
                        <NAME>Kim Smith, </NAME>
                        <TITLE>Manager, Small Airplane Directorate, Aircraft Certification Service.</TITLE>
                    </SIG>
                </PART>
            </SUPLINF>
            <FRDOC> [FR Doc. E6-6419 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4910-13-P </BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY </AGENCY>
                <CFR>40 CFR Part 52 </CFR>
                <DEPDOC>[EPA-R04-OAR-2003-TN-0001, EPA-R04-OAR-2004-TN-0001-200413(b); FRL-8163-2] </DEPDOC>
                <SUBJECT>Approval and Promulgation of Implementation Plans: Revisions to the Tennessee Nitrogen Oxides Budget and Allowance Trading Program </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA). </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        EPA is proposing to approve two State Implementation Plan (SIP) revisions to the Tennessee Department of Environment and Conservation's Nitrogen Oxides (NO
                        <E T="52">X</E>
                        ) Budget Trading Program (Trading Program) submitted October 27, 2003, and December 10, 2003, by the State of Tennessee. The first revision corrects a miscalculation in Tennessee's NO
                        <E T="52">X</E>
                         trading budget for non-electric generating units (non-EGUs) resulting from the use of an incorrect control efficiency percentage for one of the Trading Program's non-EGU sources—an Eastman Chemical Company boiler. The correction of this miscalculation results in a 147 tons per season (tps) increase in Tennessee's NO
                        <E T="52">X</E>
                         trading budget for non-EGUs—making its non-EGU trading budget 5,666 tps, instead of 5,519 tps, and increasing Tennessee's total State-wide NO
                        <E T="52">X</E>
                         budget from 163,928 tpy to 164,075 tpy. Based on this correction, Tennessee's second revision reallocates trading allowances to Eastman Chemical Company—increasing the NO
                        <E T="52">X</E>
                         trading allowances from 416 tps to 549 tps for the Eastman Chemical Company boiler. 
                    </P>
                    <P>
                        In the Final Rules section of this 
                        <E T="04">Federal Register</E>
                        , EPA is approving the State's SIP revisions as a direct final rule without prior proposal because the Agency views these as noncontroversial submittals and anticipates no adverse comments. A detailed rationale for the approval is set forth in the direct final rule. If no significant, material, and adverse comments are received in response to this rule, no further activity is contemplated. If EPA receives adverse comments, the direct final rule will be withdrawn and all public comments received will be addressed in a subsequent final rule based on this proposed rule. EPA will not institute a second comment period on this document. Any parties interested in commenting on this document should do so at this time. 
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments must be received on or before May 30, 2006. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Submit your comments, identified by Docket ID No. EPA-R04-OAR-2003-TN-0001 or EPA-R04-OAR-2004-TN-0001, by one of the following methods: </P>
                    <P>
                        1. 
                        <E T="03">http://www.regulations.gov:</E>
                         Follow the on-line instructions for submitting comments. 
                    </P>
                    <P>
                        2. E-mail: 
                        <E T="03">difrank.stacy@epa.gov</E>
                        . 
                    </P>
                    <P>3. Fax: 404-562-9019. </P>
                    <P>4. Mail: “EPA-R04-OAR-2003-TN-0001 or EPA-R04-OAR-2004-TN-0001”, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street, SW., Atlanta, Georgia 30303-8960. </P>
                    <P>
                        Hand Delivery or Courier: Stacy DiFrank, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street, SW., Atlanta, Georgia 30303-8960. Such deliveries are only accepted during the Regional Office's normal hours of operation. The Regional Office's official hours of business are Monday through Friday, 8:30 to 4:30, excluding Federal holidays. Please see the direct final rule which is located in the Rules section of 
                        <PRTPAGE P="25124"/>
                        this 
                        <E T="04">Federal Register</E>
                         for detailed instructions on how to submit comments. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Stacy DiFrank, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street, SW., Atlanta, Georgia 30303-8960. The telephone number is (404) 562-9042. Ms. DiFrank can also be reached via electronic mail at 
                        <E T="03">difrank.stacy@epa.gov</E>
                        . 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    For additional information, see the direct final rule which is published in the Rules section of this 
                    <E T="04">Federal Register</E>
                    . 
                </P>
                <SIG>
                    <DATED>Dated: April 19, 2006. </DATED>
                    <NAME>A. Stanley Meiburg, </NAME>
                    <TITLE>Acting Regional Administrator, Region 4. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-4022 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY </AGENCY>
                <CFR>40 CFR Part 271 </CFR>
                <DEPDOC>[EPA-R07-RCRA-2006-0026; FRL-8163-5] </DEPDOC>
                <SUBJECT>Missouri: Final Authorization of State Hazardous Waste Management Program Revisions </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA). </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Missouri has applied to EPA for Final authorization of the changes to its hazardous waste program under the Resource Conservation and Recovery Act (RCRA). EPA proposes to grant final authorization to Missouri. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Send your written comments by May 30, 2006. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Submit your comments, identified by Docket ID No. EPA-R07-RCRA-2006-0026 by one of the following methods: </P>
                    <P>
                        1. 
                        <E T="03">http://www.regulations.gov:</E>
                         Follow the on-line instructions for submitting comments. 
                    </P>
                    <P>
                        2. E-mail: 
                        <E T="03">haugen.lisa@epa.gov</E>
                        . 
                    </P>
                    <P>3. Mail: Lisa Haugen, Environmental Protection Agency, RCRA Enforcement and State Programs Branch, 901 North 5th Street, Kansas City, Kansas 66101. </P>
                    <P>4. Hand Delivery or Courier: Deliver your comments to: Lisa Haugen, Environmental Protection Agency, RCRA Enforcement and State Programs Branch, 901 North 5th Street, Kansas City, Kansas 66101. Such deliveries are only accepted during the Regional Office's normal hours of operation. The Regional Office's official hours of business are Monday through Friday, 8 to 4:30, excluding legal holidays. </P>
                    <P>
                        Please see the direct final rule which is located in the Rules section of this 
                        <E T="04">Federal Register</E>
                         for detailed instructions on how to submit comments. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Lisa Haugen at the above address and phone number, or by e-mail at 
                        <E T="03">haugen.lisa@epa.gov</E>
                        . 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    In the “Rules and Regulations” section of this 
                    <E T="04">Federal Register</E>
                    , EPA is authorizing the changes by an immediate final rule. EPA did not make a proposal prior to the immediate final rule because we believe this action is not controversial and do not expect comments that oppose it. We have explained the reasons for this authorization in the preamble to the immediate final rule. Unless we get written comments which oppose this authorization during the comment period, the immediate final rule will become effective on the date it establishes, and we will not take further action on this proposal. If we receive comments that oppose this action, we will withdraw the immediate final rule and it will not take effect. We will then respond to public comments in a later final rule based on this proposal. If you want to comment on this action, you must do so at this time. 
                </P>
                <P>
                    For additional information, please see the immediate final rule published in the “Rules and Regulations” section of this 
                    <E T="04">Federal Register</E>
                    . 
                </P>
                <SIG>
                    <DATED>Dated: April 17, 2006. </DATED>
                    <NAME>James B. Gulliford, </NAME>
                    <TITLE>Regional Administrator, Region 7. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-4024 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES </AGENCY>
                <SUBAGY>Indian Health Service </SUBAGY>
                <SUBAGY>Centers for Medicare &amp; Medicaid Services</SUBAGY>
                <CFR>42 CFR Parts 136 and 489 </CFR>
                <DEPDOC>[CMS-2206-P] </DEPDOC>
                <RIN>RIN 0917-AA02 </RIN>
                <SUBJECT>Section 506 of the Medicare Prescription Drug, Improvement, and Modernization Act of 2003—Limitation on Charges for Services Furnished by Medicare Participating Inpatient Hospitals to Indians </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Indian Health Service (IHS)/Centers for Medicare &amp; Medicaid Services (CMS), HHS. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This proposed rule would establish regulations required by section 506 of the Medicare Prescription Drug, Improvement, and Modernization Act of 2003 (MMA), (Pub. L. 108-173). Section 506 of the MMA amended section 1866(a)(1) of the Social Security Act to add subparagraph (U) which requires hospitals that furnish inpatient hospital services payable under Medicare to participate in the contract health services program funded by the Indian Health Service (IHS) whether operated by the IHS, tribes or tribal organizations and any health program operated by Urban Indian organizations that are funded by IHS with respect to any medical care furnished under those programs. Section 506 also requires such participation to be in accordance with the admission practices, payment methodology, and payment rates set forth in regulation established by the Secretary, including acceptance of no more than the payment rate as payment in full. </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments are due June 27, 2006. Send your written comments to: Betty Gould, Regulations Officer, Division of Regulatory Affairs, Records Access, and Policy Liaison, Indian Health Service (IHS), 801 Thompson Avenue, Suite 450, Rockville, Maryland 20852. Telephone (301) 443-7899. (This is not a toll free number.) Comments received will be available for inspection at the address above from 9 a.m. to 3 p.m., Monday through Friday, beginning approximately two weeks after publication. </P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Carl Harper, Director, Office of Resource Access and Partnerships, IHS, 801 Thompson Avenue, Rockville, Maryland 
                        <PRTPAGE P="25125"/>
                        20852, Telephone (301) 443-3024; or Dorothy Dupree, Senior Policy Advisor for American Indian and Alaska Natives, CMS, Telephone (410) 786-1942. (These are not toll free numbers.) 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION: </HD>
                <HD SOURCE="HD1">I. Background </HD>
                <P>The Indian healthcare system is comprised of the IHS, and health programs operated by Indian Tribes or Tribal Organizations, and Urban Indian Organizations (I/T/U). The I/T/Us provide, to the extent possible, primary, preventive and chronic health care services to eligible IHS beneficiaries in I/T/U operated facilities. </P>
                <P>In accordance with IHS regulations at 42 Code of Federal Regulations (CFR) part 136, the Indian Health Service and Tribes (I/Ts) are authorized to pay for medical care provided to IHS beneficiaries by non-I/T public or private providers as contract health services. Payment may be authorized by an I/T under the contract health services (CHS) program for non-I/T services for either non-emergency or emergency care. For non-emergency care, an advance referral from the I/T is usually required and, for emergency care, timely notification is required. Authorization for CHS program payment is subject to the availability of funding and the exhaustion of alternative resources. Payment for medical services furnished is made through a purchase order issued to the non I/T public or private providers. While recent efforts have been more successful in negotiating reasonable rates, historically, purchase orders for CHS services have been for amounts at full billed charges that substantially exceeded the Medicare allowable rates and this problem could recur in the future. </P>
                <P>
                    Under section 503 of the Indian Health Care Improvement Act (IHCIA) (25 U.S.C. 1660a, 
                    <E T="03">et seq.</E>
                    ), urban Indian programs are authorized to provide referral services to eligible urban Indians (as defined in section 4 of the IHCIA). The urban programs are authorized to refer eligible urban Indian patients to non I/T/U public and private providers with whom the program has a signed agreement or contract. When an urban Indian program refers an eligible urban Indian to a non I/T/U public or private provider, the urban program may elect to either provide the referral service only or, dependent upon the availability of funds, to provide a referral service and cover the cost of care. Similar to the I/T programs, urban programs have historically had to pay full billed charges that exceed the Medicare allowable rates. 
                </P>
                <P>The small market share of individual I/T/U programs has made it difficult for these programs to negotiate discounted rates, and these programs historically have had to pay full billed charges that substantially exceed the rates paid by the Medicare program. Partly as a result of these high costs, the need for contract health services in the population served by I/T/U programs routinely exceeds funding available to these programs. </P>
                <P>Section 506 of the Medicare Prescription Drug, Improvement, and Modernization Act of 2003 (MMA) (Pub. L. 108-173) requires the Secretary to issue regulations to describe admission practices, payment methodology and rates of payment applicable to Medicare-participating hospitals that furnish inpatient services when such hospitals provide medical care to eligible American Indian/Alaskan Native (AI/AN) beneficiaries and such care is authorized by the I/T/U. </P>
                <P>In the development of this proposed rule, the IHS consulted with the Centers for Medicare &amp; Medicaid Services (CMS) Tribal Technical Advisory Group (TTAG). The CMS TTAG operates under the authority of section 204 of the Unfunded Mandates Reform Act of 1995, 2 U.S.C. 1534 and consists of elected Tribal leaders of Tribal governments, or their designated employees acting on their behalf, as well as representatives of the National Indian Health Board, the National Congress of American Indians, and the Tribal Self-Governance Advisory Committee which are national Washington DC based Indian associations designated by Tribal leaders to act on their behalf. The CMS TTAG was established to enhance the Government to Government relationship and serves as an advisory body to CMS providing expertise on policies, guidelines, and programmatic issues affecting the delivery of health care for AI/ANs. One of the responsibilities of the TTAG is to provide advice and input into the development of CMS regulations. </P>
                <P>
                    A subcommittee of the TTAG was established for the purpose of exchanging information and providing advice and input as to the financial and systematic impact different Medicare-like rate payment methodology options would have on tribal programs. The subcommittee of the TTAG held four meetings from May through September 2004. After independent consideration by the IHS of the Tribal input of the CMS TTAG and in collaboration with CMS, IHS developed these rules proposing a Medicare-like payment methodology suitable for I/T/Us. Tribal leaders will be mailed a copy of the proposed rule after its publication in the 
                    <E T="04">Federal Register</E>
                     with an opportunity to review and provide comments within the comment period. 
                </P>
                <HD SOURCE="HD2">Medicare-Like Rate Payment Methodology </HD>
                <P>The term “Medicare-like” rate describes the rate at which the Medicare-participating hospitals will be reimbursed by I/T/Us as established by these regulations. For purposes of this regulation, the term “Medicare-participating hospitals” includes hospitals, as defined in 1861(e) of the Social Security Act (SSA), and Critical Access Hospitals (CAR), as defined in 1861(mm)(1) of the Social Security Act (SSA). As proposed by these regulations, the IHS is interpreting section 506 to apply to any level of care furnished by such Medicare-participating hospitals as an institution, including all hospital departments and provider-based entities. The TRICARE program of the Department of Defense has similar statutory authority and uses rates similar to those of Medicare for hospital-based inpatient, outpatient, and skilled nursing facility (SNF) care. Accordingly, IHS anticipates that Medicare-participating hospitals will not face any major problems under the approach proposed. </P>
                <P>Because the payment methodology proposed to be used by I/T/Us is slightly different from the current Medicare methodology used by CMS for services provided to Medicare beneficiaries, the payment rates under section 506 will not be identical. Thus, it is necessary that the IHS issue specific regulations that describe the payment methodology and rates of payment under section 506. </P>
                <P>
                    In 1983, CMS implemented the prospective payment system (PPS) for hospital inpatient services provided to Medicare beneficiaries. Since then, CMS has implemented PPS for other provider services provided to Medicare beneficiaries for any services that an inpatient hospital provides including services of a subunit or distinct part of a hospital. The CMS does not publish the dollar amount that will be paid to each hospital for every inpatient admission or outpatient service. On an annual basis, CMS publishes in the 
                    <E T="04">Federal Register</E>
                     the PPS methodology and payment rates for the various types of provider services. Other hospitals, such as cancer and children's hospitals, continue to be exempt from PPS and are reimbursed on a cost basis. 
                </P>
                <P>
                    In 1997, CMS created a new class of Medicare providers designated as Critical Access Hospitals (CAH). CAHs receive cost based reimbursement for inpatient and outpatient services 
                    <PRTPAGE P="25126"/>
                    delivered to Medicare beneficiaries. However, under PPS or cost based reimbursement systems, the hospitals and CAHs are paid an interim rate and receive retrospective settlements from Medicare for the difference between the interim payment and final payment rate. 
                </P>
                <P>The IHS is proposing in these regulations that when Medicare-participating hospitals provide services to IHS beneficiaries authorized by I/T/Us pursuant to the IHS CHS regulations at 42 CFR part 136 or section 503 of the IHCIA for urban Indian programs, the “Medicare-like rate” payment methodology and maximum rates paid to these Medicare-participating hospitals, including CAHs or other hospitals reimbursed on a cost basis, will be no greater than the interim rates for applicable services as calculated in the same manner as CMS Medicare Fiscal Intermediaries in accordance with 42 CFR part 413, subpart E, without adjustments or retrospective settlements. Adjustments will be made only to correct billing or claims processing errors, including when fraud is detected. </P>
                <P>The I/T/U programs operate with discretionary appropriations. IHS facilities are subject to the Anti-Deficiency Act. Because of the annual cap on IHS' appropriations, the I/T/Us cannot accommodate retrospective settlements where payment obligations may not be fully quantified until one or more years after the services are provided. Thus, the Medicare-like rates payment methodology established by these regulations will not include retrospective settlements of final payments under Medicare payment methodologies for these providers. </P>
                <P>The IHS has in the past negotiated contracts with some hospitals at rates based on the hospital's final settled cost reports that are similar to or in some cases lower than the Medicare-like rates. These rules are not intended to preclude I/T/Us from negotiating rates that are lower than the Medicare rates. However, in the event the I/T/Us are not able to negotiate a contract with non-I/T/U providers, the Medicare-like rates established by this rule will serve as a ceiling on the amount the I/T/U will pay for services. </P>
                <P>According to section 222 of the IHCIA, patients who receive authorized CHS services are not liable for the payment of any charges or costs associated with the provision of such services. If an I/T/U has authorized payment for CHS services provided to an individual who is eligible for benefits under Medicare, Medicaid, or another third party payor, the I/T/U shall be the payor of last resort under 42 CFR 136.61. When payment is made by Medicaid, it is considered payment in full and there will be no additional payment made by the I/T/U beyond the amount paid by Medicaid, (except for applicable cost sharing, if any). If there are any other third party payors, the I/T/U will coordinate benefits to pay the amount for which the patient is being held responsible after all other alternative resources have been considered and paid, including applicable copayments, deductibles, and coinsurance that are owed by the patient. The I/T/U payment will not exceed the rate calculated in accordance with § 136.30(a) basic determination and (b) basic payment calculation or the contracted amount (plus applicable cost sharing), whichever is less. For purposes of the basic payment calculation specified in section 136.30(b), required copayments, deductibles and coinsurance are those that would have been owed by a Medicare beneficiary under the proposed methodology. However, because IHS is barred under the IHCIA from imposing any cost sharing on CHS patients, the I/T/U will assume these costs. </P>
                <P>
                    In order for a hospital or CAH to be eligible for payment under this section, the I/T/Us have adopted the standard Medicare requirements for filing of claims. Medicare-participating hospitals are required to submit their claims for medical services provided to patients who have been approved for payment by the I/T/U in accordance with the guidelines established by Medicare. All claims must be submitted to the I/T/U agent or FI within a period of time equivalent to the timely filing period under 42 CFR 424.44, and must be filed on a UB92 paper claim form (until abolished, or on an officially adopted successor form) or the HIPAA 837 electronic claims format ANSI X12N, version 4010AI (until abolished, or on an officially adopted successor form) with the hospital's Medicare provider number/National Provider Identifier included (
                    <E T="04">Note:</E>
                     Section 3 of the Administrative Simplification Compliance Act, Public Law 107-105 (ASCA), and the implementing regulation at 42 CFR 424.32 require that all initial claims for reimbursement under Medicare, except from small providers, be submitted electronically as of October 16, 2003, with limited exceptions). 
                </P>
                <HD SOURCE="HD1">II. Provisions of the Proposed Rule </HD>
                <P>This proposed rule amends the IHS regulation at 42 CFR part 136, by adding a new subpart D to describe the “Medicare-like rate” payment methodology and other requirements for Medicare-participating hospitals or CAHs who furnish inpatient or outpatient services, either directly or under arrangement, to AI/ANs who are authorized to receive such services by the Indian Health Service, Tribe or Tribal organization, or Urban Indian organization (I/T/U). </P>
                <P>The proposed rule also amends CMS regulations at 42 CFR part 489 to require Medicare-participating hospitals or CAHs that furnish inpatient hospital services to AI/AN patients who are authorized for services by the Indian Health Service, Tribe or Tribal organization, or Urban Indian organization (I/T/U) to accept the payment methodology pursuant to 42 CFR part 136, subpart D. The IHS has chosen not to provide additional regulation of admission practices here because American Indians and Alaska Natives already receive protection against discrimination under existing regulations at 45 CFR part 80, administered and enforced by the HHS Office for Civil Rights. </P>
                <HD SOURCE="HD1">III. Collection of Information Requirements </HD>
                <P>These regulations do not impose any new information collection requirements. The burden of the requirements in § 136.30(e), for submitting a claim form, are currently approved under OMB approval number 0938-0279. </P>
                <HD SOURCE="HD1">IV. Response to Comments </HD>
                <P>
                    Because of the large number of public comments the IHS normally receive on 
                    <E T="04">Federal Register</E>
                     documents, we are not able to acknowledge or respond to them individually. The IHS will consider all comments we receive by the date and time specified in the 
                    <E T="02">DATES</E>
                     section of this preamble, and, when we proceed with a subsequent document, we will respond to the comments in the preamble to that document. 
                </P>
                <HD SOURCE="HD1">V. Regulatory Impact Statement </HD>
                <P>The IHS has examined the impact of this rule as required by Executive Order 12866 (September 1993, Regulatory Planning and Review), the Regulatory Flexibility Act (RFA) (September 19, 1980, Pub. L. 96-354), section 1102(b) of the Social Security Act, the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4), and Executive Order. </P>
                <P>
                    Executive Order 12866 directs agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health 
                    <PRTPAGE P="25127"/>
                    and safety effects, distributive impacts, and equity). A regulatory impact analysis (RIA) must be prepared for major rules with economically significant effects ($100 million or more in any 1 year). This action is not a significant regulatory action under Executive Order 12866. Because the economic impact should be minimal, further regulatory evaluation is not necessary.
                </P>
                <P>The RFA requires agencies to analyze options for regulatory relief of small 1184 businesses. For purposes of the RFA, small entities include small businesses, nonprofit organizations, and government agencies. Most hospitals and most other providers and suppliers are small entities, either by nonprofit status or by having revenues of $6 million to $29 million in any 1 year. Individuals and States are not included in the definition of a small entity.</P>
                <P>The I/T/Us have entered into contracts with many public and private non-I/T Medicare-participating hospitals at rates similar to the rate proposed in this rule. The IHS intends to continue existing contracts with these hospitals; however, to the extent that I/T/Us are not able to negotiate a contract with a hospital, the payment rate established by this rule will apply. This action will alleviate the need and administrative burden of the IHS as well as the Medicare-participating hospital to negotiate rates through individual contracts.</P>
                <P>
                    The IHS conducted a study to determine the financial impact the interim payment rates, as proposed by this regulation, would have on public and private non-I/T/U hospitals. As part of this study, the IHS compared the interim rates to the rates that the IHS has negotiated per contracts with public and private non-I/T/U hospitals. For FY 2003, of the 387 hospitals that IHS does business with, the IHS has negotiated contracts with 48% of these hospitals. Based on IHS data, the [findings revealed the overall negative impact to these public and private non-I/T/U hospitals would be less than 1 %. Of the 387 hospitals in the study, 105 are rural hospitals and 84 of these are small rural hospitals (less than 100 beds). By comparing the interim rate to full billed charges, [i.e. what the IHS pays if a contract is not negotiated] revealed a negative financial impact of 8% to these rural hospitals. Further analysis of the inpatient bed utilization by hospital revealed the IHS represents less than 2% of the rural and small rural hospitals total business meaning that 98% of the hospitals' income comes from other sources. For these reasons, the IHS has determined that the rates proposed by these regulations will not have a significant economic impact on a substantial number of small entities within the meaning of the Regulatory Flexibility Act, 5 U.S.C. 601, 
                    <E T="03">et seq.</E>
                </P>
                <P>In addition, section 1102(b) of the Act requires IHS to prepare a regulatory impact analysis if a rule may have a significant impact on the operations of a substantial number of small rural hospitals. This analysis must conform to the provisions of section 603 of the RFA. For purposes of section 1102(b) of the Act, IHS defines a small rural hospital as a hospital that is located outside of a Metropolitan Statistical Area and has fewer than 100 beds. For the reasons provided above, IHS has determined that this rule will not have a significant impact on the operations of a substantial number of small rural hospitals.</P>
                <P>Section 202 of the Unfunded Mandates Reform Act of 1995 also requires that agencies assess anticipated costs and benefits before issuing any rule whose requirements mandate expenditure in any 1 year by State, local, or Tribal governments, in the aggregate, or by the private sector, of $120 million. This proposal would not impose substantial Federal mandates on State, local, or Tribal governments or private sector.</P>
                <P>Executive Order 13132 establishes certain requirements that an agency must meet when it promulgates a proposed rule (and subsequent final rule) that imposes substantial direct requirement costs on State and local governments, preempts State law, or otherwise has Federalism implications. It has been determined that this action would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government, and therefore would not have federalism implications.</P>
                <P>In accordance with the provisions of Executive Order 12866, this regulation was reviewed by the Office of Management and Budget.</P>
                <EXTRACT>
                    <FP>(Catalog of Federal Domestic Assistance Program No. 93.773, Medicare—Hospital Insurance)</FP>
                </EXTRACT>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects</HD>
                    <CFR>42 CFR Part 136</CFR>
                    <P>American Indian, Alaskan Natives, Health, Medicare.</P>
                    <CFR>42 CFR Part 489</CFR>
                    <P>Health facilities, Medicare, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <SIG>
                    <DATED>Dated: April 27, 2005.</DATED>
                    <NAME>Phyllis Eddy,</NAME>
                    <TITLE>Deputy Director for Management Operations, Indian Health Service.</TITLE>
                    <DATED>Dated: April 29, 2005.</DATED>
                    <NAME>Mark B. McClellan,</NAME>
                    <TITLE>Administrator, Centers for Medicare &amp; Medicaid Services.</TITLE>
                    <DATED>Dated: January 24, 2006.</DATED>
                    <NAME>Michael O. Leavitt,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
                <NOTE>
                    <HD SOURCE="HED">Editorial Note:</HD>
                    <P>This document was received at the Office of the Federal Register April 24, 2006.</P>
                </NOTE>
                <P>For the reasons set forth in the preamble, the Indian Health Service proposes to amend 42 CFR chapter I as set forth below:</P>
                <PART>
                    <HD SOURCE="HED">PART 136—INDIAN HEALTH</HD>
                    <P>1. The authority citation for part 136 continues to read as follows:</P>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>25 U.S.C. 13; 42 U.S.C. 1395cc(a)(1)(U), 42 U.S.C. 2001 and 2003, unless otherwise noted.</P>
                    </AUTH>
                    <P>2. Add new subpart D consisting of §§ 136.30 and 136.31, to read as follows:</P>
                    <SUBPART>
                        <HD SOURCE="HED">Subpart D—Limitation on Charges for Services Furnished by Medicare-participating Hospitals to Indians</HD>
                    </SUBPART>
                    <CONTENTS>
                        <SECHD>Sec.</SECHD>
                        <SECTNO>136.30</SECTNO>
                        <SUBJECT>Payment to Medicare-participating hospitals for authorized Contract Health Services.</SUBJECT>
                        <SECTNO>136.31</SECTNO>
                        <SUBJECT>Authorization by Urban Indian Organizations.</SUBJECT>
                    </CONTENTS>
                    <SECTION>
                        <SECTNO>§ 136.30</SECTNO>
                        <SUBJECT>Payment to Medicare-participating hospitals for authorized Contract Health Services.</SUBJECT>
                        <P>
                            Except as otherwise provided in this section, payment to Medicare-participating hospitals, which are defined for purposes of these regulations to include all departments and provider-based entities of hospitals (as defined in 1861(e) of the Social Security Act) and Critical Access Hospitals (as defined in 1861(mm)(1) of the Social Security Act), for any level of care authorized under part 136, subpart C by a contract health service (CHS) program of the Indian Health Service (IHS) or a Tribe or Tribal organization carrying out a CHS program of the IHS under the Indian Self-Determination and Education Assistance Act, as amended, Public Law 93-638, 25 U.S.C. 450 
                            <E T="03">et seq.;</E>
                             or by referral from an urban Indian organization (as that term is defined in 25 U.S.C. 1603(h)) under § 136.31 (hereafter “I/T/U”) shall be based on payment methodologies used in the Medicare program for paying for those hospital services as follows:
                            <PRTPAGE P="25128"/>
                        </P>
                        <P>
                            (a) 
                            <E T="03">Basic determination.</E>
                             Payment to Medicare-participating hospitals or CAHs for services authorized by an I/T/U, whether provided as inpatient, outpatient, skilled nursing facility care, or other services of a department, subunit or distinct part of a hospital, shall be paid consistent with the methodology to determine interim rate payments in accordance with 42 CFR part 413, subpart E. 
                        </P>
                        <P>
                            (b) 
                            <E T="03">Basic payment calculation.</E>
                             The calculation of the payment by I/T/Us will be based on determinations made under paragraph (a) of this section consistent with CMS instructions to its fiscal intermediaries at the time the claim is processed, provided that no retrospective calculations will be performed. Adjustments will be made only to correct billing or claims processing errors. Any payments made by the I/T/U to the Medicare-participating hospital or CAH shall include any beneficiary copayments, deductibles, or coinsurance that the patient would be required to pay under Medicare. 
                        </P>
                        <P>
                            (c) 
                            <E T="03">Exceptions to payment calculation.</E>
                             Notwithstanding paragraphs (a) and (b) of this section, if an amount has been negotiated with the hospital or its agent by the I/T/U, the I/T/U will pay the lesser amount determined under paragraphs (a) and (b) of this section or the amount negotiated with the hospital or its agent; including but not limited to capitated contracts or contracts per Federal law requirements;
                        </P>
                        <P>
                            (d) 
                            <E T="03">Coordination of benefits and limitation on recovery.</E>
                             If an I/T/U has authorized payment for CHS services provided to an individual who is eligible for benefits under Medicare, Medicaid, or another third party payor:
                        </P>
                        <P>(1) The I/T/U shall be the payor of last resort under § 136.61; </P>
                        <P>(2) If there are any third party payors, the I/T/U will coordinate benefits to pay the amount for which the patient is being held responsible after all other alternative resources have been considered and paid, including applicable copayments, deductibles, and coinsurance that are owed by the patient; and</P>
                        <P>(3) The maximum payment by the I/T/U will be only that portion of the payment amount determined under this section not covered by any other payor; and</P>
                        <P>(4) The I/T/U payment will not exceed the rate calculated in accordance with paragraphs (a) and (b) of this section or the contracted amount (plus applicable cost sharing), whichever is less; and </P>
                        <P>(5) When payment is made by Medicaid it is considered payment in full and there will be no additional payment made by the I/T/U for the amount paid by Medicaid, (except for applicable cost sharing). </P>
                        <P>
                            (e) 
                            <E T="03">Claims processing.</E>
                             For a hospital to be eligible for payment under this section, the hospital or its agent must submit the claim for authorized services— 
                        </P>
                        <P>(1) On a UB92 paper claim form (until abolished, or on an officially adopted successor form) or the HIPAA 837 electronic claims format ANSI X12N, version 4010A1 (until abolished, or on an officially adopted successor form) and include the hospital's Medicare) provider number/National Provider Identifier; and</P>
                        <P>(2) To the I/T/U, agent, or fiscal intermediary identified by the I/T/U in the agreement between the I/T/U and the hospital or in the authorization for services provided by the I/T/U; and </P>
                        <P>(3) Within a time period equivalent to the timely filing period for Medicare claims under § 424.44 of this title and provisions of the Medicare Intermediary Manual applicable to the type of service provided. </P>
                        <P>
                            (f) 
                            <E T="03">Authorized services.</E>
                             Payment shall be made only for those services authorized by an I/T/U consistent with part 136 of this title or section 503(a) of the IHCIA. 
                        </P>
                        <P>
                            (g) 
                            <E T="03">No additional charges.</E>
                             A payment made in accordance with this section shall constitute payment in full and the hospital or its agent may not impose any additional charge— 
                        </P>
                        <P>(1) On the individual for I/T/U authorized services; or </P>
                        <P>(2) For information requested by the I/T/U or its agent or fiscal intermediary for the purposes of payment determinations or quality assurance. </P>
                    </SECTION>
                    <SECTION>
                        <SECTNO>§ 136.31</SECTNO>
                        <SUBJECT>Authorization by Urban Indian Organization. </SUBJECT>
                        <P>Subject to availability of funds, when an urban Indian organization purchases items and services for an eligible urban Indian (as defined in section 4 of the IHCIA) according to section 503 of the IHCIA and applicable regulations, the Medicare-like rates as described in § 136.30 shall apply. </P>
                        <P>For the reasons set forth in the preamble, the Centers for Medicare &amp; Medicaid Services proposes to amend 42 CFR chapter V, as set forth below: </P>
                    </SECTION>
                </PART>
                <PART>
                    <HD SOURCE="HED">PART 489—PROVIDER AGREEMENTS AND SUPPLIER APPROVAL </HD>
                    <P>3. The authority citation for part 489 continues to read as follows: </P>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>Sec. 1102 and 1871 of the Social Security Act (42 U.S.C. 1302 and (1395hh). </P>
                    </AUTH>
                    <SUBPART>
                        <HD SOURCE="HED">Subpart B—Essentials of Provider Agreements </HD>
                    </SUBPART>
                    <P>4. A new § 489.29 is added to subpart B to read as follows: </P>
                    <SECTION>
                        <SECTNO>§ 489.29</SECTNO>
                        <SUBJECT>Special requirements concerning beneficiaries served by the Indian Health Service, Tribal health programs, or Urban Indian health programs. </SUBJECT>
                        <P>Hospitals and Critical Access Hospitals that participate in the Medicare program must meet the following requirements: </P>
                        <P>(a) 42 CFR 136, subpart D of this title concerning payment methodology and amounts. </P>
                        <P>(b) Must participate in the following programs: </P>
                        <P>(1) A contract health service (CHS) program under 42 CFR part 136, subpart C, of the Indian Health Service (IHS). </P>
                        <P>
                            (2) A Tribe or Tribal Organization carrying out a CHS program under 42 CFR part 136, subpart C, pursuant to the Indian Self-Determination and Education Assistance Act, as amended, Public Law 93-638, 25 U.S.C 450 
                            <E T="03">et seq.</E>
                        </P>
                        <P>(3) A program funded through a grant or contract by the IHS and operated by an urban Indian organization (in accordance with the terms defined in 25 U.S.C. 1603(f) and (h)) under which admission or treatment is authorized. </P>
                    </SECTION>
                </PART>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-3976 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4165-16-M</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION </AGENCY>
                <SUBAGY>Federal Motor Carrier Safety Administration </SUBAGY>
                <CFR>49 CFR Part 392 </CFR>
                <DEPDOC>[Docket No. FMCSA-1998-4202] </DEPDOC>
                <RIN>RIN 2126-AA18 </RIN>
                <SUBJECT>Railroad Grade Crossing Safety; Withdrawal </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Motor Carrier Safety Administration (FMCSA), DOT. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Withdrawal of notice of proposed rulemaking. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>FMCSA withdraws a July 30, 1998, Notice of Proposed Rulemaking (NPRM) that would have prohibited the driver of a commercial motor vehicle (CMV) from driving onto a highway-railroad grade crossing without sufficient space to drive completely through the crossing without stopping. The NPRM was issued in response to section 112 of the Hazardous Materials Transportation Authorization Act of 1994. </P>
                    <P>
                        After careful analysis and review of the comments, FMCSA has concluded 
                        <PRTPAGE P="25129"/>
                        that the NPRM gave a misleading impression of the statutory mandate and the cost and complexity of complying with an implementing regulation. FMCSA is therefore withdrawing the 1998 NPRM in order to eliminate the confusion associated with this rulemaking. The agency, however, will issue a simpler and more clearly written new NPRM addressing the requirements of section 112. 
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The notice of proposed rulemaking published on July 30, 1998, at 63 FR 40691, is withdrawn as of April 28, 2006. </P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Larry W. Minor, Director, Office of Bus and Truck Standards and Operations, (202) 366-4009, Federal Motor Carrier Safety Administration (MC-PS), 400—7th Street, SW., Washington, DC 20590; or 
                        <E T="03">larry.minor@fmcsa.dot.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">How can you get a copy of this publication? </HD>
                <P>You can visit the following Web sites to get copies: </P>
                <P>
                    (1) U.S. DOT Dockets Management System (DMS) using the URL 
                    <E T="03">http://dms.dot.gov/search</E>
                    , and type the last four digits (4202) to access the docket; 
                </P>
                <P>
                    (2) Today's 
                    <E T="04">Federal Register</E>
                     at 
                    <E T="03">http://www.gpoaccess.gov/</E>
                    ; and 
                </P>
                <P>
                    (3) FMCSA at 
                    <E T="03">http://www.fmcsa.dot.gov.</E>
                </P>
                <HD SOURCE="HD1">Background </HD>
                <P>On July 30, 1998, the Federal Highway Administration (FHWA, or the Agency) published an NPRM (63 FR 40691) to prohibit CMV operators from driving onto a railroad grade crossing without having sufficient space to drive completely through without stopping (and thus leaving a portion of the CMV across the tracks), as required by Section 112 of the Hazardous Materials Transportation Authorization Act of 1994 (Pub. L. 103-311, 108 Stat. 1673, at 1676, August 26, 1994). On November 9, 1999, the then Department of Transportation's Office of Motor Carrier Safety (DOT OMCS) (and previously FHWA's Office of Motor Carriers) held a public meeting to discuss highway-rail grade crossing accidents. A transcript of the meeting was placed in the docket. </P>
                <P>As stated in the report by the Senate Committee on Commerce, Science, and Transportation (December 9, 1993), the goal of the provision in Senate Bill 1640, which later became Section 112, was to: “* * * improve safety at highway-railroad crossings in response to fatalities that have occurred from accidents involving commercial motor vehicle operators who failed to use proper caution while crossing* * * [T]he Committee believes that imposing a Federal statutory obligation on drivers of all commercial motor vehicles to consider whether they can cross safely and completely * * * will help to reduce the number of tragedies associated with grade-crossing accidents” [S. Rep. No. 103-217, at 11 (1994), reprinted in 1994 U.S.C.C.A.N. 1763, 1773]. </P>
                <P>The NPRM noted that many factors could prevent a CMV operator from driving completely through a grade crossing without stopping, such as a stop sign or other traffic control device beyond the crossing in close proximity to the tracks, or the presence of other vehicles or obstacles in the roadway beyond the crossing. The agency also noted that crossings with 12.2 meters (40 feet), or less, between the tracks and a stop sign could not accommodate a tractor-trailer combination 18.3 meters (60 feet) long. The States were therefore asked to submit data on the number and locations of highway-railroad grade crossings that could not accommodate the longest CMVs legally permitted to operate in each State if the proposed rule were adopted. The NPRM also asked for information on alternative routes that truckers could use if a particular crossing were unavailable because of their compliance with the proposed rule. Motor carriers were asked to assess the impact of the proposed rule on their operations and advise FHWA of their conclusions. FHWA asked the States to respond within two months, and motor carriers and others within four months. </P>
                <HD SOURCE="HD1">Discussion of Comments </HD>
                <P>Forty-five comments were received in response to the NPRM. The commenters included thirty-five (35) State agencies, the Association of American Railroads (AAR), the American Trucking Associations (ATA), the National School Transportation Association (NSTA), the Greater Cleveland Transit Authority (Cleveland Transit), New Jersey Transit, Florida East Coast Railway Co. (Florida Railway), Guttman Oil Co., KLD Associates, Thompson Trucking, and Walter A. McDonald, a retired State transportation official. </P>
                <P>Most State agencies said it would be difficult to comply with the proposed data request; several requested extensions of time of a year or more to complete their inventory of grade crossings. Other State agencies said that compliance with the NPRM would be a major effort requiring Federal funding. With three exceptions, the respondents believed the proposed rule was impractical and virtually impossible to implement. NSTA, AAR, and Florida Railway supported the proposed rule and believed it would improve safety. AAR said it was a logical extension of many existing State laws that prohibit all vehicles from stopping on railroad tracks. </P>
                <P>As discussed below, four areas of contention have been identified. </P>
                <HD SOURCE="HD2">Objection to FHWA's Information Request </HD>
                <P>Rather than expending the financial and human resources to inventory all crossings, three State agencies suggested addressing specific crossings on a location-by-location basis and considering factors such as crash history, rail traffic and travel speed, roadway traffic volume, road and railway alignment grade, and available storage distance. Kansas questioned the expenditure of its resources to collect the information request in the NPRM. North Carolina said it did not have the money, time, or personnel to comply with the request. Wyoming and New Jersey believed the request was too general and did not provide sufficient detail to answer the questions contained in the NPRM. Wyoming suggested that specific parameters be identified to ensure uniformity of the measurements and data collected in each State. </P>
                <HD SOURCE="HD2">Lack of Feasibility of the Proposed Rule </HD>
                <P>
                    Several States said the proposed rule would require major road and railroad improvements to facilitate compliance, because alternate routes are not always available. They also said implementing the rule would be a barrier to inter- and intrastate commerce because of its significant financial impact. Two State agencies and a motor carrier noted that the designs of some grade crossings do not permit clearance of the railroad tracks and that such crossings are often the only route to a specific location. One of the few motor carriers that responded to the NPRM suggested that all crossings have at least 90 to 100 feet of clear space between the tracks and any traffic control device, and that advanced signals be installed to alert train engineers of track blockage. Iowa reported that it has 2,113 grade crossings within 75 feet of a street of highway intersection, but it noted that most of the crossings are on railroad branch lines with infrequent service, low operating speeds, and good visibility; vehicle traffic at these crossings is also low. Iowa argued that Federal regulations are inappropriate in light of the accident history of many crossings and the fact that these histories change over time because of local developments. 
                    <PRTPAGE P="25130"/>
                </P>
                <P>Wisconsin believed the proposed rule was workable for intersections and grade crossings controlled by traffic signals, but not for crossings near intersections that are controlled by stop or yield signs. Wisconsin suggested postponing the effectiveness of the rule until the Manual on Uniform Traffic Control Devices (MUTCD) was changed to address the issue of traffic signals at such intersections/crossings. Nevada said all but one its grade crossings are in rural areas, and all but two are poor candidates for traffic signals. Nevada said signalization for the crossings was probably five to ten years in the future and that relocating the railways or closing the crossings was not feasible. Nevada said relocation of roadways is limited by geography and economic development and that truck advisory signs would be more appropriate for the affected crossings, thus limiting overall improvements to installation of signage. </P>
                <P>New Jersey said replacing stop signs with traffic signals would further impede traffic flow already interrupted by many signals, but agreed that it is feasible and desirable to interconnect traffic signals and adjust timing where signals already exist. </P>
                <P>Pennsylvania said it might be possible to locate a stop sign or traffic control device in some locations so that vehicles encounter it before entering the crossing. However, Pennsylvania noted that apart from these potential solutions, safety improvements become very expensive or politically difficult to enact. </P>
                <HD SOURCE="HD2">Economic Impact of the Proposed Rule </HD>
                <P>Oklahoma and California argued that Federal funding was necessary to implement the rule. Connecticut believed manpower requirements for design and construction of crossing improvements, including the financial impacts, would likely exceed resources available to State and local agencies and private owners. The State estimated the cost of installing signals that would be activated by the approach of a train at approximately $280,000 (per crossing, presumably). Connecticut suggested instituting a Federal program with a funding source dedicated exclusively to the problem of limited storage distance at grade crossings. </P>
                <HD SOURCE="HD2">Burden and Costs of Compliance Far Exceed the Anticipated Benefits </HD>
                <P>Kansas said it did not have adequate information to identify accidents related to insufficient storage space. The State said that its accident statistics for the previous eight years revealed 109 CMV-train accidents, or 13.6 per year, and that even if all of these accidents were caused by the problem of inadequate storage space, the proposed rule would be addressing a relatively minor problem. Indiana believed storage space was not a significant factor in its accident record. The State said that, in the past five years, only 6.4 percent of train-vehicle collisions (78 out of 1,213) involved truck-trailer combination vehicles, and, of those, only 38 accidents (3.1 percent of the total) were at a highway-railroad grade crossing near an intersection. Indiana said even if all 38 accidents were due to storage problems, which it called unlikely, they would still represent only a small part of the State's overall accident exposure. </P>
                <P>Pennsylvania said there were 692,138 accidents in the State from 1993 through 1997, but only 31 involved CMVs and trains and none of those accidents involved vehicles approaching a highway-railroad intersection where traffic was stopped at a traffic control device. Pennsylvania did not believe that the proposed rule would have a major impact on safety or that it would be appropriate to initiate a labor-intensive, field inventory effort to collect the information requested. </P>
                <P>Wisconsin said it averaged one fatal train-truck accident every five years, or about 3 percent of total train-vehicle fatal accidents. </P>
                <HD SOURCE="HD1">The Public Meeting </HD>
                <P>The DOT OMCS held a public meeting on November 9, 1999, which generated extensive testimony and discussion regarding the issue of highway-rail grade crossing safety. A transcript of the meeting is in the docket for this rulemaking. The discussion focused on initiatives that could be taken to prevent train-vehicle collisions at grade crossings, but not on the feasibility or advisability of the proposed rule. The potential options discussed involved changes to the grade crossing environment, such as changes to traffic control devices near grade crossings; policy changes, such as developing programs that would allow CMVs to select routes to avoid grade crossings near traffic control devices; and educating CMV operators on actions to take if a CMV becomes incapacitated on a crossing. </P>
                <HD SOURCE="HD1">FMCSA Decision </HD>
                <P>After reviewing the comments to the NPRM and the transcript of the public meeting, FMCSA has concluded that this rulemaking has created a great deal of misunderstanding and should be terminated. </P>
                <P>FHWA asked the States for information on the number and location of highway-railroad grade crossings with inadequate storage space—and on alternative crossings—as the first step in estimating the costs and benefits of the rule required by Section 112. In view of the expected complexity of that analysis, the Agency needed as much information as possible. Many State agencies, however, seem to have assumed that they were required to provide the information; that the final rule would then require them to reconstruct, rewire, reroute or otherwise correct every inadequate crossing; and that the Agency was indifferent to the costs of such an undertaking. In fact, the time, difficulty and cost involved in collecting reliable data on highway-railroad grade crossings became a primary focus of the comments. </P>
                <P>Section 112 requires a rule applicable to motor carriers, not to States. If the regulatory requirement prevented some motor carriers from using a particular crossing because the storage space is too short for their normal vehicles, several options are available (such as switching to shorter trucks or using alternate crossings) before any reconstruction efforts suggested by the State commenters need to be considered. And even then, significant civil engineering projects are likely to have a low priority. Consultations among government entities, truckers, and the shippers they serve might produce quick and simple solutions. </P>
                <P>Therefore, FMCSA terminates this rulemaking and will open a new one less burdened by previous misunderstandings. An NPRM to address the requirements of Section 112 will be published when additional analysis of grade crossing problems, which is now under way, has been completed. </P>
                <P>In view of the foregoing, this rulemaking proceeding is terminated. </P>
                <SIG>
                    <DATED>Issued on: April 24, 2006. </DATED>
                    <NAME> Warren E. Hoemann, </NAME>
                    <TITLE>Acting Administrator.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E6-6424 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4910-EX-P </BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION </AGENCY>
                <SUBAGY>National Highway Traffic Safety Administration </SUBAGY>
                <CFR>49 CFR Part 571 </CFR>
                <DEPDOC>[Docket No. NHTSA 2006-24390] </DEPDOC>
                <SUBJECT>Federal Motor Vehicle Safety Standards; Occupant Crash Protection </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Highway Traffic Safety Administration (NHTSA), DOT. </P>
                </AGY>
                <ACT>
                    <PRTPAGE P="25131"/>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Denial of petition for rulemaking. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This document denies a petition for rulemaking submitted by Mr. James E. Hofferberth asking the agency to take a variety of steps related to incorporating dummies representing three-year-old, six-year-old and ten-year-old children and 95th percentile adult males into the agency's frontal crash test programs. </P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P SOURCE="NPAR">
                        <E T="03">For Non-Legal Issues:</E>
                         Ms. Catherine Carneal, Office of Crashworthiness Standards, National Highway Traffic Safety Administration, 400 Seventh Street, SW., Washington, DC 20590, Telephone: (202) 366-1284, Facsimile: (202) 366-7002. 
                    </P>
                    <P>
                        <E T="03">For Legal Issues:</E>
                         Mr. Chris Calamita, Office of Chief Counsel, National Highway Traffic Safety Administration, 400 Seventh Street, SW., Washington, DC 20590, Telephone: (202) 366-2992, Facsimile: (202) 366-3820. 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Summary of Petition </HD>
                <P>On September 9, 2005, Mr. James E. Hofferberth submitted a petition for rulemaking asking the agency to require additional safety measures related to protection of child and large adult male occupants. He stated that the likelihood and severity of injuries to vehicle occupants is strongly dependent on their size, and noted that the agency's frontal crash test standard specifies test requirements using only 50th percentile adult male dummies and 5th percentile adult female dummies. The petitioner stated that dummies representing three-year-old, six-year-old and ten-year-old children and 95th percentile adult males are in existence and should be incorporated into the agency's frontal crash test programs. </P>
                <P>More specifically, Mr. Hofferberth's petition made four requests. The first was that any motor vehicles certified for compliance with the crash test requirements of FMVSS No. 208, “Occupant crash protection,” also be required to “have a permanent, prominently displayed: (a) Notice that specifies the occupant sizes for which the vehicle is not in compliance with the crash test performance requirements of FMVSS No. 208, and (b) warning that such persons, other than small children using a child restraint system certified for compliance with FMVSS No. 213, “Child restraint systems,” are not protected by FMVSS No. 208, “Occupant crash protection,” and may be exposed to a higher risk of injury and fatality when riding in the vehicle.” Second, the petitioner requested an “order that vehicles claimed by the manufacturer to be in compliance with the performance requirements of FMVSS No. 208 for occupant sizes other than fifth percentile adult female and fiftieth percentile adult male be incorporated in the compliance test program to verify the manufacturer's claim.” Third, he asked “that crash testing using anthropomorphic dummies representing three-year-old children, six-year-old children, ten-year-old children, and ninety-fifth percentile adults be routinely included in the New Car Assessment Program (NCAP).” Finally, the petitioner asked that the agency amend FMVSS No. 208 to add crash test requirements using dummies representing three-year-old children, six-year-old children, ten-year-old children, and ninety-fifth percentile adults. </P>
                <P>Mr. Hofferberth did not submit any data in support of his petition. </P>
                <HD SOURCE="HD1">Analysis and Decision </HD>
                <P>We begin by noting that the protection of children in motor vehicle crashes is one of our agency's highest priorities. We have taken a number of actions in recent years to improve child safety, and have a number of ongoing actions. </P>
                <P>
                    For example, on June 24, 2003, we published in the 
                    <E T="04">Federal Register</E>
                     (68 FR 37620) a final rule making a number of revisions in our safety standard for child restraint systems, including amendments for incorporating improved test dummies, updated procedures used to test child restraints, and an extension of the standard to apply it to child restraints recommended for use by children up to 65 pounds (30 kilograms). Child restraints will be tested using the most advanced test dummies available today and tested to conditions representing current model vehicles. 
                </P>
                <P>
                    On August 31, 2005, we published in the 
                    <E T="04">Federal Register</E>
                     (70 FR 51720) a notice of proposed rulemaking (NPRM) to further expand the applicability of our safety standard on child restraint systems to restraints recommended for children up to 80 pounds. That proposal would require booster seats and other restraints to meet performance criteria when tested with a crash test dummy representative of a 10-year-old child. 
                </P>
                <P>
                    NHTSA has also been evaluating the merits of including child dummies in the NCAP program pursuant to the Transportation Recall Enhancement, Accountability, and Documentation (TREAD) Act. Section 14(b) of this Act directed the Secretary of Transportation to determine “whether to include child restraints in each vehicle crash tested under NCAP.” Two notices have been published on the agency's efforts in this area: Notice of final decision on the NCAP programs for child safety, published in the 
                    <E T="04">Federal Register</E>
                     (70 FR 29815) on May 24, 2005, and response to comments, notice of decision for NCAP, published in the 
                    <E T="04">Federal Register</E>
                     (70 FR 75536) on December 20, 2005. These documents discuss the agency's decision to maintain the current frontal impact test procedures while conducting the necessary research to evaluate if and how the program could be modified to include child dummies. Concurrently with that effort, the agency is conducting a special comprehensive review of the entire NCAP program, which is expected to be completed later in 2006. 
                </P>
                <P>All of Mr. Hofferberth's various requests relate to incorporating additional dummies to the agency's frontal crash test programs. Implementation of any of his requests would require substantial agency resources. Extensive research and testing would be needed to support a rulemaking and/or develop a rating program which incorporates child and/or large size dummies. Among other things, the agency would need to thoroughly review equipment and test procedures for validity and reliability with respect to real-world collisions. NHTSA currently has an insufficient amount of data on child dummies in a FMVSS No. 208 crash environment to conduct a thorough crash test analysis. Also, the agency has not conducted rulemaking to include the 95th percentile adult male dummy in the Code of Federal Regulations, nor conducted the research and testing that would be needed to add this dummy to NCAP or to propose to use it as part of the Federal motor vehicle safety standards. </P>
                <P>
                    These same issues are also relevant to the petitioner's request relating to requiring manufacturers to provide labels as to whether a vehicle would pass the crash test requirements of FMVSS No. 208 with dummies other than those specified by the standard.
                    <SU>1</SU>
                    <FTREF/>
                     To enable a determination to be made as to whether a vehicle would pass these requirements, the agency would need to conduct the necessary research and analyses to standardize test procedures, injury criteria, and performance limits for these dummies in these tests. 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         We note that the agency has not conducted an assessment as to its authority to issue this type of requirement, and it is unnecessary to do so in order to respond to this petition. 
                    </P>
                </FTNT>
                <P>
                    Finally, if the agency were to propose adding new test requirements to FMVSS 
                    <PRTPAGE P="25132"/>
                    No. 208 or other requirements that manufacturers would be required to meet, it would also need to carefully assess costs and benefits. 
                </P>
                <P>After carefully considering Mr. Hofferberth's petition, the agency has decided to deny it. NHTSA has limited resources, and, for the reasons discussed above, rulemaking to implement the petitioner's requests would require substantial agency resources. While the agency may in the future consider adding additional dummies to its frontal crash test and/or other programs, the petitioner did not provide any data or supporting documentation that convinced us that we should change our current priorities and devote additional resources in this area. </P>
                <P>In accordance with 49 CFR part 552, this completes the agency's review of the petition. </P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>49 U.S.C. 322, 30111, 30115, 30117 and 30162; delegation of authority at 49 CFR 1.50. </P>
                </AUTH>
                <SIG>
                    <DATED>Issued on: April 24, 2006. </DATED>
                    <NAME>Stephen R. Kratzke, </NAME>
                    <TITLE>Associate Administrator for Rulemaking. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E6-6423 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4910-59-P </BILCOD>
        </PRORULE>
    </PRORULES>
    <VOL>71</VOL>
    <NO>82</NO>
    <DATE>Friday, April 28, 2006</DATE>
    <UNITNAME>Notices</UNITNAME>
    <NOTICES>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="25133"/>
                <AGENCY TYPE="F">DEPARTMENT OF AGRICULTURE </AGENCY>
                <SUBAGY>Agricultural Marketing Service </SUBAGY>
                <DEPDOC>[Doc. No. FV06-372] </DEPDOC>
                <SUBJECT> Notice of Change in Interest Rate Awarded in Reparation Proceedings Under the Perishable Agricultural Commodities Act </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Agricultural Marketing Service, USDA. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of Agriculture (USDA) has changed the method used to calculate the interest to be awarded in reparation awards issued under the Perishable Agricultural Commodities Act (PACA). </P>
                    <P>
                        <E T="03">Additional Information:</E>
                         Contact Dexter Thomas, Senior Marketing Specialist, PACA Branch, Fruit and Vegetable Programs, AMS, USDA, 1400 Independence Avenue, SW., Room 2095—South Building , Mail Stop 0242, Washington, DC 20250-0242. E-mail—
                        <E T="03">dexter.thomas@usda.gov.</E>
                         This notice will also be posted on the Internet at 
                        <E T="03">http://www.ams.usda.gov/fv/paca.htm.</E>
                    </P>
                </SUM>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Since 1992, reparation awards issued pursuant to the provisions of the Perishable Agricultural Commodities Act, 1930, as amended (7 U.S.C. 499a 
                    <E T="03">et seq.</E>
                    ) (PACA), have included interest at the rate of 10 percent per annum on the basic damage award to provide the injured party the full amount of damages sustained. Public notice is hereby given that the Secretary of Agriculture, through the Judicial Officer, will now assess interest in PACA reparation awards consistent with the methodology set forth in 28 U.S.C. 1961 which sets forth a uniform rate of interest on any monetary judgment in a civil case recovered in district court, as well as final judgments against the United States in the United States Court of Appeals for the Federal circuit, and judgments of the United States Court of Federal Claims. 
                </P>
                <P>
                    In an Order on Reconsideration issued on February 21, 2006, in a reparation proceeding under the PACA (
                    <E T="03">PGB International, LLC</E>
                    , v. 
                    <E T="03">Bayche Companies, Inc.</E>
                    , PACA Docket Number R-05-118, Decision on Reconsideration (2006)), the Judicial Officer noted that there should be consistency in the rate of interest on monetary judgments awarded in all federal forums. Since a claim can be pursued in a federal district court rather than under the PACA, and since the decision of the Secretary is appealable to the Federal district courts, the Judicial Officer found it appropriate for the Secretary to follow the same procedural statute for assessing interest on money judgments as in civil cases recovered in other Federal courts. The Judicial Officer further noted that other federal agencies have also determined that it is appropriate to utilize the formula stated in 28 U.S.C. 1961 to set the interest rate on monetary awards made in an administrative forum. 
                </P>
                <P>Accordingly, all reparation awards issued under the PACA subsequent to the Judicial Officer's February 21, 2006, Order shall be calculated in accordance with 28 U.S.C. 1961. The interest rate shall be calculated on the date of the Order, at a rate equal to the weekly average 1-year constant maturity treasury yield, as published by the Board of Governors of the Federal Reserve System, for the calendar week preceding the date of the Order. </P>
                <SIG>
                    <DATED>Dated: April 24, 2006. </DATED>
                    <NAME>Lloyd C. Day, </NAME>
                    <TITLE>Administrator,  Agricultural Marketing Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E6-6388 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 3410-02-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE </AGENCY>
                <SUBAGY>Animal and Plant Health Inspection Service </SUBAGY>
                <DEPDOC>[Docket No. APHIS-2006-0068] </DEPDOC>
                <SUBJECT>Notice of Request for Extension of Approval of an Information Collection; Animal Welfare </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Animal and Plant Health Inspection Service, USDA. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Extension of approval of an information collection; comment request.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Paperwork Reduction Act of 1995, this notice announces the Animal and Plant Health Inspection Service's intention to request an extension of approval of an information collection in support of regulations issued under the Animal Welfare Act governing the humane handling, care, treatment, and transportation of certain animals by dealers, research facilities, exhibitors, carriers, and intermediate handlers. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>We will consider all comments that we receive on or before June 27, 2006. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments by either of the following methods: </P>
                    <P>
                        • Federal eRulemaking Portal: Go to 
                        <E T="03">http://www.regulations.gov</E>
                         and, in the lower “Search Regulations and Federal Actions” box, select “Animal and Plant Health Inspection Service” from the agency drop-down menu, then click on “Submit.” In the Docket ID column, select APHIS-2006-0068 to submit or view public comments and to view supporting and related materials available electronically. Information on using Regulations.gov, including instructions for accessing documents, submitting comments, and viewing the docket after the close of the comment period, is available through the site's “User Tips” link. 
                    </P>
                    <P>• Postal Mail/Commercial Delivery: Please send four copies of your comment (an original and three copies) to Docket No. APHIS-2006-0068, Regulatory Analysis and Development, PPD, APHIS, Station 3A-03.8, 4700 River Road Unit 118, Riverdale, MD 20737-1238. Please state that your comment refers to Docket No. APHIS-2006-0068. </P>
                    <P>
                        <E T="03">Reading Room:</E>
                         You may read any comments that we receive on this docket in our reading room. The reading room is located in room 1141 of the USDA South Building, 14th Street and Independence Avenue, SW., Washington, DC. Normal reading room hours are 8 a.m. to 4:30 p.m., Monday through Friday, except holidays. To be sure someone is there to help you, please call (202) 690-2817 before coming. 
                    </P>
                    <P>
                        <E T="03">Other Information:</E>
                         Additional information about APHIS and its programs is available on the Internet at 
                        <E T="03">http://www.aphis.usda.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        For information regarding the regulations 
                        <PRTPAGE P="25134"/>
                        for the humane handling, care, treatment, and transportation of certain animals by dealers, research facilities, exhibitors, carriers, and intermediate handlers, contact Dr. Barbara Kohn, Senior Staff Veterinarian, Animal Care, APHIS, 4700 River Road Unit 84, Riverdale, MD 20737-1234; (301) 734-7833. For copies of more detailed information on the information collection, contact Mrs. Celeste Sickles, APHIS' Information Collection Coordinator, at (301) 734-7477. 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P SOURCE="NPAR">
                    <E T="03">Title:</E>
                     Animal Welfare. 
                </P>
                <P>
                    <E T="03">OMB Number:</E>
                     0579-0093. 
                </P>
                <P>
                    <E T="03">Type of Request:</E>
                     Extension of approval of an information collection. 
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     The regulations in 9 CFR parts 1 through 3 were promulgated under the Animal Welfare Act (the Act) (7 U.S.C. 2131 
                    <E T="03">et seq.</E>
                    ) to ensure the humane handling, care, treatment, and transportation of regulated animals under the Act. The Act and regulations are enforced by USDA's Animal and Plant Health Inspection Service (APHIS). 
                </P>
                <P>The regulations in 9 CFR part 3, subparts A, D, and E cover dogs and cats, nonhuman primates, and marine mammals, respectively. Subparts B and C cover rabbits, guinea pigs, and hamsters. Subpart F of 9 CFR part 3 covers warmblooded animals other than dogs, cats, nonhuman primates, marine mammals, rabbits, guinea pigs, and hamsters. Regulated facilities are required to keep certain records and provide specific information regarding space, transportation, exercise plan, and perimeter fence requirements. We review this information to evaluate program compliance. </P>
                <P>The reporting and recordkeeping requirements of 9 CFR part 3, subparts A, B, C, D, E, and F do not mandate the use of any official government form. </P>
                <P>We are asking the Office of Management and Budget (OMB) to approve our use of these information collection activities for an additional 3 years. </P>
                <P>The purpose of this notice is to solicit comments from the public (as well as affected agencies) concerning our information collection. These comments will help us: </P>
                <P>(1) Evaluate whether the collection of information is necessary for the proper performance of the functions of the Agency, including whether the information will have practical utility; </P>
                <P>(2) Evaluate the accuracy of our estimate of the burden of the information collection, including the validity of the methodology and assumptions used; </P>
                <P>(3) Enhance the quality, utility, and clarity of the information to be collected; and </P>
                <P>
                    (4) Minimize the burden of the information collection on those who are to respond, through use, as appropriate, of automated, electronic, mechanical, and other collection technologies, 
                    <E T="03">e.g.,</E>
                     permitting electronic submission of responses. 
                </P>
                <P>
                    <E T="03">Estimate of burden:</E>
                     The public reporting burden for this collection of information is estimated to average 0.3228688 hours per response. 
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     Dealers, exhibitors, research facilities, carriers, and intermediate handlers. 
                </P>
                <P>
                    <E T="03">Estimated annual number of respondents:</E>
                     10,217. 
                </P>
                <P>
                    <E T="03">Estimated annual number of responses per respondent:</E>
                     14.198101. 
                </P>
                <P>
                    <E T="03">Estimated annual number of responses:</E>
                     145,062. 
                </P>
                <P>
                    <E T="03">Estimated total annual burden on respondents:</E>
                     46,836 hours. (Due to averaging, the total annual burden hours may not equal the product of the annual number of responses multiplied by the reporting burden per response.) 
                </P>
                <P>All responses to this notice will be summarized and included in the request for OMB approval. All comments will also become a matter of public record. </P>
                <SIG>
                    <DATED>Done in Washington, DC, this 24th day of April 2006. </DATED>
                    <NAME>Elizabeth E. Gaston, </NAME>
                    <TITLE>Acting Administrator, Animal and Plant Health Inspection Service. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6418 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 3410-34-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBAGY>Forest Service</SUBAGY>
                <SUBJECT>Tehama County Resource Advisory Committee</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Forest Service, USDA.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Tehama County Resource Advisory Committee (RAC) will meet in Red Bluff, California. Agenda items to be covered include: (1) Introductions, (2) Approval of Minutes, (3) Public Comment, (4) Discussion of Funding for next year, (5) Chairman's Perspective, (6) General Discussion, (7) Next Agenda.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting will be held on May 11, 2006 from 9 a.m. and end at approximately 12 p.m.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The meeting will be held at the Lincoln Street School, Conference Room A, 1135 Lincoln Street, Red Bluff, CA. Individuals wishing to speak or propose agenda items must sent their names and proposals to Janet Flanagan, Acting DFO, 825 N. Humboldt Ave., Willows, CA 95988.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Bobbin Gaddini, Committee Coordinator, USDA, Mendocino National Forest, Grindstone Ranger District, P.O. Box 164, Elk Creek, CA 95939. (530) 968-5329; e-mail 
                        <E T="03">ggaddini@fs.fed.us.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The meeting is open to the public. Committee discussion is limited to Forest Service staff and Committee members. However, persons who wish to bring matters to the attention of the Committee may file written statements with the Committee staff before or after the meeting. Public input sessions will be provided and individuals who made written requests by May 8, 2006 will have the opportunity to address the committee at those sessions.</P>
                <SIG>
                    <DATED>Dated: April 24, 2006.</DATED>
                    <NAME>Janet Flanagan,</NAME>
                    <TITLE>Acting Designated Federal Official.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-4008 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3410-11-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBAGY>Forest Service</SUBAGY>
                <SUBJECT>Yakutat Resource Advisory Committee</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Forest Service, USDA.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Yakutat Resource Advisory Committee will meet in Yakutat, Alaska. The purpose of the meeting is continue business of the Yakutat Resource Advisory Committee. The committee was formed to carry out the requirements of the Secure Rural Schools and Self-Determination Act of 2000. The agenda for this meeting is to review submitted project proposals and consider recommending projects for funding. Project proposals are due by May 4, 2006 to be considered at this meeting.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting will be held May 12, 2006 from 6-9 p.m. and will continue on May 13, 2006 from 9-12 a.m., if necessary.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        The meeting will be held at the Kwaan Conference Room, 712 Ocean Cape Drive, Yakutat, Alaska. Send written comments to Tricia O'Connor, c/o Forest Service, USDA, PO Box 327, Yakutat, AK 99689, (907) 784-3359 or electronically to 
                        <E T="03">poconnor@fs.fed.us</E>
                        .
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Tricia O'Connor, District Ranger and Designated Federal Official, Yakutat Ranger District, (907) 784-3359.
                        <PRTPAGE P="25135"/>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The meeting is open to the public. Council discussion is limited to Forest Service staff and Council members. However, persons who wish to bring resource projects or other Resource Advisory Committee matters to the attention of the Council may file written statements with the Council staff before or after the meeting. Public input sessions will be provided and individuals who made written requests by May 6, 2006 will have the opportunity to address the Council at those sessions.</P>
                <SIG>
                    <DATED>Dated: April 19, 2006.</DATED>
                    <NAME>Patricia M. O'Connor,</NAME>
                    <TITLE>District Ranger, Yakutat Ranger District, Tongass National Forest.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-4019  Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3410-11-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE </AGENCY>
                <SUBAGY>Grain Inspection, Packers and Stockyards Administration </SUBAGY>
                <SUBJECT>Official Wet Gluten Determination for Hard Red Winter and Hard Red Spring Wheat </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Grain Inspection, Packers and Stockyards Administration, USDA. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Grain Inspection, Packers and Stockyards Administration (GIPSA) is announcing its intent to provide official determination of wet gluten content for Hard Red Winter (HRW) wheat and Hard Red Spring (HRS) wheat using a protein-based calibration on official near-infrared transmittance (NIRT) instruments. GIPSA will provide wet gluten content determination in hard red wheat as official criteria under the authority of the United States Grain Standards Act (USGSA). </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Effective Date: May 1, 2006. </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Steven N. Tanner, Director, Technical Services Division, GIPSA, USDA, 10383 N. Ambassador Drive, Kansas City, Missouri 64153; telephone (816) 891-0401; fax (816) 891-0478. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Buyers of wheat often ask for analysis of functional characteristics of the commodity being purchased, seeking data on factors other than determined during official inspection, including gluten functionality. Gluten, the primary functional protein in wheat, is responsible for the unique ability of milled wheat to produce bread, pasta, and noodle products. To date, GIPSA's official inspection system has not previously offered this information. Given industry interest in this factor, GIPSA will now provide wet gluten determinations in hard red wheat. Wet gluten concentration is highly correlated to the total crude protein concentration of wheat. GIPSA utilized this correlation to develop a protein-based equation for predicting wet gluten content, on a 14 percent moisture basis, applicable to Hard Red Winter (HRW) wheat and Hard Red Spring (HRS) wheat. </P>
                <P>
                    GIPSA will implement the new wet gluten prediction equation on official NIRT instruments for hard red classes of wheat on May 1, 2006. The wet gluten test will be available upon request of an interested person, as official criteria for HRS and HRW wheat, under the authority of the USGSA, as amended. GIPSA believes offering this service will facilitate the marketing of wheat. Additional information will be posted on the GIPSA Web site at: 
                    <E T="03">http://www.gipsa.usda.gov/</E>
                    . 
                </P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>
                        Pub. L. 94-582, 90 Stat. 2867, as amended (7 U.S.C. 71 
                        <E T="03">et seq.</E>
                        ). 
                    </P>
                </AUTH>
                <SIG>
                    <NAME>Patricia Donohue-Glavin, </NAME>
                    <TITLE>Acting Administrator, Grain Inspection, Packers and Stockyards Administration. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-4078 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 3410-EN-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">COMMITTEE FOR PURCHASE FROM PEOPLE WHO ARE BLIND OR SEVERELY DISABLED </AGENCY>
                <SUBJECT>Procurement List; Proposed Additions and Deletion </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Committee for Purchase From People Who are Blind or Severely Disabled. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed additions to and deletion from Procurement List. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Committee is proposing to add to the Procurement List services to be furnished by nonprofit agencies employing persons who are blind or have other severe disabilities, and to delete a service previously furnished by such agencies. </P>
                    <P>
                        <E T="03">Comments Must be Received on or Before:</E>
                         May 28, 2006. 
                    </P>
                </SUM>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Committee for Purchase From People Who are Blind or Severely Disabled, Jefferson Plaza 2, Suite 10800, 1421 Jefferson Davis Highway, Arlington, Virginia 22202-3259. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION OR TO SUBMIT COMMENTS CONTACT:</HD>
                    <P>
                        Mary-Carolyn Bell, Telephone: (703) 603-7740, Fax: (703) 603-0655, or e-mail 
                        <E T="03">mbell@jwod.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>This notice is published pursuant to 41 U.S.C 47(a)(2) and 41 CFR 51-2.3. Its purpose is to provide interested persons an opportunity to submit comments on the proposed actions. </P>
                <HD SOURCE="HD1">Additions </HD>
                <P>If the Committee approves the proposed additions, the entities of the Federal government identified in this notice for each service will be required to procure the services listed below from nonprofit agencies employing persons who are blind or have other severe disabilities. </P>
                <HD SOURCE="HD1">Regulatory Flexibility Act Certification </HD>
                <P>I certify that the following action will not have a significant impact on a substantial number of small entities. The major factors considered for this certification were: </P>
                <P>1. If approved, the action will not result in any additional reporting, recordkeeping or other compliance requirements for small entities other than the small organizations that will furnish the services to the government. </P>
                <P>2. If approved, the action will result in authorizing small entities to furnish the services to the government. </P>
                <P>3. There are no known regulatory alternatives which would accomplish the objectives of the Javits-Wagner-O'Day Act (41 U.S.C. 46-48c) in connection with the services proposed for addition to the Procurement List. </P>
                <P>Comments on this certification are invited. Commenters should identify the statement(s) underlying the certification on which they are providing additional information. </P>
                <HD SOURCE="HD1">End of Certification </HD>
                <P>The following services are proposed for addition to Procurement List for production by the nonprofit agencies listed: </P>
                <EXTRACT>
                    <HD SOURCE="HD2">Services </HD>
                    <FP SOURCE="FP-2">
                        <E T="03">Service Type/Location:</E>
                         Custodial Services, Dripping Springs, Aguirre Springs &amp; Organ Mountain Recreation Sites, Dripping Springs, New Mexico. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">NPA:</E>
                         Tresco, Inc., Las Cruces, New Mexico. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">Contracting Activity:</E>
                         Bureau of Land Management, Santa Fe, New Mexico. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">Service Type/Location:</E>
                         Switchboard Operation, Carl Vinson VA Medical Center, 1826 Veterans Blvd. Dublin, Georgia. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">NPA:</E>
                         Bobby Dodd Institute, Inc., Atlanta, Georgia. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">Contracting Activity:</E>
                         VA Medical Center, Augusta, Georgia. 
                    </FP>
                </EXTRACT>
                <HD SOURCE="HD1">Deletion </HD>
                <HD SOURCE="HD1">Regulatory Flexibility Act Certification </HD>
                <P>
                    I certify that the following action will not have a significant impact on a substantial number of small entities. The major factors considered for this certification were: 
                    <PRTPAGE P="25136"/>
                </P>
                <P>1. If approved, the action may result in additional reporting, recordkeeping or other compliance requirements for small entities. </P>
                <P>2. If approved, the action may result in authorizing small entities to furnish the service to the government. </P>
                <P>3. There are no known regulatory alternatives which would accomplish the objectives of the Javits-Wagner-O'Day Act (41 U.S.C. 46-48c) in connection with the service proposed for deletion from the Procurement List. </P>
                <HD SOURCE="HD1">End of Certification </HD>
                <P>The following service is proposed for deletion from the Procurement List: </P>
                <EXTRACT>
                    <HD SOURCE="HD2">Service </HD>
                    <FP SOURCE="FP-2">
                        <E T="03">Service Type/Location:</E>
                         Repair &amp; Clean Respirators, Robins Air Force Base, Georgia. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">NPA:</E>
                         Houston County Association for Exceptional Citizens, Inc., Warner Robins, Georgia. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">Contracting Activity:</E>
                         Department of the Air Force. 
                    </FP>
                </EXTRACT>
                <SIG>
                    <NAME>Patrick Rowe, </NAME>
                    <TITLE>Deputy Executive Director.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6394 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6353-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">COMMITTEE FOR PURCHASE FROM PEOPLE WHO ARE BLIND OR SEVERELY DISABLED </AGENCY>
                <SUBJECT>Clarification of Scope of Procurement List Additions; 2007 Commodities Procurement List Addition; Comment Request </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Committee for Purchase From People Who are Blind or Severely Disabled. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Clarification of scope of the procurement preference and sourcing requirements for commodities and other products on the Procurement List; additions to Procurement List. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Committee for Purchase From People Who are Blind or Severely Disabled (the Committee) is clarifying the scope of the procurement preference and sourcing requirements for commodities and other products on the Procurement List and providing notice of those which are proposed to be identified as satisfying Governmentwide requirements and thus subject to governmentwide procurement preference for calendar year 2007. The full list of these products and commodities, identified by National Stock Number (NSN), noun name is listed in this Notice and may also be found on the Committee's Web site at 
                        <E T="03">http://www.jwod.gov</E>
                        . Comments are solicited regarding the entire list and/or specific commodities as identified by NSN. 
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Interested persons are invited to submit comments on or before June 9, 2006. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Committee for Purchase From People Who are Blind or Severely Disabled, Jefferson Plaza 2, Suite 10800, 1421 Jefferson Davis Highway, Arlington, Virginia, 22202-3259. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">For Further Information or to Submit Comments Contact: </HD>
                    <P>
                        Kimberly M. Zeich, Telephone: (703) 603-7740, Fax: (703) 603-0655, or e-mail 
                        <E T="03">Alist2007@jwod.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>This notice is published pursuant to 41 U.S.C. 47(a)(2) and 41 CFR 51-2.3. Its purpose is to provide interested parties an opportunity to submit comments on the proposed actions. </P>
                <P>The decentralized nature of today's Federal acquisition environment requires the Committee to more specifically consider and communicate the applicability of each Procurement List addition, depending on the type of product and scope of the associated requiring/contracting activities. There are effectively three categories of products furnished under the auspices of the Javits-Wagner-O'Day (JWOD) Program, each with a different level of procurement source preference. </P>
                <P>The first category (the A List) contains commodity-type products that are commonly used in office and light industrial settings. These products, when furnished by the JWOD Program, are widely available through multiple Government and commercial distribution channels, and are delivered to customers in timeframes consistent with industry best practices. For most office supplies, this means on a next-day or two-day basis. For oversize office products (e.g., chair mats), or janitorial/sanitary products, delivery times may be three to five days after receipt of order. All such products meet the broad preference requirements of the JWOD Act and must be purchased by Federal employees whenever they will meet customer needs and will be available within required timeframes. JWOD-authorized commercial distributors must stock the items, obtain them from wholesalers or, to the extent permitted, coordinate nonprofit agency shipments, to make A-List items available for quick delivery. The commercial equivalents to these products, as determined by the Committee, are identified to the Government and commercial distribution channels, and are excluded from contract sales to Federal employees in accordance with the Committee's regulations at 41 CFR 51-5.3(a). If a Federal customer orders an equivalent item, JWOD-authorized distributors will substitute and deliver the corresponding A List product instead. Examples of A List products include writing instruments, paper pads, desktop accessories, general purpose cleaner in retail-sized bottles, and disposable breakroom supplies. </P>
                <P>The second category (the B List) contains more specialized or niche products that are most often designed and manufactured to meet the needs of a single Federal agency, or a group of customers with a unique requirement. These products, when furnished under the JWOD Program, are typically sponsored by and have procurement preference for the specific Federal agency which defined the requirement. The JWOD procurement preference does not apply to Federal agencies that are not identified on the Procurement List documentation for such items. However, their placement on the Committee's Procurement List affords such products sole source purchasing availability to other Federal agencies that may choose to use those products. Commercial products that are equivalent to B List items are not prohibited on Government contracts or Schedule awards. An example of a B List product is latex examination gloves added to the Procurement List for the specific requirements of the Transportation Security Administration, but available to other Federal agencies who may purchase similar gloves. </P>
                <P>The third category (the R List) contains restricted products, which are manufactured under the JWOD Program for one or a few very specific military or civilian agency requirements, and are only made available to Federal customers through the distribution channels authorized by the requiring office. Products on the R List are not intended to fulfill a broad Government requirement, and are not commodities. Due to these restrictions, these products will not be offered in general distribution channels. Examples of R List products include chemical protective suits furnished to the Department of Defense and tree-marking paint manufactured for the U.S. Forest Service. </P>
                <P>
                    In the future, when proposing to add a product to its Procurement List, the Committee notices published in the 
                    <E T="04">Federal Register</E>
                     will identify the category group (A List, B List or R List) to which the product has been assigned, and thus identify the scope of the JWOD procurement preference. 
                </P>
                <P>
                    In accordance with clarification of the scope of A List products provided 
                    <PRTPAGE P="25137"/>
                    above, the Committee is proposing to designate the following products as the A List for calendar year 2007. Consistent with the provisions of 41 CFR 51-5.3(c), this action does not affect current contracts awarded prior to the effective date for the approved 2007 A List date or options that may be exercised under those contracts. 
                </P>
                <P>The proposed 2007 A List is divided into three sections:</P>
                <P>1. Products currently on the Procurement List that were on the A List for 2006, and are proposed to carry over onto the 2007 A List;</P>
                <EXTRACT>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Alabama Industries for the Blind, Talladega, AL </HD>
                    <FP SOURCE="FP-2">Noun Name: Notebook, Stenographer's. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-223-7939. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pad, Writing Paper. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-124-5660. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pad, Writing Paper (Easel). </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-398-2661. </FP>
                    <FP SOURCE="FP1-2">NSN:7530-00-619-8880. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pad, Writing Paper, Chlorine-Free. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-516-9629. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-516-9627. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-516-9626. </FP>
                    <FP SOURCE="FP-2">Noun Name: Skilcraft Toner Cartridge. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-NIB-0644. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-NIB-0633. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-NIB-0641. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-NIB-0642. </FP>
                    <FP SOURCE="FP-2">Noun Name: Toner, Cartridges, New. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-443-2121. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Alphapointe Association for the Blind, Kansas City, MO </HD>
                    <FP SOURCE="FP-2">Noun Name: Ballpoint Pen, Stick, Rubberized Barrel. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-357-6841. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-357-6842. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-357-6843. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-357-6844. </FP>
                    <FP SOURCE="FP-2">Noun Name: Ballpoint Pen, Stick-type. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-058-9978. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-058-9977. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-060-5820. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-060-5821. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-060-8513. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-059-4125. </FP>
                    <FP SOURCE="FP-2">Noun Name: Bottle, Applicator. </FP>
                    <FP SOURCE="FP1-2">NSN: 8125-00-488-7952. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Chain with Holder and Adhesive Base. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-463-1990. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Cushion Grip, Transparent. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4884. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4866. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4875. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4872. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Gel. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-484-5250. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-484-5252. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-484-5253. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Non-retractable, Gel Ink, “Alpha Elite”. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-500-5214. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-500-5213. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-500-5212. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pencil, Mechanical. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-223-6672. </FP>
                    <FP SOURCE="FP-2">Noun Name: Round Ball Stick Pen, “Alpha Basic”. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-484-5267. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Arizona Industries for the Blind, Phoenix, AZ </HD>
                    <FP SOURCE="FP-2">Noun Name: Mophead, Wet. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-141-5547. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0425. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0426. </FP>
                    <FP SOURCE="FP-2">Noun Name: Paper, Tabulating Machine. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-NIB-0321. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-800-0996. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Association for the Blind &amp; Visually Impaired &amp; Goodwill Industries of Greater Rochester, Rochester, NY </HD>
                    <FP SOURCE="FP-2">Noun Name: Pad, Easel, Postable. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-393-0104. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pad, Writing Paper (Repositionable). </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-418-1420. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-116-7865. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-116-7866. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-116-7867. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-207-4356. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-273-3755. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-398-2660. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-418-1281. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-456-0684. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-418-1212. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-456-2249. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-456-0683. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Association for Vision Rehabilitation and Employment, Inc., Binghamton, NY </HD>
                    <FP SOURCE="FP-2">Noun Name: Folder Set, File. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-282-2508. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-282-2507. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-281-5945. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-281-5941. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder, File. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-291-0098. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-285-1732. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder, File, Manila. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-455-6059. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-455-6093. </FP>
                    <FP SOURCE="FP-2">Noun Name: Paper, Tabulating Machine. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-800-0996. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-NIB-0321. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Beacon Lighthouse, Inc., Wichita Falls, TX </HD>
                    <FP SOURCE="FP-2">Noun Name: Pad, Scouring. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-01-499-1617. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-753-5242. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Blind Industries &amp; Services of Maryland, Baltimore, MD </HD>
                    <FP SOURCE="FP-2">Noun Name: Board, Wall Calendar. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-789-2455. </FP>
                    <FP SOURCE="FP-2">Noun Name: Kit, Employee Start Up.</FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-493-6006. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pad, Writing Paper. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-239-8479. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-372-3109. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-285-3090. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-124-5660. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-124-7632. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-372-3108. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-447-1353. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-447-1355. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-516-7573. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-516-7574. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-516-7578. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-516-7581. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-372-3107. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pad, Writing Paper (Easel). </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-398-2661. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-619-8880. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pad, Writing Paper, Chlorine-Free. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-516-9627. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-516-9626. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-516-9629. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH Cattaraugus County Chapter, NYSARC, Olean, NY </HD>
                    <FP SOURCE="FP-2">Noun Name: Inking Pad. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-435-9775. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-435-9776. </FP>
                    <FP SOURCE="FP-2">Noun Name: Inking Pad, Rubber Stamp. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-431-6521. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-224-7676. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Central Association for the Blind &amp; Visually Impaired, Utica, NY </HD>
                    <FP SOURCE="FP-2">Noun Name: Flashlight. </FP>
                    <FP SOURCE="FP1-2">NSN: 6230-01-513-2663. </FP>
                    <FP SOURCE="FP1-2">NSN: 6230-01-513-3306. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder Set, File. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-282-2508. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-282-2507. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-281-5945. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-281-5941. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder, File. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-285-1732. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-291-0098. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pencil, Fine-Line Writing. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-286-5755. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pencil, General Writing. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-281-5234. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH Charleston Vocational Rehabilitation Center, Charleston Heights, SC </HD>
                    <FP SOURCE="FP-2">Noun Name: Ribbon, Lift-Off Dry. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-219-5753. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Cincinnati Association for the Blind, Cincinnati, OH </HD>
                    <FP SOURCE="FP-2">Noun Name: Tape, Duct. </FP>
                    <FP SOURCE="FP1-2">NSN: 5640-00-103-2254. </FP>
                    <FP SOURCE="FP-2">Noun Name: Tape, Paper, Computing Machine. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-222-3455. </FP>
                    <FP SOURCE="FP-2">Noun Name: Tape, Pressure-Sensitive. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-680-2471. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-680-2395. </FP>
                    <FP SOURCE="FP-2">Noun Name: Tape, Pressure-Sensitive Adhesive. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-582-4772. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-685-4963. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-159-4450. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-297-6655. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH Cooperative Workshops, Inc., Sedalia, MO </HD>
                    <FP SOURCE="FP-2">Noun Name: Kit, First Aid. </FP>
                    <FP SOURCE="FP1-2">NSN: 6545-01-433-8399. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH CW Resources, Inc., New Britain, CT </HD>
                    <FP SOURCE="FP-2">Noun Name: Clip, Binder. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-285-5995. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-223-6807. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-282-8201. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Dallas Lighthouse for the Blind, Inc., Dallas, TX </HD>
                    <FP SOURCE="FP-2">Noun Name: Binder, Awards Certificate. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-056-1927. </FP>
                    <FP SOURCE="FP1-2">
                        NSN: 7510-00-755-7077. 
                        <PRTPAGE P="25138"/>
                    </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-115-3250. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-482-2994. </FP>
                    <FP SOURCE="FP-2">Noun Name: Marker, Dry Erase. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-NIB-1428. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-294-3791. </FP>
                    <FP SOURCE="FP-2">Noun Name: Marker, Tube Type. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-383-7943. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4849. </FP>
                    <FP SOURCE="FP-2">Noun Name: Marker, Tube Type, Broad Tip. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-973-1059. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-166-0682. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-973-1060. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-460-7598. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-973-1062. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-904-4476. </FP>
                    <FP SOURCE="FP-2">Noun Name: Mophead, Wet. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0425. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0426. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH Delaware County Chapter, NYSARC, Inc., Walton, NY </HD>
                    <FP SOURCE="FP-2">Noun Name: Fastener, Paper. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-291-0140. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-235-6068. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-223-6815. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-223-6814. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-161-4284. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-634-2463. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-442-1471. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-205-0806. </FP>
                    <FP SOURCE="FP-2">Noun Name: Thumbtacks, Maptacks and Pushpins. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-940-0935. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-272-6887. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-272-6886. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH Development Workshop, Inc., Idaho Falls, ID </HD>
                    <FP SOURCE="FP-2">Noun Name: Dispenser, Tape. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-240-2411. </FP>
                    <FP SOURCE="FP-2">Noun Name: Flashlight. </FP>
                    <FP SOURCE="FP1-2">NSN: 6230-00-163-1856. </FP>
                    <FP SOURCE="FP1-2">NSN: 6230-00-781-3671. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB East Texas Lighthouse for the Blind, Tyler, TX </HD>
                    <FP SOURCE="FP-2">Noun Name: Napkin, Paper, Various. </FP>
                    <FP SOURCE="FP1-2">NSN: 8540-00-279-7777. </FP>
                    <FP SOURCE="FP-2">Noun Name: Napkin, Table, Paper. </FP>
                    <FP SOURCE="FP1-2">NSN: 8540-00-285-7001. </FP>
                    <FP SOURCE="FP-2">Noun Name: Tissue, Facial. </FP>
                    <FP SOURCE="FP1-2">NSN: 8540-00-793-5425. </FP>
                    <FP SOURCE="FP1-2">NSN: 8540-00-281-8360. </FP>
                    <FP SOURCE="FP-2">Noun Name: Towel, Paper. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-01-448-7052. </FP>
                    <FP SOURCE="FP-2">Noun Name: Towel, Paper, Industrial Wiping. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-01-448-7053. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH Eastern Carolina Vocational Center, Inc., Greenville, NC </HD>
                    <FP SOURCE="FP-2">Noun Name: Frame, Picture. </FP>
                    <FP SOURCE="FP1-2">NSN: 7105-01-282-0630. </FP>
                    <FP SOURCE="FP1-2">NSN: 7105-00-903-1843. </FP>
                    <FP SOURCE="FP1-2">NSN: 7105-01-282-0631. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Ed Lindsey Industries for the Blind, Inc., Nashville, TN </HD>
                    <FP SOURCE="FP-2">Noun Name: Mophead, Wet. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0425. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0426. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Envision, Inc., Wichita, KS </HD>
                    <FP SOURCE="FP-2">Noun Name: Bag, Plastic. </FP>
                    <FP SOURCE="FP1-2">NSN: 8105-01-183-9768. </FP>
                    <FP SOURCE="FP1-2">NSN: 8105-01-195-8730. </FP>
                    <FP SOURCE="FP1-2">NSN: 8105-01-183-9769. </FP>
                    <FP SOURCE="FP-2">Noun Name: Bag, Plastic, General Purpose. </FP>
                    <FP SOURCE="FP1-2">NSN: 8105-01-150-6256. </FP>
                    <FP SOURCE="FP-2">Noun Name: Bag, Total Recycled Content. </FP>
                    <FP SOURCE="FP1-2">NSN: 8105-01-386-2410. </FP>
                    <FP SOURCE="FP1-2">NSN: 8105-01-386-2399. </FP>
                    <FP SOURCE="FP1-2">NSN: 8105-01-386-2329. </FP>
                    <FP SOURCE="FP-2">Noun Name: Liner, General Purpose—High Density. </FP>
                    <FP SOURCE="FP1-2">NSN: 8105-01-517-1365. </FP>
                    <FP SOURCE="FP1-2">NSN: 8105-01-517-1368. </FP>
                    <FP SOURCE="FP1-2">NSN: 8105-01-517-1363. </FP>
                    <FP SOURCE="FP1-2">NSN: 8105-01-517-1345. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH Exceptional Children's Foundation, Los Angeles, CA </HD>
                    <FP SOURCE="FP-2">Noun Name: File, Work Organizer. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-833-7343. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-286-1722. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-286-1726. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-437-6369. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-286-1724. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-437-6364. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-437-6365. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-286-1723. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH Foothill Workshop for the Handicapped, Inc., Pasadena, CA </HD>
                    <FP SOURCE="FP-2">Noun Name: Perforator, Paper. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-163-2563. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-139-3942. </FP>
                    <FP SOURCE="FP-2">Noun Name: Perforator, Paper, Desk. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-431-6251. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-139-4101. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-224-7589. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-263-3425. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-431-6240. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB ForSight Vision, York, PA </HD>
                    <FP SOURCE="FP-2">Noun Name: Binder, Loose-leaf, Three Ring. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-409-8646. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH Gateway Community Industries, Inc., Kingston, NY </HD>
                    <FP SOURCE="FP-2">Noun Name: Envelope, Inter-Departmental. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-463-3908. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-463-3909. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-463-3910. </FP>
                    <FP SOURCE="FP-2">Noun Name: Envelope, Inter-Departmental, Colored. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-498-1089. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-498-1088. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-498-1086. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Georgia Industries for the Blind, Bainbridge, GA</HD>
                    <FP SOURCE="FP-2">Noun Name: Binder, Loose-leaf, (Pressboard). </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-582-4201. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-281-4313. </FP>
                    <FP SOURCE="FP-2">Noun Name: Card, Guide, File. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-988-6515. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder, Classification, Pressboard. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-NIB-0673. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-NIB-0679. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder, File, Pressboard. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-990-8884. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-926-8981. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder-Set, File, Pressboard. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-286-8570. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-286-6923. </FP>
                    <FP SOURCE="FP-2">Noun Name: Mophead, Wet. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0426. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-141-5547. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0425. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH Helena Industries, Inc., Helena, MT </HD>
                    <FP SOURCE="FP-2">Noun Name: Briefcase. </FP>
                    <FP SOURCE="FP1-2">NSN: 8460-01-352-3064. </FP>
                    <FP SOURCE="FP1-2">NSN: 8460-01-364-9493. </FP>
                    <FP SOURCE="FP1-2">NSN: 8460-01-433-8398. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Industries for the Blind, Inc., Milwaukee, WI </HD>
                    <FP SOURCE="FP-2">Noun Name: Ballpoint Pen. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-332-3967. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-449-3740. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-386-1604. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-386-1618. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-332-2833. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-543-7149. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-935-7136. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-935-7135. </FP>
                    <FP SOURCE="FP-2">Noun Name: Ballpoint Pen and Laser, “Congressional”. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-439-3397. </FP>
                    <FP SOURCE="FP-2">Noun Name: Broom, Tilt Angle. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-01-458-8208. </FP>
                    <FP SOURCE="FP-2">Noun Name: Brush, Dusting. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-178-8315. </FP>
                    <FP SOURCE="FP-2">Noun Name: Brush, Scrub. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-061-0038. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-240-7174. </FP>
                    <FP SOURCE="FP-2">Noun Name: Correct-It Roller Applicator &amp; Refill. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-350-1810. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-390-0717. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-338-3317. </FP>
                    <FP SOURCE="FP-2">Noun Name: Dispenser, Glue Tape &amp; Refill Cartridge. </FP>
                    <FP SOURCE="FP1-2">NSN: 8040-01-441-0175. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Essential LVX Translucent and refills. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-451-9178. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-451-9179. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Metal Barrel &amp; Refills. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-445-7230. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-445-7226. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-445-7237. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Retractable Camouflage. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-457-5400. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Retractable, Cushion Grip. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4873. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4856. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4857. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4865. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4854. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4876. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Retractable, Executive, Ergonomic. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-484-5259. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Rubberized, Retractable with Refills. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-368-7772. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-368-7771. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-368-7773. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-422-0315. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-422-0323. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-352-7311. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-352-7310. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-352-7309. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-422-0314. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pencil, Fine-Line Writing. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-286-5755. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pencil, Woodcased. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-451-9176. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pencil, Writing, Recycled. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-357-8952. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Industries of the Blind, Inc., Greensboro, NC </HD>
                    <FP SOURCE="FP-2">
                        Noun Name: Ballpoint Pen. 
                        <PRTPAGE P="25139"/>
                    </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-543-7149. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-386-1604. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-332-2833. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-449-3740. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-935-7135. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-935-7136. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-332-3967. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-386-1618. </FP>
                    <FP SOURCE="FP-2">Noun Name: Clipboard File. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-439-3391. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-439-3387. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-281-5918. </FP>
                    <FP SOURCE="FP-2">Noun Name: Film, Copying, Transparent, Ink Jet Process. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-325-0618. </FP>
                    <FP SOURCE="FP-2">Noun Name: Mophead, Wet. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-141-5547. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0425. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0426. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Gel Ink, Aristocrat. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-NIB-1461. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Retractable, Cushion Grip. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4865. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4876. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4873. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4857. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4856. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4854. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Retractable, Transparent, Cushion Grip “VISTA”. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-445-7223. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-445-7233. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-484-5271. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-445-7225. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-445-7228. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Rubberized, Retractable with Refills. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-368-7771. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-352-7311. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-422-0315. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-368-7772. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-352-7309. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-422-0314. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-368-7773. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-352-7310. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-422-0323. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Vista Gel. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-506-8500. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-506-8502. </FP>
                    <FP SOURCE="FP-2">Noun Name: Sleeve, Transparency. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-484-0016. </FP>
                    <FP SOURCE="FP-2">Noun Name: Transparency Film, Xerographic. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-386-2356. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-386-2376. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH Jefferson County Chapter, NYSARC, Watertown, NY </HD>
                    <FP SOURCE="FP-2">Noun Name: Binder, Loose-leaf. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-782-2664. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-431-6244. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-431-6236. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB L.C. Industries For The Blind, Inc., Durham, NC </HD>
                    <FP SOURCE="FP-2">Noun Name: Cloth, High Performance. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-01-482-6042. </FP>
                    <FP SOURCE="FP-2">Noun Name: Dispenser, Tape. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-240-2417. </FP>
                    <FP SOURCE="FP-2">Noun Name: Document Protector. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-236-0059. </FP>
                    <FP SOURCE="FP-2">Noun Name: Double Pocket Presentation Folder. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-NIB-0698. </FP>
                    <FP SOURCE="FP-2">Noun Name: Envelope, Wallet. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-268-3993. </FP>
                    <FP SOURCE="FP-2">Noun Name: File Wallet, Expanding. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-483-8889. </FP>
                    <FP SOURCE="FP-2">Noun Name: Flatware, Plastic, Heavy Duty. </FP>
                    <FP SOURCE="FP1-2">NSN: 7340-00-022-1317. </FP>
                    <FP SOURCE="FP1-2">NSN: 7340-00-022-1316. </FP>
                    <FP SOURCE="FP1-2">NSN: 7340-00-022-1315. </FP>
                    <FP SOURCE="FP1-2">NSN: 7360-01-380-4695. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder Pack, Tri-fold. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-484-0001. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder, File. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-222-3443. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-281-5939. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-663-0031. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder, File, Colored. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-484-0006. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder, File, Hanging. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-357-6856. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-364-9501. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-364-9500. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-364-9499. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-364-9498. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-364-9496. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-357-6855. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-364-9497. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder, File, Kraft. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-926-8978. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-889-3555. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder, File, Manila. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-484-0002. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder, File, Pressboard. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-043-1194. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder-Set, File, Pressboard. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-286-6923. </FP>
                    <FP SOURCE="FP-2">Noun Name: Jacket, Filing, Wallet. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-285-2915. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-285-2913. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-285-2914. </FP>
                    <FP SOURCE="FP-2">Noun Name: Napkin, Paper, Various. </FP>
                    <FP SOURCE="FP1-2">NSN: 8540-00-279-7777. </FP>
                    <FP SOURCE="FP-2">Noun Name: Napkin, Table, Paper. </FP>
                    <FP SOURCE="FP1-2">NSN: 8540-00-965-4691. </FP>
                    <FP SOURCE="FP-2">Noun Name: Paper Shredder. </FP>
                    <FP SOURCE="FP1-2">NSN: 7490-01-483-8991. </FP>
                    <FP SOURCE="FP1-2">NSN: 7490-01-483-8984. </FP>
                    <FP SOURCE="FP1-2">NSN: 7490-01-483-8985. </FP>
                    <FP SOURCE="FP1-2">NSN: 7490-01-483-8990. </FP>
                    <FP SOURCE="FP-2">Noun Name: Paper, Toilet Tissue. </FP>
                    <FP SOURCE="FP1-2">NSN: 8540-01-380-0690. </FP>
                    <FP SOURCE="FP1-2">NSN: 8540-00-530-3770. </FP>
                    <FP SOURCE="FP-2">Noun Name: Plate, Paper. </FP>
                    <FP SOURCE="FP1-2">NSN: 7350-00-899-3056. </FP>
                    <FP SOURCE="FP1-2">NSN: 7350-00-899-3054. </FP>
                    <FP SOURCE="FP-2">Noun Name: Portfolio, Double Pocket. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-584-2492. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-584-2491. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-584-2490. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-512-2415. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-584-2489. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-512-2414. </FP>
                    <FP SOURCE="FP-2">Noun Name: Stand, Calendar Pad. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-483-8994. </FP>
                    <FP SOURCE="FP-2">Noun Name: Tab, Hanging File Folder. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-375-4510. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-375-0502. </FP>
                    <FP SOURCE="FP-2">Noun Name: Tissue, Facial. </FP>
                    <FP SOURCE="FP1-2">NSN: 8540-00-793-5425. </FP>
                    <FP SOURCE="FP1-2">NSN: 8540-00-281-8360. </FP>
                    <FP SOURCE="FP-2">Noun Name: Towel, Paper. </FP>
                    <FP SOURCE="FP1-2">NSN: 8540-00-291-0392. </FP>
                    <FP SOURCE="FP-2">Noun Name: Towel, Paper, C-Fold. </FP>
                    <FP SOURCE="FP1-2">NSN: 8540-01-494-0909. </FP>
                    <FP SOURCE="FP-2">Noun Name: Tray, Desk, Plastic. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-094-4307. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Lighthouse for the Blind of Houston, Houston, TX </HD>
                    <FP SOURCE="FP-2">Noun Name: Detergent, General Purpose. </FP>
                    <FP SOURCE="FP1-2">NSN: 7930-00-926-5280. </FP>
                    <FP SOURCE="FP-2">Noun Name: Disinfectant, Detergent. </FP>
                    <FP SOURCE="FP1-2">NSN: 6840-01-342-4143. </FP>
                    <FP SOURCE="FP-2">Noun Name: Glass Cleaner. </FP>
                    <FP SOURCE="FP1-2">NSN: 7930-01-326-8110. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Lighthouse for the Blind, St. Louis, MO </HD>
                    <FP SOURCE="FP-2">Noun Name: Cleaner, Multi-Purpose. </FP>
                    <FP SOURCE="FP1-2">NSN: 7930-01-373-8849 </FP>
                    <FP SOURCE="FP-2">Noun Name: Correction Fluid. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-333-6242. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-020-2806. </FP>
                    <FP SOURCE="FP-2">Noun Name: Kit, First Aid, General Purpose. </FP>
                    <FP SOURCE="FP1-2">NSN: 6545-00-656-1094. </FP>
                    <FP SOURCE="FP-2">Noun Name: Office Plus. </FP>
                    <FP SOURCE="FP1-2">NSN: 7930-01-512-8969. </FP>
                    <FP SOURCE="FP-2">Noun Name: Paper, Tabulating Machine. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-800-0996. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Lions Services, Inc., Charlotte, NC </HD>
                    <FP SOURCE="FP-2">Noun Name: Mophead, Wet. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0426. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0425. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Louisiana Association for the Blind, Shreveport, LA </HD>
                    <FP SOURCE="FP-2">Noun Name: Card, Index. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-243-9437. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-247-0318. </FP>
                    <FP SOURCE="FP-2">Noun Name: Index Sheet Set, Looseleaf Binder. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-959-4441. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pad, Writing Paper. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-447-1355. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-124-5660. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-447-1353. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pad, Writing Paper, Chlorine-Free. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-516-9627. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-516-9626. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-516-9629. </FP>
                    <FP SOURCE="FP-2">Noun Name: Paper, Bond &amp; Writing. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-290-0617. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-616-7284. </FP>
                    <FP SOURCE="FP-2">Noun Name: Paper, Copy, 50% PCW. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-NIB-0644. </FP>
                    <FP SOURCE="FP-2">Noun Name: Paper, Mimeograph and Duplicating. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-286-6178. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-240-4768. </FP>
                    <FP SOURCE="FP-2">Noun Name: Paper, Xerographic. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-147-6812. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-148-1766. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-150-0334. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-147-6811. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-085-5225. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-156-4689. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-200-2207. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-398-2652. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-146-3361. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-200-2203. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH MacDonald Training Center, Inc., Tampa, FL </HD>
                    <FP SOURCE="FP-2">Noun Name: Tube, Mailing and Filing. </FP>
                    <FP SOURCE="FP1-2">NSN: 8110-00-244-7435. </FP>
                    <FP SOURCE="FP1-2">NSN: 8110-01-443-8476. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Massachusetts Commission for the Blind Ferguson Industries for the Blind, Malden, MA </HD>
                    <FP SOURCE="FP-2">Noun Name: Mophead, Wet. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0426. </FP>
                    <FP SOURCE="FP1-2">
                        NSN: 7920-00-205-0425. 
                        <PRTPAGE P="25140"/>
                    </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB MidWest Enterprises for the Blind, Inc., Kalamazoo, MI </HD>
                    <FP SOURCE="FP-2">Noun Name: Electronic Components. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-484-4563. </FP>
                    <FP SOURCE="FP1-2">NSN: 7420-01-484-4560. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Mississippi Industries for the Blind, Jackson, MS </HD>
                    <FP SOURCE="FP-2">Noun Name: Mophead, Wet. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0425. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0426. </FP>
                    <FP SOURCE="FP-2">Noun Name: Sponge, Cellulose. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-884-1116. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH Montgomery County Chapter, NYSARC, Inc., Amsterdam, NY </HD>
                    <FP SOURCE="FP-2">Noun Name: Box, Storage, File. </FP>
                    <FP SOURCE="FP1-2">NSN: 8115-01-455-4036. </FP>
                    <FP SOURCE="FP1-2">NSN: 8115-01-455-4038. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH National Center for Employment of the Disabled, El Paso, TX </HD>
                    <FP SOURCE="FP-2">Noun Name: Box, Shipping. </FP>
                    <FP SOURCE="FP1-2">NSN: 8115-00-117-8249. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH New Dynamics Corporation, Middletown, NY </HD>
                    <FP SOURCE="FP-2">Noun Name: Plug, Ear, Hearing Protection. </FP>
                    <FP SOURCE="FP1-2">NSN: 6515-00-137-6345. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB New York City Industries for the Blind, Inc., Brooklyn, NY </HD>
                    <FP SOURCE="FP-2">Noun Name: Binder, Note Pad. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-484-0004. </FP>
                    <FP SOURCE="FP-2">Noun Name: Brush, Dusting. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-178-8315. </FP>
                    <FP SOURCE="FP-2">Noun Name: Mophead, Wet. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-141-5547. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0425. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0426. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB North Central Sight Services, Inc., Williamsport, PA </HD>
                    <FP SOURCE="FP-2">Noun Name: CD/DVD Label Kit and Refills. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-NIB-0660. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-NIB-0688. </FP>
                    <FP SOURCE="FP-2">Noun Name: Disk, Flexible. </FP>
                    <FP SOURCE="FP1-2">NSN: 7045-01-365-2069. </FP>
                    <FP SOURCE="FP1-2">NSN: 7045-01-442-1631. </FP>
                    <FP SOURCE="FP-2">Noun Name: Greendisk. </FP>
                    <FP SOURCE="FP1-2">NSN: 7045-01-392-6514. </FP>
                    <FP SOURCE="FP1-2">NSN: 7045-01-470-3590. </FP>
                    <FP SOURCE="FP-2">Noun Name: Labels, Laser. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-514-4912. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-514-4913. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-514-4911. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-514-4910. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-514-4909. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-514-4907. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-514-4906. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-514-4905. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-514-4904. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-514-4903. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH Northeastern Michigan Rehabilitation and Opportunity Center (NEMROC), Alpena, MI </HD>
                    <FP SOURCE="FP-2">Noun Name: Mat, Floor. </FP>
                    <FP SOURCE="FP1-2">NSN: 7220-01-305-3062. </FP>
                    <FP SOURCE="FP1-2">NSN: 7220-00-457-6054. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH Occupational Development Center, Inc., Thief River Falls, MN </HD>
                    <FP SOURCE="FP-2">Noun Name: File, Combination Desk. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-452-1563. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-452-1564. </FP>
                    <FP SOURCE="FP-2">Noun Name: File, Horizontal Desk. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-457-0726. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-728-5761. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-457-0719. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-457-0721. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-457-0723. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-457-0725. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-457-0724. </FP>
                    <FP SOURCE="FP-2">Noun Name: File, Vertical Desk. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-452-1562. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-452-1558. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH Occupations, Inc., Middletown, NY </HD>
                    <FP SOURCE="FP-2">Noun Name: Stapler. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-243-1780. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-240-5727. </FP>
                    <FP SOURCE="FP-2">Noun Name: Stapler, Standard/Light-Duty. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-281-5895. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-139-6170. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-467-9433. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-467-9434. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Outlook-Nebraska, Incorporated, Fremont, NE </HD>
                    <FP SOURCE="FP-2">Noun Name: Paper, Toilet Tissue. </FP>
                    <FP SOURCE="FP1-2">NSN: 8540-00-530-3770. </FP>
                    <FP SOURCE="FP1-2">NSN: 8540-01-380-0690. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Raleigh Lions Clinic for the Blind, Inc., Raleigh, NC </HD>
                    <FP SOURCE="FP-2">Noun Name: Folder, File. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-663-0031. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-281-5939. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Rose Resnick Lighthouse for the Blind and Visually Impaired, San Francisco, CA </HD>
                    <FP SOURCE="FP-2">Noun Name: Mophead, Wet. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0425. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0426. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB San Antonio Lighthouse for the Blind, San Antonio, TX </HD>
                    <FP SOURCE="FP-2">Noun Name: Clip System, Paper. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-317-4220. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-392-6512. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-317-4219. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-317-4228. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-392-6513. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-392-6964. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-392-6965. </FP>
                    <FP SOURCE="FP-2">Noun Name: Free Ink Highlighter, Fluorescent. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-461-2667. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-461-3779. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-461-2662. </FP>
                    <FP SOURCE="FP-2">Noun Name: Illuminator/Corrector Stx and Refills. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-390-0704. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-386-2407. </FP>
                    <FP SOURCE="FP-2">Noun Name: Lead Pencil. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-317-6421. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-317-6422. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Free Ink, Rollerball, Needle Point. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-506-8501. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-506-8499. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-506-8498. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-506-8495. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-506-8494. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-506-8497. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Rollerball, Executive and Refill. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4861. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Rollerball, Free Ink. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-494-0907. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-461-2660. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-461-2665. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-494-0908. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-461-2663. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-461-2664. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pencil, Mechanical. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-132-4996. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-385-7362. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-386-1581. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-347-9581. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-590-1878. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-317-6428. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4864. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4874. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-317-6140. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-161-5664. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pencil, Mechanical, Dual Action w/Cushion Grip. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-451-2268. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-451-2267. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pencil, Mechanical, Ergonomic. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-451-2270. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-451-2271. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Somerset County Blind Center, Inc., Somerset, PA </HD>
                    <FP SOURCE="FP-2">Noun Name: Binder, Loose-leaf, Presentation. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-582-5398. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder, File. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-222-3443. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB South Texas Lighthouse for the Blind, Corpus Christi, TX </HD>
                    <FP SOURCE="FP-2">Noun Name: Binder, Loose-leaf. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-368-3486. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-510-7492. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-511-4322. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-412-6338. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-278-4129. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-510-4871. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-510-4869. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-510-4866. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-510-4859. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-510-4858. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-510-4865. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-278-4131. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-510-4873. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-203-4708. </FP>
                    <FP SOURCE="FP-2">Noun Name: Binder, Loose-leaf, 3-Ring. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-484-1755. </FP>
                    <FP SOURCE="FP-2">Noun Name: Binder, Poly. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-484-1757. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-484-1763. </FP>
                    <FP SOURCE="FP-2">Noun Name: Binder, Slant D-Ring. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-417-1881. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-417-1882. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-417-1878. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-417-1884. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-420-8078. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-417-1879. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-385-6711. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-384-8788. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-384-8673. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-368-3487. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-368-3485. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-384-8786. </FP>
                    <FP SOURCE="FP-2">Noun Name: Mouse Pad, Computer. </FP>
                    <FP SOURCE="FP1-2">NSN: 7045-01-368-4809. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Susquehanna Association for the Blind and Visually Impaired, Lancaster, PA </HD>
                    <FP SOURCE="FP-2">Noun Name: Deodorant, General Purpose. </FP>
                    <FP SOURCE="FP1-2">NSN: 6840-00-664-6610. </FP>
                    <FP SOURCE="FP-2">
                        Noun Name: SKILCRAFT SAVVY Non-Acid Bathroom Cleaner. 
                        <PRTPAGE P="25141"/>
                    </FP>
                    <FP SOURCE="FP1-2">NSN: 7930-01-517-2727. </FP>
                    <FP SOURCE="FP-2">Noun Name: SKILCRAFT SAVVY Unreal Stop Remover. </FP>
                    <FP SOURCE="FP1-2">NSN: 7930-01-517-6194. </FP>
                    <FP SOURCE="FP-2">Noun Name: Urinal Screen Kit. </FP>
                    <FP SOURCE="FP1-2">NSN: 6840-01-451-9189. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Tarrant County Association for the Blind, Fort Worth, TX </HD>
                    <FP SOURCE="FP-2">Noun Name: Paper, Tabulating Machine. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-NIB-0321. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-800-0996. </FP>
                    <FP SOURCE="FP-2">Noun Name: Rosewood Deluxe Office Start-Up Kit. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-NIB-1289. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH The Arc of Bergen and Passaic Counties, Inc., Hackensack, NJ </HD>
                    <FP SOURCE="FP-2">Noun Name: Staple Remover. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-162-6177. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB The Arkansas Lighthouse for the Blind, Little Rock, AR </HD>
                    <FP SOURCE="FP-2">Noun Name: Book, Memorandum. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-286-6952. </FP>
                    <FP SOURCE="FP-2">Noun Name: Notebook, Steno, Rainbow Pack. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-454-5702. </FP>
                    <FP SOURCE="FP-2">Noun Name: Notebook, Stenographer's. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-223-7939. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pad, Executive Message Recording. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-357-6830. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-357-6829. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pad, Mini Memo. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-454-7392. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB The Chicago Lighthouse for People Who Are Blind or Visually Impaired, Chicago, IL </HD>
                    <FP SOURCE="FP-2">Noun Name: Clock, Atomic, Standard, Thermometer. </FP>
                    <FP SOURCE="FP1-2">NSN: 6645-01-491-9814. </FP>
                    <FP SOURCE="FP-2">Noun Name: Clock, Wall. </FP>
                    <FP SOURCE="FP1-2">NSN: 6645-01-421-6904. </FP>
                    <FP SOURCE="FP1-2">NSN: 6645-01-389-7944. </FP>
                    <FP SOURCE="FP1-2">NSN: 6645-01-342-8199. </FP>
                    <FP SOURCE="FP1-2">NSN: 6645-01-046-8849. </FP>
                    <FP SOURCE="FP1-2">NSN: 6645-01-046-8848. </FP>
                    <FP SOURCE="FP1-2">NSN: 6645-01-389-7958. </FP>
                    <FP SOURCE="FP-2">Noun Name: Slimline Workstation Clocks. </FP>
                    <FP SOURCE="FP1-2">NSN: 6645-01-516-9624. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB The Clovernook Center for the Blind, Cincinnati, OH </HD>
                    <FP SOURCE="FP-2">Noun Name: Cup, Disposable, Paper. </FP>
                    <FP SOURCE="FP1-2">NSN: 7350-01-359-9524. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder, Classification. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-NIB-0549. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-523-4594. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-NIB-0551. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder, File, Pressboard. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-990-8884. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH The Easter Seal Society of Western Pennsylvania, Pittsburgh, PA </HD>
                    <FP SOURCE="FP-2">Noun Name: Executive/Personal Time Management System. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-517-5963. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-450-5422. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-517-5966. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-450-5412. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-517-5936. </FP>
                    <FP SOURCE="FP-2">Noun Name: Index Sheet Set, Looseleaf Binder. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-160-8477. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pad, Desk, Paperboard. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-224-7238. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB The Lighthouse f/t Blind in New Orleans, New Orleans, LA </HD>
                    <FP SOURCE="FP-2">Noun Name: Cup, Paper, Disposable, Hot. </FP>
                    <FP SOURCE="FP1-2">NSN: 7350-00-162-3006. </FP>
                    <FP SOURCE="FP-2">Noun Name: Mophead, Wet. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0426. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-205-0425. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-141-5547. </FP>
                    <FP SOURCE="FP-2">Noun Name: Plate, Paper. </FP>
                    <FP SOURCE="FP1-2">NSN: 7350-01-263-6700. </FP>
                    <FP SOURCE="FP-2">Noun Name: Refillable Tape Dispenser with Tape. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-516-7576. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-516-7575. </FP>
                    <FP SOURCE="FP-2">Noun Name: Towel, Paper. </FP>
                    <FP SOURCE="FP1-2">NSN: 8540-01-494-0911. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB The Lighthouse for the Blind, Inc. (Seattle Lighthouse), Seattle, WA </HD>
                    <FP SOURCE="FP-2">Noun Name: Binder, Note Pad. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-286-6954. </FP>
                    <FP SOURCE="FP-2">Noun Name: Dry Erase Marker Board. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-484-1756. </FP>
                    <FP SOURCE="FP-2">Noun Name: Dry Erase Marker Board “Cubie”. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-454-5704. </FP>
                    <FP SOURCE="FP-2">Noun Name: Easel, Display &amp; Training. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-424-4867. </FP>
                    <FP SOURCE="FP-2">Noun Name: Easel, Tripod, Display. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-456-7876. </FP>
                    <FP SOURCE="FP-2">Noun Name: Easel, Wallboard, Cork. </FP>
                    <FP SOURCE="FP1-2">NSN: 7195-01-484-0005. </FP>
                    <FP SOURCE="FP-2">Noun Name: Easel, Wallboard, Fabric. </FP>
                    <FP SOURCE="FP1-2">NSN: 7195-01-484-0017. </FP>
                    <FP SOURCE="FP-2">Noun Name: Easel, Wallboard, In/Out. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-484-5261. </FP>
                    <FP SOURCE="FP-2">Noun Name: Easel, Wallboard, Magnetic. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-NIB-1369. </FP>
                    <FP SOURCE="FP-2">Noun Name: Easel, Wallboard, Monthly Planner. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-484-5263. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder, File, Hanging. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-357-6856. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-364-9496. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-364-9497. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-357-6855. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-364-9498. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-364-9501. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-364-9500. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-364-9499. </FP>
                    <FP SOURCE="FP-2">Noun Name: Paper Cutter, Rotary Precision. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-483-8902. </FP>
                    <FP SOURCE="FP-2">Noun Name: Stamp Kit, Tile Stamp. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-484-0014. </FP>
                    <FP SOURCE="FP-2">Noun Name: Trimmer, Paper. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-163-2568. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-224-7620. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-634-4675. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Travis Association for the Blind, Austin, TX </HD>
                    <FP SOURCE="FP-2">Noun Name: PURELL/SKILCRAFT Instant Hand Sanitizer. </FP>
                    <FP SOURCE="FP1-2">NSN: 8520-01-522-3887. </FP>
                    <FP SOURCE="FP1-2">NSN: 8520-01-522-0835. </FP>
                    <FP SOURCE="FP1-2">NSN: 8520-01-522-0828. </FP>
                    <FP SOURCE="FP-2">Noun Name: PURELL/SKILCRAFT Wall Dispenser. </FP>
                    <FP SOURCE="FP1-2">NSN: 4510-01-521-9870. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB West Texas Lighthouse for the Blind, San Angelo, TX </HD>
                    <FP SOURCE="FP-2">Noun Name: Ballpoint Pen/Highlighter, “Rite-N-Lite”. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-484-0020. </FP>
                    <FP SOURCE="FP-2">Noun Name: Marker, Tube-Type, “Line-Liter”. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-451-2272. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Ballpoint, Pushcap w/Refills. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-451-1065. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Ballpoint, Stick Type, Recycled. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-455-7228. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Winston-Salem Industries for the Blind, Winston-Salem, NC </HD>
                    <FP SOURCE="FP-2">Noun Name: Computer Screen (CRT) Wipes. </FP>
                    <FP SOURCE="FP1-2">NSN: 7930-01-454-1138. </FP>
                    <FP SOURCE="FP-2">Noun Name: Highlighter, Fluorescent, 5-Pack. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-463-6556. </FP>
                    <FP SOURCE="FP-2">Noun Name: Highlighter, Fluorescent, Flat. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-NIB-1620. </FP>
                    <FP SOURCE="FP-2">Noun Name: Highlighters, Free-Ink, Flat. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-NIB-1630. </FP>
                    <FP SOURCE="FP-2">Noun Name: Marker, Lumocolor. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-392-5296. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-422-5769. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-507-6958. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-392-5295. </FP>
                    <FP SOURCE="FP-2">Noun Name: Marker, Tube Type, Fine Tip. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-904-1265. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-904-1268. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-904-1266. </FP>
                    <FP SOURCE="FP-2">Noun Name: Markers, Liquid Impression. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-519-4365. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-519-4364. </FP>
                    <FP SOURCE="FP-2">Noun Name: Markers, Permanent Impression. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-519-4380. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-519-4372. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-520-3153. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-520-3888. </FP>
                    <FP SOURCE="FP-2">Noun Name: Phone Wipes, Sanitary. </FP>
                    <FP SOURCE="FP1-2">NSN: 7930-01-454-1139. </FP>
                    <FP SOURCE="FP-2">Noun Name: Wipes, White Board. </FP>
                    <FP SOURCE="FP1-2">NSN: 7930-01-454-1159. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Wiscraft Inc.—Wisconsin Enterprises for the Blind, Milwaukee, WI </HD>
                    <FP SOURCE="FP-2">Noun Name: C Shell CD Cases. </FP>
                    <FP SOURCE="FP1-2">NSN: 7045-00-NIB-0181. </FP>
                    <FP SOURCE="FP1-2">NSN: 7045-00-NIB-0189. </FP>
                    <FP SOURCE="FP-2">Noun Name: CD Cases, Slim. </FP>
                    <FP SOURCE="FP1-2">NSN: 7045-00-NIB-0180. </FP>
                    <FP SOURCE="FP1-2">NSN: 7045-00-NIB-0179. </FP>
                    <FP SOURCE="FP-2">Noun Name: Computer Accessories. </FP>
                    <FP SOURCE="FP1-2">NSN: 7045-01-483-7837. </FP>
                    <FP SOURCE="FP1-2">NSN: 7045-01-483-7840. </FP>
                    <FP SOURCE="FP-2">Noun Name: Inkjet Media—Small Format. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-515-7899. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH Work Services Corporation, Wichita Falls, TX </HD>
                    <FP SOURCE="FP-2">Noun Name: Clip, Paper. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-467-6738. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-161-4292. </FP>
                </EXTRACT>
                <P>2. Products that are now on the Procurement List in a more narrow or limited scope (B List), and are being proposed for the 2007 A List:</P>
                <EXTRACT>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Alabama Industries for the Blind, Talladega, AL </HD>
                    <FP SOURCE="FP-2">Noun Name: Brush, Sanitary. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-141-5450. </FP>
                    <FP SOURCE="FP-2">Noun Name: Mop, Wet. </FP>
                    <FP SOURCE="FP1-2">
                        NSN: 7920-00-224-8726. 
                        <PRTPAGE P="25142"/>
                    </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Alphapointe Association for the Blind, Kansas City, MO </HD>
                    <FP SOURCE="FP-2">Noun Name: Ballpoint Pen, Stick, Rubberized Barrel. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-422-0312. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-422-0313. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-422-0320. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-422-0318. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Association for the Blind &amp; Visually Impaired &amp; Goodwill Industries of Greater Rochester, Rochester, NY </HD>
                    <FP SOURCE="FP-2">Noun Name: Pad, Writing Paper (Repositionable) Neon Colors. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-393-0103. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pad, Writing Paper (Repositionable) Yellow Color. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-286-5121. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Association for Vision Rehabilitation and Employment, Inc., Binghamton, NY </HD>
                    <FP SOURCE="FP-2">Noun Name: Paper, Tabulating Machine, Carbonless. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-144-9601. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-144-9602. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-185-6751. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-144-9600. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Blind Industries &amp; Services of Maryland, Baltimore, MD </HD>
                    <FP SOURCE="FP-2">Noun Name: Pad, Message, “While You Were Out”. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-501-2688. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH Charleston Vocational Rehabilitation Center, Charleston Heights, SC </HD>
                    <FP SOURCE="FP-2">Noun Name: Tape, Measuring. </FP>
                    <FP SOURCE="FP1-2">NSN: 5210-01-139-7444. </FP>
                    <FP SOURCE="FP1-2">NSN: 5210-00-182-4797. </FP>
                    <FP SOURCE="FP1-2">NSN: 5210-00-150-2920. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Cincinnati Association for the Blind, Cincinnati, OH </HD>
                    <FP SOURCE="FP-2">Noun Name: Tape, Pressure Sensitive. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-266-6707. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-266-6710. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Dallas Lighthouse for the Blind, Inc., Dallas, TX </HD>
                    <FP SOURCE="FP-2">Noun Name: Award Certificate Binder. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-390-0712. </FP>
                    <FP SOURCE="FP-2">Noun Name: Eraser, Whiteboard. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-316-6213. </FP>
                    <FP SOURCE="FP-2">Noun Name: Kit, Dry Erase Marker (12). </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-365-6126. </FP>
                    <FP SOURCE="FP-2">Noun Name: Kit, Dry Erase Marker (6). </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-352-7321. </FP>
                    <FP SOURCE="FP-2">Noun Name: Markers, Dry Erase, Chisel Tip. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-186-3605. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Ed Lindsey Industries for the Blind, Inc., Nashville, TN </HD>
                    <FP SOURCE="FP-2">Noun Name: Mop, Wet. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-224-8726. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Envision, Inc., Wichita, KS </HD>
                    <FP SOURCE="FP-2">Noun Name: Bag, Total Recycled Content. </FP>
                    <FP SOURCE="FP1-2">NSN: 8105-01-386-2323. </FP>
                    <FP SOURCE="FP-2">Noun Name: Bag, Trash, Coreless Roll. </FP>
                    <FP SOURCE="FP1-2">NSN: 8105-01-517-1364. </FP>
                    <FP SOURCE="FP-2">Noun Name: Liner, General Purpose—High Density. </FP>
                    <FP SOURCE="FP1-2">NSN: 8105-01-517-1349. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Georgia Industries for the Blind, Bainbridge, GA </HD>
                    <FP SOURCE="FP-2">Noun Name: Handle, Mop. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-267-1218. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Industries for the Blind, Inc., Milwaukee, WI </HD>
                    <FP SOURCE="FP-2">Noun Name: Americana Pen. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-529-1850. </FP>
                    <FP SOURCE="FP-2">Noun Name: Correct-It Roller Applicator &amp; Refill. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-511-7933. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-511-7930. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-504-8939. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Ballpoint, “Liberty Writer”. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-454-7999. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-454-7998. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Ballpoint, Stealth Writer. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-439-3407. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-439-3408. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Essential LVX Translucent and refills. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-451-9181. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-451-9183. </FP>
                    <FP SOURCE="FP-2">Noun Name: Pen, Retractable, Executive, Ergonomic. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-484-5256. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-484-5254. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-484-5255. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Industries of the Blind, Inc., Greensboro, NC </HD>
                    <FP SOURCE="FP-2">Noun Name: Clipboard File. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-254-4610. </FP>
                    <FP SOURCE="FP-2">Noun Name: Handle, Mop. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-267-1218. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB L.C. Industries For The Blind, Inc., Durham, NC </HD>
                    <FP SOURCE="FP-2">Noun Name: Dustpan, Short Handle. </FP>
                    <FP SOURCE="FP1-2">NSN: 7290-00-616-0109. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder, File, Hanging. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-316-1639. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-357-6854. </FP>
                    <FP SOURCE="FP-2">Noun Name: Tray, Desk, Plastic. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-094-4309. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Lighthouse for the Blind, St. Louis, MO </HD>
                    <FP SOURCE="FP-2">Noun Name: Mop, Wet. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-224-8726. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Louisiana Association for the Blind, Shreveport, LA </HD>
                    <FP SOURCE="FP-2">Noun Name: Paper, Copy, 50% PCW. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-NIB-0647. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-NIB-0646. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-00-NIB-0645. </FP>
                    <FP SOURCE="FP-2">Noun Name: Paper, Xerographic (Chlorine Free). </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-503-8453. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-503-8445. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-503-8449. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB MidWest Enterprises for the Blind, Inc., Kalamazoo, MI </HD>
                    <FP SOURCE="FP-2">Noun Name: Electronic Components. </FP>
                    <FP SOURCE="FP1-2">NSN: 7420-01-484-4580. </FP>
                    <FP SOURCE="FP1-2">NSN: 7420-01-484-4559. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB New York City Industries for the Blind, Inc., Brooklyn, NY </HD>
                    <FP SOURCE="FP-2">Noun Name: Brush, Sanitary. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-141-5450. </FP>
                    <FP SOURCE="FP-2">Noun Name: Dustpan, Handle. </FP>
                    <FP SOURCE="FP1-2">NSN: 7290-01-460-6663. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB North Central Sight Services, Inc., Williamsport, PA </HD>
                    <FP SOURCE="FP-2">Noun Name: Disk, Flexible. </FP>
                    <FP SOURCE="FP1-2">NSN: 7045-01-283-4362. </FP>
                    <FP SOURCE="FP-2">Noun Name: Laser Labels. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-336-0540. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-349-4463. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-302-5504. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-289-8191. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-289-8190. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-349-4464. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NISH Northeastern Michigan Rehabilitation and Opportunity Center (NEMROC), Alpena, MI </HD>
                    <FP SOURCE="FP-2">Noun Name: Mat, Floor. </FP>
                    <FP SOURCE="FP1-2">NSN: 7220-00-151-6518. </FP>
                    <FP SOURCE="FP1-2">NSN: 7220-00-457-6046. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Outlook-Nebraska, Incorporated, Fremont, NE </HD>
                    <FP SOURCE="FP-2">Noun Name: Paper, Toilet Tissue, 48 Ct., 2-ply. </FP>
                    <FP SOURCE="FP1-2">NSN: 8540-00-NIB-0043. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB South Texas Lighthouse for the Blind, Corpus Christi, TX </HD>
                    <FP SOURCE="FP-2">
                        Noun Name: 1
                        <FR>1/2</FR>
                        ″ Round Ring Vinyl Clad Binder. 
                    </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-519-4382. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-519-4381. </FP>
                    <FP SOURCE="FP-2">Noun Name: Binder, Loose-leaf (5273). </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-283-5273. </FP>
                    <FP SOURCE="FP-2">Noun Name: Mouse Pad, Computer. </FP>
                    <FP SOURCE="FP1-2">NSN: 7045-01-368-4810. </FP>
                    <FP SOURCE="FP-2">Noun Name: Tabs, Index. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-368-3489. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-368-3493 </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-368-3492. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-368-3490. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-368-3491. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB The Arkansas Lighthouse for the Blind, Little Rock, AR </HD>
                    <FP SOURCE="FP-2">Noun Name: Steno Pad Holder, Vinyl. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-454-7388. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB The Lighthouse for the Blind in New Orleans, New Orleans, LA </HD>
                    <FP SOURCE="FP-2">Noun Name: Mop, Wet. </FP>
                    <FP SOURCE="FP1-2">NSN: 7920-00-224-8726. </FP>
                    <FP SOURCE="FP-2">Noun Name: Tape Refill w/American Flag on the core. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-NIB-1579. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB The Lighthouse for the Blind, Inc. (Seattle Lighthouse), Seattle, WA </HD>
                    <FP SOURCE="FP-2">Noun Name: Easel, Wallboard, Magnetic. NSN: 7520-00-NIB-1368. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-NIB-1371. </FP>
                    <FP SOURCE="FP-2">Noun Name: Folder, File, Hanging. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-357-6854. </FP>
                    <FP SOURCE="FP-2">Noun Name: Four Month Planner. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-NIB-1689. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Travis Association for the Blind, Austin, TX </HD>
                    <FP SOURCE="FP-2">Noun Name: GOJO/SKILCRAFT Lotion Hand Soap. </FP>
                    <FP SOURCE="FP1-2">NSN: 8520-01-522-0838. </FP>
                    <FP SOURCE="FP1-2">NSN: 8520-01-522-0839. </FP>
                    <FP SOURCE="FP-2">Noun Name: GOJO/SKILCRAFT Wall Dispenser. </FP>
                    <FP SOURCE="FP1-2">NSN: 4510-01-521-9872. </FP>
                    <FP SOURCE="FP-2">Noun Name: Holder, Key and Credit Card. </FP>
                    <FP SOURCE="FP1-2">
                        NSN: 7510-01-445-9348. 
                        <PRTPAGE P="25143"/>
                    </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Winston-Salem Industries for the Blind, Winston-Salem, NC </HD>
                    <FP SOURCE="FP-2">Noun Name: Flat Highlighters, Pink. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-351-9146. </FP>
                    <FP SOURCE="FP-2">Noun Name: Highlighter, Fluorescent, Flat. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-238-1728. </FP>
                    <FP SOURCE="FP-2">Noun Name: Highlighters, Fluorescent Set. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-201-7791. </FP>
                    <FP SOURCE="FP-2">Noun Name: Highlighters, Free-Ink, Flat. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-NIB-1631. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-NIB-1625 </FP>
                    <FP SOURCE="FP-2">Noun Name: Marker, Lumocolor. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-507-6972. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-507-6963. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-507-6969. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-507-6974. </FP>
                    <FP SOURCE="FP-2">Noun Name: Markers, Liquid Impression. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-519-4373. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-519-4366. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-519-4367. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-519-4360. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-519-4369. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-519-4375. </FP>
                    <FP SOURCE="FP-2">Noun Name: Markers, Permanent Impression. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-519-4378. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-520-3887. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-520-3889. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-01-519-4374. </FP>
                    <FP SOURCE="FP-2">Noun Name: Paper or Stationer's Shears. </FP>
                    <FP SOURCE="FP1-2">NSN: 5110-00-161-6912. </FP>
                    <FP SOURCE="FP-2">Noun Name: Straight Trimmer's Shears. </FP>
                    <FP SOURCE="FP1-2">NSN: 5110-00-293-9199. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Wiscraft Inc.—Wisconsin Enterprises for the Blind, Milwaukee, WI </HD>
                    <FP SOURCE="FP-2">Noun Name: Inkjet Media—Small Format. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-515-7471. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-515-7902. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-515-7901. </FP>
                    <FP SOURCE="FP1-2">NSN: 7530-01-515-7900. </FP>
                </EXTRACT>
                <P>3. Products that are not currently on the Procurement List but are being proposed for addition and, if added, would be placed on the 2007 A List. </P>
                <EXTRACT>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Alabama Industries for the Blind, Talladega, AL </HD>
                    <FP SOURCE="FP-2">Noun Name: Inkjet Cartridge. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-433-4279. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-NIB-0735. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-NIB-0739. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-NIB-0741. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-NIB-0742. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-NIB-0743. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-NIB-0744. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-NIB-0745. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-NIB-0746. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-NIB-0749. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-NIB-0751. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-00-NIB-0752. </FP>
                    <FP SOURCE="FP1-2">NSN: 7045-01-432-4838. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-422-7532. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-441-4519. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-457-1144. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-494-1171. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-494-1176. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-494-1177. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-494-1186. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-507-3918. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-507-3919. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-507-3920. </FP>
                    <FP SOURCE="FP1-2">NSN: 7510-01-385-3698. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB Industries of the Blind, Inc., Greensboro, NC </HD>
                    <FP SOURCE="FP-2">Noun Name: Pen, Retractable, Antimicrobial, EconoGard. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-NIB-1764. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-NIB-1741. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-NIB-1742. </FP>
                    <FP SOURCE="FP1-2">NSN: 7520-00-NIB-1763. </FP>
                    <HD SOURCE="HD1">Nonprofit Agency: NIB West Texas Lighthouse for the Blind, San Angelo, TX </HD>
                    <FP SOURCE="FP-2">Noun Name: Retractable ID Badge Holder. </FP>
                    <FP SOURCE="FP1-2">NSN: 8455-00-NIB-0012. </FP>
                </EXTRACT>
                <HD SOURCE="HD1">Regulatory Flexibility Act Certification </HD>
                <P>I certify that the following action will not have a significant impact on a substantial number of small entities. The major factors considered for this certification were: </P>
                <P>1. The action will not result in any additional reporting, recordkeeping or other compliance requirements for small entities other than the small organizations that will furnish the products to the Government. </P>
                <P>2. The action will result in authorizing small entities to furnish the products to the Government. </P>
                <P>3. There are no known regulatory alternatives which would accomplish the objectives of the Javits-Wagner-O'Day Act (41 U.S.C. 46-48c) in connection with the products proposed for addition to the Procurement List. </P>
                <HD SOURCE="HD1">End of Certification </HD>
                <SIG>
                    <NAME>Patrick Rowe, </NAME>
                    <TITLE>Deputy Executive Director.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E6-6395 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6353-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">COMMISSION ON CIVIL RIGHTS </AGENCY>
                <SUBJECT>Agenda and Notice of Public Meeting of the Rhode Island Advisory Committee </SUBJECT>
                <P>Notice is hereby given, pursuant to the provisions of the rules and regulations of the U.S. Commission on Civil Rights, that a meeting with briefing of the Rhode Island State Advisory Committee will convene at 9 a.m. and adjourn at 1 p.m., on Wednesday, May 3, 2006. The meeting will include a planning session and then the Committee will conduct a briefing to hear from experts on the disparate treatment of minority youth in the education and justice systems. The briefing will be held in The Atrium on the Liston Campus of the Community College of Rhode Island at One Hilton Place in Providence, Rhode Island. </P>
                <P>This briefing is open to the public. Members of the public needing disability accommodations are asked to contact Barbara de La Viez of the Eastern Regional Office by Tuesday, May 2, 2006. </P>
                <P>The meeting with briefing will be conducted pursuant to the provisions of the rules and regulations of the Commission. It was not possible to publish this notice 15 days in advance of the meeting date because of internal processing delays. </P>
                <P>The meeting with briefing will be conducted pursuant to the provisions of the rules and regulations of the Commission. </P>
                <SIG>
                    <DATED>Dated at Washington, DC, April 25, 2006. </DATED>
                    <NAME>Ivy L. Davis, </NAME>
                    <TITLE>Acting Chief, Regional Programs Coordination Unit.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6447 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6335-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF COMMERCE </AGENCY>
                <SUBJECT>Submission for OMB Review; Comment Request </SUBJECT>
                <P>The Department of Commerce has submitted to the Office of Management and Budget (OMB) for clearance the following proposal for collection of information under the provisions of the Paperwork Reduction Act (44 U.S.C. chapter 35). </P>
                <P>
                    <E T="03">Agency:</E>
                     National Oceanic and Atmospheric Administration (NOAA). 
                </P>
                <P>
                    <E T="03">Title:</E>
                     International Billfish Angler Survey. 
                </P>
                <P>
                    <E T="03">Form Number(s):</E>
                     None. 
                </P>
                <P>
                    <E T="03">OMB Approval Number:</E>
                     0648-0020. 
                </P>
                <P>
                    <E T="03">Type of Request:</E>
                     Regular submission. 
                </P>
                <P>
                    <E T="03">Burden Hours:</E>
                     125. 
                </P>
                <P>
                    <E T="03">Number of Respondents:</E>
                     1,500. 
                </P>
                <P>
                    <E T="03">Average Hours Per Response:</E>
                     Five minutes. 
                </P>
                <P>
                    <E T="03">Needs and Uses:</E>
                     This Angler Survey began in 1969 and is an integral part of the Billfish Research Program at the Southwest Fishery Science Center (SWFSC). The Angler Survey tracks recreational angler fishing catch and effort for billfish in the Pacific and Indian Oceans used by scientists and fishery managers. This survey is intended for anglers cooperating in the Billfish Program and is entirely voluntary. The National Marine Fisheries Service collects fishing catch and effort information for most domestic and foreign fisheries. The survey is specific to recreational anglers fishing for Istiophorid billfish in the Pacific and Indian Oceans; as such it provides the only estimates of catch per unit of effort (CPUE) for recreational billfish fishing in those areas. 
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Individuals or households. 
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     Annually. 
                    <PRTPAGE P="25144"/>
                </P>
                <P>
                    <E T="03">Respondent's Obligation:</E>
                     Voluntary. 
                </P>
                <P>
                    <E T="03">OMB Desk Officer:</E>
                     David Rostker, (202) 395-3897. 
                </P>
                <P>
                    Copies of the above information collection proposal can be obtained by calling or writing Diana Hynek, Departmental Paperwork Clearance Officer, (202) 482-0266, Department of Commerce, Room 6625, 14th and Constitution Avenue, NW., Washington, DC 20230 (or via the Internet at 
                    <E T="03">dHynek@doc.gov</E>
                    ). 
                </P>
                <P>
                    Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to David Rostker, OMB Desk Officer, FAX number (202) 395-7285, or 
                    <E T="03">David_Rostker@omb.eop.gov</E>
                    . 
                </P>
                <SIG>
                    <DATED>Dated: April 24, 2006. </DATED>
                    <NAME>Gwellnar Banks, </NAME>
                    <TITLE>Management Analyst, Office of the Chief Information Officer. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6377 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 3510-22-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE </AGENCY>
                <SUBJECT>Submission for OMB Review; Comment Request </SUBJECT>
                <P>The Department of Commerce has submitted to the Office of Management and Budget (OMB) for clearance the following proposal for collection of information under the provisions of the Paperwork Reduction Act (44 U.S.C. chapter 35). </P>
                <P>
                    <E T="03">Agency:</E>
                     National Telecommunications and Information Administration (NTIA). 
                </P>
                <P>
                    <E T="03">Title:</E>
                     Public Telecommunications Facilities Program (PTFP) Grant Monitoring. 
                </P>
                <P>
                    <E T="03">Form Number(s):</E>
                     None. 
                </P>
                <P>
                    <E T="03">OMB Approval Number:</E>
                     0660-0001. 
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Regular submission. 
                </P>
                <P>
                    <E T="03">Burden Hours:</E>
                     6,758. 
                </P>
                <P>
                    <E T="03">Number of Respondents:</E>
                     1,950. 
                </P>
                <P>
                    <E T="03">Average Hours Per Response:</E>
                     NTIA/PTFP estimates that it takes an average of 28 hours a year for those who respond online and 39 hours a year for those who respond on paper to gather the information, complete the reports, and submit them. 
                </P>
                <P>
                    <E T="03">Needs and Uses:</E>
                     The purpose of this program is to assist, through matching funds, in the planning and construction of public telecommunications facilities. The reporting requirements: Construction schedules/planning timetables are obtained to ensure the ability of NTIA/PTFP to monitor a project through the quarterly performance reports; close-out reports enable the agency to ensure that Federal funds were expended in accordance with the grant award; and the annual reports enable the agency to be sure that the Federal interest is maintained and protected for the statutorily specified 10-year period. 
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Not-for-profit institutions; state, local, or tribal governments. 
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     Annually and quarterly. 
                </P>
                <P>
                    <E T="03">Respondent's Obligation:</E>
                     Required to retain benefits. 
                </P>
                <P>
                    <E T="03">OMB Desk Officer:</E>
                     Kristy LaLonde, contact information below. 
                </P>
                <P>
                    Copies of the above information collection proposal can be obtained by calling or writing Diana Hynek, Departmental Paperwork Clearance Officer, (202) 482-0266, Department of Commerce, Room 6625, 1401 Constitution Avenue, NW., Washington, DC 20230 (or via the Internet at 
                    <E T="03">dHynek@doc.gov</E>
                    ). 
                </P>
                <P>
                    Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to Kristy LaLonde, OMB Desk Officer, FAX number (202) 395-5167 or via the Internet at 
                    <E T="03">Krist_L._LaLonde@omb.eop.gov</E>
                    . 
                </P>
                <SIG>
                    <DATED>Dated: April 24, 2006. </DATED>
                    <NAME>Gwellnar Banks, </NAME>
                    <TITLE>Management Analyst, Office of the Chief Information Officer. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6378 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 3510-60-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE </AGENCY>
                <SUBJECT>Submission for OMB Review; Comment Request </SUBJECT>
                <P>The Department of Commerce has submitted to the Office of Management and Budget (OMB) for clearance the following proposal for collection of information under the provisions of the Paperwork Reduction Act (44 U.S.C. chapter 35). </P>
                <P>
                    <E T="03">Agency:</E>
                     National Oceanic and Atmospheric Administration (NOAA). 
                </P>
                <P>
                    <E T="03">Title:</E>
                     Highly Migratory Species Tournament Registration and Reporting. 
                </P>
                <P>
                    <E T="03">Form Number(s):</E>
                     None. 
                </P>
                <P>
                    <E T="03">OMB Approval Number:</E>
                     0648-0323. 
                </P>
                <P>
                    <E T="03">Type of Request:</E>
                     Regular submission. 
                </P>
                <P>
                    <E T="03">Burden Hours:</E>
                     83. 
                </P>
                <P>
                    <E T="03">Number of Respondents:</E>
                     300. 
                </P>
                <P>
                    <E T="03">Average Hours Per Response:</E>
                     Two minutes for tournament registration and twenty minutes for tournament reporting. 
                </P>
                <P>
                    <E T="03">Needs and Uses:</E>
                     The National Marine Fisheries Service (NOAA Fisheries Service) would require that operators of fishing tournaments involving Atlantic Highly Migratory Species (HMS) provide advance identification of the tournament (registration) and then, for selected tournaments, provide summary information after the tournament is completed (reporting) on the HMS caught, whether they were kept or released, the length and weight of the fish, and other information. Most of the data required for post-tournament reporting is already collected in the routine course of tournament operations. The data collected is needed by NOAA Fisheries Service to estimate the total annual catch of these species, to evaluate the impact of tournament fishing in relation to other types of fishing, and to evaluate the impact of HMS management measures on tournament operations. 
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Business or other for-profit organizations; not-for-profit institutions. 
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     On occasion. 
                </P>
                <P>
                    <E T="03">Respondent's Obligation:</E>
                     Mandatory. 
                </P>
                <P>
                    <E T="03">OMB Desk Officer:</E>
                     David Rostker, (202) 395-3897. 
                </P>
                <P>
                    Copies of the above information collection proposal can be obtained by calling or writing Diana Hynek, Departmental Paperwork Clearance Officer, (202) 482-0266, Department of Commerce, Room 6625, 14th and Constitution Avenue, NW., Washington, DC 20230 (or via the Internet at 
                    <E T="03">dHynek@doc.gov</E>
                    ). 
                </P>
                <P>
                    Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to David Rostker, OMB Desk Officer, FAX number (202) 395-7285, or 
                    <E T="03">David_Rostker@omb.eop.gov.</E>
                </P>
                <SIG>
                    <DATED>Dated: April 24, 2006. </DATED>
                    <NAME>Gwellnar Banks, </NAME>
                    <TITLE>Management Analyst, Office of the Chief Information Officer. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E6-6382 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 3510-22-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBJECT>Submission for OMB Review; Comment Request</SUBJECT>
                <P>The Department of Commerce has submitted to the Office of Management and Budget (OMB) for clearance the following proposal for collection of information under the provisions of the Paperwork Reduction Act (44 U.S.C. chapter 35).</P>
                <P>
                    <E T="03">Agency:</E>
                     National Oceanic and Atmospheric Administration (NOAA).
                </P>
                <P>
                    <E T="03">Title:</E>
                     Large Pelagic Fishing Survey.
                </P>
                <P>
                    <E T="03">Form Number(s):</E>
                     None.
                </P>
                <P>
                    <E T="03">OMB Approval Number:</E>
                     0648-0380.
                </P>
                <P>
                    <E T="03">Type of Request:</E>
                     Regular submission.
                </P>
                <P>
                    <E T="03">Burden Hours:</E>
                     2,370.
                </P>
                <P>
                    <E T="03">Number of Respondents:</E>
                     17,000.
                    <PRTPAGE P="25145"/>
                </P>
                <P>
                    <E T="03">Average Hours Per Response:</E>
                     8 minutes for a telephone interview; 5 minutes for a dockside interview; 2 minutes to respond to a follow-up validation call for dockside interviews; 1 minute for a biological sampling of catch; 28 minutes for a headboat effort and catch survey; and 6 minutes for North Carolina winter bluefin tuna dockside interview.
                </P>
                <P>
                    <E T="03">Needs and Uses:</E>
                     The Large Pelagic Fishing Survey consists of dockside and telephone surveys of recreational anglers for large pelagic fish (tunas, sharks, and billfish) in the Atlantic Ocean. The survey provides the National Marine Fisheries Service with information to monitor catch of bluefin tuna and marlin. The catch monitoring in these fisheries and collection of catch and effort statistics for all pelagic fish is required under the Atlantic Tunas Convention Act and the Magnuson-Stevens Fishery Conservation and Management Act. The information collected is essential for the U.S. to meet its reporting obligations to the International Commission for the Conservation of Atlantic Tuna.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Individuals or households; business or other for-profit organizations.
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     Annually, weekly, and on occasion.
                </P>
                <P>
                    <E T="03">Respondent's Obligation:</E>
                     Mandatory.
                </P>
                <P>
                    <E T="03">OMB Desk Officer:</E>
                     David Rostker, (202) 395-3897.
                </P>
                <P>
                    Copies of the above information collection proposal can be obtained by calling or writing Diana Hynek, Departmental Paperwork Clearance Officer, (202) 482-0266, Department of Commerce, Room 6625, 14th and Constitution Avenue, NW., Washington, DC 20230 (or via the Internet at 
                    <E T="03">dHynek@doc.gov</E>
                    ).
                </P>
                <P>
                    Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to David Rostker, OMB Desk Officer, FAX number (202) 395-7285, or 
                    <E T="03">David_Rostker@omb.eop.gov.</E>
                </P>
                <SIG>
                    <DATED>Dated: April 24, 2006.</DATED>
                    <NAME>Gwellnar Banks,</NAME>
                    <TITLE>Management Analyst, Office of the Chief Information Officer.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6386 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE </AGENCY>
                <SUBJECT>Submission for OMB Review; Comment Request </SUBJECT>
                <P>The Department of Commerce has submitted to the Office of Management and Budget (OMB) for clearance the following proposal for collection of information under the provisions of the Paperwork Reduction Act (44 U.S.C. chapter 35). </P>
                <P>
                    <E T="03">Agency:</E>
                     National Institute of Standards and Technology. 
                </P>
                <P>
                    <E T="03">Title:</E>
                     Summer Undergraduate Research Fellowship (SURF) Program Student Applicant Information. 
                </P>
                <P>
                    <E T="03">Form Number(s):</E>
                     None. 
                </P>
                <P>
                    <E T="03">OMB Approval Number:</E>
                     0693-0042. 
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Regular submission. 
                </P>
                <P>
                    <E T="03">Burden Hours:</E>
                     400. 
                </P>
                <P>
                    <E T="03">Number of Respondents:</E>
                     200. 
                </P>
                <P>
                    <E T="03">Average Hours Per Response:</E>
                     2. 
                </P>
                <P>
                    <E T="03">Needs and Uses:</E>
                     The purpose of this information is to determine eligible students, selection of students, and placement of students in an appropriate research projects that match their needs, interests, and academic preparation. 
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Individuals or households. 
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     Annually. 
                </P>
                <P>
                    <E T="03">Respondent's Obligation:</E>
                     Required to apply to the program. 
                </P>
                <P>
                    <E T="03">OMB Desk Officer:</E>
                     Jasmeet Seehra, (202) 395-3123. 
                </P>
                <P>
                    Copies of the above information collection proposal can be obtained by calling or writing Diana Hynek, Departmental Paperwork Clearance Officer, (202) 482-0266, Department of Commerce, Room 6625, 14th and Constitution Avenue, NW., Washington, DC 20230 (or via the Internet at 
                    <E T="03">dHynek@doc.gov</E>
                    ). 
                </P>
                <P>
                    Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to Jasmeet Seehra, OMB Desk Officer, FAX number (202) 395-3123, or 
                    <E T="03">Jasmeet_K._Seehra@omb.eop.gov.</E>
                </P>
                <SIG>
                    <DATED>Dated: April 24, 2006. </DATED>
                    <NAME>Gwellnar Banks, </NAME>
                    <TITLE>Management Analyst, Office of the Chief Information Officer. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6387 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 3510-13-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <SUBJECT>Initiation of Antidumping and Countervailing Duty Administrative Reviews</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Import Administration, International Trade Administration, Department of Commerce</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of Initiation of Antidumping and Countervailing Duty Administrative Reviews</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of Commerce (the Department) has received requests to conduct administrative reviews of various antidumping and countervailing duty orders and findings with March anniversary dates. In accordance with the Department's regulations, we are initiating those administrative reviews. The Department also received requests to revoke in part one antidumping duty order and three countervailing duty orders.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>April 28, 2006.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Sheila E. Forbes, Office of AD/CVD Operations, Office 4, Import Administration, International Trade Administration, U.S. Department of Commerce, 14th Street and Constitution Avenue, N.W., Washington, D.C. 20230, telephone: (202) 482-4737.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>The Department has received timely requests, in accordance with 19 CFR 351.213(b)(2004), for administrative reviews of various antidumping and countervailing duty orders and findings with March anniversary dates. The Department also received timely</P>
                <P>requests to revoke in part the antidumping duty order on Stainless Steel Bar from Germany and to revoke in part the countervailing duty orders on Low Enriched Uranium from Germany, the Netherlands and the United Kingdom. The revocation requests for Low Enriched Uranium from Germany, the Netherlands and the United Kingdom were inadvertently omitted from the initiation notice that published on April 5, 2006 (71 FR 17077).</P>
                <HD SOURCE="HD1">Initiation of Reviews:</HD>
                <P>
                    In accordance with section 19 CFR 351.221(c)(1)(i), we are initiating administrative reviews of the following antidumping and countervailing duty orders and findings. We intend to issue the final results of these reviews not later than March 31, 2007.
                    <PRTPAGE P="25146"/>
                </P>
                <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="s50,25">
                    <BOXHD>
                        <CHED H="1"> </CHED>
                        <CHED H="1">Period to be Reviewed</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="21">
                            <E T="02">Antidumping Duty Proceedings</E>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BRAZIL: Certain Hot-Rolled Carbon Steel Flat Products</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A-351-828</ENT>
                        <ENT>3/1/05 - 2/28/06</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Companhia Siderurgica Nacional</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Companhia Siderurgica de Tubarao</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">FRANCE: Stainless Steel Bar</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A-427-820</ENT>
                        <ENT>3/1/05 - 2/28/06</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">UGITECH, S.A.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">GERMANY: Stainless Steel Bar</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A-428-830</ENT>
                        <ENT>3/1/05 - 2/28/06</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">BGH Edelstahl Freital GmbH/BGH Edelstahl Lippendorf</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="06">GmbH/BGH Edelstahl Lugau GmbH/BGH Edelstahl Siegen GmbH</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SPAIN: Stainless Steel Bar</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A-469-805</ENT>
                        <ENT>3/1/05 - 2/28/06</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Sidenor Industrial SL</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            THE PEOPLE'S REPUBLIC OF CHINA: Certain Tissue Paper Products
                            <SU>1</SU>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A-570-894</ENT>
                        <ENT>9/21/04 - 2/28/06</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">AR Printing and Packaging</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">China National Aero-Technology Import &amp; Export Xiamen Corp.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Foshan Sansico Co., Ltd.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Fujian Naoshan Paper Industry Group Co., Ltd.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Fuzhou Magicpro Gifts Co., Ltd.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Gifiworld Enterprise Co., Ltd.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Guilin Qifeng Paper Co., Ltd.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Goldwing Co., Ltd.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Guangzhou Baxi Printing Products Co., Limited</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Kepsco, Inc.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Max Fortune Industrial Limited/Max Fortune (FETDE) Paper Products Co., Ltd.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">PT Grafitecindo Ciptaprima</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">PT Printec Perkasa</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">PT Printec Perkasa II</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">PT Sansico Utama</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Putian City Chengxiang Qu Li Feng</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Putian City Hong Ye Paper Products Co., Ltd.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Samsam Productions Limited</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Sansico Asia Pasific Limited</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Vietnam Quijiang Paper Co., Ltd.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            THE PEOPLE'S REPUBLIC OF CHINA: Glycine
                            <SU>2</SU>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A-570-836</ENT>
                        <ENT>3/1/05 - 2/28/06</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Baoding Mantong Fine Chemistry Co., Ltd.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Nantong Dongchang Chemical Industry Corporation</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">THE PEOPLE'S REPUBLIC OF CHINA: Axes/Adzes</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A-570-803</ENT>
                        <ENT>2/1/05 - 1/31/06</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">
                            Shanghai Xinike Trading Company
                            <SU>3</SU>
                            (*)
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">THE PEOPLE'S REPUBLIC OF CHINA: Bars/Wedges</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A-570-803</ENT>
                        <ENT>2/1/05 - 1/31/06</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Shanghai Xinike Trading Company*</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">THE PEOPLE'S REPUBLIC OF CHINA: Hammers/Sledges</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A-570-803 </ENT>
                        <ENT>2/1/05 - 1/31/06</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">
                            Truper Herramientas S.A. de C.V.
                            <SU>4</SU>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Shanghai Xinike Trading Company*</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">THE PEOPLE'S REPUBLIC OF CHINA: Picks/Mattocks</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A-570-803</ENT>
                        <ENT>2/1/05 - 1/31/06</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">
                            Truper Herramientas S.A. de C.V.
                            <SU>5</SU>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Shanghai Xinike Trading Company*</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">UNITED KINGDOM: Stainless Steel Bar</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A-412-822</ENT>
                        <ENT>3/1/05 - 2/28/06</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Corus Engineering Steels</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Firth Rixson Limited</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="21">
                            <E T="02">Countervailing Duty Proceedings</E>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            GERMANY: Low Enriched Uranium
                            <SU>6</SU>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">C-428-829</ENT>
                        <ENT>1/1/05 - 12/31/05</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">TURKEY: Certain Welded Carbon Steel Standard Pipe</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">C-489-502</ENT>
                        <ENT>1/1/05 - 12/31/05</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">The Borusan Group/Borusan Mannesmann Boru</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="06">Sanayi ve Ticaret A.S./Borusan Istikbal Ticaret T.A.S.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="21">
                            <E T="02">Suspension Agreements</E>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">None.</ENT>
                    </ROW>
                    <TNOTE>
                        <SU>1</SU>
                         If one of the above-named companies does not qualify for a separate rate, all other exporters of Certain Tissue Paper Products from the People's Republic of China who have not qualified for a separate rate are deemed to be covered by this review as part of the single PRC entity of which the named exporters are a part.
                    </TNOTE>
                    <PRTPAGE P="25147"/>
                    <TNOTE>
                        <SU>2</SU>
                         If one of the above-named companies does not qualify for a separate rate, all other exporters of Glycine from the People's Republic of China who have not qualified for a separate rate are deemed to be covered by this review as part of the single PRC entity of which the named exporters are a part.
                    </TNOTE>
                    <TNOTE>
                        <SU>3</SU>
                        (*) In the initiation notice that published on April 5, 2006 (71 FR 17077), Shanghai Xinike Trading Company was incorrectly initiated as Shanghai Xinke Trading Company for all product categories with respect to the antidumping case on Hand Tools from the PRC (A-570-803). The correct spelling of the company name is listed above.
                    </TNOTE>
                    <TNOTE>
                        <SU>4</SU>
                         Company inadvertently omitted from initiation notice that published on April 5, 2006 (71 FR 17077).
                    </TNOTE>
                    <TNOTE>
                        <SU>5</SU>
                         Company inadvertently omitted from initiation notice that published on April 5, 2006 (71 FR 17077).
                    </TNOTE>
                    <TNOTE>
                        <SU>6</SU>
                         In the initiation notice that published on April 5, 2006 (71 FR 17077), the case number listed for Low Enriched Uranium from Germany was incorrect. The case number listed above is the correct number for that case.
                    </TNOTE>
                </GPOTABLE>
                <P>
                    During any administrative review covering all or part of a period falling between the first and second or third and fourth anniversary of the publication of an antidumping duty order under section 351.211 or a determination under section 351.218(f)(4) to continue an order or suspended investigation (after sunset review), the Secretary, if requested by a domestic interested party within 30 days of the date of publication of the notice of initiation of the review, will determine, consistent with 
                    <E T="03">FAG Italia v. United States</E>
                    , 291 F.3d 806 (Fed. Cir. 2002), as appropriate, whether antidumping duties have been absorbed by an exporter or producer subject to the review if the subject merchandise is sold in the United States through an importer that is affiliated with such exporter or producer. The request must include the name(s) of the exporter or producer for which the inquiry is requested.
                </P>
                <P>Interested parties must submit applications for disclosure under administrative protective orders in accordance with 19 CFR 351.305.</P>
                <P>These initiations and this notice are in accordance with section 751(a) of the Tariff Act of 1930, as amended (19 U.S.C. 1675(a)), and 19 CFR 351.221(c)(1)(i).</P>
                <SIG>
                    <DATED>Dated: April 25, 2006.</DATED>
                    <NAME>Thomas F. Futtner,</NAME>
                    <TITLE>Acting Office Director, AD/CVD Operations, Office 4, Import Administration.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6438 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <DEPDOC>A-570-891</DEPDOC>
                <SUBJECT>Hand Trucks and Certain Parts Thereof from The People's Republic of China: Notice of Decision of the Court of International Trade Not in Harmony</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Import Administration, International Trade Administration, U.S. Department of Commerce.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        On March 8, 2006, the United States Court of International Trade (“Court”) sustained the final remand determination made by the Department of Commerce (“the Department”) pursuant to the Court's remand of the scope of the antidumping duty order on hand trucks from the People's Republic of China (“PRC”). 
                        <E T="03">See Vertex International, Inc., v. United States</E>
                        , Ct. No. 05-00272, Slip Op. 06-35 (Ct. Int'l Trade March 8, 2006) (“
                        <E T="03">Vertex II</E>
                        ”). This case arises out of the Department's 
                        <E T="03">Antidumping Duty Order on Hand Trucks and Certain Parts Thereof from the People's Republic of China</E>
                        , 69 FR 70122 (December 2, 2004) (“Order”). The final judgment in this case was not in harmony with the Department's February 2005 Final Scope Ruling.
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">EFFECTIVE DATE:</HD>
                    <P>April 28, 2006.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Lilit Astvatsatrian, AD/CVD Operations, Office 8, Import Administration, International Trade Administration, U.S. Department of Commerce, 14th Street and Constitution Avenue, NW, Washington DC 20230; telephone (202) 482-6412.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>On December 27, 2004, Vertex International, Inc. (“Vertex”) requested a ruling from the Department to determine whether its garden cart, model MO 480 Deluxe Garden Cart, fell within the scope of the antidumping duty order on hand trucks from the PRC. See Vertex's Scope Ruling Request, Exhibit A (December 27, 2004) (“Scope Ruling Request”). On January 19, 2005, the Petitioners, Gleason Industrial Products, Inc. and Precision Products, Inc., stated that Vertex's garden cart was not within the scope of the order because the projecting edge on its product is incapable of sliding under a load for purposes of lifting and/or moving the load.</P>
                <P>
                    In an unpublished ruling, the Department found that the garden cart exhibited all of the essential physical characteristics of hand trucks as outlined by the Order and was within the scope of the Order. 
                    <E T="03">See Memorandum from Aishe Allen, Case Analyst, though Wendy Frankel, Office Director to Barbara E. Tillman, Acting Deputy Assistant Secretary: Final Scope Ruling on the Antidumping Duty Order From the People's Republic of China</E>
                    , February 15, 2005 (“
                    <E T="03">Final Scope Ruling</E>
                    ”).
                </P>
                <P>
                    On March 17, 2005, Vertex filed its summons with the Court alleging that the Department's determination that the garden cart was within the scope of the Order was not supported by substantial evidence. On January 19, 2006, the Court issued its opinion finding that there was substantial evidence on the record demonstrating that Vertex's cart was outside the scope of the order. 
                    <E T="03">See Vertex International, Inc. v. United States</E>
                    , Ct. No. 05-00272, Slip Op. 06-10 (CIT January 19, 2006) (“
                    <E T="03">Vertex I</E>
                    ”). The Court instructed the Department to issue a determination that Vertex's garden cart is outside the scope of the order on hand trucks.
                </P>
                <P>
                    On February 21, 2006, the Department issued its final results of redetermination pursuant to court remand, in which the Department stated that we found Vertex's MO 480 Deluxe Garden Cart outside the scope of the Order on hand trucks. On March 8, 2006, the Court issued an opinion affirming this conclusion. 
                    <E T="03">See Vertex II</E>
                    .
                </P>
                <HD SOURCE="HD1">Timken Notice</HD>
                <P>
                    In its decision in 
                    <E T="03">Timken Co., v. United States</E>
                    , 893 F.2d 337, 341 (Fed. Cir. 1990) (“
                    <E T="03">Timken</E>
                    ”), the United States Court of Appeals for the Federal Circuit held that, pursuant to section 516A(e) of the Tariff Act of 1930, as amended (“the Act”), the Department must publish a notice of a court decision that is not “in harmony” with a Department determination. The Court's decision in 
                    <E T="03">Vertex</E>
                     on March 8, 2006, constitutes a final decision of that court that is not in harmony with the Department's scope ruling. This notice is published in fulfillment of the publication requirements of 
                    <E T="03">Timken</E>
                    . Accordingly, the Department will issue revised instructions to U.S. Customs and Border Protection if the Court's decision is not appealed or if it is affirmed on appeal.
                </P>
                <P>This notice is issued and published in accordance with section 516A(c)(1) of the Act.</P>
                <SIG>
                    <PRTPAGE P="25148"/>
                    <DATED>Dated: April 21, 2006.</DATED>
                    <NAME>Joseph A. Spetrini,</NAME>
                    <TITLE>Acting Assistant Secretary for Import Administration.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6434 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <DEPDOC>(A-549-817)</DEPDOC>
                <SUBJECT>Partial Rescission of Antidumping Duty Administrative Review: Certain Hot-Rolled Carbon Steel Flat Products from Thailand</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Import Administration, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        In response to a request by United States Steel Corporation (petitioner) and Nucor Corporation (Nucor), a domestic interested party, the U.S. Department of Commerce (the Department) initiated an administrative review of the antidumping duty order on certain hot-rolled carbon steel flat products from Thailand with respect to Sahaviriya Steel Industries Public Company Limited (SSI) and Nakornthai Strip Mill Public Co., Ltd. (NSM).
                        <FTREF/>
                        <SU>1</SU>
                         No other interested party requested a review with respect to SSI. The period of review is November 1, 2004, through October 31, 2005. On March 22, 2006, petitioner and Nucor withdrew their request for an administrative review of SSI. Accordingly, the Department is now rescinding the administrative review of SSI, while continuing the review with respect to NSM.
                    </P>
                </SUM>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         The Department notes that only petitioner requested a review of NSM.
                    </P>
                </FTNT>
                <EFFDATE>
                    <HD SOURCE="HED">EFFECTIVE DATE:</HD>
                    <P>April 28, 2006.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Stephen Bailey, AD/CVD Operations, Office 7, Import Administration, U.S. Department of Commerce, 14th Street and Constitution Avenue, NW, Washington, DC 20230; telephone: (202) 482-0193.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On November 29, 2001, the Department published the antidumping duty order on certain hot-rolled carbon steel flat products from Thailand. 
                    <E T="03">See Antidumping Duty Order: Certain Hot-Rolled Carbon Steel Flat Products from Thailand</E>
                    , 66 FR 59562 (November 29, 2001).
                </P>
                <P>
                    On November 1, 2005, the Department published in the 
                    <E T="04">Federal Register</E>
                     a notice of opportunity to request an administrative review of the antidumping duty order covering certain hot-rolled carbon steel flat products from Thailand. 
                    <E T="03">See Antidumping or Countervailing Duty Order, Finding, or Suspended Investigation; Opportunity to Request Administrative Review</E>
                    , 70 FR 65883 (November 1, 2005). On November 30, 2005, the Department received a timely request from petitioner and Nucor for an administrative review of the antidumping duty order on certain hot-rolled carbon steel flat products from Thailand with respect to SSI. On December 22, 2005, in accordance with section 751(a) of the Tariff Act of 1930, as amended (the Act), the Department published a notice of initiation of the administrative review of SSI, covering the period November 1, 2004, through October 31, 2005. 
                    <E T="03">See Initiation of Antidumping and Countervailing Duty Administrative Reviews and Request for Revocation in Part</E>
                    , 70 FR 76024 (December 22, 2005).
                </P>
                <P>On January 3, 2006, the Department released the antidumping duty questionnaire to SSI. On March 22, 2006, petitioner and Nucor withdrew their request in a timely manner for an administrative review of SSI. No other party had requested a review of SSI.</P>
                <HD SOURCE="HD1">Rescission of the Administrative Review</HD>
                <P>
                    Pursuant to the Department's regulations, the Department will rescind an administrative review “if a party that requested a review withdraws the request within 90 days of the date of publication of the notice of initiation of the requested review.” 
                    <E T="03">See</E>
                     19 CFR 351.213(d)(1). Because petitioner and Nucor withdrew their request for an administrative review for SSI on March 22, 2006, which is within the 90-day deadline, and no other party requested a review of SSI, the Department is rescinding this administrative review with respect to SSI in accordance with 19 CFR 351.213(d)(1). The administrative review with respect to NSM will continue. The Department will issue appropriate assessment instructions to U.S. Customs and Border Protection within 15 days of publication of this notice.
                </P>
                <HD SOURCE="HD1">Notification Regarding APOs</HD>
                <P>This notice also serves as a reminder to parties subject to administrative protective orders (APOs) of their responsibility concerning the return or destruction of proprietary information disclosed under APO in accordance with 19 CFR 351.305, which continues to govern business proprietary information in this segment of the proceeding. Timely written notification of the return/destruction of APO materials or conversion to judicial protective order is hereby requested. Failure to comply with the regulations and terms of an APO is a violation which is subject to sanction.</P>
                <P>The Department is issuing and publishing this notice in accordance with section 777(i) of the Act and 19 CFR 351.213(d)(4).</P>
                <SIG>
                    <DATED>Dated: April 21, 2006.</DATED>
                    <NAME>Stephen J. Claeys,</NAME>
                    <TITLE>Deputy Assistant Secretary for Import Administration.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6437 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <DEPDOC>A-570-881</DEPDOC>
                <SUBJECT>Notice of Correction to Notice of Extension of Time Limit for Final Results of Antidumping Duty Administrative Review: Certain Malleable Iron Pipe Fittings from the People's Republic of China</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Import Administration, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <EFFDATE>
                    <HD SOURCE="HED">EFFECTIVE DATE:</HD>
                    <P>April 28, 2006.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Sochieta Moth, AD/CVD Operations, Office 8, Import Administration, International Trade Administration, U.S. Department of Commerce, 14th Street and Constitution Avenue, NW, Washington, DC 20230; telephone; (202) 482-0168.</P>
                </FURINF>
                <HD SOURCE="HD1">Correction:</HD>
                <P>
                    On April 6, 2006, the Department of Commerce (“The Department”) published a notice of extension of time limit for the final results of the antidumping administrative review of the order on certain malleable iron pipe fittings from the People's Republic of China for the period December 2, 2003, through November 30, 2004. 
                    <E T="03">See Notice of Extension of Time Limit for Final Results of Antidumping Duty Administrative Review: Certain Malleable Iron Pipe Fittings From the People's Republic of China</E>
                    , 71 FR 17439 (April 6, 2006) (“
                    <E T="03">Extension Notice</E>
                    ”). Subsequent to the publication of the 
                    <E T="03">Extension Notice</E>
                    , we identified an inadvertent clerical error in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <P>
                    The case number was incorrectly identified as A-570-831. The 
                    <E T="03">Extension Notice</E>
                     should be corrected to list the case number as A-570-881.
                </P>
                <P>
                    This correction is issued and published in accordance with section 
                    <PRTPAGE P="25149"/>
                    777(i) of the Tariff Act of 1930, as amended.
                </P>
                <SIG>
                    <DATED>Dated: April 21, 2006.</DATED>
                    <NAME>Joseph A. Spetrini,</NAME>
                    <TITLE>Acting Assistant Secretary for Import Administration.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6436 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <DEPDOC>A-570-601</DEPDOC>
                <SUBJECT>Tapered Roller Bearings and Parts Thereof, Finished or Unfinished, from the People's Republic of China: Extension of Time Limit for the Preliminary Results of Antidumping Duty Administrative Review</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Import Administration, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <EFFDATE>
                    <HD SOURCE="HED">EFFECTIVE DATE:</HD>
                    <P>April 28, 2006.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Ryan Radford or Eugene Degnan, AD/CVD Operations, Office 8, Import Administration, International Trade Administration, U.S. Department of Commerce, 14th Street and Constitution Avenue, NW, Washington, DC 20230; telephone (202) 482-4037 or (202) 482-0414, respectively.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On July 21, 2005, the Department of Commerce (“the Department”) published in the 
                    <E T="04">Federal Register</E>
                     a notice of the initiation of the antidumping duty administrative review of tapered roller bearings (“TRBs”) from the People's Republic of China (“PRC”) for the period June 1, 2004, through May 31, 2005. 
                    <E T="03">See Initiation of Antidumping and Countervailing Duty Administrative Reviews and Request for Revocation in Part</E>
                    , 70 FR 42028 (“
                    <E T="03">Initiation Notice</E>
                    ”).
                </P>
                <HD SOURCE="HD1">Extension of Time Limit for Preliminary Results</HD>
                <P>
                    Section 751(a)(3)(A) of the Tariff Act of 1930, as amended (“the Act”), requires the Department to issue preliminary results within 245 days after the last day of the anniversary month of an order. However, if it is not practicable to complete the review within this time period, section 751(a)(3)(A) of the Act allows the Department to extend the time period to a maximum of 365 days. On February 28, 2006, the Department published in the 
                    <E T="04">Federal Register</E>
                     a notice extending the time limit for the preliminary results of the administrative review from March 2, 2006, to May 1, 2006. 
                    <E T="03">See Extension of Time Limit for the Preliminary Results of Antidumping Duty Administrative Review: Tapered Roller Bearings, and Parts Thereof, Finished or Unfinished from the People's Republic of China</E>
                     71 FR 10010 (February 28, 2006). The preliminary results of review are currently due no later than May 1, 2006. However, completion of the preliminary results of this review by May 1, 2006, is not practicable because the Department needs additional time to verify the respondent's constructed export price sales in the United States, and its export price sales and factors of production in the PRC.
                </P>
                <P>Because it is not practicable to complete this review within the time specified under the Act, we are extending the time period for issuing the preliminary results of review by an additional 60 days until June 30, 2006, in accordance with section 751(a)(3)(A) of the Act. The final results continue to be due 120 days after the publication of the preliminary results of review.</P>
                <P>This notice is published pursuant to sections 751(a) and 777 (i) of the Act.</P>
                <SIG>
                    <DATED>Dated: April 24, 2006.</DATED>
                    <NAME>Stephen J. Claeys,</NAME>
                    <TITLE>Deputy Assistant Secretary for Import Administration.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6435 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                <SUBJECT>Proposed Information Collection; Comment Request; NMFS Alaska Region Vessel Monitoring System (VMS) Program</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Oceanic and Atmospheric Administration (NOAA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of Commerce, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to take this opportunity to comment on proposed and/or continuing information collections, as required by the Paperwork Reduction Act of 1995.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments must be submitted on or before June 27, 2006.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Direct all written comments to Diana Hynek, Departmental Paperwork Clearance Officer, Department of Commerce, Room 6625, 14th and Constitution Avenue, NW., Washington, DC 20230 (or via the Internet at 
                        <E T="03">dHynek@doc.gov).</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Requests for additional information or copies of the information collection instrument and instructions should be directed to Patsy A. Bearden, 907-586-7008 or 
                        <E T="03">patsy.bearden@noaa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P> </P>
                <HD SOURCE="HD1">I. Abstract</HD>
                <P>Authorized under the Magnuson-Stevens Act, participants are required to purchase, install, and operate a National Marine Fisheries Service (NMFS)-approved vessel monitoring system (VMS) under certain circumstances, to provide more precise location information in the Bering Sea, Aleutian Islands, and Gulf of Alaska. This information supports enforcement efforts in relation to: (1) A number of fisheries, including: Atka mackerel, pollock, Pacific cod, BSAI crab; (2) essential fish habitat; and (3) habitat areas of particular concern in the Aleutian Islands and Gulf of Alaska. VMS requirements are described at 50 CFR part 679.28. The VMS transmitter automatically determines the vessels position several times per hour using Global Positioning System (GPS) satellite. A communications service provider receives the transmission and relays it to NMFS. The VMS transmitters are designed to be tamper-resistant and automatic. In most cases, the vessel owner is unaware of exactly when the unit is transmitting and is unable to alter the signal or the time of transmission.</P>
                <HD SOURCE="HD1">II. Method of Collection</HD>
                <P>VMS check-in, by FAX, is required from participants upon installation of a VMS on a vessel. Thereafter, submittal is automatic by satellite.</P>
                <HD SOURCE="HD1">III. Data</HD>
                <P>
                    <E T="03">OMB Number:</E>
                     0648-0445.
                </P>
                <P>
                    <E T="03">Form Number:</E>
                     None.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Regular submission.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Individuals or households; business or other for-profits organizations.
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     1,854.
                </P>
                <P>
                    <E T="03">Estimated Time Per Response:</E>
                     12 minutes for VMS check-in report; 6 seconds for VMS transmission; 6 hours for VMS installation; 4 hours for VMS maintenance.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden Hours:</E>
                     23,882.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Cost to Public:</E>
                     $1,145,000.
                </P>
                <HD SOURCE="HD1">IV. Request for Comments</HD>
                <P>
                    Comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance 
                    <PRTPAGE P="25150"/>
                    of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden (including hours and cost) of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology.
                </P>
                <P>Comments submitted in response to this notice will be summarized and/or included in the request for OMB approval of this information collection; they also will become a matter of public record.</P>
                <SIG>
                    <DATED>Dated: April 24, 2006.</DATED>
                    <NAME>Gwellnar Banks,</NAME>
                    <TITLE>Management Analyst, Office of the Chief Information Officer.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6380 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                <DEPDOC>[I.D. No. 031606B]</DEPDOC>
                <SUBJECT>Endangered and Threatened Wildlife and Plants: Announcement of Initiation of a Status Review of Cook Inlet Beluga Whales under the Endangered Species Act (ESA); Request for Information</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Reopening of the time period for submitting information.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>We, NOAA's National Marine Fisheries Service (NMFS), are reopening the time period for submitting information to be used during the Status Review of Cook Inlet Beluga Whales under the ESA. The initial deadline for submitting information was April 24, 2006. We are reopening this time period for an additional 30 days.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written information must be received by May 30, 2006.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Information should be sent to Kaja Brix, Assistant Regional Administrator, Protected Resource Division, NMFS, Alaska Region, Attn: Ellen Walsh. Information may be submitted by:</P>
                    <P>(1) Mail: P.O. Box 21668, Juneau, AK 99802-1668;</P>
                    <P>(2) Hand Delivery to the Federal Building: 709 West 9th Street, Room 420A, Juneau, AK;</P>
                    <P>(3) FAX: 907-586-7557; or</P>
                    <P>
                        (4) Email: 
                        <E T="03">CIB-ESA-Status-Review@noaa.gov</E>
                        . Include in the subject line of the email the following document identifier: CI Beluga Status Review. Email comments, with or without attachments, are limited to five (5) megabytes.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Brad Smith, NMFS Alaska Region, Anchorage Field Office, (907) 271-5006, or Kaja Brix, NMFS, Alaska Region, (907) 586-7235, or Marta Nammack, Office of Protected Resources, (301) 713-1401.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    NMFS published a notice in the 
                    <E T="04">Federal Register</E>
                     on March 24, 2006 (71 FR 14836), announcing our intent to initiate a status review on Cook Inlet beluga whales under the ESA. The notice also solicited information to assist in the development of the status review. We have since received several requests to extend the deadline for providing any pertinent information. However, the deadline was April 24, 2006. We, therefore, are reopening the time period for submitting information for an additional 30 days (instead of extending the deadline) to allow interested parties to submit relevant information.
                </P>
                <P>All comments and material received, including names and addresses, will become part of the administrative record and may be released to the public.</P>
                <P>
                    Please visit NMFS' Alaska Region web page at 
                    <E T="03">http://www.fakr.noaa.gov</E>
                     for more information on this status review. General information is available on Cook Inlet belugas at: 
                    <E T="03">http://www.fakr.noaa.gov/protectedresources/whales/beluga.htm.</E>
                </P>
                <SIG>
                    <DATED>Dated: April 24, 2006.</DATED>
                    <NAME>Jim Lecky,</NAME>
                    <TITLE>Director, Office of Protected Resources, National Marine Fisheries Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6444 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                <DEPDOC>[I.D. 042405B]</DEPDOC>
                <SUBJECT>Marine Mammals; File No. 800-1664</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice; denial of permit.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        Notice is hereby given that a request for a major amendment to Scientific Research Permit Number 800-1664, submitted by Dr. Randall Davis, Texas A&amp;M University, Galveston, Texas, for takes of Steller sea lions (
                        <E T="03">Eumetopias jubatus</E>
                        ) in Alaska, has been denied.
                    </P>
                </SUM>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The application and related documents are available for review upon written request or by appointment in the following office(s):</P>
                    <P>Permits, Conservation and Education Division, Office of Protected Resources, NMFS, 1315 East-West Highway, Room 13705, Silver Spring, MD 20910; phone (301)713-2289; fax (301)427-2521; and</P>
                    <P>Alaska Region, NMFS, P.O. Box 21668, Juneau, AK 99802-1668; phone (907)586-7221; fax (907)586-7249.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Dr. Tammy Adams or Amy Sloan, (301)713-2289.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    On April 4, 2005, a notice was published in the 
                    <E T="04">Federal Register</E>
                     (70 FR 17072) that an application had been filed by the above named individual. The requested permit amendment has been denied and the subject permit revoked pursuant to the terms of an agreement with NOAA in settlement of a Notice of Violation and Assessment and Notice of Permit Sanction.
                </P>
                <SIG>
                    <DATED>Dated: April 24, 2006.</DATED>
                    <NAME>Stephen L. Leathery,</NAME>
                    <TITLE>Chief, Permits, Conservation and Education Division, Office of Protected Resources, National Marine Fisheries Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6445 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                <DEPDOC>[I.D. 041306D]</DEPDOC>
                <SUBJECT>General Advisory Committee to the U.S. Section to the Inter-American Tropical Tuna Commission (IATTC); Public Meeting; Correction</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of a correction of a public meeting notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>NMFS announces the meeting of the General Advisory Committee to the U.S. Section to the IATTC.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting of the General Advisory Committee will be held on June 1, 2006, from 9 a.m. to 5 p.m. Pacific Time (or until business is concluded).</P>
                </DATES>
                <ADD>
                    <PRTPAGE P="25151"/>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The meeting will be held at NMFS, Southwest Regional Office, 501 West Ocean Boulevard, Suite 3400, Long Beach, CA 90803-4213.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>J.Allison Routt at (562) 980-4019 or (562) 980-4030.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The original notice published in the 
                    <E T="04">Federal Register</E>
                     on Friday, April 21, 2006 (71 FR 20646). This notice serves as a correction to that notice. The last paragraph in the 
                    <E T="02">SUPPLEMENTARY INFORMATION</E>
                     stated that “Although non-emergency issues not contained in this agenda may come before this group for discussion, those issues may not be the subject of formal action during this meeting. Action will be restricted to those issues specifically identified in this notice and any issues arising after publication of this notice that require emergency action under section 305(c) of the Magnuson-Stevens Fishery Conservation and Management Act, provided the public has been notified of the Council's intent to take final action to address the emergency.” That paragraph should be removed from the meeting notice. All other previously-published information remains the same.
                </P>
                <SIG>
                    <DATED>Dated: April 25, 2006.</DATED>
                    <NAME>Tracey L. Thompson,</NAME>
                    <TITLE>Acting Director, Office of Sustainable Fisheries, National Marine Fisheries Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6439 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                <DEPDOC>[I.D. 042506B]</DEPDOC>
                <SUBJECT>North Pacific Fishery Management Council; Public Meeting</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of a committee meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The North Pacific Fishery Management Council's (Council) Steller Sea Lion Mitigation Committee (SSLMC) will meet in Seattle, WA.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting will be held on May 16-18, 2006, from 8:30 a.m. to 5 p.m.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The meeting will be held at the Alaska Fisheries Science Center (AFSC), 7600 Sand Point Way NE, Building 4, Room 2076, Seattle, WA.</P>
                    <P>
                        <E T="03">Council address</E>
                        : North Pacific Fishery Management Council, 605 W. 4th Ave., Suite 306, Anchorage, AK 99501-2252.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Bill Wilson, North Pacific Fishery Management Council; telephone: (907) 271-2809.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The committee's agenda includes the following issues:</P>
                <P>Introductions and opening remarks, Minutes of last meeting; Update on consultation Process; Overview of Biological Assessment, Consultation Species, Other Consultations; Compendium of Steller Sea Lion (SSL) literature; Update on SSL and other marine mammal research: National Marine Mammal Laboratory SSL telemetry, Diet Studies; Sea Life Center Marine Mammal Research; Vancouver Aquarium and University British Columbia Marine Mammal Programs; Alaska Department of Fish &amp;Game SSL Programs; and the AFSC Fishery Interaction Team Program. The Committee will discuss and deliberate on these issues.</P>
                <P>Although non-emergency issues not contained in this agenda may come before this group for discussion, those issues may not be the subject of formal action during this meeting. Action will be restricted to those issues specifically identified in this notice and any issues arising after publication of this notice that require emergency action under section 305(c) of the Magnuson-Stevens Fishery Conservation and Management Act, provided the public has been notified of the Council's intent to take final action to address the emergency.</P>
                <HD SOURCE="HD1">Special Accommodations</HD>
                <P>These meetings are physically accessible to people with disabilities. Requests for sign language interpretation or other auxiliary aids should be directed to Gail Bendixen, (907) 271-2809, at least 5 working days prior to the meeting date.</P>
                <SIG>
                    <DATED>Dated: April 25, 2006.</DATED>
                    <NAME>Tracey L. Thompson,</NAME>
                    <TITLE>Acting Director, Office of Sustainable Fisheries, National Marine Fisheries Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6441 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                <DEPDOC>[I.D. 042506C]</DEPDOC>
                <SUBJECT>North Pacific Fishery Management Council; Public Meeting</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of a public meeting of the North Pacific Fishery Management Council's Crab Plan Team.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Crab Plan Team will meet at the Alaska Fishery Science Center in Seattle, WA.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting will be held on May 16-18, 2006, from 9 a.m. to 5 p.m.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The meeting will be held at the Alaska Fishery Science Center, 7600 Sand Point Way NE. Bldg 4, Seattle, WA 98115.</P>
                    <P>
                        <E T="03">Council address</E>
                        : North Pacific Fishery Management Council, 605 W. 4th Avenue, Suite 306, Anchorage, AK 99501-2252.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Diana Stram; telephone: (907) 271-2809.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The team's agenda includes the following: Membership issues, election of vice-chair, discussion of need for additional Crab Plan Team members; trawl survey overview and review of 2005-06 fisheries - Norton Sound, Bristol Bay red king crab bycatch data; detailed review of snow crab assessment; review of preliminary analysis of crab overfishing definition revisions; Center for Independent Experts review of crab overfishing analysis; economic review of crab fisheries data from Crab Rationalization program, review of stock assessment models, projection of status of stocks; Bering Sea Crab Essential Fish Habitat measures considered by the Council (St. Matthew blue king crab and Eastern Bering Sea snow crab discussion paper); summer research issues/schedules; discuss finalized state/federal action plan and timeline for fall Total Allocation Catch (TAC) setting; review of recent Alaska Board of Fisheries actions on Bering Sea Tanner crab TAC and Community Development Quota (CDQ) fishery management plan; discussion of Stock Assessment Fishery Evaluation and other reporting issues; other issues/new business.</P>
                <P>
                    Although non-emergency issues not contained in this agenda may come before this group for discussion, those issues may not be the subject of formal action during this meeting. Action will 
                    <PRTPAGE P="25152"/>
                    be restricted to those issues specifically identified in this notice and any issues arising after publication of this notice that require emergency action under section 305(c) of the Magnuson-Stevens Fishery Conservation and Management Act, provided the public has been notified of the Council's intent to take final action to address the emergency.
                </P>
                <HD SOURCE="HD1">Special Accommodations</HD>
                <P>These meetings are physically accessible to people with disabilities. Requests for sign language interpretation or other auxiliary aids should be directed to Gail Bendixen at (907) 271-2809 at least 7 working days prior to the meeting date.</P>
                <SIG>
                    <DATED>Dated: April 25, 2006.</DATED>
                    <NAME>Tracey L. Thompson,</NAME>
                    <TITLE>Acting Director, Office of Sustainable Fisheries, National Marine Fisheries Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6442 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                <DEPDOC>[I.D. 042506D]</DEPDOC>
                <SUBJECT>North Pacific Fishery Management Council; Public Meeting</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of public meetings of the North Pacific Fishery Management Council Ecosystem Committee.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The North Pacific Fishery Management Council (Council) Ecosystem Committee will meet in Seattle, WA.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting will be held on May 19, 2006, at 10 a.m.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The meeting will be held at the Alaska Fisheries Science Center, 7600 Sand Point Way NE. Bldg 9, Room A/B, Seattle, WA 98115.</P>
                </ADD>
                <P>
                    <E T="03">Council address</E>
                    : North Pacific Fishery Management Council, 605 W. 4th Ave., Suite 306, Anchorage, AK 99501-2252.
                </P>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Diana Evans, Council staff; telephone: (907) 271-2809.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The agenda will be as follows: (1) Recommendations on the Aleutian Islands Fishery Ecosystem Plan; (2) Update on the Alaska Marine Ecosystem Forum; and (3) Information on other ecosystem approach to management efforts.</P>
                <P>Although non-emergency issues not contained in this agenda may come before this group for discussion, those issues may not be the subject of formal action during this meeting. Action will be restricted to those issues specifically identified in this notice and any issues arising after publication of this notice that require emergency action under section 305(c) of the Magnuson-Stevens Fishery Conservation and Management Act, provided the public has been notified of the Council's intent to take final action to address the emergency.</P>
                <HD SOURCE="HD1">Special Accommodations</HD>
                <P>This meeting is physically accessible to people with disabilities. Requests for sign language interpretation or other auxiliary aids should be directed to Gail Bendixen at (907) 271-2809 at least 7 working days prior to the meeting date.</P>
                <SIG>
                    <DATED>Dated: April 25, 2006.</DATED>
                    <NAME>Tracey L. Thompson,</NAME>
                    <TITLE>Acting Director, Office of Sustainable Fisheries, National Marine Fisheries Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6443 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                <DEPDOC>[I.D. 042506A]</DEPDOC>
                <SUBJECT>Pacific Fishery Management Council; Public Meetings</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of public meetings.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Pacific Fishery Management Council's (Council) Coastal Pelagic Species (CPS) advisory bodies will hold meetings, which are open to the public, on May 16-18, 2006. The primary purpose of the meetings is to review the current Pacific Mackerel Stock Assessment.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The Coastal Pelagic Species Management Team (CPSMT) and the Scientific and Statistical Committee's (SSC) CPS subcommittee will meet in a joint session on Tuesday, May 16, 2006, from 10:30 a.m. until business for the day is completed. The CPSMT will hold a work session on Wednesday, May 17, 2006, from 8:30 a.m. until business for the day is completed. The Coastal Pelagic Species Advisory Subpanel (CPSAS) will meet Thursday, May 18, 2006, from 8:30 a.m. until business for the day is completed.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>All meetings will be held at NMFS Southwest Fisheries Science Center, 8604 La Jolla Shores Drive, La Jolla, CA 92037; telephone: (858) 546-7000. On May 16, 2006, the meeting will be held in the Large Conference Room and on May 17 and 18, 2006, the meeting will be held in the Green Room.</P>
                    <P>
                        <E T="03">Council address</E>
                        : Pacific Fishery Management Council, 7700 NE Ambassador Place, Suite 200, Portland, OR 97220-1384.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Mr. Mike Burner, Pacific Fishery Management Council; telephone: (503) 820-2280.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The CPSMT and the SSC CPS subcommittee will review the current Pacific mackerel stock assessment. The CPSMT will also develop harvest guideline and seasonal structure recommendations for the 2006-07 Pacific mackerel fishery and review the 2006 CPS Stock Assessment and Fishery Evaluation (SAFE) document. The CPSAS will review information developed by the CPSMT about the current Pacific mackerel stock assessment and harvest guideline and seasonal structure recommendations for the 2006-07 fishery. The CPSMT and CPSAS will develop recommendations for Council consideration at its June 11-16, 2006, meeting in Foster City, CA, and address other issues relating to CPS management, including marine protected areas and research and data needs. No management actions will be decided by the CPSMT, the SSC CPS subcommittee, or the CPSAS.</P>
                <P>Although non-emergency issues not contained in the meeting agendas may be discussed, those issues may not be the subject of formal action during these meetings. Advisory body action will be restricted to those issues specifically listed in this notice and any issues arising after publication of this notice that require emergency action under Section 305(c) of the Magnuson-Stevens Fishery Conservation and Management Act, provided the public has been notified of the intent to take final action to address the emergency.</P>
                <HD SOURCE="HD1">Special Accommodations</HD>
                <P>These meetings are physically accessible to people with disabilities. Requests for sign language interpretation or other auxiliary aids should be directed to Ms. Carolyn Porter at (503) 820-2280 at least 5 days prior to the meeting date.</P>
                <SIG>
                    <DATED>Dated: April 25, 2006.</DATED>
                    <NAME>Tracey L. Thompson,</NAME>
                    <TITLE>Acting Director, Office of Sustainable Fisheries, National Marine Fisheries Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6440 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="25153"/>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                <DEPDOC>[I.D. 042006D]</DEPDOC>
                <SUBJECT>Endangered Species; File No. 1576</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice; receipt of application.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        Notice is hereby given that the NMFS, Northeast Fisheries Science Center (NEFSC), 166 Water Street, Woods Hole, MA 02543-1026, has applied in due form for a permit to take loggerhead (
                        <E T="03">Caretta caretta</E>
                        ), leatherback (
                        <E T="03">Dermochelys coriacea</E>
                        ), Kemp's ridley (
                        <E T="03">Lepidochelys kempii</E>
                        ), green (
                        <E T="03">Chelonia mydas</E>
                        ), hawksbill (Eretmochelys imbricata), and olive ridley (
                        <E T="03">Lepidochelys olivacea</E>
                        ) sea turtles for purposes of scientific research.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written, telefaxed, or e-mail comments must be received on or before May 30, 2006.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The application and related documents are available for review upon written request or by appointment in the following office(s):</P>
                    <P>Permits, Conservation and Education Division, Office of Protected Resources, NMFS, 1315 East-West Highway, Room 13705, Silver Spring, MD 20910; phone (301)713-2289; fax (301)427-2521; and</P>
                    <P>Northeast Region, NMFS, One Blackburn Drive, Gloucester, MA 01930-2298; phone (978)281-9328; fax (978)281-9394.</P>
                    <P>Written comments or requests for a public hearing on this application should be mailed to the Chief, Permits, Conservation and Education Division, F/PR1, Office of Protected Resources, NMFS, 1315 East-West Highway, Room 13705, Silver Spring, MD 20910. Those individuals requesting a hearing should set forth the specific reasons why a hearing on this particular request would be appropriate.</P>
                    <P>Comments may also be submitted by facsimile at (301)427-2521, provided the facsimile is confirmed by hard copy submitted by mail and postmarked no later than the closing date of the comment period.</P>
                    <P>
                        Comments may also be submitted by e-mail. The mailbox address for providing email comments is 
                        <E T="03">NMFS.Pr1Comments@noaa.gov</E>
                        . Include in the subject line of the e-mail comment the following document identifier: File No. 1576.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Patrick Opay or Kate Swails, (301)713-2289.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The subject permit is requested under the authority of the Endangered Species Act of 1973, as amended (ESA; 16 U.S.C. 1531 
                    <E T="03">et seq.</E>
                    ) and the regulations governing the taking, importing, and exporting of endangered and threatened species (50 CFR parts 222-226).
                </P>
                <P>The NEFSC proposes to test modifications to scallop dredge gear that may reduce the probability of turtle injuries due to gear interactions. The NEFSC also proposes to opportunistically collect biological information from sea turtles captured in other projects or fisheries to improve NMFS's ability to assess stocks and the impact of anthropogenic activities. The NEFSC would annually capture and/or handle, measure, weigh, flipper tag, passive integrated transponder tag, tissue biopsy, collect parts from, photograph, and release up to 75 loggerhead, 9 leatherback, 26 Kemp's ridley, 10 green, 6 hawksbill, 1 olive ridley, and an additional 6 of any of these species (any combination). The research would occur in the Western Atlantic Ocean (Florida Keys through Maine) and the permit would be issued for 5 years.</P>
                <SIG>
                    <DATED>Dated: April 24, 2006.</DATED>
                    <NAME>Stephen L. Leathery,</NAME>
                    <TITLE>Chief, Permits, Conservation and Education Division, Office of Protected Resources, National Marine Fisheries Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6446 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE </AGENCY>
                <SUBAGY>National Telecommunications and Information Administration </SUBAGY>
                <SUBJECT>Proposed Information Collection; Comment Request; Public Telecommunications Facilities Program (PTFP) Application Form </SUBJECT>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Department of Commerce as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to comment on continuing and proposed information collections, as required by the Paperwork Reduction Act of 1995, Public Law 104-13 (44 U.S.C. 3506(c)(2)(A)). </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments must be submitted on or before June 27, 2006. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Direct all written comments to Diana Hynek, Departmental Forms Clearance Officer, U.S. Department of Commerce, Room 6625, 1401 Constitution Avenue, NW., Washington, DC 20230 (or via the Internet 
                        <E T="03">dHynek@doc.gov</E>
                        ). 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Requests for additional information or copies of the information collection instrument(s) and instructions should be directed to Clifton Beck, NTIA, Room H-4888, U.S. Department of Commerce, 1401 Constitution Avenue, NW., Washington, DC 20230. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Abstract </HD>
                <P>The purpose of the Public Telecommunications Facilities Program is to assist, through matching funds, in the planning and construction of public telecommunications facilities in order to achieve the following objectives: </P>
                <P>• Extend delivery of public telecommunications services to as many citizens in the United States as possible by the most efficient and economical means, including the use of broadcast and non-broadcast technologies; </P>
                <P>• Increase public telecommunications services and facilities available to, operated by, and owned by minorities and women; and </P>
                <P>• Strengthen the capability of existing public radio and television stations to provide public telecommunications services to the public. </P>
                <HD SOURCE="HD1">II. Method of Collection </HD>
                <P>Collection allows grantees to make all submissions either over the Internet or by mail. </P>
                <HD SOURCE="HD1">III. Data </HD>
                <P>
                    <E T="03">OMB Control Number:</E>
                     0660-0003. 
                </P>
                <P>
                    <E T="03">Form Number:</E>
                     None. 
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Regular submission. 
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Not-for-profit institutions, and state or local government agencies. 
                </P>
                <P>
                    <E T="03">Estimated Number of Total Respondents:</E>
                     300. 
                </P>
                <P>
                    <E T="03">Estimated Time Per Response:</E>
                     4 to 84 hours, depending on required information. 
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden Hours:</E>
                     23,830. 
                </P>
                <P>
                    <E T="03">Estimated Total Annual Cost to the Public:</E>
                     $0. 
                </P>
                <HD SOURCE="HD1">IV. Request for Comments </HD>
                <P>
                    Comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (b) the accuracy of the agency's estimate of the burden (including hours and cost) of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information to be 
                    <PRTPAGE P="25154"/>
                    collected; (d) ways to minimize the burden of the collection of information on respondents, 
                    <E T="03">e.g.</E>
                    , the use of automated collection techniques or other forms of information technology. 
                </P>
                <P>Comments submitted in response to this notice will be summarized and/or included in the request for OMB approval of the information collection; they also will become a matter of public record. </P>
                <SIG>
                    <DATED>Dated: April 24, 2006. </DATED>
                    <NAME>Gwellnar Banks, </NAME>
                    <TITLE>Management Analyst, Office of the Chief Information Officer. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E6-6379 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 3510-60-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">COMMITTEE FOR THE IMPLEMENTATION OF TEXTILE AGREEMENTS</AGENCY>
                <SUBJECT>Special Procedures for Considering Requests from the Public for Textile and Apparel Safeguard Actions on Imports from Australia</SUBJECT>
                <DATE>April 25, 2006.</DATE>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>The Committee for the Implementation of Textile Agreements (the Committee).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of Procedures.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This notice sets forth the procedures the Committee will follow in considering requests from the public for textile and apparel safeguard actions as provided for in Title III, Subtitle B, Section 321 through Section 328 of the United States-Australia Free Trade Agreement Implementation Act.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">EFFECTIVE DATE:</HD>
                    <P>
                        <E T="04">April 28, 2006.</E>
                    </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Requests must be submitted to: the Chairman, Committee for the Implementation of Textile Agreements, Room H3100, U.S. Department of Commerce, 14th and Constitution Avenue, N.W., Washington, D.C. 20230.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Maria D'Andrea, Office of Textiles and Apparel, U.S. Department of Commerce, (202) 482-4058.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">BACKGROUND:</HD>
                <P>Title III, Subtitle B, Section 321 through Section 328 of the United States-Australia Free Trade Agreement Implementation Act (the “Act”) implements the textile and apparel safeguard provisions, provided for in Article 4.1 of the Agreement. The safeguard mechanism applies when, as a result of the elimination of a customs duty under the Agreement, a textile or apparel article from Australia is being imported into the United States in such increased quantities, in absolute terms or relative to the domestic market for that article, and under such conditions as to cause serious damage or actual threat thereof to a U.S. industry producing a like or directly competitive article. In these circumstances, Article 4.1 permits the United States to increase duties on the imported article to a level that does not exceed the lesser of the prevailing U.S. normal trade relations (NTR)/most-favored-nation (MFN) duty rate for the article or the U.S. NTR/MFN duty rate in effect on the day before the Agreement enters into force.</P>
                <P>The import tariff relief is effective beginning on the date that the Committee determines that a textile or apparel article from Australia, as defined in Section 301(2) of the Act, is being imported into the United States in such increased quantities, in absolute terms or relative to the domestic market for that article, and under such conditions as to cause serious damage, or actual threat thereof, to a U.S. industry producing an article that is like, or directly competitive with, the imported article. The maximum period of import tariff relief, including provisional relief, as set forth in Sections 3 and 4 of this notice, shall be two years. However, the Committee may extend the period of import relief for an additional two years if the Committee determines that the continuation is necessary to remedy or prevent serious damage or actual threat thereof and to facilitate adjustment by the domestic industry to import competition, and that the domestic industry is, in fact, making a positive adjustment to import competition. Import tariff relief may not be imposed for an aggregate period greater than four years. Import tariff relief may not be applied to the same article at the same time under these procedures if relief previously has been granted with respect to that article under: (1) these provisions; (2) Subtitle A to Title III of the Act; or (3) Chapter 1 of Title II of the Trade Act of 1974.</P>
                <P>Authority to provide import tariff relief with respect to an Australian textile or apparel article will expire ten years after duties on the article are eliminated.</P>
                <P>Under Article 4.1.7 of the Agreement, if the United States provides relief to a domestic industry under the textile and apparel safeguard, it must provide Australia “mutually agreed trade liberalizing compensation in the form of concessions having substantially equivalent trade effects or equivalent to the value of the additional customs duties expected to result from the emergency [safeguard] action.” Such concessions shall be limited to textile and apparel products, unless the United States and Australia agree otherwise. If the United States and Australia are unable to agree on trade liberalizing compensation, Australia may increase customs duties equivalently on U.S. products. The obligation to provide compensation terminates upon termination of the safeguard relief. Section 327 of the Act extends the authority under Section 123 of the Trade Act of 1974 (19 U.S.C. 2133), as amended, to measures taken pursuant to the Agreement's textile and apparel safeguard provisions.</P>
                <P>In order to facilitate the implementation of Title III, Subtitle B, Section 321 through Section 328 of the United States-Australia Free Trade Agreement Implementation Act, the Committee has determined that actions taken under this safeguard fall within the foreign affairs exception to the rulemaking provision of 5 U.S.C. 553(a)(1), and this notice does not waive that determination. These procedures are not subject to the requirement to provide prior notice and opportunity for public comment, pursuant to 5 U.S.C. 553(a)(1) and 553(b)(A).</P>
                <P>
                    <E T="04">1.  Requirements for Requests.</E>
                     Pursuant to Section 321(a) of the Act and Section 6 of Presidential Proclamation 7857 of December 23, 2004, an interested party may file a request for a textile or apparel safeguard action with the Committee. The Committee will review requests from an interested party sent to the Chairman, Committee for the Implementation of Textile Agreements, Room 3100, U.S. Department of Commerce, 14th and Constitution Avenue, N.W., Washington, DC 20230. Ten copies of any such request must be provided. As provided in Section 328 of the Act, the Committee will protect from disclosure any business confidential information that is marked “business confidential” to the full extent permitted by law. To the extent that business confidential information is provided, two copies of a non-confidential version must also be provided, in which business confidential information is summarized or, if necessary, deleted. At the conclusion of the request, an interested party must attest that “all information contained in the request is complete and accurate and no false claims, statements, or representations have been made.” Consistently with Section 321(a), the Committee will review a request initially to determine whether to commence consideration of the request on its merits. Within 15 working days of receipt of a request, the Committee will determine whether the request provides the information necessary for the 
                    <PRTPAGE P="25155"/>
                    Committee to consider the request in light of the considerations set forth below. If the request does not, the Committee will promptly notify the requester of the reasons for this determination and the request will not be considered. However, the Committee will reevaluate any request that is resubmitted with additional information.
                </P>
                <P>Consistent with longstanding Committee practice in considering textile safeguard actions, the Committee will consider an interested party to be an entity (which may be a trade association, firm, certified or recognized union, or group of workers) that is representative of either: (A) a domestic producer or producers of an article that is like or directly competitive with the subject Australian textile or apparel article; or (B) a domestic producer or producers of a component used in the production of an article that is like or directly competitive with the subject Australian textile or apparel article.</P>
                <P>A request will only be considered if the request includes the specific information set forth below in support of a claim that a textile or apparel article from Australia is being imported into the United States in such increased quantities, in absolute terms or relative to the domestic market for that article, and under such conditions as to cause serious damage, or actual threat thereof, to a U.S. industry producing an article that is like, or directly competitive with, the imported article.</P>
                <P>
                    <E T="04">A.  Product description.</E>
                     Name and description of the imported article concerned, including the category or categories or part thereof of the U.S. Textile and Apparel Category System (see “Textile Correlation” at 
                    <E T="04">http://otexa.ita.doc.gov/corr.htm</E>
                    ) under which such article is classified, the Harmonized Tariff Schedule of the United States subheading(s) under which such article is classified, and the name and description of the like or directly competitive domestic article concerned.
                </P>
                <P>
                    <E T="04">B.  Import data.</E>
                     The following data, in quantity by category unit (see “Textile Correlation”), on total imports of the subject article into the United States and imports from Australia into the United States:
                </P>
                <FP SOURCE="FP1-2">* Annual data for the most recent three full calendar years for which such data are available;</FP>
                <FP SOURCE="FP1-2">* Quarterly data for the most recent year for which such data are partially available, and quarterly data for the same quarter(s) of the previous year (e.g., January-March 2005, April-June 2005 and January-March 2004, April-June 2004).</FP>
                <P>The data should demonstrate that imports of an Australian origin textile or apparel article that is like or directly competitive with the article produced by the domestic industry concerned are increasing rapidly in absolute terms or relative to the domestic market for that article.</P>
                <P>
                    <E T="04">C.  Production data.</E>
                     The following data, in quantity by category unit (see “Textile Correlation”), on U.S. domestic production of the like or directly competitive articles of U.S. origin indicating the nature and extent of the serious damage or actual threat thereof:
                </P>
                <FP SOURCE="FP1-2">* Annual data for the most recent three full calendar years for which such data are available;</FP>
                <FP SOURCE="FP1-2">* Quarterly data for the most recent year for which such data are partially available, and quarterly data for the same quarter(s) of the previous year (e.g., January-March 2005, April-June 2005 and January-March 2004, April-June 2004).</FP>
                <P>
                    If the like or directly competitive article(s) of U.S. origin does not correspond to a category or categories of the U.S. Textile and Apparel Category system for which production data are available from official statistics of the U.S. Department of Commerce (see “U.S. Imports, Production, Markets, Import Production Ratios and Domestic Market Shares for Textile and Apparel Product Categories” at website 
                    <E T="04">http://otexa.ita.doc.gov/ipbook.pdf</E>
                    ), the requester must provide a complete listing of all sources from which the data were obtained and an affirmation that, to the best of the requester's knowledge, the data represent substantially all of the domestic production of the like or directly competitive article(s) of U.S. origin. In such cases, data should be reported in the first unit of quantity in the Harmonized Tariff Schedule of the United States (
                    <E T="04">http://www.usitc.gov/tata/hts</E>
                    ) for the Australian origin textile and/or apparel article and the like or directly competitive articles of U.S. origin.
                </P>
                <P>
                    <E T="04">D.  Market share data.</E>
                     The following data, in quantity by category unit (see “Textile Correlation”), on imports from Australia as a percentage of the domestic market (defined as the sum of domestic production of the like or directly competitive article and total imports of the subject article); on total imports as a percentage of the domestic market; and on domestic production of like or directly competitive articles as a percentage of the domestic market:
                </P>
                <FP SOURCE="FP1-2">* Annual data for the most recent three full calendar years for which such data are available;</FP>
                <FP SOURCE="FP1-2">* Quarterly data for the most recent year for which such data are partially available, and quarterly data for the same quarter(s) of the previous year (e.g., January-March 2005, April-June 2005 and January-March 2004, April-June 2004).</FP>
                <P>
                    <E T="04">E.  Additional data showing serious damage or actual threat thereof.</E>
                     All data available to the requester showing changes in productivity, utilization of capacity, inventories, exports, wages, employment, domestic prices, profits, and investment, and any other information, relating to the existence of serious damage, or actual threat thereof, caused by imports from Australia to the industry producing the like or directly competitive article that is the subject of the request. To the extent that such information is not available, the requester should provide best estimates and the basis therefore:
                </P>
                <FP SOURCE="FP1-2">* Annual data for the most recent three full calendar years for which such data are available;</FP>
                <FP SOURCE="FP1-2">* Quarterly data for the most recent year for which such data are partially available, and quarterly data for the same quarter(s) of the previous year (e.g., January-March 2005, April-June 2005 and January-March 2004, April-June 2004).</FP>
                <P>
                    <E T="04">2.  Consideration of Requests.</E>
                     Consistent with Section 321(c) of the Act, if the Committee determines that the request provides the information necessary for it to be considered, the Committee will cause to be published in the 
                    <E T="04">Federal Register</E>
                     a notice seeking public comments regarding the request, which will include a summary of the request and the date by which comments must be received. The 
                    <E T="04">Federal Register</E>
                     notice and the request, with the exception of information marked “business confidential,” will be posted by the Department of Commerce's Office of Textiles and Apparel (“OTEXA”) on the Internet 
                    <E T="04">(http://otexa.ita.doc.go</E>
                    v). The comment period shall be 30 calendar days. To the extent business confidential information is provided, a non-confidential version must also be provided, in which business confidential information is summarized or, if necessary, deleted. At the conclusion of its submission of such public comments, an interested party must attest that “all information contained in the comments is complete and accurate and no false claims, statements, or representations have been made.” Comments received, with the exception of information marked “business confidential,” will be available in the Department of Commerce's Trade Information Center for review by the public. If a comment alleges that there is no serious damage 
                    <PRTPAGE P="25156"/>
                    or actual threat thereof, or that the subject imports are not the cause of the serious damage or actual threat thereof, the Committee will closely review any supporting information and documentation, such as information about domestic production or prices of like or directly competitive articles. In the case of requests submitted by entities that are not the actual producers of a like or directly competitive article, particular consideration will be given to comments representing the views of actual producers in the United States of a like or directly competitive article.
                </P>
                <P>Any interested party may submit information to rebut, clarify, or correct public comments submitted by any other interested party at any time prior to the deadline provided in this section for submission of such public comments. If public comments are submitted less than 10 days before, or on, the applicable deadline for submission of such public comments, an interested party may submit information to rebut, clarify, or correct the public comments no later than 10 days after the applicable deadline for submission of public comments.</P>
                <P>
                    With respect to any request considered by the Committee, the Committee will make a determination within 60 calendar days of the close of the comment period. If the Committee is unable to make a determination within 60 calendar days, it will cause to be published in a notice in the 
                    <E T="04">Federal Register</E>
                    , including the date by which it will make a determination. If the Committee makes a negative determination, it will cause this determination and the reasons therefore to be published in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <P>
                    <E T="04">3.  Determination and Provision of Relief.</E>
                     The Committee shall determine whether, as a result of the reduction or elimination of a duty under the Agreement, an Australian textile or apparel article is being imported into the United States in such increased quantities, in absolute terms or relative to the domestic market for that article, and under such conditions as to cause serious damage, or actual threat thereof, to a domestic industry producing an article that is like, or directly competitive with, the imported article. In making this determination, the Committee: (1) shall examine the effect of increased imports on the domestic industry as reflected in such relevant economic factors as output, productivity, utilization of capacity, inventories, market share, exports, wages, employment, domestic prices, profits, and investment, none of which is necessarily decisive; and (2) shall not consider changes in technology or consumer preference as factors supporting a determination of serious damage or actual threat thereof. The Committee, without delay, will provide written notice of its decision to the Government of Australia and will consult with said party upon its request.
                </P>
                <P>If a determination under this section is affirmative, the Committee may provide import tariff relief to a U.S. industry to the extent necessary to remedy or prevent the serious damage or actual threat thereof and to facilitate adjustment by the domestic industry to import competition. Such relief may consist of an increase in duties to the lower of: (1) the NTR/MFN duty rate in place for the textile or apparel article at the time the relief is granted; or (2) the NTR/MFN duty rate for that article on the day before the Agreement enters into force.</P>
                <P>
                    The import tariff relief is effective beginning on the date that the Committee's affirmative determination is published in the 
                    <E T="04">Federal Register</E>
                    . The maximum period of import tariff relief, including provisional relief (as set forth in Section 4 of this notice), shall be two years. However, the Committee may extend the period of import relief for a period of not more than two years if the Committee determines that the continuation is necessary to remedy or prevent serious damage or actual threat thereof and to facilitate adjustment, and that there is evidence that the domestic industry is making a positive adjustment to import competition. Import tariff relief may not be imposed for an aggregate period greater than four years. Import tariff relief may not be applied to the same article at the same time under these procedures if relief previously has been granted with respect to that article under: (1) these provisions; (2) Subtitle A to Title III of the Act; or (3) Chapter 1 of Title II of the Trade Act of 1974.
                </P>
                <P>Authority to provide import tariff relief for a textile or apparel article from Australia that is being imported into the United States in such increased quantities, in absolute terms or relative to the domestic market for that article, and under such conditions as to cause serious damage or actual threat thereof to a U.S. industry producing a like or directly competitive article, will expire ten years after duties on the article are eliminated.</P>
                <P>
                    <E T="04">4.  Critical Circumstances.</E>
                     Section 321(b) of the Act allows an interested party filing a request for a textile or apparel safeguard measure to allege that “critical circumstances” exist. Within 60 days of the filing of the request, the Committee shall determine, on the basis of the available information, whether there is clear evidence that: (1) imports from Australia have increased as the result of the reduction or elimination of a customs duty under the Agreement; (2) such imports are causing serious damage, or actual threat thereof, to the domestic industry producing an article like or directly competitive with the imported article; and (3) delay in providing import tariff relief would cause damage to a U.S. industry that would be difficult to repair. If the determination is affirmative, the Committee shall determine the extent of provisional relief that is necessary to remedy or prevent the serious damage or actual threat thereof, consistent with Section 322(c) of the Act. Within 30 days after making an affirmative determination, the Committee, if the Committee considers provisional relief to be warranted, shall provide provisional relief for a period of up to 200 days. If the Committee provides such provisional relief, then liquidation of entries of the article subject to such relief shall be suspended during the period of such relief. Provisional relief shall be terminated on the day on which: (1) the Committee makes a negative determination regarding serious damage or actual threat thereof; (2) relief granted pursuant to Section 322(b) of the Act takes effect; (3) a decision by the Committee not to take any action pursuant to Section 322(b) becomes final; or (4) the Committee determines that, because of changed circumstances, such relief is no longer warranted. Any suspension of liquidation ordered pursuant to Section 322(c)(3) of the Act shall be terminated on the date on which the provisional relief is terminated. If relief is provided pursuant to Section 322(b) of the Act, then any entries for which liquidation has been suspended pursuant to Section 322(c) of the Act shall be liquidated at the lower of: (1) the rate of duty resulting from the application of the provisional relief; and (2) the rate of duty applied pursuant to Section 322(b).
                </P>
                <P>
                    <E T="04">5.  Self Initiation.</E>
                     The Committee may, on its own initiative, consider whether imports of a textile or apparel article from Australia are being imported into the United States in such increased quantities, in absolute terms or relative to the domestic market for that article, and under such conditions as to cause serious damage or actual threat thereof to a U.S. industry producing a like or directly competitive article. In such considerations, the Committee will follow procedures consistent with those set forth in Section 2 of this notice, including causing to be published in the 
                    <E T="04">
                        Federal 
                        <PRTPAGE P="25157"/>
                        Register
                    </E>
                     a notice seeking public comment regarding the action it is considering.
                </P>
                <P>
                    <E T="04">6.  Record Keeping and Business Confidential Information.</E>
                     OTEXA will maintain an official record for each request on behalf of the Committee. The official record will include all factual information, written argument, or other material developed by, presented to, or obtained by OTEXA regarding the request, as well as other material provided to the Department of Commerce by other government agencies for inclusion in the official record. The official record will include Committee memoranda pertaining to the request, memoranda of Committee meetings, meetings between OTEXA staff and the public, determinations, and notices published in the 
                    <E T="04">Federal Register</E>
                    . The official record will contain material which is public, business confidential, privileged, and classified, but will not include pre-decisional inter-agency or intra-agency communications. If the Committee decides it is appropriate to consider materials submitted in an untimely manner, such materials will be maintained in the official record. Otherwise, such material will be returned to the submitter and will not be maintained as part of the official record. OTEXA will make the official record public except for business confidential information, privileged information, classified information, and other information the disclosure of which is prohibited by U.S. law. The public record will be available to the public for inspection and copying in a public reading room located in the Department of Commerce, Trade Information Center.
                </P>
                <P>Information designated by the submitter as business confidential will normally be considered to be business confidential unless it is publicly available. The Committee will protect from disclosure any business confidential information that is marked “business confidential” to the full extent permitted by law. To the extent that business confidential information is provided, two copies of a non-confidential version must also be provided, in which business confidential information is summarized or, if necessary, deleted. The Committee will make available to the public non-confidential versions of the request that is being considered, non-confidential versions of any public comments received with respect to a request, and, in the event consultations are requested, the statement of the reasons and justifications for the determination subsequent to the delivery of the statement to Australia.</P>
                <SIG>
                    <NAME>Philip J. Martello,</NAME>
                    <TITLE>Acting Chairman, Committee for the Implementation of Textile Agreements.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6456 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">COMMITTEE FOR THE IMPLEMENTATION OF TEXTILE AGREEMENTS</AGENCY>
                <SUBJECT>Special Procedures for Considering Requests from the Public for Textile and Apparel Safeguard Actions on Imports from Central America and the Dominican Republic</SUBJECT>
                <DATE>April 25, 2006.</DATE>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>The Committee for the Implementation of Textile Agreements (the Committee).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of Procedures.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This notice sets forth the procedures the Committee will follow in considering requests from the public for textile and apparel safeguard actions as provided for in Title III, Subtitle B, Section 321 through Section 328 of the Dominican Republic-Central America-United States Free Trade Agreement (“CAFTA-DR” or the “Agreement”) Implementation Act.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">EFFECTIVE DATE:</HD>
                    <P>
                        <E T="04">April 28, 2006.</E>
                    </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Requests must be submitted to: the Chairman, Committee for the Implementation of Textile Agreements, Room H3100, U.S. Department of Commerce, 14th and Constitution Avenue, N.W., Washington, D.C. 20230.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Maria D'Andrea, Office of Textiles and Apparel, U.S. Department of Commerce, (202) 482-4058.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>Title III, Subtitle B, Section 321 through Section 328 of the CAFTA-DR Implementation Act (the “Act”) implements the textile and apparel safeguard provisions, provided for in Article 3.23 of the Agreement. The safeguard mechanism applies when, as a result of the elimination of a customs duty under the Agreement, a textile or apparel article from Costa Rica, the Dominican Republic, El Salvador, Guatemala, Honduras, or Nicaragua (“Agreement country”), is being imported into the United States in such increased quantities, in absolute terms or relative to the domestic market for that article, and under such conditions as to cause serious damage or actual threat thereof to a U.S. industry producing a like or directly competitive article. In these circumstances, Article 3.23 permits the United States to increase duties on the imported article from the specified Agreement country to a level that does not exceed the lesser of the prevailing U.S. normal trade relations (NTR)/most- favored-nation (MFN) duty rate for the article or the U.S. NTR (MFN) duty rate in effect on the day before the Agreement enters into force.</P>
                <P>The import tariff relief is effective beginning on the date that the Committee determines that a “CAFTA-DR textile or apparel article,” as defined in Section 301(2) of the Act, of a specified Agreement country is being imported into the United States in such increased quantities, in absolute terms or relative to the domestic market for that article, and under such conditions as to cause serious damage, or actual threat thereof, to a U.S. industry producing an article that is like, or directly competitive with, the imported article. The maximum period of import tariff relief shall be three years. However, if the initial period for import relief is less than three years, the Committee may extend the period of import relief to the maximum three-year period if the Committee determines that the continuation is necessary to remedy or prevent serious damage or actual threat thereof and to facilitate adjustment by the domestic industry to import competition, and that the domestic industry is, in fact, making a positive adjustment to import competition. Import tariff relief may not be applied to the same article at the same time under these procedures if relief previously has been granted with respect to that article under: (1) these provisions; (2) Subtitle A to Title III of the Act; or (3) Chapter 1 of Title II of the Trade Act of 1974.</P>
                <P>Authority to provide import tariff relief with respect to a CAFTA-DR textile or apparel article will expire five years after the date on which the Agreement enters into force.</P>
                <P>
                    Under Article 3.23.6 of the Agreement, if the United States provides relief to a domestic industry under the textile and apparel safeguard, it must provide the country whose good is subject to the measure “mutually agreed trade liberalizing compensation in the form of concessions having substantially equivalent trade effects or equivalent to the value of the additional customs duties expected to result from the textile safeguard measure.” Such concessions shall be limited to textile and apparel products, unless the United States and the specified Agreement country agree otherwise. If the United States and the 
                    <PRTPAGE P="25158"/>
                    Agreement country are unable to agree on trade liberalizing compensation, that country may increase customs duties equivalently on U.S. products. The obligation to provide compensation terminates upon termination of the safeguard relief. Section 327 of the Act extends the authority under Section 123 of the Trade Act of 1974 (19 U.S.C. 2133), as amended, to measures taken pursuant to the Agreement's textile and apparel safeguard provisions.
                </P>
                <P>In order to facilitate the implementation of Title III, Subtitle B, Section 321 through Section 328 of the CAFTA-DR Implementation Act, the Committee has determined that actions taken under this safeguard fall within the foreign affairs exception to the rulemaking provision of 5 U.S.C. 553(a)(1), and this notice does not waive that determination. These procedures are not subject to the requirement to provide prior notice and opportunity for public comment, pursuant to 5 U.S.C. 553(a)(1) and 553(b)(A).</P>
                <P>
                    <E T="04">1.  Requirements for Requests.</E>
                     Pursuant to Section 321(a) of the Act and Section 6 of Presidential Proclamation 7987 of February 28, 2006, an interested party may file a request for a textile or apparel safeguard action with the Committee. The Committee will review requests from an interested party sent to the Chairman, Committee for the Implementation of Textile Agreements, Room 3100, U.S. Department of Commerce, 14th and Constitution Avenue, N.W., Washington, DC 20230. Ten copies of any such request must be provided. As provided in Section 328 of the Act, the Committee will protect from disclosure any business confidential information that is marked “business confidential” to the full extent permitted by law. To the extent that business confidential information is provided, two copies of a non-confidential version must also be provided, in which business confidential information is summarized or, if necessary, deleted. At the conclusion of the request, an interested party must attest that “all information contained in the request is complete and accurate and no false claims, statements, or representations have been made.” Consistently with Section 321(a), the Committee will review a request initially to determine whether to commence consideration of the request on its merits. Within 15 working days of receipt of a request, the Committee will determine whether the request provides the information necessary for the Committee to consider the request in light of the considerations set forth below. If the request does not, the Committee will promptly notify the requester of the reasons for this determination and the request will not be considered. However, the Committee will reevaluate any request that is resubmitted with additional information.
                </P>
                <P>Consistent with longstanding Committee practice in considering textile safeguard actions, the Committee will consider an interested party to be an entity (which may be a trade association, firm, certified or recognized union, or group of workers) that is representative of either: (A) a domestic producer or producers of an article that is like or directly competitive with the subject Agreement country textile or apparel article; or (B) a domestic producer or producers of a component used in the production of an article that is like or directly competitive with the subject Agreement country textile or apparel article.</P>
                <P>A request will only be considered if the request includes the specific information set forth below in support of a claim that a textile or apparel article from an Agreement country is being imported into the United States in such increased quantities, in absolute terms or relative to the domestic market for that article, and under such conditions as to cause serious damage, or actual threat thereof, to a U.S. industry producing an article that is like, or directly competitive with, the imported article.</P>
                <P>
                    <E T="04">A.  Product description.</E>
                     Name and description of the imported article concerned, including the category or categories or part thereof of the U.S. Textile and Apparel Category System (see “Textile Correlation” at 
                    <E T="04">http://otexa.ita.doc.gov/corr.htm) http://otexa.ita.doc.gov/corr.html)under</E>
                     which such article is classified, the Harmonized Tariff Schedule of the United States subheading(s) under which such article is classified, and the name and description of the like or directly competitive domestic article concerned.
                </P>
                <P>
                    <E T="04">B.  Import data.</E>
                     The following data, in quantity by category unit (see “Textile Correlation”), on total imports of the subject article into the United States and imports from the specified Agreement country into the United States:
                </P>
                <FP SOURCE="FP1-2">* Annual data for the most recent three full calendar years for which such data are available;</FP>
                <FP SOURCE="FP1-2">* Quarterly data for the most recent year for which such data are partially available, and quarterly data for the same quarter(s) of the previous year (e.g., January-March 2005, April-June 2005 and January-March 2004, April-June 2004).</FP>
                <P>The data should demonstrate that imports of an Agreement country's origin textile or apparel article that is like or directly competitive with the article produced by the domestic industry concerned are increasing rapidly in absolute terms or relative to the domestic market for that article.</P>
                <P>
                    <E T="04">C.  Production data.</E>
                     The following data, in quantity by category unit (see “Textile Correlation”), on U.S. domestic production of the like or directly competitive article of U.S. origin indicating the nature and extent of the serious damage or actual threat thereof:
                </P>
                <FP SOURCE="FP1-2">* Annual data for the most recent three full calendar years for which such data are available;</FP>
                <FP SOURCE="FP1-2">* Quarterly data for the most recent year for which such data are partially available, and quarterly data for the same quarter(s) of the previous year (e.g. January-March 2005, April-June 2005 and January-March 2004, April-June 2004).</FP>
                <P>
                    If the like or directly competitive article(s) of U.S. origin does not correspond to a category or categories of the U.S. Textile and Apparel Category system for which production data are available from official statistics of the U.S. Department of Commerce (see “U.S. Imports, Production, Markets, Import Production Ratios and Domestic Market Shares for Textile and Apparel Products Categories”, at website 
                    <E T="04">http://otexa.ita.doc.gov/ipbook.pdf</E>
                    ), the requester must provide a complete listing of all sources from which the data were obtained and an affirmation that to the best of the requester's knowledge, the data represent substantially all of the domestic production of the like or directly competitive article(s) of U.S. origin. In such cases, data should be reported in the first unit of quantity in the Harmonized Tariff Schedule of the United States (
                    <E T="04">http://www.usitc.gov/tata/hts</E>
                    ) for the Agreement country's textile and/or apparel articles and the like or directly competitive articles of U.S. origin.
                </P>
                <P>
                    <E T="04">D.  Market share data.</E>
                     The following data, in quantity by category unit (see “Textile Correlation”), on imports from the specified Agreement country as a percentage of the domestic market (defined as the sum of domestic production of the like or directly competitive article and total imports of the subject article); on total imports as a percentage of the domestic market; and on domestic production of like or directly competitive articles as a percentage of the domestic market:
                </P>
                <FP SOURCE="FP1-2">
                    * Annual data for the most recent three full calendar years for which such data are available;
                    <PRTPAGE P="25159"/>
                </FP>
                <FP SOURCE="FP1-2">* Quarterly data for the most recent year for which such data are partially available, and quarterly data for the same quarter(s) of the previous year (e.g., January-March 2005, April-June 2005 and January-March 2004, April-June 2004).</FP>
                <P>
                    <E T="04">E. Additional data showing serious damage or actual threat thereof.</E>
                     All data available to the requester showing changes in productivity, utilization of capacity, inventories, exports, wages, employment, domestic prices, profits, and investment, and any other information, relating to the existence of serious damage, or actual threat thereof, caused by imports from an Agreement country to the industry producing the like or directly competitive article that is the subject of the request. To the extent that such information is not available, the requester should provide best estimates and the basis therefore:
                </P>
                <FP SOURCE="FP1-2">* Annual data for the most recent three full calendar years for which such data are available;</FP>
                <FP SOURCE="FP1-2">* Quarterly data for the most recent year for which such data are partially available, and quarterly data for the same quarter(s) of the previous year (e.g., January-March 2005, April-June 2005 and January-March 2004, April-June 2004).</FP>
                <P>
                    <E T="04">2.  Consideration of Requests.</E>
                     Consistent with Section 321(b) of the Act, if the Committee determines that the request provides the information necessary for it to be considered, the Committee will cause to be published in the 
                    <E T="04">Federal Register</E>
                     a notice seeking public comments regarding the request, which will include a summary of the request and the date by which comments must be received. The 
                    <E T="04">Federal Register</E>
                     notice and the request, with the exception of information marked “business confidential,” will be posted by the Department of Commerce's Office of Textiles and Apparel (“OTEXA”) on the Internet (
                    <E T="04">http://otexa.ita.doc.gov</E>
                    ). The comment period shall be 30 calendar days. To the extent business confidential information is provided, a non-confidential version must also be provided, in which business confidential information is summarized or, if necessary, deleted. At the conclusion of its submission of such public comments, an interested party must attest that “all information contained in the comments is complete and accurate and no false claims, statements, or representations have been made.” Comments received, with the exception of information marked “business confidential,” will be available in the Department of Commerce's Trade Information Center for review by the public. If a comment alleges that there is no serious damage or actual threat thereof, or that the subject imports are not the cause of the serious damage or actual threat thereof, the Committee will closely review any supporting information and documentation, such as information about domestic production or prices of like or directly competitive articles. In the case of requests submitted by entities that are not the actual producers of a like or directly competitive article, particular consideration will be given to comments representing the views of actual producers in the United States of a like or directly competitive article.
                </P>
                <P>Any interested party may submit information to rebut, clarify, or correct public comments submitted by any other interested party at any time prior to the deadline provided in this section for submission of such public comments. If public comments are submitted less than 10 days before, or on, the applicable deadline for submission of such public comments, an interested party may submit information to rebut, clarify, or correct the public comments no later than 10 days after the applicable deadline for submission of public comments.</P>
                <P>
                    With respect to any request considered by the Committee, the Committee will make a determination within 60 calendar days of the close of the comment period. If the Committee is unable to make a determination within 60 calendar days, it will cause to be published in a notice in the 
                    <E T="04">Federal Register</E>
                    , including the date by which it will make a determination. If the Committee makes a negative determination, it will cause this determination and the reasons therefore to be published in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <P>
                    <E T="04">3.  Determination and Provision of Relief.</E>
                     The Committee shall determine whether, as a result of the reduction or elimination of a duty under the Agreement, an Agreement country's textile or apparel article is being imported into the United States in such increased quantities, in absolute terms or relative to the domestic market for that article, and under such conditions as to cause serious damage, or actual threat thereof, to a domestic industry producing an article that is like, or directly competitive with, the imported article. In making this determination, the Committee: (1) shall examine the effect of increased imports on the domestic industry as reflected in such relevant economic factors as output, productivity, utilization of capacity, inventories, market share, exports, wages, employment, domestic prices, profits, and investment, none of which is necessarily decisive; and (2) shall not consider changes in technology or consumer preference as factors supporting a determination of serious damage or actual threat thereof. The Committee will provide written notice of its decision to the specified Agreement country and will consult with said party upon its request. Consultations with the specified Agreement country will begin without delay and shall be completed within 60 days of the date of the receipt of the request. The Committee shall make a determination on whether to apply a safeguard measure within 30 days of completion of the consultations.
                </P>
                <P>If a determination under this section is affirmative, the Committee may provide import tariff relief to a U.S. industry to the extent necessary to remedy or prevent the serious damage or actual threat thereof and to facilitate adjustment by the domestic industry to import competition. Such relief may consist of an increase in duties to the lower of: (1) the NTR/MFN duty rate in place for the textile or apparel article at the time the relief is granted; or (2) the NTR/MFN duty rate for that article on the day before the Agreement enters into force.</P>
                <P>
                    The import tariff relief is effective beginning on the date that the Committee's affirmative determination is published in the 
                    <E T="04">Federal Register</E>
                    . The maximum period of import tariff relief shall be three years. However, if the initial period for import relief is less than three years, the Committee may extend the period of import relief to the maximum three-year period if the Committee determines that the continuation is necessary to remedy or prevent serious damage or actual threat thereof by the domestic industry to import competition, and that the domestic industry is, in fact, making a positive adjustment to import competition. Import tariff relief may not be imposed for an aggregate period greater than three years. Import tariff relief may not be applied to the same article at the same time under these procedures if relief previously has been granted with respect to that article under: (1) These provisions; (2) Subtitle A to Title III of the Act; or (3) Chapter 1 of Title II of the Trade Act of 1974.
                </P>
                <P>
                    Authority to provide import tariff relief for a textile or apparel article from an Agreement country that is being imported into the United States in such increased quantities, in absolute terms or relative to the domestic market for that article, and under such conditions as to cause serious damage or actual threat thereof to a U.S. industry producing a like or directly competitive article, will expire five years after the 
                    <PRTPAGE P="25160"/>
                    date on which the Agreement enters into force.
                </P>
                <P>
                    <E T="04">4.  Self Initiation.</E>
                     The Committee may, on its own initiative, consider whether imports of a textile or apparel article from a specified Agreement country are being imported into the United States in such increased quantities, in absolute terms or relative to the domestic market for that article, and under such conditions as to cause serious damage or actual threat thereof to a U.S. industry producing a like or directly competitive article. In such considerations, the Committee will follow procedures consistent with those set forth in Section 2 of this notice, including causing to be published in the 
                    <E T="04">Federal Register</E>
                     a notice seeking public comment regarding the action it is considering.
                </P>
                <P>
                    <E T="04">5.  Record Keeping and Business Confidential Information.</E>
                     OTEXA will maintain an official record for each request on behalf of the Committee. The official record will include all factual information, written argument, or other material developed by, presented to, or obtained by OTEXA regarding the request, as well as other material provided to the Department of Commerce by other government agencies for inclusion in the official record. The official record will include Committee memoranda pertaining to the request, memoranda of Committee meetings, meetings between OTEXA staff and the public, determinations, and notices published in the 
                    <E T="04">Federal Register</E>
                    . The official record will contain material which is public, business confidential, privileged, and classified, but will not include pre-decisional inter-agency or intra-agency communications. If the Committee decides it is appropriate to consider materials submitted in an untimely manner, such materials will be maintained in the official record. Otherwise, such material will be returned to the submitter and will not be maintained as part of the official record. OTEXA will make the official record public except for business confidential information, privileged information, classified information, and other information the disclosure of which is prohibited by U.S. law. The public record will be available to the public for inspection and copying in a public reading room located in the Department of Commerce, Trade Information Center.
                </P>
                <P>Information designated by the submitter as business confidential will normally be considered to be business confidential unless it is publicly available. The Committee will protect from disclosure any business confidential information that is marked “business confidential” to the full extent permitted by law. To the extent that business confidential information is provided, two copies of a non-confidential version must also be provided, in which business confidential information is summarized or, if necessary, deleted. The Committee will make available to the public non-confidential versions of the request that is being considered, non-confidential versions of any public comments received with respect to a request, and, in the event consultations are requested, the statement of the reasons and justifications for the determination subsequent to the delivery of the statement to the specified Agreement country.</P>
                <SIG>
                    <NAME>Philip J. Martello,</NAME>
                    <TITLE>Acting Chairman, Committee for the Implementation of Textile Agreements.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6460 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">COMMITTEE FOR THE IMPLEMENTATION OF TEXTILE AGREEMENTS</AGENCY>
                <SUBJECT>Special Procedures for Considering Requests from the Public for Textile and Apparel Safeguard Actions on Imports from Morocco</SUBJECT>
                <DATE>April 25, 2006.</DATE>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>The Committee for the Implementation of Textile Agreements (the Committee).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of Procedures.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This notice sets forth the procedures the Committee will follow in considering requests from the public for textile and apparel safeguard actions as provided for in Title III, Subtitle B, Section 321 through Section 328 of the United States-Morocco Free Trade Agreement Implementation Act.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">EFFECTIVE DATE:</HD>
                    <P>
                        <E T="04">April 28, 2006</E>
                    </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Requests must be submitted to: the Chairman, Committee for the Implementation of Textile Agreements, Room H3100, U.S. Department of Commerce, 14th and Constitution Avenue, NW., Washington, DC 20230.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Maria D'Andrea, Office of Textiles and Apparel, U.S. Department of Commerce, (202) 482-4058.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>Title III, Subtitle B, Section 321 through Section 328 of the United States-Morocco Free Trade Agreement Implementation Act (the “Act”) implements the textile and apparel safeguard provisions, provided for in Article 4.2 of the Agreement. The safeguard mechanism applies when, as a result of the elimination of a customs duty under the Agreement, a textile or apparel article from Morocco is being imported into the United States in such increased quantities, in absolute terms or relative to the domestic market for that article, and under such conditions as to cause serious damage or actual threat thereof to a U.S. industry producing a like or directly competitive article. In these circumstances, Article 4.2 permits the United States to increase duties on the imported article from Morocco to a level that does not exceed the lesser of the prevailing U.S. normal trade relations (NTR)/most-favored-nation (MFN) duty rate for the article or the U.S. NTR/MFN duty rate in effect on the day before the Agreement enters into force.</P>
                <P>The import tariff relief is effective beginning on the date that the Committee determines that a “Moroccan textile or apparel article” as defined in Section 301(2) of the Act, is being imported into the United States in such increased quantities, in absolute terms or relative to the domestic market for that article, and under such conditions as to cause serious damage, or actual threat thereof, to a U.S. industry producing an article that is like, or directly competitive with, the imported article. The maximum period of import tariff relief, as set forth in Section 3 of this notice, shall be three years. However, the Committee may extend the period of import relief for an additional two years if the Committee determines that the continuation is necessary to remedy or prevent serious damage or actual threat thereof and to facilitate adjustment by the domestic industry to import competition, and that the domestic industry is, in fact, making a positive adjustment to import competition. Import tariff relief may not be imposed for an aggregate period greater than five years. Import tariff relief may not be applied to the same article at the same time under these procedures if relief previously has been granted with respect to that article under: (1) These provisions; (2) Subtitle A to Title III of the Act; or (3) Chapter 1 of Title II of the Trade Act of 1974.</P>
                <P>Authority to provide import tariff relief with respect to a Moroccan textile or apparel article will expire ten years after duties on the article are eliminated.</P>
                <P>
                    Under Article 4.2.6 of the Agreement, if the United States provides relief to a domestic industry under the textile and apparel safeguard, it must provide Morocco “mutually agreed trade 
                    <PRTPAGE P="25161"/>
                    liberalizing compensation in the form of concessions having substantially equivalent trade effects or equivalent to the value of the additional customs duties expected to result from the safeguard action.” Such concessions shall be limited to textile and apparel products, unless the United States and Morocco agree otherwise. If the United States and Morocco are unable to agree on trade liberalizing compensation, Morocco may increase customs duties equivalently on U.S. products. The obligation to provide compensation terminates upon termination of the safeguard relief. Section 327 of the Act extends the authority under Section 123 of the Trade Act of 1974 (19 U.S.C. 2133), as amended, to measures taken pursuant to the Agreement's textile and apparel safeguard provisions.
                </P>
                <P>In order to facilitate the implementation of Title III, Subtitle B, Section 321 through 328 of the United States-Morocco Free Trade Implementation Act, the Committee has determined that actions taken under this safeguard fall within the foreign affairs exception to the rulemaking provision of 5 U.S.C. 553(a)(1), and this notice does not waive that determination. These procedures are not subject to the requirement to provide prior notice and opportunity for public comment, pursuant to 5 U.S.C. 553(a)(1) and 553(b)(A).</P>
                <P>
                    <E T="04">1.  Requirements for Requests.</E>
                     Pursuant to Section 321(a) of the Act and Section 7 of Presidential Proclamation 7971 of December 27, 2005, an interested party may file a request for a textile or apparel safeguard action with the Committee. The Committee will review requests from the interested party sent to the Chairman, Committee for the Implementation of Textile Agreements, Room 3100, U.S. Department of Commerce, 14th and Constitution Avenue, N.W., Washington, DC 20230. Ten copies of any such request must be provided. As provided in Section 328 of the Act, the Committee will protect from disclosure any business confidential information that is marked “business confidential” to the full extent permitted by law. To the extent that business confidential information is provided, two copies of a non-confidential version must also be provided, in which business confidential information is summarized or, if necessary, deleted. At the conclusion of the request, an interested party must attest that “all information contained in the request is complete and accurate and no false claims, statements, or representations have been made.” Consistently with Section 321(a), the Committee will review a request initially to determine whether to commence consideration of the request on its merits. Within 15 working days of receipt of a request, the Committee will determine whether the request provides the information necessary for the Committee to consider the request in light of the considerations set forth below. If the request does not, the Committee will promptly notify the requester of the reasons for this determination and the request will not be considered. However, the Committee will reevaluate any request that is resubmitted with additional information.
                </P>
                <P>Consistent with longstanding Committee practice in considering textile safeguard actions, the Committee will consider an interested party to be an entity (which may be a trade association, firm, certified or recognized union, or group of workers) that is representative of either: (A) a domestic producer or producers of an article that is like or directly competitive with the subject Moroccan textile or apparel article; or (B) a domestic producer or producers of a component used in the production of an article that is like or directly competitive with the subject Moroccan textile or apparel article.</P>
                <P>A request will only be considered if the request includes the specific information set forth below in support of a claim that a textile or apparel article from Morocco is being imported into the United States in such increased quantities, in absolute terms or relative to the domestic market for that article, and under such conditions as to cause serious damage, or actual threat thereof, to a U.S. industry producing an article that is like, or directly competitive with, the imported article.</P>
                <P>
                    <E T="04">A.  Product description.</E>
                     Name and description of the imported article concerned, including the category or categories or part thereof of the U.S. Textile and Apparel Category System (see “Textile Correlation” at 
                    <E T="04">http://otexa.ita.doc.gov/corr.html</E>
                    ) under which such article is classified, the Harmonized Tariff Schedule of the United States subheading(s) under which such article is classified, and the name and description of the like or directly competitive domestic article concerned.
                </P>
                <P>
                    <E T="04">B.  Import data.</E>
                     The following data, in quantity by category unit (see “Textile Correlation”), on total imports of the subject article into the United States and imports from Morocco into the United States:
                </P>
                <FP SOURCE="FP1-2">* Annual data for the most recent three full calendar years for which such data are available;</FP>
                <FP SOURCE="FP1-2">* Quarterly data for the most recent year for which such data are partially available, and quarterly data for the same quarter(s) of the previous year (e.g., January-March 2005, April-June 2005 and January-March 2004, April-June 2004).</FP>
                <P>The data should demonstrate that imports of a Moroccan origin textile or apparel article that are like or directly competitive with the article produced by the domestic industry concerned are increasing rapidly in absolute terms or relative to the domestic market for that article.</P>
                <P>
                    <E T="04">C.  Production data.</E>
                     The following data, in quantity by category unit (see “Textile Correlation”), on U.S. domestic production of the like or directly competitive articles of U.S. origin indicating the nature and extent of the serious damage or actual threat thereof:
                </P>
                <FP SOURCE="FP1-2">* Annual data for the most recent three full calendar years for which such data are available;</FP>
                <FP SOURCE="FP1-2">* Quarterly data for the most recent year for which such data are partially available, and quarterly data for the same quarter(s) of the previous year (e.g., January-March 2005, April-June 2005 and January-March 2004, April-June 2004).</FP>
                <P>
                    If the like or directly competitive article(s) of U.S. origin does not correspond to a category or categories of the U.S. Textile and Apparel Category system for which production data are available from official statistics of the U.S. Department of Commerce (see “U.S. Imports, Production, Markets, Import Production Ratios and Domestic Market Shares for Textile and Apparel Product Categories” at website 
                    <E T="04">http://otexa.ita.doc.gov/ipbook.pdf</E>
                    ), the requester must provide a complete listing of all sources from which the data were obtained and an affirmation that, to the best of the requester's knowledge, the data represent substantially all of the domestic production of the like or directly competitive article(s) of U.S. origin. In such cases, data should be reported in the first unit of quantity in the Harmonized Tariff Schedule of the United States (
                    <E T="04">http://www.usitc.gov/tata/hts</E>
                    ) for the Moroccan textile and/or apparel articles and the like or directly competitive articles of U.S. origin.
                </P>
                <P>
                    <E T="04">D.  Market share data.</E>
                     The following data, in quantity by category unit (see “Textile Correlation”), on imports from Morocco as a percentage of the domestic market (defined as the sum of domestic production of the like or directly competitive article and total imports of the subject article); on total imports as a percentage of the domestic market; and on domestic production of like or 
                    <PRTPAGE P="25162"/>
                    directly competitive articles as a percentage of the domestic market:
                </P>
                <FP SOURCE="FP1-2">* Annual data for the most recent three full calendar years for which such data are available;</FP>
                <FP SOURCE="FP1-2">* Quarterly data for the most recent year for which such data are partially available, and quarterly data for the same quarter(s) of the previous year (e.g., January-March 2005, April-June 2005 and January-March 2004, April-June 2004).</FP>
                <P>
                    <E T="04">E.  Additional data showing serious damage or actual threat thereof.</E>
                     All data available to the requester showing changes in productivity, utilization of capacity, inventories, exports, wages, employment, domestic prices, profits, and investment, and any other information, relating to the existence of serious damage or actual threat thereof caused by imports from Morocco to the industry producing the like or directly competitive article that is the subject of the request. To the extent that such information is not available, the requester should provide best estimates and the basis therefore:
                </P>
                <FP SOURCE="FP1-2">* Annual data for the most recent three full calendar years for which such data are available;</FP>
                <FP SOURCE="FP1-2">* Quarterly data for the most recent year for which such data are partially available, and quarterly data for the same quarter(s) of the previous year (e.g., January-March 2005, April-June 2005 and January-March 2004, April-June 2004).</FP>
                <P>
                    <E T="04">2.  Consideration of Requests.</E>
                     Consistent with Section 321(b) of the Act, if the Committee determines that the request provides the information necessary for it to be considered, the Committee will cause to be published in the 
                    <E T="04">Federal Register</E>
                     a notice seeking public comments regarding the request, which will include a summary of the request and the date by which comments must be received. The 
                    <E T="04">Federal Register</E>
                     notice and the request, with the exception of information marked “business confidential,” will be posted by the Department of Commerce's Office of Textiles and Apparel (“OTEXA”) on the Internet (
                    <E T="04">http://otexa.ita.doc.gov</E>
                    ). The comment period shall be 30 calendar days. To the extent business confidential information is provided, a non-confidential version must also be provided, in which business confidential information is summarized or, if necessary, deleted. At the conclusion of its submission of such public comments, an interested party must attest that “all information contained in the comments is complete and accurate and no false claims, statements, or representations have been made.” Comments received, with the exception of information marked “business confidential,” will be available in the Department of Commerce's Trade Information Center for review by the public. If a comment alleges that there is no serious damage or actual threat thereof, or that the subject imports are not the cause of the serious damage or actual threat thereof, the Committee will closely review any supporting information and documentation, such as information about domestic production or prices of like or directly competitive articles. In the case of requests submitted by entities that are not the actual producers of a like or directly competitive article, particular consideration will be given to comments representing the views of actual producers in the United States of a like or directly competitive article.
                </P>
                <P>Any interested party may submit information to rebut, clarify, or correct public comments submitted by any other interested party at any time prior to the deadline provided in this section for submission of such public comments. If public comments are submitted less than 10 days before, or on, the applicable deadline for submission of such public comments, an interested party may submit information to rebut, clarify, or correct the public comments no later than 10 days after the applicable deadline for submission of public comments.</P>
                <P>
                    With respect to any request considered by the Committee, the Committee will make a determination within 60 calendar days of the close of the comment period. If the Committee is unable to make a determination within 60 calendar days, it will cause to be published in a notice in the 
                    <E T="04">Federal Register</E>
                    , including the date by which it will make a determination. If the Committee makes a negative determination, it will cause this determination and the reasons therefore to be published in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <P>
                    <E T="04">3.  Determination and Provision of Relief.</E>
                     The Committee shall determine whether, as a result of the reduction or elimination of a duty under the Agreement, a Moroccan textile or apparel article is being imported into the United States in such increased quantities, in absolute terms or relative to the domestic market for that article, and under such conditions as to cause serious damage, or actual threat thereof, to a domestic industry producing an article that is like, or directly competitive with, the imported article. In making this determination, the Committee: (1) shall examine the effect of increased imports on the domestic industry as reflected in such relevant economic factors as output, productivity, utilization of capacity, inventories, market share, exports, wages, employment, domestic prices, profits, and investment, none of which is necessarily decisive; and (2) shall not consider changes in technology or consumer preference as factors supporting a determination of serious damage or actual threat thereof. The Committee, without delay, will provide written notice of its decision to the Government of Morocco and will consult with said party upon its request.
                </P>
                <P>If a determination under this section is affirmative, the Committee may provide import tariff relief to a U.S. industry to the extent necessary to remedy or prevent the serious damage or actual threat thereof and to facilitate adjustment by the domestic industry to import competition. Such relief may consist of an increase in duties to the lower of: (1) the NTR/MFN duty rate in place for the textile or apparel article at the time the relief is granted; or (2) the NTR/MFN duty rate for that article on the day before the Agreement enters into force.</P>
                <P>
                    The import tariff relief is effective beginning on the date that the Committee's affirmative determination is published in the 
                    <E T="04">Federal Register</E>
                    . The maximum period of import tariff relief shall be three years. However, the Committee may extend the period of import relief for a period of not more than two years if the Committee determines that the continuation is necessary to remedy or prevent serious damage or actual threat thereof and to facilitate adjustment, and that there is evidence that the domestic industry is making a positive adjustment to import competition. Import tariff relief may not be imposed for an aggregate period greater than five years. Import tariff relief may not be applied to the same article at the same time under these procedures if relief previously has been granted with respect to that article under: (1) these provisions; (2) Subtitle A to Title III of the Act; or (3) Chapter 1 of Title II of the Trade Act of 1974.
                </P>
                <P>Authority to provide import tariff relief for a textile or apparel article from Morocco that is being imported into the United States in such increased quantities, in absolute terms or relative to the domestic market for that article, and under such conditions as to cause serious damage or actual threat thereof to a U.S. industry producing a like or directly competitive article, will expire ten years after duties on the article are eliminated.</P>
                <P>
                    <E T="04">4.  Self Initiation.</E>
                     The Committee may, on its own initiative, consider whether imports of a textile or apparel article from Morocco are being imported 
                    <PRTPAGE P="25163"/>
                    into the United States in such increased quantities, in absolute terms or relative to the domestic market for that article, and under such conditions as to cause serious damage or actual threat thereof to a U.S. industry producing a like or directly competitive article. In such considerations, the Committee will follow procedures consistent with those set forth in Section 2 of this notice, including causing to be published in the 
                    <E T="04">Federal Register</E>
                     a notice seeking public comment regarding the action it is considering.
                </P>
                <P>
                    <E T="04">5.  Record Keeping and Business Confidential Information.</E>
                     OTEXA will maintain an official record for each request on behalf of the Committee. The official record will include all factual information, written argument, or other material developed by, presented to, or obtained by OTEXA regarding the request, as well as other material provided to the Department of Commerce by other government agencies for inclusion in the official record. The official record will include Committee memoranda pertaining to the request, memoranda of Committee meetings, meetings between OTEXA staff and the public, determinations, and notices published in the 
                    <E T="04">Federal Register</E>
                    . The official record will contain material which is public, business confidential, privileged, and classified, but will not include pre-decisional inter-agency or intra-agency communications. If the Committee decides it is appropriate to consider materials submitted in an untimely manner, such materials will be maintained in the official record. Otherwise, such material will be returned to the submitter and will not be maintained as part of the official record. OTEXA will make the official record public except for business confidential information, privileged information, classified information, and other information the disclosure of which is prohibited by U.S. law. The public record will be available to the public for inspection and copying in a public reading room located in the Department of Commerce, Trade Information Center.
                </P>
                <P>Information designated by the submitter as business confidential will normally be considered to be business confidential unless it is publicly available. The Committee will protect from disclosure any business confidential information that is marked “business confidential” to the full extent permitted by law. To the extent that business confidential information is provided, two copies of a non-confidential version must also be provided, in which business confidential information is summarized or, if necessary, deleted. The Committee will make available to the public non-confidential versions of the request that is being considered, non-confidential versions of any public comments received with respect to a request, and, in the event consultations are requested, the statement of the reasons and justifications for the determination subsequent to the delivery of the statement to Morocco.</P>
                <SIG>
                    <NAME>Philip J. Martello,</NAME>
                    <TITLE>Acting Chairman, Committee for the Implementation of Textile Agreements.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6462 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF DEFENSE </AGENCY>
                <SUBAGY>Department of the Navy </SUBAGY>
                <SUBJECT>Notice of Availability of Government-Owned Inventions; Available for Licensing </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Department of the Navy, DOD. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The inventions listed below are assigned to the United States Government as represented by the Secretary of the Navy and are available for licensing by the Department of the Navy. Patent application 60/762,561: ANTI-BALLISTIC COMPOSITE STRUCTURE FOR ORDNANCE, a thin and lightweight anti-ballistic composite structure capable of stopping a 0.50 caliber armor-piercing bullet. Patent application 11/326,674: IMPROVED EXOTHERMIC ROD IGNITER, a waterproof, non-battery operated rod igniter with marked reliability and longer shelf life. Patent application 11/229,443: DRIFT TUBE AMPLIFIER, amplifies extremely low current signals generated by extremely high input impedance sources. Patent application 11/314,884: MULTI-FUNCTIONAL TACTICAL CABLE REEL, a reel that allows for storage and deployment of fragile fiber optic cable with minimal man-power while protecting it from scraping and kinking. Patent application 11/254,123: TWIN MACHINE GUN MOUNT, a mount that allows for dual M240 machine guns in a single firing position. Patent application 11/392,895: QUICK RELEASE SIGHT ADAPTER, used to attach a commercial red dot sight and adjustable iron sight to a scope ring style mount and allows for quick release and exchange using a spring loaded ramped blade. </P>
                </SUM>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Requests for copies of the inventions cited should be directed to the Naval Surface Warfare Center, Crane Div, Code 053, Bldg 2, 300 Highway 361, Crane, IN 47522-5001. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Mr. Brian Bailey, Naval Surface Warfare Center, Crane Div, Code 053, Bldg 2, 300 Highway 361, Crane, IN 47522-5001, telephone 812-854-1865. To download an application for license, see: 
                        <E T="03">http://www.crane.navy.mil/newscommunity/techtrans_CranePatents.asp.</E>
                    </P>
                    <EXTRACT>
                        <FP>(Authority: 35 U.S.C. 207, 37 CFR part 404) </FP>
                    </EXTRACT>
                    <SIG>
                        <DATED>Dated: April 18, 2006. </DATED>
                        <NAME>Eric McDonald, </NAME>
                        <TITLE>Lieutenant Commander,  Judge Advocate General's Corps,  U.S. Navy,  Federal Register Liaison Officer.</TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC> [FR Doc. E6-6416 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 3810-FF-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF EDUCATION </AGENCY>
                <SUBJECT>Office of Special Education and Rehabilitative Services; Overview Information; Technical Assistance and Dissemination To Improve Services and Results for Children With Disabilities—National Early Childhood Technical Assistance Center; Notice Inviting Applications for New Awards for Fiscal Year (FY) 2006 </SUBJECT>
                <EXTRACT>
                    <FP SOURCE="FP-2">
                        <E T="03">Catalog of Federal Domestic Assistance (CFDA) Number:</E>
                         84.326H. 
                    </FP>
                </EXTRACT>
                <P>Dates: </P>
                <P>
                    <E T="03">Applications Available:</E>
                     April 28, 2006. 
                </P>
                <P>
                    <E T="03">Deadline for Transmittal of Applications:</E>
                     June 12, 2006. 
                </P>
                <P>
                    <E T="03">Deadline for Intergovernmental Review:</E>
                     August 11, 2006. 
                </P>
                <P>
                    <E T="03">Eligible Applicants:</E>
                     State educational agencies (SEAs), local educational agencies (LEAs), public charter schools that are LEAs under State law, institutions of higher education (IHEs), other public agencies, private nonprofit organizations, outlying areas, freely associated States, Indian tribes or tribal organizations, and for-profit organizations. 
                </P>
                <P>
                    <E T="03">Estimated Available Funds:</E>
                     $3,000,000. 
                </P>
                <P>
                    <E T="03">Maximum Award:</E>
                     We will reject any application that proposes a budget exceeding $3,000,000 for a single budget period of 12 months. The Assistant Secretary for Special Education and Rehabilitative Services may change the maximum amount through a notice published in the 
                    <E T="04">Federal Register</E>
                    . 
                </P>
                <P>
                    <E T="03">Number of Awards:</E>
                     1. 
                </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>The Department is not bound by any estimates in this notice. </P>
                </NOTE>
                <P>
                    <E T="03">Project Period:</E>
                     Up to 60 months. 
                    <PRTPAGE P="25164"/>
                </P>
                <HD SOURCE="HD1">Full Text of Announcement </HD>
                <HD SOURCE="HD1">I. Funding Opportunity Description </HD>
                <P>
                    <E T="03">Purpose of Program:</E>
                     This program promotes academic achievement and improves results for children with disabilities by supporting technical assistance, model demonstration projects, dissemination of useful information, and implementation activities that are supported by scientifically-based research. 
                </P>
                <P>
                    <E T="03">Priority:</E>
                     In accordance with 34 CFR 75.105(b)(2)(v), this priority is from allowable activities specified in the statute (see sections 663 and 681(d) of the Individuals with Disabilities Education Act (IDEA)). 
                </P>
                <P>
                    <E T="03">Absolute Priority:</E>
                     For FY 2006 this priority is an absolute priority. Under 34 CFR 75.105(c)(3), we consider only applications that meet this priority. 
                </P>
                <P>This priority is: </P>
                <HD SOURCE="HD2">National Early Childhood Technical Assistance Center </HD>
                <P>
                    <E T="03">Background:</E>
                     IDEA supports the provision of early intervention services and related services to eligible infants, toddlers, and children with disabilities (ages birth through five) and their families. Specifically, funds provided under section 619 of Part B of IDEA support the provision of Part B services (i.e., special education and related services) to children with disabilities aged three through five and, at the State's discretion, to two-year old children with disabilities who will turn three during the school year. Funds provided under Part C of IDEA support early intervention services for infants and toddlers with disabilities aged birth through two, and, under certain circumstances, for children who are eligible to receive services under section 619 of Part B of IDEA and who previously received services under Part C of IDEA, and their families. Part D of IDEA authorizes Federal funding for personnel preparation, technical assistance, model demonstration, information dissemination, and studies and evaluations, in order to improve early intervention, educational, and transitional results for children with disabilities. 
                </P>
                <P>The Department's Office of Special Education Programs (OSEP) implements IDEA by assisting each State to develop Statewide policies and procedures that ensure that appropriate early intervention services are available to all infants and toddlers with disabilities in the State and their families and that a free appropriate public education (FAPE) is available for children with disabilities aged three through five. OSEP also assists each State to enhance State capacity to provide comprehensive IDEA services under Parts B and C of IDEA to infants, toddlers, and children with disabilities (ages birth through five) and their families. </P>
                <P>Technical assistance and dissemination activities are necessary to ensure that States fully implement Parts B and C of IDEA and thereby achieve appropriate early intervention and educational results for infants, toddlers, and children with disabilities and their families. Thus, through this priority, the Department proposes to fund a National technical assistance center that will build and support the capacity of States to fully implement Parts B and C of IDEA. </P>
                <P>
                    <E T="03">Priority:</E>
                </P>
                <P>The purpose of this priority is to ensure that eligible infants, toddlers, and children with disabilities (ages birth through five years) receive, as appropriate, services under Parts B and C of IDEA that ultimately improve their developmental and early learning outcomes and that the families of eligible infants, toddlers, and children receiving services under Part C of IDEA receive services necessary to enhance the family's capacity to meet the developmental needs of the infant, toddler, or child. Under this priority, therefore, the Department will fund, through a cooperative agreement, a technical assistance center that will focus on technical assistance approaches that lead to strengthened State and local systems and improved outcomes for infants, toddlers and children with disabilities and families of infants, toddlers and children receiving services under Part C of IDEA. </P>
                <P>
                    <E T="03">General.</E>
                     To meet this priority, the National Early Childhood Technical Assistance Center (the Center) must— 
                </P>
                <P>(a) Provide technical assistance to the Bureau of Indian Affairs (BIA) and all States providing early intervention and special education to children aged birth through 5 under Part B of IDEA and Part C of IDEA, and to early childhood projects funded under Part D of IDEA; </P>
                <P>(b) Help these States and the early childhood projects funded under Part D of IDEA respond to State needs identified by assessing relevant information, including information in Annual Performance Reports (APRs) and State Performance Plans (SPPs) and information collected through Federal and State monitoring activities; and </P>
                <P>(c) Construct mechanisms to link professionals who are involved in producing new scientifically-based knowledge and products with program administrators, families, and service providers, utilizing State technical assistance systems, national membership organizations and their State affiliates, and other technical assistance and dissemination projects. </P>
                <P>In planning technical assistance, the Center must consider the broad range of projects supported under IDEA, anticipate the kinds of technical assistance requests that the Center is likely to receive, and have the capacity to respond to highly diverse requests. All technical assistance provided by the Center must promote the implementation of evidence-based practices to improve outcomes for infants, toddlers, and children with disabilities. </P>
                <P>
                    <E T="03">Planning Activities.</E>
                     The Center's planning activities must include, but are not limited to, the following: 
                </P>
                <P>(a) Developing a plan in the first three months of the project period that outlines a comprehensive technical assistance approach, based on effective strategies, that can serve as the conceptual underpinning of the project activities. The plan must describe how activities will contribute to improved outcomes for infants, toddlers, and children with disabilities. The plan must be developed in consultation with SEAs, lead agencies, and the advisory committee the Center establishes under this priority, and must be based on the needs of the SEAs and lead agencies. The plan must be submitted to OSEP for review and approval and be updated annually. </P>
                <P>(b) Meeting with the OSEP Project Officer and other appropriate staff in Washington, DC within the first three months of the project period to identify the specific project activities the Center will carry out.</P>
                <P>
                    <E T="03">Knowledge Development Activities.</E>
                     The Center's knowledge development activities must include, but are not limited to, the following: 
                </P>
                <P>(a) Conducting an analysis of APRs, SPPs, monitoring reports, and other sources of information to—(1) Ensure that the Center's technical assistance activities respond to needs that OSEP has identified in its monitoring activities; and (2) determine the current status of States' implementation of Parts B and C of IDEA for infants, toddlers and children with disabilities (ages birth through five). </P>
                <P>
                    (b) Based on the analysis conducted in paragraph (a) of this section, developing a compilation of problem areas and needs of States related to States' implementation of Parts B and C of IDEA. The compilation must include the source (e.g., monitoring report, APR, SPP, journal article) that identifies each problem area and State need and the relevant findings related to the issue. 
                    <PRTPAGE P="25165"/>
                </P>
                <P>(c) Identifying critical problem areas and needs experienced by States in providing services to children with disabilities to be addressed by the Center, synthesizing and developing information on these problem areas and State needs, and developing technical assistance strategies to address these critical problem areas and State needs. To identify critical problem areas and State needs, the Center must work with project directors of early childhood projects funded under Part D of IDEA, families, local administrators, policy makers, OSEP staff, Part C and section 619 State contacts, and other early childhood programs and technical assistance providers. </P>
                <P>
                    (d) Developing a technical assistance plan for prioritizing and addressing the problem areas and State needs identified in paragraphs (b) and (c) of this section. This technical assistance plan must be included and updated in the Center's annual plan referenced in the 
                    <E T="03">Planning Activities</E>
                     section of this priority and must include an analysis of critical problem areas and State needs and specific strategies and approaches the Center plans to employ. The technical assistance plan must describe the basis for the Center's priorities. 
                </P>
                <P>
                    <E T="03">Technical Assistance Activities.</E>
                     The Center's technical assistance activities must include, but are not limited to, the following: 
                </P>
                <P>(a) Making optimum use of appropriate technology in conducting its internal and external activities, including, but not limited to, maintaining a user-friendly Web site with relevant information and documents in a format that meets a government or industry-recognized standard for accessibility with links to other OSEP-funded centers. Other examples of optimum use of technology include: Using Web-enhanced communications for intra-organization and external communications; monitoring data available on library services; using eNotes services to communicate with section 619 coordinators, Part C coordinators, and Part D discretionary projects on early intervention and early childhood issues; and using listserves to provide information to section 619 coordinators, Part C coordinators, and Part D discretionary projects. </P>
                <P>
                    (b) Developing and implementing a work plan for each State, unless a State chooses not to participate, that identifies the needs and priorities of appropriate early childhood entities involved in providing services for infants, toddlers, and children with disabilities in the State (a State Work Plan). In developing the State Work Plan, the Center must involve, at a minimum, the State section 619 or Part C coordinator and other technical assistance providers working in the State such as the Regional Resource Centers (RRCs). The purpose of the State Work Plans is to define the State's needs, identify priorities for system changes to meet those needs, and establish an action plan to accomplish system changes. State Work Plans must be based on the information compiled under the 
                    <E T="03">Knowledge Development Activities</E>
                     section of this priority. The State Work Plan must describe the responsibilities of all parties who participate in the State Work Plan, how technical assistance providers in the State will collaborate, how the Center will provide direct technical assistance to the State, and which evaluation activities will be used to measure progress in implementing the State Work Plan. 
                </P>
                <P>(c) Providing States with specialized technical assistance in the subject area of children with disabilities from birth through 5 with behavior challenges, including children referred through the Child Abuse Protection and Treatment Act (CAPTA) and the McKinney-Vento Homeless Assistance Act. These specialized technical assistance activities must include—(1) Highlighting methods for increasing the capacity of States to conduct and coordinate child find efforts to locate, identify, and evaluate children with disabilities, including specific subpopulations such as homeless children, children in foster care, children who are wards of the State, and children in substantiated cases of abuse or neglect under CAPTA or under the age of three and affected by illegal substance abuse or prenatal drug exposure; (2) identifying screening instruments that are appropriate for identifying infants, toddlers, and children with disabilities; (3) conducting symposia or summits on positive behavior interventions for these children; and (4) summarizing and transferring knowledge on early problem behavior and effective interventions. The Center must coordinate and collaborate with discretionary projects funded by the Department under Part D of IDEA that address the needs of infants, toddlers, and children with disabilities and behavior challenges. The Center also must build upon collaborative efforts developed by the Center for Evidence-based Practice: Young Children with Challenging Behavior, which the Department currently funds, and coordinate its technical assistance with a similar center funded by the Agency for Children, Youth and Families (ACYF). </P>
                <P>(d) Providing States with specialized technical assistance on interagency collaboration and service coordination efforts. This will include identifying and disseminating information about the most successful strategies for minimizing duplication of services and maximizing developmental and early learning outcomes for infants, toddlers, and children with disabilities (birth through age five). The technical assistance activities must focus on one or more of the following: (1) Coordinating child find efforts; (2) promoting seamless services for children with disabilities and their families, including smooth transitions from Part C programs to Part B programs; (3) developing and implementing effective interagency agreements between lead agencies implementing Part C programs and State agencies responsible for administering CAPTA that address child find responsibilities, and interagency agreements between lead agencies implementing Part C programs, SEAs administering Part B programs and agencies responsible for administering the early Head Start and Head Start programs that address early childhood transition responsibilities; (4) promoting the adoption of research-based service coordination and integration models and practices; (5) supporting interagency coordination models that increase the provision of early intervention services to infants, toddlers and children with disabilities in natural environments, inclusive preschool programs, and high quality early childhood programs for typically developing children; and (6) communicating with and involving families in activities promoting high quality interagency collaboration and service coordination. The Center must coordinate and collaborate with other relevant early childhood programs, service providers, technical assistance providers, and discretionary projects funded by the Department that address interagency collaboration and service coordination. </P>
                <P>
                    (e) Collaborating and coordinating with the Technical Assistance Center to Support Evidence-based Early Intervention and Early Childhood Special Education (if and when the Department funds this center) to disseminate the most successful practices for improving developmental and early learning outcomes, including social-emotional and language and early literacy skills, for infants, toddlers and 
                    <PRTPAGE P="25166"/>
                    children with disabilities, birth through age five. 
                </P>
                <P>(f) Convening a National Early Childhood Conference for the exchange of information among early childhood services providers, State contacts, technical assistance providers, families, and researchers. The Center must convene a Conference Advisory Panel to develop the conference theme and agenda. </P>
                <P>(g) Developing and disseminating reports and documents that, at a minimum, include information on the Department-funded early childhood, section 619, and Part C projects within each State; including project abstracts, contact information, and a summary of project goals and outcomes. </P>
                <P>
                    (h) Submitting for approval a proposal describing the content and purpose of any new (
                    <E T="03">i.e.</E>
                    , not listed in paragraph (g) of this section) paper or electronic product, prior to its development, to the Product Planning Advisory Board of the OSEP-funded National Dissemination Center. 
                </P>
                <P>
                    (i) Coordinating with existing technical assistance efforts by communicating with prospective technical assistance partners, interviewing Parent Training and Information Centers (PTIs) and Community Parent Resource Centers (CPRCs) about Part C and early childhood services implementation issues, working with RRCs to respond to early intervention and preschool information requests, promoting the work of the OSEP-funded Early Childhood Outcomes Center and the General Supervision Enhancement Grants that focus on early childhood, and collaborating with other general early childhood technical assistance projects (
                    <E T="03">e.g.</E>
                    , those funded by Head Start and the Child Care Bureau). 
                </P>
                <P>(j) Providing OSEP-specified technical assistance to specific States or on specific issues identified by OSEP. This OSEP-specified technical assistance may include—(1) Participation in Communities of Practice activities addressing early childhood issues such as the requirement to serve children in the least restrictive environment under Part B of IDEA, the requirement to serve children in natural environments under Part C of IDEA, child identification, and data collection; (2) direct technical assistance to OSEP-specified States through partnerships among OSEP, other technical assistance centers, and the States; or (3) technical assistance regarding emerging or other high-priority issues identified by OSEP. Staff time and project resources dedicated to provide technical assistance to OSEP-specified States or on OSEP-specified issues will be negotiated with OSEP. The Center must dedicate approximately $40,000 of its award annually to providing OSEP-specified technical assistance to States. </P>
                <P>
                    <E T="03">Additional Requirements</E>
                    . The Center also must— 
                </P>
                <P>(a) Maintain communication with the OSEP Project Officer through monthly phone conversations and regular e-mail communication as determined by the Center's director and the OSEP Project Officer. The Center must submit monthly reports, annual performance reports, and provide additional written materials as needed for the OSEP Project Officer to monitor the Center's work; </P>
                <P>(b) Establish, maintain, and meet at least annually with an advisory committee consisting of persons with expertise regarding infants, toddlers and children with disabilities in the birth through five years age range in areas such as special and general early childhood education, early intervention, systems change, evaluation, IDEA requirements, education reform and restructuring, professional development and support, and technical assistance and dissemination; </P>
                <P>(c) Each year during the project period, fund as project assistants, two doctoral students who have concentrations in early intervention, early childhood, special education, or related services; </P>
                <P>(d) Conduct evaluations of its activities and the overall impact of its work. The evaluation process must, at a minimum, include a third party evaluation (approved by OSEP) to gauge the effectiveness of the technical assistance provided by the Center in light of the objectives of this priority. The third party evaluation must include—(1) Analysis of whether the Center is a high performing organization that provides technical assistance; (2) analysis of the relevance of technical assistance activities performed by the Center; (3) analysis of the outcomes of the Center's technical assistance activities; and (4) analysis of the impact the technical assistance provided by the Center has had on the capacity of States to fully implement Parts B and C of IDEA. The Center must report its evaluation findings and disseminate the findings annually to the OSEP Project Officer and the advisory committee; and </P>
                <P>(e) Budget for attendance at an annual three-day Project Directors' Meeting in Washington, DC, the Technical Assistance and Dissemination Project Directors' Meeting, and at least two annual planning meetings. Applicants also must budget for attendance at other meetings such as Department briefings, Department-sponsored conferences, and other OSEP-requested activities. </P>
                <P>
                    <E T="03">Fourth and Fifth Years of Project:</E>
                </P>
                <P>In deciding whether to continue funding the Center for the fourth and fifth years, the Secretary will consider the requirements of 34 CFR 75.253(a), and in addition— </P>
                <P>(a) The recommendation of a review team consisting of experts selected by the Secretary. This review will be conducted in Washington, DC during the last half of the project's second year. Projects must budget for travel expenses associated with this one-day intensive review; </P>
                <P>(b) The timeliness and effectiveness with which all requirements of the negotiated cooperative agreement have been or are being met by the Center; and </P>
                <P>(c) Evidence of the degree to which the Center's activities have contributed to changed practices and improved outcomes for infants, toddlers, and children with disabilities. </P>
                <P>
                    <E T="03">Waiver of Proposed Rulemaking:</E>
                     Under the Administrative Procedure Act (APA) (5 U.S.C. 553), the Department generally offers interested parties the opportunity to comment on a proposed priority. However, section 681(d) of IDEA makes the public comment requirements under the APA inapplicable to the priority in this notice. 
                </P>
                <AUTH>
                    <HD SOURCE="HED">Program Authority:</HD>
                    <P> 20 U.S.C. 1463 and 1481(d). </P>
                </AUTH>
                <P>
                    <E T="03">Applicable Regulations:</E>
                     The Education Department General Administrative Regulations (EDGAR) in 34 CFR parts 74, 75, 77, 79, 80, 81, 82, 84, 85, 86, 97, 98, and 99. 
                </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>The regulations in 34 CFR part 79 apply to all applicants except federally recognized Indian tribes. </P>
                </NOTE>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>The regulations in 34 CFR part 86 apply to IHEs only. </P>
                </NOTE>
                <HD SOURCE="HD1">II. Award Information </HD>
                <P>
                    <E T="03">Type of Award:</E>
                     Cooperative agreement. 
                </P>
                <P>
                    <E T="03">Estimated Available Funds:</E>
                     $3,000,000. 
                </P>
                <P>
                    <E T="03">Maximum Award:</E>
                     We will reject any application that proposes a budget exceeding $3,000,000 for a single budget period of 12 months. The Assistant Secretary for Special Education and Rehabilitative Services may change the maximum amount through a notice published in the 
                    <E T="04">Federal Register</E>
                    . 
                </P>
                <P>
                    <E T="03">Number of Awards:</E>
                     1. 
                </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>The Department is not bound by any estimates in this notice. </P>
                </NOTE>
                <P>
                    <E T="03">Project Period:</E>
                     Up to 60 months. 
                    <PRTPAGE P="25167"/>
                </P>
                <HD SOURCE="HD1">III. Eligibility Information </HD>
                <P>
                    1. 
                    <E T="03">Eligible Applicants:</E>
                     SEAs, LEAs, public charter schools that are LEAs under State law, IHEs, other public agencies, private nonprofit organizations, outlying areas, freely associated States, Indian tribes or tribal organizations, and for-profit organizations. 
                </P>
                <P>
                    2. 
                    <E T="03">Cost Sharing or Matching:</E>
                     This competition does not involve cost sharing or matching. 
                </P>
                <P>
                    3. 
                    <E T="03">Other: General Requirements</E>
                    —(a) The projects funded under this competition must make positive efforts to employ and advance in employment qualified individuals with disabilities (see section 606 of IDEA). 
                </P>
                <P>(b) Applicants and grant recipients funded under this competition must involve individuals with disabilities or parents of individuals with disabilities, ages birth through 26 in planning, implementing, and evaluating the project (see section 682(a)(1)(A) of IDEA). </P>
                <HD SOURCE="HD1">IV. Application and Submission Information </HD>
                <P>
                    1. 
                    <E T="03">Address to Request Application Package:</E>
                     Education Publications Center (ED Pubs), P.O. Box 1398, Jessup, MD 20794-1398. Telephone (toll free): 1-877-433-7827. FAX: (301) 470-1244. If you use a telecommunications device for the deaf (TDD), you may call (toll free): 1-877-576-7734. 
                </P>
                <P>
                    You may also contact ED Pubs at its Web site: 
                    <E T="03">http://www.ed.gov/pubs/edpubs.html</E>
                     or you may contact ED Pubs at its e-mail address: 
                    <E T="03">edpubs@inet.ed.gov</E>
                    . 
                </P>
                <P>If you request an application from ED Pubs, be sure to identify this competition as follows: CFDA Number 84.326H. </P>
                <P>
                    Individuals with disabilities may obtain a copy of the application package in an alternative format (e.g., Braille, large print, audiotape, or computer diskette) by contacting the Grants and Contracts Services Team listed under 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     in section VII of this notice. 
                </P>
                <P>
                    2. 
                    <E T="03">Content and Form of Application Submission:</E>
                     Requirements concerning the content of an application, together with the forms you must submit, are in the application package for this competition. 
                </P>
                <P>Page Limit: The application narrative (Part III of the application) is where you, the applicant, address the selection criteria that reviewers use to evaluate your application. You must limit Part III to the equivalent of no more than 70 pages, using the following standards: </P>
                <P>• A “page” is 8.5″ x 11″, on one side only, with 1″ margins at the top, bottom, and both sides. </P>
                <P>• Double space (no more than three lines per vertical inch) all text in the application narrative, including titles, headings, footnotes, quotations, references, and captions, as well as all text in charts, tables, figures, and graphs. </P>
                <P>• Use a font that is either 12 point or larger or no smaller than 10 pitch (characters per inch). </P>
                <P>The page limit does not apply to Part I, the cover sheet; Part II, the budget section, including the narrative budget justification; Part IV, the assurances and certifications; the one-page abstract, the resumes, the bibliography, the references, or the letters of support. However, you must include all of the application narrative in Part III. </P>
                <P>We will reject your application if— </P>
                <P>• You apply these standards and exceed the page limit; or </P>
                <P>• You apply other standards and exceed the equivalent of the page limit. </P>
                <P>
                    3. 
                    <E T="03">Submission Dates and Times:</E>
                </P>
                <P>Applications Available: April 28, 2006. </P>
                <P>Deadline for Transmittal of Applications: June 12, 2006. </P>
                <P>
                    Applications for grants under this competition may be submitted electronically using the Grants.gov Apply site (Grants.gov), or in paper format by mail or hand delivery. For information (including dates and times) about how to submit your application electronically, or by mail or hand delivery, please refer to section IV.6. 
                    <E T="03">Other Submission Requirements</E>
                     in this notice. 
                </P>
                <P>We do not consider an application that does not comply with the deadline requirements. </P>
                <P>
                    <E T="03">Deadline for Intergovernmental Review:</E>
                     August 11, 2006. 
                </P>
                <P>
                    4. 
                    <E T="03">Intergovernmental Review:</E>
                     This program is subject to Executive Order 12372 and the regulations in 34 CFR part 79. Information about Intergovernmental Review of Federal Programs under Executive Order 12372 is in the application package for this competition. 
                </P>
                <P>
                    5. 
                    <E T="03">Funding Restrictions:</E>
                     We reference regulations outlining funding restrictions in the 
                    <E T="03">Applicable Regulations</E>
                     section of this notice. 
                </P>
                <P>
                    6. 
                    <E T="03">Other Submission Requirements:</E>
                     Applications for grants under this competition may be submitted electronically or in paper format by mail or hand delivery. 
                </P>
                <HD SOURCE="HD2">a. Electronic Submission of Applications </HD>
                <P>We have been accepting applications electronically through the Department's e-Application system since FY 2000. In order to expand on those efforts and comply with the President's Management Agenda, we are continuing to participate as a partner in the new government wide Grants.gov Apply site in FY 2006. The National Early Childhood Technical Assistance Center—CFDA Number 84.326H is one of the competitions included in this project. We request your participation in Grants.gov. </P>
                <P>
                    If you choose to submit your application electronically, you must use the Grants.gov Apply site at 
                    <E T="03">http://www.grants.gov</E>
                    . Through this site, you will be able to download a copy of the application package, complete it offline, and then upload and submit your application. You may not e-mail an electronic copy of a grant application to us. 
                </P>
                <P>
                    You may access the electronic grant application for the National Early Childhood Technical Assessment Center at: 
                    <E T="03">http://www.grants.gov.</E>
                     You must search for the downloadable application package for this program by the CFDA number. Do not include the CFDA number's alpha suffix in your search. 
                </P>
                <P>Please note the following: </P>
                <P>• Your participation in Grants.gov is voluntary. </P>
                <P>• When you enter the Grants.gov site, you will find information about submitting an application electronically through the site, as well as the hours of operation. </P>
                <P>• Applications received by Grants.gov are time and date stamped. Your application must be fully uploaded and submitted, and must be date/time stamped by the Grants.gov system no later than 4:30 p.m., Washington, DC time, on the application deadline date. Except as otherwise noted in this section, we will not consider your application if it is date/time stamped by the Grants.gov system later than 4:30 p.m., Washington, DC time, on the application deadline date. When we retrieve your application from Grants.gov, we will notify you if we are rejecting your application because it was date/time stamped by the Grants.gov system after 4:30 p.m., Washington, DC time, on the application deadline date. </P>
                <P>• The amount of time it can take to upload an application will vary depending on a variety of factors including the size of the application and the speed of your Internet connection. Therefore, we strongly recommend that you do not wait until the application deadline date to begin the application process through Grants.gov. </P>
                <P>
                    • You should review and follow the Education Submission Procedures for 
                    <PRTPAGE P="25168"/>
                    submitting an application through Grants.gov that are included in the application package for this competition to ensure that you submit your application in a timely manner to the Grants.gov system. You can also find the Education Submission Procedures pertaining to Grants.gov at 
                    <E T="03">http://e-Grants.ed.gov/help/GrantsgovSubmissionProcedures.pdf</E>
                    . 
                </P>
                <P>
                    • To submit your application via Grants.gov, you must complete all of the steps in the Grants.gov registration process (see 
                    <E T="03">http://www.Grants.gov/GetStarted</E>
                    ). These steps include (1) registering your organization, (2) registering yourself as an Authorized Organization Representative (AOR), and (3) getting authorized as an AOR by your organization. Details on these steps are outlined in the Grants.gov 3-Step Registration Guide (see 
                    <E T="03">http://www.grants.gov/assets/GrantsgovCoBrandBrochure8X11.pdf</E>
                    ). You also must provide on your application the same D-U-N-S Number used with this registration. Please note that the registration process may take five or more business days to complete, and you must have completed all registration steps to allow you to successfully submit an application via Grants.gov. 
                </P>
                <P>• You will not receive additional point value because you submit your application in electronic format, nor will we penalize you if you submit your application in paper format. </P>
                <P>• You may submit all documents electronically, including all information typically included on the Application for Federal Education Assistance (ED 424), Budget Information—Non-Construction Programs (ED 524), and all necessary assurances and certifications. If you choose to submit your application electronically, you must attach any narrative sections of your application as files in a .DOC (document), .RTF (rich text) or .PDF (Portable Document) format. If you upload a file type other than the three file types specified above or submit a password protected file, we will not review that material. </P>
                <P>• Your electronic application must comply with any page limit requirements described in this notice. </P>
                <P>• After you electronically submit your application, you will receive an automatic acknowledgment from Grants.gov that contains a Grants.gov tracking number. The Department will retrieve your application from Grants.gov and send you a second confirmation by e-mail that will include a PR/Award number (an ED-specified identifying number unique to your application). </P>
                <P>• We may request that you provide us original signatures on forms at a later date. </P>
                <HD SOURCE="HD3">Application Deadline Date Extension in Case of System Unavailability </HD>
                <P>
                    If you are prevented from electronically submitting your application on the application deadline date because of technical problems with the Grants.gov system, we will grant you an extension until 4:30 p.m., Washington, DC time, the following business day to enable you to transmit your application electronically, or by hand delivery. You also may mail your application by following the mailing instructions as described elsewhere in this notice. If you submit an application after 4:30 p.m., Washington, DC time, on the deadline date, please contact the person listed elsewhere in this notice under 
                    <E T="02">For Further Information Contact</E>
                    , and provide an explanation of the technical problem you experienced with Grants.gov, along with the Grants.gov Support Desk Case Number (if available). We will accept your application if we can confirm that a technical problem occurred with the Grants.gov system and that that problem affected your ability to submit your application by 4:30 p.m., Washington, DC time, on the application deadline date. The Department will contact you after a determination is made on whether your application will be accepted. 
                </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>Extensions referred to in this section apply only to the unavailability of or technical problems with the Grants.gov system. We will not grant you an extension if you failed to fully register to submit your application to Grants.gov before the deadline date and time or if the technical problem you experienced is unrelated to the Grants.gov system. </P>
                </NOTE>
                <HD SOURCE="HD2">b. Submission of Paper Applications by Mail</HD>
                <P>If you submit your application in paper format by mail (through the U.S. Postal Service or a commercial carrier), you must mail the original and two copies of your application, on or before the application deadline date, to the Department at the applicable following address: </P>
                <P>
                    <E T="03">By mail through the U.S. Postal Service:</E>
                     U.S. Department of Education, Application Control Center, Attention: (CFDA Number 84.326H), 400 Maryland Avenue, SW., Washington, DC 20202-4260, or
                </P>
                <P>
                    <E T="03">By mail through a commercial carrier:</E>
                </P>
                <P>U.S. Department of Education, Application Control Center—Stop 4260, Attention: (CFDA Number 84.326H), 7100 Old Landover Road, Landover, MD 20785-1506. </P>
                <FP>Regardless of which address you use, you must show proof of mailing consisting of one of the following: </FP>
                <P>(1) A legibly dated U.S. Postal Service postmark, </P>
                <P>(2) A legible mail receipt with the date of mailing stamped by the U.S. Postal Service, </P>
                <P>(3) A dated shipping label, invoice, or receipt from a commercial carrier, or </P>
                <P>(4) Any other proof of mailing acceptable to the Secretary of the U.S. Department of Education. </P>
                <P>If you mail your application through the U.S. Postal Service, we do not accept either of the following as proof of mailing: </P>
                <P>(1) A private metered postmark, or </P>
                <P>(2) A mail receipt that is not dated by the U.S. Postal Service. </P>
                <P>If your application is postmarked after the application deadline date, we will not consider your application. </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>The U.S. Postal Service does not uniformly provide a dated postmark. Before relying on this method, you should check with your local post office.</P>
                </NOTE>
                <HD SOURCE="HD2">c. Submission of Paper Applications by Hand Delivery </HD>
                <P>If you submit your application in paper format by hand delivery, you (or a courier service) must deliver the original and two copies of your application by hand, on or before the application deadline date, to the Department at the following address: U.S. Department of Education, Application Control Center, Attention: (CFDA Number 84.326H), 550 12th Street, SW., Room 7041, Potomac Center Plaza, Washington, DC 20202-4260. The Application Control Center accepts hand deliveries daily between 8 a.m. and 4:30 p.m., Washington, DC time, except Saturdays, Sundays and Federal holidays. </P>
                <NOTE>
                    <HD SOURCE="HED">Note for Mail or Hand Delivery of Paper Applications:</HD>
                    <P>If you mail or hand deliver your application to the Department: </P>
                </NOTE>
                <P>(1) You must indicate on the envelope and—if not provided by the Department—in Item 4 of ED 424 the CFDA number—and suffix letter, if any—of the competition under which you are submitting your application. </P>
                <P>
                    (2) The Application Control Center will mail a grant application receipt acknowledgment to you. If you do not receive the grant application receipt acknowledgment within 15 business days from the application deadline date, you should call the U.S. Department of Education Application Control Center at (202) 245-6288. 
                    <PRTPAGE P="25169"/>
                </P>
                <HD SOURCE="HD1">V. Application Review Information </HD>
                <P>
                    <E T="03">Selection Criteria:</E>
                     The selection criteria for this competition are from 34 CFR 75.210 and are listed in the application package. 
                </P>
                <HD SOURCE="HD1">VI. Award Administration Information </HD>
                <P>
                    1. 
                    <E T="03">Award Notices:</E>
                     If your application is successful, we notify your U.S. Representative and U.S. Senators and send you a Grant Award Notification (GAN). We may also notify you informally. 
                </P>
                <P>If your application is not evaluated or not selected for funding, we notify you. </P>
                <P>
                    2. 
                    <E T="03">Administrative and National Policy Requirements:</E>
                     We identify administrative and national policy requirements in the application package and reference these and other requirements in the 
                    <E T="03">Applicable Regulations</E>
                     section of this notice. 
                </P>
                <P>
                    We reference the regulations outlining the terms and conditions of an award in the 
                    <E T="03">Applicable Regulations</E>
                     section of this notice and include these and other specific conditions in the GAN. The GAN also incorporates your approved application as part of your binding commitments under the grant. 
                </P>
                <P>
                    3. 
                    <E T="03">Reporting:</E>
                     At the end of your project period, you must submit a final performance report, including financial information, as directed by the Secretary. If you receive a multi-year award, you must submit an annual performance report that provides the most current performance and financial expenditure information as specified by the Secretary in 34 CFR 75.118. 
                </P>
                <P>
                    4. 
                    <E T="03">Performance Measures:</E>
                     Under the Government Performance and Results Act of 1993 (GPRA), the Department has developed measures that will yield information on various aspects of the Technical Assistance and Dissemination to Improve Services and Results for Children with Disabilities program. These measures focus on: the extent to which projects provide high quality products and services, the relevance of project products and services to educational and early intervention policy and practice, and the use of products and services to improve educational and early intervention policy and practice. 
                </P>
                <P>We will notify grantees if they will be required to provide any information related to these measures. </P>
                <P>Grantees will also be required to report information on their projects' performance in annual reports to the Department (34 CFR 75.590). </P>
                <HD SOURCE="HD1">VII. Agency Contact </HD>
                <P>
                    <E T="03">For Further Information Contact:</E>
                     Peggy Cvach, U.S. Department of Education, 400 Maryland Avenue, SW., room 4060, Potomac Center Plaza, Washington, DC 20202-2550. Telephone: (202) 245-7314. 
                </P>
                <P>If you use a telecommunications device for the deaf (TDD), you may call the Federal Relay Service (FRS) at 1-800-877-8339. </P>
                <P>Individuals with disabilities may obtain this document in an alternative format (e.g., Braille, large print, audiotape, or computer diskette) on request by contacting the following office: The Grants and Contracts Services Team, U.S. Department of Education, 400 Maryland Avenue, SW., Potomac Center Plaza, Washington, DC 20202-2550. Telephone: (202) 245-7363. </P>
                <HD SOURCE="HD1">VIII. Other Information </HD>
                <P>
                    <E T="03">Electronic Access to This Document:</E>
                     You may view this document, as well as all other documents of this Department published in the 
                    <E T="04">Federal Register</E>
                    , in text or Adobe Portable Document Format (PDF) on the Internet at the following site: 
                    <E T="03">http://www.ed.gov/news/fedregister</E>
                    . 
                </P>
                <P>To use PDF you must have Adobe Acrobat Reader, which is available free at this site. If you have questions about using PDF, call the U.S. Government Printing Office (GPO), toll free, at 1-888-293-6498; or in the Washington, DC, area at (202) 512-1530. </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>
                        The official version of this document is the document published in the 
                        <E T="04">Federal Register</E>
                        . Free Internet access to the official edition of the 
                        <E T="04">Federal Register</E>
                         and the Code of Federal Regulations is available on GPO Access at: 
                        <E T="03">http://www.gpoaccess.gov/nara/index.html</E>
                        . 
                    </P>
                </NOTE>
                <SIG>
                    <DATED>Dated: April 21, 2006. </DATED>
                    <NAME>John H. Hager, </NAME>
                    <TITLE>Assistant Secretary for Special Education and Rehabilitative Services. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 06-3995 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4000-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF ENERGY </AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission </SUBAGY>
                <DEPDOC>[Docket No. RP06-300-000] </DEPDOC>
                <SUBJECT>Colorado Interstate Gas Company; Notice of Proposed Changes in FERC Gas Tariff </SUBJECT>
                <DATE>April 21, 2006. </DATE>
                <P>Take notice that on April 7, 2006, Colorado Interstate Gas Company (CIG) tendered for filing as part of its FERC Gas Tariff, First Revised Volume No. 1, Second Revised Sheet No. 380J, to become effective May 8, 2006. </P>
                <P>Any person desiring to intervene or to protest this filing must file in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211 and 385.214). Protests will be considered by the Commission in determining the appropriate action to be taken, but will not serve to make protestants parties to the proceeding. Any person wishing to become a party must file a notice of intervention or motion to intervene, as appropriate. Such notices, motions, or protests must be filed in accordance with the provisions of section 154.210 of the Commission's regulations (18 CFR 154.210). Anyone filing an intervention or protest must serve a copy of that document on the Applicant. Anyone filing an intervention or protest on or before the intervention or protest date need not serve motions to intervene or protests on persons other than the Applicant. </P>
                <P>
                    The Commission encourages electronic submission of protests and interventions in lieu of paper using the “eFiling” link at 
                    <E T="03">http://www.ferc.gov.</E>
                     Persons unable to file electronically should submit an original and 14 copies of the protest or intervention to the Federal Energy Regulatory Commission, 888 First Street, NE., Washington, DC 20426. 
                </P>
                <P>
                    This filing is accessible on-line at 
                    <E T="03">http://www.ferc.gov</E>
                    , using the “eLibrary” link and is available for review in the Commission's Public Reference Room in Washington, DC. There is an “eSubscription” link on the Web site that enables subscribers to receive e-mail notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please e-mail 
                    <E T="03">FERCOnlineSupport@ferc.gov</E>
                    , or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659. 
                </P>
                <SIG>
                    <NAME>Magalie R. Salas, </NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6389 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6717-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY </AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission </SUBAGY>
                <SUBJECT>Notice of Application for Non-Project Use of Project Lands and Waters and Soliciting Comments, Motions To Intervene, and Protests </SUBJECT>
                <DATE>April 21, 2006. </DATE>
                <P>
                    Take notice that the following application has been filed with the Commission and is available for public inspection: 
                    <PRTPAGE P="25170"/>
                </P>
                <P>
                    a. 
                    <E T="03">Application Type:</E>
                     Non-Project Use of Project Lands and Waters. 
                </P>
                <P>
                    b. 
                    <E T="03">Project No:</E>
                     1494-296. 
                </P>
                <P>
                    c. 
                    <E T="03">Date Filed:</E>
                     April 5, 2006. 
                </P>
                <P>
                    d. 
                    <E T="03">Applicant:</E>
                     Grand River Dam Authority (GRDA). 
                </P>
                <P>
                    e. 
                    <E T="03">Name of Project:</E>
                     Pensacola Project. 
                </P>
                <P>
                    f. 
                    <E T="03">Location:</E>
                     The project is located on the Grand (Neosho) River in Craig, Delaware, Mayes, and Ottawa Counties, Oklahoma. The project does not occupy any Federal or tribal lands. The proposed non-project use would occupy project lands and waters on Grand Lake O' the Cherokees in Section 25, Township 25 North, Range 23 East in Delaware County at the mouth of Wolf Creek Cove near Grove, Oklahoma. 
                </P>
                <P>
                    g. 
                    <E T="03">Filed Pursuant to:</E>
                     Federal Power Act, 16 U.S.C. 791(a)-825(r). 
                </P>
                <P>
                    h. 
                    <E T="03">Applicant Contact:</E>
                     Bob Sullivan, Grand River Dam Authority, P.O. Box 409, Vinita, OK 74301. Phone: (918) 256-5545. 
                </P>
                <P>
                    i. 
                    <E T="03">FERC Contacts:</E>
                     Any questions on this notice should be addressed to Ms. Shana High at (202) 502-8674. 
                </P>
                <P>
                    j. 
                    <E T="03">Deadline for filing comments and or motions:</E>
                     May 22, 2006. 
                </P>
                <P>All documents (original and eight copies) should be filed with: Magalie R. Salas, Secretary, Federal Energy Regulatory Commission, 888 First Street, NE., Washington DC 20426. Please include the project number (P-1494-296) on any comments or motions filed. Comments, protests, and interventions may be filed electronically via the Internet in lieu of paper. See, 18 CFR 385.2001(a)(1)(iii) and the instructions on the Commission's Web site under the e-Filing link. The Commission strongly encourages e-filings. </P>
                <P>
                    k. 
                    <E T="03">Description of Proposal:</E>
                     GRDA requests Commission approval to permit Bill Goldner, d/b/a North Beach Development (North Beach), to construct a commercial marina with four floating boat docks. The four separate boat docks would have 50 slips each to provide 200 covered boat slips for use by patrons of North Beach. GRDA has waived the dock-placement requirements of its lake rules and regulations for this commercial-use application. 
                </P>
                <P>
                    l. 
                    <E T="03">Location of the Applications:</E>
                     The filings are available for review at the Commission in the Public Reference Room, located at 888 First Street, NE., Room 2A, Washington, DC 20426, or may be viewed on the Commission's Web site at 
                    <E T="03">http://www.ferc.gov</E>
                     using the “eLibrary” link. Enter the docket number excluding the last three digits in the docket number field to access the document. For assistance, please call the Helpline at (866) 208-3676 or contact 
                    <E T="03">FERCOnLineSupport@ferc.gov.</E>
                     For TTY, contact (202) 502-8659. 
                </P>
                <P>m. Individuals desiring to be included on the Commission's mailing list should so indicate by writing to the Secretary of the Commission. </P>
                <P>
                    n. 
                    <E T="03">Comments, Protests, or Motions to Intervene:</E>
                     Anyone may submit comments, a protest, or a motion to intervene in accordance with the requirements of Rules of Practice and Procedure, 18 CFR 385.210, .211, .214. In determining the appropriate action to take, the Commission will consider all protests or other comments filed, but only those who file a motion to intervene in accordance with the Commission's Rules may become a party to the proceeding. Any comments, protests, or motions to intervene must be received on or before the specified comment date for the particular application. 
                </P>
                <P>
                    o. 
                    <E T="03">Filing and Service of Responsive Documents:</E>
                     Any filings must bear in all capital letters the title “COMMENTS”, “RECOMMENDATIONS FOR TERMS AND CONDITIONS”, “PROTEST”, OR “MOTION TO INTERVENE”, as applicable, and the Project Number of the particular application to which the filing refers. A copy of any motion to intervene must also be served upon each representative of the Applicant specified in the particular application. 
                </P>
                <P>
                    p. 
                    <E T="03">Agency Comments:</E>
                     Federal, state, and local agencies are invited to file comments on the described applications. A copy of the applications may be obtained by agencies directly from the Applicant. If an agency does not file comments within the time specified for filing comments, it will be presumed to have no comments. One copy of an agency's comments must also be sent to the Applicant's representatives. 
                </P>
                <P>
                    q. Comments, protests and interventions may be filed electronically via the Internet in lieu of paper. See, 18 CFR 385.2001(a)(1)(iii) and the instructions on the Commission's Web site at 
                    <E T="03">http://www.ferc.gov</E>
                     under the “e-Filing” link. 
                </P>
                <SIG>
                    <NAME>Magalie R. Salas, </NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6391 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6717-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Docket No. ES06-39-000]</DEPDOC>
                <SUBJECT>Pinnacle West Capital Corporation ; Notice of Filing</SUBJECT>
                <DATE>April 21, 2006.</DATE>
                <P>Take notice that on April 20, 2006, Pinnacle West Capital Corporation tendered for filing an application for authorization pursuant to section 204 of the Federal Power Act to issue and sell equity securities and long-term and short-term debt securities during the period of May 3, 2006, through June 30, 2008.</P>
                <P>Any person desiring to intervene or to protest this filing must file in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211, 385.214). Protests will be considered by the Commission in determining the appropriate action to be taken, but will not serve to make protestants parties to the proceeding. Any person wishing to become a party must file a notice of intervention or motion to intervene, as appropriate. Such notices, motions, or protests must be filed on or before the comment date. Anyone filing a motion to intervene or protest must serve a copy of that document on the Applicant and all the parties in this proceeding.</P>
                <P>
                    The Commission encourages electronic submission of protests and interventions in lieu of paper using the “eFiling” link at 
                    <E T="03">http://www.ferc.gov.</E>
                     Persons unable to file electronically should submit an original and 14 copies of the protest or intervention to the Federal Energy Regulatory Commission, 888 First Street, NE., Washington, DC 20426.
                </P>
                <P>
                    This filing is accessible on-line at 
                    <E T="03">http://www.ferc.gov,</E>
                     using the “eLibrary” link and is available for review in the Commission's Public Reference Room in Washington, DC. There is an “eSubscription” link on the Web site that enables subscribers to receive e-mail notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please e-mail 
                    <E T="03">FERCOnlineSupport@ferc.gov,</E>
                     or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on May 1, 2006.
                </P>
                <SIG>
                    <NAME>Magalie R. Salas,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E6-6393 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="25171"/>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY </AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission </SUBAGY>
                <DEPDOC>[Docket Nos. IS06-191-000, IS06-191-001, IS06-191-002] </DEPDOC>
                <SUBJECT>Colonial Pipeline Company; Notice Cancelling Technical Conference </SUBJECT>
                <DATE>April 21, 2006. </DATE>
                <P>
                    Take notice that the technical conference scheduled to be convened on Wednesday, May 3, 2006, at 10 a.m. (EDT) at the offices of the Federal Energy Regulatory Commission (FERC), 888 First Street, NE., Washington, DC 20426 is cancelled. On April 19, 2006, Colonial Pipeline Company filed a withdrawal of Supplement No. 10 to FERC 68 and Supplement No. 3 to FERC 81. This withdrawal terminates the proceeding in Docket Nos. IS06-191-000, 
                    <E T="03">et al.</E>
                     For further information, please contact Joe Athey at (202) 502-8138 or e-mail 
                    <E T="03">joseph.athey@ferc.gov.</E>
                </P>
                <SIG>
                    <NAME>Magalie R. Salas, </NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6390 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6717-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Docket No. RM06-11-000]</DEPDOC>
                <SUBJECT>Financial Accounting, Reporting and Records Retention Requirements Under the Public Utility Holding Company Act of 2005; Notice of Technical Conference</SUBJECT>
                <DATE>April 21, 2006.</DATE>
                <P>The Federal Energy Regulatory Commission (Commission) staff will hold a technical conference in the above-referenced proceeding on June 21, 2006, at the Federal Energy Regulatory Commission, 888 First Street, NE., Washington, DC 20426 in the Commission Meeting Room from 9 a.m. until 4:30 p.m. EDT. All interested persons are invited to attend. There is no registration fee to attend.</P>
                <P>The purpose of the conference is to identify the issues associated with the proposed Uniform System of Accounts for Centralized Service Companies, the proposed records retention requirements for holding companies and service companies, and the revised Form No. 60. The technical conference will develop information for use by Commission staff in preparing a final rule in this proceeding.</P>
                <P>
                    Interested persons wishing to participate in the technical conference are asked to notify Commission staff electronically at 
                    <E T="03">https://www.ferc.gov/whats-new/registration/usoa-06-21-speaker-form.asp</E>
                     by May 15, 2006.
                </P>
                <P>Prospective attendees and participants are urged to watch for further notices; a detailed agenda will be issued in advance of the conference.</P>
                <P>
                    FERC conferences and meetings are accessible under section 508 of the Rehabilitation Act of 1973. For accessibility accommodations please send an e-mail to 
                    <E T="03">accessibility@ferc.gov</E>
                     or call toll free (866) 208-3372 (voice) or (202) 502-8659 (TTY), or send a fax to (202) 208-2106 with the required accommodations.
                </P>
                <P>
                    Questions about the conference should be directed to: Julia A. Lake, Office of the General Counsel—Energy Markets and Reliability, Federal Energy Regulatory Commission, 888 First Street, NE., Washington, DC 20426, (202) 502-8370. 
                    <E T="03">Julia.lake@ferc.gov.</E>
                </P>
                <SIG>
                    <NAME>Magalie R. Salas,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E6-6392 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY </AGENCY>
                <DEPDOC>[ER-FRL-6674-7] </DEPDOC>
                <SUBJECT>Environmental Impact Statements and Regulations; Availability of EPA Comments </SUBJECT>
                <P>Availability of EPA comments prepared pursuant to the Environmental Review  Process (ERP), under section 309 of the Clean Air Act and section 102(2)(c) of the National Environmental Policy Act as amended. Requests for copies of EPA comments can be directed to the Office of Federal Activities at 202-564-7167. </P>
                <P>An explanation of the ratings assigned to draft environmental impact statements (EISs) was published in FR dated April 7, 2006 (71 FR 17845). </P>
                <HD SOURCE="HD1">Draft EISs </HD>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20050548, ERP No. D-NPS-E65078-NC,</E>
                     North Shore Road, Great Smoky Mountains National Park, General Management Plan, Implementation, Fontana Dam, Swain County, NC.
                </FP>
                <P>
                    <E T="03">Summary:</E>
                     EPA expressed environmental concerns about the potential for adverse impacts to water and air quality. In particular, acid generation from highly mineralized rock which has the potential to produce acid drainage impacting wetlands and aquatic life. 
                </P>
                <P>Rating EC1.</P>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060022, ERP No. D-FTA-L40230-WA,</E>
                     South Valley Corridor Project, Improvement to Existing Urban Transportation System, Light Rail Transit (LRT), Right-of-Way Grant, City of Liberty Lake, Spokane County, WA. 
                </FP>
                <P>
                    <E T="03">Summary:</E>
                     EPA has no objections to the proposed project. 
                </P>
                <P>Rating LO.</P>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060063, ERP No. D-FHW-K40259-CA,</E>
                     Big Bear Lake Bridge Replacement Project, near Big Bear Lake on CA-18 from Kilopost 71.1/71.9, Realignment and Widening Roadways, U.S. COE section 404 Permit, Funding, San Bernardino National Forest, San Bernardino County, CA. 
                </FP>
                <P>
                    <E T="03">Summary:</E>
                     EPA has no objections to the proposed project.
                </P>
                <P>Rating LO.</P>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060064, ERP No. D-AFS-D65035-PA,</E>
                     Williow Creek All-Terrain Vehicle Trail Expansion, Improvements, located in Marshburg/Stickney Intensive Use Area, Alleghany National Forest, McKean County, PA. 
                </FP>
                <P>
                    <E T="03">Summary:</E>
                     EPA has environmental concerns about impacts to air quality, wetlands, terrestrial habitat, historic resources, public health and safety, and suggested clarification of “forest level” air emissions as well as injury/death statistics pertinent to Allegheny NF. The final EIS should include specific information on wetland location, delineation and location of impacted terrestrial habitat resources. 
                </P>
                <P>Rating EC2.</P>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060073, ERP No. D-NRS-G31004-AR,</E>
                     Little Red River Irrigation Project, Develop a Water Management Plan for Irrigation Purposes in Seary, U.S. Army COE section 404 Permit, Raft Creek, White County, AR.
                </FP>
                <P>
                    <E T="03">Summary:</E>
                     EPA does not object to the proposed action. 
                </P>
                <P>Rating LO.</P>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060055, ERP No. DS-AFS-J65438-WY,</E>
                     Dean Project Area, Proposes to Implement Multiple Resource Management Actions, New Information to Disclose Direct, Indirect, and Cumulative Environmental Impacts, Black Hills National Forest, Bearlodge Ranger District, Sundance, Crook County, WY. 
                </FP>
                <P>
                    <E T="03">Summary:</E>
                     The Supplemental EIS did not address EPA's environmental concerns about impacts to water quality from timber harvest, runoff, soil erosion and sediment losses and cumulative impacts to vegetation and wildlife 
                    <PRTPAGE P="25172"/>
                    habitat from other large-scale vegetation management projects. 
                </P>
                <P>Rating EC2. </P>
                <HD SOURCE="HD1">Final EISs </HD>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20050429, ERP No. F-BLM-J02046-UT,</E>
                     Castle Peak and Eightmile Flat Oil and Gas Expansion Project, Expansion of Crude Oil and Natural Gas Development and Production Programs, Right-of-Way Grant, Duchesne and Uintah Counties, UT. 
                </FP>
                <P>
                    <E T="03">Summary:</E>
                     The approved action has deferred drilling near riparian areas until needed information from an ongoing survey is collected. EPA continues to express environmental concerns about the potential for adverse impacts to regional visibility and the adequacy of proposed mitigation based on the results of analysis in the EIS indicating adverse long term and cumulative air impacts from the project.
                </P>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060043, ERP No. F-AFS-J65443-CO,</E>
                     Rock Creek Integrated Management Project, Propose Treatment to Address Mountain Beetle Epidemics, and to Reduce Wildfires within the Rock Creek Analysis Area, Medicine Bow-Routt National Forests and Thunder Basin National Grassland, Glenwood Springs Resource Area, Routt and Grand Counties, CO. 
                </FP>
                <P>
                    <E T="03">Summary:</E>
                     The Final EIS addressed EPA's concerns with specific treatments, applications and priorities under the HFA. Other comments were not addressed, and EPA continues to express environmental concerns about potential impacts to water quality from construction of up to 25 miles of road in an area with existing watershed impacts.
                </P>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060078, ERP No. F-NOA-G90016-TX,</E>
                     PROGRAMMATIC—Texas National Estuarine Research Reserve and Management Plan, Mission-Aransas Estuary, Site Designation, Federal Approval, TX. 
                </FP>
                <P>
                    <E T="03">Summary:</E>
                     No formal comment letter was sent to the preparing agency. 
                </P>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060080, ERP No. F-AFS-L65476-WA,</E>
                     Methow Transmission Project, Construction of New Transmission Line or Reconstruction an Existing Line, Okanogan and Wenatchee National Forests, Methow Valley Ranger District, Okanogan County, WA. 
                </FP>
                <P>
                    <E T="03">Summary:</E>
                     EPA continues to express environmental concerns about potential impacts to habitat, resulting from construction of a new substation in the Gold Creek area. 
                </P>
                <SIG>
                    <DATED>Dated: April 25, 2006. </DATED>
                    <NAME>Robert W. Hargrove, </NAME>
                    <TITLE>Director, NEPA Compliance Division, Office of Federal Activities. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E6-6430 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6560-50-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY </AGENCY>
                <DEPDOC>[ER-FRL-6674-6] </DEPDOC>
                <SUBJECT>Environmental Impacts Statements; Notice of Availability </SUBJECT>
                <P>
                    <E T="03">Responsible Agency:</E>
                     Office of Federal Activities, General Information (202) 564-7167 or 
                    <E T="03">http://www.epa.gov/compliance/nepa/.</E>
                </P>
                <FP SOURCE="FP-1">Weekly receipt of Environmental Impact Statements </FP>
                <FP SOURCE="FP-1">Filed 4/17/2006 through 4/21/2006</FP>
                <FP SOURCE="FP-1">Pursuant to 40 CFR 1506.9.</FP>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060148, Final EIS, NRC, NC,</E>
                     Generic—Brunswick Stream Electric Plant, Units 1 and 2 (TAC Nos. MC4641 and MC4642) License Renewal of Nuclear Plants, Supplement 25 to NUREG-1437, Brunswick County, NC, Wait Period Ends: May 30, 2006, Contact: Alicia Williamson 301-415-1878. 
                </FP>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060149, Draft EIS, AFS, WA,</E>
                     School Fire Salvage Recovery Project, Salvage Harvest Fire-Killed (dead) and Fire-Damaged (dying) Trees, Implementation, Pomeroy Ranger District, Umatilla National Forest, Columbia and Garfield Counties, WA, Comment Period Ends: 6/12/2006, Contact: Dave Herr 541-278-3869. 
                </FP>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060150, Draft EIS, BLM, CA,</E>
                     Alturas Field Office Project, Resource Management Plan, Implementation, Lassen, Modoc, Shasta and Siskiyou Counties, CA, Comment Period Ends: 7/27/2006, Contact: Sue Noggles 530-252-5345. 
                </FP>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060151, Draft EIS, BLM, CA,</E>
                     Eagle Lake Field Office Project, Resource Management Plan, Implementation, Lassen, Plumas, Sierra Counties, CA and Washoe County, NV, Comment Period Ends: 7/27/2006, Contact: Sue Noggles 530-252-5345. 
                </FP>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060152, Draft EIS, BLM, CA,</E>
                     Surprise Field Office Project, Resource Management Plan, Implementation, Cedarville; Modoc and Lassen, CA and Washoe and Humboldt Counties, NV, Comment Period Ends: 7/27/2006, Contact: Sue Noggles 530-252-5345. 
                </FP>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060153, Final EIS, FHW, VA,</E>
                     Capital Beltway Study, Transportation Improvement to the 14-Mile Section of Capital Beltway (I-495) between the I-95/I-395/I-495 Interchange and the American Legion Bridge, Fairfax County, VA, Wait Period Ends: 5/30/2006, Contact: Edward S. Sundra 804-775-3338. 
                </FP>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060154, Draft EIS, NPS, FL,</E>
                     Castillo de San Marcos National Monument, General Management Plan, Implementation, City of St. Augustine, St. Johns County, FL, Comment Period Ends: 6/27/2006, Contact: David Libman 404-562-3124, Ext 685. 
                </FP>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060155, Draft EIS, NPS, CO,</E>
                     Great Sand Dunes National and Preserve. General Management Plan/Wilderness Study, Implementation, Alamos and Saguache Counties, CO, Comment Period Ends: 6/27/2006, Contact: Suzy Statzman 303-987-6671. 
                </FP>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060156, Final EIS, COE, MT,</E>
                     Upper Columbia Alternative Flood Control and Fish Operations, Implementation, Libby and Hungry Horse Dams, Columbia River Basin, MT, Wait Period Ends: 5/30/2006, Contact: Evan Lewis 206-764-6922. 
                </FP>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060157, Final EIS, IBR, 00,</E>
                     Navajo Reservoir Operations, Proposed Operational Changes to Navajo Dam and Reservoir, Endangered Species Act (ESA), Related Flow Recommendations, Navajo Unit-San Juan River, NM, CO and UT, Wait Period Ends: May 30, 2006, Contact: Pat Page 970-385-6560. 
                </FP>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060158, Draft EIS, SFW, AL,</E>
                     Gulf Highlands Condominium and Beach Club West Residential/Recreational Condominium Projects, Application for Two Incidental Take Permits for the Construction and Occupancy, Fort Morgan Peninsula, Baldwin County, AL, Comment Period Ends: July 26, 2006, Contact: Aaron Valenta 404-679-4144. 
                </FP>
                <HD SOURCE="HD1">Amended Notices </HD>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060128, Final EIS, FHW, UT,</E>
                     Brown Park Road Project, Reconstruction (Paving) and Partial Re-Alignment from Red Creek to Colorado State Line, Diamond Mountain Resource Management Plan Amendment (BLM), U.S. Army COE Section 404 Permit, Daggett County, UT, Wait Period Ends: 5/15/2006, Contact: Gregory Punske 801-963-0182. Revision to FR Notice published on 4/14/2006: Correction to Contact Person Telephone Number.
                </FP>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060146, Draft EIS, UAF, HI,</E>
                     Hickam Air Force Base and Bellows Air Force Station, 15th Airlift Wing, Housing Privatization Phase II, To Transfer the Remaining Housing Units, and Associated Infrastructure 
                    <PRTPAGE P="25173"/>
                    to Selected Offeror, O'ahu, HI, Comment Period Ends: 6/7/2006, Contact: Ron Lanier 808-449-1584 x238. Revision to FR Notice published 4/21/2006: Correction to Comment Period from 6/5/2006 to 6/7/2006. 
                </FP>
                <SIG>
                    <DATED>Dated: April 25, 2006. </DATED>
                    <NAME>Robert W. Hargrove, </NAME>
                    <TITLE>Director, NEPA Compliance Division, Office of Federal Activities.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E6-6429 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6560-50-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY </AGENCY>
                <DEPDOC>[FRL-8053-8] </DEPDOC>
                <SUBJECT>Notice of Availability of “Award of Grants and Cooperative Agreements for the Special Projects and Programs Authorized by the Agency's FY 2006 Appropriations Act”</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA). </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of availability. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>EPA is announcing the availability of a memorandum entitled “Award of Grants and Cooperative Agreements for the Special Projects and Programs Authorized by the Agency's Fiscal Year (FY) 2006 Appropriations Act.” This memorandum provides information and guidelines on how EPA will award and administer grants for the special projects and programs identified in the State and Tribal Assistance Grants (STAG) account of the Agency's FY 2006 Appropriations Act (Pub. L. 109-54). The STAG account provides budget authority for funding identified water, wastewater and groundwater infrastructure projects, as well as budget authority for funding the United States-Mexico Border Program, and the Alaska Rural and Native Villages Program. Each grant recipient will receive a copy of this document from EPA. </P>
                </SUM>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        The subject memorandum may be viewed and downloaded from EPA's homepage, 
                        <E T="03">http://www.epa.gov/owm/cwfinance/cwsrf/law.htm.</E>
                         If you would like a copy of the memorandum, but do not have computer access, please request a copy via phone or e-mail as indicated below. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        George Ames, U.S. Environmental Protection Agency, Office of Wastewater Management (4201M), 1200 Pennsylvania Avenue, NW., Washington, DC, 20460; (202) 564-0661 or 
                        <E T="03">ames.george@epa.gov.</E>
                    </P>
                    <SIG>
                        <DATED>Dated: March 29, 2006. </DATED>
                        <NAME>Jane S. Moore, </NAME>
                        <TITLE>Acting Director, , Office of Wastewater Management. </TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC>[FR Doc. 06-3296 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6560-50-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY </AGENCY>
                <DEPDOC>[FRL-8162-9] </DEPDOC>
                <SUBJECT>Air Quality Management Subcommittee to the Clean Air Act Advisory Committee (CAAAC); Notice of Meeting </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Environmental Protection Agency (EPA) established the CAAAC on November 19, 1990, to provide independent advice and counsel to EPA on policy issues associated with implementation of the Clean Air Act of 1990. The Committee advises on economic, environmental, technical, scientific, and enforcement policy issues. </P>
                    <P>
                        <E T="03">Open Meeting Notice:</E>
                         Pursuant to 5 U.S.C. App. 2 section 10(a)(2), notice is hereby given that the Air Quality Management subcommittee to the Clean Air Act Advisory Committee will hold its next open meeting on Thursday, May 18 and Friday, May 19, 2006 from approximately 8 a.m. to 5 p.m. at 1101 Slater Road Suite 200, Durham, North Carolina. Any member of the public who wishes to submit written or brief oral comments; or who wants further information concerning this meeting should follow the procedures outlined in the section below titled “Providing Oral or Written Comments at this Meeting.” Seating will be limited and available on a first come, first served basis. In order to insure copies of printed materials are available, members of the public wishing to attend this meeting are encouraged to contact Mr. Jeffrey Whitlow, Office of Air and Radiation, U.S. EPA (919) 541-5523, Fax (919) 685-3307 or by mail at U.S. EPA, Office of Quality Planning and Standards (Mail code C 301-04), 109 T.W. Alexander Drive, Research Triangle Park, NC 27711 or by e-mail at: 
                        <E T="03">whitlow.jeff@epa.gov</E>
                         by noon Eastern Time on January 19, 2006. For information on access or services for individuals with disabilities or to request accommodation of a disability, please contact Mr. Whitlow, preferably at least 10 days prior to the meeting, to give EPA as much time as possible to process your request. 
                    </P>
                    <P>
                        <E T="03">Inspection of Committee Documents:</E>
                         The subcommittee agenda and any documents prepared for the meeting will be sent to participants via e-mail prior to the start of the meeting. Thereafter, these documents, together with the meeting minutes, will be available by contacting the Office of Air and Radiation Docket and requesting information under docket OAR-2004-0075 and can be found on the CAAAC Web site: 
                        <E T="03">http://www.epa.gov/air/caaac.</E>
                         The Docket office can be reached by telephoning (202) 260-7548; FAX (202) 260-4400. 
                    </P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        For further information concerning the Air Quality Management subcommittee to the CAAAC, please contact Mr. Jeffrey Whitlow, Office of Air and Radiation, U.S. EPA (919) 541-5523, FAX (919) 685-3307 or by mail at U.S. EPA, Office of Air Quality Planning and Standards (Mail Code C 301-04), 109 T.W. Alexander Drive, Research Triangle Park, NC 27711, or e-mail at: 
                        <E T="03">whitlow.jeff@epa.gov.</E>
                         Additional Information about the CAAAC and its subcommittees can be found on the CAAAC Web Site: 
                        <E T="03">http://www.epa.gov/air/caaac.</E>
                    </P>
                    <P>
                        <E T="03">Providing Oral or Written Comments at this Meeting:</E>
                         It is the policy of the subcommittee to accept written public comments of any length and to accommodate oral public comments whenever possible. The subcommittee expects that public statements presented at this meeting will not be repetitive of previously-submitted oral or written statements. Oral Comments: In general, each individual or group requesting an oral presentation at this meeting is limited to a total time of five minutes (unless otherwise indicated). However, no more than 30 minutes total will be allotted for oral public comments at this meeting; therefore, the time allowed for each speaker's comments will be adjusted accordingly. In addition, for scheduling purposes, requests to provide oral comments must be in writing (e-mail, fax or mail) and received by Mr. Whitlow no later than noon Eastern Time five business days prior to the meeting in order to reserve time on the meeting agenda. Written Comments: Although the subcommittee accepts written comments until the date of the meeting (unless otherwise stated), written comments should be received by Mr. Whitlow no later than noon Eastern Time five business days prior to the meeting so that the comments may be made available to the subcommittee members for their consideration. Comments should be supplied to Mr. Whitlow (preferably via e-mail) at the 
                        <PRTPAGE P="25174"/>
                        address/contact information noted above, as follows: one hard copy with original signature or one electronic copy via e-mail (acceptable file format: Adobe Acrobat PDF, WordPerfect, MS Word, MS PowerPoint, or Rich Text files. 
                    </P>
                    <SIG>
                        <DATED>Dated: April 21, 2006. </DATED>
                        <NAME>Gregory A. Green, </NAME>
                        <TITLE>Director, Outreach and Information Division, Office of Air Quality Planning and Standards.</TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6428 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6560-50-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">FEDERAL FINANCIAL INSTITUTIONS EXAMINATION COUNCIL</AGENCY>
                <SUBJECT>Appraisal Subcommittee; Information Collection Revision Submitted for OMB Review</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Appraisal Subcommittee, Federal Financial Institutions Examination Council.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of information collection reinstatement submitted to OMB for review and approval under the Paperwork Reduction Act of 1980.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Paperwork Reduction Act of 1980 (44 U.S.C. Chapter 35), the Appraisal Subcommittee of the Federal Financial Institutions Examination Council (“ASC”) has sent to the Office of Management and Budget (“OMB”) the following reinstatement, without change, of a previously approved collection for which approval has expired.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments on this information collection must be received on or before May 30, 2006.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Send comments to Ben Henson, Executive Director, Appraisal Subcommittee, 2000 K Street, NW., Suite 310, Washington, DC 20006; and Mark D. Menchik, Clearance Officer, Office of Management and Budget, New Executive Office Building, Room 10236, Washington, DC 20503.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Marc L. Weinberg, General Counsel, Appraisal Subcommittee, 2000 K Street, NW., Suite 310, Washington, DC 20006, from whom copies of the information collection and supporting documents are available.</P>
                    <HD SOURCE="HD1">Summary of Revision</HD>
                    <P>
                        <E T="03">Title:</E>
                         12 CFR Part 1102, Subpart B; Rules of Practice for Proceedings.
                    </P>
                    <P>
                        <E T="03">Type of Review:</E>
                         Regular submission.
                    </P>
                    <P>
                        <E T="03">Description:</E>
                         Procedures for ASC non-recognition and “further action” proceedings against State appraiser regulatory agencies and other persons under section 1118 of Title XI of the Financial Institutions Reform, Recovery, and Enforcement Act of 1989 (12 U.S.C. 3347).
                    </P>
                    <P>
                        <E T="03">Form Number:</E>
                         None.
                    </P>
                    <P>
                        <E T="03">OMB Number:</E>
                         3139-0005.
                    </P>
                    <P>
                        <E T="03">Affected Public:</E>
                         State, local or tribal government.
                    </P>
                    <P>
                        <E T="03">Number of Respondents:</E>
                         55 respondents.
                    </P>
                    <P>
                        <E T="03">Total Annual Responses:</E>
                         2 responses.
                    </P>
                    <P>
                        <E T="03">Average Hours Per Response:</E>
                         60 hours.
                    </P>
                    <P>
                        <E T="03">Total Annual Burden Hours:</E>
                         120 hours.
                    </P>
                    <SIG>
                        <P>By the Appraisal Subcommittee of the Federal Financial Institutions Examination Council.</P>
                        <DATED>Dated: April 25, 2006.</DATED>
                        <NAME>Marc L. Weinberg,</NAME>
                        <TITLE>Acting Executive Director &amp; General Counsel.</TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC> [FR Doc. E6-6449 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6210-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">FEDERAL RESERVE SYSTEM</AGENCY>
                <SUBJECT>Change in Bank Control Notices, Acquisition of Shares of Bank or Bank Holding Companies; Correction</SUBJECT>
                <P>This notice corrects a notice (FR Doc. E6-5996) published on page 20694 of the issue for Friday, April 21, 2006.</P>
                <P>Under the Federal Reserve Bank of Atlanta heading, the entry for Algiers Bancorp, Inc., Baton Rouge, Louisiana, is revised to read as follows:</P>
                <P>
                    <E T="04">A. Federal Reserve Bank of Atlanta</E>
                     (Andre Anderson, Vice President) 1000 Peachtree Street, N.E., Atlanta, Georgia 30303:
                </P>
                <P>
                    <E T="03">1. The Robin and Cherie Arkley Revocable Algiers Bancorp Stock Trust</E>
                    , Eureka, California,;with Robin P. Arkley II and Cherie P. Arkley, Eureka, California, as trustee; the Allison E. Arkley Trust #5, Eureka, California, with Calvin Richard Jones, managing member of CTT, LLC, Eureka, California, and John L. Piland as trustees; and the Elizabeth A. Arkley Trust #5, with Calvin Richard Jones, managing member of CTT, LLC, Eureka, California, and John L. Piland as trustees; and Jack J. Mendheim and Stephanie C. Mendheim, Folsom, Louisiana, all to acquire voting shares of Algiers Bancorp, Inc., Baton Rouge, Louisiana, and thereby indirectly acquire voting shares of Statewide Bank, Terrytown, Louisiana.
                </P>
                <P>Comments on this application must be received by May 8, 2006.</P>
                <SIG>
                    <P>Board of Governors of the Federal Reserve System, April 24, 2006.</P>
                    <NAME>Robert deV. Frierson,</NAME>
                    <TITLE>Deputy Secretary of the Board.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6371 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6210-01-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">FEDERAL RESERVE SYSTEM</AGENCY>
                <SUBJECT>Formations of, Acquisitions by, and Mergers of Bank Holding Companies</SUBJECT>
                <P>
                    The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 
                    <E T="03">et seq.</E>
                    ) (BHC Act), Regulation Y (12 CFR part 225), and all other applicable statutes and regulations to become a bank holding company and/or to acquire the assets or the ownership of, control of, or the power to vote shares of a bank or bank holding company and all of the banks and nonbanking companies owned by the bank holding company, including the companies listed below.
                </P>
                <P>
                    The applications listed below, as well as other related filings required by the Board, are available for immediate inspection at the Federal Reserve Bank indicated. The application also will be available for inspection at the offices of the Board of Governors. Interested persons may express their views in writing on the standards enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with the standards in section 4 of the BHC Act (12 U.S.C. 1843). Unless otherwise noted, nonbanking activities will be conducted throughout the United States. Additional information on all bank holding companies may be obtained from the National Information Center Web site at 
                    <E T="03">http://www.ffiec.gov/nic/</E>
                    .
                </P>
                <P>Unless otherwise noted, comments regarding each of these applications must be received at the Reserve Bank indicated or the offices of the Board of Governors not later than May 22, 2006.</P>
                <P>
                    <E T="04">A. Federal Reserve Bank of Boston</E>
                     (Richard Walker, Community Affairs Officer) P.O. Box 55882, Boston, Massachusetts 02106-2204:
                </P>
                <P>
                    <E T="03">1. Leader Bancorp, Inc.</E>
                    , Arlington, Massachusetts; to become a bank holding company by acquiring 100 percent of the voting shares of Leader Bank, National Association, Arlington, Massachusetts.
                </P>
                <P>
                    <E T="04">B. Federal Reserve Bank of San Francisco</E>
                     (Tracy Basinger, Director, Regional and Community Bank Group) 101 Market Street, San Francisco, California 94105-1579:
                </P>
                <P>
                    <E T="03">1. Idaho Trust Bancorp</E>
                    , Boise, Idaho; to become a bank holding company by acquiring 100 percent of the voting shares of Idaho Trust National Bank, Couer d'Alene, Idaho.
                </P>
                <P>
                    In connection with this Application, Applicant also has applied to acquire Idaho Trust Investments, LLC, Boise, 
                    <PRTPAGE P="25175"/>
                    Idaho, and thereby engage in nonbanking financial and investment advisory services, pursuant to sections 225.28(b)(6)(i) and (b)(7)(i) of Regulation Y.
                </P>
                <SIG>
                    <P>Board of Governors of the Federal Reserve System, April 24, 2006.</P>
                    <NAME>Robert deV. Frierson,</NAME>
                    <TITLE>Deputy Secretary of the Board.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6372 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6210-01-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES </AGENCY>
                <SUBAGY>Centers for Disease Control and Prevention </SUBAGY>
                <SUBJECT>Disease, Disability, and Injury Prevention and Control Special Emphasis Panels (SEP): Centers for Autism and Developmental Disabilities Research and Epidemiology, A Case Cohort Study. Request for Applications (RFA) Number DD06-003 </SUBJECT>
                <P>In accordance with Section 10(a)(2) of the Federal Advisory Committee Act (Pub. L. 92-463), the Centers for Disease Control and Prevention (CDC) announces the following meeting: </P>
                <EXTRACT>
                    <P>
                        <E T="03">Name:</E>
                         Disease, Disability, and Injury Prevention and Control Special Emphasis Panel (SEP): Centers for Autism and Developmental Disabilities Research and Epidemiology (CADDRE), A Case Cohort Study. 
                    </P>
                    <P>
                        <E T="03">Time and Date:</E>
                         8 a.m.-5 p.m., June 23, 2006 (Closed). 
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Centers for Disease Control and Prevention, 1600 Clifton Road, NE., Building 19, Room 248, Atlanta, GA 30333. 
                    </P>
                    <P>
                        <E T="03">Status:</E>
                         The meeting will be closed to the public in accordance with provisions set forth in Section 552b(c) (4) and (6), Title 5 U.S.C., and the Determination of the Director, Management Analysis and Services Office, CDC, pursuant to Public Law 92-463. 
                    </P>
                    <P>
                        <E T="03">Matters to be Discussed:</E>
                         To conduct expert review of scientific and merit of research applications: Centers for Autism and Developmental Disabilities Research and Epidemiology, A Case Cohort Study, RFA-DD06-003. 
                    </P>
                </EXTRACT>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Juliana Cyril, Ph.D., Scientific Review Administrator, CDC, 1600 Clifton Road, NE., Mail Stop D-72, Atlanta, GA, 30333, Telephone 404.639.4897, e-mail address: 
                        <E T="03">zdq4@cdc.gov.</E>
                    </P>
                    <P>
                        The Director, Management Analysis and Services Office, has been delegated the authority to sign 
                        <E T="04">Federal Register</E>
                         notices pertaining to announcements of meetings and other committee management activities, for both CDC and the Agency for Toxic Substances and Disease Registry. 
                    </P>
                    <SIG>
                        <DATED>Dated: April 21, 2006. </DATED>
                        <NAME>Alvin Hall, </NAME>
                        <TITLE>Director, Management Analysis and Services Office, Centers for Disease Control and Prevention. </TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6417 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4163-18-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES </AGENCY>
                <SUBAGY>Centers for Medicare &amp; Medicaid Services </SUBAGY>
                <DEPDOC>[Document Identifier: CMS-216, CMS-10191, and CMS-588] </DEPDOC>
                <SUBJECT>Agency Information Collection Activities: Proposed Collection; Comment Request </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Centers for Medicare &amp; Medicaid Services.</P>
                </AGY>
                <P>In compliance with the requirement of section 3506(c)(2)(A) of the Paperwork Reduction Act of 1995, the Centers for Medicare &amp; Medicaid Services (CMS) is publishing the following summary of proposed collections for public comment. Interested persons are invited to send comments regarding this burden estimate or any other aspect of this collection of information, including any of the following subjects: (1) The necessity and utility of the proposed information collection for the proper performance of the agency's functions; (2) the accuracy of the estimated burden; (3) ways to enhance the quality, utility, and clarity of the information to be collected; and (4) the use of automated collection techniques or other forms of information technology to minimize the information collection burden. </P>
                <P>
                    1. 
                    <E T="03">Type of Information Collection Request:</E>
                     Extension of a currently approved collection; 
                    <E T="03">Title of Information Collection:</E>
                     Organ Procurement Organization/Histocompatibility Laboratory Statement of Reimbursable Cost, Manual Instructions and Supporting Regulations Contained in 42 CFR 413.20 and 413.24; 
                    <E T="03">Use:</E>
                     CMS is requesting reapproval of Form CMS-216-94 (OMB No. 0938-0102). The current form implements various provisions of the Social Security Act, including section 1881(a) which provides Medicare coverage for end-stage renal disease patients who meet certain entitlement requirements and kidney donors. It also implements sections 1881(b)(2)(B) and 1861(v)(1)(A) of the Act to determine the reasonable costs incurred to furnish treatment for renal patients and transplant patients. The reasonable costs of securing and transporting organs cannot be determined for the fiscal year until the Organ Procurement Organization/Histocompatibility Laboratory files its cost report (Form CMS-216) at year-end and costs are verified by the Medicare fiscal intermediary.; 
                    <E T="03">Form Number:</E>
                     CMS-216 (OMB#: 0938-0102); 
                    <E T="03">Frequency:</E>
                     Recordkeeping—Daily, Reporting—Annually; 
                    <E T="03">Affected Public:</E>
                     Business or other for-profit, Not-for-profit institutions, and the Federal government; 
                    <E T="03">Number of Respondents:</E>
                     108; 
                    <E T="03">Total Annual Responses:</E>
                     108; 
                    <E T="03">Total Annual Hours:</E>
                     4,860. 
                </P>
                <P>
                    2. 
                    <E T="03">Type of Information Collection Request:</E>
                     New Collection; 
                    <E T="03">Title of Information Collection:</E>
                     Medicare Part D Audit Guide, Version 1.0 and Supporting Regulation contained in 42 CFR Section 423.505; 
                    <E T="03">Use:</E>
                     42 CFR section 423.505 provides CMS the regulatory authority to audit, evaluate, or inspect any Part D sponsors' performance related to the law in the areas of medication therapy management, drug utilization management, formulary, and grievances and appeals. The information collected will be an integral resource for oversight, monitoring, compliance, and auditing activities necessary to ensure quality provision of the Medicare Prescription Drug Benefit to beneficiaries.; 
                    <E T="03">Form Number:</E>
                     CMS-10191 (OMB#: 0938-New); 
                    <E T="03">Frequency:</E>
                     Recordkeeping and Reporting—Annually; 
                    <E T="03">Affected Public:</E>
                     Business or other for-profit; 
                    <E T="03">Number of Respondents:</E>
                     564; 
                    <E T="03">Total Annual Responses:</E>
                     564; 
                    <E T="03">Total Annual Hours:</E>
                     54,144. 
                </P>
                <P>
                    3. 
                    <E T="03">Type of Information Collection Request:</E>
                     Extension of a currently approved collection; 
                    <E T="03">Title of Information Collection:</E>
                     Electronic Funds Transfer Authorization Agreement; 
                    <E T="03">Use:</E>
                     Section 1815(a) of the Social Security Act provides the authority for the Secretary of Health and Human Services to pay providers/suppliers of Medicare services at such time or times as the Secretary determines appropriate (but no less frequently than monthly). Under Medicare, CMS, acting for the Secretary, contracts with fiscal intermediaries and carriers to pay claims submitted by providers/suppliers who furnish services to Medicare beneficiaries. Under CMS' payment policy, Medicare providers/suppliers have the option of receiving payments electronically. Form number CMS-588 authorizes the use of electronic fund transfers (EFTs).; 
                    <E T="03">Form Number:</E>
                     CMS-588 (OMB#: 0938-0626); 
                    <E T="03">Frequency:</E>
                     Recordkeeping and Reporting—On occasion; 
                    <E T="03">Affected Public:</E>
                     Business or other for-profit, Not-
                    <PRTPAGE P="25176"/>
                    for-profit institutions, and State, Local or Tribal governments; 
                    <E T="03">Number of Respondents:</E>
                     100,000; 
                    <E T="03">Total Annual Responses:</E>
                     100,000; 
                    <E T="03">Total Annual Hours:</E>
                     100,000. 
                </P>
                <P>
                    To obtain copies of the supporting statement and any related forms for the proposed paperwork collections referenced above, access CMS' Web site address at 
                    <E T="03">http://www.cms.hhs.gov/PaperworkReductionActof1995</E>
                    , or e-mail your request, including your address, phone number, OMB number, and CMS document identifier, to 
                    <E T="03">Paperwork@cms.hhs.gov</E>
                    , or call the Reports Clearance Office on (410) 786-1326. 
                </P>
                <P>To be assured consideration, comments and recommendations for the proposed information collections must be received at the address below, no later than 5 p.m. on June 27, 2006. </P>
                <P>CMS, Office of Strategic Operations and Regulatory Affairs, Division of Regulations Development—B, Attention: William N. Parham, III, Room C4-26-05, 7500 Security Boulevard, Baltimore, Maryland 21244-1850. </P>
                <SIG>
                    <DATED>Dated: April 24, 2006. </DATED>
                    <NAME>Michelle Shortt, </NAME>
                    <TITLE>Acting Director, Regulations Development Group,  Office of Strategic Operations and Regulatory Affairs.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6385 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4120-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES </AGENCY>
                <SUBAGY>Centers for Medicare &amp; Medicaid Services </SUBAGY>
                <DEPDOC>[CMS-3171-N; and 0938-ZA91] </DEPDOC>
                <SUBJECT>Medicare Program; Calendar Year 2006 Review of the Appropriateness of Payment Amounts for New Technology Intraocular Lenses (NTIOLs) Furnished by Ambulatory Surgical Centers (ASCs) and Correction </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Centers for Medicare &amp; Medicaid Services (CMS), HHS. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        This notice solicits interested parties to submit requests for review of the appropriateness of the payment amount for a particular intraocular lens furnished by an ambulatory surgical center. Also, this notice corrects typographical errors in the notice with public comment period that appeared in the September 30, 2005 
                        <E T="04">Federal Register</E>
                         entitled “Medicare Program; Calendar Year 2005 Review of the Appropriateness of Payment Amounts for New Technology Intraocular Lenses (NTIOLs) Furnished by Ambulatory Surgical Centers (ASCs)” (70 FR 57297), and in the final notice that appeared in the January 27, 2006 
                        <E T="04">Federal Register</E>
                         entitled “Medicare Program; Approval of Adjustment in Payment Amounts for New Technology Intraocular Lenses Furnished by Ambulatory Surgical Centers” (71 FR 4586). 
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Requests for review must be received at the address provided no later than 5 p.m. on May 30, 2006. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Mail requests for review (one original and three copies) to the Centers for Medicare &amp; Medicaid Services, Department of Health and Human Services, Attention: Michael Lyman, Mailstop C1-09-06, 7500 Security Blvd., Baltimore, Maryland 21244-1850. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Michael Lyman, (410) 786-6938. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Background </HD>
                <HD SOURCE="HD2">A. Statutory Requirements </HD>
                <P>On October 31, 1994, the Social Security Act Amendments of 1994 (SSAA 1994) (Pub. L. 103-432) were enacted. Section 141(b)(1) of SSAA 1994 required the Secretary of the Department of Health and Human Services to develop and implement a process under which interested parties may request a review of the appropriateness of the payment amount for intraocular lenses (IOLs) furnished by ambulatory surgical centers (ASCs) under section 1833(i)(2)(A)(iii) of the Social Security Act (the Act) on the basis that those lenses constitute a class of new technology intraocular lenses (NTIOLs). </P>
                <P>
                    On June 16, 1999, the Centers for Medicare &amp; Medicaid Services (CMS) (then known as the Health Care Financing Administration), published a final rule in the 
                    <E T="04">Federal Register</E>
                     entitled “Adjustment in Payment Amounts for New Technology Intraocular Lenses Furnished by Ambulatory Surgical Centers” (64 FR 32198) which added subpart F to 42 CFR part 416. The June 16, 1999 final rule established a process for adjusting payment amounts for NTIOLs furnished by ambulatory surgical centers (ASCs); defined the terms relevant to the process; and established an initial flat rate payment adjustment of $50 for IOLs that we determine are NTIOLs. The payment adjustment applies for a 5-year period that begins when we recognize a payment adjustment for the first IOL in a new class of technology, as explained below. Any subsequent IOL request that we review and approve with the same characteristics as the first IOL recognized for a payment adjustment will receive the adjustment for the remainder of the 5-year period established by the first recognized NTIOL. After July 16, 2002, we have the option of changing the $50 adjustment amount through proposed and final rulemaking. We have opted not to change the adjustment amount for calendar year 2006 (CY 06). 
                </P>
                <HD SOURCE="HD2">B. CMS Review Process for Establishing Classes of New Technology Intraocular Lenses (NTIOLs) </HD>
                <P>We will classify an IOL as a NTIOL if the lens meets the definition of a “new technology IOL” in 42 CFR 416.180, which incorporates section 141(b)(2) of SSAA 1994. Under that section, a “new technology IOL” is defined as “an IOL that CMS determines has been approved by the Food and Drug Administration (FDA) for use in labeling and advertising the IOL's claims of specific clinical advantages and superiority over existing IOLs with regard to reduced risk of intraoperative or postoperative complication or trauma, accelerated postoperative recovery, reduced induced astigmatism, improved postoperative visual acuity, more stable postoperative vision, or other comparable clinical advantages.” Thus, an IOL must first be an FDA approved IOL before we can designate that IOL as an NTIOL. </P>
                <P>We evaluate requests for the designation of an IOL as an NTIOL by doing the following: </P>
                <P>
                    (1) Publishing a public notice in the 
                    <E T="04">Federal Register</E>
                     that identifies the requirements and deadline for submitting a request for a review of the appropriateness of the payment amount for an IOL. 
                </P>
                <P>(2) Processing requests to review the appropriateness of the payment amount for an IOL. </P>
                <P>(3) Compiling a list of the requests we receive that identify the IOL manufacturer, IOL model number under review, name of the requester, and a summary of the request for review of the appropriateness of the IOL payment amount. </P>
                <P>
                    (4) Publishing an annual notice in the 
                    <E T="04">Federal Register</E>
                     that lists the requests and provides the public with 30 days to submit comments on the IOLs for which a review was requested. 
                </P>
                <P>
                    (5) Reviewing the information submitted with the applicant's request for review, and confirming the FDA labeling for the IOL model under review. We also review the available evidence relevant to FDA's labeling approval as to whether or not the IOL model submitted represents a new class 
                    <PRTPAGE P="25177"/>
                    of technology that sets it apart from other IOLs. 
                </P>
                <P>(6) Determining which lenses meet the criteria to qualify for the payment adjustment based on clinical data and evidence submitted for review, the FDA approved label, public comments on the lenses, and other available information. NTIOL applicants should provide good evidence-based studies supporting the claimed clinical benefits. We are interested in receiving data showing functional clinical improvements. </P>
                <P>(7) Designating a type of material or a predominant characteristic of an NTIOL that sets it apart from other IOLs to establish a new class. </P>
                <P>
                    (8) Publishing a notice in the 
                    <E T="04">Federal Register</E>
                     (within 90 days after we publish the notice identified in paragraph (4) of this section) that announces the IOLs that we have determined are “new technology” IOLs. These NTIOLs qualify for a $50 (or other amount that we may adopt through notice and comment rulemaking) payment adjustment for a 5-year period. 
                </P>
                <P>(9) Adjusting payments effective 30 days after the publication of the final notice announcing our determinations described in paragraph (8) of this section. </P>
                <HD SOURCE="HD2">C. Who May Request a Review </HD>
                <P>As specified in § 416.190, any party who is able to furnish the information required in § 416.195 may request that we review the appropriateness of the payment amount provided under section 1833(i)(2)(A)(iii) of the Act for an IOL that, as claimed by the party, meets the definition of a new technology IOL in § 416.180. </P>
                <HD SOURCE="HD2">D. Requests to Review </HD>
                <P>As specified in § 416.195(a), a request to review must include all of the following information: </P>
                <P>• The name of the manufacturer, the model number, and the trade name of the IOL. </P>
                <P>• A copy of the FDA's summary of the IOL's safety and effectiveness. </P>
                <P>• A copy of the current FDA approved label supporting claims of specific clinical advantages for the IOL. </P>
                <P>• A copy of the IOL's original FDA approval notification. </P>
                <P>• Reports of modifications made after the original FDA approval. </P>
                <P>• Other information that supports the requestor's claim (including clinical trials, case studies, journal articles, etc.). </P>
                <HD SOURCE="HD2">E. Privileged or Confidential Information </HD>
                <P>To the extent that information received from an IOL manufacturer can reasonably be characterized as a trade secret or as privileged or confidential commercial or financial information, § 416.195(b) requires that we maintain the confidentiality of the information and protect it from disclosure not otherwise authorized or required by Federal law as allowed under Exemption 4 of the Freedom of Information Act (5 U.S.C. 552(b)(4)) and, with respect to trade secrets, the Trade Secrets Act (18 U.S.C. 1905). We recommend that the requestor clearly identify all information that is to be characterized as confidential. </P>
                <HD SOURCE="HD2">F. Application of the Payment Adjustment </HD>
                <P>
                    As provided in § 416.200, we recognize all IOL(s) that meet the definition of a new technology IOL for purposes of subpart F of part 416 as belonging to a class of NTIOLs for a period of 5 years effective from the date that we recognize the first NTIOL in that subset. Any IOL that we subsequently recognize as belonging to a new technology subset receives the new technology payment adjustment for the remainder of the 5-year period established with our recognition of the first NTIOL in the subset. Beginning 5 years after the effective date of our initial recognition of a new technology subset, the payment adjustment ceases for all IOLs that we have designated as belonging to that subset. The process to apply for inclusion in an existing NTIOL subset is described at: 
                    <E T="03">http://www.cms.hhs.gov/CoverageGenInfo/downloads/AppforcurrentNTIOLsubset.pdf.</E>
                </P>
                <HD SOURCE="HD1">II. Provisions of This Notice </HD>
                <HD SOURCE="HD2">A. Calendar Year 2006 Review of the Appropriateness of Payment Amounts for New Technology Intraocular Lenses (NTIOLs) Furnished by Ambulatory Surgical Centers (ASCs) </HD>
                <P>
                    Under our rules at 42 CFR part 416, subpart F, we are soliciting requests for review of the appropriateness of the payment amount for IOLs furnished by an ASC. Requests for review must comply with our regulations at § 416.195 and be received at the address provided by the date specified in the 
                    <E T="02">DATES</E>
                     section of this notice. We will announce timely requests for review in a subsequent notice that will allow for public comment. Currently, if we determine that an intraocular lens meets the definition of a new technology intraocular lens, the lens will be eligible for a payment adjustment of $50. 
                </P>
                <HD SOURCE="HD2">
                    B. Summary of Corrections to the September 30, 2005 and January 27, 2006 
                    <E T="7462">Federal Register</E>
                     Notices 
                </HD>
                <P>
                    In this notice, we also correct a typographical error that appeared in the September 30, 2005 
                    <E T="04">Federal Register</E>
                     entitled “Medicare Program; Calendar Year 2005 Review of the Appropriateness of Payment Amounts for New Technology Intraocular Lenses (NTIOLs) Furnished by Ambulatory Surgical Centers (ASCs)” (70 FR 57297) and in the final notice that published in the 
                    <E T="04">Federal Register</E>
                     on January 27, 2006 entitled “Medicare Program; Approval of Adjustment in Payment Amounts for New Technology Intraocular Lenses Furnished by Ambulatory Surgical Centers” (71 FR 4586). We approved the NTIOL application submitted by AMO for Tecnis® IOL model numbers Z9000, Z9001, and ZA9003. However, we made a typographical error and listed the Tecnis® IOL model as “Z9003” instead of “ZA9003” in both the September 30, 2005 notice with public comment period and the January 27, 2006 final notice. In this notice, we correct the Tecnis® IOL model number Z9003 and replace it with Tecnis® IOL model number ZA9003. 
                </P>
                <HD SOURCE="HD2">
                    C. Corrections to September 30, 2005 and January 27, 2006 
                    <E T="7462">Federal Register</E>
                     Notices 
                </HD>
                <P>In FR Doc. 05-19483, published on September 30, 2005, (70 FR 57297), we are making the following correction: </P>
                <P>1. On page 57299, in the first column, in the 16th line, “Z9003” is corrected to read “ZA9003”. </P>
                <P>In FR Doc. E6-1049, published on January 27, 2006 (71 FR 4586), we are making the following corrections: </P>
                <P>1. On page 4586, in the third column, in the second paragraph, in the last line, “Z9003” is corrected to read “ZA9003”. </P>
                <P>2. On page 4587, in the first column, in the last paragraph, lines 4 and 6, “Z9003” is corrected to read “ZA9003”. </P>
                <P>3. On page 4588, in the first column, in the 16th line from the bottom, “Z9003” is corrected to read “ZA9003”. </P>
                <P>4. On page 4588, in the second column, in the third paragraph, in the second line, “Z9003” is corrected to read “ZA9003”. </P>
                <HD SOURCE="HD1">III. Collection of Information Requirements </HD>
                <P>
                    Because the requirements referenced in this notice will not affect 10 or more persons on an annual basis, this notice does not impose any information collection and recordkeeping requirements that are subject to review by the Office of Management and 
                    <PRTPAGE P="25178"/>
                    Budget (OMB) under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ). 
                </P>
                <HD SOURCE="HD1">IV. Regulatory Impact Statement </HD>
                <P>We have examined the impact of this notice as required by Executive Order 12866 (September 1993, Regulatory Planning and Review), the Regulatory Flexibility Act (RFA) (September 19, 1980, Pub. L. 96-354), section 1102(b) of the Social Security Act, the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4), and Executive Order 13132. </P>
                <P>Executive Order 12866 directs agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects, distributive impacts, and equity). A regulatory impact analysis (RIA) must be prepared for major rules with economically significant effects ($100 million or more annually). We have determined that this notice is not a major rule because it merely solicits interested parties to submit requests for review of the appropriateness of the payment amount with regard to a particular IOL furnished by an ASC. </P>
                <P>The RFA requires agencies to analyze options for small business regulatory relief. For purposes of the RFA, small entities include small businesses, nonprofit organizations, and government agencies. Most hospitals and most other providers and suppliers are small entities, either by nonprofit status or by having revenues of $6 million to 29 million or less in any 1 year period. Approximately 83 percent of ASCs generate revenues of $18.5 million or less and are considered small business entities according to the Small Business Administration. Although a substantial number of ASCs may be affected, we do not believe there will be significant economic impact on small businesses for the reason stated above. </P>
                <P>In addition, section 1102(b) of the Act requires us to prepare a regulatory impact analysis if a rule may have a significant impact on the operations of a substantial number of small rural hospitals. This analysis must conform to the provisions of section 604 of the RFA. For purposes of section 1102(b) of the Act, we define a small rural hospital as a hospital that is located outside of a Metropolitan Statistical Area and has fewer than 100 beds. We have determined that this notice, which affects only ASCs, will have no effect on small rural hospitals. </P>
                <P>Section 202 of the Unfunded Mandates Reform Act of 1995 also requires that agencies assess anticipated costs and benefits before issuing any rule that may result in an expenditure in any one year by State, local, or tribal governments, in the aggregate, or by the private sector, of $110 million. Because this notice only affects ASCs, we have determined that it will not have a consequential effect on the governments mentioned or on the private sector. </P>
                <P>Executive Order 13132 establishes certain requirements that an agency must meet when it promulgates a proposed rule (and subsequent final rule) that imposes substantial direct requirement costs on State, local, or tribal governments, preempts State law, or otherwise has Federalism implications. Because this notice merely solicits interested parties to submit requests for review of the appropriateness of the payment amount with regard to a particular IOL furnished by an ASC, we have determined that it does not have an economic impact on State, local, or tribal governments. </P>
                <P>In accordance with the provisions of Executive Order 12866, this notice was not reviewed by the Office of Management and Budget. </P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>Sections 1832(a)(2)(F)(i) and 1833(i)(2)(a)(iii) of the Social Security Act (42 U.S.C. 1395k(a)(2)(F)(i) and 1395l(i)(2)(A)(iii)). </P>
                </AUTH>
                <EXTRACT>
                    <FP>(Catalog of Federal Domestic Assistance Program No. 93.773 Medicare—Hospital Insurance Program; and No. 93.774, Medicare—Supplementary Medical Insurance Program) </FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: April 19, 2006. </DATED>
                    <NAME>Mark B. McClellan, </NAME>
                    <TITLE>Administrator, Centers for Medicare &amp; Medicaid Services. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-3973 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4120-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Centers for Medicare &amp; Medicaid Services</SUBAGY>
                <DEPDOC>[CMS-4113-N]</DEPDOC>
                <SUBJECT>Medicare Program; Meeting of the Advisory Panel on Medicare Education, May 25, 2006</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Centers for Medicare &amp; Medicaid Services (CMS), HHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Federal Advisory Committee Act, 5 U.S.C. Appendix 2, section 10(a) (Pub. L. 92-463), this notice announces a meeting of the Advisory Panel on Medicare Education (the Panel) on May 25, 2006. The Panel advises and makes recommendations to the Secretary of Health and Human Services and the Administrator of the Centers for Medicare &amp; Medicaid Services on opportunities to enhance the effectiveness of consumer education strategies concerning the Medicare program. This meeting is open to the public.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting is scheduled for May 25, 2006 from 9 a.m. to 3:30 p.m., e.d.t.</P>
                    <P>
                        <E T="03">Deadline for Presentations and Comments:</E>
                         May 18, 2006, 12 noon, e.d.t.
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The meeting will be held at the City Center Hotel, 1143 New Hampshire Avenue, NW., Washington, DC 20036, (202) 775-0800.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Lynne Johnson, Health Insurance Specialist, Division of Partnership Development, Center for Beneficiary Choices, Centers for Medicare &amp; Medicaid Services, 7500 Security Boulevard, Mail stop S2-23-05, Baltimore, MD 21244-1850, (410) 786-0090. Please refer to the CMS Advisory Committees' Information Line (1-877-449-5659 toll free)/(410-786-9379 local) or the Internet (
                        <E T="03">http://www.cms.hhs.gov/FACA/04_APME.asp</E>
                        ) for additional information and updates on committee activities, or contact Ms. Johnson via e-mail at 
                        <E T="03">Lynne.Johnson@cms.hhs.gov.</E>
                         Press inquiries are handled through the CMS Press Office at (202) 690-6145.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Section 222 of the Public Health Service Act (42 U.S.C. 217a), as amended, grants to the Secretary of Health and Human Services (the Secretary) the authority to establish an advisory council or committee for the purpose of advising him in connection with any of his functions. The Secretary signed the charter establishing this Panel on January 21, 1999 (64 FR 7849) and approved the renewal of the charter on January 14, 2005. The Panel advises and makes recommendations to the Secretary and the Administrator of the Centers for Medicare &amp; Medicaid Services (CMS) on opportunities to enhance the effectiveness of consumer education strategies concerning the Medicare program.</P>
                <P>The goals of the Panel are as follows:</P>
                <P>• To develop and implement a national Medicare education program that describes the options for selecting a health plan under Medicare.</P>
                <P>
                    • To enhance the Federal government's effectiveness in informing the Medicare consumer, including the appropriate use of public-private partnerships.
                    <PRTPAGE P="25179"/>
                </P>
                <P>• To expand outreach to vulnerable and underserved communities, including racial and ethnic minorities, in the context of a national Medicare education program.</P>
                <P>• To assemble an information base of best practices for helping consumers evaluate health plan options and build a community infrastructure for information, counseling, and assistance.</P>
                <P>The current members of the Panel are: Dr. Drew E. Altman, President and Chief Executive Officer, Henry J. Kaiser Family Foundation; Dr. Jane Delgado, Chief Executive Officer, National Alliance for Hispanic Health; Clayton Fong, President and Chief Executive Officer, National Asian Pacific Center on Aging; Thomas Hall, Chairman and Chief Executive Officer, Cardio-Kinetics, Inc.; The Honorable Bobby Jindal, United States Congress; David Knutson, Director, Health System Studies, Park Nicollet Institute for Research and Education; Dr. David Lansky, Director, Health Program, Markle Foundation; Dr. Frank I. Luntz, President and Chief Executive Officer, Luntz Research Companies; Dr. Daniel Lyons, Senior Vice President, Government Programs, Independence Blue Cross; Dr. Frank B. McArdle, Manager, Hewitt Research Office, Hewitt Associates; Katherine Metzger, Director, Medicare and Medicaid Programs, Fallon Community Health Plan; Dr. Keith Mueller, Professor and Section Head, Health Services Research and Rural Health Policy, University of Nebraska; Lee Partridge, Senior Health Policy Advisor, National Partnership for Women and Families; Dr. Marlon Priest, Professor of Emergency Medicine, University of Alabama at Birmingham; Susan O. Raetzman, Associate Director, Public Policy Institute, AARP; Rebecca Snead, Administrative Manager, National Council of State Pharmacy Association Executives; Marvin Tuttle, Jr., CAE, Planning Association; Catherine Valenti, Chairperson and Chief Executive Officer, Caring Voice Coalition, and Grant Wedner, Manager, Business Development Team, Cosmix Corporation.</P>
                <P>The agenda for the May 25, 2006 meeting will include the following:</P>
                <P>• Recap of the previous (January 26, 2006) meeting.</P>
                <P>• Centers for Medicare &amp; Medicaid Services update.</P>
                <P>• Medicare Prescription Drug Benefit: Education and outreach strategies.</P>
                <P>• Public comment.</P>
                <P>• Listening session with CMS leadership.</P>
                <P>• Next steps.</P>
                <P>
                    Individuals or organizations that wish to make a 5-minute oral presentation on an agenda topic should submit a written copy of the oral presentation to Lynne Johnson, Health Insurance Specialist, Division of Partnership Development, Center for Beneficiary Choices, Centers for Medicare &amp; Medicaid Services, 7500 Security Boulevard, Mail stop S2-23-05, Baltimore, MD 21244-1850 or by email at 
                    <E T="03">Lynne.Johnson@cms.hhs.gov,</E>
                     no later than 12 noon, e.d.t., May 18, 2006. The number of oral presentations may be limited by the time available. Individuals not wishing to make a presentation may submit written comments to Ms. Johnson by 12 noon, (e.d.t.), May 18, 2006. The meeting is open to the public, but attendance is limited to the space available.
                </P>
                <P>
                    <E T="03">Special Accommodation:</E>
                     Individuals requiring sign language interpretation or other special accommodations should contact Ms. Johnson at least 15 days before the meeting.
                </P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>Sec. 222 of the Public Health Service Act (42 U.S.C. 217a) and sec. 10(a) of Pub. L. 92-463 (5 U.S.C. App. 2, sec. 10(a) and 41 CFR 102-3).</P>
                </AUTH>
                <EXTRACT>
                    <FP>(Catalog of Federal Domestic Assistance Program No. 93.733, Medicare—Hospital Insurance Program; and Program No. 93.774, Medicare—Supplementary Medical Insurance Program.)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: March 28, 2006.</DATED>
                    <NAME>Mark B. McClellan,</NAME>
                    <TITLE>Administrator, Centers for Medicare &amp; Medicaid Services. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6109 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4120-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES </AGENCY>
                <SUBAGY>Centers for Medicare &amp; Medicaid Services </SUBAGY>
                <DEPDOC>[CMS-1319-N] </DEPDOC>
                <SUBJECT>Medicare Program; Meeting of the Practicing Physicians Advisory Council, May 22, 2006 </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Centers for Medicare &amp; Medicaid Services (CMS), HHS. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This notice announces a quarterly meeting of the Practicing Physicians Advisory Council (the Council). The Council will meet to discuss certain proposed changes in regulations and manual instructions related to physicians' services, as identified by the Secretary of Health and Human Services (the Secretary). This meeting is open to the public. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The Council meeting is scheduled for Monday, May 22, 2006, from 8:30 a.m. until 5 p.m. e.d.t. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The meeting will be held in Room 705A, 7th floor, in the Hubert H. Humphrey Building, 200 Independence Avenue, SW., Washington, DC 20201. </P>
                    <P>
                        <E T="03">Meeting Registration:</E>
                         Persons wishing to attend this meeting must register by contacting Kelly Buchanan, the Designated Federal Official (DFO), by e-mail at 
                        <E T="03">PPAC@cms.hhs.gov</E>
                         or by telephone at (410) 786-6132, at least 72 hours in advance of the meeting. This meeting will be held in a Federal Government building, Hubert H. Humphrey Building, and persons attending the meeting will be required to show a photographic identification, preferably a valid driver's license, and will be listed on an approved security list before persons are permitted entrance. Persons not registered in advance will not be permitted into the Hubert H. Humphrey Building and will not be permitted to attend the Council meeting. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Kelly Buchanan, (410) 786-6132, or e-mail 
                        <E T="03">PPAC@cms.hhs.gov.</E>
                         News media representatives must contact the CMS Press Office, (202) 690-6145. Please refer to the CMS Advisory Committees' Information Line (1-877-449-5659 toll free), (410) 786-9379 local) or the Internet at 
                        <E T="03">http://www.cms.hhs.gov/home/regsguidance.asp</E>
                         for additional information and updates on committee activities. 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    In accordance with section 10(a) of the Federal Advisory Committee Act, this notice announces the quarterly meeting of the Practicing Physicians Advisory Council (the Council). The Secretary is mandated by section 1868(a)(1) of the Social Security Act (the Act) to appoint a Practicing Physicians Advisory Council based on nominations submitted by medical organizations representing physicians. The Council meets quarterly to discuss certain proposed changes in regulations and manual instructions related to physicians' services, as identified by the Secretary. To the extent feasible and consistent with statutory deadlines, the Council's consultation must occur before 
                    <E T="04">Federal Register</E>
                     publication of the proposed changes. The Council submits an annual report on its recommendations to the Secretary and the Administrator of the Centers for Medicare &amp; Medicaid Services (CMS) not later than December 31 of each year. 
                </P>
                <P>
                    The Council consists of 15 physicians, including the Chair. Members of the Council include both participating and nonparticipating physicians, and physicians practicing in rural and underserved urban areas. At least 11 
                    <PRTPAGE P="25180"/>
                    members of the Council must be physicians as described in section 1861(r)(1) of the Act; that is, State-licensed doctors of medicine or osteopathy. The remaining 4 members may include dentists, podiatrists, optometrists and chiropractors. Members serve for overlapping 4-year terms; terms of more than 2 years are contingent upon the renewal of the Council by appropriate action before its termination. 
                </P>
                <P>Section 1868(a)(2) of the Act provides that the Council meet quarterly to discuss certain proposed changes in regulations and manual issuances that relate to physicians' services, identified by the Secretary. Section 1868(a)(3) of the Act provides for payment of expenses and per diem for Council members in the same manner as members of other advisory committees appointed by the Secretary. In addition to making these payments, the Department of Health and Human Services and CMS provide management and support services to the Council. The Secretary will appoint new members to the Council from among those candidates determined to have the expertise required to meet specific agency needs in a manner to ensure appropriate balance of the Council's membership. </P>
                <P>The Council held its first meeting on May 11, 1992. The current members are: Anthony Senagore, M.D., Chairperson; Jose Azocar, M.D.; M. Leroy Sprang, M.D.; Karen S. Williams, M.D.; Peter Grimm, D.O.; Carlos R. Hamilton, M.D.; Dennis K. Iglar, M.D.; Joe Johnson, D.C.; Vincent J. Bufalino, M.D.; Tye J. Ouzounian, M.D.; Geraldine O'Shea, D.O.; Laura B. Powers, M.D.; Gregory J. Przybylski, M.D.; Jeffrey A. Ross, DPM, M.D.; and Robert L. Urata, M.D. </P>
                <P>The meeting will commence with the Council's Executive Director providing a status report, and the CMS responses to the recommendations made by the Council at the March 6, 2006 meeting, as well as prior meeting recommendations. Additionally, an update will be provided on the Physician Regulatory Issues Team. In accordance with the Council charter, we are requesting assistance with the following agenda topics: </P>
                <P>• Medically Unbelievable Edits. </P>
                <P>• Methodology for Costing New Services Under Medicare Advantage, Medicare Fee-for-Service, and Sustainable Growth Rate (SGR). </P>
                <P>• Swearing In of New Council Members. </P>
                <P>• Disease Management. </P>
                <P>• Update—Pay for Performance: Measurement Development. </P>
                <FP>
                    For additional information and clarification on these topics, contact the DFO as provided in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section of this notice. Individual physicians or medical organizations that represent physicians wishing to make a 5-minute oral presentation on agenda issues must contact the DFO by 12 noon, e.d.t., May 5, 2006, to be scheduled. Testimony is limited to agenda topics only. The number of oral presentations may be limited by the time available. A written copy of the presenter's oral remarks must be submitted to Kelly Buchanan, DFO, no later than 12 noon, e.d.t., May 5, 2006, for distribution to Council members for review before the meeting. Physicians and medical organizations not scheduled to speak may also submit written comments to the DFO for distribution no later than 12 noon, e.d.t., May 5, 2006. The meeting is open to the public, but attendance is limited to the space available. 
                </FP>
                <P>
                    <E T="03">Special Accommodations:</E>
                     Individuals requiring sign language interpretation or other special accommodation must contact the DFO by email at 
                    <E T="03">PPAC@cms.hhs.gov</E>
                     or by telephone at (410) 786-6132 at least 10 days before the meeting. 
                </P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>Section 1868 of the Social Security Act (42 U.S.C. 1395ee) and section 10(a) of Pub. L. 92-463 (5 U.S.C. App. 2, section 10(a)). </P>
                </AUTH>
                <SIG>
                    <DATED>Dated: April 6, 2006. </DATED>
                    <NAME>Mark B. McClellan </NAME>
                    <TITLE>Administrator, Centers for Medicare &amp; Medicaid Services. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E6-6110 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4120-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Cancer Institute; Cancellation of Meeting</SUBJECT>
                <P>
                    Notice is hereby given of the cancellation of the National Cancer Institute Special Emphasis Panel, May 5, 2006, 11 a.m. to May 5, 2006, 5 p.m., National Cancer Institute, 6116 Executive Boulevard, Room 8125, Bethesda, MD which was published in the 
                    <E T="04">Federal Register</E>
                     on April 14, 2006, 71 FR 19529.
                </P>
                <P>The meeting FRN is being cancelled and a new FRN is being published.</P>
                <SIG>
                    <DATED>Dated: April 20, 2006.</DATED>
                    <NAME>Anna Snouffer, </NAME>
                    <TITLE>Acting Director, Office of the Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 06-4002  Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Cancer Institute; Notice of Closed Meetings</SUBJECT>
                <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. appendix 2), notice is hereby given of the following meetings.</P>
                <P>The meetings will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Cancer Institute Special Emphasis Panel, Cancer Detection.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         May 5, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         11 a.m. to 5 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institutes of Health, 6116 Executive Boulevard, Room 8125, Rockville, MD 20852, (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Virginia P. Wray, PhD, Deputy Chief, Research Programs Review Branch, Research Programs Review Branch, Division of Extramural Activities, National Cancer Institute, 6116 Executive Blvd., Room 8125, Bethesda, MD 20892-8328, 301-496-9236, 
                        <E T="03">wrayv@mail.nih.gov.</E>
                          
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Cancer Institute Special Emphasis Panel, Cellular Biology.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         May 22-24, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         6 p.m. to 5 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Hilton Silver Spring, 8727 Colesville Road, Silver Spring, MD 20910.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Shakeel Ahmad, PhD, Scientific Review Administrator, Research Programs Review Branch, National Cancer Institute, Division of Extramural Activities, 6116 Executive Blvd., Room 8137, MSC 8328, Bethesda, MD 20892, (301) 594-0114, 
                        <E T="03">ahmads@mail.nih.gov.</E>
                    </P>
                    <FP>
                        (Catalogue of Federal Domestic Assistance Program Nos. 93.392, Cancer Construction; 93.393, Cancer Cause and Prevention Research; 93.394, Cancer Detection and Diagnosis Research; 93.395, Cancer 
                        <PRTPAGE P="25181"/>
                        Treatment Research; 93.396, Cancer Biology Research; 93.397, Cancer Centers Support; 93.398, Cancer Research Manpower; 93.399, Cancer Control, National Institutes of Health, HHS)
                    </FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: April 20, 2006.</DATED>
                    <NAME>Anna Snouffer,</NAME>
                    <TITLE>Acting Director, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 06-4003  Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Institute on Aging; Notice of Closed Meetings</SUBJECT>
                <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. Appendix 2), notice is hereby given of the following meetings.</P>
                <P>The meetings will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Institute on Aging Special Emphasis Panel; “Signal Transduction”.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         May 19, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         2 p.m. to 5 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         NIH, National Institute on Aging, Gateway Building, 7201 Wisconsin Avenue, Suite 2C-212, Bethesda, MD 20892. (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Ramesh Vemuri, PhD, Scientific Review Office, National Institute on Aging, National Institutes of Health, 7201 Wisconsin Avenue, Suite 2C-212, Bethesda, MD 20892.  301-402-7700. 
                        <E T="03">rv23r@nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Institute on Aging Special Emphasis Panel; “Calcium and Muscle Aging”.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         May 26, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         1 p.m. to 4:30 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         NIH, National Institute on Aging, Gateway Building, 7201 Wisconsin Avenue, Suite 2C-212, Bethesda, MD 20894. (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Ramesh Vemuri, PhD, Scientific Review Office, National Institute on Aging, National Institutes of Health, 7201 Wisconsin Avenue, Suite 2C-212, Bethesda, MD 20892.  301-402-7700. 
                        <E T="03">rv23r@nih.gov.</E>
                    </P>
                    <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.866, Aging Research, National Institutes of Health, HHS)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: April 20, 2006.</DATED>
                    <NAME>Anna Snouffer,</NAME>
                    <TITLE>Acting Director, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 06-3999  Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Institute on Alcohol Abuse and Alcoholism; Notice of Closed Meeting</SUBJECT>
                <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. Appendix 2), notice is hereby given of the following meeting.</P>
                <P>The meeting will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Institute on Alcohol Abuse and Alcoholism Initial Review Group; Health Services Research Review Subcommittee.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         July 12-13, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:30 a.m. to 5 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Hyatt Regency Bethesda, One Bethesda Metro Center, 7400 Wisconsin Avenue, Bethesda, MD 20814.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Lorraine Gunzerath, PhD, MBA, Scientific Review Administrator, National Institute on Alcohol Abuse and Alcoholism, Office of Extramural Activities, Extramural Project Review Branch, 5635 Fishers Lane, Room 3043, Bethesda, MD 20892-9304. 301-443-2369. 
                        <E T="03">lgunzera@mail.nih.gov.</E>
                    </P>
                    <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.271, Alcohol Research Career Development Awards for Scientists and Clinicians; 93.272, Alcohol National Research Service Awards for Research Training; 93.273, Alcohol Research Programs; 93.891, Alcohol Research Center Grants, National Institutes of Health, HHS)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: April 20, 2006.</DATED>
                    <NAME>Anna Snouffer, </NAME>
                    <TITLE>Acting Director, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 06-4001  Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>Center for Scientific Review; Notice of Closed Meetings</SUBJECT>
                <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. appendix 2), notice is hereby given of the following meetings.</P>
                <P>The meetings will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel, Eukaryotic Pathogens.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         May 17, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         1 p.m. to 4:30 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892, (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Fouad A. El-Zaatari, PhD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 3206, MSC 7808, Bethesda, MD 20814-9692, (301) 435-1149, 
                        <E T="03">elzaataf@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel, Member Conflicts: Psychopharmacology.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         May 24, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         1:30 p.m. to 3:30 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892, (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Christine L. Melchior, PhD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 5176, MSC 7844, Bethesda, MD 20892, (301) 435-1713, 
                        <E T="03">melchioc@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel, Membrane Lipids, Transport and Signaling.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         May 26, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         1 p.m. to 3 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892, (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Raya Mandler, PhD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 5217, MSC 7840, Bethesda, MD 20892, (301) 402-8228, 
                        <E T="03">rayam@csr.nih.gov.</E>
                    </P>
                    <PRTPAGE P="25182"/>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Genes, Genomes, and Genetics Integrated Review Group, Molecular Genetics B Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 1-2, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8 a.m. to 6 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Admiral Fell Inn, 888 South Broadway, Baltimore, MD 21231.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Richard A. Currie, PhD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 5128, MSC 7840, Bethesda, MD 20892, (301) 435-1219, 
                        <E T="03">currieri@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Cardiovascular Sciences Integrated Review Group, Atherosclerosis and Inflammation of the Cardiovascular System Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 6-7, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8 a.m. to 5 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Beacon Hotel and Corporate Quarters, 1615 Rhode Island Avenue, NW., Washington, DC 20036.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Larry Pinkus, PhD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 4132, MSC 7802, Bethesda, MD 20892, (301) 435-1214, 
                        <E T="03">pinkusl@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Cell Biology Integrated Review Group, Cellular Signaling and Dynamics.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 8-9, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8 a.m. to 5 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Holiday Inn Chevy Chase, 5520 Wisconsin Avenue, Chevy Chase, MD 20815.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Gerhard Ehrenspeck, PhD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 5138, MSC 7840, Bethesda, MD 20892, (301) 435-1022, 
                        <E T="03">ehrenspg@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel, Clinical and Integrative Diabetes and Obesity: Quorum.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 8-9, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8 a.m. to 5 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         One Washington Circle Hotel, One Washington Circle, Washington, DC 20037.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Nancy Sheard, SCD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 6046-E, MSC 7892, Bethesda, MD 20892 (301) 435-1154, 
                        <E T="03">sheardn@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Health of the Population Integrated Review Group, Cardiovascular and Sleep Epidemiology Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 8-9, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:30 a.m. to 6 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Clarion Hotel Bethesda Park, 8400 Wisconsin Avenue, Bethesda, MD 20814.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         J. Scott Osborne, PhD, MPH, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 4114, MSC 7816, Bethesda, MD 20892, (301) 435-1782, 
                        <E T="03">osbornes@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Biological Chemistry and Macromolecular Biophysics Integrated Review Group, Macromolecular Structure and Function A Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 12-13, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8 a.m. to 5 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         St. Gregory Hotel, 2033 M Street, NW., Washington, DC 20036.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Janet Nelson, PhD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 4168, MSC 7806, Bethesda, MD 20892, 301-435-1723, 
                        <E T="03">nelsonja@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Bioengineering Sciences &amp; Technologies Integrated Review Group, Biodata Management and Analysis Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 12-13, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:30 a.m. to 3 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Doubletree Crystal City, 300 Army Navy Drive, Arlington, VA 22202.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Marc Rigas, PhD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 4194, MSC 7826, Bethesda, MD 20892, 301-402-1074, 
                        <E T="03">rigasm@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Integrative, Functional and Cognitive Neuroscience Integrated Review Group, Neuroendocrinology, Neuroimmunology, and Behavior Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 13-14, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8 a.m. to 3:30 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Hyatt Regency Bethesda, One Bethesda Metro Center, 7400 Wisconsin Avenue, Bethesda, MD 20814.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Michael Selmanoff, PhD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 3134, MSC 7844, Bethesda, MD 20892, 301-435-1119, 
                        <E T="03">mselmanoff@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Molecular, Cellular and Developmental Neuroscience Integrated Review Group, Molecular Neurophamacology and Signaling Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 14-15, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8 a.m. to 5 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Jurys Washington Hotel, 1500 New Hampshire Avenue, NW., Washington, DC 20036.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Syed Husain, PhD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 4150, MSC 7850, Bethesda, MD 20892-7850, (301) 435-1224, 
                        <E T="03">husains@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel, Surgery, Anethesia, and Trauma Member conflict. 
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 14, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         2 p.m. to 5 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892, (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Roberto J. Matus, MD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 5108, MSC 7854, Bethesda, MD 20892, 301-435-2204, 
                        <E T="03">matusr@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Cell Biology Integrated Review Group, Nuclear Dynamics and Transport.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 15-16, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8 a.m. to 5 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         The Watergate, 2650 Virginia Avenue, NW., Washington, DC 20037.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Charles R. Dearolf, PhD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 5142, MSC 7840, Bethesda, MD 20892, 301-435-1024, 
                        <E T="03">dearolfc@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Endocrinology, Metabolism, Nutrition and Reproductive Sciences Integrated Review Group, Molecular and Cellular Endocrinology Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 15-16, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8 a.m. to 5 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Double Tree Hotel, 8120 Wisconsin Ave., Bethesda, MD 20814.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Syed M. Amir, PhD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 6172, MSC 7892, Bethesda, MD 20892, (301) 435-1043, 
                        <E T="03">amirs@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Infectious Diseases and Microbiology Integrated Review Group, Virology—B Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 15-16, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8 a.m. to 5 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         The Watergate, 2650 Virginia Avenue, NW., Washington, DC 20037.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Robert Freund, PhD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 3200, MSC 7848, Bethesda, MD 20892, (301) 435-1050, 
                        <E T="03">freundr@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Molecular, Cellular and Developmental Neuroscience Integrated Review Group, Biophysics of Neural Systems Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 15-16, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8 a.m. to 4 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Washington Plaza Hotel, 10 Thomas Circle, NW., Washington, DC 20005.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Carole L. Jelsema, PhD, Chief and Scientific Review Administrator, MDCN Scientific Review Group, National Institutes of Health, 6701 Rockledge Drive, Room 4146, MSC 7850, Bethesda, MD 20892, (301) 435-1248, 
                        <E T="03">jelsemac@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Cardiovascular Sciences Integrated Review Group, 
                        <PRTPAGE P="25183"/>
                        Hypertension and Microcirculation Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 15-16, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8 a.m. to 5 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Clarion Hotel Bethesda Park, 8400 Wisconsin Avenue, Bethesda, MD 20814.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Ai-Ping Zou, PhD, MD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 4118, MSC 7814, Bethesda, MD 20892, (301) 435-1777, 
                        <E T="03">zouai@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Immunology Integrated Review Group, Immunity and Host Defense.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 15-16, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8 a.m. to 5 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Holiday Inn Chevy Chase, 5520 Wisconsin Avenue, Chevy Chase, MD 20815.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Patrick K. Lai, PhD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 2215, MSC 7812, Bethesda, MD 20892, (301) 435-1052, 
                        <E T="03">laip@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Genes, Genomes, and Genetics Integrated Review Group, Genetic Variation and Evolution Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 15-16, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8 a.m. to 4 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         The River Inn, 924 25th Street, NW., Washington, DC 20037
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         David J. Remondini, PhD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 2210, MSC 7890, Bethesda, MD 20892, (301) 435-1038, 
                        <E T="03">remondid@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Molecular, Cellular and Developmental Neuroscience Integrated Review Group, Synapses, Cytoskeleton and Trafficking Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 15-16, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8 a.m. to 4 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Beacon Hotel and Corporate Quarters, 1615 Rhode Island Avenue, NW., Washington, DC 20036.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Jonathan K. Ivins, PhD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 4040A, MSC 7806, Bethesda, MD 20892, (301) 594-1245, 
                        <E T="03">ivinsj@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel, Topics in Bacterial Pathogenesis.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 15-16, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8 a.m. to 5:30 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         The Watergate, 2650 Virginia Avenue, NW., Washington, DC 20037.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Rolf Menzel,  PhD,  Scientific Review Administrator, Center for Scientific Review,  National Institutes of Health, 6701 Rockledge Drive, Room 3196, MSC 7808, Bethesda, MD 20892, (301) 435-0952, 
                        <E T="03">menzelro@csr.nih.gov</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Integrative, Functional and Cognitive Neuroscience Integrated Review Group, Biological Rhythms and Sleep Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 15, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8 a.m. to 4 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Hyatt Regency Bethesda, One Bethesda Metro Center, 7400 Wisconsin Avenue, Bethesda, MD 20814.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Michael Selmanoff,  PhD,  Scientific Review Administrator, Center for Scientific Review,  National Institutes of Health, 6701 Rockledge Drive, Room 3134, MSC 7844, Bethesda, MD 20892-7844, 301-435-1119. 
                        <E T="03">mselmanoff@csr.nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Biobehavioral and Behavioral Processes Integrated Review Group, Language and Communication Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 15-16, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8 a.m. to 5 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Georgetown Suites, 1000 29th Street, NW., Washington, DC 20007.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Weijia, Ni  PhD,  Scientific Review Administrator, Center for Scientific Review,  National Institutes of Health, 6701 Rockledge Drive, Room 3190, MSC 7848, (for overnight mail use room # and 20817 zip), Bethesda, MD 20892, (301) 435-1507, 
                        <E T="03">niw@csr.nih.gov</E>
                        . 
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Health of the Population Integrated Review Group, Neurological, Aging and Musculoskeletal Epidemiology.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 15-16, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:30 a.m. to 6 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Intercontinental Harbor Court Hotel, 550 Light Street, Baltimore, MD 21201.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Mary Ann Guadagno,   PhD,  Scientific Review Administrator, Center for Scientific Review,  National Institutes of Health, 6701 Rockledge Drive, Room 3170, MSC 7770,  Bethesda, MD 20892, (301) 451-8011, 
                        <E T="03">guadagma@csr.nih.gov</E>
                        . 
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel, Brain Injury and Neurovascular Pathologies: Quorum.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 15-16, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:30 a.m. to 5 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Melrose Hotel, 2430 Pennsylvania, Ave., NW., Washington, DC 20037.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Seetha Bhagavan,    PhD,  Scientific Review Administrator, Center for Scientific Review,  National Institutes of Health, 6701 Rockledge Drive, Room 3022D,  MSC 7846,  Bethesda, MD 20892, (301) 435-1121, 
                        <E T="03">bhagavas@csr.nih.gov</E>
                        . 
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Integrative, Functional and Cognitive Neuroscience Integrated Review Group, Neurobiology of Learning and Memory Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 15-16, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:30 a.m. to 2:30  p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Wyndham City Center Hotel, 1143 New Hampshire Ave., NW., Washington, DC 20037.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Bernard F. Driscoll,  PhD,  Scientific Review Administrator, Center for Scientific Review,  National Institutes of Health, 6701 Rockledge Drive, Room 5184,  MSC 7844,  Bethesda, MD 20892, 301-435-1242, 
                        <E T="03">driscolb@csr.nih.gov</E>
                        . 
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Biobehavioral and Behavioral Processes Integrated Review Group, Adult Psychopathology and Disorders of Aging Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 15-16, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:30 a.m. to 1  p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Churchill Hotel, 1914 Connecticut Avenue, NW., Washington, DC 20009.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Mariela Shirley,   PhD,  Scientific Review Administrator, Center for Scientific Review,  National Institutes of Health, 6701 Rockledge Drive, Room 3186,  MSC 7848,  Bethesda, MD 20892, 301-435-0913, 
                        <E T="03">shirleym@csr.nih.gov</E>
                        . 
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Molecular, Cellular and Developmental Neuroscience Integrated Review Group, Neurogenesis and Cell Fate Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 15-16, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:30 a.m. to 5  p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Melrose Hotel, 2430 Pennsylvania Ave., NW., Washington, DC 20037.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Lawrence Baizer,    PhD,  Scientific Review Administrator, Center for Scientific Review,  National Institutes of Health, 6701 Rockledge Drive, Room 4152,  MSC 7850,  Bethesda, MD 20892, (301) 435-1257, 
                        <E T="03">baizerl@csr.nih.gov</E>
                        . 
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Health of the Population Integrated Review Group, Kidney, Nutrition, Obesity and Diabetes.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 15-16, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:30 a.m. to 6 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         George Washington University Inn, 824 New Hampshire Ave., NW., Washington, DC 20037.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Christopher T. Sempos, PhD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 3146, MSC 7770, Bethesda, MD 20892, (301) 451-1329, 
                        <E T="03">semposch@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel, Community Level Health Promotion R21, R15 and R03s.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 16, 2006
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:30 a.m. to 4 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Bethesda Marriott Suites, 6711 Democracy Boulevard, Bethesda, MD 20817.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Fungai F. Chanetsa, PhD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 3028B, MSC 7770, Bethesda, MD 20892, (301) 435-1262, 
                        <E T="03">chanetsaf@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel, Review of Collaborative Applications in Mood, Eating, and Impulsivity Disorders.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 16, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         1 p.m. to 4 p.m.
                        <PRTPAGE P="25184"/>
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Churchill Hotel, 1914 Connecticut Avenue, NW., Washington, DC 20009.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Mariela Shirley, PhD, Scientific Review Administrator, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 3186, MSC 7848, Bethesda, MD 20892, (301) 435-0913, 
                        <E T="03">shirleym@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel, Bioengineering, Technology, and Surgical Sciences Member Conflict.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 16, 2006.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         2 p.m. to 5 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892,  (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Roberto J. Matus, MD, Scientific Review Administrator, Center for Scientific Review,  National Institutes of Health, 6701 Rockledge Drive, Room 5108, MSC 7854, Bethesda, MD 20892, 301-435-2204, 
                        <E T="03">matusr@csr.nih.gov.</E>
                    </P>
                    <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.306, Comparative Medicine; 93.333, Clinical Research; 93.306, 93.333, 93.337, 93.393-93.396, 93.837-93.844, 93.846-93,878, 93.892, 93.893, National Institutes of Health, HHS)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: April 20, 2006.</DATED>
                    <NAME>Anna Snouffer,</NAME>
                    <TITLE>Acting Director, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 06-4000  Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES </AGENCY>
                <SUBAGY>National Institutes of Health </SUBAGY>
                <SUBJECT>First-Generation Guidelines for NCI-Supported Biorepositories </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Institutes of Health (NIH), National Cancer Institute (NCI). </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The NCI is establishing common guidelines for the collection of biospecimens and their accompanying data by NCI-sponsored biorepositories. These guidelines are intended to standardize and enhance the quality of research material and data used in cancer research. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Effective Date:</E>
                         May 30, 2006. 
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        These guidelines are open for public comment for a period of 30 days. After the comment period has closed, any comments received will be considered in a timely manner by the NCI Office of Biorepositories and Biospecimen Research and appropriate changes will be made and the final guidelines will be published and voluntarily in effect. After the effective date of publication of the final guidelines, written comments will continue to be accepted for the first year of implementation and can be sent to: First-Generation Guidelines, Office of Biorepositories and Biospecimen Research, Office of the Deputy Director for Advanced Technologies and Strategic Partnerships, National Cancer Institute, National Institutes of Health, 31 Center Drive, Room 10A03, Bethesda, MD 20892. Comments submitted via e-mail should use 
                        <E T="03">biospecimens@mail.nih.gov</E>
                         and enter “First-Generation Guidelines Comment” in the subject line. During the first year of implementation, the NCI will review any additional comments and experience with the guidelines to evaluate a possible need for future guidelines modification. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Implementation assistance and inquiries should be directed to senior staff of the relevant NCI Extramural and Intramural Program offices. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">I. Introduction </HD>
                <P>The guidelines assembled in this document are intended as a first step toward unifying policies and procedures for NCI-supported biorepositories. This process was initiated by the NCI through a multiyear process that began in 2002, including a 2004 report compiled for the National Cancer Advisory Board that showed substantial heterogeneity in biorepository management practices across the Institute (NCAB 2004). This study showed that NCI-supported biorepositories are not optimized in terms of operational, legal, and ethical policies and procedures, nor are they coordinated to provide a unique resource value. Specifically, it showed that: </P>
                <P>• The NCI invests more than $50 million annually in biorepository programs, not including biorepositories supported through individual investigator grants, such as R01s. </P>
                <P>• The 125 programs included in the study collected, maintained, and/or stored approximately 4 million human biospecimens in FY 2003. </P>
                <P>• These programs support basic, epidemiologic, translational, and clinical research. </P>
                <P>• Most programs collect frozen biospecimens and support genomic and proteomic research. </P>
                <P>• Across the broad range of programs, there are no common standard operating procedures (SOPs) or Quality Assurance/Quality Control (QA/QC) measures. </P>
                <P>• The programs lack a common database. </P>
                <P>• There is no consistent, defined mechanism to access NCI-supported biospecimen resources. </P>
                <HD SOURCE="HD1">II. Background </HD>
                <P>
                    In 2005 the NCI took several actions to respond to these findings, including establishment of the Biorepository Coordinating Committee (BCC) in early 2005. The BCC is advisory to the NCI's Office of Biorepositories and Biospecimen Research (OBBR). The primary purpose of the BCC is to work with the OBBR to coordinate the NCI's biorepositories in a manner that optimizes the quality and accessibility of biospecimens for the broad cancer research community. Toward this goal, the OBBR and the BCC organized two workshops during the summer of 2005 to inform the development of specific recommendations on policy and operational issues. These workshops, which were based on the development of a series of white papers that consolidated documents and the overall knowledge base in biospecimens, brought together diverse representatives from the cancer research community as well as ethics, policy, and legal experts to discuss and propose approaches that could help unify, integrate, and improve the transparency of NCI-supported biorepository activities. The report and recommendations that resulted from the workshops are summarized in the document Harmonizing Processes and Policies for NCI-Supported Biorepositories, which was presented to the National Cancer Advisory Board in September, 2005. The report can be found at 
                    <E T="03">http://biospecimens.cancer.gov/biorepositories/bcc_summary.asp</E>
                    . 
                </P>
                <P>NCI defines a biorepository as a place, room, or container where human biospecimens are stored. Biorepositories may vary considerably, ranging from formal organizations to informal collections of materials in an individual researcher's freezer. </P>
                <P>
                    Currently biorepositories serve as critical resources to the research community in the performance of postgenomics cancer research. It is becoming increasingly important that all biorepositories strive to achieve the best possible biospecimen quality, which would necessarily call for the adoption of consistent documentation, collection, processing, storage, and retrieval guidelines such as those outlined in this document. The workshops' recommended approaches were reported to the NCAB in September 2005. Proposed approaches, as well as additional meetings and work over the 
                    <PRTPAGE P="25185"/>
                    past 3 years, form the basis of the first-generation NCI biorepository guidelines. These guidelines will be distributed to managers of all NCI-supported intramural and extramural biorepositories, who will be initially asked to conform to them on a voluntary basis. It is important to note that developing a workable set of guidelines is an evolving process that, with the emergence of new technologies and clinical practices, will require periodic revision. Therefore, these guidelines will be revised iteratively, with input from researchers, biorepository managers, advocates, policymakers, and related stakeholders. 
                </P>
                <HD SOURCE="HD1">III. Guidelines </HD>
                <HD SOURCE="HD1">Overview </HD>
                <HD SOURCE="HD2">1. Technical and Operational Guidelines </HD>
                <HD SOURCE="HD3">A. Biospecimen Collection, Processing, Storage, Retrieval, and Dissemination </HD>
                <P>1. Collect and process biospecimens under conditions appropriate for each biospecimen type and for the intended analyses, using collection protocols that are based on authoritative best practices or solid research data, when available. Ensure that proper informed consent protocols are followed. </P>
                <P>2. Base all protocols on SOPs that are established using authoritative best practices or solid research data, when available. </P>
                <P>3. Maintain a thorough and consistent level of biospecimen annotation while maintaining donor patient privacy pursuant to informed consent provisions. </P>
                <P>4. Use a computerized inventory system that tracks the specific position of every stored aliquot. Each storage container should be labeled with a unique identifier. All other relevant information should be tied to this unique identifier. Inventory systems should contain security provisions sufficient to safeguard privacy and other informed consent provisions. </P>
                <P>5. Develop a comprehensive quality management system (QMS). Standardized protocols should be applied consistently to ensure biospecimen quality and to avoid introducing variables into research studies. Document all collection and processing steps in the computerized inventory tracking system. </P>
                <P>6. Ensure that all laboratory personnel are well qualified, trained to adhere to biorepository SOPs, and monitored for high-quality performance. </P>
                <P>7. Ensure that a pathologist directs the collecting and processing of surgical and autopsy biospecimens to ensure that clinically important issues related to the biospecimens are adequately and accurately addressed and that patient care is not compromised. </P>
                <P>8. Store biospecimens in a stabilized state. In selecting the biospecimen storage temperature, consider the biospecimen type, the anticipated length of storage, the biomolecules of interest, and whether goals include preserving viable cells. Use stabilizing agents as appropriate. Storage vessels should be durable under planned storage conditions. Follow consistent freezing and thawing protocols to ensure consistent quality for assays. </P>
                <P>9. Establish rules for biospecimen disposal before storing the biospecimens in the biorepository and monitor compliance with the rules. Consider the anticipated storage interval when selecting storage conditions. </P>
                <P>10. For tissue biospecimens, minimize the time for collection and processing as much as possible (unless inadequate processing time is known to interfere with the analysis method); reduce biospecimen temperature as soon as possible after collection. Optimal processing times may vary for other types of biospecimens depending on the analysis method for which they are used. </P>
                <P>11. Establish inventory tracking systems and storage organizational methods to minimize disruption of the stable environment during sample retrieval. </P>
                <P>12. Regularly review the performance of all long-term storage systems and equipment using standardized protocols. </P>
                <P>13. Choose biospecimen containers with analytical goals in mind. This may require, for example, screening of containers for trace metals that may interfere with laboratory analyses. </P>
                <P>14. Adhere to biosafety, packaging, and shipping regulations. Use a tracking system for biospecimen shipments. The biorepository should notify a recipient before shipping to confirm that the recipient can accept the package and properly store the biospecimen. </P>
                <P>15. Retrieve biospecimens from storage according to SOPs that safeguard biospecimen quality. </P>
                <P>16. When it is necessary to control biospecimen temperature during shipping, consider the shipping time, distance, climate, season, and method of transportation and modify distribution schedules accordingly, if possible. Ensure proper temperature during shipment, taking into account the type of biospecimen and its intended use. Tracking devices may be useful to ensure proper temperature throughout the shipment duration. </P>
                <P>17. Prior to shipment, execute appropriate Material Transfer Agreements (MTAs) addressing donor privacy, as appropriate, intellectual property (IP), data sharing, and other similar requirements. </P>
                <P>18. Consult International Society for Biological and Environmental Repositories (ISBER) best practices (ISBER 2005) for guidance on international transport regulations (governed by the International Air Transport Association) and information on classifying biospecimens for shipment. Train personnel in the shipment of biospecimens and update their training every 2 years. Maintain training records for all employees involved in shipping. </P>
                <HD SOURCE="HD3">B. Collecting and Managing Clinical Data </HD>
                <P>1. Strive to collect and store all relevant clinical or epidemiologic data associated with a biospecimen, including, as study requirements dictate, longitudinal data. Follow applicable informed consent requirements and institute appropriate security/data-access control measures to address privacy issues. The NCI will work with biorepositories to establish a minimal “universal” clinical data set. </P>
                <P>2. Use an informatics system that tracks all aspects of biospecimen collection, processing, and distribution to prevent biospecimen identification discrepancies and to support annotation. </P>
                <P>3. Comply with applicable privacy and human subjects protection regulations governing the acquisition of biospecimens and associated clinical data. Link biospecimens to clinical data in compliance, as applicable, with the Health Insurance Portability and Accountability Act of 1996 (HIPAA) and U.S. Department of Health and Human Services (HHS) and U.S. Food and Drug Administration (FDA) human subjects protection regulations. </P>
                <HD SOURCE="HD3">C. Quality Assurance/Quality Control (QA/QC) </HD>
                <P>1. Adhere to a written QMS. The QMS should describe the biorepository's QA/QC programs and approaches for ensuring that program requirements are met. </P>
                <P>2. Require that staff be trained in QA/QC and maintain training records. </P>
                <P>
                    3. The SOPs should be printed in a manual that is readily available to all laboratory personnel and dated according to the most recent revision. The SOPs should state policies and define and describe procedures in detail. Develop procedures for 
                    <PRTPAGE P="25186"/>
                    periodically reviewing and revising SOPs as necessary. 
                </P>
                <P>4. Establish security systems, including equipment monitoring and alarm systems that are monitored both locally and remotely, with plans to respond at any time. Emergency power systems should be ready to operate all critical equipment during power outages. </P>
                <P>5. Use a data management system that includes a computerized inventory tracking system with appropriate security/access-control safeguards. </P>
                <P>6. Develop a facility disaster plan based on a local area risk assessment. The plan should include appropriate measures to protect personnel and equipment during a disaster. </P>
                <P>7. Maintain and repair all equipment according to SOPs. Establish preventive maintenance schedules. </P>
                <HD SOURCE="HD3">D. Biosafety </HD>
                <P>
                    1. Assume that all human biospecimens are potentially infective and biohazardous. Use universal precautions practices in biorepositories similar to those used in other laboratories and clinical settings. Handle biospecimens according to, at a minimum, Biosafety Level 2 (BSL-2) as outlined in the CDC/NIH booklet 
                    <E T="03">Biosafety in Microbiological and Biomedical Laboratories.</E>
                </P>
                <P>
                    2. Immunize employees (
                    <E T="03">e.g.</E>
                    , for hepatitis) when appropriate vaccines are available. 
                </P>
                <P>3. Develop a safety program and associated training procedures by identifying governmental and accrediting agency requirements regarding biohazards and likely sources of current information concerning laboratory biosafety. Among the agencies that oversee laboratory biosafety programs are the Occupational Safety and Health Administration (OSHA), the CDC, and the Clinical and Laboratory Standards Institute (CLSI). </P>
                <P>4. Identify and address risks and other general issues of biosafety. Identify frequent biorepository activities and analyze safety issues involved with each activity. Take appropriate actions to ameliorate hazards. </P>
                <P>5. Document all incidents where personnel are exposed. Response and treatment protocols should be prepared to be available in the event of potential exposure and infection. </P>
                <P>6. Establish indemnification agreements with users of biospecimens except where prohibited by law. </P>
                <P>7. Follow U.S. regulations concerning chemical safety, which protect employees from exposure to biohazardous levels of chemicals. Biorepositories should also develop a chemical hygiene plan in compliance with the OSHA's laboratory standards. </P>
                <P>8. Properly ground freezers and other electrical equipment. </P>
                <P>9. Establish fire emergency plans and practice them regularly. </P>
                <P>10. Take precautions to prevent repetitive strain and back injuries and other accidents and injuries typical of the laboratory/biorepository environment. </P>
                <P>11. For any laboratory or biorepository that processes radioactive materials, ensure that proper training of personnel and acquisition of necessary equipment to obtain licenses from the Nuclear Regulatory Commission (NRC) and/or local agencies are carried out. </P>
                <HD SOURCE="HD3">E. Biorepository Informatics: Data Management and Inventory Control and Tracking </HD>
                <P>1. Assign a unique identifier (such as a number or barcode) to each biospecimen at the time of collection. Identify specific clinical and epidemiological data by the same number and/or barcode. Use the number or code to track a biospecimen from collection through processing, storage, and distribution. </P>
                <P>2. Update the biorepository database each time a biospecimen is moved within or out of the biorepository. </P>
                <P>3. Use informatics systems that support the linking of biospecimens with associated research data and, when available, the limits, if any, on the use of the sample. When applicable, track the levels of consent that each patient has given for the use of their biospecimens and whether that consent has been withdrawn. </P>
                <P>4. To protect the health information of patients, adhere to privacy laws with respect to informatics systems. </P>
                <P>
                    5. The NCI Center for Bioinformatics (NCICB) has developed additional bioinformatics guidelines and tools that address the issues of functionality of informatics systems, integration with existing systems, and interoperability among individual systems at biorepositories. The NCICB has developed the 
                    <E T="04">Ca</E>
                    ncer 
                    <E T="04">B</E>
                    iomedical 
                    <E T="04">I</E>
                    nformatics 
                    <E T="04">G</E>
                    rid, or 
                    <E T="03">caBIG</E>
                     
                    <SU>TM</SU>
                    . caBIG (see 
                    <E T="03">https://cabig.nci.nih.gov/</E>
                    ) (NCI 2005) is a voluntary network or grid connecting individuals and institutions to enable the sharing of data and tools. caBIG silver-level compatibility is recommended for NCI-supported biorepositories (see 
                    <E T="03">https://cabig.nci.nih.gov/guidelines_documentation</E>
                    ). 
                </P>
                <HD SOURCE="HD2">2. Ethical, Legal, and Policy Guidelines </HD>
                <HD SOURCE="HD3">A. Informed Consent </HD>
                <P>1. Use a process of informed consent for each biospecimen collection event. The NCI will provide all of its biorepositories with a sample consent template, which should be reviewed and adapted by the relevant IRB. Biorepositories should adapt the template to their needs. The consent form should address the use of biospecimens or data by private entities, the possible future development of commercial products through research, and the release of individual research results to participants. </P>
                <P>2. Allow research participants to specify the types of research for which their biospecimens may be used, including use in additional future projects. </P>
                <P>3. Document clear policies for biospecimen and data access. </P>
                <P>4. Develop policies to handle biospecimens and data for which consent has been withdrawn. </P>
                <P>5. Monitor the need for obtaining informed consent when the biorepository houses identifiable biospecimens and data from children, that were obtained with parental or guardian permission, when a child reaches the legal age to consent for a research study. </P>
                <P>6. Consider FDA regulations concerning research on existing biospecimen collections, for any study that could involve FDA oversight in the future. These regulations do not exempt in vitro studies from the requirement for documented, institutional review board (IRB)-approved consent from the sources, even in cases where biospecimens have been deidentified. </P>
                <P>7. Establish and document transparent policies governing the retention of records and biospecimens. For clinical biospecimens, State laws may also govern how long records must be retained. For research specimens, the ideal is permanent storage if resources and storage space are sufficient. However it should be noted that biospecimens degrade over time and/or may no longer be useful due to changes in science and technology. </P>
                <P>
                    For additional information about IRBs and the requirement for the HHS Office for Human Research Protections (OHRP)-approved assurance of compliance, see the OHRP Web site at 
                    <E T="03">http://www.hhs.gov/ohrp/</E>
                    . Specific OHRP guidance concerning tissues and biorepositories is included among the documents referenced at 
                    <E T="03">http://www.hhs.gov/ohrp/policy/index.html#tissue.</E>
                    <PRTPAGE P="25187"/>
                </P>
                <HD SOURCE="HD3">B. Access to Biospecimens and Data </HD>
                <P>1. Establish clear guidelines for sample distribution (and clinical data sharing) consistent with ethical principles, prevailing laws, and, if applicable, consent form language. The guidelines should be flexible so that biorepositories may respond to changing scientific needs. </P>
                <P>2. Ensure that investigators have timely, equitable, and appropriate access to human biospecimens and associated clinical data stored at NCI-supported biorepositories without undue administrative burden. Access should be guided by policies and procedures such as the following: </P>
                <P>• Scientific validity of the research proposal. </P>
                <P>• Investigator's agreement covering confidentiality, use, disposition, and security of biospecimens and associated data. </P>
                <P>
                    • Investigator's written agreement in a Material Transfer Agreement to comply with the NIH Research Tool Guidelines. (
                    <E T="03">http://ott.od.nih.gov/policy/rt_guide_final.html</E>
                    ). 
                </P>
                <P>• Investigator and institutional research qualifications. </P>
                <P>• Ethical oversight where required by Federal regulations or local institutional requirements. </P>
                <P>• Adequate funding for the biorepository. </P>
                <P>In addition to the above, the following points should also be considered while assessing access privileges: </P>
                <P>a. Biospecimens and associated clinical data should be appropriately matched with the specific scientific investigations for which they are intended. </P>
                <P>b. The local decision-making body should take local principles into account. Ethical considerations should come first among principles that guide the decisionmaking process. </P>
                <P>c. Biorepositories should establish an appeals process for addressing disputes over allocation decisions. </P>
                <P>3. Apply guidelines to all new collections and, whenever possible, to existing collections. </P>
                <P>4. If applicable and where monetary charges are necessary, charge only to recover costs as appropriate to retrieve and disseminate specimens. </P>
                <P>
                    5. If a biorepository must close due to lack of funding or otherwise cannot maintain or use the biospecimens, the availability of biospecimens should be announced for transfer to the research community (
                    <E T="03">e.g.</E>
                    , via a Web site). Transfer should be consistent with the informed consent and allowable use of biospecimens. 
                </P>
                <P>6. Within the biorepository, use a system of data access with defined levels of access privileges. Restrict access to research subjects' identities and medical, genetic, social, and personal histories to necessary biorepository staff members who need such access as part of their duty or to persons permitted access by law. Monitor personnel compliance with access restrictions. </P>
                <P>7. Store human biospecimens only for research purposes according to approved protocols, not to serve individual research participants' needs or wishes. </P>
                <HD SOURCE="HD3">C. Privacy Protection </HD>
                <P>1. Institute the level of security appropriate to the type of biorepository and to protect study participant privacy for the biospecimens stored in the biorepository.</P>
                <P>2. In applications for support, include documentation of policies, mechanisms for auditing the effectiveness and enforcement of policies, required training, and security measures pertaining to employee access to data or biospecimens. </P>
                <P>3. Institute the level of security appropriate to the type of biorepository. </P>
                <HD SOURCE="HD3">D. Custodianship </HD>
                <P>1. In the application for proposal for biorepository funding, propose plans for formal and continuing responsibility for custodianship (not ownership) of collected biospecimens and associated data as part of the biorepository protocol. </P>
                <P>2. In the application for proposal for biorepository funding, also address plans for the handling and disposition of biospecimens and associated data at one or more of the following points: (a) End of the active support of the grant, (b) accomplishment of the specific research objectives of the study, (c) depletion of biospecimens, and/or (d) achievement of critical data endpoints. </P>
                <P>3. Require disclosure of financial or professional conflicts of interests of biorepository personnel, consistent with institutional procedures and policies. </P>
                <P>4. Use clear and specific informed consent language to ensure that those who contribute biospecimens and/or data for research purposes are fully informed that the research done with these biospecimens may help develop products, tests, or discoveries that may have commercial value (also see A.1. above). </P>
                <HD SOURCE="HD3">E. Intellectual Property </HD>
                <P>
                    1. For the transfer of materials in academic-industrial collaborations, use the NIH Simple Letter Agreement (SLA), the Uniform Biological Material Transfer Agreement (UBMTA), or other MTA with terms consistent with the NIH Research Tools Policy and NIH data sharing policies, 
                    <E T="03">e.g.,</E>
                     the Final NIH Statement on Sharing Research Data. These agreements should be modified where necessary to cover human subjects research. A sample NIH SLA modified to address the transfer of human biospecimens is attached as Appendix 2. 
                </P>
                <P>The following Internet sites are relevant to this issue: </P>
                <P>
                    • 
                    <E T="03">http://ott.od.nih.gov/policy/research_tool.html.</E>
                </P>
                <P>
                    • 
                    <E T="03">http://www.autm.net/aboutTT/aboutTT_umbta.cfm.</E>
                </P>
                <P>
                    • 
                    <E T="03">http://grants1.nih.gov/grants/policy/data_sharing/index.htm.</E>
                </P>
                <P>
                    2. Recognize that biorepository staff members as custodians of biospecimens are not 
                    <E T="03">a priori</E>
                     considered inventors under patent law for inventions made using materials distributed by the biorepository. In general, the staff should be informed that one whose sole contribution to an invention consists of the routine collection, handling, storage, and disbursement of biospecimens might not rise to the level of “inventor” of an invention. Inventorship is determined by patent law and must be considered on a case-by-case basis by trained legal personnel. 
                </P>
                <P>3. Recognize that biorepositories have no inherent rights to future IP, including reach-through rights in inventions made by investigators using samples obtained from the biorepository. </P>
                <P>4. Ensure through MTAs that research data developed using biospecimens are made available to the research community. (See sample in Appendix 2.) </P>
                <HD SOURCE="HD1">Guidelines Details </HD>
                <HD SOURCE="HD2">1. Technical and Operational Guidelines </HD>
                <HD SOURCE="HD3">A. Biospecimen Collection, Processing, Storage, Retrieval, and Dissemination </HD>
                <P>Although the specific mission of a biorepository will result in the use of different collection and processing procedures, common principles should apply to all biospecimen types. The guidelines below are based on current, published information and will be revised periodically as new information is generated from ongoing research projects. </P>
                <HD SOURCE="HD3">Determining Which Biospecimens To Collect </HD>
                <P>
                    1. 
                    <E T="03">Collection priorities should be based on the defined purpose of each NCI-supported biorepository in supporting specific types of research.</E>
                     Biorepositories should track researchers' requests to guide the collection and 
                    <PRTPAGE P="25188"/>
                    storage process and to attempt to anticipate which biospecimen types (
                    <E T="03">e.g.,</E>
                     matched blood, serum, plasma, buffy coat, saliva, urine) will make the biorepository most useful for future research. Researchers should involve biorepository scientists as early as possible during study planning to develop a strong approach for biospecimen collection. 
                </P>
                <P>
                    2. 
                    <E T="03">NCI-sponsored biorepositories should strive to collect materials from diverse populations representative of the United States.</E>
                     However, this goal may depend on the specific purpose, such as the disease focus, of the NCI studies supported by the biorepository. 
                </P>
                <HD SOURCE="HD3">Biospecimen Collection and Processing </HD>
                <P>Biospecimen collection occurs in many contexts, including surgical procedures, organ donation and transplantation, autopsies, venipuncture, and evacuation; for population-based studies, collection may occur in field locations such as hospitals or study participants' homes. </P>
                <P>
                    1. 
                    <E T="03">The NCI will provide guidance in the future on guidelines for biospecimen collection while allowing for flexibility when new methodologies are warranted</E>
                    . SOPs will enhance the comparability of research results and help make biospecimens interchangeable. This guidance will include: 
                </P>
                <P>• Collection protocols for various biospecimen types based on solid research data. </P>
                <P>• A high level of biospecimen annotation, consistent across NCI-sponsored biorepositories, recording key data, such as time to banking, time of ischemia, time of biospecimen excision, character of chemical preservation, time of fixation, etc. For paraffin-embedded biospecimens, it may prove important for the interpretation of analytic data derived from these biospecimens to have documentation of the specific protocol through which a biospecimen was processed before it was placed in paraffin. Appropriate and complete documentation surrounding biospecimen collection, processing, and storage are essential and relevant to the quality of research data to be obtained. </P>
                <P>• Uniform, nonredundant sample nomenclature across NCI-sponsored biorepositories. </P>
                <P>• State-of-the-art sample tracking procedures and supporting informatics. </P>
                <P>• A QMS to ensure adherence to standards.</P>
                <P>
                    2. 
                    <E T="03">Biorepositories should record data relevant to research goals.</E>
                     As appropriate for the study, for all types of biospecimens, the amount of time elapsed during collection and processing should be recorded and tracked in the biorepository informatics system. Biorepositories should also record data on the collection and processing procedures used.
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">NCI will support research to determine the effects of various biospecimen processing methods on analyte preservation.</E>
                         Biorepositories should continually attempt to improve collection and processing methods to maximize the quality of materials for molecular analysis. NCI-supported biorepositories should document the effects of different processing methods and develop guidelines for biospecimen processing based on the goal of preserving various analytes.
                    </P>
                </FTNT>
                <P>• For tissue biospecimens, the time for collection should be minimized as much as possible; biospecimen temperature should be reduced as soon as possible after collection. Biospecimen processing time should be minimized if freezing is the stabilization endpoint. If fixation is the stabilization endpoint, control of processing time between maximum and minimum durations may be required. </P>
                <P>• Rapid processing may not be as critical for other types of biospecimens, such as blood, and optimal processing times may vary depending on the analysis method for which a biospecimen is used. Examples of data to record for blood biospecimens include collection time relative to treatment or other interventions, time of day at collection, whether the patient was fasting, and whether he or she was sitting or standing during collection. </P>
                <P>
                    3. 
                    <E T="03">NCI-supported biorepositories should seek to use the processing method that preserves the greatest number of analytes, unless the aim of a particular study specifically requires alternative processing.</E>
                     To select processing methods (such as freezing, fixation, and the use of stabilizing additives), a biorepository should define its goals and the research priorities of the studies it supports. Procedures should maximize the potential for biospecimen distribution and research use. When possible, individual biospecimens should be divided into aliquots or fractions and/or preserved by multiple processing methods. Biorepositories that validate biospecimen quality for specific research applications should use as little of the biospecimen as possible. 
                </P>
                <HD SOURCE="HD3">Biorepository Personnel </HD>
                <P>Personnel involved in biorepository management and use, including researchers, technicians, nurses, surgeons, pathologists, anesthesiologists, and assistants, should be aware of the purpose and goals of the biorepository. To ensure the collection of high-quality biospecimens for research, collection, and processing, personnel should be well qualified and trained to adhere to applicable SOPs. A pathologist should be involved for expertise in collecting and processing surgical and autopsy biospecimens. It is important that a pathologist determine what tissue is necessary for pathologic diagnosis and what is excess and can be given to the biorepository for research purposes. This is crucial in ensuring that patient care is not compromised. </P>
                <HD SOURCE="HD3">Biospecimen Storage </HD>
                <P>
                    The following general guidelines section applies to all types of biospecimens, such as wet tissue, frozen tissue, paraffin-embedded tissue, glass slides, blood, serum, and urine. Individual types of biospecimens should be handled according to SOPs specific to each biospecimen type and to the biomolecules to be analyzed in that biospecimen type (
                    <E T="03">e.g.</E>
                    , RNA, DNA, protein, lipid, etc.). 
                </P>
                <P>
                    1. 
                    <E T="03">Standardized protocols should be applied consistently in preparing and storing biospecimens to ensure their quality and to avoid introducing variables into research studies.</E>
                     Biorepositories should record storage conditions and especially deviations from SOPs, including information about temperature, thaw/refreeze episodes, and equipment failures. Each piece of storage equipment should have a log containing the manufacturer's manual, records of equipment operation, and descriptions of maintenance, repairs, and calibration. Storage conditions should be recorded automatically, and the performance of all long-term storage systems and equipment should be reviewed annually using standardized protocols (Mager 
                    <E T="03">et al.</E>
                     2004). Calibrated devices should be used to validate automated temperature measurements. 
                </P>
                <P>
                    2. 
                    <E T="03">Biospecimens should be stored in a stabilized state.</E>
                     For blood biospecimens, all components should be stored where possible. This is particularly important for large, population-based studies, for which it is difficult to predict how biospecimens will be analyzed in the future. 
                </P>
                <P>
                    <E T="03">A biorepository should avoid unnecessary thawing and refreezing of frozen biospecimens or frozen samples of biomolecules extracted from the biospecimens.</E>
                     When thawing/refreezing is necessary, a biorepository should follow consistent and validated protocols to ensure continued stability of the analytes of interest. Methods, such as inventory tracking, should be established to minimize disruption of the stable environment during sample retrieval. 
                </P>
                <P>
                    <E T="03">
                        In selecting biospecimen storage temperature, consider the biospecimen type, the anticipated length of storage, 
                        <PRTPAGE P="25189"/>
                        the biomolecules of interest, and whether goals include preserving viable cells. Paraffin blocks
                    </E>
                     should be stored at temperatures below 80 °F (27 °C) in an area with pest and humidity control. In the case of 
                    <E T="03">liquids</E>
                    , such as blood and urine, consider separating biospecimen components before storage to preserve each constituent under its optimal condition. However, whole-blood (rather than fractional) cryopreservation is recommended as an efficient and cost-effective option for processing viable cells in large-scale studies (Hayes 
                    <E T="03">et al.</E>
                     2002). When in doubt as to possible future uses, store 
                    <E T="03">tissues</E>
                     in the vapor phase of liquid nitrogen freezers to ensure long-term viability. Lower storage temperatures and the use of a cryoprotectant (such as DMSO) are recommended to maintain viable cells for long periods of time (ISBER 2005). Planned analyses should consider the difference in temperature between the bottom and top of a liquid nitrogen freezer; the temperature at the top of a liquid nitrogen should be consistently below −140 °C.   
                </P>
                <P>
                    Avoid self-defrosting freezers that cause damaging effects to biospecimens, even those in capped tubes, by enhancing desiccation (Holland 
                    <E T="03">et al.</E>
                     2003). 
                </P>
                <P>
                    3. 
                    <E T="03">Biorepositories should establish rules for disposing of biospecimens before storing them.</E>
                     Consider the anticipated storage interval when selecting storage conditions. If possible with available resources, store control biospecimens under each condition used in the biorepository and assess these control biospecimens at regular intervals to assess the effects of storage time on desired qualities such as viability, preservation of morphology, and biochemical integrity. 
                </P>
                <P>
                    4.
                    <E T="03"> Storage vessels should be stable under planned storage conditions.</E>
                     Vial size and number should be suitable for typical aliquots, anticipated investigator uses, and number of investigators. Volume and type of containers should prevent sample loss and minimize the costs of collection and storage. Screw-cap cryovials should be used for long-term, low-temperature storage; glass vials or vials with popup tops are unsuitable for long-term storage (Caporaso &amp; Vaught 2002). Wrap snap-frozen biospecimens in aluminum foil or place them in commercial storage containers to minimize desiccation (Grizzle 2004). Choose labeling and printing systems that will be stable under the long-term storage conditions appropriate for the biospecimen. Face shields and appropriate gloves should be worn for worker protection. 
                </P>
                <P>
                    <E T="03">Biospecimen containers should be chosen with analytical goals in mind.</E>
                     For example, when samples will be tested for the presence of xenobiotic chemicals, containers should be free of xenobiotic contamination. Certified RNase-free containers should be used for all steps in handling RNA samples. 
                </P>
                <P>
                    5. 
                    <E T="03">Each storage container should have a unique identifier for the biospecimen aliquot that is firmly affixed to the container, clearly and legibly marked, and able to endure storage conditions.</E>
                     All other relevant information should be tied to this unique identifier, bearing in mind study participant confidentiality, security, and informed consent provisions. Inventory systems should relate the presence of each aliquot to its specific position in a specific freezer, refrigerator, or shelf. 
                </P>
                <P>
                    6. 
                    <E T="03">Automated security systems should continuously monitor the function of storage equipment.</E>
                     Backup equipment, such as an alternative power source, should be automatically activated when necessary. Emergency procedures should be in place if freezers fail or exceed a preset temperature. SOPs should be in place for alerting personnel and for moving biospecimens to alternative storage locations. Biorepository SOPs should include procedures for responding to severe weather and floods as well as specific power and equipment failures. Personnel should be trained in safety related to biospecimen handling, use of equipment, and SOPs for responding to emergency situations. For particularly valuable biospecimens, an empty, functioning freezer should be available in case of single-freezer failure. Also consider storing replicate biospecimens in at least two different locations to safeguard against storage or handling failures (
                    <E T="03">NBN Blueprint 2003;</E>
                     Landi and Caporaso 1997; Caporaso and Vaught 2002; Eiseman 
                    <E T="03">et al.</E>
                     2003). 
                </P>
                <HD SOURCE="HD3">Shipping Biospecimens </HD>
                <P>
                    1. 
                    <E T="03">Retrieval.</E>
                     Biospecimens should be retrieved from storage according to biorepository SOPs that safeguard biospecimen quality. Before retrieval, systems should be in place to verify that the request has received approval from the appropriate committee(s). SOPs should include a checklist to confirm completion of the retrieval process. Document deviations during retrieval, such as inventory inconsistencies, damaged containers, thawing or refreezing, etc. 
                </P>
                <P>
                    2. 
                    <E T="03">Shipping conditions.</E>
                     When seeking to regulate biospecimen temperature during shipping, consider the shipping time, distance, climate, season, method of transportation, and regulations as well as the type of biospecimens and their intended use (Landi and Caporaso 1997). The number of biospecimens per package also affects whether temperature can be maintained for all biospecimens in the shipment. Send a prior test shipment, of frozen water samples for example, before shipping extremely valuable samples, to check the adequacy of coolants and any potential obstacles to a successful shipment. In addition, conditions throughout a critical shipment can be monitored by enclosing a device that records temperature during transport. Placing samples in sealed bags with a desiccant can be used to control humidity. 
                </P>
                <P>To maintain proper temperature during shipping, use appropriate insulation, gel packs, dry ice, or liquid nitrogen (dry shipper). To maintain refrigerated temperatures (2°C to 8°C), use gel packs conditioned at −15°C or phase change material rated for refrigerated transport. To maintain frozen temperatures, use gel packs conditioned at or below −20°C. For frozen temperatures at −70°C, use dry ice pellets or sheets. Note that dry ice is considered a hazardous substance for shipping purposes. For maintaining temperatures at or below −150°C, use a liquid nitrogen dry shipper (ISBER 2005). Use insulated packaging to protect biospecimens from extremely hot or cold ambient conditions. Whenever intending to maintain samples below ambient temperature, include enough refrigerant to allow for a 24-hour delay in transport (ISBER 2005). Temperature-sensitive material should be handled by a courier with resources to replenish the refrigerant in case of a shipping delay (ISBER 2005). </P>
                <P>Paraffin blocks and slides should be shipped at room temperature in an insulated package via overnight carrier. The use of insulated packages is important to minimize the effect of temperature fluctuations and to protect the blocks from temperatures higher than 80°F (27°C). Flat biospecimens, such as dried blood samples on absorbent pads or cards, should be enclosed in watertight plastic bags and shipped in a sturdy outer package or commercial envelope. Samples on glass or plastic slides should be cushioned and shipped inside a sturdy (not flexible) outer package. Triple packaging should be used for liquid samples.</P>
                <P>
                    3. 
                    <E T="03">Documentation.</E>
                     The biorepository should notify a recipient before shipping to confirm that the recipient can accept the package and properly store the biospecimens. Packages should be bar-coded and tracked by the biorepository and the recipient. A 
                    <PRTPAGE P="25190"/>
                    biorepository shipping log, either written or computerized, should track shipments from and to the biorepository and include the following information: shipment/invoice number; recipient (or source); date shipped (or received); courier name and package tracking number; sample description; number of samples shipped (or received); condition on arrival; study name and number, if available; key investigator's name; and signature of biospecimen recipient (ISBER 2005). 
                </P>
                <P>Standardized paperwork should accompany shipments. Biorepository personnel should send a shipping manifest, a list of sample identification numbers, and descriptions of samples electronically to the biospecimen recipient and include a hard copy of the manifest in the shipment itself. Identifying data should be available for the use of shipping or customs agents as well. Some shipping agents require an itemized list of contents between the secondary and outer packaging of diagnostic biospecimens. </P>
                <P>Biorepository personnel should verify biospecimen labels and pathology reports against the packing list for consistency and correctness. </P>
                <P>
                    A feedback questionnaire should be enclosed in each shipment for QA/QC purposes, requesting feedback about the quality of samples received (Eiseman 
                    <E T="03">et al.</E>
                     2003). 
                </P>
                <P>
                    4. 
                    <E T="03">Regulatory considerations.</E>
                     Consult ISBER Best Practices (ISBER 2005) for information concerning international transport regulations and classifying biospecimens for shipment. Failure to conform to international air transport regulations will result in delay or refusal of shipment and probable biospecimen deterioration. Regulations must be followed precisely, since improperly packaged or labeled goods will be refused for transport by airlines or delayed at customs (Holland 
                    <E T="03">et al.</E>
                     2003). For international shipments, biorepository personnel should prepare safety declarations for foreign customs (Landi and Caporaso 1997). 
                </P>
                <P>For packaged biospecimens, International Air Transport Association (IATA 2004) regulations require three packaging components: (1) A primary inner receptacle, (2) secondary packaging, and (3) rigid outer packaging. The primary receptacles should be packed in the secondary packaging so that, under normal conditions of transport, they cannot break, be punctured, or leak their contents into the secondary packaging. Secondary packaging should be secured in outer packaging with cushioning material. Secondary containers for diagnostic biospecimens should be certified by the manufacturer prior to use. Outer packaging is regulated as to material, size, and ability to withstand a 1.2-meter drop test as outlined in IATA Section 6.6.1. Leakage of the contents should not affect the cushioning material or outer packaging (IATA 2004). Some shipping agents designate the same three layers of packaging and absorbent material between outer and secondary packaging. Specifics of the primary containers for diagnostic biospecimens, liquid biospecimens, and solid biospecimens are described on the shipping agents' Web sites. Styrofoam® chests containing dry ice may be used to ship samples that should be maintained at low temperatures (Landi and Caporaso 1997). However, the shipping agent may exclude Styrofoam® as an acceptable outer packaging. To confirm that shipping conditions meet sample needs, shipping personnel should review test reports from packaging that has been tested to meet regulation requirements. Packaging should be used in the same configuration under which it was tested (ISBER 2005). </P>
                <P>Consult OSHA regulations to determine whether a substance requires a biohazard label. Ship Category A infectious substances in accordance with IATA Packing Instruction (PI) 602 (IATA 2004). Ship Category B infectious substances (also designated as diagnostic specimen, clinical specimen, or biological specimen, category B) in compliance with IATA PI 650. </P>
                <P>
                    Ship dry, noninfectious biospecimens (
                    <E T="03">e.g.</E>
                    , dried blood, tissue, saliva, or hair) with special packaging as specified by the shipping agent. Wet-fixed biospecimens shipped in formalin/formaldehyde should include “ICAO/IATA” under 
                    <E T="03">additional handling information</E>
                     (Grizzle 2004). 
                </P>
                <P>
                    5. 
                    <E T="03">Training.</E>
                     Training of personnel for shipment of biospecimens is strongly recommended (ISBER 2005). Training should be updated at least every 2 years. Dangerous goods training may be required for some biorepository personnel. A record of training should be maintained of all employees involved in the shipping process. Training and certification are available through various shipping vendors (ISBER 2005). On completion of training, the training organization issues a certificate of completion. 
                </P>
                <HD SOURCE="HD3">B. Collecting and Managing Clinical Data </HD>
                <P>
                    Extensive annotation of tissue biospecimens is crucial to the overall usefulness of the biorepository as a resource for scientific research (Eiseman 
                    <E T="03">et al.</E>
                     2003). Biorepositories store biospecimens collected using multiple methodologies and procedures, including tissue collection, blood draws, and buccal cell and urine collections. Researchers rely on banked biospecimens for a wide variety of purposes, including target discovery and validation, prevention research, research on early detection, genetic studies, and epidemiologic analyses. The data recorded by biorepositories depend on the types of biospecimens they collect and the studies they support. It is critically important for excellence in research that NCI-supported biorepositories use SOPs for biospecimen collection, processing, and storage. While harmonization of these procedures is the ultimate goal, the NCI is engaged in research to identify the best set of protocols and methods to produce high-quality biospecimens. Regardless, biospecimens must maintain donor privacy in all collection of clinical data. 
                </P>
                <HD SOURCE="HD3">Determining Data Sets </HD>
                <P>
                    1. The NCI will define 
                    <E T="03">the minimal clinical data to be collected for all biospecimens, as appropriate for the research protocol</E>
                     at NCI-supported biorepositories. This universal set will change over time. Biorepositories should adopt the harmonized nomenclature being developed by the NCI for clinical data and establish algorithms to translate raw data into standard nomenclature. 
                </P>
                <P>
                    2. NCI-supported biorepositories should 
                    <E T="03">establish additional data categories for specific types of research.</E>
                </P>
                <HD SOURCE="HD3">Collecting Clinical Data </HD>
                <P>
                    1. NCI-funded biorepositories should strive to 
                    <E T="03">collect and store all relevant clinical data associated with a biospecimen.</E>
                     This will maximize the use of biospecimens for current and future short-term and longitudinal studies. Biorepositories should encourage participating investigators to annotate biospecimens to the fullest extent possible consistent with biorepository goals and/or study design. Data collection activities should conform to FDA requirements if and where applicable, so that the data can be cited and/or used in Investigational New Drug and Investigational Device Exemption applications. 
                </P>
                <P>
                    2. The NCI will develop 
                    <E T="03">a tiered system of clinical data annotation,</E>
                     which will define the potential of any given biospecimen in supporting high-quality research and will guide decisions on the appropriate use of biospecimens by the scientific community. 
                    <PRTPAGE P="25191"/>
                </P>
                <P>
                    3. NCI-supported biorepositories should 
                    <E T="03">employ a uniform, nonredundant vocabulary</E>
                     (caBIG common data elements [CDEs]) for clinical data across sponsored biorepositories.
                </P>
                <P>
                    4. NCI-supported biorepositories should 
                    <E T="03">track researchers' requests</E>
                     for specific clinical data to guide refinements of data collection guidelines. 
                </P>
                <P>
                    5. NCI-supported biorepositories should employ 
                    <E T="03">a method for validating the clinical data collected</E>
                    . These data should be validated to ensure accuracy in downstream scientific research. 
                </P>
                <P>6. NCI-supported biorepositories should comply with applicable privacy and human subjects protection regulations governing the acquisition of biospecimens and associated clinical data. Biospecimens should be linked to clinical data in compliance, as applicable, with the HIPAA regulations and with HHS and FDA human subjects protection regulations. </P>
                <HD SOURCE="HD3">
                    Longitudinal Clinical Data 
                    <SU>2</SU>
                    <FTREF/>
                </HD>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         The NCI plans to partner with its cancer centers, advocacy groups, and relevant stakeholders to collect longitudinal data related to particular studies.
                    </P>
                </FTNT>
                <P>
                    1. As the study requirements dictate, NCI-supported biorepositories should 
                    <E T="03">collect and store longitudinal</E>
                     data following applicable informed consent requirements. 
                </P>
                <P>2. Depending on the study design, information linked to samples should include demographic data, lifestyle factors, environmental and occupational exposures, cancer history, structured pathology data, any additional diagnostic studies, information on initial staging procedure, treatment data, and any other information relevant to tracking a patient's future status for clinical outcomes. NCI-supported biorepositories should facilitate followup with patients. </P>
                <P>
                    3. NCI-supported biorepositories should 
                    <E T="03">maintain identifying and contact information</E>
                     as detailed in the study protocol and as permitted under law and by patient consent to enable biospecimen use for longitudinal studies. 
                </P>
                <P>
                    4. NCI-supported biorepositories should 
                    <E T="03">establish, as necessary, new policies and protocols</E>
                     to facilitate the submission of outcome data, ensure uniformity and patient privacy, and track treatment and outcomes. 
                </P>
                <P>
                    5. To collect high-quality longitudinal information, NCI-supported biorepositories should require 
                    <E T="03">dedicated and trained personnel</E>
                     to curate the validation process and QA/QC. 
                </P>
                <HD SOURCE="HD3">
                    Informatics To Support the Tracking of Data 
                    <SU>3</SU>
                    <FTREF/>
                </HD>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         The NCI intends to assist biorepositories in choosing informatics approaches that meet the necessary data tracking and management requirements set forth by the institute.
                    </P>
                </FTNT>
                <P>
                    1. A biorepository informatics system should 
                    <E T="03">track all aspects of biospecimen collection, processing, and distribution</E>
                     to prevent the confusion of samples and to support annotation. 
                </P>
                <P>2. A biorepository should comply with applicable privacy laws, human subjects regulations, and local institutional requirements governing the acquisition of biospecimens and associated clinical data (see the section on Ethical, Legal, and Policy Guidelines for more discussion of clinical data and the protection of patient privacy). </P>
                <HD SOURCE="HD3">C. Quality Assurance/Quality Control (QA/QC) </HD>
                <P>NCI-supported biorepositories should develop a formalized QA/QC policy to minimize errors that could adversely affect scientific results. QA/QC policies should be customized for the intended and potential uses of biospecimens in a given biorepository. </P>
                <HD SOURCE="HD3">QMS </HD>
                <P>Each biorepository should either establish a written QMS or adhere to one published by the organization with which the biorepository is associated. The QMS should describe the biorepository's QA/QC programs and describe approaches for ensuring that program requirements are met (ISBER 2005). The QMS should describe procedures for conducting audits in the following areas: </P>
                <P>1. Equipment maintenance and repair. </P>
                <P>2. Training records and adherence of staff to required training schedules. </P>
                <P>3. Data management. </P>
                <P>4. Recordkeeping. </P>
                <P>5. Adherence to SOPs. </P>
                <HD SOURCE="HD3">SOPs Manual </HD>
                <P>Each biorepository should develop written policies and procedures in an SOPs manual. The SOPs should state policies and define and describe all procedures in detail. </P>
                <P>
                    1. 
                    <E T="03">Contents.</E>
                     The SOPs manual should specifically include at least the following information: 
                </P>
                <P>• Biospecimen-handling policies and procedures, including supplies, methods, and equipment used. </P>
                <P>• Laboratory procedures for tests performed in-house and any biospecimen aliquoting or other processing. </P>
                <P>• Policies and procedures for shipping and receiving biospecimens, including the MTAs to be used. </P>
                <P>• Policies for managing records. </P>
                <P>• QA/QC policies and procedures for supplies, equipment, instruments, reagents, labels, and processes employed in sample retrieval and processing. </P>
                <P>• Safety programs. </P>
                <P>• Emergency safety policies and procedures, including the reporting of staff injuries and exposure to potential blood-borne pathogens. </P>
                <P>• Policies and procedures for the investigation, documentation, and reporting of accidents, errors, complaints, and adverse outcomes. </P>
                <P>• Policies and procedures and schedules for equipment inspection, maintenance, repair, and calibration. </P>
                <P>• Procedures for disposal of medical waste and other biohazardous waste. </P>
                <P>• Policies and procedures regarding the training of technical and QA/QC staff members. </P>
                <P>
                    2. 
                    <E T="03">Implementation.</E>
                     The biorepository director and/or the individual responsible for the QA/QC program should review and approve all SOPs and associated process validation studies prior to implementation. Upon implementation, all SOPs must be followed as written. 
                </P>
                <P>
                    3. 
                    <E T="03">Modifications.</E>
                     Each biorepository should have a document control program and policies for governing, modifying, or revising SOPs. Each modification should be approved by the biorepository director or other appropriate individual(s). Implementation dates should be recorded for all procedures. All SOPs should be reviewed every 2 years and have the current date of renewal on the posted copy. 
                </P>
                <P>
                    4. 
                    <E T="03">Staff access and review.</E>
                     Current copies of the SOPs manual should be stored in designated locations and available to the staff at all times. The staff should review new and revised policies and procedures prior to implementation. Documentation of staff review and any associated training should be recorded. 
                </P>
                <HD SOURCE="HD3">D. Biosafety </HD>
                <P>
                    Laboratories and biorepositories that handle biospecimens expose their employees to risks involving infectious agents and chemicals, as well as the general dangers of a laboratory. A predictable, yet small, percentage of biospecimens will pose a risk to the biorepository workers who process them. All biospecimens should be treated as biohazards (Grizzle and Fredenburgh 2001). In addition to taking biosafety precautions, biorepositories should adhere to key principles of general laboratory safety. 
                    <PRTPAGE P="25192"/>
                </P>
                <HD SOURCE="HD3">Biohazard Precautions </HD>
                <P>
                    <E T="03">Laboratories and biorepositories must assume that all human biospecimens are potentially infective and biohazardous,</E>
                     regardless of whether they are frozen, dried, fixed, processed in paraffin, or otherwise processed. Human biospecimens are defined as blood, other bodily fluids, solid tissues, tissue products, and cell lines. The greatest risks are posed by exposure to the human immunodeficiency virus (HIV), the hepatitis viruses, and the prion that causes Creutzfeldt-Jakob disease, but there are additional significant exposures as outlined by Grizzle and Fredenburgh (2001). 
                </P>
                <P>
                    29 CFR 1910.1030 requires that vaccination be offered to all personnel who may be potentially exposed to human blood, body fluids and tissues, or other potentially infectious materials. Biorepository work practices must be based on 
                    <E T="03">universal precautions</E>
                     practices similar to those used in laboratories and clinical settings. Two basic important safety precautions should be followed in laboratories and biorepositories that handle biospecimens: Wash hands frequently, and always wear face protection and gloves when handling biospecimens or working within or around freezers. Additional good general laboratory work practices are outlined in Table 4 of Grizzle and Fredenburgh (2001). 
                </P>
                <P>
                    A biorepository must establish clear 
                    <E T="03">policies regarding the inclusion or exclusion of high-risk</E>
                     biospecimens. Human biospecimens should be handled according to, at a minimum, BSL-2 as outlined in the CDC/NIH booklet 
                    <E T="03">Biosafety in Microbiological and Biomedical Laboratories</E>
                     (CDC and NIH 1999). Under BSL-2, when biospecimen containers are opened for processing, they should be handled in a BSL-2 biological safety cabinet (hood). All biorepositories that handle human biospecimens should operate under the OSHA's blood-borne pathogens standard and should develop an exposure control plan (29 CFR 1910.1030). Additional precautions apply, as outlined in the CDC booklet. 
                </P>
                <P>Some activities may require higher containment, and in other cases, less stringent practices may be acceptable. Therefore, it is best to ensure that biorepository staff members are trained to perform risk assessments and determine appropriate biosafety levels. </P>
                <HD SOURCE="HD3">Guidelines </HD>
                <P>1. Identify governmental and accrediting agency requirements regarding biohazards and likely sources of current information concerning laboratory biosafety for use in developing an overall program in safety and associated training programs. Among the agencies that oversee laboratory biosafety programs are the OSHA and the CLSI. The CDC oversees programs that handle Select Agents. </P>
                <P>2. Identify risks and other general issues of biosafety. Identify frequent biorepository activities and analyze safety issues involved with each activity, and implement suitable controls. </P>
                <P>3. Improve biosafety by developing written working guidelines that are based on Federal and State requirements, experience, and published information. These guidelines should be reviewed and updated regularly and modified in response to problems or if they prove ineffective. </P>
                <P>4. Develop and implement a training program. Each employee should receive training in relevant areas of safety before beginning work, and the training should be updated annually. </P>
                <P>5. Record and arrange for treatment for all incidents where personnel are exposed to biohazards or are potentially infected. </P>
                <HD SOURCE="HD3">General Laboratory Safety </HD>
                <P>In addition to biosafety, biorepositories need to follow strict general safety regulations and procedures. Recommendations regarding general laboratory safety follow. Additional details and references regarding biorepository safety can be found in the ISBER Best Practices, Section J, and Appendix A (ISBER 2005). </P>
                <P>
                    1. 
                    <E T="03">Chemical safety.</E>
                     Follow U.S. regulations concerning chemical safety, which protect employees from exposure to hazardous levels of chemicals in biorepositories, including, for example, formaldehyde used to fix tissues. Biorepositories should also comply with OSHA regulations governing occupational exposure to hazardous chemicals in laboratories (29 CFR 1910.1450). 
                </P>
                <P>
                    2. 
                    <E T="03">Electrical safety.</E>
                     Freezers and other biorepository equipment must be properly grounded. 
                </P>
                <P>
                    3. 
                    <E T="03">Fire safety.</E>
                     Emergency plans must be in place and practiced on a regular basis. Purchase noncombustible freezers and refrigerators. 
                </P>
                <P>
                    4. 
                    <E T="03">Physical safety.</E>
                     Repetitive strain and back injuries are typical occupational biohazards in the biorepository. Take proper precautions to prevent these and other accidents and injuries typical of the laboratory/biorepository environment. 
                </P>
                <P>
                    5. 
                    <E T="03">Radiological safety.</E>
                     Any laboratory or biorepository that processes radioactive materials requires proper training and equipment to obtain licenses from the NRC and/or local agencies. 
                </P>
                <HD SOURCE="HD3">E. Biorepository Informatics: Data Management and Inventory Control and Tracking </HD>
                <P>Driven by advances in genomics and proteomics, informatics systems have become increasingly critical to the research enterprise. Informatics systems that support NCI-sponsored biorepositories must be robust and reliable and able to meet changing needs while remaining interoperable. </P>
                <P>
                    An informatics system should support all aspects of biorepository operations, including (but not limited to) patient enrollment and consent; biospecimen collection, processing, storage, and dissemination; QA/QC; collection of patient data; data security; validation documentation; and management reporting functions. The system should also manage clinical annotations to the biospecimens and, where possible, support those patient followup needs permitted by ethical considerations and appropriate regulations. Biorepository systems should also be interoperable with those that house endpoint assay data (
                    <E T="03">e.g.</E>
                    , proteomics, genomics) to ensure that integration of data from multiple sources will be possible. The NCICB has developed caBIG (see 
                    <E T="03">https://cabig.nci.nih.gov/</E>
                    ), a voluntary network or grid connecting individuals and institutions to enable the sharing of data and tools. The informatics systems selected or developed for new biorepositories should be caBIG-compatible at the “silver” level (see 
                    <E T="03">https://cabig.nci.nih.gov/guidelines_documentation</E>
                    ) with the goal of interoperability with other systems. Where systems for existing biorepositories are being replaced or upgraded, they should also be compatible at the silver level. For existing software, migration paths to silver level compatibility should be identified, with the expectation that this will become a requirement in later versions of these guidelines. 
                </P>
                <HD SOURCE="HD3">General Informatics Guidelines </HD>
                <P>1. Each biospecimen should be assigned a unique identifier (number and/or barcode) at the time of collection. </P>
                <P>2. Specific clinical and epidemiological data should be identified by the same number and/or barcode. </P>
                <P>
                    3. The same number or code should be used to track a biospecimen from 
                    <PRTPAGE P="25193"/>
                    collection through processing, storage, and distribution. 
                </P>
                <P>4. The biorepository database should be updated each time the biospecimen is moved within or out of the biorepository. </P>
                <HD SOURCE="HD3">Functionality of Biorepository Informatics Systems </HD>
                <P>
                    1. Biorepository informatics management systems should be based on use cases and other domain level modeling techniques (
                    <E T="03">e.g.</E>
                    , data or object models) that capture the needs for managing biorepositories. SOPs for the activities carried out in a biorepository should largely drive the design of informatics systems. 
                </P>
                <P>2. At the biorepository level, informatics systems should focus on inventory functions, tracking all phases of sample acquisition, processing, handling, QA/QC, and distribution from collection site (patient) to utilization (researcher). Restocking of returned, unused samples from the researcher, if allowed, also must be tracked. Tracking should also include documenting multiple, preexisting, external physical biospecimen identifiers, such as barcodes with non-identifying information. </P>
                <P>
                    3. The informatics system must be able to link the information it contains to the physical biospecimen containers via labels on those containers (
                    <E T="03">e.g.</E>
                    , paper labels/barcodes). 
                </P>
                <P>
                    4. Systems should utilize data elements from a common metadata biorepository, such as the Cancer Data Standards Repository (caDSR, see 
                    <E T="03">http://ncicbsupport.nci.nih.gov/sw/content/caDSR.html</E>
                    ). 
                </P>
                <P>5. The informatics system should account for “legacy” identifiers and be able to track multiple identifiers and any barcodes generated in the resource. </P>
                <P>6. Informatics systems should be able to track clinical data associated with a biospecimen and minimally should support the collection of a “universal clinical data set.” The NCI will work with biorepositories to develop this minimal clinical data set to be collected for all biospecimens, as appropriate for the research protocol at NCI-supported biorepositories. This universal data set will change over time. The informatics system should be able to link biospecimen data with external sources of clinical data. </P>
                <P>7. Tools used to extract structured information from free-text data, such as surgical pathology reports, should be validated as to their accuracy in performing that task. Biorepositories should routinely monitor the performance of such tools. </P>
                <P>
                    8. All NCI-supported biorepository databases at an individual institution should be in a secure site monitored by the institution. All systems should have a backup plan. Biorepositories should eliminate unsecured, 
                    <E T="03">ad hoc</E>
                     databases, such as those recorded in Excel, Access, and FileMaker Pro, and manage data by the central informatics system. Institutions without the capabilities to provide such infrastructure should seek external hosting arrangements for such a system. 
                </P>
                <HD SOURCE="HD3">Integration </HD>
                <P>1. The informatics system at each NCI-supported biorepository should be able to integrate with the host institution's clinical data systems, including the anatomic pathology laboratory information system (AP-LIS), the clinical pathology laboratory information system (CP-LIS), and the Cancer Registry. The NCI is developing the caTISSUE Clinical Annotation Engine to assist in this effort. </P>
                <P>
                    2. NCI-supported biorepositories should use informatics systems that support the linking of biospecimens with associated research data (
                    <E T="03">e.g.</E>
                    , genomic and proteomic analyses) and, when available, agreed upon limits, if any, on use of the sample. If applicable, NCI-supported biorepositories should track the levels of consent that each patient has given for the use of his or her biospecimens and whether that consent has been withdrawn. 
                </P>
                <HD SOURCE="HD3">Interoperability </HD>
                <P>1. Informatics systems at individual NCI-supported biorepositories should be connected through a centralized, enterprise-level framework. </P>
                <P>2. Semantic and syntactic standards should be common across the individual bioinformatics systems. </P>
                <P>3. While informatics systems at NCI-supported biorepositories will have different informatics requirements based on workflow, systems should be interoperable to integrate clinical and research data and establish distributed tissue resources. </P>
                <P>4. NCI-supported biorepositories should support a minimum set of common queries that can be run across all systems using common data elements. In the future, all NCI-supported systems should support queries across multiple systems or biorepository networks. </P>
                <HD SOURCE="HD3">Development </HD>
                <P>1. Software and system development methodology should be followed for initial development and subsequent revisions. </P>
                <P>2. Software and system engineering organizations should meet at least Capability Maturity Model Integration (CMMI) Level 3 (Carnegie Mellon 2005). </P>
                <HD SOURCE="HD3">
                    Ethical and Legal Issues 
                    <SU>4</SU>
                    <FTREF/>
                </HD>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         The NCI will develop and implement SOPs for annotating clinical data to accompany samples stored in NCI-supported biorepositories. Informatics systems should be designed to accept these annotations and link them with samples in a deidentified manner.
                    </P>
                </FTNT>
                <P>1. An honest broker-guided procedure should be used to protect research participants' privacy for samples and data in all NCI-sponsored biorepositories. The honest broker may be considered a function of the informatics system, not necessarily an individual. </P>
                <P>2. The system should allow users to perform only those operations for which they have permission at the object, record, and attribute levels. </P>
                <P>
                    3. Permissions and user roles should be defined to ensure proper access to data and biospecimens in compliance with all applicable privacy laws and human subjects regulations (45 CFR part 46). Data about biospecimens should be provided on terms that are not exorbitant, do not grant reach-through rights, or are otherwise not unduly onerous (
                    <E T="03">i.e.</E>
                    , are consistent with NIH research tools and data policies—see 
                    <E T="03">http://www.nih.gov/news/researchtools/</E>
                     and 
                    <E T="03">http://grants1.nih.gov/grants/policy/data_sharing/index.htm</E>
                    ). 
                </P>
                <P>4. All existing systems should be mapped to minimal standards (to be defined by NCI), and a timeline should be set for implementation to encourage the adoption of a federated informatics system. </P>
                <P>5. NCI-supported biorepositories should meet relevant State and Federal requirements encouraging the use of electronic signatures where appropriate, and IT accessibility standards for handicapped persons. </P>
                <HD SOURCE="HD3">Assessing Biorepository Informatics Systems </HD>
                <P>1. Existing or “legacy” biorepositories should be evaluated on the basis of their respective levels of informatics capabilities, including the usage of CDEs, access to data through standard queries, data accuracy, and adherence to other stated guidelines. </P>
                <P>
                    2. The biorepository informatics system should provide reporting capabilities that allow biorepository managers to monitor its state in terms of the scientific best practices described elsewhere in these guidelines. The system should provide information to those managers to maintain the requisite level of biospecimen quality. 
                    <PRTPAGE P="25194"/>
                </P>
                <P>3. Biorepository informatics systems should be able to provide vital system statistics and audit logs of all access to protected health information in the database. </P>
                <HD SOURCE="HD3">NCI Infrastructure To Support These Guidelines </HD>
                <P>
                    The NCI has developed a number of initiatives that may be used to assist its Cancer Centers that wish to implement these guidelines and is currently exploring further mechanisms to assist the community with overall implementation of these recommendations. These initiatives include the caBIG
                    <E T="51">TM</E>
                     (see 
                    <E T="03">https://cabig.nci.nih.gov/</E>
                    ), an infrastructure project designed to facilitate the exchange of data and programs among NCI-supported Cancer Centers. An associated Tissue Banking and Pathology Tools Workspace provides specifically for the needs of biorepositories. As part of this program, the NCI is developing the following components: 
                </P>
                <P>
                    1. 
                    <E T="03">caTISSUE Core.</E>
                     An Intra/internet-based application for managing a biorepository. caTISSUE also provides an object model through which existing biorepository systems may be used as a standard to share biospecimen data. 
                </P>
                <P>
                    2. 
                    <E T="03">caTISSUE-Clinical Annotation.</E>
                     An application for handling the annotation of biospecimens with clinical data. 
                </P>
                <P>
                    3. 
                    <E T="03">caTIES.</E>
                     A system for extracting concepts from free text pathology reports into a structured data model. 
                </P>
                <P>
                    The caDSR and its associated services provide the infrastructure to handle the standardized terminologies referred to in the recommendations. caBIG silver-level compatibility is outlined in the caBIG documentation at 
                    <E T="03">https://cabig.nci.nih.gov/guidelines_documentation.</E>
                </P>
                <HD SOURCE="HD2">2. Ethical, Legal, and Policy Guidelines </HD>
                <HD SOURCE="HD3">A. Informed Consent </HD>
                <P>Informed consent (pursuant to the human subjects regulations at 45 CFR part 46) is designed to present potential human research participants with sufficient information—including anticipated procedures, risks, and benefits—to make an informed decision to participate in research studies. Obtaining informed consent for the collection and storage of biospecimens and for their use in future research is challenging since the specifics of the future research are often not known at the time of biospecimen collection. Despite this challenge, the informed consent information describing the nature and purposes of the research should be as specific as possible. The specific type of research that may be done in the future on donated biospecimens may be sufficiently anticipated and described in the original informed consent to satisfy HHS regulations. </P>
                <P>
                    1. The 
                    <E T="03">timing of consent</E>
                     (
                    <E T="03">e.g.</E>
                     before or after surgery) to use specimens for research purposes should not be imposed rigidly, but the donor must be informed by a number of important considerations, including ethical guidelines and logistical constraints. 
                </P>
                <P>
                    2. The NCI will provide biorepositories with a 
                    <E T="03">sample consent template</E>
                    , for example, the NCI Sample Consent Form for Use of Tissue for Research (Appendix 1), which should be adapted to conform to applicable state law and local policy, and approved by the appropriate IRB. Although there should be areas of uniformity across all NCI-supported biorepositories, there should also be some flexibility so that biorepositories can adapt the sample template to their needs. 
                </P>
                <P>3. The sample consent forms used by NCI-supported biorepositories should, if appropriate, address the use of biospecimens or data by non-government individuals or entities, the issue of research leading to future development of commercial products, and the release of individual research results to participants. </P>
                <P>
                    4. Research participants should be allowed to specify the 
                    <E T="03">types of research</E>
                     for which their biospecimens may be used, including use in additional future projects. 
                </P>
                <P>
                    5. NCI-supported biorepositories should develop policies and procedures to handle biospecimens and associated computer records for which consent has been 
                    <E T="03">withdrawn.</E>
                     Informed consent documents should highlight the research participant's or source's ability to withdraw consent and describe what will take place should consent be withdrawn. 
                </P>
                <P>• In the event that consent is withdrawn for the continued research use of biospecimens, individually identifiable biospecimens and any distributed samples must be withdrawn from the biorepository, and attempts should be made to retrieve samples. In addition, consent can also be withdrawn for the analysis phase of identifiable private information, since it is considered human subjects research. However, a processed sample and the research data generated from it cannot be rescinded. </P>
                <P>• In the event that consent is withdrawn, biospecimens should be destroyed or alternatively stripped of all direct and indirect identifiers. However, biorepository managers should be sensitive to cultural issues and should work with affected groups to develop mechanisms for returning or destroying biospecimens. The option of stripping all direct and indirect identifiers from biospecimens should be included in consent forms for subjects who later withdraw consent. </P>
                <P>6. NCI-supported biorepositories that house identifiable biospecimens and data from children that are obtained with parental or guardian permission should continually monitor the need for obtaining informed consent when a child reaches the legal age to consent for a research study. If the biospecimens/data are used in studies that require ongoing interactions or interventions with the subject or that continue to meet the regulatory definition of “human subjects research” and the child reaches the legal age to consent for new research, this subject's participation in research is no longer regulated by 45 CFR 46.408. A legally effective informed consent should be obtained from the child turned adult subject unless the IRB waives the requirement for obtaining informed consent under CFR 46.116(d). </P>
                <P>
                    7. FDA regulations must be considered for research on existing biospecimen collections. These regulations may not exempt 
                    <E T="03">in vitro</E>
                     studies from the requirement for documented, IRB-approved consent from the sources, even in cases where biospecimens have been deidentified. 
                </P>
                <P>
                    8. NCI-supported biorepositories should establish and document transparent 
                    <E T="03">policies governing records and biospecimen retention.</E>
                     These policies should be made available to participants, either in the informed consent document or in supporting information. In addition, usage agreements with recipient investigators should specify the retention policy of the recipient investigator. 
                </P>
                <P>• For clinical biospecimens, the timing is informed by Federal and State laws governing how long records are retained. </P>
                <P>• For research biospecimens, the ideal is permanent storage if there are sufficient resources and storage space, subject to reasonable foreseeable research utility (i.e., QA/QC, dated data sets). </P>
                <P>
                    • Biorepositories should be reviewed periodically (
                    <E T="03">e.g.</E>
                    , at the time of funding renewal) to determine the utility of existing biospecimens, the need for new biospecimens, etc. 
                </P>
                <P>
                    • In the event that biorepositories close because of lack of funding or otherwise cannot maintain or use the biospecimens, the availability of the biospecimens for transfer should be 
                    <PRTPAGE P="25195"/>
                    announced to the research community (
                    <E T="03">e.g.</E>
                    , via a Web site). The transfer of such biospecimens must be consistent with human subjects regulations. 
                </P>
                <P>
                    For additional information about IRBs and the requirement for OHRP-approved assurance of compliance, see the OHRP Web site at 
                    <E T="03">http://www.hhs.gov/ohrp/.</E>
                </P>
                <HD SOURCE="HD3">B. Access to Biospecimens and Data </HD>
                <P>Access to human biospecimens for research purposes is crucial for fields such as genomics, proteomics, metabolomics, molecular imaging, and nanotechnology. Researchers in these areas often rely on federally funded biorepositories for high-quality biospecimens and associated data. </P>
                <P>
                    1.
                    <E T="03"> NCI-funded biorepositories should establish clear guidelines, as the research community's custodian of biospecimens, for sample distribution (and clinical data sharing) consistent with ethical principles, prevailing laws and regulations, and, if applicable, consent form language.</E>
                     The NCI intends to  have a substantial role in developing the best practices on which these guidelines will be based. These guidelines should build on the work of other groups and should be: 
                </P>
                <P>
                    • 
                    <E T="03">Clear</E>
                     to ensure their comprehension and adherence. 
                </P>
                <P>
                    • 
                    <E T="03">Flexible</E>
                     so that biorepositories may be responsive to changing scientific needs. 
                </P>
                <P>
                    • 
                    <E T="03">Amendable</E>
                     to facilitate their adaptability over time. 
                </P>
                <P>
                    • 
                    <E T="03">General</E>
                     enough so they may be applied to different kinds of biorepositories. 
                </P>
                <P>In addition, the best practices will delineate when biospecimens (and clinical data) should be narrowly or broadly accessible and what justifications will be expected of funded biorepositories. </P>
                <P>
                    2. 
                    <E T="03">Investigators should have timely, equitable, and appropriate access to human biospecimens stored at NCI-supported biorepositories without undue administrative burden.</E>
                     A prescribed mechanism for rapid turnaround of requests should be in place at NCI biorepositories that (1) relies on a peer (or stakeholder) review system that sets priorities as to how collected biospecimens should be allocated to qualified recipient investigators and (2) ensures that proposed uses are consistent with the participant's consent, research purpose, and allowable use of biospecimens. 
                </P>
                <P>• Decisions should be guided by a set of general principles that include: </P>
                <P>• Fair and clearly communicated access procedures. </P>
                <P>• Protocol-specific requirements that must be met before other access is considered. </P>
                <P>• Preference for access to investigators from the protocol coordinating group or NCI-funded investigators before access is granted to others. </P>
                <P>• Access granted on the basis of scientific merit with the following criteria: </P>
                <P>1. Institutional research qualifications and proven investigator experience with the method proposed. </P>
                <P>2. Standardized, validated research biomarker assay methodology. </P>
                <P>3. A research plan appropriate to answer the study question. </P>
                <P>4. Statistical evaluation which shows that the study question can be addressed with the samples available. </P>
                <P>5. The investigator has defined funding and IRB approval for the project. </P>
                <P>6. The investigator has defined a study interval and will provide information about the project outcome at the end of that period. </P>
                <P>7. The investigator agrees to group publication guidelines. </P>
                <P>8. The investigator agrees to make assay data available according to agreed-upon rules. </P>
                <P>• Access includes negotiated arrangement with a clinical protocol coordinating group to provide timely statistical analysis of study results. </P>
                <P>• Investigator agrees to compensate tissue bank for specimen preparation and shipping and coordinating group statisticians for timely data analysis. </P>
                <P>• Provide investigator agreements, principles and process for review. </P>
                <P>• Access policies and procedures should apply to all biorepositories and should include the following: </P>
                <FP SOURCE="FP-1">—Investigator agreement covering confidentiality, use, disposition, and security of biospecimens and associated data. </FP>
                <FP SOURCE="FP-1">
                    —Investigator's written agreement in a Material Transfer Agreement that complies with the NIH Research Tool Policy. (
                    <E T="03">http://ott.od.nih.gov/policy/rt_guide_final.html</E>
                    ). 
                </FP>
                <FP SOURCE="FP-1">—Appropriate ethical oversight. </FP>
                <P>
                    • An appropriate model for biospecimen and associated clinical data usage should be based on matching usage with appropriate scientific investigations (
                    <E T="03">e.g.</E>
                    , discovery, prevalence, initial validation, hypothesis testing). The level of identifiability of the biospecimen should be appropriate for the proposed research. 
                </P>
                <P>• The local decisionmaking body should take local principles into account. Ethical considerations should come first among principles that guide the decisionmaking process. </P>
                <P>• Guidelines should apply to all new collections and, whenever possible, to existing collections. </P>
                <P>• An appeals process should be established for addressing disputes over allocation decisions. </P>
                <P>
                    3. 
                    <E T="03">Charges for samples should be used only to recover costs.</E>
                     Cost-recovery models, and thus pricing strategies for biorepositories, can vary. If applicable and where monetary charges are necessary, charge only to recover costs as appropriate to retrieve and disseminate specimens. 
                </P>
                <P>
                    4. 
                    <E T="03">NCI-supported biorepositories should use a system of data access with defined levels of access privileges.</E>
                </P>
                <P>• Access levels should be described in the protocol for operation of the biorepository, as well as in the informed consent form, and should be approved by an IRB and/or bioethics-scientific advisory board. </P>
                <P>• Access to research participants' identities and medical, genetic, social, and personal histories should be restricted to only those biorepository staff members who need to access such records as part of their assigned duty or to those persons permitted access by law. </P>
                <P>• The number of personnel allowed to access links and reidentify information should be kept to a minimum, and access should be appropriately monitored to ensure compliance. </P>
                <P>
                    5. 
                    <E T="03">NCI-supported biorepositories should store human biospecimens for research purposes only and should not serve an individual research participant's needs or wishes.</E>
                </P>
                <HD SOURCE="HD3">C. Privacy Protection </HD>
                <P>
                    Research depends on protecting the privacy of individuals who contribute biospecimens to biorepositories and on maintaining the confidentiality of associated clinical data and information (Eiseman 
                    <E T="03">et al.</E>
                     2003). Applying the highest possible ethical standards is necessary to ensure the support and participation of patients, physicians, researchers, and others in biorepository activities (
                    <E T="03">NBN Blueprint</E>
                     2003). With the recent advances in genomic and proteomic technology, the sequencing of the human genome, and the increasing reliance by biorepositories on electronic and web-based databases to track data, it is even more crucial to address the risk of unintended release or disclosure of sensitive information, which can place individuals at risk for discrimination and related groups at risk for stigmatization. 
                    <PRTPAGE P="25196"/>
                </P>
                <P>1. NCI-supported biorepositories should establish clear policies for protecting the privacy of information. These policies may include data encryption, coding, and establishing limited access or varying levels of access to data by biorepository employees. </P>
                <P>2. In applications for support, biorepositories should document their policies, describe mechanisms for auditing effectiveness and for enforcement, describe required training, and specify security measures pertaining to employee access to data and biospecimens. </P>
                <P>3. The level of security should be appropriate to the type of biorepository. </P>
                <HD SOURCE="HD3">D. Custodianship </HD>
                <P>
                    1. 
                    <E T="03">
                        NCI-supported biorepositories should propose plans for formal and continuing responsibility for custodianship (not ownership 
                        <SU>5</SU>
                        <FTREF/>
                        ) of collected biospecimens and associated data as part of the biorepository protocol
                    </E>
                    . Biorepositories should address this issue in applications for funding, specifically, (a) How does the biorepository propose to ensure the physical integrity of biospecimens? (b) How does the biorepository propose to ensure the integrity of the patient data that accompany the biospecimens? (c) What plans and protocols exist for the distribution of samples to investigators? (Also see Access to Biospecimens and Data, section B.2 above.) 
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         The issue of ownership of biospecimens, associated data, and research findings remains ambiguous and controversial, partly because of wide variation and lack of harmonization in the regulatory and legal standards used by courts, state legislatures, and Federal regulators in determining ownership rights. The end result has been the use of unclear or misleading legal language in informed consent and other documents that does not adequately address the issue of ownership, by either the individual who is the source of the biospecimen, the principal investigators who collect and bank the biospecimens, the recipient investigators who use the samples for research purposes, or the biorepository and its host institution.
                    </P>
                </FTNT>
                <P>
                    2. 
                    <E T="03">Biorepositories should address plans for the handling and disposition of biospecimens and associated data at one or more of the following points:</E>
                     (a) End of the budget period of the grant, (b) accomplishment of the specific research objectives of the study, (c) depletion of biospecimens, or (c) achievement of critical data endpoints. 
                </P>
                <P>
                    3. Individuals responsible for allocating biospecimens or associated data from biorepositories should 
                    <E T="03">disclose financial or professional conflicts of interest</E>
                     to existing conflict-of-interest committees in the host institution or to the biorepository's governing board. 
                </P>
                <P>
                    4. NCI-supported biorepositories should use 
                    <E T="03">clear and specific informed consent language</E>
                     to ensure that those who contribute biospecimens and/or data for research purposes are fully informed that the research done with these biospecimens may help to develop products, tests, or discoveries that may have commercial value (see sample template, Appendix 1). 
                </P>
                <HD SOURCE="HD3">E. Intellectual Property </HD>
                <P>Inventions arising from research using annotated biospecimens may have commercial value. As researchers and industry sponsors have sharply increased their demand for properly prepared and clinically annotated biospecimens, some institutions have begun to assert control over biospecimens, associated data, and research findings. The current variability in IP policies at institutions hosting NCI-supported research and biorepositories may ultimately lead to problems in biospecimen and data access, timely and open publication, sharing of research findings, and establishment of new biorepositories. </P>
                <P>1. For the transfer of materials in academic-industrial collaborations, use the NIH SLA, the UBMTA, or other MTA with terms consistent with the NIH Research Tools Policy and NIH data sharing policies. The above agreements should be modified where necessary to cover human subjects research. A sample NIH SLA modified to address the transfer of human biospecimens is attached as Appendix 2. </P>
                <P>The following Internet sites are relevant to this issue: </P>
                <P>
                    • 
                    <E T="03">http://ott.od.nih.gov/policy/research_tool.html</E>
                    . 
                </P>
                <P>
                    • 
                    <E T="03">http://www.autm.net/aboutTT/aboutTT_umbta.cfm</E>
                    . 
                </P>
                <P>
                    • 
                    <E T="03">http://grants1.nih.gov/grants/policy/data_sharing/index.htm</E>
                    . 
                </P>
                <P>
                    2. Recognize that biorepository staff members as custodians of biospecimens are not 
                    <E T="03">a priori</E>
                     considered inventors under patent law for inventions made using materials distributed by the biorepository. In general, the staff should be informed that one whose sole contribution to an invention consists of the routine collection, handling, storage, and disbursement of biospecimens might not rise to the level of “inventor” of an invention. Inventorship is determined by patent law and must be considered on a case-by-case basis by trained legal personnel. 
                </P>
                <P>3. Recognize that biorepositories have no inherent rights to future IP, such as reach-through rights in inventions made by investigators using samples obtained from the biorepository. </P>
                <P>
                    4. Ensure through appropriate MTAs that research data obtained using biospecimens are made available to the research community, consistent with NIH data sharing policies such as the Final NIH Statement on Sharing Research Data (
                    <E T="03">http://grants.nih.gov/grants/guide/notice-files/NOT-OD-03-032.html</E>
                    ). 
                </P>
                <EXTRACT>
                    <HD SOURCE="HD1">References </HD>
                    <FP SOURCE="FP-2">
                        Caporaso N, Vaught J. Collection, processing and analysis of preneoplastic specimens. In: 
                        <E T="03">Cancer Precursors: Epidemiology, Detection, and Prevention</E>
                        . EL Franco, TE Rohan, Eds. (New York: Springer-Verlag, January 2002). 
                    </FP>
                    <FP SOURCE="FP-2">
                        Carnegie Mellon Software Engineering Institute. Capability Maturity Model Integration (CMMI) Web site, 2005. Viewed July 11, 2005, at 
                        <E T="03">http://www.sei.cmu.edu/cmmi/</E>
                        . 
                    </FP>
                    <FP SOURCE="FP-2">
                        CDC and NIH (Centers for Disease Control and Prevention and National Institutes of Health), U.S. Department of Health and Human Services. 
                        <E T="03">Biosafety in Microbiological and Biomedical Laboratories</E>
                         (BMBL), 4th ed. (Washington, DC: U.S. Government Printing Office, May 1999). Viewed July 10, 2005, at 
                        <E T="03">http://www.cdc.gov/od/ohs/biosfty/bmbl4/bmbl4toc.htm</E>
                        . 
                    </FP>
                    <FP SOURCE="FP-2">
                        Eiseman E, Bloom G, Brower J, 
                        <E T="03">et al.</E>
                          
                        <E T="03">Case Studies of Existing Human Tissue Repositories: “Best Practices” for a Biospecimen Resource for the Genomic and Proteomic Era</E>
                         (Santa Monica, CA: RAND Corporation, 2003). 
                    </FP>
                    <FP SOURCE="FP-2">
                        Grizzle WE. Practical factors in collecting tissues for research (unpublished). In: Cooperative Human Tissue Network, 
                        <E T="03">Tissue Procurement Training Manual</E>
                        , September 24, 2004. 
                    </FP>
                    <FP SOURCE="FP-2">
                        Grizzle WE, Fredenburgh J. Avoiding biohazards in medical, veterinary, and research laboratories. 
                        <E T="03">Biotechnic &amp; Histochem</E>
                         76:183-206, 2001. 
                    </FP>
                    <FP SOURCE="FP-2">
                        Hayes RB, Smith CO, Huang WY, 
                        <E T="03">et al.</E>
                         Whole blood cryopreservation in epidemiological studies. 
                        <E T="03">Cancer Epidemiol Biomarkers Prev</E>
                         11(11):1496-8, 2002. 
                    </FP>
                    <FP SOURCE="FP-2">
                        Health Information Portability and Accountability Act of 1996 (HIPAA). Viewed July 12, 2005, at 
                        <E T="03">http://aspe.hhs.gov/admnsimp/pll04191.htm.</E>
                    </FP>
                    <FP SOURCE="FP-2">
                        Holland NT, Smith MT, Eskenazi B, 
                        <E T="03">et al.</E>
                         Biological sample collection and processing for molecular epidemiological studies. 
                        <E T="03">Mutation Res</E>
                         543:217-34, 2003. 
                    </FP>
                    <FP SOURCE="FP-2">
                        IATA (International Air Transport Association). 
                        <E T="03">Infectious Substances and Diagnostic Specimens Shipping Guidelines,</E>
                         2004, 5th ed. Available for purchase at 
                        <E T="03">http://www.iata.org/ps/publications/9052.htm.</E>
                    </FP>
                    <FP SOURCE="FP-2">
                        ISBER (International Society for Biological and Environmental Repositories). Best practices for repositories I: collection, storage and retrieval of human biological materials for research. 
                        <E T="03">Cell Preserv Technol</E>
                         3:5-48, 2005. 
                    </FP>
                    <FP SOURCE="FP-2">
                        Landi MT, Caporaso N. Sample collection, processing and storage. In: 
                        <E T="03">Applications of Biomarkers in Cancer Epidemiology,</E>
                          
                        <PRTPAGE P="25197"/>
                        IARC Scientific Pub. No. 142 (Lyon, France: International Agency for Research on Cancer, 1997). 
                    </FP>
                    <FP SOURCE="FP-2">
                        Mager R, Ratcliffe C, Knox K. Developing an operational framework: 
                        <E T="03">Standard workflows, operating and quality control policies and procedures for the collection, storage and distribution of frozen and paraffin-embedded tissue and blood</E>
                        . Prepared on behalf of DJ Kerr, Director of the National Translational Cancer Research Network (NTRAC) and the National Cancer Research Institute (NCRI), 2004. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">NBN (National Biospecimen Network) Blueprint,</E>
                         Chapter 3: Biospecimen and data collection and distribution. A Friede, R Grossman, R Hunt, 
                        <E T="03">et al.</E>
                        , Eds. (Durham, NC: Constella Group, Inc., 2003). Viewed July 9, 2005, at 
                        <E T="03">http://www.ndoc.org/about_ndc/reports/NBN_comment.asp.</E>
                    </FP>
                    <FP SOURCE="FP-2">
                        NCAB (National Cancer Advisory Board), U.S. Department of Health and Human Services. Summary of National Cancer Advisory Board Meeting, November 30-December 1, 2004, Bethesda, MD. Viewed July 10, 2005, at 
                        <E T="03">http://deainfo.nci.nih.gov/advisory/ncab/132_1104/30nov04mins.pdf.</E>
                    </FP>
                    <FP SOURCE="FP-2">
                        NCI (National Cancer Institute). The caBIG (cancer Biomedical Informatics Grid) Web site, no date. Viewed July 11, 2005, at 
                        <E T="03">cabig.nci.nih.gov.</E>
                    </FP>
                </EXTRACT>
                <APPENDIX>
                    <HD SOURCE="HED">Appendix 1—NCI Sample Consent Form for Use of Tissue for Research </HD>
                    <P>
                        The following tissue consent example has been adapted from the NCI Cancer Diagnosis Program's sample consent form, also available at: 
                        <E T="03">http://www.cancerdiagnosis.nci.nih.gov/specimens/model.pdf.</E>
                         The accompanying instruction sheet can be found at 
                        <E T="03">http://www.cancerdiagnosis.nci.nih.gov/specimens/patient.pdf</E>
                        . 
                    </P>
                    <FP SOURCE="FP-DASH"/>
                    <FP>Name of Tissue Repository</FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP SOURCE="FP-DASH"/>
                    <FP>Address and phone number </FP>
                    <HD SOURCE="HD1">Consent Form for Use of Tissue for Research</HD>
                    <HD SOURCE="HD1">About Using Tissue for Research </HD>
                    <P>You are going to have a biopsy (or surgery) to see if you have cancer. Your doctor will remove some body tissue to do some tests. The results of these tests will be given to you by your doctor and will be used to plan your care. </P>
                    <P>We would like to keep some of the tissue that is left over for future research. If you agree, this tissue will be kept and may be used in research to learn more about cancer and other diseases. Please read the information sheet called “How Is Tissue Used for Research?” to learn more about tissue research. </P>
                    <P>Your tissue may be helpful for research whether you do or do not have cancer. The research that may be done with your tissue is not designed specifically to help you. It might help people who have cancer and other diseases in the future. </P>
                    <P>Reports about research done with your tissue will not be given to you or your doctor. These reports will not be put in your health record. The research will not have an effect on your care. </P>
                    <HD SOURCE="HD1">Things To Think About </HD>
                    <P>The choice to let us keep the leftover tissue for future research is up to you. No matter what you decide to do, it will not affect your care. </P>
                    <P>If you decide now that your tissue can be kept for research, you can change your mind at any time. Just contact us and let us know that you do not want us to use your tissue. </P>
                    <P>Then any tissue that remains will no longer be used for research. However, once knowledge is gained from a sample, that knowledge cannot be taken back. </P>
                    <P>
                        In the future, people who do research may need to know more about your health. While the [
                        <E T="03">INSERT ORGANIZATION NAME</E>
                        ] may give them reports about your health, it will not give them your name, address, phone number, or any other information that will let the researchers know who you are. 
                    </P>
                    <P>Sometimes tissue is used for familial or hereditary genetic research (about diseases that are passed on in families). Even if your tissue is used for this kind of research, the results will not be put in your health records. </P>
                    <P>
                        Your tissue will be used only for research and will not be sold. However, the research done with your tissue may help develop new products, tests, or discoveries in the future, which may have commercial value. The [
                        <E T="03">INSERT ORGANIZATION NAME</E>
                        ] does not plan to share any commercial profits with you. 
                    </P>
                    <HD SOURCE="HD1">Benefits </HD>
                    <P>There will be no direct benefit to you, financially or otherwise, by participating in this research study. </P>
                    <P>The benefits of research using tissue include learning more about what causes cancer and other diseases, how to prevent them, and how to treat them. </P>
                    <HD SOURCE="HD1">Risks </HD>
                    <P>The greatest risk to you is the release of information from your health records. The chance that this information will be given to someone else is very small. </P>
                    <P>Making sure that your identity does not become known will minimize the chance that you will experience any psychological or social harm. Therefore, we will take every precaution to safeguard your identity. As soon as it is collected, your tissue and your clinical information will be assigned a code number. That code number will be the only information attached to your samples and clinical information. All other widely used identifying information, such as your name, address, phone number, and Social Security number will be removed. The master list, which will link your name and the code number, will be kept under lock and key and in a computer with electronic safeguards. Only authorized people who have agreed in writing to protect your identity will have access to your linked information. Therefore, the researchers and others working with your samples and clinical information will not know your identity. </P>
                    <P>Your privacy is very important to us. However, in spite of these safety measures, we cannot guarantee that your identity will never become known. Due to scientific advances or human errors, your identity could become known. Since your DNA information is unique to you, in the future it may become possible for someone to identify you. This would require someone to take another tissue sample from you, analyze the DNA, and compare it with data resulting from this research project. Currently, this risk is very slight. </P>
                    <P>If your identity were ever determined, this might cause you and your family some distress. In addition, if it became known that you have disease-causing DNA changes, there is a very small risk that you might have a harder time getting or keeping a job or health insurance. Some laws exist that attempt to protect people from such job and insurance discrimination. However, these laws may not fully protect people from discrimination. </P>
                    <P>Since you share genetic characteristics with your children, parents, brothers, sisters, and other family members, it is possible that some of these risks may apply to them as well. However, their risks are likely to be even lower than yours, since it will be even more difficult to identify them than to identify you. </P>
                    <HD SOURCE="HD1">Making Your Choice </HD>
                    <P>Please read each sentence below and think about your choice. After reading each sentence, circle “Yes” or “No.” No matter what you decide to do, it will not affect your care. If you have any questions, please talk to your doctor or nurse or call our research review board at [IRB's phone number]. If you decide now that your tissue can be kept for research, you can change your mind at any time. Just contact us and let us know that you do not want us to use your tissue for research </P>
                    <FP SOURCE="FP-1">1. My tissue may be kept for use in research to learn about, prevent, or treat cancer. </FP>
                    <FP>Yes   No </FP>
                    <FP SOURCE="FP-1">2. My tissue may be kept for use in research to learn about, prevent, or treat other health problems (for example: diabetes, Alzheimer's disease, or heart disease). </FP>
                    <FP>Yes   No </FP>
                    <FP SOURCE="FP-1">3. My medical record information may be associated with research on my tissue. </FP>
                    <FP>Yes   No </FP>
                    <FP SOURCE="FP-1">4. Someone from the [INSERT ORGANIZATION NAME] may contact me in the future to ask me to take part in more research. </FP>
                    <FP>Yes   No </FP>
                    <FP SOURCE="FP-1">Please sign your name here after you circle your answers. </FP>
                    <FP SOURCE="FP-DASH">Your Signature: </FP>
                    <FP SOURCE="FP-DASH">Date: </FP>
                    <FP SOURCE="FP-DASH">Signature of Doctor/Nurse: </FP>
                    <FP SOURCE="FP-DASH">Date:</FP>
                    <HD SOURCE="HD1">How Is Tissue Used for Research?</HD>
                    <FP>(This information brochure is to be distributed with the informed consent document.)</FP>
                    <HD SOURCE="HD2">Where does tissue come from? </HD>
                    <P>
                        Whenever a biopsy (or surgery) is performed, the tissue that is removed is examined under the microscope by a trained doctor to determine the nature of the disease and assist with the diagnosis. Your tissue will always be used first to help make 
                        <PRTPAGE P="25198"/>
                        decisions about your care. After all tests have been done, there is usually some leftover tissue. Sometimes, this tissue is not kept because it is not needed for the patient's care. Instead, a patient can choose to have the tissue kept for future research. People who are trained to handle tissue and protect the donor's rights make sure that the highest standards are followed by the [
                        <E T="03">INSERT ORGANIZATION NAM</E>
                        E]. Your doctor does not work for the [
                        <E T="03">INSERT ORGANIZATION NAME</E>
                        ] but has agreed to help collect tissue from many patients. Many doctors across the country are helping in the same way. If you agree, only leftover tissue will be saved for research. Your doctor will take only the tissue needed for your care during surgery. 
                    </P>
                    <HD SOURCE="HD2">Why do people do research with tissue? </HD>
                    <P>Research with tissue can help find out more about what causes cancer, how to prevent it, and how to treat it. Research using tissue can also answer other health questions. Some of these include finding the causes of diabetes and heart disease or finding genetic links to Alzheimer's. </P>
                    <HD SOURCE="HD2">What type of research will be done with my tissue? </HD>
                    <P>Many different kinds of studies use tissue. Some researchers may develop new tests to find diseases. Others may develop new ways to treat or even cure diseases. In the future, some of the research may help develop new products, such as tests and drugs. </P>
                    <P>Some research looks at diseases that are passed on in families (called familial or hereditary genetic research). Research done with your tissue may look for genetic causes and signs of disease. </P>
                    <HD SOURCE="HD2">How do researchers get the tissue? </HD>
                    <P>
                        Researchers from universities, hospitals, and other health organizations conduct research using tissue. They contact the [
                        <E T="03">INSERT ORGANIZATION NAM</E>
                        E] and request samples for their studies. The [
                        <E T="03">INSERT ORGANIZATION NAME</E>
                        ] reviews the way that these studies will be done, and decides if any of the samples can be used. The [
                        <E T="03">INSERT ORGANIZATION NAME</E>
                        ] gets the tissue and information about you from your hospital and sends the tissue samples and some information about you to the researcher. The [
                        <E T="03">INSERT ORGANIZATION NAME</E>
                        ] will not send your name, address, phone number, Social Security number, or any other identifying information to the researcher. 
                    </P>
                    <HD SOURCE="HD2">Will I find out the results of the research using my tissue? </HD>
                    <P>No, you will not receive the results of research done with your tissue. This is because research can take a long time and must use tissue samples from many people before results are known. Results from research using your tissue may not be ready for many years and will not affect your care right now, but they may be helpful to people like you in the future. </P>
                    <P>Though research involves the test results of many different people, your biopsy result involves only you. Your doctor will give you the results of your biopsy when results are known. These test results are ready in a short time and will be used to make decisions about your care. </P>
                    <HD SOURCE="HD2">Will I benefit from the research using my tissue? </HD>
                    <P>There will be no direct benefit to you, financially or otherwise. However, it is hoped that the results of research on your tissue and tissues from other patients will provide information that will help other patients in the future. Your tissue will be helpful whether you have cancer or not. </P>
                    <HD SOURCE="HD2">Why do you need information from my health records? </HD>
                    <P>In order to do research with your tissue, researchers may need to know some things about you. (For example: Are you male or female? What is your race or ethnic group? How old are you? Have you ever smoked?) This helps researchers answer questions about diseases. The information that will be given to the researcher includes your age, sex, race, diagnosis, treatments, and possibly some family history. This information is collected by your hospital from your health record and sent to the [INSERT ORGANIZATION NAME] but without your name or other identifying information. If more information is needed, the [INSERT ORGANIZATION NAME] may send it to the researcher. </P>
                    <HD SOURCE="HD2">Will my name be attached to the records that are given to the researcher? </HD>
                    <P>No. Your name, address, phone number, and anything else that could identify you will be removed before the other information goes to the researcher. </P>
                    <HD SOURCE="HD2">How could the records be used in ways that might be harmful to me? </HD>
                    <P>Sometimes, health records have been used against patients and their families. For example, insurance companies may deny a patient insurance or employers may not hire someone with a certain illness (such as AIDS or cancer). The results of genetic research may apply not only to you but also to your family members. For diseases caused by gene changes, the information in one person's health record could be used against family members. </P>
                    <HD SOURCE="HD2">How am I protected? </HD>
                    <P>The [INSERT ORGANIZATION NAME] is in charge of making sure that information about you is kept private. The [INSERT ORGANIZATION NAME] will take careful steps to prevent misuse of records. Your name, address, phone number and other identifying information will be taken off anything associated with your tissue before it is given to the researcher. This would make it very difficult for any research results to be linked to you or your family. Also, people outside the research process will not have access to results about any one person, which will help protect your privacy. </P>
                    <P>Making sure that your identity does not become known will minimize the chance that you will experience any psychological or social harm. Therefore, we will take every precaution to safeguard your identity. As soon it is collected, your tissue and your clinical information will be assigned a code number. That code number will be the only information attached to your samples and clinical information. All other widely used identifying information, such as your name, address, phone number, and Social Security number, will be removed. The master list, which will link your name and the code number, will be kept under lock and key and in a computer with electronic safeguards. Only authorized people who have agreed in writing to protect your identity will have access to your linked information. Therefore, the researchers and others working with your samples and clinical information will not know your identity. </P>
                    <P>Your privacy is very important to us. However, in spite of these safety measures, we cannot guarantee that your identity will never become known. Due to scientific advances or human errors, your identity could become known. Since your DNA information is unique to you, in the future it may become possible for someone to identify you. This would require someone to take another tissue sample from you, analyze the DNA, and compare it with data resulting from this research project. Currently, this risk is very slight.</P>
                    <P>If your identity were ever determined, this might cause you and your family some distress. In addition, if it became known that you have disease-causing DNA changes, there is a very small risk that you might have a harder time getting or keeping a job or health insurance. Some laws exist that attempt to protect people from such job and insurance discrimination. However, these laws may not fully protect people from discrimination. </P>
                    <P>Since you share genetic characteristics with your children, parents, brothers, sisters, and other family members, it is possible that some of these risks may apply to them as well. However, their risks are likely to be even lower than yours, since it will be even more difficult to identify them than to identify you. </P>
                </APPENDIX>
                <APPENDIX>
                    <HD SOURCE="HED">Appendix 2—Material Transfer Agreement for Human Biospecimens </HD>
                    <FP SOURCE="FP-DASH">Provider Organization (“Provider”): </FP>
                    <FP SOURCE="FP-DASH">Recipient Organization (“Recipient”): </FP>
                    <FP SOURCE="FP-1">1(a). The material to be transferred (“MATERIAL”) (Name or description of human Biospecimen(s) or Collection, Method of Preservation, Organ Source, etc.): </FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP SOURCE="FP-DASH"/>
                    <FP SOURCE="FP-1">1(b). Designate the Private Identifiable Information status of the MATERIAL (Please see Annex A for definitions) (check one below): </FP>
                    <FP>__Unidentified specimens</FP>
                    <FP>__Unidentified or “anonymous” samples </FP>
                    <FP>__Unidentifiable </FP>
                    <FP>__Coded specimens </FP>
                    <FP>__Coded samples </FP>
                    <FP SOURCE="FP-1">2. The Recipient will use the MATERIAL (check one only): </FP>
                    <FP SOURCE="FP-2">__As a biorepository that will distribute the MATERIAL to the research community on behalf of the Provider under a separate Material Transfer Agreement. </FP>
                    <FP SOURCE="FP-2">__To conduct an independent research project (Describe the “RESEARCH PROJECT” below):</FP>
                    <PRTPAGE P="25199"/>
                    <FP SOURCE="FP-DASH"/>
                    <FP SOURCE="FP-DASH"/>
                    <HD SOURCE="HD1">Recipient Serving as a Biorepository </HD>
                    <FP SOURCE="FP-1">3. If the MATERIAL is being provided by the Provider under this Agreement for the purpose of the Recipient distributing the MATERIAL to the research community, the Provider hereby grants the Recipient explicit permission to further distribute the MATERIAL to the research community as a biorepository. Provider Approval (initial here) ___</FP>
                    <FP SOURCE="FP-1">4. If the Recipient is designated as a biorepository in Article 2, the Recipient is the custodian of the MATERIAL and therefore does not by virtue of this Agreement acquire any intellectual property rights in the MATERIAL, nor in any research conducted by third-parties using the MATERIAL. </FP>
                    <FP SOURCE="FP-1">5. The MATERIAL will be distributed by Recipient in compliance with all applicable statutes and regulations. </FP>
                    <HD SOURCE="HD1">Recipient Conducting an Independent Research Project </HD>
                    <FP SOURCE="FP-1">6. If the MATERIAL is being provided by the Provider under this Agreement for the purpose of the Recipient conducting an independent research project, the MATERIAL will be used in compliance with all applicable statutes and regulations. The MATERIAL was collected and is provided in accordance with appropriate Federal and local laws, Assurances, and Institutional Review Board approvals related to Human Subjects Research. Recipient is responsible for obtaining any necessary Human Subjects research approvals or exemptions required to use the MATERIAL for the RESEARCH PROJECT. </FP>
                    <FP SOURCE="FP-1">7. The Recipient will not further distribute the MATERIAL to others who are not under the Recipient Scientist's direct supervision without written consent from the Provider. The Recipient shall refer any request for the MATERIAL to the Provider. </FP>
                    <FP SOURCE="FP-1">8. The Recipient will in no way attempt to identify or contact the person(s) associated with the biospecimen(s) that make up the MATERIAL. Furthermore, Recipient will not attempt to obtain or otherwise acquire any private identifiable information associated with the biospecimen(s) that make up the MATERIAL under this Agreement. The MATERIAL will be coded or otherwise deidentified. Any widely used identifying information will have been removed. However, it is acknowledged that, due to scientific advances such as DNA analyses or human errors, there is a small risk that the identity of the person who was the source of the MATERIAL could become known. </FP>
                    <FP SOURCE="FP-1">
                        9. It is intended that Recipient publish the results of the RESEARCH PROJECT and make the associated data available to the research community in a manner consistent with the NIH data sharing policies found at 
                        <E T="03">http://grants1.nih.gov/grants/policy/data_sharing/index.htm.</E>
                         The Recipient agrees to acknowledge the source of the MATERIAL in any publications or disclosures reporting use of it. 
                    </FP>
                    <FP SOURCE="FP-1">10. Recipient retains ownership of intellectual property made by its employees using the MATERIAL as part of the RESEARCH PROJECT to the extent permitted by law or contractual agreements. </FP>
                    <HD SOURCE="HD1">All Parties Agree </HD>
                    <FP SOURCE="FP-1">11. THIS MATERIAL IS NOT FOR USE IN HUMAN SUBJECTS. </FP>
                    <FP SOURCE="FP-1">12. The above MATERIAL is being distributed as a service to the research community. It is acknowledged that the MATERIAL is a nonrenewable research resource and that further distribution for research purposes may be determined by scientific merit of the proposed research project. Accordingly, the MATERIAL will be made available to other scientists under a separate Material Transfer Agreement for scientifically approved projects and to the extent supplies are available. </FP>
                    <FP SOURCE="FP-1">13. Any MATERIAL delivered pursuant to this Agreement is understood to be experimental in nature and may have hazardous properties. THE Provider MAKES NO REPRESENTATIONS AND EXTENDS NO WARRANTIES OF ANY KIND, EITHER EXPRESSED OR IMPLIED. THERE ARE NO EXPRESS OR IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE, OR THAT THE USE OF THE MATERIAL WILL NOT INFRINGE ANY PATENT, COPYRIGHT, TRADEMARK, OR OTHER PROPRIETARY RIGHTS. Unless prohibited by law, the Recipient assumes all liability for claims for damages against it by third parties that may arise from its use, storage, or disposal of the MATERIAL, except that, to the extent permitted by law, the Provider shall be liable to the Recipient when the damage is caused by the gross negligence or willful misconduct of the Provider.</FP>
                    <FP SOURCE="FP-1">Signatures for Provider</FP>
                    <FP SOURCE="FP-DASH">Provider Scientist: </FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP SOURCE="FP-DASH">Provider Organization: </FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP SOURCE="FP-DASH">Address: </FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP SOURCE="FP-DASH"/>
                    <FP SOURCE="FP-DASH">Name of Authorized Official: </FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP SOURCE="FP-DASH">Title of Authorized Official: </FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP SOURCE="FP-DASH"/>
                    <FP>Signature of Authorized Official </FP>
                    <FP SOURCE="FP-DASH">Date: </FP>
                    <FP SOURCE="FP-1">Certification of Provider Authorized Official: This Agreement_has/_has not been modified. If modified, the modifications are attached. </FP>
                    <FP SOURCE="FP-1">Signatures for Recipient </FP>
                    <FP SOURCE="FP-DASH">Recipient Scientist: </FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP SOURCE="FP-DASH">Recipient Organization: </FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP SOURCE="FP-DASH">Address: </FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP SOURCE="FP-DASH">Name of Authorized Official: </FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP SOURCE="FP-DASH"/>
                    <FP SOURCE="FP-DASH">Title of Authorized Official: </FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP SOURCE="FP-DASH"/>
                    <FP>Signature of Authorized Official </FP>
                    <FP SOURCE="FP-DASH">Date: </FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP SOURCE="FP-1">Certification of Recipient Scientist: I have read and understood the conditions outlined in this Agreement, and I agree to abide by them in the receipt and use of the MATERIAL. </FP>
                    <FP SOURCE="FP-DASH"/>
                    <FP>Scientist Receiving Material </FP>
                    <FP SOURCE="FP-DASH">Date:</FP>
                    <FP SOURCE="FP-DASH"/>
                    <HD SOURCE="HD1">Annex A </HD>
                    <HD SOURCE="HD2">Definitions (applicable to Appendix 2) </HD>
                    <P>
                        <E T="03">Coded samples:</E>
                         Sometimes termed “linked” or “identifiable,” these samples are supplied by repositories to investigators from identified specimens with a code rather than with personally identifying information, such as a name or Social Security number. 
                    </P>
                    <P>
                        <E T="03">Coded specimens:</E>
                         Sometimes termed “linked” or “identifiable,” these specimens are supplied by repositories to investigators with a code rather than with personally identifying information, such as a name or Social Security number. 
                    </P>
                    <P>
                        <E T="03">Unidentifiable:</E>
                         Tissue for which identifiable information was not collected or, if collected, was not maintained and cannot be retrieved by the repository. 
                    </P>
                    <P>
                        <E T="03">Unidentified or “anonymous” samples:</E>
                         Samples supplied by repositories to investigators from a collection of unidentified human biological specimens and can never be traced to an individual. Unlinked or “anonymized” samples lack identifiers or codes that can link a particular sample to an identified specimen or a particular human being but may have been derived from an identified sample in the repository. 
                    </P>
                    <P>
                        <E T="03">Unidentified specimens:</E>
                         For these specimens, identifiable personal information was not collected or, if collected, was not maintained and cannot be retrieved by the repository. 
                    </P>
                    <HD SOURCE="HD1">IV. Implementation </HD>
                    <HD SOURCE="HD2">A. Date of Implementation </HD>
                    <P>The adoption of these guidelines is voluntary. However, the NCI may consider making these guidelines terms and conditions of awards. </P>
                    <HD SOURCE="HD2">B. Roles and Responsibilities </HD>
                    <P>These guidelines will eventually apply to all applicants of NCI-supported biomedical research involving biorepositories of human biospecimens. Certain individuals and groups have special roles and responsibilities with regard to the adoption and implementation of these guidelines. </P>
                    <P>The NCI staff will provide educational opportunities for the extramural and intramural community concerning these guidelines; monitor its implementation during the development, review, award and conduct of research; and manage the NCI research portfolio to address these guidelines. </P>
                    <HD SOURCE="HD3">1. Principal Investigators </HD>
                    <P>
                        The principal investigator and the applicant institution should address the 
                        <PRTPAGE P="25200"/>
                        inclusion of the guidelines in each application and proposal. Applicants should provide a statement of compliance in each area relevant to their studies where such information is not already provided. 
                    </P>
                    <HD SOURCE="HD3">2. Institutional Review Boards (IRBs) </HD>
                    <P>As the IRBs implement the guidelines, the use of the “NCI Sample Consent Form for Use of Tissue for Research,” adapted to conform with applicable state law and local policy, and the “Material Transfer Agreement for Human Biospecimens,” are strongly encouraged in future applications. </P>
                    <HD SOURCE="HD3">3. Peer Review Groups </HD>
                    <P>In conducting peer review for scientific and technical merit, appropriately constituted initial review groups (including study sections), technical evaluation groups, and intramural review panels will evaluate the proposed plan for the inclusion of the guidelines. Where the guidelines have not been adopted or implemented, the peer review should evaluate the impact on the quality of the biospecimens collected, stored, and or analyzed. </P>
                    <HD SOURCE="HD3">4. National Cancer Advisory Board (NCAB) </HD>
                    <P>The NCAB has approved these guidelines in their draft form, in the interest of ensuring sufficient biospecimens of documented quality to support NCI-sponsored research and the findings that guide the scientific policy of the NCI. Modifications to these guidelines will be considered in light of the overall NCI policy and available scientific data. </P>
                    <HD SOURCE="HD3">5. Extramural Program Staff </HD>
                    <P>NCI Extramural Program staffs are familiar with the scientific merits and capabilities of the sponsored researchers. Staff understanding of the guidelines and their rationale will be essential in assisting in a balanced and rational implementation by sponsored researchers. </P>
                    <HD SOURCE="HD3">6. NCI Director </HD>
                    <P>The NCI Director may recommend modifications to the guidelines based on subsequent information. </P>
                    <HD SOURCE="HD3">7. Educational Outreach by NCI To Inform the Professional Community </HD>
                    <P>NCI-sponsored researchers are located and operate within a wide variety of facilities, including pathology laboratories, surgical practices, comprehensive cancer treatment centers, and clinical or basic research laboratories. The guidelines as published by the NCI are not intended to substitute, supersede, or otherwise replace existing requirements but to be a complement to these requirements and to be applied in the absence of guidelines. </P>
                    <HD SOURCE="HD3">8. Applicability to Foreign Research Involving Human Subjects </HD>
                    <P>For foreign awards, the NCI guidelines for research conducted outside the U.S. are the same as those for research conducted in the United States. Where local laws or regulations differ, investigators should provide the NCI with a rationale for alternate approaches. </P>
                    <HD SOURCE="HD1">V. Abbreviation Definitions Used in these Guidelines </HD>
                    <GPOTABLE COLS="2" OPTS="L0,tp0,p7,8/9,g1,t1,i1" CDEF="s40,r100">
                        <TTITLE> </TTITLE>
                        <BOXHD>
                            <CHED H="1">Abbreviation </CHED>
                            <CHED H="1">Definition </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">caBIG </ENT>
                            <ENT>cancer Biomedical Informatics Grid </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">caDSR </ENT>
                            <ENT>cancer Data Standards Repository </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">caTIES</ENT>
                            <ENT>cancer Text Information Extraction System </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">caTISSUE</ENT>
                            <ENT> component of the NCI cancer Biomedical Informatics Grid </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">CDC </ENT>
                            <ENT>Centers for Disease Control and Prevention </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">CDEs </ENT>
                            <ENT>common data elements </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">CFR </ENT>
                            <ENT>Code of Federal Regulations </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">CHTN </ENT>
                            <ENT>Cooperative Human Tissue Network </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">CLIA </ENT>
                            <ENT>Clinical Laboratory Improvement Amendments </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">CLSI </ENT>
                            <ENT>Clinical and Laboratory Standards Institute (formerly NCCLS, National Committee for Clinical Laboratory Standards) </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">DNA </ENT>
                            <ENT>deoxyribonucleic acid </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FDA </ENT>
                            <ENT>U.S. Food and Drug Administration </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">GSA </ENT>
                            <ENT>General Services Administration </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HHS </ENT>
                            <ENT>U.S. Department of Health and Human Services </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HIPAA </ENT>
                            <ENT>Health Insurance Portability and Accountability Act of 1996 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HIV </ENT>
                            <ENT>human immunodeficiency virus </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">IATA </ENT>
                            <ENT>International Air Transport Association </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">ICAO </ENT>
                            <ENT>International Civil Aviation Organization </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">IRB </ENT>
                            <ENT>institutional review board </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">ISBER </ENT>
                            <ENT>International Society for Biological and Environmental Repositories </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">MTA </ENT>
                            <ENT>Material Transfer Agreement </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">NBN </ENT>
                            <ENT>National Biospecimen Network </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">NCAB </ENT>
                            <ENT>National Cancer Advisory Board </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">NCI </ENT>
                            <ENT>National Cancer Institute </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">OBBR </ENT>
                            <ENT>Office of Biorepositories and Biospecimen Research (at the NCI) </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">OHRP </ENT>
                            <ENT>Office for Human Research Protections </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">OSHA </ENT>
                            <ENT>Occupational Safety and Health Administration </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">PI </ENT>
                            <ENT>packaging instruction </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">QA </ENT>
                            <ENT>quality assurance </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">QC </ENT>
                            <ENT>quality control </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">QMS </ENT>
                            <ENT>quality management system </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">SLA </ENT>
                            <ENT>Simple Letter of Agreement </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">SOPs </ENT>
                            <ENT>standard operating procedures </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">UBMTA </ENT>
                            <ENT>Uniform Biological Material Transfer Agreement </ENT>
                        </ROW>
                    </GPOTABLE>
                    <HD SOURCE="HD1">NCI Glossary of Terms for Purposes of These Guidelines </HD>
                    <P>
                        <E T="03">Accident.</E>
                         Any occurrence that deviates from SOPs or applicable government laws and regulations during specimen retrieval, processing, labeling, storage, or distribution that may affect subsequent use of those specimens (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Adverse outcome.</E>
                         An undesirable effect or untoward complication consequent to or reasonably related to specimen integrity (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Aliquot.</E>
                         A portion of a specimen that has been divided into separate, smaller parts, usually liquid, which are typically stored in separate containers as individual samples. The term aliquot may also be used as a noun to denote a single sample (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Annotation.</E>
                         Explanatory or extra information associated with a particular biospecimen. Annotations may be added by either the pathologist or the resource collector. 
                    </P>
                    <P>
                        <E T="03">Audit.</E>
                         A documented review of procedures, records, personnel functions, equipment materials, facilities, and/or vendors to evaluate adherence to written SOPs or government laws and regulations (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Bioinformatics.</E>
                         Research, development, or application of computational tools and approaches for expanding the use of biological, medical, behavioral, or health data, including those to acquire, store, organize, archive, analyze, or visualize such data (as defined by the NIH Biomedical Information Science and Technology Initiative Consortium (
                        <E T="03">http://www.bisti.nih.gov/CompuBioDef.pdf</E>
                        ) (Eiseman 
                        <E T="03">et al.</E>
                         2003)). 
                    </P>
                    <P>
                        <E T="03">Biorepository.</E>
                         A place, room, or container where biospecimens are stored. Biorepositories vary considerably, ranging from formal organizations to informal collections of materials in an individual researcher's freezer. 
                    </P>
                    <P>
                        <E T="03">Biorepository informatics system.</E>
                         The software, hardware, written documents, support, and training that are necessary to annotate, track, and distribute biospecimens within a biorepository or biorepositories. 
                    </P>
                    <P>
                        <E T="03">Biospecimen or specimen.</E>
                         A quantity of tissue, blood, urine, or other biologically derived material used for diagnosis and analysis. A single biopsy may generate several specimens, including multiple paraffin blocks or frozen specimens. A specimen can include everything from subcellular structures (DNA) to cells, tissue (bone, muscle, connective tissue, and skin), organs (
                        <E T="03">e.g.</E>
                        , liver, bladder, heart, kidney), blood, gametes (sperm and ova), embryos, fetal tissue, and waste (urine, feces, sweat, hair and nail clippings, shed epithelial cells, and placenta). 
                    </P>
                    <P>
                        <E T="03">caBIG (cancer Biomedical Informatics Grid).</E>
                         A voluntary network or grid connecting individuals and institutions to enable the sharing of data and tools, creating a World Wide Web of cancer research. The goal of this project is to speed the delivery of innovative approaches for the prevention and treatment of cancer. caBIG is being developed under the leadership of the NCI Center for Bioinformatics. Nearly 500 people from approximately 50 NCI-designated Cancer Centers and other organizations are working collaboratively on over 70 projects in a 3-year pilot project. For more information on caBIG, visit 
                        <E T="03">http://cabig.nci.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">caDSR (cancer Data Standards Repository).</E>
                         The standards repository that hosts CDEs developed by various NCI-sponsored 
                        <PRTPAGE P="25201"/>
                        organizations. caDSR components are instrumental in the collection of metadata associated with clinical trials. caDSR tools facilitate the search and retrieval of CDEs and caDSR is the single, authoritative source of common data. 
                    </P>
                    <P>
                        <E T="03">caTIES (cancer Text Information Extraction System).</E>
                         A project that will focus on two important challenges of biomedical informatics; namely, information extraction from free text and access to tissue. Specifically, caTIES has three primary goals: (1) Extract coded information from free-text surgical pathology reports using controlled terminologies to populate caBIG-compliant data structures, (2) provide researchers with the ability to query, browse, and acquire annotated tissue data and physical material across a network of federated sources, and (3) pioneer research for distributed text information extraction within the context of caBIG. caTIES modules will be developed as generalized components available on the caBIG, in order to facilitate reuse by other caBIG projects requiring tissue information extraction. 
                    </P>
                    <P>
                        <E T="03">caTISSUE.</E>
                         A modular, open-source specimen inventory and tracking system that will encompass a core database module for those Centers in need of new solutions, as well as application programming interfaces (APIs), software development toolkits (SDKs), and additional annotation modules for those centers with legacy systems that wish to link into the virtual tissue repositories and query across Cancer Centers. The caBIG Tissue Banks and Pathology Tools Workspace (TBPTW) is responsible for the release of caTISSUE. 
                    </P>
                    <P>
                        <E T="03">Clinical data.</E>
                         Data pertaining to or founded on actual observation and treatment of patients. 
                    </P>
                    <P>
                        <E T="03">Clinical trial research.</E>
                         Research studies that evaluate new interventions, drugs, or medical therapies given to human research participants in strictly scientifically controlled settings. The purpose of such trials is to determine whether one or more screening, prevention, and/or treatment options are safe, effective, and better than current standard care. 
                    </P>
                    <P>
                        <E T="03">Code of Federal Regulations (CFR).</E>
                         The Code of Federal Regulations is a publication that codifies the general and permanent rules published in the 
                        <E T="04">Federal Register</E>
                         by the executive departments and agencies of the Federal Government. It is published by the Office of the Federal Register, National Archives and Records Administration, Washington, DC (ISBER 2003). 
                    </P>
                    <P>
                        <E T="03">Coded samples.</E>
                         Sometimes termed “linked” or “identifiable,” these samples are supplied by biorepositories to investigators from identified specimens with a code rather than with personally identifying information, such as a name or Social Security number. 
                    </P>
                    <P>
                        <E T="03">Collection.</E>
                         See 
                        <E T="03">Retrieval.</E>
                    </P>
                    <P>
                        <E T="03">Common Data Elements (CDEs).</E>
                         CDEs standardize metadata between a series of software systems. Such standardization ensures that the same meaning of words is used and that data model and application components are reusable. In addition, it eases the integration of systems. 
                    </P>
                    <P>
                        <E T="03">Confidentiality.</E>
                         A principle emergent from a relationship in which something about an individual, information, or material has been shared (with some degree of loss of privacy) in confidence (
                        <E T="03">NBN Blueprint</E>
                         2003). 
                    </P>
                    <P>
                        <E T="03">Container.</E>
                         Enclosure for one unit or units of specimen(s) (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Cooperative Human Tissue Network (CHTN).</E>
                         A six-division, decentralized, NCI-funded, infrastructure that provides biomedical researchers with access to human tissue. Established in response to a Request for Applications in 1987, the CHTN has provided more than 500,000 high-quality tissue biospecimens from a variety of organs to more than 1,000 investigators for the conduct of basic and developmental cancer research. Eighty percent of these researchers are from academic or government institutions; only 20 percent of users are from industry. 
                    </P>
                    <P>
                        <E T="03">Cryoprotectant.</E>
                         An additive that serves to minimize osmotic imbalances that occur with the progression of freezing fronts through a substance and is intended to limit the amount of cell damage due to cell shrinkage and intracellular ice formation (ISBER 2005).
                    </P>
                    <P>
                        <E T="03">Custodianship.</E>
                         Relates to the caretaking responsibility for the specimen collection, including management and documentation, as well as rights to determine the conditions under which the specimens are accessed and used. 
                    </P>
                    <P>
                        <E T="03">Data.</E>
                         Values derived from scientific experiments or diagnostic procedures organized especially for scientific analysis in a numerical form suitable for processing by computer (
                        <E T="03">NBN Blueprint</E>
                         2003). 
                    </P>
                    <P>
                        <E T="03">Data Sharing Policy (NIH Data Sharing Policy).</E>
                         “NIH believes that data sharing is essential for expedited translation of research results into knowledge, products, and procedures to improve human health. NIH endorses the sharing of final research data to serve these and other important scientific goals and expects and supports the timely release and sharing of final research data from NIH-supported studies for use by other researchers. “Timely release and sharing” is defined as no later than the acceptance for publication of the main findings from the final data set. Effective with the October 1, 2003 receipt date, investigators submitting an NIH application seeking $500,000 or more in direct costs in any single budget period are expected to include a plan for data sharing or state why data sharing is not possible” (Grants Policy Statement, 12/03). The NIH Data Sharing Policy is not itself a requirement to share data but rather to have a plan to address sharing of data or to state why sharing is not possible. (NIH Grants Policy Statement Web site 
                        <E T="03">http://grants2.nih.gov/grants/policy/data_sharing/data_sharing_guidance.htm</E>
                        ). 
                    </P>
                    <P>
                        <E T="03">Deidentified protected health information.</E>
                         Health information that does not identify an individual and with respect to which there is no reasonable basis to believe that the information can be used to identify an individual. Such information is not individually identifiable health information (45 CFR 164.514(a)-(c)) (Eiseman 
                        <E T="03">et al.</E>
                         2003). 
                    </P>
                    <P>
                        <E T="03">Demographic data.</E>
                         Data relating to statistical characteristics of human populations (
                        <E T="03">e.g.</E>
                        , age, gender). 
                    </P>
                    <P>
                        <E T="03">Deviation.</E>
                         An intentional or unintentional event that is a departure from a procedure or a normal practice (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Disposition.</E>
                         Final destination of specimens (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Distribution.</E>
                         A process that includes receipt of request for specimens, selection of appropriate specimens, and final inspection, in conjunction with subsequent shipment and delivery of specimens to another biorepository, specimen collection center, or laboratory (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Dry ice.</E>
                         Solid-phase carbon dioxide. 
                    </P>
                    <P>
                        <E T="03">Genomics.</E>
                         The study of genes and their function; the study of all or a substantial portion of the genes of an organism as a dynamic system, over time, to determine how those genes interact and influence biological pathways, networks, and physiology. 
                    </P>
                    <P>
                        <E T="03">Honest broker.</E>
                         A neutral intermediary between the individual whose tissue and data are being studied and the researcher. The honest broker collects and collates pertinent information regarding the tissue source, replaces identifiers with a code, and releases only coded information to the researcher (Eiseman 
                        <E T="03">et al.</E>
                         2003). 
                    </P>
                    <P>
                        <E T="03">Human subject.</E>
                         A living individual about whom an investigator, either professional or student, conducting research obtains (1) Data through intervention or interaction with the individual or (2) identifiable private information (45 CFR 46.102(f)). A Human subject may also be a patient, but is not necessarily one. 
                    </P>
                    <P>
                        <E T="03">Indemnification.</E>
                         A legal term of art meaning to secure a person or entity against hurt, loss, injury, or other damages suffered. 
                    </P>
                    <P>
                        <E T="03">Informatics.</E>
                         The use of science, computer science, information technologies, and other technologies to provide data, information, and knowledge to an individual or an organization. The term is synonymous with information science. See also 
                        <E T="03">biorepository informatics system.</E>
                    </P>
                    <P>
                        <E T="03">Informatics system.</E>
                         Refers to the software, hardware, written documents, support, and training necessary to annotate, track, and distribute biospecimens within a biorepository or biorepositories. 
                    </P>
                    <P>
                        <E T="03">Informed consent.</E>
                         An educational process between the investigator and the prospective subject (or the subject's legally authorized representative) as a means to ensure respect for persons; mutual understanding of research procedures, risks, rights, and responsibilities; and continuous voluntary participation (
                        <E T="03">NBN Blueprint</E>
                         2003). 
                    </P>
                    <P>
                        <E T="03">Institutional review board.</E>
                         A specially constituted review body established or designated by an entity to protect the welfare of human subjects recruited to participate in biomedical or behavioral research. 
                    </P>
                    <P>
                        <E T="03">Intellectual property.</E>
                         Creative ideas and expressions of the human mind that have commercial value and receive the legal protection of a property right. The major legal mechanisms for protecting intellectual property rights are copyrights, patents, and trademarks. Another form of protection for data sets available in Europe and most of the industrialized world, except the US, is called “
                        <E T="03">sui generis</E>
                         rights in data.” Intellectual property rights enable owners to deny some parties or persons from access and use of the property and thus to protect it from unauthorized use. 
                    </P>
                    <P>
                        <E T="03">Interoperability.</E>
                         The ability of two or more systems or components to exchange 
                        <PRTPAGE P="25202"/>
                        information and to use the information that has been exchanged. 
                    </P>
                    <P>
                        <E T="03">Invention.</E>
                         A new and useful process, machine, manufacture or composition of matter, or any new and useful improvement, finding, or product that advances the state of the art or practice and may be patentable. 
                    </P>
                    <P>
                        <E T="03">Label.</E>
                         Any written, printed, or graphic material on or affixed to a specimen container or package (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Liquid nitrogen dry shipper.</E>
                         A container used for sending samples in the vapor phase of liquid nitrogen (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Longitudinal data.</E>
                         Clinical data acquired over the course of time. 
                    </P>
                    <P>
                        <E T="03">Material Transfer Agreement (MTA).</E>
                         A binding legal agreement between the provider of research materials and the recipient of the materials that sets forth conditions of transfer and use, protects proprietary interests, and restricts distribution of the material. An important aspect of the MTA is that it normally removes liability on the part of the provider that might arise from recipient's use of the research material. 
                    </P>
                    <P>
                        <E T="03">Package.</E>
                         A labeled carton, receptacle, or wrapper containing one or more containers and accompanying labeling material (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Paraffin-embedded.</E>
                         Tissue that is formalin fixed and then embedded in wax. (
                        <E T="04">Note:</E>
                         Other alternative fixation methods may be used to fix the tissue.) 
                    </P>
                    <P>
                        <E T="03">Patent.</E>
                         A property right granted by the Federal Government or a Sovereign State to an inventor. In order to be patentable, an invention must contain an idea that serves some utility, is novel, and is patentable as defined under U.S. Patent Law. 
                    </P>
                    <P>
                        <E T="03">Patient.</E>
                         A person undergoing medical treatment. 
                    </P>
                    <P>
                        <E T="03">Preservation.</E>
                         Use of chemical agents, alterations in environmental conditions, or other means during processing to prevent or retard biological or physical deterioration of a specimen (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Prevalence.</E>
                         Number of cases of a disease, infected persons, or persons with some other attribute present during a particular interval of time. 
                    </P>
                    <P>
                        <E T="03">Privacy.</E>
                         The state or condition of limited access to an individual and/or to information about that individual. 
                    </P>
                    <P>
                        <E T="03">Procedure.</E>
                         A series of steps designed to result in a specific outcome when followed in order (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Process validation studies.</E>
                         The process of demonstrating that a specific procedure will consistently produce expected results within predetermined specifications (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Processing.</E>
                         Any procedure employed after specimen collection but prior to its distribution, including preparation, testing, and releasing the specimen to inventory and labeling (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Prospective.</E>
                         When an intervention of interest is performed and all relevant information and observations on its effects are gathered after entry into the study. By contrast, “retrospective” studies focus on information that has already been collected. 
                    </P>
                    <P>
                        <E T="03">Protected health information (PHI).</E>
                         Any health information that is collected by a covered entity and is individually identifiable (
                        <E T="03">NBN Blueprint</E>
                         2003). Also, a subset of individually identifiable information that can be disclosed only under the following conditions: (1) The use or disclosure is sought solely to review PHI as necessary to prepare the research protocol or other similar preparatory purposes, (2) no PHI is removed from the covered entity during review, and (3) the PHI that the researcher seeks to use or access is necessary for the research purposes. PHI can be deidentified by removing all 18 identifiers listed in section 164.514(b)(2) of the Federal regulations or by having a qualified statistician perform an analysis stating that the risk of the information being used is small (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Proteomics.</E>
                         The study of the full set of proteins encoded by a genome; the study of the identities, quantities, structures, and biochemical and cellular functions of all proteins in an organism, organ, or organelle and how these properties vary in space, time, and physiological state. 
                    </P>
                    <P>
                        <E T="03">Quality assurance (QA).</E>
                         An integrated system of management activities involving planning, implementation, documentation, assessment, and improvement to ensure that a process or item is of the type and quality needed for the project. Same as quality management system (QMS) (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Quality control (QC).</E>
                         Specific tests defined by the QA or QMS Program to be performed to monitor procurement, processing, preservation and storage, specimen quality, and test accuracy. These may include but are not limited to performance evaluations, testing, and controls used to determine accuracy and reliability of the biorepository's equipment and operational procedures as well as monitoring of the supplies, reagents, equipment, and facilities (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Quality management system (QMS).</E>
                         Same as 
                        <E T="03">Quality assurance (QA)</E>
                         (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Quality.</E>
                         Conformance of a specimen or process with preestablished specifications or standards (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Reach-through provisions.</E>
                         Material transfer agreements do not usually require financial payments at the time of the transfer, but many allow the provider to either own, or license exclusively, or obtain payments upon the sale of, developments that the recipient makes with the provider's materials. These are loosely termed “reach-through” provisions and are considered by many providers to be desirable because they allow the provider to obtain rights in subject matter to which the provider would not otherwise have rights through its ownership or patent coverage of the material alone. Reach-through provisions are considered undesirable by many recipients because they burden all the developments created after the use of the material and because they are seen as providing an unfairly high level of compensation to the provider for use of the material. 
                    </P>
                    <P>
                        <E T="03">Repository.</E>
                         See 
                        <E T="03">Biorepository,</E>
                         above. 
                    </P>
                    <P>
                        <E T="03">Research.</E>
                         Systematic investigation, including research development, testing, and evaluation, designed to develop or contribute to generalizable knowledge. 
                    </P>
                    <P>
                        <E T="03">Retrieval.</E>
                         The removal, acquisition, recovery, harvesting, or collection of specimens (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Safety.</E>
                         Processes, procedures, and technologies to ensure freedom from danger or harm. 
                    </P>
                    <P>
                        <E T="03">Sample.</E>
                         Portions of specimens distributed to researchers (Eiseman 
                        <E T="03">et al.</E>
                         2003). 
                    </P>
                    <P>
                        <E T="03">Semantics.</E>
                         Refers to the ways that information in a data file should be interpreted by others. 
                    </P>
                    <P>
                        <E T="03">Shipping manifest.</E>
                         A written description of the contents of the shipped package (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Simple Letter of Agreement.</E>
                         A short form of a standard material transfer agreement. 
                    </P>
                    <P>
                        <E T="03">Specimen.</E>
                         A portion of tissue, blood, urine, or other material used for diagnosis and analysis. A single biopsy may generate several 
                        <E T="03">specimens,</E>
                         including a number of slides, paraffin blocks, and/or frozen specimens. See 
                        <E T="03">Biospecimen.</E>
                    </P>
                    <P>
                        <E T="03">Standard operating procedures (SOPs) manual.</E>
                         A group of standard operating procedures detailing the specific policies of a biorepository and the procedures used by the staff/personnel (ISBER 2005). 
                    </P>
                    <P>
                        <E T="03">Storage.</E>
                         Maintenance of specimens for future use. 
                    </P>
                    <P>
                        <E T="03">Tissue.</E>
                         Refers generally to a biologic collection of cells, and the extracellular matrix and/or intercellular substances surrounding them. Tissue is most often referred to in the context of solid tissue, as originating from a solid organ; however, tissue can also be defined broadly to include collections of cells and intercellular substances from bodily fluids such as blood. 
                    </P>
                    <P>
                        <E T="03">Tissue Banks and Pathology Tools Workspace (TBPTW).</E>
                         As one of three caBIG pilot domain workspaces, the goal of the TBPTW is to develop a set of tools to inventory, track, mine, and visualize tissue samples and related information from a geographically dispersed biorepository. This Workspace provides an opportunity to bind Cancer Center systems together into a unified resource through a shared informatics infrastructure. Cancer Centers with experience in successfully developing tools in this domain are acting as developers, while other Centers are included as testing and validation sites. Cancer Centers that have expressed an interest in sharing information regarding specimen repositories and data sets are participating as early test sites, providing an opportunity to demonstrate how the tools perform in actual practice. 
                    </P>
                    <P>
                        <E T="03">Translational research.</E>
                         The process of applying ideas, insights, and discoveries generated through basic scientific inquiry to the prevention or treatment of human disease. 
                    </P>
                    <P>
                        <E T="03">Uniform Biological Material Transfer Agreement (UBMTA).</E>
                         A standardized material transfer agreement with generic language for biological material transfers. It was created to increase the efficiency of the process by decreasing delays in research progress during negotiation of material transfer agreements, while providing uniform protection for biological materials. The National Institutes of Health published the Uniform Biological Material Transfer Agreement in 1995 and recommends its use by all public and nonprofit research institutions. The Association of University Technology Managers (AUTM) administers the process of becoming a signatory to the 
                        <PRTPAGE P="25203"/>
                        Master Agreement. See 
                        <E T="03">http://www.autm.net/aboutTT/aboutTT_umbta.cfm.</E>
                    </P>
                    <P>
                        <E T="03">Use case.</E>
                         A description of the process used to perform a particular modeling task on a particular model. It is a user-centered description of the activities performed by a user to accomplish a particular goal. The collected use cases specify all the ways the system can be used. 
                    </P>
                    <SIG>
                        <DATED>Dated: April 10, 2006. </DATED>
                        <NAME>John Niederhuber, </NAME>
                        <TITLE>Deputy Director, Translational and Clinical Sciences. </TITLE>
                    </SIG>
                </APPENDIX>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-3997 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4140-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
                <SUBAGY>Coast Guard</SUBAGY>
                <DEPDOC>[USCG-2006-24540]</DEPDOC>
                <SUBJECT>Privacy Act of 1974; System of Records</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>United States Coast Guard, Department of Homeland Security.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of Privacy Act system of records.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The United States Coast Guard in the Department of Homeland Security is creating a new system of records for the secure collection of information from and about individuals and entities subject to the requirements of the Maritime Transportation Security Act of 2002.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The new system of records will be effective May 30, 2006, unless comments are received that result in a contrary determination.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments identified by docket number USCG-2006-24540 to the Docket Management Facility at the U.S. Department of Transportation. To avoid duplication, please use only one of the following methods:</P>
                    <P>
                        (1) Web site: 
                        <E T="03">http://dms.dot.gov</E>
                        .
                    </P>
                    <P>(2) Mail: Docket Management Facility, U.S. Department of Transportation, Room Plaza 401, 400 Seventh Street, SW., Washington, DC 20590-0001.</P>
                    <P>(3) Fax: 202-493-2251 (not toll-free).</P>
                    <P>(4) Delivery: Room PL-401 on the Plaza level of the Nassif Building, 400 Seventh Street, SW., Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The telephone number is 202-366-9329.</P>
                    <P>
                        (5) Federal eRulemaking Portal: 
                        <E T="03">http://www.regulations.gov</E>
                        .
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Mr. Donald Taylor, U.S. Coast Guard Privacy Officer. Address: Commandant (CG-611), U.S. Coast Guard, 2100 2nd Street, SW., Washington, DC 20593-0001. Telephone number is 202-475-3519.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Maritime Transportation Security Act (MTSA) of 2002 establishes a comprehensive national system of transportation security enhancements to protect America's maritime community against the threat of terrorism without adversely affecting the flow of commerce through United States ports. The United States Coast Guard (USCG) is the lead Federal agency for maritime homeland security and has significant enforcement responsibilities under the MTSA. Among other responsibilities under the MTSA, the Coast Guard requires that maritime security plans be developed for ports, vessels and facilities, and that those with access to maritime facilities have credentials demonstrating their eligibility for such access.</P>
                <P>Homeport, a new system of records under the Privacy Act of 1974, will facilitate implementation of these requirements. Representatives of the maritime industry, members of Area Maritime Security Committees, which are required under the MTSA, other entities regulated by the MTSA, and USCG and other officials will be able to register and use Homeport for secure information dissemination and collaboration. In this aspect regulated entities will be able to use Homeport for electronic submission and approval of required security plans and the Coast Guard will be able to verify compliance with security requirements. Homeport will also be used to collect information from and about individuals for whom background screening will be conducted for purposes of establishing USCG-approved identification credentials for access to maritime facilities, and to inform owners and operators of those maritime facilities of the names of persons who have passed the background screening. Homeport also has the capability to be used as a communications tool in the event of a natural disaster or other emergency to facilitate secure communications.</P>
                <P>The Privacy Act embodies fair information principles in a statutory framework governing the means by which the United States Government collects, maintains, uses, and disseminates personally identifiable information. The Privacy Act applies to information that is maintained in a “system of records.” A “system of records” is a group of any records under the control of an agency from which information is retrieved by the name of the individual or by some identifying number, symbol, or other identifying particular assigned to the individual. Information in Homeport about registered users and those subject to screening for purposes of credentialing will be maintained in a system of records.</P>
                <P>
                    The Privacy Act requires each agency to published in the 
                    <E T="04">Federal Register</E>
                     a description denoting the type and character of each system of records that the agency maintains, and the routine uses that are contained in each system to make agency recordkeeping practices transparent, to notify individuals regarding the uses to which personally identifiable information is put, and to assist the individual to more easily find such files within the agency. Individuals may request their own  records that are maintained in a system of records in the possession or under the control of DHS by complying with DHS Privacy Act regulations (6 CFR 5.21).
                </P>
                <P>USCG is hereby publishing the description of the Homeport system of records. In accordance with 5 U.S.C. 552a(r), a report of this new system of records has been provided to the Office of Management and Budget (OMB) and to the Congress.</P>
                <PRIACT>
                    <HD SOURCE="HD1">DHS/CG 060</HD>
                    <HD SOURCE="HD2">System name:</HD>
                    <P>Homeport</P>
                    <HD SOURCE="HD2">Security classification:</HD>
                    <P>Unclassified, Sensitive.</P>
                    <HD SOURCE="HD2">System location:</HD>
                    <P>The system is located at the United States Coast Guard Operations Systems Center, 600 Coast Guard Drive, Kearneysville, WV 25430-3000.</P>
                    <HD SOURCE="HD2">Categories of individuals covered by the system of records:</HD>
                    <P>
                        This system of records covers individuals including, but not limited to, representatives of the maritime industry, members of Area Maritime Security Committees, entities regulated under the maritime Transportation Security Act, and government officials. These persons may complete on-line forms and/or request an account to provide the information requested or required by the Coast Guard, access/view sensitive but unclassified information, and participate in collaboration communities. This system will also cover individuals for whom background screening will be conducted for the purpose of establishing Coast Guard-approved identification credentials for access to certain regulated facilities. These individuals include, but are not limited to, facility 
                        <PRTPAGE P="25204"/>
                        operators, their employees, and non-employees who require regular access privileges to such regulated facilities.
                    </P>
                    <HD SOURCE="HD2">Categories of records in the system:</HD>
                    <P>To participate in the Homeport portal for information dissemination and collection, the following personal information may be included in this record system: Full Name, Company or Organization name, Address, City, State, Zip, Country, Work Phone, Mobile Phone, 24 Hour Contact Phone, Fax, Pager, E-mail Address, Alternate E-mail Address, Referral Name/Phone/E-mail Address, Date of Birth, height, weight, and other personal characteristics, if applicable.</P>
                    <P>For Coast Guard members (active duty and civilian personnel), these fields are pre-populated using data from Direct Access, the Coast Guard's enterprise human resource system. The following information is being captured from Direct Access: Employee ID, Billet Control Number (BCN), Grade Level, and Position Number.</P>
                    <P>For purposes of issuing identification credentials for facilities access, the following personal information will be included: Full Name, Date of Birth, Social Security (optional) Number, and Alien identification number (if applicable).</P>
                    <HD SOURCE="HD2">Authority for maintenance of the system:</HD>
                    <P>50 U.S.C. 191; 46 U.S.C. 3717; 46 U.S.C. 12501; 44 U.S.C. 35 (1) 3507; 33 U.S.C. 1223; 14 U.S.C. 2; 33 CFR part 125</P>
                    <HD SOURCE="HD2">Purpose(s):  </HD>
                    <P>Homeport is an enterprise tool that will facilitate compliance with the requirements set forth in the Maritime Transportation Security Act (MTSA) of 2002, by providing secure information dissemination, advanced collaboration, electronic submission and approval for vessel/facility security plans, and complex electronic and telecommunication notification capabilities. The collection of personally identifiable information concerning those with access to Homeport will allow the Coast Guard to validate the suitablility, identity and eligibility of those who request permission and/or have access to the system. In addition, the system helps ensure national security by collecting information required to verify maritime workers' identities and facilitating the validation of maritime workers' background information. The system will also assist transportation facilities in managing their security risks and accounting for access of authorized personnel to transportation facilities and activities.  </P>
                    <P>The system can also be used to facilitate communications and therefore aid the Coast Guard's response to major incidents, such as maritime casualties and natural disasters.  </P>
                    <HD SOURCE="HD2">Routine uses of records maintained in the system, including categories of users and the purposes of such uses:  </HD>
                    <P>In addition to those disclosures generally permitted under 5 U.S.C. 552a(b) of the Privacy Act, all or a portion of the records or information contained in this system may be disclosed outside DHS as a routine use pursuant to 5 U.S.C. 552a(b)(3) as follows:  </P>
                    <P>(A) Where a record, either on its face or in conjunction with other information, indicates a violation or potential violation of law—criminal, civil or regulatory—the relevant recoreds may be referred to an appropriate Federal, state, territorial, tribal, local, international, or foreign agency law enforcement authority or other appropriate agency charged with investigating or prosecuting such a violation or enforcing or implementing such law.   </P>
                    <P>(B) To Federal intelligence community agencies and other agencies to further the mission of those agencies relating to persons who may pose a risk to homeland security.  </P>
                    <P>(C) To a Federal, state, local, tribal, territorial, foreign, or international agency, in connection with the hiring or retention of an employee, the issuance of a security clearance, the reporting of an investigation of an employee, the letting of a contract, or the issuance of a license, grant, or other benefit by the requesting agency, to the extent that the information is relevant and necessary to either to the agency's or the Coast Guard's decision on the matter.  </P>
                    <P>(D) To an organization or individual in either the public or private sector where there is a reason to believe that the recipient is or could become the target of a particular terrorist activity or conspriacy, to the extent the information is relevant to the protection of life or property.  </P>
                    <P>(E) To an agency, organization, or individual for the purposes of performing authorized audit or oversight operations.</P>
                    <P>(F) To international and foreign governmental authorities, in accordance with law and formal or informal international agreement.  </P>
                    <P>(G) To maritime facility personnel or other appropriate individuals when relevant to the individual's employment, application, contract, issuance of credentials or clearances, or access to maritime facilities.  </P>
                    <P>(H) To the Department of Justice (DOJ) or other Federal agency in the review, settlement, defense, and prosecution of claims, complaints, and lawsuits involving matters over which the Coast Guard exercises jurisdiction; or when conducting litigation, or in proceedings, before any court, adjudicative or administrative body, when: (a) The Coast Guard; or (b) any employee of the Coast Guard in his/her official capacity; or (c) any employee of the Coast Guard in his/her individual capacity, where DOJ or the Coast Guard has agreed to represent the employee; or (d) the United States or any agency thereof, is a party to the litigation, or has an interest in such litigation, and the Coast Guard determines that the records are both relevant and necessary to the litigation and the use of such records is compatible with the purpose for which the Coast Guard collected the records.  </P>
                    <P>(I) To contractors, grantees, experts, consultants, volunteers, or other like persons, when necessary to perform a function or service related to this system of records for which they have been engaged.  </P>
                    <P>(J) To a congressional office from the record of an individual, in response to an inquiry from that congressional office made at the individual.  </P>
                    <P>(K) To the National Archives and Records Administration, or other appropriate Federal agency, pursuant to records management inspections being conducted under the authority of 44 U.S.C. 2904 and 2906.  </P>
                    <HD SOURCE="HD2">Disclosure to consumer reporting agencies:</HD>
                    <P>None.</P>
                    <HD SOURCE="HD2">Policies and practices for storing, retrieving, accessing, retaining, and disposing of records in the system.</HD>
                    <HD SOURCE="HD2">Storage:</HD>
                    <P>Records in this system are stored in electronic form in an automated data processing (ADP) database operated and maintained by the USCG. Backups are performed daily. Copies of backups are stored at an off-site location.</P>
                    <HD SOURCE="HD2">RETRIEVABILITY:</HD>
                    <P>Information is retrieved from this system by First Name, Last Name, City, State, Captain of the Port Zone, Vessel Role, Facility Role, Committee Membership, Vessel Association, Case Identification Number, and Facility Association.</P>
                    <HD SOURCE="HD2">SAFEGUARDS:</HD>
                    <P>
                        Homeport falls under the guidelines of the USCG Operations System Center (OSC) in Kearneysville, WV. This computer facility has its own approved 
                        <PRTPAGE P="25205"/>
                        System Security Plan, which provides that the system will be maintained in a secure computer room with access restricted to authorized personnel only. Access to the building must be authorized and is limited. The U.S. Coast Guard will operate Homeport in consonance with Federal security regulations, policy, procedures, standards and guidance for implementing the Automated Information Systems Security Program. Only authorized Department of Homeland Security personnel, and authorized U.S. Government contractors conducting system maintenance, may access Homeport records.
                    </P>
                    <P>Access to records is protected by the use of two-password security and the scope of access for each password is limited to the official need of each individual authorized access. USCG will ensure that users take precautions in accordance with OMB Circular A-130, Appendix III (regarding the Computer Security Act of 1987).</P>
                    <HD SOURCE="HD2">Retention and disposal:</HD>
                    <P>USCG has a proposed record schedule pending with the National Archives and Records Administration (NARA). If approved, registration information collected by Homeport will be expunged from the system once an account is terminated. Data related to maritime personnel screening will be retained for two years. Response-associated information, such as personal data needed for search and rescue purposes, will be retained for 120 days following completion of response operations.</P>
                    <HD SOURCE="HD2">System Manager and address:</HD>
                    <P>Department of Homeland Security, United States Coast Guard Headquarters, Chief, Office of Information Resources (G-PRI), 2100 2nd Street, SW., Washington, DC 20593-0001.</P>
                    <HD SOURCE="HD2">Notification procedures:</HD>
                    <P>To determine if this system contains information on you, you may submit a written request that includes your name, mailing address, and, if applicable, your merchant mariner license or document number, to the System Manager. For ease of identification, you should also include the name and identifying number (documentation number, state registration number, International Maritime Organization (IMO) number, etc.) of any vessel with which you have been associated and the name and address of any facility (including platforms, bridges, deep water ports, marinas, terminals, and factories) with which you have been associated. You or your legal representative must sign the request. Send the request to the System Manager.</P>
                    <HD SOURCE="HD2">RECORDS ACCESS PROCEDURES:</HD>
                    <P>Same as “Notification procedures” above.</P>
                    <HD SOURCE="HD2">Contesting record procedures:</HD>
                    <P>Same as “Notification procedures” and “Records Access Procedures,” above.</P>
                    <HD SOURCE="HD2">Record source categories:</HD>
                    <P>Information entered into Homeport is gathered from registering users, the general public if completing an on-line form during marine casualty incidents or natural disasters, individuals who are proposed to have access to maritime facilities, government agencies, and U.S. Coast Guard personnel.</P>
                    <HD SOURCE="HD2">Exemptions claimed for the system:</HD>
                    <P>None.</P>
                </PRIACT>
                <SIG>
                    <DATED>Dated: April 13, 2006. </DATED>
                    <NAME>Maureen Cooney, </NAME>
                    <TITLE>Acting Chief Privacy Officer. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. 06-4027 Filed 4-25-06; 2:26 pm] </FRDOC>
            <BILCOD>BILLING CODE 4410-10-M </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT </AGENCY>
                <DEPDOC> [Docket No. FR-5052-N-03] </DEPDOC>
                <SUBJECT>Notice of Proposed Information Collection: Comment Request; Notice of Application for Designation as a Single Family Foreclosure Commissioner </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the General Counsel, HUD. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The proposed information collection requirement described below will be submitted to the Office of Management and Budget (OMB) for review, as required by the Paperwork Reduction Act. The Department is soliciting public comments on the subject proposal. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Comments Due Date:</E>
                         June 27, 2006. 
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Interested persons are invited to submit comments regarding this proposal. Comments should refer to the proposal by name and/or OMB Control Number and should be sent to: Brenda M. Johnson, Reports Liaison Officer, Department of Housing and Urban Development, 451 Seventh Street, SW., Room 10276, Washington, DC 20410-0500. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Bruce Albright, Assistant General Counsel, Single Family Mortgage Division, Office of General Counsel, Department of Housing and Urban Development, 451 7th Street, SW., Room 9240, Washington, DC 20410 telephone (202 708-0080) (this is not a toll-free number). </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Department is submitting the proposed information collection to OMB for review, as required by the Paperwork Reduction Act of 1995 (44 U.S.C. chapter 35, as amended). </P>
                <P>
                    This notice is soliciting comments from members of the public and affecting agencies concerning the proposed collection of information to: (1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (2) Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information; (3) Enhance the quality, utility, and clarity of the information to be collected; and (4) Minimize the burden of the collection of information on those who are to respond; including through the use of appropriate automated collection techniques or other forms of information technology, 
                    <E T="03">e.g.</E>
                    , permitting electronic submission of responses. 
                </P>
                <P>
                    <E T="03">This Notice also lists the following information:</E>
                </P>
                <P>
                    <E T="03">Title of Proposal:</E>
                     Notice of Application for Designation As a Single Family Foreclosure Commissioner (SF Mortgage Foreclosure Act of 1994). 
                </P>
                <P>
                    <E T="03">OMB Control Number, if applicable:</E>
                     2510-0012. 
                </P>
                <P>
                    <E T="03">Description of the need for the information and proposed use:</E>
                     Under the Single Family Mortgage Foreclosure Act of 1994, HUD may exercise a nonjudicial Power of Sale of single family HUD-held mortgages and may appoint Foreclosure Commissioners to do this. HUD needs the notice and resulting applications for compliance with the Act's requirements that commissioners be qualified. Most respondents will be attorneys, but anyone may apply. 
                </P>
                <P>
                    <E T="03">Agency form numbers, if applicable:</E>
                     None. 
                </P>
                <P>
                    <E T="03">Members of affected public:</E>
                     Business or Other For-Profit and Individuals or Households. 
                </P>
                <P>
                    <E T="03">Estimation of the total numbers of hours needed to prepare the information collection including number of respondents, frequency of response, and hours of response:</E>
                    <PRTPAGE P="25206"/>
                </P>
                <GPOTABLE COLS="4" OPTS="L2,tp0,i1" CDEF="s25,12C,12C,12C">
                    <TTITLE>  </TTITLE>
                    <BOXHD>
                        <CHED H="1">Number of respondents </CHED>
                        <CHED H="1">Frequency of response </CHED>
                        <CHED H="1">
                            Hours per 
                            <LI>response </LI>
                        </CHED>
                        <CHED H="1">Total burden hours </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">30 </ENT>
                        <ENT>1 </ENT>
                        <ENT>.5 </ENT>
                        <ENT>15 </ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    <E T="03">Status of the proposed information collection:</E>
                     Reinstatement of collection. 
                </P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>The Paperwork Reduction Act of 1995, 44 U.S.C. Chapter 35, as amended. </P>
                </AUTH>
                <SIG>
                    <DATED>Dated: April 24, 2006. </DATED>
                    <NAME>Camille E. Acevedo, </NAME>
                    <TITLE>Associate General Counsel for Legislation and Regulation Division. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E6-6381 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4210-67-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT </AGENCY>
                <DEPDOC>[Docket No. FR-5041-N-14] </DEPDOC>
                <SUBJECT>Notice of Proposed Information Collection: Comment Request; Revitalization Area Designation and Management </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the Assistant Secretary for Housing-Federal Housing Commissioner, HUD. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The proposed information collection requirement described below will be submitted to the Office of Management and Budget (OMB) for review, as required by the Paperwork Reduction Act. The Department is soliciting public comments on the subject proposal. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Comments Due Date:</E>
                         June 27, 2006. 
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Interested persons are invited to submit comments regarding this proposal. Comments should refer to the proposal by name and/or OMB Control Number and should be sent to: Lillian Deitzer, Reports Management Officer, Department of Housing and Urban Development, 451 7th Street, SW., L'Enfant Plaza Building, Room 8003, Washington, DC 20410 or 
                        <E T="03">Lillian_Deitzer@hud.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Joe McCloskey, Director, Single Family Asset Management, Department of Housing and Urban Development, 451 7th Street SW., Washington, DC 20410, telephone (202) 708-1672 (this is not a toll free number) for copies of the proposed forms and other available information. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Department is submitting the proposed information collection to OMB for review, as required by the Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35, as amended). </P>
                <P>
                    This Notice is soliciting comments from members of the public and affected agencies concerning the proposed collection of information to: (1) Evaluate whether the proposed collection is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (2) Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information; (3) Enhance the quality, utility, and clarity of the information to be collected; and (4) Minimize the burden of the collection of information on those who are to respond; including the use of appropriate automated collection techniques or other forms of information technology, 
                    <E T="03">e.g.</E>
                    , permitting electronic submission of responses. 
                </P>
                <P>This Notice also lists the following information: </P>
                <P>
                    <E T="03">Title of Proposal:</E>
                     Revitalization Area Designation And Management. 
                </P>
                <P>
                    <E T="03">OMB Control Number, if applicable:</E>
                     2502-To Be Determined. 
                </P>
                <P>
                    <E T="03">Description of the need for the information and proposed use:</E>
                     These information collections are needed to determine whether certain geographic areas qualify for designation as revitalization areas for purposes of offering HUD-owned single family assets for sale at discounts. HUD's Officer Next Door and Teacher Next Door Sales programs and the Asset Control Area program, each of which offers properties for sale at discounts, may operate only in designated revitalization areas. A geographic area must be described by census block group(s) and must meet one of the following three criteria: 
                </P>
                <P>
                    1. 
                    <E T="03">Very Low Income Area:</E>
                     The median household income for the area is less than 60 percent of the median household income for: 
                </P>
                <P>(a) In the case of any area located within a metropolitan area, such metropolitan area; or </P>
                <P>(b) In the case of any area not located within a metropolitan area, the State in which the area is located. </P>
                <P>
                    2. 
                    <E T="03">High Concentration of Eligible Assets:</E>
                     A high rate of default or foreclosure for single-family mortgages insured under the National Housing Act has resulted, or may result, in the area. 
                </P>
                <P>
                    3. 
                    <E T="03">Low Homeownership Rate:</E>
                     The rate for homeownership of single-family homes in the area is substantially below the rate for homeownership in the metropolitan area or, in the case of any area not located within a metropolitan area, the state in which the area is located. 
                </P>
                <P>
                    <E T="03">Agency form numbers, if applicable:</E>
                     None. 
                </P>
                <P>
                    <E T="03">Estimation of the total numbers of hours needed to prepare the information collection including number of respondents, frequency of response, and hours of response:</E>
                     The estimated number of burden hours needed to prepare the information collection is 96 hours; the number of respondents is 12 generating approximately 12 annual responses; the frequency of response is on occasion; and the estimated time needed to prepare the response is approximately 8 hours per response. 
                </P>
                <P>
                    <E T="03">Status of the proposed information collection:</E>
                     New filing for an existing program. 
                </P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>The Paperwork Reduction Act of 1995, 44 U.S.C., Chapter 35, as amended. </P>
                </AUTH>
                <SIG>
                    <DATED>Dated: April 24, 2006. </DATED>
                    <NAME>Frank L. Davis, </NAME>
                    <TITLE>General Deputy Assistant Secretary for Housing-Deputy Federal Housing Commissioner.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E6-6383 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4210-67-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT </AGENCY>
                <DEPDOC>[Docket No. FR-5044-N-08] </DEPDOC>
                <SUBJECT>Notice of Proposed Information Collection for Public Comment; Public Housing Operating Fund—Stop Loss and Appeals </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the Assistant Secretary for Public and Indian Housing, HUD. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The proposed information collection requirement described below will be submitted to the Office of Management and Budget (OMB) for review, as required by the Paperwork Reduction Act. The Department is soliciting public comments on the subject proposal. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Comments Due Date:</E>
                         June 27, 2006. 
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Interested persons are invited to submit comments regarding this proposal. Comments should refer to the proposal by name/or OMB Control 
                        <PRTPAGE P="25207"/>
                        number and should be sent to: Aneita Waites, Reports Liaison Officer, Public and Indian Housing, Department of Housing and Urban Development, 451 7th Street, SW., Room 4116, Washington, DC 20410-5000. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Aneita Waites, (202) 708-0713, extension 4114, for copies of the proposed forms and other available documents. (This is not a toll-free number). </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Department will submit the proposed information collection to OMB for review, as required by the Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35, as amended). This notice is soliciting comments from members of the public and affected agencies concerning the proposed collection of information to: (1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (2) evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information; (3) enhance the quality, utility, and clarity of the information to be collected; and (4) minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated collection techniques or other forms of information technology; e.g., permitting electronic submission of responses. </P>
                <P>This Notice also lists the following information:</P>
                <P>
                    <E T="03">Title of Proposal:</E>
                     Public Housing Operating Fund—Stop Loss and Appeals. 
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     Pending. 
                </P>
                <P>
                    <E T="03">Description of the need for the information and proposed use:</E>
                     PHAs that will experience a reduction in subsidy will have their subsidy reduction phased in over a five-year period. PHAs that elect to stop the phase in of the decrease in their subsidy are required to demonstrate to HUD a successful conversion to asset management, as provided in the operating fund final rule. A PHA with a reduction in subsidy may make this demonstration to HUD in order to “stop its losses” during any one of the five years over which HUD phases in the reduction. Under the operating fund final rule, PHAs that elect to file an appeal of their subsidy amounts are required to meet the appeal requirements set forth in subpart G of the operating fund final rule. The final rule establishes five grounds for appeals in 24 CFR 990.245 and they are the: (a) Streamlined appeal; (b) appeal of formula income for economic hardship; (c) appeal for specific local conditions; (d) appeal for changing market conditions; and (e) appeal to substitute actual project cost data. To stop the phase-in of the reduction in the amount of subsidy a PHA receives under the new operating fund formula, PHAs submit a “stop loss” package to HUD demonstrating conversion to asset management. To appeal the amount of subsidy on any one of the permitted bases of appeal, PHAs submit an appeal request to HUD. 
                </P>
                <P>
                    <E T="03">Agency form number, if applicable:</E>
                     N/A. 
                </P>
                <P>
                    <E T="03">Members of affected public:</E>
                     Public housing agencies. 
                </P>
                <P>
                    <E T="03">Estimation of the total number of hours needed to prepare the information collection including number of respondents:</E>
                     The estimated number of respondents is 805 PHAs that submit one request for stop loss and 1,255 PHAs that submit an appeal of the amount of operating subsidy, for a total 2,060 PHAs that submit annually. The average number for each PHA response varies by size of the PHA, with a total reporting burden of 36,025 hours: An average of 20.37 hours per respondent for stop loss; and an average of 11.71 hours per respondent for appeals. 
                </P>
                <P>
                    <E T="03">Status of the proposed information collection:</E>
                     New collection. 
                </P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>Section 3506 of the Paperwork Reduction Act of 1995, 44 U.S.C. Chapter 35, as amended. </P>
                </AUTH>
                <SIG>
                    <DATED>Dated: April 24, 2006. </DATED>
                    <NAME>Bessy Kong, </NAME>
                    <TITLE>Deputy Assistant Secretary for Policy, Program and Legislative Initiatives.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6450 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4210-67-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT </AGENCY>
                <DEPDOC>[Docket No. FR-5037-N-23] </DEPDOC>
                <SUBJECT>Notice of Submission of Proposed Information Collection to OMB; Housing for Older Persons Act of 1995 (HOPA) Exemption From Familial Status Prohibitions </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the Chief Information Officer, HUD. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The proposed information collection requirement described below has been submitted to the Office of Management and Budget (OMB) for review, as required by the Paperwork Reduction Act. The Department is soliciting public comments on the subject proposal. </P>
                    <P>This collection will allow a provider of housing intended for occupancy by persons 55 years of age or older to support a claim for an exemption from liability for familial status discrimination prohibited under the Fair Housing Act, as amended by the HOPA of 1995. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Comments Due Date:</E>
                         May 30, 2006. 
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Interested persons are invited to submit comments regarding this proposal. Comments should refer to the proposal by name and/or OMB approval Number (2529-0046) and should be sent to: HUD Desk Officer, Office of Management and Budget, New Executive Office Building, Washington, DC 20503; fax: 202-395-6974. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Lillian Deitzer, Reports Management Officer, AYO, Department of Housing and Urban Development, 451 Seventh Street, SW., Washington, DC 20410; e-mail Lillian Deitzer at 
                        <E T="03">Lillian_L_Deitzer@HUD.gov</E>
                         or telephone (202) 708-2374. This is not a toll-free number. Copies of available documents submitted to OMB may be obtained from Ms. Deitzer. 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    This notice informs the public that the Department of Housing and Urban Development has submitted to OMB a request for approval of the information collection described below. This notice is soliciting comments from members of the public and affecting agencies concerning the proposed collection of information to: (1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (2) Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information; (3) Enhance the quality, utility, and clarity of the information to be collected; and (4) Minimize the burden of the collection of information on those who are to respond; including through the use of appropriate automated collection techniques or other forms of information technology, 
                    <E T="03">e.g.</E>
                    , permitting electronic submission of responses. 
                </P>
                <P>This notice also lists the following information:</P>
                <P>
                    <E T="03">Title of Proposal:</E>
                     Housing for Older Persons Act of 1995 (HOPA) Exemption from Familial Status Prohibitions. 
                </P>
                <P>
                    <E T="03">OMB Approval Number:</E>
                     2529-0046. 
                </P>
                <P>
                    <E T="03">Form Numbers:</E>
                     None. 
                </P>
                <P>
                    <E T="03">Description of the Need for the Information and Its Proposed Use:</E>
                    <PRTPAGE P="25208"/>
                </P>
                <P>This collection will allow a provider of housing intended for occupancy by persons 55 years of age or older to support a claim for an exemption from liability for familial status discrimination prohibited under the Fair Housing Act, as amended by the HOPA of 1995. </P>
                <P>
                    <E T="03">Frequency of Submission:</E>
                     On occasion, Other. 
                </P>
                <GPOTABLE COLS="7" OPTS="L1,tp0,i1" CDEF="s100,12C,12C,2,12C,2,12C">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1"> </CHED>
                        <CHED H="1">Number of Respondents</CHED>
                        <CHED H="1">
                            Annual 
                            <LI>Responses</LI>
                        </CHED>
                        <CHED H="1">x</CHED>
                        <CHED H="1">
                            Hours per 
                            <LI>Response</LI>
                        </CHED>
                        <CHED H="1">=</CHED>
                        <CHED H="1">
                            Burden 
                            <LI>Hours</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Reporting Burden</ENT>
                        <ENT>11,000</ENT>
                        <ENT>1</ENT>
                        <ENT> </ENT>
                        <ENT>0.5</ENT>
                        <ENT> </ENT>
                        <ENT>5,500</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    <E T="03">Total Estimated Burden Hours:</E>
                     5,500. 
                </P>
                <P>
                    <E T="03">Status:</E>
                     Extension of a currently approved collection. 
                </P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>Section 3507 of the Paperwork Reduction Act of 1995, 44 U.S.C. 35, as amended. </P>
                </AUTH>
                <SIG>
                    <DATED>Dated: April 21, 2006. </DATED>
                    <NAME>Lillian L. Deitzer, </NAME>
                    <TITLE>Departmental Paperwork Reduction Act Officer, Office of the Chief Information Officer. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E6-6454 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4210-67-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT </AGENCY>
                <DEPDOC>[Docket No. FR-5041-N-15] </DEPDOC>
                <SUBJECT>Notice of Proposed Information Collection: Comment Request; Multifamily Housing Mortgage and Housing Assistance Restructuring Program (Mark-to-Market) Final Regulations </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Affordable Housing Preservation, HUD. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The proposed information collection requirement described below will be submitted to the Office of Management and Budget (OMB) for review, as required by the Paperwork Reduction Act. The Department is soliciting public comments on the subject proposal. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Comments Due Date:</E>
                         June 27, 2006. 
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Interested persons are invited to submit comments regarding this proposal. Comments should refer to the proposal by name and/or OMB Control Number and should be sent to: Lillian Deitzer, Reports Management Officer, Department or Housing and Urban Development, 451 7th Street, SW., L'Enfant Plaza Building, Room 800a, Washington, DC 20410 or 
                        <E T="03">Lillian_L._Deitzer@hud.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Theodore Toon, Acting Deputy Assistant Secretary, Office of Affordable Housing Preservation, 451 7th Street, Southwest, Suite 6230, Washington, DC 20410; e-mail 
                        <E T="03">Theodore_K._Toon@HUD.gov;</E>
                         telephone (202) 708-0001 (this is not a toll-free number) for copies of the proposed forms and other available information. 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Department will submit the proposed information collection to OMB for review, as required by the Paperwork Reduction Act of 1995 (44 U.S.C. chapter 35, as amended). </P>
                <P>
                    This Notice is soliciting comments from members of the public and affected agencies concerning the proposed collection of information to: (1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (2) Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information; (3) Enhance the quality, utility, and clarity of the information to be collected; and (4) Minimize the burden of the collection of information on those who are to respond; including through the use of appropriate automated collection techniques or other forms of information technology, 
                    <E T="03">e.g.</E>
                    , permitting electronic submission of responses. 
                </P>
                <P>This Notice also lists the following information:</P>
                <P>
                    <E T="03">Title of Proposal:</E>
                     Multifamily Housing Mortgage and Housing Assistance Restructuring Program (Mark to Market). 
                </P>
                <P>
                    <E T="03">OMB Control Number, if applicable:</E>
                     2502-0533. 
                </P>
                <P>
                    <E T="03">Description of the need for the information and proposed use:</E>
                     The Mark to Market Program is authorized under the Multifamily Assisted Housing Reform and Affordability Act of 1997 as extended by The Mark to Market Extension Act of 2001. The information collection is required and will be used to determine the eligibility of FHA-insured multifamily properties for participation in the Mark to Market program and the terms on which such participation should occur as well as to process eligible properties from acceptance into the program through closing of the mortgage restructure in accordance with program guidelines. 
                </P>
                <P>
                    <E T="03">Agency form numbers, if applicable:</E>
                     HUD-9624, HUD-9625, OPG 3.7, OPG 4.1, OPG 4.2, OPG 4.3, OPG 4.7, OPG 4.10, OPG 6.5, OPG 7.6, OPG 7.9, OPG 7.16, OPG 9.10, OPG 9.11, OPG 9.12. 
                </P>
                <P>
                    <E T="03">Estimation of the total number of hours needed to prepare the information collection including number of respondents, frequency of response, and hours of response:</E>
                     An estimation of the total annual numbers of hours needed to prepare the information collection is 1,465, number of respondents is 1,370, frequency of response is, 1, except for on-line Resource Desk reporting of rehabilitation escrow status when the frequency of response is 12 and the hours per response on average is 1. 
                </P>
                <P>
                    <E T="03">Status of the proposed information collection:</E>
                     This is an extension of a currently approved collection. 
                </P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>The Paperwork Reduction Act of 1995, 44 U.S.C., Chapter 35, as amended. </P>
                </AUTH>
                <SIG>
                    <DATED>Dated: April 21, 2006. </DATED>
                    <NAME>Frank L. Davis, </NAME>
                    <TITLE>General Deputy Assistant Secretary for Housing—Deputy Federal Housing Commissioner.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E6-6455 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4210-67-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT </AGENCY>
                <DEPDOC>[Docket No. FR-5030-C-01B] </DEPDOC>
                <SUBJECT>Notice of HUD's Fiscal Year (FY) 2006 Notice of Funding Availability, Policy Requirements and General Section to SuperNOFA for HUD's Discretionary Grant Programs; Correction </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the Secretary, HUD. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Super notice of funding availability (SuperNOFA) for HUD Discretionary Grant Programs; correction. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        On January 20, 2006, HUD published its Fiscal Year (FY) 2006, Notice of Funding Availability Policy Requirements and General Section (General Section) to the SuperNOFA for HUD's Discretionary Programs. On March 8, 2006, HUD published its Fiscal Year (FY) 2006, SuperNOFA, for HUD's Discretionary Grant Programs. This document makes corrections or 
                        <PRTPAGE P="25209"/>
                        clarifications to the General Section, the Community Development Block Grant Program for Indian Tribes and Alaska Native Villages (ICDBG), Housing Counseling Programs, Lead-Based Paint Hazard Control Grant Program, Lead Hazard Reduction Grant Program, Operation Lead Elimination Action Program, Technical Studies Programs (Lead Technical Studies and Healthy Homes Technical Studies), Home Hazard Demonstration Program, Brownfields Economic Development Initiative (BEDI), Youthbuild, Section 202 Housing for the Elderly Program (Section 202 Program), and Section 811 Supportive Housing For Persons With Disabilities (Section 811 Programs). These changes affect the NOFAs listed, but do not affect the application packages on Grants.gov. 
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        The application submission dates for the program sections of the SuperNOFA remain as published in the 
                        <E T="04">Federal Register</E>
                         on March 8, 2006. 
                    </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Questions regarding the General Section of January 20, 2006, should be directed to the NOFA Information Center between the hours of 10 a.m. and 6:30 p.m. Eastern Time at (800) HUD-8929. Hearing-impaired persons may call 800-HUD-2209. For the programs listed in this notice, please contact the office or individual listed under section VII of the individual program sections of the SuperNOFA, published on March 8, 2006. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    On January 20, 2006 (71 FR 3382), HUD published its Fiscal Year (FY) 2006, Notice of Funding Availability Policy Requirements and General Section (General Section) to the SuperNOFA for HUD's Discretionary Programs. Early publication of the General Section was intended to provide prospective applicants additional time to become familiar with and address those provisions in the General Section that constitute part of almost every application. On March 8, 2006 (71 FR 11712), HUD published its Notice of HUD's Fiscal Year (FY) 2006, SuperNOFA for HUD's Discretionary Grant Programs. The FY2006 SuperNOFA announced the availability of approximately $2.2 billion in HUD assistance. This notice published in today's 
                    <E T="04">Federal Register</E>
                     makes technical corrections and clarifications to the General Section, the Community Development Block Grant Program for Indian Tribes and Alaska Native Villages (ICDBG), Housing Counseling Program, Lead-Based Paint Hazard Control Grant Program, the Lead Outreach Grant Program, the Lead Hazard Reduction Demonstration Grant Program, the Operation Lead Elimination Action Program, Technical Studies Programs (Lead Technical Studies and Healthy Homes Technical Studies), Home Hazard Demonstration Program, Brownfields Economic Development Initiative (BEDI), Youthbuild, Section 202 Housing for the Elderly Program (Section 202 Program), and Section 811 Supportive Housing For Persons With Disabilities (Section 811 Program). Additionally, changes have been made to the Logic Models for the Rural Housing Economic Development Program NOFA, which now includes an option to select “other” in the dropdown listing for Outputs and outcomes; the Community Development-Technical Assistance Program NOFA, which corrected the drop down activity listing which was not showing one of the activities; and Youthbuild Program NOFA, which now provides an output element for GED program enrollment. The revised Logic Models, which are not part of today's notice, can be found in the program instruction download at Grants.gov. 
                </P>
                <HD SOURCE="HD1">Summary of Technical Corrections </HD>
                <P>
                    Summaries of the technical corrections made by this document follow. The page number shown in brackets identifies where the individual funding availability announcement that is being corrected can be found either in the January 20, 2006, General Section or the March 8, 2006, SuperNOFA. The technical correction described in today's 
                    <E T="04">Federal Register</E>
                     will also be reflected in the application instructions located on Grants.gov/Apply. Applicants who have submitted their applications prior to this publication can choose to resubmit an updated application that reflects the corrections and clarifications. The last application received and validated by Grants.gov by the deadline date will be the application that is reviewed and rated. 
                </P>
                <HD SOURCE="HD2">General Section [3382] </HD>
                <P>On page 3389, section IV.C.5., third column, HUD is deleting item number 5. Currently, item 5 says, “Upload the application using Internet Explorer or Netscape browsers.” The subsection discusses the validation of applications, specifically advising applicants to submit early because if the application fails the validation check the applicant will still have time to resubmit application within the deadline. This item is correctly found on page 3393, section IV.F.4.a., first column, as part of the submission tips. </P>
                <P>On page 3391, section IV.F.3.d.(1), second column, describes the requirements for submitting attachments to the application. All documents that you are submitting as electronic files must be submitted electronically in Microsoft Word (version 9 or earlier), Microsoft Excel 2000, or in Portable Document Format (PDF) that is compatible with AdobeTM Reader version 6.0 or earlier. Computer Aided Design (CAD) files must be saved and submitted as PDF files. HUD is taking the opportunity afforded by this technical correction to clarify that all file types that are attached using the attachments form must be Microsoft Word (version 9 or earlier), Microsoft Excel 2000, or PDF version 6.0 or earlier. In addition, some NOFAs may request photos, if this is the case, the photos may be attached using .jpg files. If HUD receives any file in a format other than those specified in this technical correction, HUD will not be able to read the file(s) and, therefore, the file(s) will not be reviewed. </P>
                <P>On page 3391, section IV.F.3.d.(2)(b), third column, first full paragraph, HUD is clarifying the instructions provided to applicants for submitting faxes. </P>
                <P>On page 3393, section IV.F.5., second column, HUD is clarifying the procedure for requesting a waiver by e-mail. Those applicants wishing to submit waiver requests by e-mail must include their organization's name, DUNS number, and the name of the Authorized Official that is legally able to make such a request from HUD in the body of the e-mail. Applicants must also include a contact name and telephone number in case clarification is needed. Waivers will only be granted for cause. If this information is not included the waiver request will not be considered. </P>
                <P>
                    On page 3396, section V.B.2.e., first column, HUD is correcting the sentence that contains the reference to the Web site where applicants can find the listing of MSIs. The Web site on the Department of Education Web page is no longer available. The correct Web site can be found at the Department of Transportation Web site, at 
                    <E T="03">http://www.dotcr.ost.dot.gov/asp/dotpart/msi/dotpartmin.asp#3</E>
                    . 
                </P>
                <P>
                    On page 3398, section VI.C., third column, above the first full paragraph, HUD is adding an additional paragraph to section VI.C., in order to clarify how applicants should complete the Logic Model. HUD has received questions on what numbers or letters should be used to note Strategic Goals and Policy Priorities in completing the Logic Model. Please use the numbers or letters as they are designated, in the January 20, 2006, General Section published in the 
                    <E T="04">Federal Register</E>
                    , identifying the HUD (Strategic) Goals and HUD Policy 
                    <PRTPAGE P="25210"/>
                    Priorities. If you want to address the sub elements of the HUD Goals or Policy Priorities, you may include them as part of your narrative response to Factor 5. Any sub-components you want to include in your application must be included in the Logic Model Narrative. For Continuum of Care applicants, you should add a narrative attachment to your application labeled “Logic Model.” 
                </P>
                <HD SOURCE="HD2">Community Development Block Grant Program for Indian Tribes and Alaska Native Villages (ICDBG) [page 11728] </HD>
                <P>On page 11736, section V.A.2., chart, bottom-half of page, HUD mistakenly constructed Rating Factor 1 to provide current grantees the opportunity to get 40 points but only gave new applicants an opportunity to earn 30 points. Both current grantees and new applicants are eligible for up to 40 points for this factor. HUD is correcting the Rating Factor point breakdown by changing points for Rating Factor 1, subfactors 1.b. through 1.d. to be worth a maximum of 10 points for new applicants. </P>
                <P>On page 11737, section V.A.2., first column, Rating Factor 1, 1., HUD is correcting the misstatement of points available to new applicants by changing “(20 points for current ICDBG grantees) (30 points for new applicants) Managerial, Technical, and Administrative Capability” to “(20 points for current ICDBG grantees) (40 points for new applicants) Managerial, Technical, and Administrative Capability' </P>
                <P>On page 11737, section V.A.2., third column, Rating Factor 1,1.b., HUD is correcting the misstatement of points available to new applicants by changing “(5 points for current ICDBG grantees) (7 points for new applicants)” to “(5 points for current ICDBG grantees) (10 points for new applicants).” This change occurs twice in the section, both in the third column of page 11737. </P>
                <P>On page 11738, section V.A.2., first column, Rating Factor 1, 1.c., HUD is correcting the misstatement of points available to new applicants by changing “(3 points for current ICDBG grantees) (8 points for new applicants)” to “(3 points for current ICDBG grantees) (10 points for new applicants).” This change occurs twice in the section, both in the first column of page 11738. </P>
                <P>On page 11738, section V.A.2., second column, Rating Factor 1, 1.c., HUD is correcting the misstatement of points available to new applicants by changing “(2 points for current ICDBG grantees) (4 points for new applicants) to (2 points for current ICDBG grantees) (5 points for new applicants).” </P>
                <P>On page 11738, section V.A.2., second column, Rating Factor 1, 1.c., HUD is deleting the paragraph with the point breakdown “(1 points for current ICDBG grantees) (2 points for new applicants)” because it duplicates the language contained in the preceding paragraph. </P>
                <P>On page 11738, section V.A.2., second column, Rating Factor 1, 1.d., HUD is correcting the misstatement of points available to new applicants by changing “(2 points for current ICDBG grantees) (5 points for new applicants)” to “(2 points for current ICDBG grantees) (10 points for new applicants).” </P>
                <P>On page 11738, section V.A.2., Rating Factor 1, 1.d., third column, HUD is adding the requirement that applicants must describe how they will apply their procurement and contract management policies and procedures to the specific project for which they are applying. HUD inadvertently omitted to include this requirement in the section describing what applicants must include in their application in order to receive the maximum number of points under this subsection. </P>
                <P>On page 11738, section V.A.2., third column, Rating Factor 1, 1.d., HUD is correcting the misstatement of points available to new applicants by changing (2 points for current ICDBG grantees) (5 points for new applicants) to (2 points for current ICDBG grantees) (10 points for new applicants). </P>
                <P>On page 11738, section V.A.2., third column, Rating Factor 1, 1.d., HUD is correcting the misstatement of points available to new applicants by changing (1 points for current ICDBG grantees) (4 points for new applicants) to (1 points for current ICDBG grantees) (5 points for new applicants). </P>
                <P>On page 11739, section V. A. 2, second column, Rating Factor 1, 2. e. (1), HUD is correcting the second sentence to read “If there were no open audit or ICDBG monitoring findings (current grantees only), the applicant will receive 4 points.” This sentence previously indicated that the applicant would receive 2 points. </P>
                <P>These corrections are also reflected in the instructions found on Grants.gov/Apply. Applicants must download the instructions to receive all forms and instructions related to this NOFA. Applicants are encouraged to read the instructions on Grants.gov/Apply prior to submitting your application in response to the ICDBG Program funding opportunity. </P>
                <HD SOURCE="HD2">Housing Counseling Program [11800] </HD>
                <P>On page 11812, V.B.5.b., second column, last two sentences of the paragraph are being deleted and replaced, HUD is clarifying HUD's process for the awarding of supplemental grants, specifically HECM supplemental grants. HUD is reserving the right to award one or more HECM supplemental grants to eligible applicants that have not already been fully funded in accordance with the funding methodology described in the section. </P>
                <P>This correction is also reflected in the instructions found on Grants.gov/Apply. Applicants must download the instructions to receive all forms and instructions related to this NOFA. Applicants are encouraged to read the instructions on Grants.gov/Apply prior to submitting your application in response to the Housing Counseling Program funding opportunity. </P>
                <HD SOURCE="HD2">Lead-Based Paint Hazard Control Grant Program; Lead Hazard Reduction Demonstration Grant Program; and Operation Lead Elimination Action Program [page 11814] </HD>
                <P>On page 11817, section III.A., chart, HUD is correcting the eligible applicants information for the Lead Hazard Reduction Demonstration Grant Program. HUD is adding the following eligibility language to the Lead Hazard Reduction Demonstration Grant Program section of the chart, “States and Indian Tribes may apply on behalf of units of local government within their jurisdiction, if the local government designates the state or Indian Tribe as their applicant.” Further information regarding applicant eligibility for each of the programs contained in the NOFA can be found in section Overview Information, G.3. </P>
                <P>On page 11818, section III.C.1.b.(10), third column, HUD is removing the family occupancy with a child under the age of six condition from the description of eligible other direct costs regarding lead hazard control activities. The Residential Lead Based Paint Hazard Reduction Act (Title X), the governing legislation for this program, requires at least 50 percent to be occupied by low-income families. See section III.C.8. </P>
                <P>
                    On page 11819, section III.C.3.c., first column, HUD is correcting the years required for applicants to report the number of children with documented elevated blood lead levels residing within the jurisdiction where the lead hazard control work will occur from “2002, 2003 and 2004” to “2003, 2004, or 2005.” This technical correction conforms the requirement to the language contained in section V.A.2.a., Rating Factor 2 (page 11825), which says that HUD is looking for data for the most recent available year. Also, in this section HUD is replacing “calendar 
                    <PRTPAGE P="25211"/>
                    years” with “twelve month period” because it has come to HUD's attention that many health departments do not report elevated blood level data on a calendar year cycle. To continue to rely on a calendar year cycle would impair the ability of applicants to report data under this NOFA. 
                </P>
                <P>On page 11822, section III.C.20.b.(18), second column, HUD is deleting an incorrect Web site address and inserting the correct Web site address to which applicants should refer. </P>
                <P>On page 11824, section V.A.1.a.(2), third column, HUD is clarifying the term “Current or previous grantee” by adding “awarded funds in FY2001 or later.” Also in this section, HUD will not be awarding points based on the combination of green, yellow, or red performance ratings and, therefore, has removed that language. </P>
                <P>
                    On page 11825, section V.A.2.b., first and second column, HUD is modifying the language in this section to account for the different focuses of the various programs contained within this single NOFA. The provision referring to pre-1940 occupied rental housing is being corrected to read, “Points will be awarded under the Lead Hazard Reduction Demonstration program for the number of pre-1940 occupied rental housing units in the applicant's target area(s) * * *” Highlighting this distinction will avoid confusion because it is only the Lead Hazard Reduction Demonstration Program that focuses on pre-1940 occupied rental housing, whereas the Lead-Based Paint Hazard Control and Operation Lead Elimination Action Programs target pre-1978 occupied housing. HUD is also deleting the two last sentences of subsection b. and inserting the following sentence, “Points will be awarded under the Lead-based Paint Hazard Control and Operation Lead Elimination Action Programs for the number of pre-1978 occupied housing units in the applicant's target area(s) according to the table, “Points Awarded for Number of Pre-1978 Occupied Housing Units Target Area,” that can be downloaded from 
                    <E T="03">http://www.hud.gov/offices/adm/grants/fundsavail.cfm</E>
                    .” 
                </P>
                <P>On page 11825, section V.A.3., second column, HUD listed 40 available points for Rating Factor 3: Soundness of Approach, however, when each component of Rating Factor 3 is added together the points total 45. To correct this inadvertent mistake, HUD is reducing the points available under “Lead Hazard Control Work Plan Strategy” from 20 to 15 points. </P>
                <P>These corrections are also reflected in the instructions found on Grants.gov/Apply. Applicants must download the instructions to receive all forms and instructions related to this NOFA. Applicants are encouraged to read the instructions on Grants.gov/Apply prior to submitting your application in response to the Lead-Based Paint Hazard Control Grant Program, Lead Hazard Reduction Demonstration Grant Program, or Operation Lead Elimination Action Program funding opportunity. </P>
                <HD SOURCE="HD2">Technical Studies Programs (Lead Technical Studies and Healthy Homes Technical Studies) [Page 11834] </HD>
                <P>On page 11838, section III.D.1., third column, HUD is modifying the language to make it consistent with the General Section and clarify that applicants must meet the threshold requirements for compliance with Fair Housing and Civil Rights Laws, Conducting Business in Accordance with Core Values and Ethical Standards, Delinquent Federal Debt and Pre-Award Accounting System Surveys prior to receiving an award of funds from HUD. Applications can be rated and ranked prior to meeting these threshold requirements, but an award will not be made if an applicant has not met these requirements. </P>
                <P>These corrections are also reflected in the instructions found on Grants.gov/Apply. Applicants must download the instructions to receive all forms and instructions related to this NOFA. Applicants are encouraged to read the instructions on Grants.gov/Apply prior to submitting your application in response to the Technical Studies Programs (Lead Technical Studies and Healthy Homes Technical Studies) funding opportunity. </P>
                <HD SOURCE="HD2">Healthy Homes Demonstration Program [Page 11858] </HD>
                <P>On the following pages and sections, HUD has inserted the correct website address to which applicants should refer: </P>
                <P>• Page 11859, section I.A., third column; </P>
                <P>• Page 11860, section II.A., second column; </P>
                <P>• Page 11860, section III.C.2.c., third column; </P>
                <P>• Page 11861, section III.C.2.k., first column; </P>
                <P>• Page 11861, section III.C.3.c., third column; </P>
                <P>• Page 11862, section III.C.3.n., second column; </P>
                <P>• Page 11863, section IV.E.1., third column; </P>
                <P>• Page 11865, section V.A.2.c., first column; </P>
                <P>• Page 11866, section V.A.2.c.(1)(i)(B), third column; and </P>
                <P>• Page 11867, section V.A.2.d.(3)(ii), second column. </P>
                <P>On page 11864, section V.A.2., first column, HUD is removing the instruction that applicants should refer to the Scoring of Rating Factors guide. </P>
                <P>On page 11864, section V.A.2.a.(3), second paragraph, third column, HUD is correcting a typographical error by inserting the word “should.” The sentence will now read, “This table should be included in your application.” HUD is also correcting the Web site address applicants should refer to in this section. </P>
                <P>On page 11865, section V.A.2.b.(2)(c), first column, HUD is adding a new paragraph requiring applicants to complete and submit the Factor 2 Table. </P>
                <P>On page 11869, section VII., second column, HUD is correcting the room number provided. </P>
                <P>On page 11869, section VIII.B., third column, HUD is replacing “semi annual reports” with “quarterly reports” so as to be consistent with the rest of the NOFA. </P>
                <P>These corrections are also reflected in the instructions found on Grants.gov/Apply. Applicants must download the instructions to receive all forms and instructions related to this NOFA. Applicants are encouraged to read the instructions on Grants.gov/Apply prior to submitting your application in response to the Healthy Homes Demonstration Program funding opportunity. </P>
                <HD SOURCE="HD2">Brownfields Economic Development Initiative (BEDI) [11870] </HD>
                <P>On page 11873, section II.C.2.b., first column, HUD is correcting one of the examples as to why a BEDI grant has been reduced below the original request. </P>
                <P>On page 11884, section VII., second column, the Agency Contact is being changed to David Kaminsky and the telephone extension is changed to 4612. </P>
                <P>These corrections are also reflected in the instructions found on Grants.gov/Apply. Applicants must download the instructions to receive all forms and instructions related to this NOFA. Applicants are encouraged to read the instructions on Grants.gov/Apply prior to submitting your application in response to the BEDI funding opportunity. </P>
                <HD SOURCE="HD2">Youthbuild [11886] </HD>
                <P>
                    On page 11887, section Overview Information, G.3., first column, HUD is expanding the pool of eligible applicants for the Youthbuild program to include Indian tribes and Indian housing authorities and housing entities. On December 22, 2005, the Native American Housing Enhancement Act of 2005 (Act) passed, authorizing the eligibility of Indian tribes and 
                    <PRTPAGE P="25212"/>
                    Indian housing authorities and housing entities in the Youthbuild program. HUD inadvertently failed to include Indian tribes and Indian housing authorities and housing entities among those listed as eligible applicants. 
                </P>
                <P>On page 11888, section III.A., first column, HUD is expanding the pool of eligible applicants for the Youthbuild program to include Indian tribes and Indian housing authorities and housing entities. On December 22, 2005, the Native American Housing Enhancement Act of 2005 (Act) passed, authorizing the eligibility of Indian tribes and Indian housing authorities and housing entities in the Youthbuild program. HUD inadvertently failed to include Indian tribes and Indian housing authorities and housing entities among those listed as eligible applicants. </P>
                <P>On page 11890, section IV.B.2., chart, HUD is correcting two entries in the chart that were inadvertently located in the wrong section. Forms “Questionnaire for HUD's Initiative on Removal of Barriers” and “Facsimile Transmittal” are being moved from the section entitled “Youthbuild Program Specific Forms” to “What to Submit.” </P>
                <P>On page 11894, section V.D.1.f., first column, in the description of Leveraging of Non-Housing Resources, HUD mistakenly referenced that the investment is contingent on receiving FY2005 Youthbuild funds. It should read that the investment is contingent on receiving FY2006 Youthbuild funds. </P>
                <P>On page 11895, section VIII., third column, HUD is correcting the agency contact for programmatic information concerning the Youthbuild program. The contacts will now be either Ann Buhlman or Priscilla Poindexter. </P>
                <P>These corrections are also reflected in the instructions found on Grants.gov/Apply. Applicants must download the instructions to receive all forms and instructions related to this NOFA. Applicants are encouraged to read the instructions on Grants.gov/Apply prior to submitting your application in response to the Youthbuild Program funding opportunity. </P>
                <HD SOURCE="HD2">Section 202 Housing for the Elderly Program (Section 202 Program) [12009] </HD>
                <P>On page 12022, Section IV.C., second column, HUD is clarifying the process that applicants who are requesting a waiver to submit a paper application must follow. Those applicants who are granted a waiver will receive a notification providing specific instructions on how and where to submit the paper application. </P>
                <P>These corrections are also reflected in the instructions found on Grants.gov/Apply. Applicants must download the instructions to receive all forms and instructions related to this NOFA. Applicants are encouraged to read the instructions on Grants.gov/Apply prior to submitting your application in response to the section 202 Program funding opportunity. </P>
                <HD SOURCE="HD2">Section 811 Supportive Housing for Persons With Disabilities (Section 811 Program) [12030] </HD>
                <P>On page 12031, Overview Information, G.4., first column, HUD inadvertently provided the wrong cross reference as to where further information could be found regarding the formation of the Owner corporation. The correct reference is section III.C.3.l. </P>
                <P>On page 12036, section III.C.2.b.(3)(e)(i), second column, is being corrected to require that a statement must be provided attesting that there are no pre-1978 structures on site or if there are pre-1978 structures that they most recently consisted of solely four or fewer units of single-family housing including appurtenant structures. </P>
                <P>On page 12036, section III.C.2.b.(3)(e)(ii), second column, HUD is conforming this subsection to the change made to section III.C.2.b.(3)(e)(i). </P>
                <P>On page 12043, section IV.B.2.c.(1)(d)(vii), first column, HUD is correcting the note subsequent to the subsection because it inadvertently provided the wrong cross-reference. The cross-reference should read section III.C.2.b.(3)(d)(iii). </P>
                <P>On page 12043, section IV.B.2.c.(1)(d)(viii)(A), first column, is being corrected to require that a statement must be provided attesting that there are no pre-1978 structures on site or if there are pre-1978 structures that they most recently consisted of solely four or fewer units of single-family housing including appurtenant structures. </P>
                <P>On page 12043, section IV.B.2.c.(1)(d)(viii)(B), first column, HUD is conforming this subsection to the change made to section IV.B.2.c.(1)(d)(viii)(A). </P>
                <P>On page 12043, section IV.B.2.c.(1)(d)(ix), second column, HUD is adding that in addition to providing HUD with a copy of the letter sent to the State/Tribal Historic Preservation Officer (SHPO/THPO), the applicant must also submit either a statement that the SHPO/THPO failed to respond or the SHPO/THPO response. </P>
                <P>On page 12043, section IV.B.2.c.(1)(d)(x), second column, HUD is deleting this subsection as it has become redundant due to the modification of section IV.B.2.c.(1)(d)(ix). </P>
                <P>On page 12043, sections IV.B.2.c.(1)(d)(xi) and (xii), second column, will be redesignated as section IV.B.2.c.(1)(d)(x) and (xi), respectively to reflect the deletion of the original section IV.B.2.c.(1)(d)(x). </P>
                <P>On page 12045, section IV.C., second column into third column, HUD is clarifying the process that applicants who are requesting a waiver to submit a paper application must follow. Those applicants who are granted a waiver will receive a notification providing specific instructions on how and where to submit the paper application. </P>
                <P>On page 12048, section V.A.1.c., third column, HUD mistakenly referenced FY2000 or later as the reference point for determining whether applicants have been delinquent in expending their prior fund reservations. The correct reference point is FY2001 or later. </P>
                <P>On page 12049, section V.A.2., last paragraph, second column, HUD is revising the last paragraph to more fully explain how HUD will evaluate Rating Factor 2. </P>
                <P>On page 12051, section V.B.1., exhibit chart, first section, HUD is adding a curable deficiency, exhibit 4(c)(iii). </P>
                <P>On page 12051, section V.B.1., exhibit chart, second section, HUD is correcting misinformation included in exhibits 8(a) through 8(i) on the list of curable deficiencies. </P>
                <P>On page 12052, section V.B.4., Ranking and Selection Procedures, starting with the last paragraph of the first column and continuing into the top of the second column, HUD is revising this paragraph to inform applicants that before using residual funds to restore units, HUD Headquarters will fund two applications that should have been selected during the FY2005 competition, but, in error, were not. HUD also is revising the paragraph to inform applicants that during the first round of funding of additional applications from HUD Headquarters' residual funds, HUD Headquarters will skip over any applications within the jurisdiction of the Philadelphia, PA Multifamily Program Center due to HUD Headquarters' funding of an additional application for that Program Center that was not selected in FY 2005 because of HUD error. </P>
                <P>
                    These corrections are also reflected in the instructions found on Grants.gov/Apply. Applicants must download the instructions to receive all forms and instructions related to this NOFA. Applicants are encouraged to read the instructions on Grants.gov/Apply prior to submitting your application in response to the Section 811 Programs funding opportunity. 
                    <PRTPAGE P="25213"/>
                </P>
                <P>Accordingly, in the Notice of HUD's Fiscal Year (FY) 2006, Notice of Funding Availability (NOFA), Policy Requirements and General Section to the SuperNOFA for HUD's Discretionary Grant Programs, beginning at 71 FR 11712, in the issue of March 8, 2006, the following corrections are made. </P>
                <HD SOURCE="HD3">1. General Section </HD>
                <P>On page 3389, section IV.C.5., third column, delete item number 5. </P>
                <P>On page 3391, section IV.F.3.d.(1), second column, is corrected to read as follows: </P>
                <EXTRACT>
                    <P>
                        (1) 
                        <E T="03">Narrative Statements to the Factors for Award.</E>
                         When submitting attached files to your electronic application you must attach them as an electronic file in Microsoft Word (version 9 or earlier), Microsoft Excel 2000, or in Portable Document Format (PDF) that is compatible with AdobeTM Reader version 6.0 or earlier. In addition, some NOFAs may request photos, if this is the case, the photos may be attached using .jpg files. Computer Aided Design (CAD) files submitted electronically must be submitted in PDF format meeting the PDF format requirements. If HUD receives any file in a format other than those specified, HUD will not be able to read the file(s), and the file(s) will not be reviewed. Applicants can scan and zip files and then attach them to the electronic application. Applicants should be aware that scanning documents increases the size of the files and if applicants are using a dial-up connection or have a slow speed computer, the heavy attachments may slow the transmission. The slow upload may cause some applicant's Internet connection to time out. Therefore, HUD discourages scanning of documents and suggests use of the Facsimile solution. Applicants that will not have problems with their Internet connection timing out or have a computer that can handle large files may submit scanned and zipped files. 
                    </P>
                </EXTRACT>
                <P>On page 3391, section IV.F.3.d.(2)(b), third column, first full paragraph, is corrected to read as follows: </P>
                <EXTRACT>
                    <P>
                        Facsimiles transmitted in response to a NOFA must use the form HUD-96011 as the cover page. 
                        <E T="03">The forms on HUD's Web site are only to be used by applicants who have been granted a waiver to submit a paper application. All other applicants when submitting a fax transmittal must use the HUD Form 96011 from the electronic application package that they downloaded from Grants.gov.</E>
                         That package contains an embedded ID number that allows HUD to electronically match the fax to the electronic application. Without the embedded ID number on Form HUD-96011 HUD will not be able to match the fax to the application. If an applicant's fax machine automatically generates a cover page, the applicant must turn this feature off. 
                    </P>
                    <P>Important Fax Submission Tip: If you have already submitted a fax or faxes that do not follow these requirements your faxed document will NOT be associated with your submitted application package. You are encouraged to refax your documents before the closing date of the opportunity. Please be reminded that HUD will not rate or rank application packages that are submitted entirely by fax. </P>
                </EXTRACT>
                <P>On page 3393, section IV.F.5., second column, is corrected to read as follows:</P>
                <EXTRACT>
                    <P>5. Waiver of Electronic Submission Requirements </P>
                    <P>For FY2006, the procedures for obtaining a waiver of the electronic submission requirement have changed. On December 29, 2005 (70 FR 77292), HUD published a final rule that established in 24 CFR 5.1005 the regulatory framework for HUD's electronic submission requirement, as well as the procedures for obtaining a waiver. Applicants seeking a waiver of the electronic submission requirement must request a waiver in accordance with 24 CFR 5.1005 showing cause. If the waiver is granted, the applicable program office's response will include instructions on how, where, and how many hard copies of the paper application must be submitted. Applicants that are granted a waiver of the electronic submission requirement will not be afforded additional time to submit their applications. The deadlines for applications will remain as provided in the program section of the SuperNOFA and as per the final Appendix A to be published with the SuperNOFA program sections. As a result, applicants seeking a waiver of the electronic application submission requirement should submit their waiver request with sufficient time to allow HUD to process and respond to the request. Applicants should also allow themselves sufficient time to submit their application so that HUD receives the application by the established deadline date. For this reason, HUD strongly recommends that an applicant that finds it is unable to submit its application electronically and must seek a waiver of the electronic grant submission requirement, submit its waiver request to the headquarters of the applicable HUD office approximately no later than 15 days before the application deadline date. This will allow time for HUD to process the waiver request and give the applicant sufficient time to submit the paper application to meet the deadline date requirement if the waiver is granted. To expedite the receipt and review of such requests, applicants may e-mail their requests to the program contact listed in the program NOFA (Please note the exception to this in the Section 202 Supportive Housing for the Elderly and Section 811 Supportive Housing for Persons with Disabilities Program, published as part of this technical correction). In order to have a waiver requested submitted by e-mail considered, applicants must include in the body of the e-mail the organization's name, the DUNS number, and the name and title of the Authorized Official that is legally able to make such a request from HUD. The request must also include a contact name and telephone number to call if clarification is needed. Waivers will only be granted for cause in accordance with 24 CFR 5.1005. Applications that are received after the established deadline date will not be considered. </P>
                </EXTRACT>
                <P>On page 3396, section V.B.2.e, first column, the second to last sentence is revised to read as follows: </P>
                <EXTRACT>
                    <P>
                        A listing of MSIs can be found on the Department of Transportation Web site at 
                        <E T="03">http://www.dotcr.ost.dot.gov/asp/dotpart/msi/dotpartmin.asp#3</E>
                         or HUD's Web site at 
                        <E T="03">http://www.hud.gov/offices/adm/grants/fundsavail.cfm.</E>
                    </P>
                </EXTRACT>
                <P>On page 3398, section VI.C., third column, add the following above the first full paragraph: </P>
                <EXTRACT>
                    <P>HUD has received questions on what numbers or letters should be used to note Strategic Goals and Policy Priorities in completing the Logic Model. Please use the letter a., b., c., d., etc. to note the selection of a Strategic Goal of Policy Priority on the Logic Model Form HUD 96010. If you wish to denote a sub-component of a Strategic Goal or Policy Priority please place them as part of your narrative response to Factor 5. Any sub-components you want to include in your application must be included in the Logic Model Narrative. Continuum of Care applicants should attach a document, labeled “Logic Model Narrative.” Some programs have specifically omitted the term “other” from the drop down listings in the Logic Model as items that are not on the listing will not be accepted. If the program Logic Model includes the word “other” on the listing, then you should include an explanation of “other” in your Logic Model Narrative. Continuum of Care applicants with questions should contact the agency contacts listed in the Continuum of Care program NOFA. </P>
                </EXTRACT>
                <P>
                    <E T="03">2. Community Development Block Grant Program for Indian Tribes and Alaska Native Villages (ICDBG), beginning at page 11728:</E>
                     On page 11736, secton V.A.2., rating factor chart, the Rating Factor 1 point allocations for sub-factors 1.b, 1.c., and 1.d. is corrected as follows: 
                </P>
                <GPOTABLE COLS="4" OPTS="L2,tp0,i1" CDEF="s100,xs80,xs80,xs100">
                    <TTITLE>  </TTITLE>
                    <BOXHD>
                        <CHED H="1">Rating factor </CHED>
                        <CHED H="1">Rating sub-factor </CHED>
                        <CHED H="1">Points </CHED>
                        <CHED H="1">Project type </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="11"> </ENT>
                        <ENT>1.b. </ENT>
                        <ENT>5 or 10* </ENT>
                        <ENT>All Project Types. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>1.c. </ENT>
                        <ENT>3 or 10* </ENT>
                        <ENT>All Project Types. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>1.d. </ENT>
                        <ENT>2 or 10*</ENT>
                        <ENT>All Project Types. </ENT>
                    </ROW>
                    <TNOTE>*The first number listed indicates the maximum number of points available to current ICDBG grantees under this subfactor. The second number indicates the maximum number of points available to new applicants. </TNOTE>
                </GPOTABLE>
                <PRTPAGE P="25214"/>
                <P>On page 11737, first column, section V.A.2., Rating Factor 1, 1., delete “(20 points for current ICDBG grantees) (30 points for new applicants) Managerial, Technical, and Administrative Capability” and replace with “(20 points for current ICDBG grantees) (40 points for new applicants) Managerial, Technical, and Administrative Capability.” </P>
                <P>On page 11737, third column, section V.A.2., Rating Factor 1,1.b., in two locations of this section delete “(5 points for current ICDBG grantees) (7 points for new applicants)” and replace with “(5 points for current ICDBG grantees) (10 points for new applicants).” </P>
                <P>On page 11738, first column, section V.A.2., Rating Factor 1, 1.c., in two locations of this section delete “(3 points for current ICDBG grantees) (8 points for new applicants)” and replace with “(3 points for current ICDBG grantees) (10 points for new applicants).” </P>
                <P>On page 11738, second column, section V.A.2., Rating Factor 1, 1.c., delete “(2 points for current ICDBG grantees) (4 points for new applicants)” and replace with “(2 points for current ICDBG grantees) (5 points for new applicants).” </P>
                <P>On page 11738, second column, section V.A.2., Rating Factor 1, 1.c., delete the paragraph with the point breakdown “(1 points for current ICDBG grantees) (2 points for new applicants).” </P>
                <P>On page 11738, second column, section V.A.2., Rating Factor 1, 1.d., delete “(2 points for current ICDBG grantees) (5 points for new applicants)” and replace with “(2 points for current ICDBG grantees) (10 points for new applicants).” </P>
                <P>On page 11738, third column, first full paragraph, section V.A.2., Rating Factor 1, 1.d., is corrected to read as follows: </P>
                <EXTRACT>
                    <P>(2 points for current ICDBG grantees) (10 points for new applicants). The applicant clearly described how its procurement and contract management policies and procedures will facilitate effective procurement and contract control over the proposed project, and meet the requirements of 24 CFR part 85 and 24 CFR part 1003. The applicant described how it will apply its procurement and management systems to the specific project for which they are applying. The applicant's current audit does not contain any serious or significant findings related to its procurement and contract management system, or if there is no current audit, the applicant submitted a letter from its Independent Public Accountant stating that its procurement and contract management system complies with all applicable regulatory requirements. </P>
                </EXTRACT>
                <P>On page 11738, third column, section V.A.2., Rating Factor 1, 1.d., delete “(1 points for current ICDBG grantees) (4 points for new applicants)” and replace with “(1 points for current ICDBG grantees) (5 points for new applicants).” </P>
                <P>On page 11739, second column, section V. A. 2, Rating Factor 1, 2. e. (1), delete “If there were no open audit or ICDBG monitoring findings (current grantees only), the applicant will receive 2 points”and replace with “If there were no open audit or ICDBG monitoring findings (current grantees only), the applicant will receive 4 points.” </P>
                <P>
                    <E T="03">3. Housing Counseling Program, beginning at page 11800:</E>
                     On page 11812, section V.B.5.b., second column, delete the last two sentences of the paragraph and replace with the following sentences, to read: 
                </P>
                <EXTRACT>
                    <P>HUD reserves the right to award one or more HECM supplemental grants to intermediaries scoring 75 points or above. HUD, however, is not obligated to award HECM supplemental grant funds to every intermediary scoring 75 points or above. </P>
                </EXTRACT>
                <P>
                    <E T="03">4. Lead-Based Paint Hazard Control Program, Lead Hazard Reduction Demonstration Grant Program, and Operation Lead Elimination Action Program, beginning at page 11814:</E>
                     On page 11817, section III.A., chart, Lead Hazard Demonstration Grant Program, Eligible Applicants column, is corrected to read as follows: 
                </P>
                <EXTRACT>
                    <P>City, county, or other unit of local government. Multiple units of a local government (or multiple local governments) may apply as a consortium. States and Indian Tribes may apply on behalf of units of local government within their jurisdiction, if the local government designates the state or Indian Tribe as their applicant. </P>
                </EXTRACT>
                <P>On page 11818, section III.C.1.b.(10), third column, is changed to read as follows: </P>
                <EXTRACT>
                    <P>(10) Lead hazard control activities tied directly to a matching and/or leveraging strategy and conducted in low- and very low-income eligible privately owned owner-occupied or investor-owned rental units. </P>
                </EXTRACT>
                <P>On page 11819, section III.C.3.c., first column, is corrected to read as follows:</P>
                <EXTRACT>
                    <P>c. All applicants under the Lead Hazard Reduction Demonstration Program must provide the actual number of children with documented elevated blood levels residing within the jurisdiction(s) where the lead hazard control work will be conducted for the most recently available 2003, 2004, or 2005 twelve month period and identify the source of the data. Failure to provide these data will result in the application not being rated or ranked. </P>
                </EXTRACT>
                <P>
                    On page 11822, section III.C.20.b.(18), second column, delete 
                    <E T="03">http://www.hudclips.org/subnonhud/html/forms.htm</E>
                     and replace with 
                    <E T="03">http://www.hudclips.org/sub_nonhud/html/forms.htm</E>
                    . 
                </P>
                <P>On page 11824, section V.A.1.a.(2), third column, is corrected to read as follows: </P>
                <EXTRACT>
                    <P>(2) Current or previous grantee awards made in FY2001 or later under any of this NOFA's programs. HUD will evaluate the applicant's quarterly performance reports for the last four (4) quarters as of the most recent reporting year. Based on the overall performance rating of the last 4 reporting quarters under the OHHLHC Quarterly Progress Reporting System, up to a maximum of 10 points will be awarded. </P>
                </EXTRACT>
                <P>On page 11825, section V.A.2.b., first and second column, is corrected to read as follows: </P>
                <EXTRACT>
                    <P>
                        b. Points will be awarded based on the documented housing market data relevant to the specified target area(s) entered in the Rating Factor 2 table. 
                        <E T="03">(5 Points for Lead-Based Paint Hazard Control and Lead Hazard Reduction Demonstration Programs, and 3 Points Maximum for Operation LEAP)</E>
                        . Points will be awarded under the Lead Hazard Reduction Demonstration program for the number of pre-1940 occupied rental housing units in the applicant's target area(s), according to the table, “Points Awarded for Number of Pre-1940 Occupied Rental Housing Units in Target Area,” that can be downloaded from 
                        <E T="03">http://www.hud.gov/offices/adm/grants/fundsavail.cfm</E>
                        . Points will be awarded under the Lead-based Paint Hazard Control and Operation Lead Elimination Action Programs for the number of pre-1978 occupied housing units in the applicant's target area(s) according to the table, “Points Awarded for Number of Pre-1978 Occupied Housing Units Target Area,” that can be downloaded from 
                        <E T="03">http://www.hud.gov/offices/adm/grants/fundsavail.cfm</E>
                        . 
                    </P>
                </EXTRACT>
                <P>On page 11825, section V.A.3.a., third column, the heading of the subsection is corrected to read as follows: </P>
                <EXTRACT>
                    <P>
                        <E T="03">a. Lead Hazard Control Work Plan Strategy (15 Points all Applicants):</E>
                    </P>
                </EXTRACT>
                <P>
                    <E T="03">5. Technical Studies Programs (Lead Technical Studies and Healthy Homes Technical Studies), beginning at page 11834:</E>
                     On page 11838, section III.D.1, third column, is corrected to read as follows: 
                </P>
                <EXTRACT>
                    <P>To receive an award of funds from HUD, you must meet all the threshold requirements in the General Section. </P>
                </EXTRACT>
                <P>
                    <E T="03">6. Healthy Homes Demonstration Program, beginning at page 11858:</E>
                     On page 11859, section I.A., the final paragraph of section I.A., third column, the Web site address is corrected to read as follows: 
                </P>
                <EXTRACT>
                    <FP>
                        <E T="03">http://www.hud.gov/offices/adm/grants/nofa06/grplead.cfm</E>
                        . 
                    </FP>
                </EXTRACT>
                <P>
                    On page 11860, section II.A., the final paragraph of section II.A., second 
                    <PRTPAGE P="25215"/>
                    column, the Web site address is corrected to read as follows: 
                </P>
                <EXTRACT>
                    <FP>
                        <E T="03">http://mf.hud.gov:63001/dgms/gpi/gpi_office.cfm?programType=Lead%20Hazard%20Control.</E>
                    </FP>
                </EXTRACT>
                <P>On page 11860, section III.C.2.c., third column, the Web site address is corrected to read as follows:</P>
                <EXTRACT>
                    <FP>
                        <E T="03">http://www.hud.gov/offices/lead/leadsaferule/LSHRFinal21June04.rtf;subpart35.1350d.</E>
                    </FP>
                </EXTRACT>
                  
                <P>On page 11861, section III.C.2.k., first column, the Web site address is corrected to read as follows:</P>
                <EXTRACT>
                    <FP>
                        <E T="03">http://www.hud.gov/offices/fheo/library/lepFRguidance.html.</E>
                    </FP>
                </EXTRACT>
                <P>On page 11861, section III.C.3.c., third column, the Web site address is corrected to read as follows:</P>
                <EXTRACT>
                    <FP>
                        <E T="03">http://www.iom.edu/cms/12552/26004/29871.aspx.</E>
                    </FP>
                </EXTRACT>
                <P>On page 11862, section III.C.3.n., second column, the Web site address is corrected to read as follows:</P>
                <EXTRACT>
                    <FP>
                        <E T="03">http://www.hud.gov/offices/adm/grants/codeofconduct/cconduct.cfm.</E>
                    </FP>
                </EXTRACT>
                <P>On page 11863, section IV.E.1., third column, the Web site address is corrected to read as follows:</P>
                <EXTRACT>
                    <FP>
                        <E T="03">http://www.hud.gov/offices/adm/grants/nofa06/admincosts.doc.</E>
                    </FP>
                </EXTRACT>
                <P>On page 11864, section V.A.2., first column, is corrected to read as follows:</P>
                <EXTRACT>
                    <HD SOURCE="HD3">2. Rating Factors </HD>
                    <P>The factors for rating and ranking applicants, and maximum points for each factor, are provided below. Applicants should be certain that these factors are adequately addressed in the narrative relevant to the rating factors and the accompanying materials.</P>
                </EXTRACT>
                <P>On page 11864, section V.A.2.a.(3), second paragraph, third column, is corrected to read as follows: </P>
                <EXTRACT>
                    <P>
                        You must complete and submit the Factor 1, Table 1, HUD-Form-96012, posted at 
                        <E T="03">http://www.grants.gov/Apply</E>
                         to support narrative information. This table should be included in your application.
                    </P>
                </EXTRACT>
                <P>On page 11865, section V.A.2.b.(2)(c), first column, add a second paragraph to read as follows:</P>
                <EXTRACT>
                    <P>
                        You must complete and submit the Factor 2 Table, Form 96016, posted at the 
                        <E T="03">http://www.grants.gov/Apply.</E>
                    </P>
                </EXTRACT>
                <P>On page 11865, section V.A.2.c., first column, the Web site address is corrected to read as follows:</P>
                <EXTRACT>
                    <FP>
                        <E T="03">http://www.hud.gov/offices/adm/grants/nofa06/implementhhi.doc.</E>
                    </FP>
                </EXTRACT>
                <P>On page 11866, section V.A.2.c.(1)(i)(B), third column, the Web site address is corrected to read as follows:</P>
                <EXTRACT>
                    <FP>
                        <E T="03">http://www.hud.gov/offices/fheo/section3/section3.cfm.</E>
                    </FP>
                </EXTRACT>
                <P>On page 11867, section V.A.2.d.(3)(ii), second column, the Web site address is corrected to read as follows:</P>
                <EXTRACT>
                    <FP>
                        <E T="03">http://www.grants.gov/Apply.</E>
                    </FP>
                </EXTRACT>
                <P>On page 11869, section VII., second column, the room number is corrected to read 8236. On page 11869, section VIII.B., third column, delete “semi annual reports” and replace with “quarterly reports.”</P>
                <P>
                    <E T="03">7. Brownfields Economic Development Initiative, beginning at page 11870:</E>
                     On page 11873, section II.C.2.b., first column, delete “$2 million” and replace with “$1 million.”
                </P>
                <P>On page 11884, section VII., second column, the sentence referencing the agency contact for program related questions is corrected to read as follows:</P>
                <EXTRACT>
                    <P>For assistance with program related questions, please contact David Kaminsky, Office of Economic Development; U.S. Department of Housing and Urban Development; 451 Seventh Street, SW., Room 7140; Washington, DC 20410; telephone (202) 708-3484, extension 4612 (this is not a toll-free number).</P>
                </EXTRACT>
                <P>
                    <E T="03">8. Youthbuild, beginning at page 11886:</E>
                     On page 11887, section Overview Information, G.3., first column, is corrected to read as follows:
                </P>
                <EXTRACT>
                    <HD SOURCE="HD3">3. Eligible Applicants.</HD>
                    <P>Eligible applicants are public or private nonprofit organizations which include grassroots community-based organizations inclusive of faith-based organizations, state or local housing agencies or authorities, state or units of local government, Indian tribes, Indian housing authorities and housing entities, or any entity eligible to provide education and employment training under other Federal employment training program, as further described in HUD's regulations at 24 CFR 585.4.</P>
                </EXTRACT>
                <P>On page 11888, section III.A., first column, is corrected to read as follows:</P>
                <EXTRACT>
                    <FP>
                        A. 
                        <E T="03">Eligible applicants</E>
                    </FP>
                    <P>Eligible applicants are public or private nonprofit organizations which include grassroots community-based organizations inclusive of faith-based organizations, state or local housing agencies or authorities, state or units of local government, Indian tribes, Indian housing authorities and housing entities, or any entity eligible to provide education and employment training under other Federal employment training program, as further described in HUD's regulations at 24 CFR 585.4.</P>
                </EXTRACT>
                <P>On page 11890, section VI.B.2, chart, move the information pertaining to forms “Questionnaire for HUD's Initiative on Removal of Regulatory Barriers (Form HUD-27300)” and “Facsimile Transmittal (Form HUD-96011)” from the section “Youthbuild Program Specific Forms” to the section entitled “What to submit.” </P>
                <P>On page 11894, section V.D.1.f., first column, is corrected to read as follows:</P>
                <EXTRACT>
                    <P>f. An affirmation that its investment is contingent only upon the receipt of FY2006 Youthbuild funds and a statement of willingness on the part of the signatory to sign a legally binding commitment not earlier than the date this NOFA is published.</P>
                </EXTRACT>
                <P>On page 11895, section VIII., third column, first full paragraph, the agency contacts for programmatic information is corrected to read as follows:</P>
                <EXTRACT>
                    <P>For programmatic information concerning the Youthbuild program, contact Ms. Ann Buhlman or Ms. Priscilla Poindexter; Office of Rural Housing and Economic Development; Office of Community Planning and Development; U.S. Department of Housing and Urban Development, 451 Seventh Street, SW., Washington, DC, 20410-7000; Telephone (202) 708-2290 (this is not a toll-free number). Persons with speech or hearing impairments may access this number via TTY by calling the toll-free Federal Information Relay Service at 800-877-8339. Prior to the application deadline, HUD's staff will be available to provide general guidance on the application submission process and location of information, but not guidance in preparing your application.</P>
                </EXTRACT>
                <P>
                    <E T="03">9. Section 202 Housing for the Elderly Program (Section 202 Program), beginning at page 12009:</E>
                     On page 12022, Section IV.C., second column, is corrected to read as follows:
                </P>
                <EXTRACT>
                    <P>
                        C. 
                        <E T="03">Submission Dates and Times.</E>
                         Your application must be received and validated electronically by Grants.gov no later than 11:59:59 p.m. Eastern time on the application deadline date of June 2, 2006, unless a waiver of the electronic delivery process has been approved by HUD. Please refer to the 
                        <E T="03">General Section,</E>
                         published January 20, 2006 (71 FR 3382) as well as today's technical correction, for instructions on applying for a waiver. Applicants that are unable to submit their application electronically must seek a waiver of the electronic grant submission requirement and HUD strongly recommends that you do so no later than 15 days before the application deadline date. Waiver requests must be submitted by mail or by fax. For this program NOFA, e-mail requests will not be considered. Waiver requests submitted by mail or fax should be submitted on the applicant's letterhead and signed by an official with the legal authority to request a waiver from the Department. The request must be addressed to the Assistant Secretary for Housing at the following address: Brian D. Montgomery, Assistant Secretary for Housing-Federal Housing Commissioner, Department of Housing and Urban Development, 451 Seventh Street, SW., Room 9100, Washington, DC 20410-8000. Waiver requests submitted by fax must be sent to (202) 708-3104.
                    </P>
                    <P>If a waiver is granted, you will receive notification that provides specific instructions on how and where to submit the paper application.</P>
                </EXTRACT>
                <PRTPAGE P="25216"/>
                <P>
                    <E T="03">10. Section 811 Supportive Housing For Persons With Disabilities (Section 811 Programs), beginning at page 12030:</E>
                     On page 12031, Overview Information, G.4., first column, delete section VI.B.6. and replace with section III.C.3.l.
                </P>
                <P>On page 12036, section III.C.2.b.(3)(e)(i) and (ii), second column, are corrected to read as follows: </P>
                <EXTRACT>
                    <P>(i) If there are no pre-1978 structures on the site or if there are pre-1978 structures that most recently consisted of solely four or fewer units of single-family housing including appurtenant structures thereto, a statement to this effect, or </P>
                    <P>(ii) If there are pre-1978 structures on the site, other than for a site that most recently consisted of solely four or fewer units of single-family housing including appurtenant structures thereto, a comprehensive building asbestos survey that is based on a thorough inspection to identify the location and condition of asbestos throughout any structures. In those cases where suspect asbestos is found, it would either be assumed to be asbestos or would require confirmatory testing. If the asbestos survey indicates the presence of asbestos or the presence of asbestos is assumed, and if the application is approved, HUD will condition the approval on an appropriate mix of asbestos abatement and an asbestos Operations and Maintenance Plan.</P>
                </EXTRACT>
                <P>On page 12043, section IV.B.2.c.(1)(d)(vii), first column, in the “NOTE” following this section, delete section III.C.2.ciii. and replace with section III.C.2.b.(3)(d)(iii).</P>
                <P>On page 12043, sections IV.B.2.c.(1)(d)(viii)(A) and (B), first column, are corrected to read as follows:</P>
                <EXTRACT>
                    <P>(A) If there are no pre-1978 structures on the site or if there are pre-1978 structures that most recently consisted of solely four or fewer units of single-family housing including appurtenant structures thereto, a statement to this effect, or</P>
                    <P>(B) If there are pre-1978 structures on the site other than for a site that most recently consisted of solely four or fewer units of single-family housing including appurtenant structures thereto, a comprehensive building asbestos survey that is based on a thorough inspection to identify the location and condition of asbestos throughout any structures.</P>
                </EXTRACT>
                <P>On page 12043, section IV.B.2.c.(1)(d)(ix), second column, is corrected to read as follows:</P>
                <EXTRACT>
                    <P>
                        (ix) The letter you sent to the State/Tribal Historic Preservation Officer (SHPO/THPO) initiating consultation with their office and requesting their review of your determinations and findings with respect to the historical significance of your proposed project, along with a statement that the SHPO/THPO failed to respond to your letter, OR the SHPO/THPO response to your letter. A sample letter that you may adapt and send to the SHPO/THPO can be found on HUD's Web site at 
                        <E T="03">http://www.hud.gov/offices/adm/grants/fundsavail.cfm</E>
                         under Section 811 Supportive Housing for Persons with Disabilities Program.
                    </P>
                </EXTRACT>
                <P>On page 12043, section IV.B.2.c.(1)(d)(x), second column, is deleted and sections IV.B.2.c.(1)(d)(xi) and (xii), will be redesignated as section IV.B.2.c.(1)(d)(x) and (xi), respectively.</P>
                <P>On page 12045, Section IV.C., second column into third column, is corrected to read as follows:</P>
                <EXTRACT>
                    <P>
                        C. 
                        <E T="03">Submission Dates and Times.</E>
                         Your application must be received and validated electronically by Grants.gov no later than 11:59:59 p.m. eastern time on the application deadline date of May 26, 2006, unless a waiver of the electronic delivery process has been approved by HUD. Please refer to the 
                        <E T="03">General Section,</E>
                         published January 20, 2006 (71 FR 3382) as well as today's technical correction, for instructions on applying for a waiver. Applicants that are unable to submit their application electronically must seek a waiver of the electronic grant submission requirement. Waiver requests must be submitted by mail or by fax. For this program NOFA, email requests will not be considered. Waiver requests submitted by mail or fax should be submitted on the applicant's letterhead and signed by an official with the legal authority to request a waiver from the Department. The request must be addressed to the Assistant Secretary for Housing at the following address: Brian D. Montgomery, Assistant Secretary for Housing-Federal Housing Commissioner, Department of Housing and Urban Development, 451 Seventh Street, SW., Room 9100, Washington, DC 20410-8000. Waiver requests submitted by fax must be sent to (202) 708-3104. Applicants that are granted a waiver of the electronic submission requirement will not be afforded additional time to submit their applications. Therefore, HUD strongly recommends that you submit your waiver requests to the above address approximately 15 days before the application deadline date. If a waiver is granted, you will receive a notification that provides specific instructions on how and where to submit the paper application.
                    </P>
                </EXTRACT>
                <P>On page 12048, section V.A.1.c., third column, delete FY2000 and replace with FY2001.</P>
                <P>On page 12049, section V.A.2., first full paragraph, second column, is revised to read as follows:</P>
                <EXTRACT>
                    <P>In evaluating this factor, HUD will rate your application as follows: </P>
                    <P>a. (10 points) If a determination has been made that there is sufficient sustainable long-term demand for additional supportive housing for persons with disabilities in the area to be served, the project is to be awarded 10 points. If not, the project is to be awarded 0 points. No other point values are allowed under this subsection V.A.2.a. </P>
                    <P>b. (3 points) The extent that a connection has been established between the project and the community's Consolidated Plan, Analysis of Impediments to Fair Housing Choice (AI) or other planning document that analyzes fair housing issues and is prepared by a local planning or similar organization.</P>
                </EXTRACT>
                <P>On page 12051, section V.B.1., exhibit chart, first section, insert exhibit 4(c)(iii) between 2(c) and 4(d)(i) to read as follows:</P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="s50,r100">
                    <TTITLE>  </TTITLE>
                    <BOXHD>
                        <CHED H="1">Exhibit </CHED>
                        <CHED H="1">Description </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01"> 4(c)(iii) </ENT>
                        <ENT>Description of mixed-financing plans for additional units, if applicable. </ENT>
                    </ROW>
                </GPOTABLE>
                <P>On page 12051, section V.B.1., exhibit chart, second section, exhibits 8(a) through 8(i) are corrected to read as follows: </P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="s50,r100">
                    <TTITLE>  </TTITLE>
                    <BOXHD>
                        <CHED H="1">Exhibit </CHED>
                        <CHED H="1">Description </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">8(a)</ENT>
                        <ENT>Standard Form 424, Application for Federal Assistance, Letter sent to the State Point of Contact (SPOC)*. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">8(b)</ENT>
                        <ENT>Standard Form 424 Supplement, Survey on Ensuring Equal Opportunity for Applicants. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">8(c)</ENT>
                        <ENT>Standard Form LLL, Disclosure of Lobbying Activities (if applicable). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">8(d)</ENT>
                        <ENT>Form HUD-2880, Applicant/Recipient Disclosure/update Report. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">8(e)</ENT>
                        <ENT>Form HUD-2991, Certification of Consistency with Consolidated Plan </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">8(f)</ENT>
                        <ENT>Form HUD-92041, Sponsor's Conflict of Interest Resolution </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">8(g)</ENT>
                        <ENT>Form HUD-92042, Sponsor's Resolution for Commitment to Project*. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">8(i)</ENT>
                        <ENT>Form HUD-92043, Supportive Services Certification. </ENT>
                    </ROW>
                </GPOTABLE>
                <P>On page 12052, section V.B.4., last paragraph, first column into second column, is corrected to read as follows: </P>
                <EXTRACT>
                    <P>
                        Funds remaining after the Multifamily HUB selection process is completed will be returned to Headquarters. HUD Headquarters will use these residual funds first to fund the Methodist Rehab Center in the jurisdiction of the Jackson, MS Multifamily Program Center, a FY2005 application that was not funded due to an administrative error relative to the electronic submission process, and Lower Paxton VOA Living Center in the jurisdiction of the Philadelphia, PA Multifamily Program Center, a FY 2005 application that was not funded due to HUD error. Second, HUD Headquarters will use the residual funds to restore units to projects reduced by HUD Multifamily Program Center or Multifamily Hub as a result of the instructions for using their residual funds. Third, HUD Headquarters will use these funds for selecting additional applications based on HUD Program Centers' rankings, beginning with the highest rated application nationwide in Category A. During the first round of funding of additional applications from HUD Headquarters' residual funds, 
                        <PRTPAGE P="25217"/>
                        HUD Headquarters will skip over any applications within the jurisdiction of the Philadelphia, PA Multifamily Program Center because of HUD Headquarters' funding of an additional application that was not selected in FY 2005 for that Program Center, due to HUD error. Only one application will be selected per HUD Multifamily Program Center in Category A from the national residual amount. Headquarters may skip over a higher rated Category A application to ensure that only one application is selected from each HUD Multifamily Program Center. This process will continue until the remaining available funds are used to select Category A applications, to the maximum extent possible. If all Category A applications are selected, Category B applications will then become eligible for selection in rank order, beginning with the highest rated application. Only one Category B application per HUD Multifamily Program Center will be selected from the remaining national residual amount. Headquarters may skip over a higher rated Category B application in order to ensure that only one application is selected from each HUD Multifamily Program Center. This process will continue until the remaining available funds are used to select approvable applications. If there are no approvable applications in Category A in other HUD Multifamily Program Centers, then the next highest rated application in Category B in another HUD Multifamily Program Center will be selected. 
                    </P>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: April 21, 2006. </DATED>
                    <NAME>Keith A. Nelson, </NAME>
                    <TITLE>Assistant Secretary for Administration. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-4004 Filed 4-24-06; 4:23 pm] </FRDOC>
            <BILCOD>BILLING CODE 4210-67-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT </AGENCY>
                <DEPDOC>[Docket No. FR-5045-N-17] </DEPDOC>
                <SUBJECT>Federal Property Suitable as Facilities To Assist the Homeless </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the Assistant Secretary for Community Planning and Development, HUD. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This Notice identifies unutilized, underutilized, excess, and surplus Federal property reviewed by HUD for suitability for possible use to assist the homeless. </P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Kathy Ezzell, room 7266, Department of Housing and Urban Development, 451 Seventh Street, SW., Washington, DC 20410; telephone (202) 708-1234; TTY number for the hearing- and speech-impaired (202) 708-2565 (these telephone numbers are not toll-free), or call the toll-free Title V information line at 1-800-927-7588. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    In accordance with 24 CFR part 581 and section 501 of the Stewart B. McKinney Homeless Assistance Act (42 U.S.C. 11411), as amended, HUD is publishing this Notice to identify Federal buildings and other real property that HUD has reviewed for suitability for use to assist the homeless. The properties were reviewed using information provided to HUD by Federal landholding agencies regarding unutilized and underutilized buildings and real property controlled by such agencies or by GSA regarding its inventory of excess or surplus Federal property. This Notice is also published in order to comply with the December 12, 1988 Court Order in 
                    <E T="03">National Coalition for the Homeless</E>
                     v. 
                    <E T="03">Veterans Administration</E>
                    , No. 88-2503-OG (D.D.C.). 
                </P>
                <P>Properties reviewed are listed in this Notice according to the following categories: Suitable/available, suitable/unavailable, suitable/to be excess, and unsuitable. The properties listed in the three suitable categories have been reviewed by the landholding agencies, and each agency has transmitted to HUD: (1) Its intention to make the property available for use to assist the homeless, (2) its intention to declare the property excess to the agency's needs, or (3) a statement of the reasons that the property cannot be declared excess or made available for use as facilities to assist the homeless. </P>
                <P>Properties listed as suitable/available will be available exclusively for homeless use for a period of 60 days from the date of this Notice. Where property is described as for “off-site use only” recipients of the property will be required to relocate the building to their own site at their own expense. Homeless assistance providers interested in any such property should send a written expression of interest to HHS, addressed to John Hicks, Division of Property Management, Program Support Center, HHS, room 5B-17, 5600 Fishers Lane, Rockville, MD 20857; (301) 443-2265. (This is not a toll-free number.) HHS will mail to the interested provider an application packet, which will include instructions for completing the application. In order to maximize the opportunity to utilize a suitable property, providers should submit their written expressions of interest as soon as possible. For complete details concerning the processing of applications, the reader is encouraged to refer to the interim rule governing this program, 24 CFR part 581. </P>
                <P>For properties listed as suitable/to be excess, that property may, if subsequently accepted as excess by GSA, be made available for use by the homeless in accordance with applicable law, subject to screening for other Federal use. At the appropriate time, HUD will publish the property in a Notice showing it as either suitable/available or suitable/unavailable. </P>
                <P>For properties listed as suitable/unavailable, the landholding agency has decided that the property cannot be declared excess or made available for use to assist the homeless, and the property will not be available. </P>
                <P>
                    Properties listed as unsuitable will not be made available for any other purpose for 20 days from the date of this Notice. Homeless assistance providers interested in a review by HUD of the determination of unsuitability should call the toll free information line at 1-800-927-7588 for detailed instructions or write a letter to Mark Johnston at the address listed at the beginning of this Notice. Included in the request for review should be the property address (including zip code), the date of publication in the 
                    <E T="04">Federal Register</E>
                    , the landholding agency, and the property number. 
                </P>
                <P>
                    For more information regarding particular properties identified in this Notice (
                    <E T="03">i.e.</E>
                    , acreage, floor plan, existing sanitary facilities, exact street address), providers should contact the appropriate landholding agencies at the following addresses: 
                    <E T="03">Army</E>
                    : Ms. Audrey Ormerod, Headquarters, Office of the Assistant Chief of Staff for Installation Management, Attn: DAIM-MD, Room 1E677, 600 Army Pentagon, Washington, DC 20310; (703) 601-2520; 
                    <E T="03">Energy</E>
                    : Mr. John Watson, Department of Energy, Office of Engineering &amp; Construction Management, ME-90, 1000 Independence Ave., SW., Washington, DC 20585: (202) 586-0072; 
                    <E T="03">GSA</E>
                    : Mr. John Kelly, Acting Deputy Assistant Commissioner, General Services Administration, Office of Property Disposal, 18th and F Streets, NW., Washington, DC 20405; (202) 501-0084; 
                    <E T="03">Interior</E>
                    : Ms. Linda Tribby, Acquisition &amp; Property Management, Department of the Interior, 1849 C Street, NW., MS5512, Washington, DC 20240; (202) 219-0728; 
                    <E T="03">Navy</E>
                    : Mr. Warren Meekins, Department of the Navy, Real Estate Services, Naval Facilities Engineering Command, Washington Navy Yard, 1322 Patterson Ave., SE., Suite 1000, Washington, DC 20374-5065; (202) 685-9305 (These are not toll-free numbers). 
                </P>
                <SIG>
                    <PRTPAGE P="25218"/>
                    <DATED>Dated: April 20, 2006. </DATED>
                    <NAME>Mark R. Johnston, </NAME>
                    <TITLE>Acting Deputy Assistant Secretary for Special Needs.</TITLE>
                </SIG>
                <EXTRACT>
                    <HD SOURCE="HD1">TITLE V, FEDERAL SURPLUS PROPERTY PROGRAM, FEDERAL REGISTER REPORT FOR 4/28/06</HD>
                    <HD SOURCE="HD1">Suitable/Available Properties </HD>
                    <HD SOURCE="HD2">Buildings (by State) </HD>
                    <HD SOURCE="HD3">Alaska </HD>
                    <FP SOURCE="FP-1">Tract 02-112 </FP>
                    <FP SOURCE="FP-1">Legends of the Mountain </FP>
                    <FP SOURCE="FP-1">NW Fifth Ave. </FP>
                    <FP SOURCE="FP-1">Seward Co: AK 99664-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Interior </FP>
                    <FP SOURCE="FP-1">Property Number: 61200620001 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Comment: 6982 sq. ft., most recent use—restaurant/bar, off-site use only </FP>
                    <FP SOURCE="FP-1">Tract 02-114 </FP>
                    <FP SOURCE="FP-1">Harbor Dinner Club </FP>
                    <FP SOURCE="FP-1">220 Fifth Ave. </FP>
                    <FP SOURCE="FP-1">Seward Co: AK 99664-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Interior </FP>
                    <FP SOURCE="FP-1">Property Number: 61200620002 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Comment: 5604 sq. ft., presence of asbestos/lead paint, most recent use—restaurant/bar, off-site use only </FP>
                    <FP SOURCE="FP-1">Tract 02-115 </FP>
                    <FP SOURCE="FP-1">Old Solly's </FP>
                    <FP SOURCE="FP-1">Washington St. </FP>
                    <FP SOURCE="FP-1">Seward Co: AK 99664-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Interior </FP>
                    <FP SOURCE="FP-1">Property Number: 61200620003 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Comment: 7392 sq. ft., presence of asbestos/lead paint, most recent use—gift shop/offices/bar/apts., off-site use only </FP>
                    <HD SOURCE="HD3">Minnesota </HD>
                    <FP SOURCE="FP-1">Memorial Army Rsv Ctr </FP>
                    <FP SOURCE="FP-1">1804 3rd Avenue </FP>
                    <FP SOURCE="FP-1">International Falls Co: Koochiching MN 56649-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: GSA </FP>
                    <FP SOURCE="FP-1">Property Number: 54200620002 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Comment: 8992 sq. ft., presence of asbestos/lead paint, most recent use—admin/storage </FP>
                    <FP SOURCE="FP-1">GSA Number: 1-D-MN-586 </FP>
                    <HD SOURCE="HD2">Land (by State) </HD>
                    <HD SOURCE="HD3">New Mexico </HD>
                    <FP SOURCE="FP-1">Portion/Medical Center </FP>
                    <FP SOURCE="FP-1">2820 Ridgecrest </FP>
                    <FP SOURCE="FP-1">Albuquerque Co: Bernalillo NM 87103-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: GSA </FP>
                    <FP SOURCE="FP-1">Property Number: 54200620003 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Comment: 7.4 acres—vacant land </FP>
                    <FP SOURCE="FP-1">GSA Number: 7-GR-NM-04212A </FP>
                    <HD SOURCE="HD3">New York </HD>
                    <FP SOURCE="FP-1">Youngstown Test Annex </FP>
                    <FP SOURCE="FP-1">Porter Center Road </FP>
                    <FP SOURCE="FP-1">Porter Co: NY 14174-0189 </FP>
                    <FP SOURCE="FP-1">Landholding Agency: GSA </FP>
                    <FP SOURCE="FP-1">Property Number: 54200620004 </FP>
                    <FP SOURCE="FP-1">Status: Surplus </FP>
                    <FP SOURCE="FP-1">Comment: 98.62 overgrown acres with 6 deteriorated buildings, abuts an industrial waste treatment facility </FP>
                    <FP SOURCE="FP-1">GSA Number: 1-D-NY-0879-1A </FP>
                    <HD SOURCE="HD1">Suitable/Unavailable Properties </HD>
                    <HD SOURCE="HD2">Buildings (by State) </HD>
                    <HD SOURCE="HD3">Montana </HD>
                    <FP SOURCE="FP-1">Border Patrol Station </FP>
                    <FP SOURCE="FP-1">906 Oilfield Avenue </FP>
                    <FP SOURCE="FP-1">Shelby Co: Toole MT 59474-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: GSA </FP>
                    <FP SOURCE="FP-1">Property Number: 54200620010 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Comment: bldg/1944 sq. ft.; garage/650 sq. ft.; shed/175 sq. ft.; potential asbestos/lead paint/radon </FP>
                    <FP SOURCE="FP-1">GSA Number: 7-Z-MT-0617 </FP>
                    <HD SOURCE="HD3">North Dakota </HD>
                    <FP SOURCE="FP-1">Residence #1 </FP>
                    <FP SOURCE="FP-1">Hwy 30/Canadian Border </FP>
                    <FP SOURCE="FP-1">St. John Co: Rolette ND 58369-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: GSA </FP>
                    <FP SOURCE="FP-1">Property Number: 54200620005 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Comment: 1300 sq. ft., possible asbestos/lead paint </FP>
                    <FP SOURCE="FP-1">GSA Number: 7-G-ND-0504 </FP>
                    <FP SOURCE="FP-1">Residence #2 </FP>
                    <FP SOURCE="FP-1">Hwy 30/Canadian Border </FP>
                    <FP SOURCE="FP-1">St. John Co: Rolette ND 58369-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: GSA </FP>
                    <FP SOURCE="FP-1">Property Number: 54200620006 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Comment: 1300 sq. ft., possible asbestos/lead paint </FP>
                    <FP SOURCE="FP-1">GSA Number: 7-G-ND-0505 </FP>
                    <FP SOURCE="FP-1">Residence #1 </FP>
                    <FP SOURCE="FP-1">Hwy 281/Canadian Border </FP>
                    <FP SOURCE="FP-1">Dunseith Co: Rolette ND 58329-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: GSA </FP>
                    <FP SOURCE="FP-1">Property Number: 54200620007 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Comment: 1640 sq. ft. bldg and garage, possible asbestos/lead paint </FP>
                    <FP SOURCE="FP-1">GSA Number: 7-G-ND-0508 </FP>
                    <FP SOURCE="FP-1">Residence #2 </FP>
                    <FP SOURCE="FP-1">Hwy 281/Canadian Border </FP>
                    <FP SOURCE="FP-1">Dunseith Co: Rolette ND 58329-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: GSA </FP>
                    <FP SOURCE="FP-1">Property Number: 54200620008 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Comment: 1490 sq. ft., attached garage, possible asbestos/lead paint </FP>
                    <FP SOURCE="FP-1">GSA Number: 7-G-ND-0507 </FP>
                    <FP SOURCE="FP-1">Residence #3 </FP>
                    <FP SOURCE="FP-1">Hwy 281/Canadian Border </FP>
                    <FP SOURCE="FP-1">Dunseith Co: Rolette ND 58329-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: GSA </FP>
                    <FP SOURCE="FP-1">Property Number: 54200620009 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Comment: 1490 sq. ft., attached garage, possible asbestos/lead paint </FP>
                    <FP SOURCE="FP-1">GSA Number: 7-G-ND-0506 </FP>
                    <HD SOURCE="HD1">Unsuitable Properties </HD>
                    <HD SOURCE="HD2">Buildings (by State) </HD>
                    <HD SOURCE="HD3">Alabama </HD>
                    <FP SOURCE="FP-1">Bldg. 115 </FP>
                    <FP SOURCE="FP-1">Fort Rucker </FP>
                    <FP SOURCE="FP-1">Dale Co: AL 36362-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620001 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldg. 0006 </FP>
                    <FP SOURCE="FP-1">Redstone Arsenal </FP>
                    <FP SOURCE="FP-1">Madison Co: AL 35898-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620002 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <HD SOURCE="HD3">California </HD>
                    <FP SOURCE="FP-1">Bldgs. 01185, 01186 </FP>
                    <FP SOURCE="FP-1">Combat Support Training Center </FP>
                    <FP SOURCE="FP-1">Dublin Co: CA 94568-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620003 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Defense Fuel Support Center </FP>
                    <FP SOURCE="FP-1">Norwalk Co: Los Angeles CA 90650-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: GSA </FP>
                    <FP SOURCE="FP-1">Property Number: 54200620001 </FP>
                    <FP SOURCE="FP-1">Status: Surplus </FP>
                    <FP SOURCE="FP-1">Reason: Within 2000 ft. of flammable or explosive material </FP>
                    <FP SOURCE="FP-1">GSA Number: 9-D-CA-1562 </FP>
                    <HD SOURCE="HD3">District of Columbia </HD>
                    <FP SOURCE="FP-1">Bldgs. DD, T-19 </FP>
                    <FP SOURCE="FP-1">Naval Station </FP>
                    <FP SOURCE="FP-1">Washington Co: DC 20373-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Navy </FP>
                    <FP SOURCE="FP-1">Property Number: 77200620002 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <HD SOURCE="HD3">Georgia </HD>
                    <FP SOURCE="FP-1">Bldg. 01182 </FP>
                    <FP SOURCE="FP-1">Fort Benning </FP>
                    <FP SOURCE="FP-1">Chattachoochee Co: GA 31905-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620004 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Reason: Secured Area </FP>
                    <HD SOURCE="HD3">Hawaii </HD>
                    <FP SOURCE="FP-1">10 Bldgs. </FP>
                    <FP SOURCE="FP-1">Aliamanu </FP>
                    <FP SOURCE="FP-1">Honolulu Co: HI 96818-</FP>
                    <FP SOURCE="FP-1">Location: 9, A0043, A0044, C0001, C0002, C0003, C0004, C0005, C0029, E0027 </FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620005 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Secured Area </FP>
                    <FP SOURCE="FP-1">Bldg. 00340 </FP>
                    <FP SOURCE="FP-1">Wheeler Army Airfield </FP>
                    <FP SOURCE="FP-1">Wahiawa Co: HI 96786-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620006 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Secured Area </FP>
                    <FP SOURCE="FP-1">Bldg. 1042 </FP>
                    <FP SOURCE="FP-1">Wheeler Army Airfield </FP>
                    <FP SOURCE="FP-1">Wahiawa Co: HI 96786-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620007 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldg. T1054 </FP>
                    <FP SOURCE="FP-1">Schofield Barracks </FP>
                    <FP SOURCE="FP-1">Wahiawa Co: HI 96786-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620008 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldgs. 1124, 1125 </FP>
                    <FP SOURCE="FP-1">Schofield Barracks </FP>
                    <FP SOURCE="FP-1">
                        Wahiawa Co: HI 96786-
                        <PRTPAGE P="25219"/>
                    </FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620009 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldg. 02276 </FP>
                    <FP SOURCE="FP-1">Schofield Barracks </FP>
                    <FP SOURCE="FP-1">Wahiawa Co: HI 96786-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620010 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">18 Bldgs. </FP>
                    <FP SOURCE="FP-1">Kipapa Ammo Site </FP>
                    <FP SOURCE="FP-1">Mililani Co: HI 96786-</FP>
                    <FP SOURCE="FP-1">Location: 52 to 54, 24B, 26A&amp;B, 27A&amp;B, 28A&amp;B, 29A&amp;B, 30A&amp;B, 31A&amp;B, A0001, B0002 </FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620011 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <HD SOURCE="HD3">Illinois </HD>
                    <FP SOURCE="FP-1">Bldg. 374A </FP>
                    <FP SOURCE="FP-1">Argonne National Lab </FP>
                    <FP SOURCE="FP-1">Argonne Co: DuPage IL 60439-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Energy</FP>
                    <FP SOURCE="FP-1">Property Number: 41200620008 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Reason: Secured Area </FP>
                    <HD SOURCE="HD3">Indiana </HD>
                    <FP SOURCE="FP-1">Bldg. 2796 </FP>
                    <FP SOURCE="FP-1">Naval Support Activity </FP>
                    <FP SOURCE="FP-1">Crane Co: Martin IN 47522-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Navy </FP>
                    <FP SOURCE="FP-1">Property Number: 77200620001</FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reasons: Within 2000 ft. of flammable or explosive material; Secured Area; Extensive deterioration </FP>
                    <HD SOURCE="HD3">Iowa </HD>
                    <FP SOURCE="FP-1">Bldg. 01039 </FP>
                    <FP SOURCE="FP-1">Iowa Army Ammo Plant </FP>
                    <FP SOURCE="FP-1">Middletown Co: Des Moines IA 52601-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army</FP>
                    <FP SOURCE="FP-1">Property Number: 21200620012 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reasons: Within 2000 ft. of flammable or explosive material; Secured Area </FP>
                    <HD SOURCE="HD3">Kentucky </HD>
                    <FP SOURCE="FP-1">Bldg. 00905</FP>
                    <FP SOURCE="FP-1">Blue Grass Army Depot</FP>
                    <FP SOURCE="FP-1">Richmond Co: Madison KY 40475-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620013 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <HD SOURCE="HD3">Louisiana</HD>
                    <FP SOURCE="FP-1">Bldg. T8253</FP>
                    <FP SOURCE="FP-1">Fort Polk</FP>
                    <FP SOURCE="FP-1">Ft. Polk Co: LA</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620014 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <HD SOURCE="HD3">Maryland </HD>
                    <FP SOURCE="FP-1">Bldgs. 2204, 02271 </FP>
                    <FP SOURCE="FP-1">Fort Meade </FP>
                    <FP SOURCE="FP-1">Anne Arundel Co: MD 20755-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army</FP>
                    <FP SOURCE="FP-1">Property Number: 21200620015 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <HD SOURCE="HD3">New Jersey </HD>
                    <FP SOURCE="FP-1">Bldgs. 5208, 5210 </FP>
                    <FP SOURCE="FP-1">Fort Dix </FP>
                    <FP SOURCE="FP-1">Burlington Co: NJ 08640-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620016 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldgs. 221a, 224, 225 </FP>
                    <FP SOURCE="FP-1">Picatinny Arsenal </FP>
                    <FP SOURCE="FP-1">Dover Co: NJ 07806-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620017 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reasons: Within 2000 ft. of flammable or explosive material; Secured Area </FP>
                    <FP SOURCE="FP-1">Bldgs. 230, 230f </FP>
                    <FP SOURCE="FP-1">Picatinny Arsenal </FP>
                    <FP SOURCE="FP-1">Dover Co: NJ 07806-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620018 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reasons: Within 2000 ft. of flammable or explosive material; Secured Area </FP>
                    <FP SOURCE="FP-1">Bldgs. 231, 232a, 236 </FP>
                    <FP SOURCE="FP-1">Picatinny Arsenal </FP>
                    <FP SOURCE="FP-1">Dover Co: NJ 07806-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620019 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reasons: Within 2000 ft. of flammable or explosive material; Secured Area </FP>
                    <FP SOURCE="FP-1">Bldg. 252c </FP>
                    <FP SOURCE="FP-1">Picatinny Arsenal </FP>
                    <FP SOURCE="FP-1">Dover Co: NJ 07806-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620020 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reasons: Within 2000 ft. of flammable or explosive material; Secured Area </FP>
                    <FP SOURCE="FP-1">Bldg. 321D </FP>
                    <FP SOURCE="FP-1">Picatinny Arsenal </FP>
                    <FP SOURCE="FP-1">Dover Co: NJ 07806-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620021 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reasons: Within 2000 ft. of flammable or explosive material; Secured Area </FP>
                    <FP SOURCE="FP-1">Bldg. 403 </FP>
                    <FP SOURCE="FP-1">Picatinny Arsenal </FP>
                    <FP SOURCE="FP-1">Dover Co: NJ 07806-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620022 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reasons: Within 2000 ft. of flammable or explosive material; Secured Area </FP>
                    <HD SOURCE="HD3">New Mexico </HD>
                    <FP SOURCE="FP-1">Bldgs. 33150, 33153 </FP>
                    <FP SOURCE="FP-1">White Sands Missile Range </FP>
                    <FP SOURCE="FP-1">Dona Anna Co: NM 88002-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620023 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <HD SOURCE="HD3">New York </HD>
                    <FP SOURCE="FP-1">Bldgs. 0707A, 0707B </FP>
                    <FP SOURCE="FP-1">Brookhaven National Lab </FP>
                    <FP SOURCE="FP-1">Upton Co: Suffolk NY 11973-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Energy </FP>
                    <FP SOURCE="FP-1">Property Number: 41200620001 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldg. 0715 </FP>
                    <FP SOURCE="FP-1">Brookhaven National Lab </FP>
                    <FP SOURCE="FP-1">Upton Co: Suffolk NY 11973-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Energy </FP>
                    <FP SOURCE="FP-1">Property Number: 41200620002 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldg. 0751 </FP>
                    <FP SOURCE="FP-1">Brookhaven National Lab </FP>
                    <FP SOURCE="FP-1">Upton Co: Suffolk NY 11973-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Energy </FP>
                    <FP SOURCE="FP-1">Property Number: 41200620003 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Reason: contamination </FP>
                    <FP SOURCE="FP-1">Bldg. 0753 </FP>
                    <FP SOURCE="FP-1">Brookhaven National Lab </FP>
                    <FP SOURCE="FP-1">Upton Co: Suffolk NY 11973-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Energy </FP>
                    <FP SOURCE="FP-1">Property Number: 41200620004 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <HD SOURCE="HD3">North Carolina </HD>
                    <FP SOURCE="FP-1">Bldgs. A3872, A3879, A3881 </FP>
                    <FP SOURCE="FP-1">Fort Bragg </FP>
                    <FP SOURCE="FP-1">Ft. Bragg Co: NC 28310-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620024 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">5 Bldgs. </FP>
                    <FP SOURCE="FP-1">Fort Bragg </FP>
                    <FP SOURCE="FP-1">Ft. Bragg Co: NC 28310-</FP>
                    <FP SOURCE="FP-1">Location: A3923, A3925, A3930, A3932, A3934 </FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620025 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldgs. A4118, A4119, A4318 </FP>
                    <FP SOURCE="FP-1">Fort Bragg </FP>
                    <FP SOURCE="FP-1">Ft. Bragg Co: NC 28310-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620026 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">4 Bldgs. </FP>
                    <FP SOURCE="FP-1">Fort Bragg </FP>
                    <FP SOURCE="FP-1">A4620, A4622, A4626, A4628 </FP>
                    <FP SOURCE="FP-1">Ft. Bragg Co: NC 28310-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620027 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldgs. A4635, A4636 </FP>
                    <FP SOURCE="FP-1">Fort Bragg </FP>
                    <FP SOURCE="FP-1">Ft. Bragg Co: NC 28310-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620028 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldgs. A4681, A4683, A4684 </FP>
                    <FP SOURCE="FP-1">Fort Bragg </FP>
                    <FP SOURCE="FP-1">Ft. Bragg Co: NC 28310-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620029 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldgs. A4685, A4686, A4687 </FP>
                    <FP SOURCE="FP-1">Fort Bragg </FP>
                    <FP SOURCE="FP-1">Ft. Bragg Co: NC 28310-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620030 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">
                        Bldgs. A4877, A4878, A4879 
                        <PRTPAGE P="25220"/>
                    </FP>
                    <FP SOURCE="FP-1">Fort Bragg </FP>
                    <FP SOURCE="FP-1">Ft. Bragg Co: NC 28310-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620031 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">5 Bldgs. </FP>
                    <FP SOURCE="FP-1">Fort Bragg </FP>
                    <FP SOURCE="FP-1">Ft. Bragg Co: NC 28310-</FP>
                    <FP SOURCE="FP-1">Location: A4883, A4884, A4885, A4886, A4887 </FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620032 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldgs. M5010, M5708 </FP>
                    <FP SOURCE="FP-1">Fort Bragg </FP>
                    <FP SOURCE="FP-1">Ft. Bragg Co: NC 28310-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620033 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldgs. M6750, M6751, M6753 </FP>
                    <FP SOURCE="FP-1">Fort Bragg </FP>
                    <FP SOURCE="FP-1">Ft. Bragg Co: NC 28310-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620034 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldgs. M6943, M6946 </FP>
                    <FP SOURCE="FP-1">Fort Bragg </FP>
                    <FP SOURCE="FP-1">Ft. Bragg Co: NC 28310-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620035 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldgs. M6950, M6951, M6953 </FP>
                    <FP SOURCE="FP-1">Fort Bragg </FP>
                    <FP SOURCE="FP-1">Ft. Bragg Co: NC 28310-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620036 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldgs. M7033, M7240, M7243 </FP>
                    <FP SOURCE="FP-1">Fort Bragg </FP>
                    <FP SOURCE="FP-1">Ft. Bragg Co: NC 28310-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620037 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldgs. M7248, M7250, M7253 </FP>
                    <FP SOURCE="FP-1">Fort Bragg </FP>
                    <FP SOURCE="FP-1">Ft. Bragg Co: NC 28310-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620038 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldgs. 81703, 82105, 82313 </FP>
                    <FP SOURCE="FP-1">Fort Bragg </FP>
                    <FP SOURCE="FP-1">Ft. Bragg Co: NC 28310-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620039 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <HD SOURCE="HD3">Pennsylvania </HD>
                    <FP SOURCE="FP-1">Bldgs. 0049A, 0049B </FP>
                    <FP SOURCE="FP-1">Defense Distribution Depot </FP>
                    <FP SOURCE="FP-1">New Cumberland Co: PA 17070-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620040 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Reason: Secured Area </FP>
                    <HD SOURCE="HD3">Puerto Rico </HD>
                    <FP SOURCE="FP-1">8 Bldgs. </FP>
                    <FP SOURCE="FP-1">Fort Buchanan </FP>
                    <FP SOURCE="FP-1">Guaynabo Co: PR </FP>
                    <FP SOURCE="FP-1">Location: 01003, 01004, 01005, 01006, 01007, 01008, 01009, 01026 </FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620041 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <HD SOURCE="HD3">South Carolina </HD>
                    <FP SOURCE="FP-1">Bldg. 714-006N </FP>
                    <FP SOURCE="FP-1">Savannah River Site </FP>
                    <FP SOURCE="FP-1">Aiken Co: SC 29802-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Energy </FP>
                    <FP SOURCE="FP-1">Property Number: 41200620005 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Reason: Secured Area </FP>
                    <FP SOURCE="FP-1">Bldg. 105-013P </FP>
                    <FP SOURCE="FP-1">Savannah River Operations </FP>
                    <FP SOURCE="FP-1">Aiken Co: SC 29802-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Energy </FP>
                    <FP SOURCE="FP-1">Property Number: 41200620007 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Secured Area </FP>
                    <HD SOURCE="HD3">Tennessee </HD>
                    <FP SOURCE="FP-1">Bldgs. 05346, 05348, 07543 </FP>
                    <FP SOURCE="FP-1">Fort Campbell </FP>
                    <FP SOURCE="FP-1">Montgomery Co: TN 42223-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620042 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">7 Bldgs. </FP>
                    <FP SOURCE="FP-1">Fort Campbell </FP>
                    <FP SOURCE="FP-1">Montgomery Co: TN 42223-</FP>
                    <FP SOURCE="FP-1">Location: 7905, 7906, 7907, 7908, 7909, 7910, 7911 </FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620043 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">10 Bldgs. </FP>
                    <FP SOURCE="FP-1">Fort Campbell </FP>
                    <FP SOURCE="FP-1">Montgomery Co: TN 42223-</FP>
                    <FP SOURCE="FP-1">Location: 7912, 7913, 7914, 7915, 7920, 7921, 7922, 7928, 7029, 7930 </FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620044 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldgs. 00232, 02546 </FP>
                    <FP SOURCE="FP-1">Fort Campbell </FP>
                    <FP SOURCE="FP-1">Montgomery Co: TN 42223-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620064 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">16 Bldgs. </FP>
                    <FP SOURCE="FP-1">Oak Ridge Reservation </FP>
                    <FP SOURCE="FP-1">Oak Ridge Co: Anderson TN 37831-</FP>
                    <FP SOURCE="FP-1">Location: Freels/Solway Bend Areas </FP>
                    <FP SOURCE="FP-1">Landholding Agency: Energy </FP>
                    <FP SOURCE="FP-1">Property Number: 41200620006 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Texas </FP>
                    <FP SOURCE="FP-1">Bldg. D5040 </FP>
                    <FP SOURCE="FP-1">Grand Prairie Reserve Complex </FP>
                    <FP SOURCE="FP-1">Tarrant Co: TX 75051-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620045 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reasons: Secured Area; Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Utah </FP>
                    <FP SOURCE="FP-1">Bldg. 00424 </FP>
                    <FP SOURCE="FP-1">Tooele Army Depot </FP>
                    <FP SOURCE="FP-1">Tooele Co: UT 84074-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620046 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Secured Area</FP>
                    <FP SOURCE="FP-1">Bldg. 07001 </FP>
                    <FP SOURCE="FP-1">Deseret Chemical Depot </FP>
                    <FP SOURCE="FP-1">Stockton Co: UT 84071-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620047 </FP>
                    <FP SOURCE="FP-1">Status: Excess </FP>
                    <FP SOURCE="FP-1">Reasons: Within 2000 ft. of flammable or explosive material; Secured Area </FP>
                    <HD SOURCE="HD3">Virginia </HD>
                    <FP SOURCE="FP-1">Bldg. 12409 </FP>
                    <FP SOURCE="FP-1">Fort Lee </FP>
                    <FP SOURCE="FP-1">Prince George Co: VA 23801-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620048 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldg. SW101 </FP>
                    <FP SOURCE="FP-1">Fort Pickett </FP>
                    <FP SOURCE="FP-1">Blackstone Co: VA 23824-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620049 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldg. T0318 </FP>
                    <FP SOURCE="FP-1">Fort Pickett </FP>
                    <FP SOURCE="FP-1">Blackstone Co: VA 23824-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620050 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldg. T1614 </FP>
                    <FP SOURCE="FP-1">Fort Pickett </FP>
                    <FP SOURCE="FP-1">Blackstone Co: VA 23824-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620051 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldg. T3001 </FP>
                    <FP SOURCE="FP-1">Fort Pickett </FP>
                    <FP SOURCE="FP-1">Blackstone Co: VA 23824-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620052 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <HD SOURCE="HD3">Washington</HD>
                    <FP SOURCE="FP-1">Bldgs. 002PF, U040D </FP>
                    <FP SOURCE="FP-1">Fort Lewis </FP>
                    <FP SOURCE="FP-1">Pierce Co: WA 98433-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620053 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldgs. 006PF, 0025B </FP>
                    <FP SOURCE="FP-1">Fort Lewis </FP>
                    <FP SOURCE="FP-1">Pierce Co: WA 98433-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620054 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldgs. U106B, U110A, U110B </FP>
                    <FP SOURCE="FP-1">Fort Lewis </FP>
                    <FP SOURCE="FP-1">Pierce Co: WA 98433-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620055 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <PRTPAGE P="25221"/>
                    <FP SOURCE="FP-1">Bldgs. 3253, 3254, 3255 </FP>
                    <FP SOURCE="FP-1">Fort Lewis </FP>
                    <FP SOURCE="FP-1">Pierce Co: WA 98433-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620056 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldg. 3312 </FP>
                    <FP SOURCE="FP-1">Fort Lewis </FP>
                    <FP SOURCE="FP-1">Pierce Co: WA 98433-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620057 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldgs. W3429, W3430, W3431 </FP>
                    <FP SOURCE="FP-1">Fort Lewis </FP>
                    <FP SOURCE="FP-1">Pierce Co: WA 98433-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620058 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldg. 5165 </FP>
                    <FP SOURCE="FP-1">Fort Lewis </FP>
                    <FP SOURCE="FP-1">Pierce Co: WA 98433-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620059 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <HD SOURCE="HD3">Wisconsin </HD>
                    <FP SOURCE="FP-1">Bldg. MSH31 </FP>
                    <FP SOURCE="FP-1">Fort McCoy </FP>
                    <FP SOURCE="FP-1">Monroe Co: WI 54656-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620060 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldgs. R031B, R031G </FP>
                    <FP SOURCE="FP-1">Fort McCoy </FP>
                    <FP SOURCE="FP-1">Monroe Co: WI 54656-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620061 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldg. 08079 </FP>
                    <FP SOURCE="FP-1">Fort McCoy </FP>
                    <FP SOURCE="FP-1">Monroe Co: WI 54656-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620062 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration </FP>
                    <FP SOURCE="FP-1">Bldgs. 08103, 08104 </FP>
                    <FP SOURCE="FP-1">Fort McCoy </FP>
                    <FP SOURCE="FP-1">Monroe Co: WI 54656-</FP>
                    <FP SOURCE="FP-1">Landholding Agency: Army </FP>
                    <FP SOURCE="FP-1">Property Number: 21200620063 </FP>
                    <FP SOURCE="FP-1">Status: Unutilized </FP>
                    <FP SOURCE="FP-1">Reason: Extensive deterioration</FP>
                </EXTRACT>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6245 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4210-67-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT </AGENCY>
                <DEPDOC>[Docket No. FR-4665-N-29] </DEPDOC>
                <SUBJECT>Conference Call Meeting of the Manufactured Housing Consensus Committee </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the Assistant Secretary for Housing—Federal Housing Commissioner, HUD. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of upcoming meeting via conference call. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This notice sets forth the schedule and proposed agenda of the upcoming meeting of the Manufactured Housing Consensus Committee (the Committee) to be held via telephone conference. The meeting is open to the general public, which may participate by following the instructions below. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The conference call meeting will be held on Wednesday, May 24, 2006, from 11 a.m. to 2 p.m. eastern standard time. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Information concerning the conference call can be obtained from the Department's Consensus Committee Administering Organization, the National Fire Protection Association (NFPA). Interested parties can link onto NFPA's Web site for instructions concerning how to participate, and for contact information for the conference call from a HUD Web site, in the section marked “Business” “Manufactured Housing Consensus Committee Information”. The link can be found at: 
                        <E T="03">http://www.hud.gov/offices/hsg/sfh/mhs/mhshome.cfm</E>
                        . 
                    </P>
                    <P>Alternately, interested parties may contact Jill McGovern of NFPA by phone at (617) 984-7404 (this is not a toll-free number) for conference call information. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>William W. Matchneer III, Associate Deputy Assistant Secretary, Office of Regulatory Affairs and Manufactured Housing, Department of Housing and Urban Development, 451 7th Street, SW., Washington, DC 20410, telephone (202) 708-6409 (this is not a toll-free number). Persons who have difficulty hearing or speaking may access this number via TTY by calling the toll-free Federal Information Relay Service at (800) 877-8339. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Notice of this meeting is provided in accordance with Sections 10(a) and (b) of the Federal Advisory Committee Act (5 U.S.C. App. 2) and 41 CFR 102-3.150. The Manufactured Housing Consensus Committee was established under Section 604(a)(3) of the National Manufactured Housing Construction and Safety Standards Act of 1974, as amended, 42 U.S.C. 5403(a)(3). The Committee is charged with providing recommendations to the Secretary to adopt, revise, and interpret manufactured home construction and safety standards and procedural and enforcement regulations, and with developing and recommending proposed model installation standards to the Secretary. </P>
                <P>The purpose of the conference call meeting is to permit the Committee, at its request, to review, and to take action on further recommendations to the Secretary regarding proposed changes to Title 24, Code of Federal Regulations, Part 3282 401 through 418 (Subpart I-Consumer Complaint Handling and Remedial Actions). It is necessary to have this meeting on this date, which is a continuation of its February 23, 2006, meeting called to discuss this matter, to permit the Committee to continue its consideration and take action regarding the foregoing matter in a timely manner. </P>
                <HD SOURCE="HD1">Tentative Agenda </HD>
                <P>A. Roll call. </P>
                <P>B. Welcome and opening remarks. </P>
                <P>C. Full Committee meeting to take actions on proposed changes to 24 CFR part 3282, subpart I. </P>
                <P>D. Adjournment. </P>
                <SIG>
                    <DATED>Dated: April 20, 2006. </DATED>
                    <NAME>Brian D. Montgomery, </NAME>
                    <TITLE>Assistant Secretary for Housing—Federal Housing Commissioner. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6384 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4210-67-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF THE INTERIOR </AGENCY>
                <SUBAGY>Fish and Wildlife Service </SUBAGY>
                <SUBJECT>Draft Environmental Impact Statement on the Proposed Reaffirmation of Incidental Take Permits (ITPs) That Were Previously Issued To Allow Incidental Take of the Endangered Alabama Beach Mouse and Announcement of a Public Meeting </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Fish and Wildlife Service, Interior. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of availability; announcement of a public meeting. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Fish and Wildlife Service (Service) announces the availability of a Draft Environmental Impact Statement (DEIS), which analyzes the environmental impacts associated with incidental take permits that were previously issued under the Endangered Species Act of 1973 (Act), as amended (16 U.S.C. 1531 
                        <E T="03">et seq.</E>
                        ), for take of the Alabama beach mouse (
                        <E T="03">Peromyscus polionotus ammobates</E>
                        ). The DEIS also analyzes a full range of reasonable alternatives, including a No-Action alternative. The incidental take permits, previously issued to Gulf Highlands LLC and Beach Club West, involve the construction, occupancy, use, operation, and maintenance of two residential/recreational condominium development projects on the Fort Morgan Peninsula in Baldwin County, Alabama. We will 
                        <PRTPAGE P="25222"/>
                        hold a public meeting to inform the public and interested stakeholders about the DEIS and solicit their input on the document. 
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        Written comments concerning the DEIS should be sent to the Service's Regional Office (see 
                        <E T="02">ADDRESSES</E>
                        ) and should be received on or before July 27, 2006 We will hold a public meeting on June 26, 2006, at 6:30 p.m. 
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Persons wishing to review the DEIS may obtain a copy by writing either to the Service's Southeast Regional Office at Regional Office, 1875 Century Boulevard, Suite 200, Atlanta, GA 30345 (Attn: Endangered Species Permits), or to the Alabama Field Office at U.S. Fish and Wildlife Service, 1208-B Main Street, Daphne, Alabama 36526 (Attn: Acting Supervisor). Documents will be available for public inspection by appointment during normal business hours at the Southeast Regional Office. Written data or comments concerning the DEIS should be submitted to the Regional Office. Please reference permit numbers TE-007985-0 (Gulf Highlands) and TE-031307-0 (Fort Morgan Peninsula Joint Venture) in your comments, or in requests for documents. </P>
                    <P>Our June 26, 2006, public meeting will take place at 6:30 p.m., at the Adult Activity Center located at 260 Clubhouse Drive, Gulf Shores, Alabama. A court reporter will be present to record all comments, and all interested parties will be allowed to comment. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Mr. Aaron Valenta, Regional HCP Coordinator, (see 
                        <E T="02">ADDRESSES</E>
                         above), telephone: 404/679-4144; or Acting Supervisor, Alabama Field Office (see 
                        <E T="02">ADDRESSES</E>
                         above), telephone: 251/441-5870. 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Service specifically requests information, views, and opinions from the public via this notice on the DEIS and the actions proposed by the permittees. Comments are requested on the two preferred alternatives and reasons for selecting one over the other. Submitted comments must be in writing to be considered in the Service's decisionmaking process. </P>
                <P>
                    If you wish to comment, you may submit comments by any one of several methods. Please reference permit application numbers TE-007985-0 (Gulf Highlands) and TE-031307-0 (Fort Morgan Peninsula Joint Venture) in such comments. You may mail comments to the Services' Southeast Regional Office (see 
                    <E T="02">ADDRESSES</E>
                    ). You may also comment via the Internet to 
                    <E T="03">aaron_valenta@fws.gov.</E>
                     Please also include your name and return address in your e-mail message. If you do not receive a confirmation that we have received your e-mail message, contact us directly at either telephone number listed above (see 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                    ). Finally, you may hand-deliver comments to either service office listed above (see 
                    <E T="02">ADDRESSES</E>
                    ). Our practice is to make comments, including names and home addresses of respondents, available for public review during regular business hours at both the regional and field offices. Individual respondents may request that we withhold their home addresses from the administrative record. We will honor such requests to the extent allowable by law. There may also be other circumstances in which we would withhold from the administrative record a respondent's identity, as allowable by law. If you wish us to withhold your name and address, you must state this prominently at the beginning of your comments. We will not, however, consider anonymous comments. We will make all submissions from organizations or businesses, and from individuals identifying themselves as representatives or officials of organizations or businesses, available for public inspection in their entirety. 
                </P>
                <P>
                    In April 2002, the Service issued incidental take permits to the permittees (referred to as permittees since the permits were previously issued but are currently held in abeyance) following preparation of an Environmental Assessment, announced on April 9, 2002 (67 FR 17089), and a finding of no significant impact. The Sierra Club and Friends of the Earth, Inc., filed an action in the United States District Court for the Southern District of Alabama challenging the Environmental Assessment and finding of no significant impact. See 
                    <E T="03">Sierra Club and Friends of the Earth</E>
                     v. 
                    <E T="03">Norton</E>
                    , 207 F. Supp 2d. 1310 (S.D. Ala. 2002). The Judge granted a preliminary injunction against take of the Alabama beach mouse pursuant to the incidental take permits that were issued to the permittees. Subsequently, the Service requested and the Court granted a voluntary remand for the preparation of an environmental impact statement. On October 8, 2002, the Service published a 
                    <E T="04">Federal Register</E>
                     notice (67 FR 62809) announcing its intent to prepare an environmental impact statement and hold a scoping meeting. The scoping meeting was held at Gulf State Park on October 29, 2002. 
                </P>
                <P>General activities proposed for permit coverage include construction and maintenance activities associated with residential and commercial development. The proposed residential/recreational condominium developments would be located on approximately 186.7 acres in south Baldwin County, Alabama, between State Highway 180 and the Gulf of Mexico (Section 28, Township 9 South, Range 2 East) about 12 miles west of Highway 59 in Gulf Shores, Alabama, on the Fort Morgan Peninsula. As proposed by the Permittees, 143.5 acres for alternative 4 or 146.2 acres for alternative 5 of the property would be conserved as a condition of the incidental take permits. This includes approximately 30 acres of Alabama beach mouse critical habitat on the property which would likewise not be developed except for installation of dune walkovers extending from the south edge of the developed footprint of the residential building to the north edge of the wet beach. </P>
                <P>The Permittee's future activities have the potential to impact Alabama beach mice subject to protection under the Act. The Alabama beach mouse was listed as an endangered species in 1985 (50 FR 23872) due to decreased populations and a loss of habitat. The Alabama beach mouse is one of eight subspecies of the old-field mouse that occupy coastal rather than inland habitat and are referred to as beach mice. The Alabama beach mouse is pale gray with a distinct stripe running down the back and tail. </P>
                <P>In 2005, the Service determined that the current range of the Alabama beach mouse extends approximately 22 km (14 miles) on the Fort Morgan Peninsula. The Service identified a total of 2,544 acres of Alabama beach mouse habitat, including 110 acres at Gulf State Park. Track monitoring after hurricanes in 2004 and 2005 indicate that the Alabama beach mouse may continue to use areas that were temporarily inundated. The Alabama beach mouse may have been extirpated from Gulf State Park by Hurricane Ivan in 2004. </P>
                <P>
                    Section 10(a)(1)(B) of the Act allows for permitting non-Federal landowners to take endangered and threatened species, provided the take is incidental to otherwise lawful activities and will not appreciably reduce the likelihood for the survival and recovery of the species in the wild, among other permit issuance criteria. An applicant for a permit under section 10 of the Act must prepare and submit to the Service for approval a habitat conservation plan (HCP) containing, among other things, a strategy for minimizing and mitigating all take associated with the proposed activities to the maximum extent practicable. The applicant must also ensure that adequate funding for implementation of the plan will be provided. 
                    <PRTPAGE P="25223"/>
                </P>
                <P>The DEIS analyzes the Permittees' proposed HCP, as well as a full range of reasonable alternatives and the associated impacts of each. The Service has developed five alternatives for analysis, including two preferred alternatives (alternatives 4 and 5). </P>
                <P>
                    Alternative 1—
                    <E T="03">No Action.</E>
                     The No-Action alternative considers the likely outcome if the Service does not reaffirm the issued incidental take permits. Under this alternative, the two projects would not be constructed as currently proposed. 
                </P>
                <P>
                    Alternative 2—
                    <E T="03">Development According to the Original Gulf Highlands Subdivision Plat.</E>
                     Portions of the Permittees' properties were originally platted and zoned for single family residential development by the Baldwin County Planning Commission. This alternative would involve development according to the original subdivision of the lands, which included approximately 1,076 single family lots. In order to construct the 1,076 residences, it is likely that the permittees would need to apply for and receive incidental take permits for those lots platted in Alabama beach mouse habitat. 
                </P>
                <P>
                    Alternative 3—
                    <E T="03">Development Entirely North of the Escarpment.</E>
                     This alternative would involve development of residential condominium buildings and infrastructure approximately 300 feet north of the escarpment for both projects. Alternative 3 also includes additional minimization measures such as elimination of surface parking and one access roadway. 
                </P>
                <P>
                    Alternative 4—
                    <E T="03">Development Including a 909-foot Corridor Connecting Adjacent Primary/Secondary Dunes and Escarpment to the Interior.</E>
                     This Alternative preserves a 909-foot undeveloped corridor on the west side of the proposed projects. This alternative provides for dedication of 100.8 acres of Permittee-owned lands into conservation status via covenants, conditions, and restrictions attached to the property, and conditions of any incidental take permit that might be issued. 
                </P>
                <P>
                    Alternative 5—
                    <E T="03">Development Including 909-foot Corridor Connecting Adjacent Primary/Secondary Dunes and Escarpment to the Interior and Use of Parking Decks.</E>
                     This Alternative preserves a 909-foot undeveloped corridor on the west side of the proposed projects. This alternative provides for dedication of more 100.8 acres of Permittee-owned lands into conservation status via covenants, conditions, and restrictions attached to the property, and conditions of any incidental take permit that might be issued. This alternative incorporates additional minimization by utilizing additional parking decking. However, the current zoning found on the site would not permit this alternative. While the permittees are seeking a zoning variance, this alternative may not be practicable. 
                </P>
                <P>
                    Additional alternatives are briefly discussed. These alternatives either resulted in greater impacts to resources (
                    <E T="03">e.g.</E>
                    , the placement of structures closer to the beach, resulting in increased impacts to sea turtles) or are not considered to be economically practicable. 
                </P>
                <P>
                    Persons wishing to provide relevant information and comments regarding the DEIS should submit these to the above address. For information, please contact the individual identified above in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section. 
                </P>
                <P>
                    The environmental review of this project is being conducted in accordance with the requirements of the National Environmental Policy Act of 1969 as amended (42 U.S.C. 4321 
                    <E T="03">et seq.</E>
                    ) and its implementing regulations (40 CFR parts 1500 through 1508), and with other appropriate Federal laws and regulations, policies, and procedures of the Service for compliance with those regulations. 
                </P>
                <P>The purpose of the public meeting on June 26, 2006, at the Adult Activity Center, Gulf Shores, Alabama, is to seek public input on the DEIS, to identify concerns that may be considered in the preparation of the final EIS, and to ensure that the DEIS is thorough and balanced. We encourage comments from the public concerning the identification of public and agency concerns, the enumeration of environmental issues and alternatives examined in the DEIS, the elimination of non-significant issues from extensive review, and the identification of relevant issues. </P>
                <SIG>
                    <DATED>Dated: April 18, 2006. </DATED>
                    <NAME>Cynthia K. Dohner, </NAME>
                    <TITLE>Acting Regional Director. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6140 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4310-55-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Bureau of Land Management</SUBAGY>
                <DEPDOC>[CA-350-1610-DP]</DEPDOC>
                <SUBJECT>Notice of Availability of Draft Resource Management Plans and Associated Draft Environmental Impact Statement for Three Bureau of Land Management Field Offices in Northeast California and Northwest Nevada: the Eagle Lake Field Office; the Alturas Field Office; the Surprise Field Office</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Land Management, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of availability.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the National Environmental Policy Act (NEPA) of 1969, and under the authority of the Federal Land Policy and Management Act (FLPMA) of 1976, the Bureau of Land Management (BLM) has prepared three Draft Resource Management Plans/Draft Environmental Impact Statement (DRMP/DEIS) for public lands managed by the Eagle Lake Field Office, Susanville, Calif.; the Alturas Field Office, Alturas, Calif.; and the Surprise Field Office, Cedarville, Calif. These drafts are now available for public review.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        Written comments on the DRMP/DEIS documents will be accepted for 90 days following the Environmental Protection Agency's publication of the Notice of Availability of these DRMP/DEIS documents in the 
                        <E T="04">Federal Register</E>
                        . Public meetings and any other public involvement activities will be announced at least 15 days in advance through public notices, media news releases and direct mailings.
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments should be sent to: Resource Management Plan, Bureau of Land Management, 2950 Riverside Drive, Susanville, CA 96130, or via e-mail to: 
                        <E T="03">necarmp@ca.blm.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        For further information or to have your name added to the project mailing list, contact Jeff Fontana, Public Affairs Officer, Bureau of Land Management, 2950 Riverside Dr., Susanville, CA 96130, or e-mail your request to: 
                        <E T="03">necarmp@ca.blm.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The Eagle Lake, Alturas and Surprise field office jurisdictions encompass approximately three million acres of Public Lands. The Eagle Lake Field Office is headquartered in Susanville, Calif.; the Alturas Field Office in Alturas, Calif.; and the Surprise Field Office in Cedarville, Calif. New DRMP/DEIS for lands administered by these offices have been developed based on current policies and 
                    <PRTPAGE P="25224"/>
                    regulations, changed circumstances and new information on natural resources and natural resource management. New resource management plans are needed because current management direction for the three field offices is contained in 18 separate land use plans and subsequent amendments. The RMPs will fulfill the needs and obligations set forth by the NEPA, FLPMA, and BLM management policies. The BLM has worked collaboratively with interested parties to identify the management decisions that are best suited to address local, regional and national concerns.
                </P>
                <P>The BLM held six public scoping meetings and three field tours in August and September 2003 as part of the process to identify issues to be addressed in these resource management plans. Two internal scoping meetings were held in November of 2003 to solicit input from BLM staff and other agency personnel. Participants provided the BLM with comments and issues for the RMPs. BLM personnel have been in contact with a number of tribes, county governments and state and Federal agencies about the planning project. These entities have been invited to participate as cooperating agencies in the development of the DRMP/DEIS documents. To date, the BLM has received 32 letters, 73 comment forms and 1,300 e-mail messages.</P>
                <P>The DRMP describes five management alternatives, including the No Action Alternative (continuation of existing management). Alternatives 1, 2, 3, and the preferred alternative present a range of management scenarios with varying amounts of natural resource protection and focus.</P>
                <P>The preferred alternative for the Alturas FO includes the following Areas of Critical Environmental Concern (ACEC): Ash Valley ACEC—1322 acres (existing); Timbered Crater ACEC—17,896 acres; Emigrant Trails ACEC—1,750 acres; Mountain Peaks ACEC—3,500 acres; Old Growth Juniper ACEC—3,115 acres; Mount Dome ACEC—1510 acres; Tablelands/Yankee Jim/Fitzhugh Creek ACEC—1,400 acres. Four additional ACECs: Lava, Pit River Canyon, Juniper Creek, and Beaver Creek, were considered but not included in the preferred alternative. </P>
                <P>The preferred alternative for the Eagle Lake FO includes the following ACECs: Pine Dunes ACEC/Research Natural Area (RNA)—2,887 acres; Eagle Lake Basin ACEC—34,320 acres; Susan River ACEC—2,495 acres; Willow Creek ACEC—2,130 acres; Lower Smoke Creek ACEC—894 acres; Buffalo Creek Canyons ACEC—36,515 acres; and North Dry Valley ACEC—10,156 acres. One additional ACEC, Aspen Groves, was considered but not included in the preferred alternative. The preferred alternative for the Surprise FO includes the following ACECs: Massacre ACEC—44,780 acres; Bitner ACEC—1,921 acres; and Rahilly-Gravelly ACEC—957 acres. Use of public lands within these ACECs would vary, depending on the resources and/or values identified in Chapter 2 of the Draft RMP/EIS, but would include limitations on off-highway vehicle use and ground-disturbing development projects.</P>
                <P>Please note that comments, including names and street addresses of respondents, are available for public review and release under the Freedom of Information Act (FOIA). Individual respondents may request confidentiality by stating this request prominently at the beginning of their written comments. Such requests will be honored to the extent allowed by law. The BLM will not consider anonymous comments. All submissions from organizations or businesses and from individuals identifying themselves as representatives or officials of organizations and businesses will be made available for public inspection in their entirety.</P>
                <P>
                    Printed and compact disc copies of the Draft RMP/Draft EIS documents have been sent to affected federal, tribal, state and local government agencies and to interested publics. The documents are available by contacting the Bureau of Land Management Eagle Lake Field Office, 2950 Riverside Dr., Susanville, CA 96130. Documents are available online at 
                    <E T="03">http://www.blm.gov/ca/pa/planning/landuseplanning.html.</E>
                     Additionally, the documents may be reviewed at the following BLM offices: California State Office, Information Access Center, 2800 Cottage Way, Sacramento, Calif.; Alturas Field Office, 708 West 12th St., Alturas, Calif.; and the Surprise Field Office, 602 Cressler St., Cedarville, Calif.
                </P>
                <SIG>
                    <DATED>Dated: August 5, 2005.</DATED>
                    <NAME>Dayne Barron,</NAME>
                    <TITLE>Eagle Lake Field Office Manager.</TITLE>
                </SIG>
                <P>
                    <E T="04">Editorial Note:</E>
                     This document was received at the Office of the Federal Register April 25, 2006.
                </P>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-4033 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4310-40-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR </AGENCY>
                <SUBAGY>Minerals Management Service </SUBAGY>
                <SUBJECT>Outer Continental Shelf (OCS), Central and Western Gulf of Mexico, Oil and Gas Lease Sales for Years 2007-2012 </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Minerals Management Service (MMS), Interior. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Call for information and nominations. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        This Call for Information and Nominations (hereinafter referred to as “Call”) is the initial step in a single multisale process covering all lease sales in the Central and Western Gulf of Mexico (GOM) planning areas included in the draft proposed 2007-2012 OCS Oil and Gas Leasing Program (see 
                        <E T="04">Federal Register</E>
                        , February 10, 2006, pages 7064-7068.) Eleven lease sales are specifically covered by this Call: six in the Central GOM and five in the Western GOM. The new configuration of the Central and Western GOM planning areas was announced in the draft proposed 2007-2012 OCS Oil and Gas Leasing Program. The Central GOM planning area related to this Call includes portions of areas previously included in the Eastern and Western GOM planning areas. Simultaneously with this Call, MMS is preparing a multisale Environmental Impact Statement (EIS) covering the same eleven sales in the Central and Western GOM. For each of the eleven individual lease sales associated with this Call, the MMS will comply with the National Environmental Policy Act (NEPA), the Outer Continental Shelf Lands Act (OCSLA), and the Coastal Zone Management Act. 
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        Nominations and comments must be received no later than 30 days following publication of this document in the 
                        <E T="04">Federal Register</E>
                         at the address specified below. 
                    </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>For information on this Call, please contact Ms. Jane Burrell Johnson, Minerals Management Service, Gulf of Mexico OCS Region, 1201 Elmwood Park Boulevard, New Orleans, Louisiana 70123-2394, telephone (504) 736-2811. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    This Call is the fifth issuance of a Gulf of Mexico OCS Region multisale Call. In 1996, the MMS implemented two multisale Call processes for lease sales in the Central and Western GOM, respectively, in association with the 1997-2002 OCS Oil and Gas Leasing Program. In relation to the 2002-2007 OCS Oil and Gas Leasing Program, MMS implemented one multisale Call process for Central and Western GOM lease sales and one 
                    <PRTPAGE P="25225"/>
                    multisale Call process for Eastern GOM lease sales. MMS is now issuing one multisale Call for all GOM lease sales in the draft proposed 2007-2012 OCS Oil and Gas Leasing Program. 
                </P>
                <HD SOURCE="HD1">Call for Information and Nominations </HD>
                <HD SOURCE="HD2">1. Authority </HD>
                <P>This Call is published pursuant to the OCSLA as amended (43 U.S.C. 1331-1356 (1995)), and the regulations issued thereunder (30 CFR part 256). </P>
                <HD SOURCE="HD2">2. Purpose of Call </HD>
                <P>The purpose of the Call is to gather information for the following proposed OCS Lease Sales in the Central and Western GOM:</P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,i1,i1" CDEF="s100,8">
                    <TTITLE>  </TTITLE>
                    <BOXHD>
                        <CHED H="1">Lease sale, OCS planning area </CHED>
                        <CHED H="1">
                            Sale 
                            <LI>year </LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Sale 204, Western GOM </ENT>
                        <ENT>2007 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Sale 205, Central GOM (portion of planning area) </ENT>
                        <ENT>2007 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Sale 206, Central GOM </ENT>
                        <ENT>2008 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Sale 207, Western GOM </ENT>
                        <ENT>2008 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Sale 208, Central GOM </ENT>
                        <ENT>2009 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Sale 210, Western GOM </ENT>
                        <ENT>2009 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Sale 213, Central GOM </ENT>
                        <ENT>2010 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Sale 215, Western GOM </ENT>
                        <ENT>2010 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Sale 216, Central GOM </ENT>
                        <ENT>2011 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Sale 218, Western GOM </ENT>
                        <ENT>2011 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Sale 222, Central GOM </ENT>
                        <ENT>2012 </ENT>
                    </ROW>
                </GPOTABLE>
                <P>Information and nominations on oil and gas leasing, exploration, development and production within the Central and Western GOM are sought from all interested parties. This early planning and consultation step is important for ensuring that all interests and concerns are communicated to the Department of the Interior for future decisions in the leasing process pursuant to the OCSLA and regulations at 30 CFR part 256. </P>
                <P>Responses are requested regarding proposed sales in both the Central and Western GOM planning areas. Twenty-three years of experience with annual leasing on an areawide basis has shown that the lease sale proposals in the Central and Western GOM are very similar from year to year. This makes possible the use of a multisale process to address decisions for all eleven lease sales in those areas within the draft proposed program for both the Central and Western GOM planning areas. </P>
                <P>Pursuant to section 18 of the OCS Lands Act, 43 U.S.C. 1344, the Secretary of the Interior still is in the process of developing the Five-Year Program for 2007-2012. This Call for Information and Nominations should not be construed as any pre-judgment by the Secretary as to any area to be made available for leasing under the 2007-2012 Five-Year Program. </P>
                <P>This Call also does not indicate a preliminary decision to lease in the areas described below. Final delineation of each area for possible leasing will be made at a later date and in compliance with applicable laws including all requirements of the NEPA and OCSLA. Established departmental procedures will be employed. </P>
                <HD SOURCE="HD2">3. Description of Areas </HD>
                <P>The general areas of this Call cover the entire Central and Western GOM planning areas, except for those exclusions listed below in Item 4, Areas Excluded from this Call. </P>
                <P>The Central GOM planning area is bounded on the north by the Federal-State boundary offshore Louisiana, Mississippi, and Alabama. The eastern boundary of the Central GOM begins at the offshore boundary between Alabama and Florida and proceeds southeasterly to 26.19 degrees North latitude, thence southwesterly to 25.6 degrees North latitude. The western boundary of the Central GOM begins at the offshore boundary between Texas and Louisiana and proceeds southeasterly to 28.43 degrees North latitude, thence south southwesterly to 27.49 degrees North latitude, thence south southeasterly to 25.80 degrees North latitude. The Central GOM is bounded on the south by the continental shelf boundary with Mexico as established by the “Treaty Between The Government of The United States of America and The Government of The United Mexican States on The Delimitation of The Continental Shelf in The Western Gulf of Mexico Beyond 200 Nautical Miles” which took effect in January 2001, and by the limit of the U.S. Exclusive Economic Zone in the area east of the continental shelf boundary with Mexico. The Central GOM planning area available for nominations and comments at this time consists of approximately 66.3 million acres, of which approximately 34.8 million acres are currently unleased. </P>
                <P>The Western GOM planning area is bounded on the west and north by the Federal/State boundary offshore Texas. The eastern boundary begins at the offshore boundary between Texas and Louisiana and proceeds southeasterly to 28.43 degrees North latitude, thence south southwesterly to 27.49 degrees North latitude, thence south southeasterly to 25.80 degrees North latitude. The Western GOM is bounded on the south by the maritime boundary with Mexico as established by the “Treaty Between The Government of The United States of America and The Government of The United Mexican States on The Delimitation of The Continental Shelf in The Western Gulf of Mexico Beyond 200 Nautical Miles” which took effect in January 2001. The Western GOM planning area available for nominations and comments at this time consists of approximately 28.7 million acres, of which approximately 17.8 million acres are currently unleased. </P>
                <P>
                    A standard Call for Information Map depicting the Central and Western GOM planning areas and Central GOM Sale 205 program area on a block-by-block basis is available without charge from: Minerals Management Service, Public Information Unit (MS 5034), 1201 Elmwood Park Boulevard, New Orleans, Louisiana 70123-2394, or telephone: 1-800-200-GULF. The map is also available via the MMS Web site at 
                    <E T="03">http://www.mms.gov.</E>
                </P>
                <HD SOURCE="HD2">4. Areas Excluded From This Call </HD>
                <P>A. The entire Central GOM planning area will be considered for possible leasing except: </P>
                <P>1. Blocks that were previously included within the Eastern GOM planning area and are within 100 miles of the Florida coast; </P>
                <P>2. Blocks that were previously included within the Eastern GOM planning area and are under an existing Presidential withdrawal through the year 2012 as well as subject to annual congressional moratoria; </P>
                <P>3. Blocks that are beyond the United States Exclusive Economic Zone in the area known as the northern portion of the Eastern Gap; and </P>
                <P>4. Whole and partial blocks that lie within the 1.4 nautical mile buffer zone north of the continental shelf boundary between the United States and Mexico. </P>
                <P>B. The entire Western GOM planning area will be considered for possible leasing except: </P>
                <P>1. Whole and partial blocks within the boundary of the Flower Garden Banks National Marine Sanctuary; and </P>
                <P>2. Whole and partial blocks that lie within the 1.4 nautical mile buffer zone north of the continental shelf boundary between the United States and Mexico. </P>
                <HD SOURCE="HD2">5. Instructions on Call </HD>
                <P>
                    Indications of interest and comments must be received no later than 30 days following publication of this document in the 
                    <E T="04">Federal Register</E>
                     in envelopes labeled “Nominations for Proposed 2007—2012 Lease Sales in the Central and Western Gulf of Mexico” or “Comments on the Call for Information and Nominations for Proposed 2007—2012 Lease Sales in the Central and Western Gulf of Mexico.” The standard Call for Information Map and indications of interest and/or comments must be submitted to the Gulf of Mexico 
                    <PRTPAGE P="25226"/>
                    Region's Leasing Activities Section (Attention: Ms. Jane Burrell Johnson) at the previously noted address. 
                </P>
                <P>The standard Call for Information Map delineates the Call area, all of which has been identified by the MMS as having potential for the discovery of accumulations of oil and gas. Respondents are requested to indicate interest in and comment on any or all of the Federal acreage within the boundaries of the Call area that they wish to have included in each of the proposed lease sales in the Central and Western GOM. </P>
                <P>Although individual indications of interest are considered to be privileged and proprietary information, the names of persons or entities indicating interest or submitting comments will be of public record. Those indicating such interest are required to do so on the standard Call for Information Map by outlining the areas of interest along block lines. </P>
                <P>
                    Respondents should rank areas in which they have expressed interest according to priority of their interest (
                    <E T="03">e.g.</E>
                    , priority 1 [high], 2 [medium], or 3 [low]). Respondents are encouraged to be specific in indicating blocks by priority because blanket nominations on large areas are not useful in the analysis of industry interest. Areas where interest has been indicated but on which respondents have not indicated priorities will be considered priority 3 (low). 
                </P>
                <P>Respondents may also submit a detailed list of blocks nominated by Official Protraction Diagram and Leasing Map designations to ensure correct interpretation of their nominations. Official Protraction Diagrams and Leasing Maps can be purchased from the Public Information Unit referred to above. </P>
                <P>Comments are sought from all interested parties about particular geological, environmental (including natural disasters), biological, archaeological and socioeconomic conditions or conflicts, or other information that might bear upon the potential leasing and development of particular areas. Comments are also sought on possible conflicts between future OCS oil and gas activities that may result from the proposed sales and State Coastal Management Programs (CMP's). If possible, these comments should identify specific CMP policies of concern, the nature of the conflict foreseen, and steps that the MMS could take to avoid or mitigate the potential conflict. Comments may be in terms of broad areas or restricted to particular blocks of concern. Those submitting comments are requested to list block numbers or outline the subject area on the standard Call for Information Map. </P>
                <HD SOURCE="HD2">6. Use of Information From Call </HD>
                <P>Information submitted in response to this Call will be used for several purposes. First, responses will be used to identify the areas of potential for oil and gas development and their priority of interest. Second, comments on possible environmental effects and potential use conflicts will be used in the analysis of environmental conditions in and near the Call area. The areas nominated for inclusion in the proposed sales and their respective rankings in conjunction with comments on environmental and other use conflicts will be used to make a preliminary determination of the potential advantages and disadvantages of oil and gas exploration and development to the region and the Nation. A third purpose for this Call is to use the comments collected in the scoping process for the EIS and to develop proposed actions and alternatives. Fourth, comments may be used in developing lease terms and conditions to ensure safe offshore operations. And, fifth, comments may be used to assess potential conflicts between offshore gas and oil activities and a State CMP. </P>
                <HD SOURCE="HD2">7. Existing Information </HD>
                <P>The MMS routinely assesses the status of information acquisition efforts and the quality of the information base for potential decisions on tentatively scheduled lease sales. As a result of this continually ongoing assessment, we have determined that the status of the existing data available for planning, analysis, and decision-making is adequate and extensive. </P>
                <P>An extensive environmental studies program has been underway in the GOM since 1973. The emphasis, including continuing studies, has been on environmental characterization of biologically sensitive habitats, physical oceanography, ocean-circulation modeling, and ecological effects of oil and gas activities. In response to impacts from Hurricanes Katrina and Rita, the MMS is currently funding studies regarding hurricane risks to onshore structures and their surrounding communities and environment. Socioeconomic profiles of communities with a high concentration of OCS-related activity will assess the social and environmental impacts of the 2005 hurricane season. These studies also evaluate the effects of hurricane-related employment shifts on onshore labor and coastal communities. In addition, a number of studies were recently awarded to determine the impact of Hurricane Ivan on the offshore oil and gas structures of the Gulf of Mexico. These studies were designed to analyze and assess the consequential damage to structures and pipelines, determine the effectiveness of current design standards and pollution-prevention systems, and develop recommendations for potential changes to industry standards and MMS regulations, if needed. Results of these recently awarded studies are also applicable to the impacts of Hurricanes Katrina and Rita and future hurricanes. </P>
                <P>
                    A complete listing of available study reports, and information for ordering copies, can be obtained from the Public Information Unit referenced above. The reports may also be ordered, for a fee, from the U.S. Department of Commerce, National Technical Information Service, 5285 Port Royal Road, Springfield, Virginia 22161, or telephone (703) 605-6000 or (800) 553-6847. In addition, a program status report for continuing studies in this area can be obtained from the Chief, Environmental Sciences Section (MS 5430), Minerals Management Service, Gulf of Mexico OCS Region, 1201 Elmwood Park Boulevard, New Orleans, Louisiana 70123-2394, or telephone (504) 736-2752, or via the MMS Web site at 
                    <E T="03">http://www.gomr.mms.gov/homepg/regulate/environ/studiesprogram.html.</E>
                </P>
                <HD SOURCE="HD2">8. Tentative Schedule </HD>
                <GPOTABLE COLS="2" OPTS="L2,p1,8/9,i1" CDEF="s100,xs84">
                    <TTITLE>Milestones for Multisale EIS for Proposed 2007-2012 Central and Western GOM Sales </TTITLE>
                    <BOXHD>
                        <CHED H="1">  </CHED>
                        <CHED H="1">  </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Notice of Intent (NOI) to Prepare an EIS </ENT>
                        <ENT>March/2006. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Call for Information and Nominations </ENT>
                        <ENT>April/2006. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Comments received on NOI </ENT>
                        <ENT>April/2006. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Comments received on Call </ENT>
                        <ENT>May/2006. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Area Identification Decision </ENT>
                        <ENT>June/2006. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Draft EIS published </ENT>
                        <ENT>October/2006. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Public Hearings on Draft EIS </ENT>
                        <ENT>November/2006. </ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="25227"/>
                        <ENT I="01">Final EIS </ENT>
                        <ENT>March/2007. </ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD2">9. Sale Milestones </HD>
                <P>The following is a list of tentative milestone dates applicable to lease sales covered by this Call:</P>
                <GPOTABLE COLS="2" OPTS="L2,p1,8/9,i1" CDEF="s100,r100">
                    <TTITLE>Sale-Specific Milestones for Proposed 2007-2012 Central and Western GOM Sales </TTITLE>
                    <BOXHD>
                        <CHED H="1">  </CHED>
                        <CHED H="1">  </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Request for Information to Begin Lease Sale Specific Process </ENT>
                        <ENT>12 months before each lease sale. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Environmental Review Completed </ENT>
                        <ENT>4 to 7 months before each lease. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Proposed Notice and Coastal Zone Management Consistency Determination </ENT>
                        <ENT>4 months before each lease sale </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Final Notice of Sale </ENT>
                        <ENT>1 month before each lease sale. </ENT>
                    </ROW>
                </GPOTABLE>
                <P>Finally, the tentative months for GOM lease sales during the 2007-2012 period are:</P>
                <FP SOURCE="FP-1">Central GOM Sales (except for Sale 205): March of each year. </FP>
                <FP SOURCE="FP-1">Central GOM Sale 205: Latter part of 2007. </FP>
                <FP SOURCE="FP-1">Western GOM Sales: August of each year. </FP>
                <SIG>
                    <DATED>Dated: April 13, 2006. </DATED>
                    <NAME>R.M. “Johnnie” Burton, </NAME>
                    <TITLE>Director, Minerals Management Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E6-6453 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4310-MR-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Minerals Management Service</SUBAGY>
                <SUBJECT>Notice on Outer Continental Shelf Oil and Gas Lease Sales</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Minerals Management Service, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>List of restricted joint bidders.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        Pursuant to the authority vested in the Director of the Minerals Management Service by the joint bidding provisions of 30 CFR 256.41, each entity within one of the following groups shall be restricted from bidding with any entity in any other of the following groups at Outer Continental Shelf oil and gas lease sales to be held during the bidding period May 1, 2006 through October 31, 2006. The List of Restricted Joint Bidders published in the 
                        <E T="04">Federal Register</E>
                         November 7, 2005 covered the period November 1, 2005 through April 30, 2006.
                    </P>
                </SUM>
                <GPOTABLE COLS="2" OPTS="L0,tp0,p0,8/9,g1,t1,i1" CDEF="xs48,r100">
                    <TTITLE>  </TTITLE>
                    <BOXHD>
                        <CHED H="1">  </CHED>
                        <CHED H="1">  </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Group I </ENT>
                        <ENT>Exxon Mobil Corporation </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>ExxonMobil Exploration Company </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Group II </ENT>
                        <ENT>Shell Oil Company </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Shell Offshore Inc. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>SWEPI LP </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Shell Frontier Oil &amp; Gas Inc. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Shell Consolidated Energy Resources Inc. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Shell Land &amp; Energy Company </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Shell Onshore Ventures Inc. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Shell Offshore Properties and Capital II, Inc. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Shell Rocky Mountain Production LLC </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Shell Gulf of Mexico Inc. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Group III </ENT>
                        <ENT>BP America Production Company </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>BP Exploration &amp; Production Inc. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>BP Exploration (Alaska) Inc. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Group IV </ENT>
                        <ENT>TOTAL E&amp;P USA, Inc. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Group V </ENT>
                        <ENT>Chevron Corporation </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Chevron U.S.A. Inc. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Unocal Corporation </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Union Oil Company of California </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Pure Resources, LP </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Pure Partners, LP </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>PRS Offshore, LP </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Group VI </ENT>
                        <ENT>ConocoPhillips Company </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>ConocoPhillips Alaska, Inc </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>ConocoPhillips Petroleum Company </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Phillips Pt. Arguello Production Company </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Group VII </ENT>
                        <ENT>Eni Petroleum Co. Inc. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Eni Petroleum Exploration Co. Inc. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Eni Deepwater LLC </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Eni Oil U.S. LLC </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Eni Marketing Inc </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Eni BB Petroleum Inc </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Eni U.S. Operating Co. Inc. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">  </ENT>
                        <ENT>Eni BB Pipeline LLC </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Group VIII </ENT>
                        <ENT>Petrobras America Inc. </ENT>
                    </ROW>
                </GPOTABLE>
                <SIG>
                    <DATED>Dated: April 12, 2006.</DATED>
                    <NAME>R.M. “Johnnie” Burton,</NAME>
                    <TITLE>Director, Minerals Management Service.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E6-6431 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4310-MR-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">INTERNATIONAL TRADE COMMISSION</AGENCY>
                <DEPDOC>[Inv. No. 337-TA-566]</DEPDOC>
                <SUBJECT> In the Matter of Certain Chemical Mechanical Planarization Slurries and Precursors to Same; Notice of Investigation</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>U.S. International Trade Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Institution of investigation pursuant to 19 U.S.C. 1337.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Notice is hereby given that a complaint was filed with the U.S. International Trade Commission on March 28, 2006, under section 337 of the Tariff Act of 1930, as amended, 19 U.S.C. 1337, on behalf of Cabot Microelectronics Corporation of Aurora, Illinois. A supplement to the complaint was filed on April 13, 2006. The complaint alleges violations of section 337 in the importation into the United States, the sale for importation, and the sale within the United States after importation of certain chemical mechanical planarization slurries and precursors to same by reason of infringement of claims 20, 22, 38, and 48 of U.S. Patent No. 5,958,288, claims 11, 18, 19, and 25 of U.S. Patent No. 5,980,773, and claims 8, 12, and 17 of U.S. Patent No. 6,068,787. The complaint further alleges that an industry in the United States exists as required by subsection (a)(2) of section 337.</P>
                    <P>The complainant requests that the Commission institute an investigation and, after the investigation, issue a permanent exclusion order and a cease and desist order.</P>
                </SUM>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        The complaint, except for any confidential information contained therein, is available for inspection during official business hours (8:45 a.m. to 5:15 p.m.) in the Office of the 
                        <PRTPAGE P="25228"/>
                        Secretary, U.S. International Trade Commission, 500 E Street, SW., Room 112, Washington, DC 20436, telephone 202-205-2000. Hearing impaired individuals are advised that information on this matter can be obtained by contacting the Commission's TDD terminal on 202-205-1810. Persons with mobility impairments who will need special assistance in gaining access to the Commission should contact the Office of the Secretary at 202-205-2000. General information concerning the Commission may also be obtained by accessing its Internet server at 
                        <E T="03">http://www.usitc.gov.</E>
                         The public record for this investigation may be viewed on the Commission's electronic docket (EDIS) at 
                        <E T="03">http://edis.usitc.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Steven R. Pedersen, Esq., Office of Unfair Import Investigations, U.S. International Trade Commission, telephone 202-205-2781.</P>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>The authority for institution of this investigation is contained in section 337 of the Tariff Act of 1930, as amended, and in section 210.10 of the Commission's Rules of Practice and Procedure, 19 CFR 210.10 (2005).</P>
                    </AUTH>
                    <HD SOURCE="HD1">Scope of Investigation</HD>
                    <P>
                        Having considered the complaint, the U.S. International Trade Commission, on April 24, 2006, 
                        <E T="03">ordered that—</E>
                    </P>
                    <P>(1) Pursuant to subsection (b) of section 337 of the Tariff Act of 1930, as amended, an investigation be instituted to determine whether there is a violation of subsection (a)(1)(B) of section 337 in the importation into the United States, the sale for importation, or the sale within the United States after importation of certain chemical mechanical planarization slurries or precursors to same by reason of infringement of one or more of claims 20, 22, 38, and 48 of U.S. Patent No. 5,958,288, claims 11, 18, 19, and 25 of U.S. Patent No. 5,980,773, and claims 8, 12, and 17 of U.S. Patent No. 6,068,787, and whether an industry in the United States exists as required by subsection (a)(2) of section 337.</P>
                    <P>(2) For the purpose of the investigation so instituted, the following are hereby named as parties upon which this notice of investigation shall be served:</P>
                    <P>(a) The complainant is—Cabot Microelectronics Corporation, 870 N. Commons Drive, P.O. Box 2026, Aurora, IL 60507.</P>
                    <P>(b) The respondent is the following entity alleged to be in violation of section 337, and is the party upon which the complaint is to be served: Cheil Industries Co., 6th Fl., Samsung Cheil Bldg., 702-2, Yeoksam-Dong, Gangnam-Gu, Seoul, Korea 135-751.</P>
                    <P>(c) Steven R. Pedersen, Esq., Office of Unfair Import Investigations, U.S. International Trade Commission, 500 E Street, SW., Suite 401, Washington, DC 20436, who shall be the Commission investigative attorney, party to this investigation; and</P>
                    <P>(3) For the investigation so instituted, the Honorable Robert L. Barton, Jr. is designated as the presiding administrative law judge.</P>
                    <P>A response to the complaint and the notice of investigation must be submitted by the named respondent in accordance with section 210.13 of the Commission's Rules of Practice and Procedure, 19 CFR 210.13. Pursuant to 19 CFR 201.16(d) and 210.13(a), such response will be considered by the Commission if received not later than 20 days after the date of service by the Commission of the complaint and the notice of investigation. Extensions of time for submitting the response to the complaint and the notice of investigation will not be granted unless good cause therefor is shown.</P>
                    <P>Failure of the respondent to file a timely response to each allegation in the complaint and in this notice may be deemed to constitute a waiver of the right to appear and contest the allegations of the complaint and this notice, and to authorize the administrative law judge and the Commission, without further notice to the respondent, to find the facts to be as alleged in the complaint and this notice and to enter a final determination containing such findings, and may result in the issuance of a limited exclusion order or cease and desist order or both directed against the respondent.</P>
                    <SIG>
                        <DATED>Issued: April 24, 2006.</DATED>
                        <P>By order of the Commission.</P>
                        <NAME>Marilyn R. Abbott,</NAME>
                        <TITLE>Secretary to the Commission.</TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC> [FR Doc. E6-6432 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7020-02-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF LABOR </AGENCY>
                <SUBAGY>Employee Benefits Security Administration </SUBAGY>
                <SUBJECT>Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemptions for Multiple Employer Plans and Multiple Employer Apprenticeship Plans, PTE 76-1, PTE 77-10, PTE 78-6. </SUBJECT>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of Labor, as part of its continuing effort to reduce paperwork and respondent burden, conducts a preclearance consultation program to provide the general public and Federal agencies with an opportunity to comment on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95) (44 U.S.C. 3506(c)(2)(A)). This program helps to ensure that the Department can properly assess the impact of its information collection requirements on respondents and minimize the reporting burden (time and financial resources) on the public and that the public can understand the Department's collection instruments and provide the requested data in the desired format. Currently, the Employee Benefits Security Administration is soliciting comments concerning the information collections incorporated in three related prohibited transactions class exemptions (PTEs) that apply to certain transactions involving collectively bargained multiple employer plans. A copy of the information collection request (ICR) may be obtained by contacting the office listed in the Addresses section of this notice. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments must be submitted to the office shown in the addresses section below on or before June 27, 2006. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Direct all written comments to Susan G. Lahne, Office of Policy and Research, Employee Benefits Security Administration, U.S. Department of Labor, 200 Constitution Avenue NW., Room N-5718, Washington, DC 20210, (210) 693-8410, FAX (202) 219-4745 (the foregoing are not toll-free numbers). Comments may also be submitted electronically to the following Internet e-mail address: 
                        <E T="03">ebsa.opr@dol.gov.</E>
                    </P>
                </ADD>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Background </HD>
                <P>This ICR covers information collections contained in three related prohibited transaction class exemptions: PTE 76-1, PTE 77-10, and PTE 78-6. All three of these exemptions cover transactions that were recognized by the Department as being well-established, reasonable and customary transactions in which collectively bargained multiple employer plans (principally, multiemployer plans, but also including other collectively bargained multiple employer plans) frequently engage in order to carry out their purposes. </P>
                <P>
                    PTE 76-1 provides relief, under specified conditions, for three types of transactions: (1) Part A of PTE 76-1 
                    <PRTPAGE P="25229"/>
                    permits collectively bargained multiple employer plans to take several types of actions regarding delinquent or uncollectible employer contributions; (2) Part B of PTE 76-1 permits collectively bargained multiple employer plans, under specified conditions, to make construction loans to participating employers; and (3) Part C of PTE 76-1 permits collectively bargained multiple employer plans to share office space and administrative services, and the costs associated with such office space and services, with parties in interest. PTE 77-10 complements Part C of PTE 76-1 by including, with respect to collectively bargained multiple employer plans' sharing office space and administrative services with parties in interest, relief from the prohibitions of subsection 406(b)(2) of ERISA, under specific conditions. PTE 78-6 provides an exemption to collectively bargained multiple employer apprenticeship plans for the purchase or leasing of personal property from a contributing employer (or its wholly owned subsidiary) and for the leasing of real property (other than office space within the contemplation of section 408(b)(2) of ERISA) from a contributing employer (or its wholly owned subsidiary) or an employee organization any of whose members' work results in contributions being made to the plan. 
                </P>
                <P>Each of these three PTEs requires, as part of its conditions, either written agreements, recordkeeping, or both. The Department has combined the information collection provisions of the three PTEs into one information collection request (ICR) because it believes that the public benefits from having the opportunity to collectively review these closely related exemptions and their similar information collections. The Department previously submitted an ICR to the Office of Management and Budget (OMB) for approval of the information collections in PTEs 76-1, 77-10, and 78-6 and received OMB approval under the OMB Control No. 1210-0058. The current approval is scheduled to expire on July 31, 2006. </P>
                <HD SOURCE="HD1">II. Desired Focus of Comments </HD>
                <P>The Department is particularly interested in comments that: </P>
                <P>• Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; </P>
                <P>• Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used; </P>
                <P>• Enhance the quality, utility, and clarity of the information to be collected; and </P>
                <P>• Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., by permitting electronic submission of responses. </P>
                <HD SOURCE="HD1">III. Current Action </HD>
                <P>This notice requests comments on the proposed extension of the approval of the ICR relating to PTEs 76-1, 77-10, and 78-6. The Department is not proposing or implementing changes to the existing information collection requirements at this time. The following summarizes the ICR and the current burden estimates: </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Extension of a currently approved collection of information. 
                </P>
                <P>
                    <E T="03">Agency:</E>
                     Employee Benefits Security Administration, Department of Labor. 
                </P>
                <P>
                    <E T="03">Titles:</E>
                     Prohibited Transaction Class Exemptions for Multiple Employer Plans and Multiple Employer Apprenticeship Plans, PTCE 76-1, PTCE 77-10, PTCE 78-6. 
                </P>
                <P>
                    <E T="03">OMB Number:</E>
                     1210-0058. 
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Business or other for-profit; Not-for-profit institutions. 
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     3,442. 
                </P>
                <P>
                    <E T="03">Frequency of Response:</E>
                     On occasion. 
                </P>
                <P>
                    <E T="03">Responses:</E>
                     5,326. 
                </P>
                <P>
                    <E T="03">Estimated Total Burden Hours:</E>
                     1,225. 
                </P>
                <P>Comments submitted in response to this notice will be summarized and/or included in the request for OMB approval of the information collection request; they will also become a matter of public record. </P>
                <SIG>
                    <DATED>Dated: April 19, 2006. </DATED>
                    <NAME>Susan G. Lahne, </NAME>
                    <TITLE>Office of Policy and Research, Employee Benefits Security Administration.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6397 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4510-29-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF LABOR </AGENCY>
                <SUBAGY>Employee Benefits Security Administration </SUBAGY>
                <DEPDOC>[Application No. D-11033, et al.] </DEPDOC>
                <SUBJECT>Proposed Exemptions; The Southwest Gas Corporation (Southwest Gas) </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Employee Benefits Security Administration, Labor. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed exemptions. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This document contains notices of pendency before the Department of Labor (the Department) of proposed exemptions from certain of the prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974 (the Act) and/or the Internal Revenue Code of 1986 (the Code). </P>
                    <HD SOURCE="HD1">Written Comments and Hearing Requests </HD>
                    <P>
                        All interested persons are invited to submit written comments or requests for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed Exemption, within 45 days from the date of publication of this 
                        <E T="04">Federal Register</E>
                         Notice. Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and the manner in which the person would be adversely affected by the exemption. A request for a hearing must also state the issues to be addressed and include a general description of the evidence to be presented at the hearing. 
                    </P>
                </SUM>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        All written comments and requests for a hearing (at least three copies) should be sent to the Employee Benefits Security Administration (EBSA), Office of Exemption Determinations, Room N-5700, U.S. Department of Labor, 200 Constitution Avenue, NW., Washington, DC 20210. Attention: Application No. ___, stated in each Notice of Proposed Exemption. Interested persons are also invited to submit comments and/or hearing requests to EBSA via e-mail or fax. Any such comments or requests should be sent either by e-mail to: 
                        <E T="03">moffitt.betty@dol.gov</E>
                        , or by fax to (202) 219-0204 by the end of the scheduled comment period. The applications for exemption and the comments received will be available for public inspection in the Public Documents Room of the Employee Benefits Security Administration, U.S. Department of Labor, Room N-1513, 200 Constitution Avenue, NW., Washington, DC 20210. 
                    </P>
                </ADD>
                <HD SOURCE="HD1">Notice to Interested Persons </HD>
                <P>
                    Notice of the proposed exemptions will be provided to all interested persons in the manner agreed upon by the applicant and the Department within 15 days of the date of publication in the 
                    <E T="04">Federal Register</E>
                    . Such notice shall include a copy of the notice of proposed exemption as published in the 
                    <E T="04">Federal Register</E>
                     and shall inform interested persons of their right to comment and to request a hearing (where appropriate). 
                    <PRTPAGE P="25230"/>
                </P>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The proposed exemptions were requested in applications filed pursuant to section 408(a) of the Act and/or section 4975(c)(2) of the Code, and in accordance with procedures set forth in 29 CFR part 2570, subpart B (55 FR 32836, 32847, August 10, 1990). Effective December 31, 1978, section 102 of Reorganization Plan No. 4 of 1978, 5 U.S.C. App. 1 (1996), transferred the authority of the Secretary of the Treasury to issue exemptions of the type requested to the Secretary of Labor. Therefore, these notices of proposed exemption are issued solely by the Department. </P>
                <P>The applications contain representations with regard to the proposed exemptions which are summarized below. Interested persons are referred to the applications on file with the Department for a complete statement of the facts and representations. </P>
                <HD SOURCE="HD1">The Southwest Gas Corporation (Southwest Gas,) Located in Las Vegas, Nevada </HD>
                <DEPDOC>[Application No. D-11033] </DEPDOC>
                <HD SOURCE="HD2">Proposed Exemption </HD>
                <P>The Department is considering granting an exemption under the authority of section 4975(c)(2) of the Code and in accordance with the procedures set forth in 29 CFR part 2570 subpart B (55 FR 32836, 32847, August 10, 1990). </P>
                <HD SOURCE="HD3">Section I—Transactions and Conditions </HD>
                <P>
                    If the proposed exemption is granted, the sanctions resulting from the application of section 4975 of the Code, by reason of section 4975(c)(1)(A) and (D) of the Code, shall not apply to the direct or indirect purchase, from Southwest Gas, of the common stock of Southwest Gas by an individual retirement account (IRA) that is (i) established for the benefit of a non-employee of Southwest Gas,
                    <SU>1</SU>
                    <FTREF/>
                     (ii) operated pursuant to the terms of the Southwest Gas Corporation Dividend Reinvestment and Stock Purchase Plan (the DRIP), and (iii) maintained in part through administrative services provided by Southwest Gas, a disqualified person with respect to the IRA, provided that the following conditions are satisfied: 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         Pursuant to 29 CFR 2510.3-2(d), the subject IRAs are not “employee benefit plans” covered by Title I of the Act. However, because the IRA is a “plan” for purposes of section 4975 of the Code, the Department has jurisdiction under Title II of the Act over this matter. 
                    </P>
                </FTNT>
                <P>(a) The IRA that is established by a DRIP participant pursuant to the terms of the DRIP (the DRIP IRA) is maintained for the exclusive benefit of the individual covered under the IRA (the IRA Owner), his or her spouse, or their beneficiaries; </P>
                <P>(b) Southwest Gas complies with all applicable securities laws relating to the Southwest Gas DRIP; </P>
                <P>(c) Administrative and recordkeeping services provided by Southwest Gas to the DRIP IRA are rendered pursuant to a written agreement between Southwest Gas and an independent trustee of the DRIP IRA (the IRA Trustee) in which Southwest Gas agrees to act as the IRA Trustee's agent for the provision of such services; </P>
                <P>(d) Southwest Gas receives no compensation, fees, or commissions, directly or indirectly, for the provision of such administrative and recordkeeping services, including any portion of the fees that the IRA Trustee may be entitled to receive from the DRIP IRA; </P>
                <P>(e) The combined total of all fees and other consideration received, direct or indirect, by any disqualified persons (other than Southwest Gas) for the provision of services to the DRIP IRA is not in excess of “reasonable compensation” within the meaning of section 4975(d)(2) of the Code; </P>
                <P>(f) The DRIP IRA and/or IRA Owner does not pay a brokerage fee or commission in connection with the purchase of the common stock of Southwest Gas; </P>
                <P>(g) Neither Southwest Gas, the IRA Trustee, nor any affiliate thereof has any discretionary authority or control regarding the determination to acquire, manage, or dispose of the DRIP IRA assets, or renders investment advice (within the meaning of 26 CFR 54.4975-9(c)) respecting those assets; </P>
                <P>(h) Cash dividends paid on Southwest Gas common stock held in the DRIP IRA account that are used to purchase Original Issue Shares of Southwest Gas common stock are automatically reinvested in additional shares of Southwest Gas common stock on the earliest date that such dividends can reasonably be segregated; </P>
                <P>(i) Cash dividends paid on Southwest Gas common stock held in a DRIP IRA account that will be used to purchase Open Market Shares of Southwest Gas common stock under the DRIP are temporarily invested by the IRA Trustee, on the earliest date that such cash dividends can reasonably be segregated, in a no-load money market mutual fund registered under the Investment Company Act of 1940, and earnings accrued thereon are allocated at the end of each quarter on a pro-rata basis among those IRA Owners who earned such dividends during that quarter and then applied immediately towards the purchase of additional shares of Southwest Gas common stock for the accounts of such IRA Owners; </P>
                <P>(j) Pending the IRA Trustee's investment of the cash contributions of IRA Owners (including rollover contributions), such amounts are temporarily invested by the IRA Trustee, on the earliest date that the IRA Owners' contributions can reasonably be segregated, in a no-load money market mutual fund registered under the Investment Company Act of 1940, and earnings accrued thereon are allocated at the end of each quarter on a pro-rata basis among those IRA Owners who made a contribution during that quarter and then applied immediately towards the purchase of additional shares of Southwest Gas common stock for the accounts of such IRA Owners; </P>
                <P>(k) The terms of both the money market mutual fund and of any purchase of Southwest Gas common stock pursuant to the terms of the DRIP (including the purchase price) are at least as favorable to the DRIP IRA as those obtainable in a comparable arm's length transaction with an unrelated party; </P>
                <P>(l) Prior to participation in the DRIP IRA, each IRA Owner receives a written disclosure, drafted in a manner calculated to be understood by the average IRA Owner, which contains: (i) The general terms and conditions of the DRIP IRA; (ii) The identity of the no-load money market mutual fund; (iii) Any fees, commissions, or compensation paid to the IRA Trustee and/or its affiliates in connection with the DRIP IRA, including the investment advisory and other fees paid by the mutual fund to the IRA Trustee and/or its affiliates; (iv) A disclosure of the right of IRA Owners to receive written notice of any amendment to the terms of the DRIP or the DRIP IRA at least 30 days in advance of its effective date (and the right of such IRA Owners to refuse consent to any amendment); and (v) Information about the exemption from the prohibited transaction rules applicable to the DRIP IRA and the right of each IRA Owner to request a copy of both this notice of proposed exemption and a copy of the final exemption, if granted; </P>
                <P>
                    (m) An IRA Owner participating in the DRIP IRA is furnished periodically with a statement, at least quarterly, containing (i) the date, quantity, and price with respect to each purchase of common stock that occurred during the prior quarter and (ii) information concerning the quarterly, pro rata allocation of money market mutual fund 
                    <PRTPAGE P="25231"/>
                    earnings attributable to each IRA Owner's account during the period immediately preceding the investment of cash amounts in Southwest Gas stock; 
                </P>
                <P>(n) Southwest Gas retains, at least annually and at its own expense, an independent certified public accountant to perform an audit, in accordance with generally accepted auditing standards, of the DRIP IRAs, and provides the IRA Trustee with the current audit report prepared by such accountant, together with any written commentary from the accountant that accompanies the audit; and </P>
                <P>(o) The IRA Owner is permitted to terminate his or her participation in the DRIP IRA at any time, without penalty, and transfer his or her IRA account balance to an IRA at another financial institution. </P>
                <HD SOURCE="HD3">Section II—Definitions </HD>
                <P>(a) The term “IRA” means an individual retirement account described in Code section 408(a). For purposes of this exemption, the term “IRA” shall not include an individual retirement account that is an employee benefit plan covered by Title I of the Act. </P>
                <P>(b) The term “DRIP” (an acronym for Dividend Reinvestment Plan) refers to the “Southwest Gas Corporation Dividend Reinvestment and Stock Purchase Plan”, which allows investors to purchase Southwest Gas common stock and to automatically reinvest cash dividends paid on such stock into additional shares of Southwest Gas stock. </P>
                <P>(c) The term “Original Issue Shares” refers to authorized but unissued shares of Southwest Gas common stock purchased directly from Southwest Gas. </P>
                <P>(d) The term “Open Market Shares” refers to outstanding shares of Southwest Gas common stock purchased on the open market or through negotiated transactions. </P>
                <HD SOURCE="HD2">Summary of Facts and Representations </HD>
                <P>1. Southwest Gas is a natural gas utility serving over one million customers in Arizona, California, and Nevada. The common stock of Southwest Gas is publicly traded on both the New York Stock Exchange (NYSE) and the Pacific Stock Exchange. </P>
                <P>2. Southwest Gas currently sponsors the DRIP, which allows its shareholders, natural gas customers, employees, and residents of Arizona, California, and Nevada (the states in which Southwest Gas does business) to make purchases of Southwest Gas common stock and to automatically reinvest the dividends received on the stock in additional shares of such stock. The applicant represents that the DRIP is neither an “employee benefit plan” subject to the Act, nor a “plan” as defined in section 4975(e)(1) of the Code. </P>
                <P>
                    The DRIP provides that the shares of Southwest Gas common stock purchased thereunder will be either (i) authorized but unissued shares of common stock purchased directly from Southwest Gas (Original Issue Shares), which is the most common method of purchasing such shares, or (ii) outstanding shares of the common stock purchased on the open market or through negotiated transactions (Open Market Shares).
                    <SU>2</SU>
                    <FTREF/>
                     In the case of the sale of Original Issue Shares, Southwest Gas receives cash that it may use for its construction programs and other corporate purposes. 
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         In this regard, the Department notes that the relief granted herein shall not extend to the DRIP IRA's purchase, through negotiated transactions, of outstanding shares of Southwest Gas common stock.
                    </P>
                </FTNT>
                <P>From the viewpoint of the investor, when additional shares are purchased through a DRIP directly from the issuer, there is no charge for brokerage commissions. Further, DRIPs may be attractive to “small” investors because eligibility for such a program typically is not dependent upon a significant investment in the stock of the company. </P>
                <P>
                    3. Southwest Gas wishes to offer an “IRA option” to non-employee participants in its existing DRIP. To this end, Southwest Gas would contract with an independent trustee to authorize the establishment of certain IRAs to be invested exclusively in common stock of Southwest Gas that is acquired through the DRIP. The mechanics concerning the purchase of Southwest Gas common stock through the DRIP IRA (e.g., the purchase price and whether the shares purchased are Original Issue Shares or Open Market Shares) are determined by the terms of the DRIP. Marshall &amp; Ilsley Trust Company N.A. (M &amp; I), a financial institution that is independent of Southwest Gas, has been designated by Southwest Gas to serve as the directed trustee of the DRIP IRAs.
                    <SU>3</SU>
                    <FTREF/>
                     M &amp; I offers a comprehensive range of trust, investment, recordkeeping, custodial and related services for retirement plans covering more than 370,000 retirement plan participants nationwide, and holds $82 billion in custodial assets. The applicant represents that the DRIP IRAs would be considered “plans,” as defined in section 4975(e)(1) of the Code. However, because the DRIP IRA option would not be available to any employees of Southwest Gas, and Southwest Gas would not otherwise act as an “employer” (as defined in section 3(5) of the Act) with respect to the DRIP IRAs, the applicant represents that the DRIP IRAs would not be considered “employee benefit plans,” as defined in section 3(3) of the Act.
                    <SU>4</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         It is represented that, in the event it becomes necessary to appoint a successor trustee (the Successor) to replace M &amp; I, the applicant will notify the Department 60 days in advance of such appointment. Any Successor shall be independent of Southwest Gas and its affiliates, possess experience comparable to M &amp; I, and assume M &amp; I's responsibilities with respect to the DRIP IRAs.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         See also 29 CFR 2510.3-2(d) for conditions relating to circumstances when an “IRA” is not considered an “employee benefit plan” subject to Title I of the Act.
                    </P>
                </FTNT>
                <P>The IRA Owner could add to his or her DRIP IRA's investment in Southwest Gas common stock in the following ways: (i) Through the automatic reinvestment of the dividends paid on the Southwest Gas common stock held by the DRIP IRA in additional shares of such stock; (ii) By making cash contributions to the DRIP IRA for the purchase of additional shares; or (iii) By rolling over retirement assets to be invested in Southwest Gas common stock. The IRA Owner's total annual cash contribution to the DRIP IRA would be subject to the applicable contribution limits established under the Code for IRAs (except in the case of contributions that qualify as rollover contributions, which receive special tax treatment under the Code). </P>
                <P>According to the applicant, the DRIP IRAs would also provide two significant tax benefits under current federal law: (i) The dividends paid on the shares of Southwest Gas stock held in the DRIP IRAs generally would not be taxable to the IRA Owner until distribution, or (in the case of a Roth IRA) not at all; and (ii) The IRA Owner may be able to deduct certain contributions to the DRIP IRA on his or her federal income tax return. </P>
                <P>
                    4. Although M &amp; I, the IRA Trustee, intends to provide the trustee services associated with the DRIP IRAs for a fee,
                    <SU>5</SU>
                    <FTREF/>
                     Southwest Gas proposes to provide certain administrative and recordkeeping services to the DRIP IRAs at no cost, pursuant to a written agency agreement with M &amp; I. Southwest Gas will receive no compensation, fees, or commissions, directly or indirectly, for such services, including any portion of fees that the trustee may be entitled to receive from the IRA. The administrative and recordkeeping services provided to the DRIP IRAs by 
                    <PRTPAGE P="25232"/>
                    Southwest Gas would be the same type of services provided to non-IRAs under the DRIP. 
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         The Department provides no opinion herein as to whether the fees paid by the DRIP IRAs to M &amp; I for trustee services would meet the conditions required under Code section 4975(d)(2) and the regulations promulgated thereunder (see 26 CFR 54.4975-6), which, among other things, requires that the compensation paid to the disqualified person must be reasonable.
                    </P>
                </FTNT>
                <P>The DRIP IRAs are “plans” under section 4975(e)(1)(B) of the Code, while Southwest Gas, as a “person providing services” to the DRIP IRAs, is a “disqualified person,” as defined in section 4975(e)(2)(B) of the Code. Thus, Southwest Gas seeks an individual exemption to permit purchases of publicly traded common stock by the DRIP IRAs from Southwest Gas that would otherwise be prohibited under the Code. Southwest Gas wishes to reduce the overall fees charged to the DRIP IRAs for services in order to maximize the amount of money available for investing in the DRIP IRA. The applicant also represents that the requested exemption is in the interests of the DRIP IRAs and their participants and beneficiaries because, absent an exemption, the DRIP IRAs would have to pay a fee to a third party for the same services that Southwest Gas is willing to provide without charge. </P>
                <P>
                    5. The IRA Trustee will be responsible for purchasing Southwest Gas stock for the DRIP IRAs in the form of either Original Issue Shares or Open Market Shares. The purchases of Southwest Gas common stock will be Original Issue Shares so long as the market price exceeds 75 percent of the book value of such stock, determined quarterly by Southwest Gas based upon publicly available information contained in its annual and quarterly reports filed with the Securities and Exchange Commission.
                    <SU>6</SU>
                    <FTREF/>
                     However, any switch from Original Issue to Open Market Shares (or vice versa) will not occur more than once in any 12-month period.
                    <SU>7</SU>
                    <FTREF/>
                     The IRA Trustee also will purchase Open Market Shares during periods when Southwest Gas is precluded from selling common stock due to limitations under the securities laws. 
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         The applicant represents that, historically, the shares purchased in the DRIP have been Original Issue Shares.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         The applicant represents that the book value of Southwest Gas stock is included in the annual report on Form-10K; the number of outstanding shares and total equity are included in each of the quarterly reports on Form-10Q. The determination to switch between Original Issue and Open Market Shares is made at the time these reports are filed with the SEC.
                    </P>
                </FTNT>
                <P>Any purchase of Southwest Gas common stock by a DRIP IRA pursuant to the DRIP will be at least as favorable to the DRIP IRA as those obtainable in a comparable arm's length transaction with an unrelated party. In the case of Original Issue Shares, the price per share will be the closing price of Southwest Gas stock, as reported on the NYSE, on the investment date, or, if there is no trading in such stock, the closing price on the last date on which trading occurred prior to the investment date. In the case of Open Market Shares, the price per share will be the weighted average composite closing price, as reported on the NYSE, of all Southwest Gas common stock acquired by the IRA Trustee during the investment period described in the DRIP. Southwest Gas will pay brokerage commissions charged by an independent broker selected by the IRA Trustee, in connection with the purchase of Open Market Shares. </P>
                <P>
                    6. Pursuant to the terms of the DRIP, dividends payable on shares of Southwest Gas common stock that are held in a DRIP IRA account will be automatically reinvested in additional shares of Southwest Gas common stock. In addition, cash contributions or rollover contributions that are directed to the DRIP IRA by an IRA Owner will be invested in Southwest Gas common stock in accordance with the terms of the DRIP.
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         The applicant represents that the DRIP IRA will also accept rollover contributions in the form of Southwest Gas common stock.
                    </P>
                </FTNT>
                <P>The applicant represents that the IRA Trustee will invest these amounts in Southwest Gas common stock as soon as practicable after their receipt by the IRA Trustee, but in any event no later than one month after their receipt. The applicant represents that “one month” can be up to 35 days, a maximum period imposed by the Securities and Exchange Commission. As a general matter, the applicant further represents that the IRA Trustee is not restricted from immediately acquiring Southwest Gas common stock with the dividends and cash contributions, as the 35-day investment window is not a hold period; rather, it is intended to ensure that the IRA Trustee has independence in controlling the timing of investments rather than Southwest Gas. </P>
                <P>The Applicant represents that, pending the investment in Southwest Gas stock, the IRA Trustee will invest any cash contributions or rollover contributions of IRA Owners in a money market mutual fund, which may be a mutual fund for which the IRA Trustee or its affiliate serves as investment advisor. At the end of each quarter, the IRA Trustee shall allocate the earnings of the money market mutual fund among those IRA Owners who made cash contributions or rollover contributions during that quarter. The allocations will be computed on a pro-rata basis, taking into account the funds contributed by the IRA Owner during the preceding quarter and the number of days that such contributions were invested in the money market account. The allocated earnings will then be applied towards the immediate purchase of additional shares (or fractional shares) of Southwest Gas common stock for investment in the DRIP IRA of each contributing IRA Owner. </P>
                <P>
                    The procedure for the reinvestment of dividends of Southwest Gas common stock is dependent upon whether the shares being purchased are Original Issue Shares or Open Market Shares. If the shares purchased are Original Issue Shares, then the cash dividend is utilized to purchase additional shares of Southwest Gas common stock on the same day that the dividend is paid.
                    <SU>9</SU>
                    <FTREF/>
                     If the shares purchased are Open Market Shares, the cash dividends attributable to IRA Owners would be deposited into a money market account pending investment in Southwest Gas common stock, in the same manner as would govern the deposit of the cash contributions of IRA Owners awaiting investment. 
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         The condition contained in section I(h) relating to the purchase of Original Issue Shares with cash dividends requires that the purchase occur on the earliest date that the dividends can reasonably be segregated. If this occurs on the day the dividends are paid, then this reasonable segregation period would not extend beyond this date.
                    </P>
                </FTNT>
                <P>7. The terms of the DRIP IRA will be disclosed in advance of participation in the DRIP IRA pursuant to a written agreement signed by each IRA Owner. According to the applicant, if the IRA Trustee charges fees with respect to the DRIP IRA, the Trustee or Southwest Gas will provide a fee schedule; any such fees will be subtracted from the DRIP IRA, unless paid by the IRA Owner directly. In addition, IRA Owners will receive written notice of any amendment to the DRIP IRA terms at least 30 days in advance of its effective date and have the right to refuse consent to any amendment. Such amendments will not affect the conditions described in Section I of the exemption, if granted. </P>
                <P>8. The IRA Owner will be furnished with customary statements, at least quarterly, containing the date, quantity, and price with respect to each purchase of Southwest Gas common stock. Such disclosures should assist IRA Owner in assessing whether continued participation in the DRIP IRA is in accordance with his or her investment objectives for retirement purposes.</P>
                <P>
                    Further, under the terms of the trust agreement, Southwest Gas must retain an independent certified public accountant to conduct an annual audit of all the DRIP IRAs to be performed in accordance with generally accepted 
                    <PRTPAGE P="25233"/>
                    auditing procedures. During the course of the audit, selected IRA Owners will be asked to confirm the audit statement regarding their IRA accounts on a basis and using a sample deemed acceptable by such accountants. Southwest Gas has agreed to promptly furnish M&amp;I with a copy of the audit report and any written commentary from the accountants generated by the audit. 
                </P>
                <P>
                    9. The applicant represents that IRA Owners may terminate participation in the DRIP IRA, without penalty, at any time. The applicant represents that the terms of the DRIP permit Southwest Gas to impose termination fees (ranging from $10 to $75), with proper notice to the DRIP participant, but that Southwest Gas intends to pay any such fees associated with termination of a DRIP IRA. Because the DRIP IRAs are intended to be invested exclusively in the common stock of Southwest Gas, an IRA Owner who wishes to pursue other investment alternatives must terminate his or her DRIP IRA and roll over the proceeds to a different IRA. According to the applicant, the IRA Owner may terminate his or her DRIP IRA by requesting a distribution of all the account assets. The distribution may consist of the issuance of a Southwest Gas common stock certificate (with fractional shares paid in cash),
                    <SU>10</SU>
                    <FTREF/>
                     or may consist solely of the payment of cash. In the case of cash distribution requests, the IRA trustee will have responsibility for selecting a broker independent of Southwest Gas to sell the DRIP IRA assets on the open market.
                    <SU>11</SU>
                    <FTREF/>
                     The IRA Owner will pay associated brokerage commissions for the sale of the Southwest Gas common stock by the IRA; thus, any cash distribution payment will be net of brokerage commissions. 
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         The applicant represents that the cash amount for fractional shares will be calculated based upon the sales price of whole shares at the time the distribution request is processed.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         See PTE 86-128 (51 FR 41686, Nov. 18, 1986, as amended on Oct. 17, 2002, 67 FR 64137), which allows certain plan fiduciaries to use certain affiliated broker-dealers to execute securities transactions on behalf of plans, including IRAs. The Department is not opining on the applicability of PTE 86-128 to the sale of the DRIP IRA assets through an affiliated broker-dealer. In any event, no relief is provided under this exemption for the selection, by the IRA Trustee, of an affiliate to execute transactions involving the sale of Southwest Gas common stock on behalf of the DRIP IRAs.
                    </P>
                </FTNT>
                <P>10. In summary, the applicant represents that the proposed transactions satisfy the statutory criteria for an exemption under section 4975(c)(2) of the Code for the following reasons: (a) Administrative and recordkeeping services will be provided to the DRIP IRA pursuant to a written agreement between Southwest Gas and the Trustee of the DRIP IRA in which Southwest Gas will act as the IRA Trustee's agent for the provision of such services; (b) Southwest Gas will receive no compensation or fees for these services, including any portion of fees that the IRA Trustee may be entitled to receive from the DRIP IRA; (c) The combined total of all fees and other consideration received by the IRA Trustee for the provision of services to the DRIP IRA is not in excess of “reasonable compensation” within the meaning of section 4975(d)(2) of the Code; (d) The IRA or IRA Owner does not pay a brokerage fee or commission in connection with the purchase of the Southwest Gas stock; (e) Neither Southwest Gas, the IRA Trustee, nor any affiliate thereof has any discretionary authority or control regarding the determination to acquire, manage, or dispose of the IRA assets, or renders investment advice (within the meaning of 26 CFR 54.4975-9(c)) respecting those assets; (f) Southwest Gas will, at least annually, and at its own expense, retain an independent certified public accountant to perform an audit of the DRIP IRAs, in accordance with generally accepted auditing standards, and provide the audit report prepared by such accountant to the IRA Trustee; (g) Cash dividends on Southwest Gas common stock held in a DRIP IRA account that are used to purchase Original Issue Shares of Southwest Gas common stock are automatically reinvested in additional shares of Southwest Gas common stock on the earliest date that such dividends can reasonably be segregated; (h) Pending the IRA Trustee's investment of the cash amounts (e.g., cash contributions or rollover contributions by IRA Owners) in Southwest Gas stock, such amounts are deposited in a money market mutual fund on the earliest date that they can reasonably be segregated, and earnings accrued thereon are allocated at the end of each quarter on a pro-rata basis among IRA Owners receiving cash amounts and then applied immediately towards the purchase of additional shares of Southwest Gas common stock for the accounts of such IRA Owners; (i) The terms of any purchase of common stock pursuant to the DRIP, including the purchase price, will be at least as favorable to the DRIP IRA as those obtainable in a comparable arm's length transaction with an unrelated party; (j) Prior to participation in the DRIP IRA, each IRA Owner receives a written disclosure containing, among other things, information concerning the terms and conditions of the DRIP IRA and any fees paid to the IRA Trustee in connection with the DRIP IRA; (k) The IRA Owner will be furnished with a statement, at least quarterly, containing the date, quantity, and price with respect to each purchase of common stock; and (l) The DRIP IRA may be terminated without penalty by the IRA Owner at any time. </P>
                <HD SOURCE="HD2">Notice to Interested Persons </HD>
                <P>
                    The applicant represents that the DRIP IRAs that would be affected by the proposed exemption do not yet exist. Thus, there are currently no IRA Owners who can be identified as interested persons. However, the applicant will provide M&amp;I with a copy of this notice of proposed exemption and of the final exemption, if granted, as published in the 
                    <E T="04">Federal Register</E>
                    . Comments with respect to the proposed exemption are due within 30 days of the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                    . 
                </P>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Mr. Mark Judge of the Department, telephone (202) 693-8339. (This is not a toll-free number.) </P>
                    <HD SOURCE="HD1">Massachusetts Mutual Life Insurance Company, Located in Springfield, Massachusetts </HD>
                    <DEPDOC>[Exemption Application No. D-11228]</DEPDOC>
                    <HD SOURCE="HD2">Proposed Exemption </HD>
                    <P>
                        Based on the facts and representations set forth in the application, the Department is considering granting an exemption under the authority of section 408(a) of the Act and section 4975(c)(2) of the Code in accordance with the procedures set forth in 29 CFR part 2570, subpart B (55 FR 32836, 32847, August 10, 1990).
                        <SU>12</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>12</SU>
                             Unless otherwise noted, references to specific provisions of the Act shall refer also to the corresponding provisions of the Code.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD3">Section I—Transactions </HD>
                    <P>(a) If the exemption is granted, the restrictions of section 406(a)(1)(B) and (D) of the Act, and the sanctions resulting from the application of section 4975 of the Code, by reason of section 4975(c)(1)(B) and (D) of the Code, shall not apply to: (1) The extension of credit (“Market Rate Advance or Advances”) by Massachusetts Mutual Life Insurance Company (“MassMutual”) to a participant-directed individual account plan (“the Plan”) if the conditions of Sections II, III and V are met; and (2) the Plan's repayment of a Market Rate Advance or Advances, plus accrued interest; and </P>
                    <P>
                        (b) If the exemption is granted, the restrictions of section 406(a)(1)(B) and 
                        <PRTPAGE P="25234"/>
                        (D) and 406(b)(2) of the Act and the sanctions resulting from the application of section 4975 of the Code, by reason of section 4975(c)(1)(A) through (D) of the Code, shall not apply to (1) the interest-free extension of credit (“Interest-free Advance”) to a Plan by its respective sponsor (“the Plan Sponsor”) and (2) the repayment, by the Plan to the Plan Sponsor, of any Interest-free Advance, if the conditions of Sections II, IV and V are met: 
                    </P>
                    <HD SOURCE="HD3">Section II—General Conditions </HD>
                    <P>(a) Each Market Rate Advance and each Interest-free Advance (collectively “the Advance or Advances”) is made in connection with the administration of a portion of the plan's assets by MassMutual as a unitized fund (“Unitized Fund”) in order to enable daily transactions, such as participant investment transfers, distributions or participant loans, and to facilitate redemptions from the Unitized Fund; </P>
                    <P>(b) Each Advance is unsecured, uncollateralized, and without recourse; </P>
                    <P>(c) No commitment fees or commissions are paid by the Plan with respect to the Advances; </P>
                    <P>(d) The aggregate amount advanced on any business day that an Advance is initiated does not, after the Advance is made, exceed 25% of the total market value of the Unitized Fund; </P>
                    <P>(e) Each Advance is made in accordance with the terms of a written agreement between MassMutual, the Plan, and, if Interest-free Advances by the Plan Sponsor are being offered, the Plan Sponsor (“the Agreement”). The Agreement describes the terms and procedures for the Advances, including instructions addressing the initiation, amount and repayment. With respect to Market Rate Advances, the Agreement sets forth the formula or method for determining the interest rate payable with respect to each Advance. The Agreement is approved in writing by a fiduciary of the Plan who is independent of, and not an affiliate of, MassMutual (“Independent Plan Fiduciary”); </P>
                    <P>(f) The Agreement may be terminated by the Independent Plan Fiduciary at any time, subject to the Plan's repayment of any outstanding Advances, with no penalty for such termination; </P>
                    <P>(g) The fair market value of the assets in the Unitized Fund is determined by an objective method specified in the Agreement; </P>
                    <P>(h) Any employer security in a Unitized Fund is a “publicly traded qualifying employer security” as defined below. </P>
                    <P>(i) The Plan is required to repay each Advance and any accrued interest in accordance with the terms of the Agreement as soon as possible after the initiation of the advance. </P>
                    <P>(j) Within one business day after an Advance is initiated, MassMutual notifies the Independent Plan Fiduciary of the amount of the Advance and, if a Market Rate Advance, the actual interest rate to be applied; </P>
                    <P>(k) Within ten (10) days after a Market Rate Advance is fully repaid, MassMutual provides the Independent Plan Fiduciary with a confirmation statement including the date of repayment, the amount of the Advance, and if a Market Rate Advance, the actual interest rate applied, and the total amount of interest paid by the Plan. </P>
                    <P>(l) Each Advance is initiated, accounted for and administered by MassMutual, in accordance with the terms of the Agreement and the Act. </P>
                    <P>(m) Neither MassMutual nor any of its affiliates is: (1) A trustee of the Plan (other than a nondiscretionary trustee who does not render investment advice with respect to the assets of the Unitized Fund); (2) a plan administrator (within the meaning of section 3(16)(A) of the Act and Code section 414(g)); (3) a fiduciary who is expressly authorized in writing to manage, acquire, or dispose of, on a discretionary basis, any assets of the Unitized Fund; or (4) an employer any of whose employees are covered by the Plan; </P>
                    <P>(n) MassMutual maintains or causes to be maintained for a period of six years, in a manner that is accessible for audit and examination, the records necessary to enable the persons described in the next paragraph to determine whether the conditions of this exemption have been met, except that: </P>
                    <P>(1) If the records necessary to enable the persons described in the next paragraph to determine whether the conditions of the exemption have been met are lost or destroyed, due to circumstances beyond the control of MassMutual, then no prohibited transaction will be considered to have occurred solely on the basis of the unavailability of those records; and </P>
                    <P>(2) No party in interest, other than MassMutual which is responsible for record-keeping, shall be subject to the civil penalty that may be assessed under section 502(i) of the Act or the taxes imposed by section 4975(a) and (b) of the Code if the records are not maintained or are not available for examination as required by the next paragraph; </P>
                    <P>(o)(1) Except as provided below in subparagraph (2) and notwithstanding any provisions of section 504(a)(2) and (b) of the Act, the records referred to in the above paragraph are unconditionally available at their customary location for examination during normal business hours by— </P>
                    <P>(A) Any duly authorized employee or representative of the Department or the Internal Revenue Service; </P>
                    <P>(B) Any fiduciary of the plan or any duly authorized employee or representative of such fiduciary; </P>
                    <P>(C) Any contributing employer and any employee organization whose members are covered by the plan, or any authorized employee or representative of these entities; or </P>
                    <P>(D) Any participant or beneficiary of the plan or the duly authorized representative of such participant or beneficiary. </P>
                    <P>(2) None of the persons described in subparagraph (1)(B)-(D) above shall be authorized to examine trade secrets or commercial or financial information which is privileged or confidential.</P>
                    <HD SOURCE="HD3">Section III—Conditions Specific to Market Rate Advances </HD>
                    <P>The relief provided under Section I (a) is available only if the following conditions are met: </P>
                    <P>(a) Market Rate Advances are made on terms at least as favorable to the Plan as those the Plan could obtain in an arm's length transaction with an unrelated party; </P>
                    <P>(b) Neither MassMutual nor its affiliate has or exercises any discretionary authority or control with respect to the initiation of a Market Rate Advance, the amount of a Market Rate Advance, the interest rate payable on a Market Rate Advance, or the repayment of the Market Rate Advance; </P>
                    <P>(c) Interest payable by the Plan on each Market Rate Advance is determined in accordance with an objective formula or method described in the Agreement; </P>
                    <HD SOURCE="HD3">Section IV—Conditions Specific Interest-Free Advances </HD>
                    <P>The relief provided under Section I (b) is available only if the following conditions are met: </P>
                    <P>(a) No interest or other fee is charged to the plan, and no discount for payment in cash is relinquished by the plan, in connection with the Interest Free Advance; </P>
                    <P>
                        (b) The Interest-free Advance is not a loan described in section 408(b)(3) of ERISA and the regulations promulgated there under (29 CFR 2550.408b-3) or section 4975(d)(3) of the Code and the regulations promulgated there under (26 CFR 54.4975-7(b)); 
                        <PRTPAGE P="25235"/>
                    </P>
                    <P>(c) The Interest-free Advance is not made directly or indirectly by an employee benefit plan; </P>
                    <P>(d) Any Interest-free Advance that is entered into for a term of 60 days or longer must be made pursuant to a written loan agreement that contains all of the material terms of such loan. </P>
                    <HD SOURCE="HD3">Section V—Definitions </HD>
                    <P>(a) The term “affiliate” means (i) any person directly or indirectly, through one or more intermediaries, controlling, controlled by, or under common control with such other person; (ii) any officer, director, employee or relative (as defined in section 3(15) of the Act) of such other person; and (iii) any corporation or partnership of which such other person is an officer, director or partner. </P>
                    <P>(b) The term “control” means the power to exercise a controlling influence over the management or policies of a person other than an individual. </P>
                    <P>(c) The term “Plan Sponsor” means the employer of the employees covered by the Plan. </P>
                    <P>(d) The term “publicly traded qualifying employer security,” for purposes of this exemption, means a security that meets the definition of “stock” pursuant to section 407(d)(5)(A) of the Act and the definition of “NMS stock” as defined in SEC Regulation NMS, 17 CFR 242.600(b)(47). </P>
                    <P>(e) The term “unitized fund” for purposes of the exemption means a fund that, to facilitate trading and/or accounting, has established “units” representing undivided interests in all of the assets of such fund. </P>
                    <HD SOURCE="HD2">Statement of Facts and Representations </HD>
                    <P>1. MassMutual is a mutual life insurance company organized under the laws of the Commonwealth of Massachusetts and subject to supervision and regulation by the Insurance Commissioner of Massachusetts. MassMutual conducts business in all 50 states, as well as in the District of Columbia and Puerto Rico. MassMutual and its family of companies serve the needs of over 10 million clients and offer a broad-based portfolio of financial products and services, including mutual funds, money management, trust services, retirement planning products, life insurance, annuities, disability income insurance, and long-term care insurance. </P>
                    <P>2. MassMutual represents that it performs a wide variety of services for employee benefit plans subject to the Act, including unitization services. As part of these activities, MassMutual enters into arrangements with Plan Sponsors for the administration of their Plans and the investment of their Plan assets. As of December 31, 2005, MassMutual had net capital of $8,787,000,000 and assets under management of $395,881,000,000.</P>
                    <P>3. Unitization services facilitate daily trading between investment options offered under a plan by permitting daily trading of plan investment options that would otherwise not be able to be traded or settled within one day. Unitization services permit daily transactions by establishing “units” representing undivided interests in all of the assets of the Unitized Fund. MassMutual represents that it establishes a daily unit value by dividing the market value of the Unitized Fund by the number of units held by participants, and on a daily basis, processes participant contributions to, and withdrawals from, the Unitized Fund as purchases and sales of units at the daily unit value. When cash is required to settle transactions in units resulting from participant withdrawals and exchanges of units from the Unitized Fund, the cash requirements are satisfied first from the liquid investments of the Unitized Fund and then shares of the Unitized Fund investments may be sold to restore the liquidity. MassMutual represents that all employer securities and separately managed accounts it administers are unitized. The unitization services that are the subject of this application are only being offered to individual plans, no transactions covered by this application involve pooled accounts. </P>
                    <P>
                        4. Under this proposed exemption, MassMutual would offer Plans with unitized funds the opportunity to establish one or both of the following two programs: (a) Market Rate Advances from MassMutual or (b) Interest-free Advances from the plan sponsor or its affiliate.
                        <SU>13</SU>
                        <FTREF/>
                         In either case, Plans would use these Advances only if the cash portion of a Unitized Fund is insufficient to cover unit redemption requests on a particular business day. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>13</SU>
                             The Department notes that PTE 80-26, as amended [71 FR 17917, April 7, 2006] provides relief for interest-free loans by the plan sponsor or its affiliate, if the conditions of the amended exemption are met.
                        </P>
                    </FTNT>
                    <P>5. MassMutual states that it may provide unitization services to Plans where MassMutual is a trustee, custodian, or recordkeeper. In some cases, MassMutual may be engaged by the Plan solely to provide unitization services and MassMutual would have custody of the Plan's assets only to the extent required for the administration of the Unitized Fund. </P>
                    <P>
                        6. MassMutual represents that because participant-directed Plans generally offer MassMutual funds as investment options, procedures for investments, exchanges and redemptions under these Plans accommodate mutual fund trading practices. Participant investment transactions would generally be processed as follows: (a) after the close of business on each trade date, mutual fund transfer agents calculate the daily net asset value (the “NAV”) at which shares may be purchased or redeemed for each mutual fund and recordkeepers receive the daily NAV for each mutual fund; (b) the recordkeeper processes participant instructions for exchanges between investment options and Plan withdrawals that are submitted to the recordkeeper before a cut-off time (
                        <E T="03">e.g.</E>
                        , 3 p.m.) on any business day (the “trade date” or “T”), and purchase orders resulting from new Plan contributions received on the trade date, using the daily NAV provided for each mutual fund at the close of business on that trade date; (c) the recordkeeper aggregates participant transaction information to create a single Plan purchase or redemption order for each mutual fund offered as a Plan investment option. The recordkeeper submits these orders to the mutual funds during the night, or possibly, very early on the next business day (T+1); (d) on T+1, the purchase and redemption transactions are settled by the transfer of money from the master contributions account for purchases to the mutual funds and the collection of the redemption proceeds from the mutual funds which are held in the master disbursement account. Redemption proceeds are reinvested on T+1 if the redemption transaction is processed as part of an exchange between Plan investment options, or transferred to the Plan trustee if withdrawn from the Plan; and (e) in the case of an exchange between investment options offered under a Plan, the recordkeeper may process the exchange as a simultaneous redemption and purchase transaction on T, and both transactions are settled on T+1. 
                    </P>
                    <P>
                        7. MassMutual represents that these procedures are successful because mutual funds meet two important requirements: The transfer agent establishes a daily NAV for processing purchases and redemptions; and mutual funds maintain liquidity that permits payment of redemption proceeds on T+1. Interests in collective trust funds also may be traded on a daily basis under these procedures if administered 
                        <PRTPAGE P="25236"/>
                        to allow daily contributions and withdrawals. MassMutual explains that some investment options that Plan sponsors may wish to offer participants do not meet requirements for daily trading. For example: (a) Purchase and sale transactions involving employer stock owned by a Plan typically settle on a “T+3” basis, which means that proceeds upon the sale of employer stock may not be received for three business days after the day of a sale transaction. (b) “Stable value funds” typically hold insurance company guaranteed investment contracts (GICs) or other investments that provide a benefit-responsive guarantee (
                        <E T="03">e.g.</E>
                        , so-called “alternative” stable value contracts, such as “synthetic GICs”), which may require up to ten (10) days notice for withdrawals; and (c) withdrawals from a Plan account managed by an investment manager, within the meaning of section 3(38) of the Act (managed account), might require sales of securities owned in the managed account. Like employer stock, sales of securities from a managed account generally would settle on a “T+3” basis.
                    </P>
                    <P>8. Unitization services provided by MassMutual allow participants to engage in daily transactions involving these types of Plan investment options by providing a daily price and liquidity that permits withdrawals on any business day. MassMutual represents that Unitized Fund administration is a ministerial service that MassMutual performs under specific instructions from a Plan fiduciary independent of MassMutual (an “Independent Plan Fiduciary”). The Independent Plan Fiduciary may be the Plan administrator described in section 3(16)(A) of the Act, another Plan fiduciary responsible for determining the Plan's investment options, or an investment manager described in section 3(38) of the Act appointed for a Plan. All of the Independent Plan Fiduciary's instructions are provided in, or in accordance with, a written unitization agreement (the Agreement) made between MassMutual and the Independent Plan Fiduciary. Where Interest-free Advances are being offered, the Plan Sponsor will also be a party to the Agreement. Among other things, MassMutual represents that the Agreement provides standing instructions addressing the initiation, amount, repayment and, with respect to Market Rate Advances by MassMutual, the formula or method for determining the interest rate payable with respect to each Advance. The terms of the Agreement are approved in writing by the Independent Plan Fiduciary. </P>
                    <P>
                        9. MassMutual represents that the Independent Plan Fiduciary directs it to establish a Unitized Fund consisting of the assets that are the primary investment under the Plan investment option to be unitized and cash, or cash equivalent investments, that provide liquidity for the Unitized Fund (the “cash portion”) in order to facilitate daily trading.
                        <SU>14</SU>
                        <FTREF/>
                         For example, a unitized employer stock fund would consist of shares of employer stock 
                        <SU>15</SU>
                        <FTREF/>
                         and a cash portion; a unitized stable value fund would consist of GICs and/or alternative stable value contracts and a cash portion, and a unitized managed account would consist of investments selected and managed by the Plan's investment manager and a cash portion. In most cases, the Independent Plan Fiduciary directs MassMutual to invest the cash portion directly or indirectly in shares or units of a money market fund, including one managed by MassMutual. In this regard, MassMutual is able to submit redemption orders for shares or units of the Money Market Fund on any business day and receive cash on the Plan's behalf on the same business day, which allows MassMutual to transfer funds to settle redemptions from the Unitized Fund on T+1. The Independent Plan Fiduciary may direct MassMutual to invest the cash portion of a Unitized Fund in investments other than the Money Market Fund, provided that the investment offers similar liquidity. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>14</SU>
                             The Department notes that whether or not unitization is appropriate for particular plan is a fiduciary decision. In making this decision, the fiduciary should consider such factors such as plan asset size, number of plan participants, the size of the unitized fund, and the type and nature of the unitized fund and the assets (e.g., whether exchange-traded and readily available, or less liquid.)
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>15</SU>
                             The standard unitization agreement submitted by MassMutual did not permit in-kind distributions of employer securities. In response to questions, MassMutual explained that in-kind distributions are an option that may be selected by the plan. The Department notes that offering in-kind distributions of employer securities gives participants the option to elect the special tax treatment available for net unrealized appreciation in employer securities, pursuant to IRC 402(e)(4).
                        </P>
                    </FTNT>
                    <P>10. MassMutual's fees for unitization services are also described in the Agreement. Generally, the fees may include an initial set-up charge and an annual administration charge, which may be a fixed amount, a fee based on the value of assets in the unitized account, or a combination of both. MassMutual represents that in no event will it have any discretionary authority or control or provide any investment advice (as described by section 3(21) of the Act and regulations thereunder) with respect to the selection of the assets of a Unitized Fund. In this regard, the Independent Plan Fiduciary or an investment manager appointed in accordance with Plan terms and independent of MassMutual would be solely responsible for determining the investments of the Unitized Fund and, as further described below, providing MassMutual with specific instructions regarding the operation of the Unitized Fund. In addition, MassMutual does not provide any asset allocation or other services that may affect or influence participant transactions involving a Unitized Fund.</P>
                    <P>11. MassMutual explains that to establish a Unitized Fund, the Independent Plan Fiduciary directs MassMutual in the Agreement to calculate the market value of assets owned by the Plan in connection with the investment option to be unitized (e.g., the employer stock or other investments and the cash portion) on the first day that the option is unitized (the unitization date) and then establish “units” of the Unitized Fund by dividing the market value by a proposed initial unit value. Typically, an initial number of units are determined by dividing the current market value of the combined assets by $10.</P>
                    <P>12. On the unitization date, the recordkeeper allocates the units to participant accounts based on each participant's pro rata interest in the Unitized Fund. Each business day after the unitization date, the Agreement requires MassMutual to establish a daily unit price based on the current market value of the Unitized Fund. Procedures for determining current market value are specified in the Agreement and would require an objective method so that MassMutual does not have any discretion in determining the market value of the unitized Fund or unit price. </P>
                    <P>
                        For example, in the case of employer stock, the Agreement may require MassMutual to value the stock at the closing price on the New York Stock Exchange. Securities issued by mutual funds would be valued at the daily net asset value published by the mutual fund. In the case of GICs or alternative stable value contracts, the Agreement would generally direct MassMutual to use book value as reported by the contract issuer. In the case of a managed account, the investment manager may value the managed account, or MassMutual may determine the value if MassMutual has custody of the managed account assets. MassMutual provides the daily unit price for each Unitized Fund after the close of each business day. The unit price is made available to 
                        <PRTPAGE P="25237"/>
                        the Plan's recordkeeper for purposes of processing new participant investments in the Unitized Fund, withdrawals from the Unitized Fund, and participant-directed exchanges involving the Unitized Fund.
                    </P>
                    <P>13. Each business day, according to MassMutual, the Plan's recordkeeper aggregates all participant investment transactions involving the Unitized Fund to create a Plan purchase and redemption order for units of the Unitized Fund. The recordkeeper submits the purchase and redemption orders on the same basis that the recordkeeper submits orders for the mutual fund investment options offered under the Plan. Generally, the Plan's recordkeeper is a party to the Agreement and agrees to process participant investment transactions involving the Unitized Fund in accordance with requirements that accommodate MassMutual's provision of unitization services, as described by the Agreement. In the case of a managed account, the investment manager may also be party to the Agreement and would agree to assist MassMutual in providing unitization services by, e.g., providing daily valuation information and selling assets of the managed account when required for liquidity purposes. Upon receipt of a purchase order, MassMutual increases the total number of units of the Unitized Fund by the number of units purchased and accepts funds transferred to MassMutual to pay for the units purchased. Upon receipt of a unit redemption order, MassMutual reduces the number of units accordingly and forwards funds to settle the unit redemptions.</P>
                    <P>14. MassMutual represents that the Agreement includes specific instructions for the management of liquidity of a Unitized Fund. </P>
                    <P>Specifically, the Independent Plan Fiduciary must specify a “target liquidity,” which specifies the intended size of the cash portion in comparison with the total assets of a Unitized Fund. The target liquidity would be established at a level that reasonably provides enough cash to accommodate the expected volume of redemption transactions generated by participants in the ordinary course. A typical target liquidity may range from 1% to 10%, depending on factors such as the size of the Unitized Fund, the average trading volume of assets held in the Unitized Fund, the number of participants with an interest in the Unitized Fund, and the relative size of each participant's interest in the Unitized Fund. The Agreement also specifies a “liquidity variance” that defines the range within which the actual value of the cash portion, as compared to total value of the Unitized Fund, (actual liquidity) may vary from the target liquidity. If the actual liquidity exceeds the target liquidity by more than the liquidity variance, excess amounts must be immediately invested. If the actual liquidity is less than the target liquidity by more than the target variance, then some Unitized Fund investments must be liquidated to increase the cash portion.</P>
                    <P>15. According to MassMutual, the Agreement always provides MassMutual with specific instructions for making new investments on behalf of the Unitized Fund or liquidating investments of a Unitized Fund. In the case of employer stock, MassMutual is generally directed to place a purchase or sell order to restore the Unitized Fund to target liquidity on the business day that the excess liquidity or liquidity shortfall is identified. For unitized stable value funds, the Independent Plan Fiduciary must provide MassMutual with specific instructions as to which stable value contracts MassMutual should be credited with deposits or withdrawals. In the case of a managed fund, the Agreement generally requires MassMutual to notify the Plan's investment manager of excess liquidity or a liquidity shortfall and the manager is responsible for buying or selling account assets to restore the actual liquidity of the managed account to the permitted range.</P>
                    <P>16. MassMutual represents that whenever the actual liquidity of a Unitized Fund falls below the target liquidity by more than the liquidity variance, assets of the Unitized Fund must be liquidated to restore the target liquidity. If employer stock or other securities, which settle on a “T+3” basis, are sold, the sale proceeds usually would be received after three business days. Some transactions may take longer to settle, for example, withdrawals from GICs or alternative stable value contracts may require up to ten days. Nevertheless, as long as the cash portion of the Unitized Fund is sufficient to cover unit redemption requests submitted to MassMutual on each business day, unit redemptions can be processed and settled on a daily basis.</P>
                    <P>17. From time to time, the actual liquidity of a Unitized Fund may not provide sufficient liquidity for the unit redemption requests on a business day. If requests for redemptions exceed the actual liquidity of the Unitized Fund, MassMutual instructs the trustee to (1) fulfill the participant's unit redemption requests and (2) sell assets to return the fund to its requisite liquidity. MassMutual pays the trustee for the overdraft services: Plans, however, may make their own arrangements with the trustee. The redemptions are processed at the unit price established the business day on which the redemptions are resubmitted. Generally, the Agreement would instruct MassMutual to continue to accept unit purchase orders even if unit redemption orders have been rejected.</P>
                    <P>18. MassMutual represents that in its experience it is expensive and burdensome to Plans and participants to reject unit redemptions due to insufficient liquidity for several reasons. First, the reversal of a transaction is an exception from typical administrative procedures and, therefore, must be processed and reconciled manually rather than on automated recordkeeping systems; this increases recordkeeping expenses incurred by Plans and participants and increases the opportunity for recordkeeping and reconciliation errors. Second, until the reversed transaction is posted to participant accounts, participant account records (which are available to participants on a daily basis) will be inaccurate. Most important, the unit redemption requests are likely to be requested in connection with a participant's request for an exchange from a Unitized Fund to another Plan investment option. If the Unitized Fund redemption requests cannot be settled, the corresponding purchases of shares or units of the other Plan investment options also must be reversed. As noted, MassMutual does not receive unit redemption orders until T+1, by which time; a corresponding purchase order would also have been received by the mutual fund transfer agent. </P>
                    <P>In many cases, it is not possible to stop a purchase of mutual fund shares. Instead, the shares must be resold at the then current market price. If there has been a one-day change in share price, the Plan may be liable for the difference.</P>
                    <P>
                        19. One way to reduce the risk that any unit redemptions may be rejected is to increase the Unitized Fund's target liquidity. In this regard, the Agreement generally requires MassMutual to notify the Independent Plan Fiduciary each time that unit redemptions are rejected so that the Independent Plan Fiduciary can evaluate whether target liquidity is appropriate and increase target liquidity as needed. However, increasing target liquidity affects the risk and return characteristics of the Unitized Fund, which is an undesirable result in the view of many Plan fiduciaries. In many cases, increases in the portion of a fund invested in cash and cash equivalents reduces the fund's investment return over the long-term as compared to the 
                        <PRTPAGE P="25238"/>
                        return that could be obtained by a fund with a smaller cash portion.
                    </P>
                    <P>20. As a service provider to Plans, MassMutual is a party in interest to such Plans. Therefore, MassMutual represents that Advances by MassMutual to Plans in connection with its unitization services, and the receipt by MassMutual of interest may raise issues under section 406(a) of the Act. Advances by a plan sponsor, also a party in interest, are prohibited under section 406. Therefore MassMutual is requesting an exemption to permit it to make advances and earn interest on these Market Rate Advances and to permit plan sponsors of plans that use MassMutual's unitization services to provide Interest-free Advances to their plans.</P>
                    <P>21. The proposed exemption for the Advances requires the Plan repay the principal amount of a Market Rate Advance and accrued interest as soon as possible after the initiation of the Advance. No commitment fees or commissions will be paid by the Plan in connection with an Advance. The Advances would be available under procedures reviewed and approved by the Independent Plan Fiduciary and incorporated into the Agreement. The Agreement will describe the terms and procedures for the Advances, including instructions addressing the initiation, amount and repayment.</P>
                    <P>22. With respect to Market Rate Advances, the Agreement will also describe the formula or method for determining the interest rate payable with respect to each Market Rate Advance. For example, the Agreement might specify a formula for determining the interest on Market Rate Advances based on a published indexed interest rate established by an independent third party (e.g., the London Interbank Offered Rate or the U.S. Federal Reserve's Cost of Funds Index) and provide for daily accrual of interest until the Market Rate Advance is repaid. MassMutual will not have or exercise any discretion with respect to how the rate is determined under the formula or method. Interest on Market Rate Advances will be an operating expense of a Unitized Fund and will be paid from the assets of the Unitized Fund.</P>
                    <P>23. The Agreement governing the Advances will limit the total amount that MassMutual or the Plan Sponsor may advance to a Plan to 25% of the total market value of the Unitized Fund on the business day that any Advance is made. MassMutual represents that such limits will be imposed because Advances are intended to facilitate the administration of a Unitized Fund in the ordinary course of business. If the liquidity needed to settle redemption requests on a particular business day exceeds a limit set on Advances, Plan fiduciaries may wish to review whether the Plan should continue “daily trading” in participant interests in the Unitized Fund. The fair market value of the assets of the Unitized Fund is determined by an objective method specified in the Agreement.</P>
                    <P>24. The Advances will not be secured or collateralized. MassMutual will generally be directed under the Agreement to automatically sell or redeem assets of a Unitized Fund on any business day that the actual liquidity of a Unitized Fund falls below the target liquidity by more than the liquidity variance. Further, MassMutual generally will be directed by the Agreement to automatically collect the amount of an Advance and accrued interest, if any, from proceeds received upon the sale or redemption of those assets.</P>
                    <P>25. MassMutual represents that the liquidity needs of the Unitized Employer Stock Fund and the market for Employer Stock may necessitate the situation in which an, orderly liquidation of Employer Stock may need to occur over a period of months or a few weeks. For example, (a) if it is known that a 10 percent shareholder is liquidating his or her interest in the Plan Sponsor in the market, large sales of Employer Stock will typically yield a lower price than smaller sales over a period of weeks or a few months; (b) if a large amount of Employer Stock is to be sold by the Plan (e.g., part of the business is sold and a large number of employees become eligible for and elect to receive distributions from the Plan), an orderly sale of Employer Stock by the Plan would normally yield a higher price; or (c) if the Plan Sponsor or the Independent Plan Fiduciary determines that it would be imprudent or unlawful to sell the Employer Stock at a particular time (e.g., it jeopardizes the Plan's qualified tax status or it would violate a securities law), then sales of Employer Stock would be made as prudent and lawful as possible and would be extended over a period of time. MassMutual represents that it will not exercise discretion with respect the assets in the unitized fund. Where the sale will occur over several days, MassMutual will receive specific instructions regarding the timing of the sales from the Independent Fiduciary.</P>
                    <P>As discussed above, the employer securities may be sold over a period of months or weeks at the then current market price. In contrast, participant transactions involving purchase or sales of the units in the Unitized Employer Stock Fund will be made after the close of the market based on the unit value of the Unitized Employer Stock Fund at the closing price of the Employer Stock held by the Unitized Employer Stock Fund. Participants will also receive confirmation of the unit price at which their transactions (e.g., distributions, transfers, etc.) are made.</P>
                    <P>26. MassMutual will provide notice to the Independent Plan Fiduciary about each Advance at the time the Advance is made and after the Advance is repaid. With respect to Market Rate Advances, no later than one business day after a Market Rate Advance is initiated, MassMutual will notify the Independent Plan Fiduciary of the principal amount of the Market Rate Advance and the interest rate to be applied. Within ten days after a Market Rate Advance is fully repaid, MassMutual will provide the Independent Plan Fiduciary with a confirmation including the date of repayment, the amount of the Market Rate Advance, the actual interest rate applied, and the total amount of interest paid by the Plan.</P>
                    <P>27. The Agreement may be terminated by the Independent Plan Fiduciary at any time, subject to the Plan's repayment of any outstanding Advances made as required by the terms of the Agreement. The Advances will be made on terms at least as favorable to the Plan as those the Plan could obtain in an arm's-length transaction with an unrelated party.</P>
                    <P>28. Neither MassMutual nor an affiliate may have, or exercise, any discretionary authority or control with respect to the initiation of an Advance, the amount of an Advance, the interest rate payable on a Market Rate Advance, or the repayment of an Advance. These circumstances are determined by the Independent Plan Fiduciary and are set forth in the Agreement. In addition, MassMutual or an affiliate may not be (a) a trustee of the Plan (other than a nondiscretionary trustee who does not render investment advice with respect to the assets of the Unitized Fund), (b) a Plan administrator, (c) a fiduciary who is expressly authorized in writing to manage, acquire, or dispose of, on a discretionary basis, any assets of the Unitized Fund, or (d) an employer any of whose employees are covered by the Plan.</P>
                    <P>
                        29. In response to concerns raised by the Department regarding the unitization of employer security funds consisting of that were not sufficiently liquid, MassMutual agreed that this exemption would only apply to those qualifying employer securities that would meet the definition of qualifying employer securities that were stock pursuant to 407(d)(5)(A) of the Act. To 
                        <PRTPAGE P="25239"/>
                        further assure sufficient liquidity, MassMutual agreed that the employer securities must also qualify as “NMS stock” pursuant to the SEC's recently published Regulation NMS, 17 CFR 242.600(b)(46)and (47).
                        <SU>16</SU>
                        <FTREF/>
                         The term generally covers securities that are listed on a National Securities Exchange, such as the New York Stock Exchange or The NASDAQ Stock Market, Inc.
                        <SU>17</SU>
                        <FTREF/>
                         In order to meet the definition of NMS stock, the stock must be one for which transaction reports are collected and processed, and such reports must be available for review. Therefore, according to MassMutual, limiting application of the proposed exemption to employer securities which meet the definition of NMS stock ensures that only those securities which can be readily valued, based on market quotations, will be covered by the proposed transactions.
                    </P>
                    <FTNT>
                        <P>
                            <SU>16</SU>
                             The Securities Exchange Act of 1934 directs the Securities and Exchange Commission (the “SEC”) to designate certain securities or classes of securities qualified for trading in the national market system. See 15 U.S.C. 78k-1(a)(2). 17 CFR 242.600 provides:
                        </P>
                        <P>a. The term national market system security as used in section 11A(a)(2) of the Act shall mean any NMS security as defined in paragraph (b) of this section. </P>
                        <P>b. For purposes of Regulation NMS (Rules 242.600 through 242.612), the following definitions shall apply:</P>
                        <P>46. NMS security means any security or class of securities for which transaction reports are collected, processed, and made available pursuant to an effective transaction reporting plan, or an effective national market system plan for reporting transactions in listed options.</P>
                        <P>47. NMS stock means any NMS security other than an option.</P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>17</SU>
                             The NASDAQ Stock Market has been authorized by the SEC to become a national securities exchange and is in the process of making that conversion.
                        </P>
                    </FTNT>
                    <P>30. In summary, MassMutual represents that the subject transactions satisfy the criteria contained in section 408(a) of the Act for the following reasons:</P>
                    <P>(a) The requested exemption will be administratively feasible because the Advances will be monitored by the Independent Plan Fiduciary of each Plan. Thus the level of oversight required by the Department will be minimal.</P>
                    <P>(b) The requested exemption will be in the interests of Plan participants and beneficiaries because it will allow Plans to avoid rejections of the Unitized Fund redemption transactions resulting from insufficient liquidity. This will protect Plan participants and beneficiaries from the expense, inconvenience, possible recordkeeping errors, and potential Plan exposure for trading losses on corresponding purchase transactions for other Plan investments, which could result if Unitized Fund liquidity is insufficient to settle the redemption on a requested business day. The protection will be available where the plan sponsor is willing to provide the liquidity without interest, as well as where the sponsor is not willing to do so, but decides, in the interest of the plan, that liquidity is needed.</P>
                    <P>(c) The requested exemption will protect participants' and beneficiaries' rights because (i) the terms and conditions of Advances will be clearly disclosed in a written Agreement between MassMutual and an Independent Plan Fiduciary, which will specifically describe the procedures under which Advances will be made and repaid, the amount of each Advance, and, in the case of a Market Rate Advance, the formula or method for determining interest; (ii) the terms on which Advances would be made must be at least as favorable to the Plan as a similar third party arm's length transaction; (iii) the Agreement permitting the Advances can be terminated by the Independent Plan Fiduciary at any time, without penalty; (iv) MassMutual will provide to the Independent Plan Fiduciary on the business day following the day an Advance is made, a notice describing the amount of the Advance and, if it is a Market Rate Advance, the interest rate payable, and within 10 days of the repayment of each Advance, notice confirming the amount of the Advance, the date of repayment and the actual amount of interest, if any, paid by the Plan. These notices provide an Independent Plan Fiduciary the ability to monitor each Advance and ensure the Advances are appropriate and in the interest of the Plan's participants and beneficiaries; (v) MassMutual will not have or exercise any discretionary authority or control over the assets of the Plan invested in a Unitized Fund and will act solely at the direction of an Independent Plan Fiduciary. In addition, MassMutual may not have a relationship to a Plan receiving Advances that might provide MassMutual any discretionary authority or control with respect to the investment of the assets of the Unitized Fund or Market Rate Advances to be made to the Plan; and (vi) the relief requested for interest free loans is protective because no fees will be charged and no recourse will be given.</P>
                </FURINF>
                <SUPLHD>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Andrea W. Selvaggio of the Department, telephone (202) 693-8540. (This is not a toll-free number).</P>
                </SUPLHD>
                <HD SOURCE="HD1">General Information </HD>
                <P>The attention of interested persons is directed to the following:</P>
                <P>(1) The fact that a transaction is the subject of an exemption under section 408(a) of the Act and/or section 4975(c)(2) of the Code does not relieve a fiduciary or other party in interest or disqualified person from certain other provisions of the Act and/or the Code, including any prohibited transaction provisions to which the exemption does not apply and the general fiduciary responsibility provisions of section 404 of the Act, which, among other things, require a fiduciary to discharge his duties respecting the plan solely in the interest of the participants and beneficiaries of the plan and in a prudent fashion in accordance with section 404(a)(1)(b) of the Act; nor does it affect the requirement of section 401(a) of the Code that the plan must operate for the exclusive benefit of the employees of the employer maintaining the plan and their beneficiaries;</P>
                <P>(2) Before an exemption may be granted under section 408(a) of the Act and/or section 4975(c)(2) of the Code, the Department must find that the exemption is administratively feasible, in the interests of the plan and of its participants and beneficiaries, and protective of the rights of participants and beneficiaries of the plan;</P>
                <P>(3) The proposed exemptions, if granted, will be supplemental to, and not in derogation of, any other provisions of the Act and/or the Code, including statutory or administrative exemptions and transitional rules. Furthermore, the fact that a transaction is subject to an administrative or statutory exemption is not dispositive of whether the transaction is in fact a prohibited transaction; and</P>
                <P>(4) The proposed exemptions, if granted, will be subject to the express condition that the material facts and representations contained in each application are true and complete, and that each application accurately describes all material terms of the transaction which is the subject of the exemption.</P>
                <SIG>
                    <DATED>Signed at Washington, DC, this 24th day of April, 2006.</DATED>
                    <NAME>Ivan Strasfeld,</NAME>
                    <TITLE>Director of Exemption Determinations, Employee Benefits Security Administration, U.S. Department of Labor.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6356 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4510-29-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="25240"/>
                <AGENCY TYPE="S">DEPARTMENT OF LABOR </AGENCY>
                <SUBAGY>Employment and Training Administration </SUBAGY>
                <DEPDOC>[TA-W-58,369] </DEPDOC>
                <SUBJECT>Agere Systems, Inc.; Orlando, FL; Amended Certification Regarding Eligibility To Apply for Worker Adjustment Assistance and Alternative Trade Adjustment Assistance </SUBJECT>
                <P>In accordance with section 223 of the Trade Act of 1974 (19 U.S.C. 2273) the Department of Labor issued a Certification of Eligibility to Apply for Worker Adjustment Assistance on December 19, 2005, applicable to workers of Agere Systems, Inc., Orlando, Florida. The workers are engaged in employment related to the production of integrated circuits. </P>
                <P>By letter dated March 2, 2006, the International Brotherhood of Electrical Workers, Local Union 2000, provided new information which indicated that the intention was to apply for all Trade Act benefits available at the time of the filing (November 3, 2005). Therefore, the Department has made a decision to investigate further to determine whether the subject workers are eligible to apply for Alternative Trade Adjustment Assistance. </P>
                <P>The investigation revealed that a significant number of workers of the subject firm are age 50 or over, workers have skills that are not easily transferable, and conditions in the industry are adverse. </P>
                <P>Review of this information shows that all eligibility criteria under section 246 of the Trade Act of 1974 (26 U.S.C. 2813), as amended, have been met for workers at the subject firm. </P>
                <P>Accordingly, the Department is amending the certification to reflect its finding. </P>
                <P>The amended notice applicable to TA-W-58,369 is hereby issued as follows:</P>
                <EXTRACT>
                    <P>“All workers of Agere Systems, Inc., Orlando, Florida, who became totally or partially separated from employment on or after November 3, 2004 through December 19, 2007, are eligible to apply for adjustment assistance under section 223 of the Trade Act of 1974, and are also eligible to apply for Alternative Trade Adjustment Assistance under section 246 of the Trade Act of 1974, as amended.”</P>
                </EXTRACT>
                <SIG>
                    <DATED>Signed at Washington, DC, this 19th day of April 2006. </DATED>
                    <NAME>Elliott S. Kushner, </NAME>
                    <TITLE>Certifying Officer, Division of Trade Adjustment Assistance.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6404 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4510-30-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF LABOR </AGENCY>
                <SUBAGY>Employment and Training Administration </SUBAGY>
                <DEPDOC>[TA-W-56,170] </DEPDOC>
                <SUBJECT>Broyhill Furniture Industries, Inc., Pacemaker Furniture Company; Lenoir, NC; Amended Certification Regarding Eligibility To Apply for Worker Adjustment Assistance and Alternative Trade Adjustment Assistance </SUBJECT>
                <P>
                    In accordance with section 223 of the Trade Act of 1974 (19 U.S.C. 2273), the Department of Labor issued a Certification of Eligibility to Apply for Worker Adjustment Assistance on December 22, 2004, applicable to workers of Broyhill Furniture Industries, Inc., Pacemaker Furniture Company, Lenoir, North Carolina. Carolina. The workers are engaged in the production of case goods (wooden) furniture used in bedrooms, dining rooms and living rooms. The notice was published in the 
                    <E T="04">Federal Register</E>
                     on January 4, 2005 (70 FR 3391). 
                </P>
                <P>New information provided by the petitioners indicated that their intention was to apply for all available Trade Act benefits at the time of the filing. Therefore, the Department has made a decision to investigate further to determine if the workers are eligible to apply for Alternative Trade Adjustment Assistance. </P>
                <P>The investigation revealed that a significant number of workers of the subject firm are age 50 or over, workers have skills that are not easily transferable, and conditions in the industry are adverse. </P>
                <P>Review of this information shows that all eligibility criteria under section 246 of the Trade Act of 1974 (26 U.S.C. 2813), as amended have been met for workers at the subject firm. </P>
                <P>Accordingly, the Department is amending the certification to reflect its finding. </P>
                <P>The amended notice applicable to TA-W-56,170 is hereby issued as follows: </P>
                <EXTRACT>
                    <P>“All workers of Broyhill Furniture Industries, Inc., Pacemaker Furniture Company, Lenoir, North Carolina, who became totally or partially separated from employment on or after December 1, 2003, through December 22, 2006, are eligible to apply for adjustment assistance under section 223 of the Trade Act of 1974 and are also eligible to apply for Alternative Trade Adjustment Assistance under section 246 of the Trade Act of 1974.”</P>
                </EXTRACT>
                <SIG>
                    <DATED>Signed at Washington, DC this 14th day of April 2006. </DATED>
                    <NAME>Elliott S. Kushner, </NAME>
                    <TITLE>Certifying Officer, Division of Trade Adjustment Assistance.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6401 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4510-30-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF LABOR </AGENCY>
                <SUBAGY>Employment and Training Administration </SUBAGY>
                <DEPDOC>[TA-W-58,861] </DEPDOC>
                <SUBJECT>Campbell Hausfeld/Scott Fetzr Company, Including Leased On-Site Workers From Superior Staffing, Leitchfield, KY; Certification Regarding Eligibility To Apply for Worker Adjustment Assistance and Negative Determination Regarding Eligibility To Apply for Alternative Trade Adjustment Assistance </SUBJECT>
                <P>In accordance with section 223 of the Trade Act of 1974 (19 U.S.C. 2273), as amended, the Department of Labor herein presents the results of its investigation regarding certification of eligibility to apply for worker adjustment assistance. </P>
                <P>In order to make an affirmative determination and issue a certification of eligibility to apply for Trade Adjustment Assistance, the group eligibility requirements in either paragraph (a)(2)(A) or (a)(2)(B) of section 222 of the Trade Act must be met. It is determined in this case that the requirements of (a)(2)(B) of section 222 have been met. </P>
                <P>The investigation was initiated on February 17, 2006 and filed on behalf of workers at Campbell Hausfeld/Scott Fetzer Company, Leitchfield, Kentucky. The workers produce air compressors. </P>
                <P>The investigation revealed that the subject firm leased some on-site production workers from Superior Staffing. The investigation revealed that employment, sales, and production at the subject firm declined in 2005 compared with 2004 and also in January-February 2006 compared with the same period of 2005. Company imports of air compressors increased during the above periods. </P>
                <P>In accordance with section 246 the Trade Act of 1974 (26 U.S.C. 2813), as amended, the Department of Labor herein presents the results of its investigation regarding certification of eligibility to apply for alternative trade adjustment assistance (ATAA) for older workers. </P>
                <P>
                    The group eligibility criteria for the ATAA program the Department must 
                    <PRTPAGE P="25241"/>
                    consider under section 246 of the Trade Act are: 
                </P>
                <P>1. Whether a significant number of workers in the workers' firm are 50 years of age or older. </P>
                <P>2. Whether the workers in the workers' firm possess skills that are not easily transferable. </P>
                <P>3. The competitive conditions within the workers' industry (i.e., conditions within the industry are adverse). </P>
                <P>The Department has determined that criterion 2 has not been met. The investigation revealed that the workers in the workers' firm possess skills that are easily transferable. </P>
                <HD SOURCE="HD1">Conclusion </HD>
                <P>After careful review of the facts obtained in the investigation, I determine that increases of imports of articles like or directly competitive with those produced by the subject firm contributed importantly to the total or partial separation of workers and to the decline in sales or production at that firm. In accordance with the provisions of the Act, I make the following certification: </P>
                <EXTRACT>
                    <P>“All workers of Campbell Hausfeld/Scott Fetzer Company, including leased on-site production workers from Superior Staffing, Leitchfield, Kentucky, who became totally or partially separated from employment on or after February 2, 2005, through two years from the date of certification, are eligible to apply for adjustment assistance under section 223 of the Trade Act of 1974.” </P>
                </EXTRACT>
                <P>I further determine that all workers of Campbell Hausfeld/Scott Fetzer Company, including leased on-site production workers from Superior Staffing, Leitchfield, Kentucky, are denied eligibility to apply for alternative trade adjustment assistance under section 246 of the Trade Act of 1974, as amended. </P>
                <SIG>
                    <DATED>Signed in Washington, DC, this 13th day of March, 2006. </DATED>
                    <NAME>Richard Church, </NAME>
                    <TITLE>Certifying Officer, Division of Trade Adjustment Assistance. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6406 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4510-30-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF LABOR </AGENCY>
                <SUBAGY>Employment and Training Administration </SUBAGY>
                <SUBJECT>Investigations Regarding Certifications of Eligibility To Apply for Worker Adjustment Assistance </SUBJECT>
                <P>Petitions have been filed with the Secretary of Labor under section 221(a) of the Trade Act of 1974 (“the Act”) and are identified in the Appendix to this notice. Upon receipt of these petitions, the Director of the Division of Trade Adjustment Assistance, Employment and Training Administration, has instituted investigations pursuant to section 221(a) of the Act. </P>
                <P>The purpose of each of the investigations is to determine whether the workers are eligible to apply for adjustment assistance under Title II, Chapter 2, of the Act. The investigations will further relate, as appropriate, to the determination of the date on which total or partial separations began or threatened to begin and the subdivision of the firm involved. </P>
                <P>The petitioners or any other persons showing a substantial interest in the subject matter of the investigations may request a public hearing, provided such request is filed in writing with the Director, Division of Trade Adjustment Assistance, at the address shown below, not later than May 8, 2006. </P>
                <P>Interested persons are invited to submit written comments regarding the subject matter of the investigations to the Director, Division of Trade Adjustment Assistance, at the address shown below, not later than May 8, 2006. </P>
                <P>The petitions filed in this case are available for inspection at the Office of the Director, Division of Trade Adjustment Assistance, Employment and Training Administration, U.S. Department of Labor, Room C-5311, 200 Constitution Avenue, NW., Washington, DC 20210. </P>
                <SIG>
                    <DATED>Signed at Washington, DC, this 17th day of April 2006. </DATED>
                    <NAME>Erica R. Cantor, </NAME>
                    <TITLE>Director, Division of Trade Adjustment Assistance. </TITLE>
                </SIG>
                <GPOTABLE COLS="5" OPTS="L2,i1" CDEF="xs48,r100,r50,12,12">
                    <TTITLE>Appendix </TTITLE>
                    <TDESC>[TAA petitions instituted between 4/10/06 and 4/14/06] </TDESC>
                    <BOXHD>
                        <CHED H="1">TA-W </CHED>
                        <CHED H="1">Subject firm (petitioners) </CHED>
                        <CHED H="1">Location </CHED>
                        <CHED H="1">
                            Date of 
                            <LI>institution </LI>
                        </CHED>
                        <CHED H="1">
                            Date of 
                            <LI>petition </LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">59176 </ENT>
                        <ENT>East Palestine China Co. (Comp) </ENT>
                        <ENT>East Palestine, OH</ENT>
                        <ENT>04/10/06 </ENT>
                        <ENT>04/07/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59177 </ENT>
                        <ENT>Grapevine Staffing, LLC (State) </ENT>
                        <ENT>Creston, IA</ENT>
                        <ENT>04/10/06 </ENT>
                        <ENT>04/07/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59178 </ENT>
                        <ENT>Zohar Waterworks, LLC (Comp) </ENT>
                        <ENT>Columbus, OH</ENT>
                        <ENT>04/10/06 </ENT>
                        <ENT>04/07/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59179 </ENT>
                        <ENT>Hoffmaster (Wkrs) </ENT>
                        <ENT>Glens Falls, NY</ENT>
                        <ENT>04/10/06 </ENT>
                        <ENT>03/23/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59180 </ENT>
                        <ENT>Leading Technologies (Wkrs) </ENT>
                        <ENT>Leechburg, PA</ENT>
                        <ENT>04/10/06 </ENT>
                        <ENT>03/31/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59181 </ENT>
                        <ENT>Syngenta (Comp) </ENT>
                        <ENT>Bucks, AL</ENT>
                        <ENT>04/10/06 </ENT>
                        <ENT>04/10/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59182 </ENT>
                        <ENT>Artisans, Inc. (Comp) </ENT>
                        <ENT>Glen Flora, WI</ENT>
                        <ENT>04/11/06 </ENT>
                        <ENT>04/10/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59183 </ENT>
                        <ENT>Gehl Company (Union) </ENT>
                        <ENT>West Bend, WI</ENT>
                        <ENT>04/11/06 </ENT>
                        <ENT>04/10/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59184 </ENT>
                        <ENT>John F. Turner and Company (Wkrs) </ENT>
                        <ENT>Modesto, CA</ENT>
                        <ENT>04/11/06 </ENT>
                        <ENT>04/07/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59185 </ENT>
                        <ENT>Roseburg Forest Products (Comp) </ENT>
                        <ENT>Dillard, OR</ENT>
                        <ENT>04/11/06 </ENT>
                        <ENT>03/31/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59186 </ENT>
                        <ENT>Paul Lavitt Mills, Inc. (Comp) </ENT>
                        <ENT>Hickory, NC</ENT>
                        <ENT>04/11/06 </ENT>
                        <ENT>04/11/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59187 </ENT>
                        <ENT>Terrell Brothers Manufacturing Co. (Comp) </ENT>
                        <ENT>Denton, NC</ENT>
                        <ENT>04/11/06 </ENT>
                        <ENT>03/12/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59188 </ENT>
                        <ENT>Bosch Rexroth Corporation (UAW) </ENT>
                        <ENT>Wooster, OH</ENT>
                        <ENT>04/11/06 </ENT>
                        <ENT>04/10/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59189 </ENT>
                        <ENT>Photronics, Inc. (Wkrs) </ENT>
                        <ENT>Austin, TX</ENT>
                        <ENT>04/11/06 </ENT>
                        <ENT>03/31/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59190 </ENT>
                        <ENT>FSP-One, Inc. (Comp) </ENT>
                        <ENT>Plainville, MA</ENT>
                        <ENT>04/11/06 </ENT>
                        <ENT>04/11/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59191 </ENT>
                        <ENT>ADC (State) </ENT>
                        <ENT>Shakopee, MN</ENT>
                        <ENT>04/11/06 </ENT>
                        <ENT>04/11/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59192 </ENT>
                        <ENT>Sauer-Danfoss (UAW) </ENT>
                        <ENT>LaSalle, IL</ENT>
                        <ENT>04/11/06 </ENT>
                        <ENT>04/11/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59193 </ENT>
                        <ENT>CEP Products (Wkrs) </ENT>
                        <ENT>West Alexandria, OH</ENT>
                        <ENT>04/11/06 </ENT>
                        <ENT>04/11/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59194 </ENT>
                        <ENT>Artist Colony (Wkrs) </ENT>
                        <ENT>Lexington, NC</ENT>
                        <ENT>04/11/06 </ENT>
                        <ENT>04/09/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59195 </ENT>
                        <ENT>Photronics, Inc. (Comp) </ENT>
                        <ENT>Milpitas, CA</ENT>
                        <ENT>04/11/06 </ENT>
                        <ENT>04/11/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59196 </ENT>
                        <ENT>Kincaid Furniture Co., Inc. (Comp) </ENT>
                        <ENT>Hudson, NC</ENT>
                        <ENT>04/12/06 </ENT>
                        <ENT>04/11/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59197 </ENT>
                        <ENT>Collins and Aikman (Comp) </ENT>
                        <ENT>Farmville, NC</ENT>
                        <ENT>04/12/06 </ENT>
                        <ENT>04/10/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59198 </ENT>
                        <ENT>Tietex Interiors—Williamsburg (Comp) </ENT>
                        <ENT>Gibsonville, NC</ENT>
                        <ENT>04/12/06 </ENT>
                        <ENT>03/22/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59199 </ENT>
                        <ENT>Mechanical Products MP (State) </ENT>
                        <ENT>Jackson, MI</ENT>
                        <ENT>04/12/06 </ENT>
                        <ENT>04/07/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59200 </ENT>
                        <ENT>General Mills, Inc. (Union) </ENT>
                        <ENT>Allentown, PA</ENT>
                        <ENT>04/12/06 </ENT>
                        <ENT>04/12/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59201 </ENT>
                        <ENT>Amphenol T and M Antennas (Comp) </ENT>
                        <ENT>Vernon Hill, IL</ENT>
                        <ENT>04/12/06 </ENT>
                        <ENT>04/11/06 </ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="25242"/>
                        <ENT I="01">59202 </ENT>
                        <ENT>Howell Penncraft (Comp) </ENT>
                        <ENT>Howell, MI</ENT>
                        <ENT>04/12/06 </ENT>
                        <ENT>04/12/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59203 </ENT>
                        <ENT>LH Sewing (Wkrs) </ENT>
                        <ENT>San Francisco, CA</ENT>
                        <ENT>04/13/06 </ENT>
                        <ENT>04/12/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59204 </ENT>
                        <ENT>Ronfeldt Associates, Inc. (Comp) </ENT>
                        <ENT>Toledo, OH</ENT>
                        <ENT>04/13/06 </ENT>
                        <ENT>04/10/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59205 </ENT>
                        <ENT>Alliance Data (Wkrs) </ENT>
                        <ENT>Reno, OH</ENT>
                        <ENT>04/13/06 </ENT>
                        <ENT>04/10/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59206 </ENT>
                        <ENT>Elmore-Pisgah, Inc. (Comp) </ENT>
                        <ENT>Spindale, NC</ENT>
                        <ENT>04/13/06 </ENT>
                        <ENT>04/12/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59207 </ENT>
                        <ENT>Bernhardt Furniture Company (Comp) </ENT>
                        <ENT>Shelby, NC</ENT>
                        <ENT>04/13/06 </ENT>
                        <ENT>04/12/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59208 </ENT>
                        <ENT>TRW Engineered Fasteners and Components (Wkrs) </ENT>
                        <ENT>Westminster, MA</ENT>
                        <ENT>04/13/06 </ENT>
                        <ENT>04/12/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59209 </ENT>
                        <ENT>SLM Electronics (State) </ENT>
                        <ENT>Yellville, AR</ENT>
                        <ENT>04/13/06 </ENT>
                        <ENT>04/12/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59210 </ENT>
                        <ENT>Sony Logistics of America-Pittsburgh (Wkrs) </ENT>
                        <ENT>Mt. Pleasant, PA</ENT>
                        <ENT>04/13/06 </ENT>
                        <ENT>04/12/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59211 </ENT>
                        <ENT>Franklin Farms, Inc. (State) </ENT>
                        <ENT>North Franklin, CT</ENT>
                        <ENT>04/13/06 </ENT>
                        <ENT>04/12/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59212 </ENT>
                        <ENT>Vanguard Furniture Co., Inc. (Wkrs) </ENT>
                        <ENT>Hickory, NC</ENT>
                        <ENT>04/13/06 </ENT>
                        <ENT>04/12/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59213 </ENT>
                        <ENT>Hexcel Corp. (Comp) </ENT>
                        <ENT>Washington, GA</ENT>
                        <ENT>04/13/06 </ENT>
                        <ENT>04/04/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59214 </ENT>
                        <ENT>Roxford Fozdell (Nettexx) (Comp) </ENT>
                        <ENT>Greenville, SC</ENT>
                        <ENT>04/14/06 </ENT>
                        <ENT>03/28/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59215 </ENT>
                        <ENT>Convergus Corporation (Comp) </ENT>
                        <ENT>Tampa, FL</ENT>
                        <ENT>04/14/06 </ENT>
                        <ENT>04/13/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59216 </ENT>
                        <ENT>Schindler Elevator Corp. (Comp) </ENT>
                        <ENT>Sidney, OH</ENT>
                        <ENT>04/14/06 </ENT>
                        <ENT>04/13/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59217 </ENT>
                        <ENT>City Lights (Wkrs) </ENT>
                        <ENT>San Francisco, CA</ENT>
                        <ENT>04/14/06 </ENT>
                        <ENT>04/13/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59218 </ENT>
                        <ENT>General Motors Truck Group (Union) </ENT>
                        <ENT>Moraine, OH</ENT>
                        <ENT>04/14/06 </ENT>
                        <ENT>03/13/06 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">59219 </ENT>
                        <ENT>Action Staffing (State) </ENT>
                        <ENT>Greenfield, SC</ENT>
                        <ENT>04/14/06 </ENT>
                        <ENT>04/14/06 </ENT>
                    </ROW>
                </GPOTABLE>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6405 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4510-30-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF LABOR </AGENCY>
                <SUBAGY>Employment and Training Administration </SUBAGY>
                <DEPDOC>[TA-W-59,031] </DEPDOC>
                <SUBJECT>Fraser NH LLC, Berlin, NH and Fraser NH LLC, Gorham, NH; Amended Certification Regarding Eligibility To Apply for Worker Adjustment Assistance and Alternative Trade Adjustment Assistance </SUBJECT>
                <P>
                    In accordance with section 223 of the Trade Act of 1974 (19 U.S.C. 2273), and section 246 of the Trade Act of 1974 (26 U.S.C. 2813), as amended, the Department of Labor issued a Certification Regarding Eligibility to Apply for Worker Adjustment Assistance and Alternative Trade Adjustment Assistance on March 29, 2006, applicable to workers of Fraser Paper LLC, Berlin, New Hampshire. The notice will be published soon in the 
                    <E T="04">Federal Register</E>
                    . 
                </P>
                <P>Workers at the Berlin, New Hampshire location produce paper pulp that is used by the workers at the Gorham, New Hampshire location to produce fine paper and towel paper. </P>
                <P>New information provided by the company shows that workers are sent back and forth between the Berlin, New Hampshire facility and the Gorham, New Hampshire facility; therefore, workers are not separately identifiable by product line or by location. The two facilities essentially worked as one unit via a two mile pipeline connecting the facilities. Worker separations have occurred at both the Berlin, New Hampshire and Gorham, New Hampshire facilities of Fraser NH LLC. </P>
                <P>Accordingly, the Department is amending the certification to also cover workers of the Gorham, New Hampshire location of Fraser NH LLC and to correct the name of the subject firm from Fraser Paper, L.L.C. to read Fraser NH LLC. </P>
                <P>The intent of the Department's certification is to include all workers of Fraser NH LLC who were adversely affected by increased company imports. </P>
                <P>The amended notice applicable to TA-W-59,031 is hereby issued as follows:</P>
                <EXTRACT>
                    <P>All workers of Fraser NH LLC, Berlin, New Hampshire and Fraser NH LLC, Gorham, New Hampshire, who became totally or partially separated from employment on or after March 14, 2005, through March 29, 2008, are eligible to apply for adjustment assistance under Section 223 of the Trade Act of 1974 and are also eligible to apply for alternative trade adjustment assistance under Section 246 of the Trade Act of 1974.</P>
                </EXTRACT>
                <SIG>
                    <DATED>Signed at Washington, DC, this 14th day of April 2006. </DATED>
                    <NAME>Elliott S. Kushner, </NAME>
                    <TITLE>Certifying Officer, Division of Trade Adjustment Assistance. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6408 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4510-30-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF LABOR </AGENCY>
                <SUBAGY>Employment and Training Administration </SUBAGY>
                <DEPDOC>[TA-W-58,867] </DEPDOC>
                <SUBJECT>Hayes Lemmerz International; Huntington, IN; Certification Regarding Eligibility To Apply for Worker Adjustment Assistance and Alternative Trade Adjustment Assistance </SUBJECT>
                <P>In accordance with section 223 of the Trade Act of 1974 (19 U.S.C. 2273), as amended, the Department of Labor herein presents the results of its investigation regarding certification of eligibility to apply for worker adjustment assistance. </P>
                <P>In order to make an affirmative determination and issue a certification of eligibility to apply for Trade Adjustment Assistance, the group eligibility requirements in either paragraph (a)(2)(A) or (a)(2)(B) of section 222 of the Trade Act must be met. It is determined in this case that the requirements of (a)(2)(A) of section 222 have been met. </P>
                <P>The investigation was initiated on February 21, 2006 in response to a petition filed by a company official on behalf of workers of Hayes Lemmerz International, Huntington, Indiana. The workers produce cast aluminum wheels for the automotive industry. </P>
                <P>The investigation revealed that employment, sales, and production at the subject firm declined from 2004 through 2005. </P>
                <P>
                    The United States Department of Labor surveyed the subject firm's major declining customer(s) regarding purchases of cast aluminum wheels in 
                    <PRTPAGE P="25243"/>
                    2004 and 2005. The survey revealed that customer(s) increased import purchases while reducing purchases from the subject firm. 
                </P>
                <P>In accordance with section 246 the Trade Act of 1974 (26 U.S.C. 2813), as amended, the Department of Labor herein presents the results of its investigation regarding certification of eligibility to apply for alternative trade adjustment assistance (ATAA) for older workers. </P>
                <P>In order for the Department to issue a certification of eligibility to apply for ATAA, the group eligibility requirements of section 246 of the Trade Act must be met. The Department has determined in this case that the requirements of Section 246 have been met. </P>
                <P>A significant number of workers at the firm are age 50 or over and possess skills that are not easily transferable. Competitive conditions within the industry are adverse. </P>
                <HD SOURCE="HD1">Conclusion </HD>
                <P>After careful review of the facts obtained in the investigation, I determine that increased imports of cast aluminum wheels, like or directly competitive with those produced by Hayes Lemmerz International, Huntington, Indiana, contributed importantly to the total or partial separation of workers and to the decline in sales or production at that firm or subdivision. In accordance with the provisions of the Act, I make the following certification: </P>
                <EXTRACT>
                    <P>“All workers of Hayes Lemmerz International, Huntington, Indiana, who became totally or partially separated from employment on or after February 17, 2005, through two years from the date of certification are eligible to apply for adjustment assistance under Section 223 of the Trade Act of 1974, and are also eligible to apply for alternative trade adjustment assistance under Section 246 of the Trade Act of 1974.” </P>
                </EXTRACT>
                <SIG>
                    <DATED>Signed in Washington, DC, this 16th day of March 2006. </DATED>
                    <NAME>Linda G. Poole, </NAME>
                    <TITLE>Certifying Officer, Division of Trade Adjustment Assistance. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6407 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4510-30-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF LABOR </AGENCY>
                <SUBAGY>Employment and Training Administration </SUBAGY>
                <DEPDOC>[TA-W-58,236] </DEPDOC>
                <SUBJECT>Natick Paperboard Corporation, Paperboard Mill Division; Natick, MA; Notice of Revised Determination on Reconsideration </SUBJECT>
                <P>By application of April 1, 2006 United Steelworkers of America, Local 516, requested administrative reconsideration of the Department's negative determination regarding eligibility for workers and former workers of the subject firm to apply for Trade Adjustment Assistance (TAA) and Alternative Trade Adjustment Assistance (ATAA). </P>
                <P>
                    The initial investigation resulted in a negative determination signed on February 9, 2006 was based on the finding that imports of recycled paperboard for the book, binding and game industries did not contribute importantly to worker separations at the subject plant and no shift of production to a foreign source occurred. The denial notice was published in the 
                    <E T="04">Federal Register</E>
                     on March 2, 2006 (71 FR 10716). 
                </P>
                <P>In the request for reconsideration, the petitioner provided additional information regarding the subject firm's customers and requested an investigation relating to secondary impact concerning the subject firm as an upstream supplier to the book, binding and game industries. A review of the new facts determined that the workers of the subject firm may be eligible for TAA on the basis of a secondary upstream supplier impact. </P>
                <P>The Department conducted an investigation of subject firm workers on the basis of secondary impact, it was revealed that Natick Paperboard Corporation, Paperboard Mill Division, Natick, Massachusetts supplied paperboard that was used in the production of board games and paper based office supply products, and a loss of business with domestic manufacturers (whose workers were certified eligible to apply for adjustment assistance) contributed importantly to the workers separation or threat of separation. </P>
                <P>In accordance with section 246 the Trade Act of 1974 (26 U.S.C. 2813), as amended, the Department of Labor herein presents the results of its investigation regarding certification of eligibility to apply for alternative trade adjustment assistance (ATAA) for older workers. </P>
                <P>In order for the Department to issue a certification of eligibility to apply for ATAA, the group eligibility requirements of section 246 of the Trade Act must be met. The Department has determined in this case that the requirements of section 246 have been met. </P>
                <P>A significant number of workers at the firm are age 50 or over and possess skills that are not easily transferable. Competitive conditions within the industry are adverse. </P>
                <HD SOURCE="HD1">Conclusion </HD>
                <P>After careful review of the facts obtained in the investigation, I determine that workers of Natick Paperboard Corporation, Paperboard Mill Division, Natick, Massachusetts engaged in production of recycled paperboard qualify as adversely affected secondary workers under section 222 of the Trade Act of 1974, as amended. In accordance with the provisions of the Act, I make the following certification: </P>
                <EXTRACT>
                    <P>All workers of Natick Paperboard Corporation, Paperboard Mill Division, Natick, Massachusetts, who became totally or partially separated from employment on or after October 28, 2004, through two years from the date of this certification, are eligible to apply for adjustment assistance under section 223 of the Trade Act of 1974, and are eligible to apply for alternative trade adjustment assistance under section 246 of the Trade Act of 1974.</P>
                </EXTRACT>
                <SIG>
                    <DATED>Signed at Washington, DC, this 19th day of April, 2006. </DATED>
                    <NAME>Elliott S. Kushner, </NAME>
                    <TITLE>Certifying Officer, Division of Trade Adjustment Assistance.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6403 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4510-30-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF LABOR </AGENCY>
                <SUBAGY>Employment and Training Administration </SUBAGY>
                <DEPDOC>[TA-W-59,065] </DEPDOC>
                <SUBJECT>Paris Accessories, Inc.; Walnutport, PA; Certification Regarding Eligibility To Apply for Worker Adjustment Assistance and Alternative Trade Adjustment Assistance </SUBJECT>
                <P>In accordance with section 223 of the Trade Act of 1974, as amended (19 U.S.C. 2273), the Department of Labor herein presents the results of an investigation regarding certification of eligibility to apply for worker adjustment assistance. </P>
                <P>
                    In order to make an affirmative determination and issue a certification of eligibility to apply for Trade Adjustment Assistance, the group 
                    <PRTPAGE P="25244"/>
                    eligibility requirements in either paragraph (a)(2)(A) or (a)(2)(B) of section 222 of the Trade Act must be met. It is determined in this case that the requirements of (a)(2)(B) of section 222 have been met. 
                </P>
                <P>The investigation was initiated on March 21, 2006 in response to a petition filed by a union official on behalf of workers at Paris Accessories, Inc., Walnutport, Pennsylvania. The workers were engaged in the production of knit dickies, knit hats, ski band and ski masks. </P>
                <P>Employment at the subject plant has declined, and the subject firm has shifted the production of knit dickies, knit hats, ski band and ski masks to a country (Mexico) that is a party to a Free Trade Agreement and the Dominican Republic, a beneficiary country under the Caribbean Basin Economic Recovery Act with the United States. </P>
                <P>Paris Accessories, Inc., Walnutport, Pennsylvania workers were previously certified (TA-W-54,465) for trade adjustment assistance. That certification expires on April 21, 2006. </P>
                <P>In addition, in order for the Department to issue a certification of eligibility to apply for ATAA, the group eligibility requirements of Section 246 of the Trade Act must be met. The Department has determined in this case that the requirements of Section 246 have been met. </P>
                <P>A significant number of workers at the firm are age 50 or over and possess skills that are not easily transferable. Competitive conditions within the industry are adverse. </P>
                <HD SOURCE="HD1">Conclusion </HD>
                <P>After careful review of the facts obtained in the investigation, I conclude that there was a shift in production from the workers firm or subdivision to Mexico and Dominican Republic of articles that are like or directly competitive with those produced by the subject firm or subdivision. In accordance with the provisions of the Act, I make the following certification: </P>
                <EXTRACT>
                    <P>“All workers at Paris Accessories, Inc., Walnutport, Pennsylvania, who became totally or partially separated from employment on or after April 22, 2006 through two years from the date of certification are eligible to apply for adjustment assistance under Section 223 of the Trade Act of 1974, and are also eligible to apply for alternative trade adjustment assistance under Section 246 of the Trade Act of 1974.” </P>
                </EXTRACT>
                <SIG>
                    <DATED>Signed in Washington, DC this 7th day of April, 2006. </DATED>
                    <NAME>Elliott S. Kushner, </NAME>
                    <TITLE>Certifying Officer, Division of Trade Adjustment Assistance. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6409 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4510-30-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF LABOR </AGENCY>
                <SUBAGY>Employment and Training Administration </SUBAGY>
                <DEPDOC>[TA-W-57,810] </DEPDOC>
                <SUBJECT>Stone Apparel, a Subsidiary of Stone International, LLC; Industrias Orion S.A. DE C.V.; Columbia, SC; Amended Certification Regarding Eligibility To Apply for Worker Adjustment Assistance and Alternative Trade Adjustment Assistance </SUBJECT>
                <P>
                    In accordance with section 223 of the Trade Act of 1974 (19 U.S.C. 2273), and section 246 of the Trade Act of 1974 (26 U.S.C. 2813), as amended, the Department of Labor issued a Certification of Eligibility to Apply for Worker Adjustment Assistance and Alternative Trade Adjustment Assistance on September 16, 2005, applicable to workers of Stone Apparel, a subsidiary of Stone International, LLC, Columbia, South Carolina. The notice was published in the 
                    <E T="04">Federal Register</E>
                     on October 31, 2005 (70 FR 62347). 
                </P>
                <P>At the request of the State agency, the Department reviewed the certification for workers of the subject firm. The workers finished and distributed men's and boy's underwear. </P>
                <P>New information shows that in July 2005, Industrias Orion S.A. DE C.V. purchased the manufacturing operations of Stone Apparel, a subsidiary of Stone International, Columbia, South Carolina. Some workers separated from employment at the subject firm had their wages reported under the separate Unemployment Insurance (UI) tax account for Industrias Orion S.A. DE C.V., Columbia, South Carolina. </P>
                <P>Accordingly, the Department is amending the certification to properly reflect this matter. </P>
                <P>The intent of the Department's certification is to include all workers of Stone Apparel, a subsidiary of Stone International, LLC who were adversely affected by a shift in production to El Salvador. </P>
                <P>The amended notice applicable to TA-W-57,810 is hereby issued as follows:</P>
                <EXTRACT>
                    <P>“All workers of Stone Apparel, a subsidiary of Stone International, LLC, Industrias Orion S.A. DE C.V., Columbia, South Carolina, who became totally or partially separated from employment on or after August 19, 2004, through September 16, 2007, are eligible to apply for adjustment assistance under section 223 of the Trade Act of 1974, and are also eligible to apply for alternative trade adjustment assistance under section 246 of the Trade Act of 1974.”</P>
                </EXTRACT>
                <SIG>
                    <DATED>Signed at Washington, DC this 13th day of April 2006. </DATED>
                    <NAME> Richard Church, </NAME>
                    <TITLE>Certifying Officer, Division of Trade Adjustment Assistance. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6402 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4510-30-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF LABOR </AGENCY>
                <SUBAGY>Employment and Training Administration </SUBAGY>
                <SUBJECT>Workforce Investment Act of 1998 (WIA); Notice of Incentive Funding Availability for Program Year (PY) 2004 Performance </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Employment and Training Administration, Labor. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of Labor, in collaboration with the Department of Education, announces that 23 States are eligible to apply for Workforce Investment Act (WIA) (Pub. L. 105-220, 29 U.S.C. 2801 et seq.) incentive awards under the WIA Regulations. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The 23 eligible States must submit their applications for incentive funding to the Department of Labor by June 12, 2006. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit applications to the Employment and Training Administration, Office of Performance and Technology, 200 Constitution Avenue, NW., Room S-5206, Washington, DC 20210, Attention: Karen A. Staha, 202-693-3031 (phone), 202-693-3490 (fax), e-mail: 
                        <E T="03">staha.karen@dol.gov</E>
                        . Please be advised that mail delivery in the Washington, DC area has been inconsistent because of concerns about anthrax contamination, and the resulting treatment of incoming mail. States are encouraged to submit applications via e-mail. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        The Office of Performance and Technology: Karen A. Staha (phone: 202-693-3031 or e-mail: 
                        <E T="03">staha.karen@dol.gov</E>
                        ) or Traci DiMartini (phone: 202-693-3698 or e-mail: 
                        <E T="03">dimartini.traci@dol.gov</E>
                        ). (This is not a toll-free number.) Information may also be found at the Web site: 
                        <E T="03">http://www.doleta.gov/performance</E>
                        . 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Twenty-three (23) States (see Appendix) have qualified to receive a share of the $16.5 
                    <PRTPAGE P="25245"/>
                    million available for incentive grant awards under WIA section 503. These funds, which were contributed by the Department of Education from appropriations for the Adult Education and Family Literacy Act and the Carl D. Perkins Vocational and Technical Education Act, are available for the eligible States to use through June 30, 2008, to support innovative workforce development and education activities that are authorized under title I (Workforce Investment Systems) or title II (the Adult Education and Family Literacy Act (AEFLA)) of WIA, or under the Perkins Act (Pub. L. 105-332, 20 U.S.C. 2301 et seq.). In order to qualify for a grant award, a state must have exceeded performance levels, agreed to by the Secretaries, Governor, and State Education Officer, for outcomes in WIA title I, adult education (AEFLA), and vocational education (Perkins Act) programs. The goals included placement after training, retention in employment, and improvement in literacy levels, among other measures. After review of the performance data submitted by States to the Department of Labor and to the Department of Education, each Department determined which States would qualify for incentives for its program(s). (The Appendix at the bottom of this notice details the eligibility of each state by program.) These lists of eligible States were compared, and States that qualified under all three programs are eligible to apply for and receive an incentive grant award. The amount that each state is eligible to receive was determined by the Department of Labor and the Department of Education and is based on WIA section 503(c) (20 U.S.C. 9273(c)), and is proportional to the total funding received by these States for the three Acts. 
                </P>
                <P>The States eligible to apply for incentive grant awards, and the amounts they are eligible to receive, are listed below: </P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="s50,10">
                    <TTITLE>  </TTITLE>
                    <BOXHD>
                        <CHED H="1">State </CHED>
                        <CHED H="1">Amount of award </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">1. Arizona </ENT>
                        <ENT>$709,618 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">2. Colorado </ENT>
                        <ENT>680,253 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">3. Connecticut </ENT>
                        <ENT>673,907 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">4. Delaware </ENT>
                        <ENT>646,569 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">5. Georgia </ENT>
                        <ENT>762,930 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">6. Illinois </ENT>
                        <ENT>941,250 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">7. Indiana </ENT>
                        <ENT>717,986 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">8. Iowa </ENT>
                        <ENT>665,157 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">9. Kentucky </ENT>
                        <ENT>716,581 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">10. Maryland </ENT>
                        <ENT>711,961 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">11. Massachusetts </ENT>
                        <ENT>712,003 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">12. Michigan </ENT>
                        <ENT>817,852 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">13. Minnesota </ENT>
                        <ENT>699,205 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">14. Nebraska </ENT>
                        <ENT>651,792 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">15. Nevada </ENT>
                        <ENT>661,574 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">16. North Dakota </ENT>
                        <ENT>644,150 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">17. Oklahoma </ENT>
                        <ENT>688,143 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">18. Oregon </ENT>
                        <ENT>714,422 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">19. Pennsylvania </ENT>
                        <ENT>853,980 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">20. South Carolina </ENT>
                        <ENT>709,298 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">21. Tennessee </ENT>
                        <ENT>740,699 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">22. West Virginia </ENT>
                        <ENT>685,054 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">23. Wisconsin </ENT>
                        <ENT>713,988 </ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    These eligible states must submit their applications for incentive funding to the Department of Labor by June 12, 2006. As set forth in the provisions of WIA section 503(b)(2) (20 U.S.C. 9273(b)(2)), 20 CFR 666.220(b) and Training and Employment Guidance Letter (TEGL) No. 20-01, Change 4, Application Process for Workforce Investment Act (WIA) Section 503 Incentive Grants, Program Year 2004 Performance, which is available at 
                    <E T="03">http://www.doleta.gov/performance/</E>
                    , the application must include assurances that: 
                </P>
                <P>A. The legislature of the state was consulted with respect to the development of the application. </P>
                <P>B. The application was approved by the Governor, the eligible agency for adult education (as defined in section 203(4) of WIA (20 U.S.C. 9202(4))), and the state agency responsible for vocational and technical education programs (as defined in section 3(9) of Perkins Act (20 U.S.C. 2302(9)). </P>
                <P>C. The state and the eligible agency, as appropriate, exceeded the state adjusted levels of performance for WIA title I, the state adjusted levels of performance for the AEFLA, and the performance levels established for Perkins Act programs. </P>
                <P>In addition, states are requested to provide a description of the planned use of incentive grants as part of the application process, to ensure that the state's planned activities are innovative and are otherwise authorized under the WIA title I, the AEFLA, and/or the Perkins Act as amended, as required by WIA section 503(a). TEGL No. 20-01, Change 4 provides the specific application process that states must follow to apply for these funds. </P>
                <P>
                    The applications may take the form of a letter from the Governor, or designee, to the Assistant Secretary of Labor, Emily Stover DeRocco, Attention: Karen A. Staha, 200 Constitution Avenue, NW., Room S-5206, Washington, DC 20210. In order to expedite the application process, states are encouraged to submit their applications electronically to Karen Staha at 
                    <E T="03">staha.karen@dol.gov</E>
                    . The incentive grants will be awarded by June 30, 2006. 
                </P>
                <SIG>
                    <DATED>Signed at Washington, DC, this 21st day of April, 2006. </DATED>
                    <NAME>Emily Stover DeRocco, </NAME>
                    <TITLE>Assistant Secretary for Employment and Training.</TITLE>
                </SIG>
                <GPOTABLE COLS="5" OPTS="L2,i1" CDEF="s50,12C,12C,12C,12C">
                    <TTITLE>Appendix </TTITLE>
                    <TDESC>[States with an asterisk exceeded performance levels for AEFLA, Perkins Act, and WIA Title 1B.] </TDESC>
                    <BOXHD>
                        <CHED H="1">State </CHED>
                        <CHED H="1">PY 2004-05 exceeded state performance levels </CHED>
                        <CHED H="2">WIA (Title I) </CHED>
                        <CHED H="2">AEFLA (Adult Education) </CHED>
                        <CHED H="2">Perkins Act (Vocational Education) </CHED>
                        <CHED H="2">WIA Title I; AEFLA; Perkins Act </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Alabama </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="01">Alaska </ENT>
                        <ENT/>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Arizona* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Arkansas </ENT>
                        <ENT/>
                        <ENT>X </ENT>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="01">California </ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Colorado* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Connecticut* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">District of Columbia </ENT>
                        <ENT/>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Delaware* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Florida </ENT>
                        <ENT>X </ENT>
                        <ENT/>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Georgia* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Hawaii </ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Idaho </ENT>
                        <ENT/>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Illinois* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="25246"/>
                        <ENT I="01">Indiana* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Iowa* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Kansas </ENT>
                        <ENT/>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Kentucky* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Louisiana </ENT>
                        <ENT/>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Maine </ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Maryland* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Massachusetts* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Michigan* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Minnesota* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Mississippi </ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Missouri </ENT>
                        <ENT/>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Montana </ENT>
                        <ENT/>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Nebraska* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Nevada* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">New Hampshire </ENT>
                        <ENT/>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">New Jersey </ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">New Mexico </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">New York </ENT>
                        <ENT>X </ENT>
                        <ENT/>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">North Carolina </ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">North Dakota* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Ohio </ENT>
                        <ENT/>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Oklahoma* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Oregon* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Pennsylvania* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Puerto Rico </ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Rhode Island </ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">South Carolina* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">South Dakota </ENT>
                        <ENT/>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Tennessee* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Texas </ENT>
                        <ENT>X </ENT>
                        <ENT/>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Utah </ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Vermont </ENT>
                        <ENT/>
                        <ENT/>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Virginia </ENT>
                        <ENT/>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Washington </ENT>
                        <ENT>X </ENT>
                        <ENT/>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">West Virginia* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Wisconsin* </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Wyoming </ENT>
                        <ENT/>
                        <ENT>X </ENT>
                        <ENT>X </ENT>
                    </ROW>
                    <TNOTE>States with an asterisk exceeded performance levels for AEFLA, Perkins Act, and WIA Title 1B. </TNOTE>
                </GPOTABLE>
                1 
            </SUPLINF>
            <FRDOC> [FR Doc. E6-6399 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4510-30-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF LABOR </AGENCY>
                <SUBAGY>Employment and Training Administration </SUBAGY>
                <SUBJECT>Workforce Investment Act; Native American Employment and Training Council </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Employment and Training Administration, Labor. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Pursuant to section 10(a)(2) of the Federal Advisory Committee Act (FACA) (Pub. L. 92-463), as amended, and section 166(h)(4) of the Workforce Investment Act (WIA) [29 U.S.C. 2911(h)(4)], notice is hereby given of the next meeting of the Native American Employment and Training Council as constituted under WIA. </P>
                    <P>
                        <E T="03">Time and Date:</E>
                         The meeting will begin at 2:45 p.m. Central Standard Time (CST) on Wednesday, May 17, 2006, and continue until 5 p.m. that day. The meeting will reconvene at 1:15 p.m. CST on Thursday, May 18, 2006, and adjourn at approximately 5 p.m. on that day. The period from 2:30 p.m. to 4:30 p.m. on May 18 will be reserved for participation and presentation by members of the public. The meeting will reconvene at 9 a.m. CST on Friday, May 19, 2006, and will adjourn at 12 p.m. 
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         All sessions will be held at the Crowne Plaza Hotel Tulsa, 100 East Second Street, Tulsa, Oklahoma 74103. 
                    </P>
                    <P>
                        <E T="03">Status:</E>
                         The meeting will be open to the public. Persons who need special accommodations should contact the Designated Federal Official (DFO), Ms. Athena Brown, at (202) 693-3737 by May 5, 2006. 
                    </P>
                    <P>
                        <E T="03">Matters to be Considered:</E>
                         The formal agenda will focus on the following topics: (1) Introduction of New/Reappointments to Council; (2) Strategic Planning for Economic Development; (3) Workgroup Reports; (4) White House Interagency Task Force and Building Workforce Capacity/Education Workgroups; and (5) Training and Technical Assistance Regional Sessions. 
                    </P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Ms. Athena Brown, DFO, Indian and Native American Programs, Employment and Training Administration, U.S. Department of Labor, Room C-4311, 200 Constitution Avenue, NW., Washington, DC 20210. 
                        <PRTPAGE P="25247"/>
                    </P>
                    <P>
                        <E T="03">Telephone:</E>
                         (202) 693-3737 (VOICE) (this is not a toll-free number) or 202-693-3841. 
                    </P>
                    <SIG>
                        <DATED>Signed at Washington, DC, this 24th day of April, 2006. </DATED>
                        <NAME>Thomas M. Dowd, </NAME>
                        <TITLE>Deputy Assistant Secretary, Employment and Training Administration.</TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6398 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4510-30-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">NATIONAL ARCHIVES AND RECORDS ADMINISTRATION </AGENCY>
                <SUBAGY>Information Security Oversight Office </SUBAGY>
                <SUBJECT>Public Interest Declassification Board (PIDB); Notice of Meeting </SUBJECT>
                <P>Pursuant to section 1102 of the Intelligence Reform and Terrorism Prevention Act of 2004 which extended and modified the Public Interest Declassification Board (PIDB) as established by the Public Interest Declassification Act of 2000 (Pub. L. 106-567, title VII, December 27, 2000, 114 Stat. 2856), announcement is made for the following committee meeting: </P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Public Interest Declassification Board (PIDB). 
                    </P>
                    <P>
                        <E T="03">Date of Meeting:</E>
                         Tuesday, May 9, 2006. 
                    </P>
                    <P>
                        <E T="03">Time of Meeting:</E>
                         1 p.m. to 3 p.m. 
                    </P>
                    <P>
                        <E T="03">Place of Meeting:</E>
                         National Archives and Records Administration, 700 Pennsylvania Avenue, NW., Archivist's Reception Room (Room 105), Washington, DC 20408. 
                    </P>
                    <P>
                        <E T="03">Purpose:</E>
                         To discuss declassification program issues. 
                    </P>
                    <P>This meeting will be open to the public. However, due to space limitations and access procedures, the name and telephone number of individuals planning to attend must be submitted to the Information Security Oversight Office (ISOO) no later than Wednesday, May 3, 2006. ISOO will provide additional instructions for gaining access to the location of the meeting. </P>
                    <P>
                        <E T="03">For Further Information Contact:</E>
                         J. William Leonard, Director Information Security Oversight Office, National Archives Building, 700 Pennsylvania Avenue, NW., Washington, DC 20408, telephone number (202) 357-5250.
                    </P>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: April 19, 2006. </DATED>
                    <NAME>J. William Leonard, </NAME>
                    <TITLE>Director, Information Security Oversight Office.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6400 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 7515-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">NATIONAL FOUNDATION ON THE ARTS AND THE HUMANITIES </AGENCY>
                <SUBJECT>National Council on the Humanities, 154th Meeting </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>The National Endowment for the Humanities. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting. </P>
                </ACT>
                <P>Pursuant to the provisions of the Federal Advisory Committee Act (Public L. 92-463, as amended) notice is hereby given that the National Council on the Humanities will meet in Washington, DC on May 11-12, 2006. </P>
                <P>The purpose of the meeting is to advise the Chairman of the National Endowment for the Humanities with respect to policies, programs, and procedures for carrying out his functions, and to review applications for financial support from and gifts offered to the Endowment and to make recommendations thereon to the Chairman. </P>
                <P>The meeting will be held at the Old Post Office Building, 1100 Pennsylvania Avenue, NW., Washington, DC. A portion of the morning and afternoon sessions on May 11-12, 2006, will not be open to the public pursuant to subsections (c)(4), (c)(6) and (c)(9)(B) of section 552b of title 5, United States Code because the Council will consider information that may disclose: Trade secrets and commercial or financial information obtained from a person and privileged or confidential; information of a personal nature the disclosure of which would constitute a clearly unwarranted invasion of personal privacy; and information the premature disclosure of which would be likely to significantly frustrate implementation of proposed agency action. I have made this determination under the authority granted me by the Chairman's Delegation of Authority dated July 19, 1993. </P>
                <EXTRACT>
                    <P>The agenda for the session on May 11, 2006 will be as follows:</P>
                    <GPOTABLE COLS="03" OPTS="L2,p1,8/9,i1" CDEF="s100,r100,xs52">
                        <TTITLE>Committee Meetings</TTITLE>
                        <TDESC>[Open to the Public]</TDESC>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="22">Policy Discussion:</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="03">9-10:30 a.m.</ENT>
                            <ENT>
                                Challenge Grants
                                <LI>Federal/State Partnership</LI>
                                <LI>Preservation and Access</LI>
                                <LI>Public Programs</LI>
                                <LI>Research Programs</LI>
                            </ENT>
                            <ENT>
                                Room M-07.
                                <LI>Room 507.</LI>
                                <LI>Room 415.</LI>
                                <LI>Room 420.</LI>
                                <LI>Room 315.</LI>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="02" RUL="s">
                            <ENT I="21">[Closed to the Public]</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22">Discussion of specific grant applications and programs before the Council:</ENT>
                        </ROW>
                        <ROW EXPSTB="00">
                            <ENT I="03">10:30 a.m. until Adjourned</ENT>
                            <ENT>
                                Challenge Grants
                                <LI>Federal/State Partnership</LI>
                                <LI>Preservation and Access</LI>
                                <LI>Public Programs</LI>
                                <LI>Research Programs</LI>
                            </ENT>
                            <ENT>
                                Room M-07.
                                <LI>Room 507.</LI>
                                <LI>Room 415.</LI>
                                <LI>Room 420.</LI>
                                <LI>Room 315.</LI>
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">1-2:15 p.m.</ENT>
                            <ENT>Jefferson Lecture</ENT>
                            <ENT>Room 527.</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>The agenda for the session on May 12, 2006 will be as follows: The morning session will convene at 9 a.m., in Room M-09, and will be open to the public, as set out below. </P>
                    <FP SOURCE="FP-2">A. Minutes of the Previous Meeting. </FP>
                    <FP SOURCE="FP-2">B. Reports. </FP>
                    <FP SOURCE="FP1-2">1. Introductory Remarks. </FP>
                    <FP SOURCE="FP1-2">2. Staff Report. </FP>
                    <FP SOURCE="FP1-2">3. Congressional Report. </FP>
                    <FP SOURCE="FP1-2">4. Reports on Policy and General Matters. </FP>
                    <FP SOURCE="FP1-2">a. Challenge Grants. </FP>
                    <FP SOURCE="FP1-2">b. Federal/State Partnership. </FP>
                    <FP SOURCE="FP1-2">c. Preservation and Access. </FP>
                    <FP SOURCE="FP1-2">d. Public Programs. </FP>
                    <FP SOURCE="FP1-2">e. Research Programs. </FP>
                    <FP SOURCE="FP1-2">f. Jefferson Lecture. </FP>
                    <P>The remainder of the session on May 12, 2006 will be given to the consideration of specific applications and will be closed to the public for the reasons stated above. </P>
                    <P>
                        Further information about this meeting can be obtained from Ms. Heather Gottry, Acting Advisory Committee Management Officer, National Endowment for the Humanities, 1100 Pennsylvania Avenue, NW., Washington, DC 20506, or by calling (202) 606-8322, TDD (202) 606-8282. Advance 
                        <PRTPAGE P="25248"/>
                        notice of any special needs or accommodations is appreciated. 
                    </P>
                </EXTRACT>
                <SIG>
                    <NAME>Heather Gottry, </NAME>
                    <TITLE>Acting Advisory Committee  Management Officer. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E6-6433 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 7536-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">NATIONAL MEDIATION BOARD </AGENCY>
                <SUBJECT>Notice of Proposed Information Collection Requests </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Mediation Board. </P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Director, Office of Administration, invites comments on the proposed information collection requests as required by the Paperwork Reduction Act of 1995. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Interested persons are invited to submit comments within 30 days from the date of this publication. </P>
                </DATES>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Section 3506 of the Paperwork Reduction Act of 1995 (U.S.C. chapter 35) requires that the Office of Management and Budget (OMB) provide interested Federal agencies and the public an early opportunity to comment on information collection requests. OMB may amend or waive the requirement for public consultation to the extent that public participation in the approval process would defeat the purpose of the information collection, violate State or Federal law, or substantially interfere with any agency's ability to perform its statutory obligations. The Chief Information Officer, Finance and Administration Department, publishes that notice containing proposed information collection requests prior to submission of these requests to OMB. Each proposed information collection contains the following: (1) Type of review requested, 
                    <E T="03">e.g.</E>
                     new, revision extension, existing or reinstatement; (2) Title; (3) Summary of the collection; (4) Description of the need for, and proposed use of, the information; (5) Respondents and frequency of collection; and (6) Reporting and/or Record keeping burden. OMB invites public comment. 
                </P>
                <P>Currently, the National Mediation Board is soliciting comments concerning the new collection of information in the form of Request for Arbitration Panel for Airline System Boards of Adjustment, Request for Public Law Board Member, Arbitration Services-Pay Voucher for Personal Services, Arbitration Services-Official Travel/Referee Compensation Authorization, Neutral's Report of Activity Arbitration Services-Personal Data Sheet and is interested in public comment addressing the following issues: (1) Is this collection necessary to the proper functions of the agency; (2) will this information be processed and used in a timely manner; (3) is the estimate of burden accurate; (4) how might the agency enhance the quality, utility, and clarity of the information to be collected; and (5) how might the agency minimize the burden of this collection on the respondents, including through the use of information technology. </P>
                <SIG>
                    <DATED>Dated: April 25, 2006. </DATED>
                    <NAME>June D.W. King, </NAME>
                    <TITLE>Director, Office of Administration, National Mediation Board.</TITLE>
                </SIG>
                <HD SOURCE="HD1">A. Request for Arbitration Panel for Airline System Boards of Adjustment </HD>
                <P>
                    <E T="03">Type of Review:</E>
                     New Collection. 
                </P>
                <P>
                    <E T="03">Title:</E>
                     Request for Arbitration Panel for Airlines System Boards of Adjustment. 
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     On occasion. 
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Airline Carrier and Union Officials. 
                </P>
                <P>
                    <E T="03">Reporting and Recordkeeping Hour Burden:</E>
                </P>
                <P>
                     
                    <E T="03">Responses:</E>
                     Estimate about 80 annually. 
                </P>
                <P>
                     
                    <E T="03">Burden Hours:</E>
                     20. 
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     Section 183 of the Railway Labor Act, 45 U.S.C., 183, provides that the parties to the labor-management disputes in the airline industry must have a procedure for the resolution of disputes involving the interpretation or application of provisions of the collective bargaining agreement. The Railway Labor Act mentions system board of adjustment or arbitration boards as the mechanism for resolution and is silent as to how the neutral arbitrator is to be selected if the parties are unable to agree on an individual. The National Mediation Board provides panels of arbitrators to help the parties in their selection of an arbitrator. 
                </P>
                <P>This form is necessary to assist the parties in this process. The parties invoke the process through the submission of this form. The brief information is necessary for the NMB to perform this important function. </P>
                <HD SOURCE="HD1">B. Request for Public Law Board Member </HD>
                <P>
                    <E T="03">Type of Review:</E>
                     New Collection. 
                </P>
                <P>
                    <E T="03">Title:</E>
                     Request for Public Law Board Member. 
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     On occasion. 
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Carrier and Union Officials of railroads. 
                </P>
                <P>
                    <E T="03">Reporting and Recordkeeping Hour Burden:</E>
                </P>
                <P>
                     
                    <E T="03">Responses:</E>
                     Estimate 15 annually. 
                </P>
                <P>
                     
                    <E T="03">Burden Hours:</E>
                     3.75. 
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     Section 153, Second, of the Railway Labor Act, 45 U.S.C. 153, Second, governs procedures to be followed by carriers and representatives of employees in the establishment and functioning of special adjustment boards. These special adjustment boards are referred to as public law boards (board). The statute provides that within thirty (30) days from the date a written request is made by an employee representative or carrier official for the establishment of a board, an agreement establishing such board shall be made. If, however, one party fails to designate a member of the board, the party making the request may ask the NMB to designate a member on behalf of the other party. The NMB must designate the representative who, together with the other party constitutes the public board. It will be the task of these two individuals to decide on the terms of the agreement. If these individuals are unable to decide upon the terms, the Railway Labor Act provides that one of these parties may request that the NMB designate a neutral to resolve the remaining matters which are procedural issues. Pursuant to 29 CFR 1207.2, requests for the NMB to appoint either representatives or neutrals must be made on printed forms which may be secured from the NMB. 
                </P>
                <P>This form is necessary for the NMB to fulfill its statutory responsibilities. Without this information, the NMB would not be able to assist the railroad labor and management representatives in resolving disputes, which is contrary to the intent of the Railway Labor Act. </P>
                <HD SOURCE="HD1">C. Arbitration Services—Official Travel/Referee Compensation Authorization </HD>
                <P>
                    <E T="03">Type of Review:</E>
                     New Collection. 
                </P>
                <P>
                    <E T="03">Title:</E>
                     Arbitration Services—Official Travel/Referee Compensation Authorization. 
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     On occasion. 
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Arbitrators. 
                </P>
                <P>
                    <E T="03">Reporting and Recordkeeping Hour Burden:</E>
                </P>
                <P>
                    <E T="03">Responses:</E>
                     Approximately 624 annually. 
                </P>
                <P>
                    <E T="03">Burden Hours:</E>
                     156. 
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     Section 153, First and Second of the Railway Labor Act, 45 U.S.C. 153, First and Second, provide that the NMB shall compensate arbitrators who resolve the resolves under these sections of the Act. The arbitrator must submit a written request, in advance, for authorization to be compensated for work to be performed. The arbitrator must obtain authorization before performing work. This form is the request and is necessary for the NMB to fulfill its financial responsibilities. 
                    <PRTPAGE P="25249"/>
                </P>
                <HD SOURCE="HD1">D. Arbitration Services—Pay Voucher for Personal Services </HD>
                <P>
                    <E T="03">Type of Review:</E>
                     New Collection. 
                </P>
                <P>
                    <E T="03">Title:</E>
                     Arbitration Services—Pay Voucher for Personal Services. 
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     On occasion. 
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Arbitrators. 
                </P>
                <P>
                    <E T="03">Reporting and Recordkeeping Hour Burden:</E>
                </P>
                <P>
                    <E T="03">Responses:</E>
                     Approximately 624 annually. 
                </P>
                <P>
                    <E T="03">Burden Hours:</E>
                     156. 
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     Section 153, First and Second of the Railway Labor Act, 45 U.S.C. 153, First and Second, provide that the NMB shall compensate arbitrators who resolve the resolves under these sections of the Act. After the work is performed, the arbitrator must submit a written request for compensation. This form is the vehicle used to request compensation and is necessary for the NMB to fulfill its financial responsibilities. 
                </P>
                <HD SOURCE="HD1">E. Neutral's Report of Activity </HD>
                <P>
                    <E T="03">Type of Review:</E>
                     New Collection. 
                </P>
                <P>
                    <E T="03">Title:</E>
                     Neutral's Report of Activity. 
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     On occasion. 
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Arbitrators. 
                </P>
                <P>
                    <E T="03">Reporting and Recordkeeping Hour Burden:</E>
                </P>
                <P>
                    <E T="03">Responses:</E>
                     Approximately 624 annually. 
                </P>
                <P>
                    <E T="03">Burden Hours:</E>
                     156. 
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     Section 153, First and Second of the Railway Labor Act, 45 U.S.C. 153, First and Second, provide that the parties may use an arbitrator to resolve their disputes concerning the application or interpretation of the provisions of a collective bargaining agreement. The NMB must record the decisions rendered by the arbitrators selected by the parties and compensated by the NMB. This form is used to gather that information. This brief information is necessary for the NMB to fulfill its responsibilities under the Railway Labor Act. 
                </P>
                <HD SOURCE="HD1">F. Arbitration Services—Personal Data Sheet </HD>
                <P>
                    <E T="03">Type of Review:</E>
                     New Collection. 
                </P>
                <P>
                    <E T="03">Title:</E>
                     Arbitration Services—Personal Data Sheet. 
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     On occasion. 
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Arbitrators. 
                </P>
                <P>
                    <E T="03">Reporting and Recordkeeping Hour Burden:</E>
                </P>
                <P>
                    <E T="03">Responses:</E>
                     25 annually. 
                </P>
                <P>
                    <E T="03">Burden Hours:</E>
                     25. 
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     Sections 183 and 153 of the Railway Labor Act, 45 U.S.C., 153 and 183, provide for the use of arbitrators in the resolution of disputes concerning the application or interpretation of provisions of a collective bargaining agreement in the airline and railroad industries. The NMB maintains a roster of arbitrators for this purpose. The NMB must have a means for interested individuals to apply for inclusion on this roster. This form is the application for inclusion on the NMB roster. The brief information that the NMB solicits is necessary to perform this responsibility under the Railway Labor Act. 
                </P>
                <P>Requests for copies of the proposed information collection request may be accessed from http://www.nmb.gov or should be addressed to Roland Watkins, Director of Arbitration Services NMB, 1301 K Street NW., Suite 250 E, Washington, DC 20005 or addressed to the e-mail address arb@nmb.gov or faxed to 202-692-5086. Please specify the complete title of the information collection when making your request. </P>
                <P>
                    Comments regarding burden and/or the collection activity requirements should be directed to June D. W. King at 202-692-5010 or via Internet address 
                    <E T="03">king@nmb.gov.</E>
                </P>
                <P>Individuals who use a telecommunications device for the deaf (TDD/TDY) may call the Federal Information Relay Service (FIRS) at 1-800-877-8339. </P>
            </SUPLINF>
            <FRDOC> [FR Doc. E6-6425 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 7550-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">NUCLEAR REGULATORY COMMISSION </AGENCY>
                <DEPDOC>[Docket Nos. 50-280 and 50-281] </DEPDOC>
                <SUBJECT>Virginia Electric and Power Company; Notice of Consideration of Issuance of Amendments to Facility Operating Licenses, Proposed No Significant Hazards Consideration Determination, and Opportunity for a Hearing </SUBJECT>
                <P>The U.S. Nuclear Regulatory Commission (the Commission) is considering issuance of amendments to Facility Operating License Nos. DPR-32 and DPR-37 issued to Virginia Electric and Power Company (the licensee) for operation of the Surry Power Station, Unit Nos. 1 and 2, located in Surry County, Virginia. </P>
                <P>The proposed amendments would reinstate previous reactor coolant system (RCS) pressure and temperature (P/T) limits, low temperature overpressure protection system (LTOPS) setpoint, and LTOPS enable temperature basis. </P>
                <P>Before issuance of the proposed license amendments, the Commission will have made findings required by the Atomic Energy Act of 1954, as amended (the Act), and the Commission's regulations. </P>
                <P>The Commission has made a proposed determination that the requested amendments involve no significant hazards consideration. Under the Commission's regulations in Title 10 of the Code of Federal Regulations (10 CFR), section 50.92, this means that operation of the facility in accordance with the proposed amendments would not (1) involve a significant increase in the probability or consequences of an accident previously evaluated; or (2) create the possibility of a new or different kind of accident from any accident previously evaluated; or  (3) involve a significant reduction in a margin of safety. As required by 10 CFR 50.91(a), the licensee has provided its analysis of the issue of no significant hazards consideration, which is presented below:</P>
                <EXTRACT>
                    <P>1. Does the change involve a significant increase in the probability or consequences of an accident previously evaluated? </P>
                    <P>The proposed change does not impact the condition or performance of any plant structure, system or component. The proposed change does not affect the initiators of any previously analyzed event or the assumed mitigation of accident or transient events since the plant will be operated in the same manner and within the same operating limits that are currently in place. The proposed change merely restores the RCS P/T limit curves and LTOPS setpoint that were approved by the NRC prior to the issue of License Amendments 245/244, and which are currently in effect. As a result, the proposed change to the Surry TS [Technical Specifications] does not involve any increase in the probability or the consequences of any accident or malfunction of equipment important to safety previously evaluated since neither accident probabilities nor consequences are being affected by this proposed change. </P>
                    <P>2. Does the change create the possibility of a new or different kind of accident from any accident previously evaluated? </P>
                    <P>The proposed change does not involve any changes in station operation or physical modifications to the plant. In addition, no changes are being made in the methods used to respond to plant transients that have been previously analyzed. No changes are being made to plant parameters within which the plant is normally operated or in the setpoints, which initiate protective or mitigative actions, since the plant will be operated in the same manner and within the same operating limits that are currently in place. Since plant operation will not be affected by this change, no new failure modes are being introduced. Therefore, the proposed change to the Surry TS does not create the possibility of a new or different kind of accident or malfunction of equipment important to safety from any previously evaluated. </P>
                    <P>3. Does the change involve a significant reduction in the margin of safety? </P>
                    <P>
                        The return to the previously approved RCS P/T operating limit curves and LTOPS 
                        <PRTPAGE P="25250"/>
                        setpoint does not involve a significant reduction in the margin of safety. The proposed change does not impact station operation or any plant structure, system or component that is relied upon for accident mitigation. Furthermore, the margin of safety assumed in the plant safety analysis is not affected in any way by the proposed change since the plant will be operated in the same manner and within the same operating limits and setpoints that are currently in place. Therefore, the proposed change to the Surry [TSs] does not involve any reduction in a margin of safety.
                    </P>
                </EXTRACT>
                  
                <P>The NRC staff has reviewed the licensee's analysis and, based on this review, it appears that the three standards of 10 CFR 50.92(c) are satisfied. Therefore, the NRC staff proposes to determine that the requested amendments involve no significant hazards consideration. </P>
                <P>The Commission is seeking public comments on this proposed determination. Any comments received within 30 days after the date of publication of this notice will be considered in making any final determination. </P>
                <P>
                    Normally, the Commission will not issue the amendments until the expiration of 60 days after the date of publication of this notice. The Commission may issue the license amendments before expiration of the 60-day period provided that its final determination is that the amendments involve no significant hazards consideration. In addition, the Commission may issue the amendments prior to the expiration of the 30-day comment period should circumstances change during the 30-day comment period such that failure to act in a timely way would result, for example in derating or shutdown of the facility. Should the Commission take action prior to the expiration of either the comment period or the notice period, it will publish in the 
                    <E T="04">Federal Register</E>
                     a notice of issuance. Should the Commission make a final No Significant Hazards Consideration Determination, any hearing will take place after issuance. The Commission expects that the need to take this action will occur very infrequently. 
                </P>
                <P>
                    Written comments may be submitted by mail to the Chief, Rules and Directives Branch, Division of Administrative Services, Office of Administration, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, and should cite the publication date and page number of this 
                    <E T="04">Federal Register</E>
                     notice. Written comments may also be delivered to Room 6D59, Two White Flint North, 11545 Rockville Pike, Rockville, Maryland, from 7:30 a.m. to 4:15 p.m. Federal workdays. Documents may be examined, and/or copied for a fee, at the NRC's Public Document Room (PDR), located at One White Flint North, Public File Area O1 F21, 11555 Rockville Pike (first floor), Rockville, Maryland.
                </P>
                <P>The filing of requests for hearing and petitions for leave to intervene is discussed below. </P>
                <P>
                    Within 60 days after the date of publication of this notice, the licensee may file a request for a hearing with respect to issuance of the amendments to the subject facility operating license and any person whose interest may be affected by this proceeding and who wishes to participate as a party in the proceeding must file a written request for a hearing and a petition for leave to intervene. Requests for a hearing and a petition for leave to intervene shall be filed in accordance with the Commission's “Rules of Practice for Domestic Licensing Proceedings” in 10 CFR part 2. Interested persons should consult a current copy of 10 CFR 2.309, which is available at the Commission's PDR, located at One White Flint North, Public File Area O1 F21, 11555 Rockville Pike (first floor), Rockville, Maryland. Publicly available records will be accessible from the Agencywide Documents Access and Management System's (ADAMS) Public Electronic Reading Room on the Internet at the NRC Web site, 
                    <E T="03">http://www.nrc.gov/reading-rm/doc-collections/cfr/.</E>
                     If a request for a hearing or petition for leave to intervene is filed by the above date, the Commission or a presiding officer designated by the Commission or by the Chief Administrative Judge of the Atomic Safety and Licensing Board Panel, will rule on the request and/or petition; and the Secretary or the Chief Administrative Judge of the Atomic Safety and Licensing Board will issue a notice of a hearing or an appropriate order. 
                </P>
                <P>As required by 10 CFR 2.309, a petition for leave to intervene shall set forth with particularity the interest of the petitioner in the proceeding, and how that interest may be affected by the results of the proceeding. The petition should specifically explain the reasons why intervention should be permitted with particular reference to the following general requirements: (1) The name, address, and telephone number of the requestor or petitioner;  (2) the nature of the requestor's/petitioner's right under the Act to be made a party to the proceeding; (3) the nature and extent of the requestor's/petitioner's property, financial, or other interest in the proceeding; and (4) the possible effect of any decision or order which may be entered in the proceeding on the requestors/petitioner's interest. The petition must also identify the specific contentions which the petitioner/requestor seeks to have litigated at the proceeding. </P>
                <P>Each contention must consist of a specific statement of the issue of law or fact to be raised or controverted. In addition, the petitioner/requestor shall provide a brief explanation of the bases for the contention and a concise statement of the alleged facts or expert opinion which support the contention and on which the petitioner intends to rely in proving the contention at the hearing. The petitioner/requestor must also provide references to those specific sources and documents of which the petitioner is aware and on which the petitioner intends to rely to establish those facts or expert opinion. The petition must include sufficient information to show that a genuine dispute exists with the applicant on a material issue of law or fact. Contentions shall be limited to matters within the scope of the amendment under consideration. The contention must be one which, if proven, would entitle the petitioner to relief. A petitioner/requestor who fails to satisfy these requirements with respect to at least one contention will not be permitted to participate as a party. </P>
                <P>Those permitted to intervene become parties to the proceeding, subject to any limitations in the order granting leave to intervene, and have the opportunity to participate fully in the conduct of the hearing. </P>
                <P>If a hearing is requested, the Commission will make a final determination on the issue of no significant hazards consideration. The final determination will serve to decide when the hearing is held. If the final determination is that the requested amendments involve no significant hazards consideration, the Commission may issue the amendments and make it immediately effective, notwithstanding the request for a hearing. Any hearing held would take place after issuance of the amendments. If the final determination is that the requested amendments involve a significant hazards consideration, any hearing held would take place before the issuance of these amendments. </P>
                <P>
                    Nontimely requests and/or petitions and contentions will not be entertained absent a determination by the Commission or the presiding officer of the Atomic Safety and Licensing Board that the petition, request and/or the contentions should be granted based on a balancing of the factors specified in 10 CFR 2.309(c)(1)(i)-(viii). 
                    <PRTPAGE P="25251"/>
                </P>
                <P>
                    A request for a hearing or a petition for leave to intervene must be filed by: (1) First class mail addressed to the Office of the Secretary of the Commission, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, Attention: Rulemaking and Adjudications Staff; (2) courier, express mail, and expedited delivery services: Office of the Secretary, Sixteenth Floor, One White Flint North, 11555 Rockville Pike, Rockville, Maryland, 20852, Attention: Rulemaking and Adjudications Staff; (3) E-mail addressed to the Office of the Secretary, U.S. Nuclear Regulatory Commission, 
                    <E T="03">HEARINGDOCKET@NRC.GOV;</E>
                     or (4) facsimile transmission addressed to the Office of the Secretary, U.S. Nuclear Regulatory Commission, Washington, DC, Attention: Rulemaking and Adjudications Staff at (301) 415-1101, verification number is (301) 415-1966. A copy of the request for hearing and petition for leave to intervene should also be sent to the Office of the General Counsel, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, and it is requested that copies be transmitted either by means of facsimile transmission to 301-415-3725 or by e-mail to 
                    <E T="03">OGCMailCenter@nrc.gov.</E>
                     A copy of the request for hearing and petition for leave to intervene should also be sent to Ms. Lillian M. Cuoco, Dominion Resources Services, Inc., Building 475, 5th Floor, Rope Ferry Road,  Waterford, Connecticut 06385, attorney for the licensee. 
                </P>
                <P>
                    For further details with respect to this action, see the application for amendments dated April 20, 2006, which is available for public inspection at the Commission's PDR, located at One White Flint North, Public File Area O1 F21, 11555 Rockville Pike (first floor), Rockville, Maryland. Publicly available records will be accessible from the Agencywide Documents Access and Management System's (ADAMS) Public Electronic Reading Room on the Internet at the NRC Web site, 
                    <E T="03">http://www.nrc.gov/reading-rm/adams.html.</E>
                     Persons who do not have access to ADAMS or who encounter problems in accessing the documents located in ADAMS, should contact the NRC PDR Reference staff by telephone at 1-800-397-4209, 301-415-4737, or by e-mail to 
                    <E T="03">pdr@nrc.gov.</E>
                </P>
                <SIG>
                    <DATED>Dated at Rockville, Maryland, this 21st day of April 2006. </DATED>
                    <P>For the Nuclear Regulatory Commission. </P>
                    <NAME>Stephen Monarque, </NAME>
                    <TITLE>Project Manager, Plant Licensing Branch II-1, Division of Operating Reactor Licensing, Office of Nuclear Reactor Regulation. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E6-6427 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 7590-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">OFFICE OF THE UNITED STATES TRADE REPRESENTATIVE </AGENCY>
                <SUBJECT>Rectifications, Technical Corrections, and Conforming Changes to the Harmonized Tariff Schedule of the United States </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the United States Trade Representative. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Rectifications, technical corrections, and conforming changes to the Harmonized Tariff Schedule of the United States. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The United States Trade Representative (USTR) is making rectifications, technical corrections, and conforming changes to the Harmonized Tariff Schedule of the United States (HTS) as set forth in the annex to this notice, pursuant to authority delegated to the USTR in Presidential Proclamation 6969 of January 27, 1997 (62 FR 4415). These modifications correct several inadvertent errors and omissions in various Presidential Proclamations and make conforming changes to the HTS, as set forth herein, so that the intended tariff treatment is provided. </P>
                </SUM>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Office of the United States Trade Representative, 600 17th Street, NW., Washington, DC 20508. </P>
                </ADD>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Effective Date:</E>
                         As set forth in the Annex to this notice. 
                    </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Elissa M. Alben, Assistant General Counsel, (202) 395-9622. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Pursuant to various statutes implementing trade agreements and to section 604 of the Trade At of 1974, as amended (19 U.S.C. 2483), the President issued proclamations in order to reflect in the HTS the substance of those agreements and actions taken pursuant to such statutes. This notice corrects several inadvertent errors and omissions in the following Presidential Proclamations and makes conforming changes to the HTS, so that the intended tariff treatment is provided: (1) Presidential Proclamation 7616 of October 31, 2002, implementing the preferential tariff treatment authorized by the Andean Trade Promotion and Drug Eradication Act (the “ATPDEA”); (2) Presidential Proclamation No. 7747 of December 30, 2003 (68 FR 75793) implementing the United States-Singapore Free Trade Agreement; (3) Presidential Proclamation No. 7857 of December 20, 2004 (69 FR 77133) implementing the United States-Australia Free Trade Agreement; (4) Presidential Proclamation No. 7987 of February 28, 2006, implementing the Dominican Republic-Central America-United States Free Trade Agreement with respect to El Salvador; (5) Presidential Proclamation No. 7995 of March 31, 2006 (71 FR 16967) implementing the Agreement on Multi-Chip Integrated Circuits; and (6) Presidential Proclamation No. 7996 of March 31, 2006, implementing the Dominican Republic-Central America-United States Free Trade Agreement with respect to Honduras and Nicaragua. </P>
                <P>Proclamation 6969 authorized the USTR to exercise the authority provided to the President under section 604 of the Trade Act of 1974 (19 U.S.C. 2483) to embody rectifications, technical or conforming changes, and similar modifications in the HTS. Under the authority vested in the USTR by Proclamation 6969, the rectifications, technical and conforming changes, and similar modifications set forth in the annex to this notice shall be embodied in the HTS with respect to goods entered, or withdrawn from warehouse for consumption, on or after the dates specified for the respective actions set forth in such annex. </P>
                <SIG>
                    <NAME>Rob Portman,</NAME>
                    <TITLE>United States Trade Representative.</TITLE>
                </SIG>
                <HD SOURCE="HD1">Annex</HD>
                <P>Effective with respect to goods entered, or withdrawn from warehouse for consumption, on or after the dates specified below, the Harmonized Tariff Schedule of the United States is modified as provided herein. The subheadings and superior text of new tariff provisions are set forth in columnar format, and material in such columns is inserted in the columns of the HTS designated “Heading/Subheading”, “Article Description”, “Rates of Duty 1 General”, and “Rates of Duty 2”, respectively. </P>
                <P>1. Effective with respect to goods of Singapore, under the terms of general note 25 to the tariff schedule, that are entered, or withdrawn from warehouse for consumption: </P>
                <P>(A) Effective for such goods on or after January 1, 2004, general note 25(n) is modified by redesignating tariff classification rule (TCR) 72 to chapter 62 as TCR 74, by striking TCR 71, and by inserting in numerical sequence the following new TCRs: </P>
                <EXTRACT>
                    <PRTPAGE P="25252"/>
                    <P>“71. A change to subheadings 6211.31 through 6211.49 from any other chapter, except from headings 5106 through 5113, 5204 through 5212, 5307 through 5308 or 5311, chapter 54 or headings 5508 through 5516, 5801 through 5802 or 6001 through 5005, provided that the good is both cut and sewn or otherwise assembled in the territory of Singapore or of the United States, or both. </P>
                    <P>72. A change to subheading 6212.10 from any other chapter, except from headings 5208 through 5212, 5407 through 5408, 5512 through 5516, 5803 through 5804, 5806 or 6001 through 6006, provided that the good is both cut and sewn or otherwise assembled in the territory of Singapore or of the United States, or both. </P>
                    <P>73. A change to subheadings 6212.20 through 6212.90 from any other chapter, except from headings 5106 through 5113, 5204 through 5212, 5307 through 5308 or 5311, chapter 54 or headings 5508 through 5516, 5801 through 5802 or 6001 through 5005, provided that the good is both cut and sewn or otherwise assembled in the territory of Singapore or of the United States, or both.”;</P>
                </EXTRACT>
                <P>(B) Effective for such goods on or after January 1, 2004, TCR 37 to chapter 85 in general note 25(n) is modified by deleting at each instance “or 8518.50” and by inserting in lieu thereof “through 8518.50”; and </P>
                <P>(C) Effective for such goods on or after January 1, 2006, and before the close of December 31, 2006, the special rate of duty of “11.36” followed by the symbol “SG” in parentheses is deleted and the duty rate “11.3%” is inserted in lieu thereof. </P>
                <P>2. Effective with respect to goods of Australia, under the terms of general note 28 to the tariff schedule, that are entered, or withdrawn from warehouse for consumption, on or after January 1, 2005: </P>
                <P>(A) General note 28(c)(ii) is modified by inserting in alphabetical sequence the following new subdivision: </P>
                <EXTRACT>
                    <P>
                        “(E) For the purposes of this note, the term “
                        <E T="03">adjusted value</E>
                        ” means the value determined under Articles 1 through 8, Article 15 and the corresponding interpretative notes of the Customs Valuation Agreement, as adjusted to exclude any costs, charges or expenses incurred for transportation, insurance and related services incidental to the international shipment of the good from the country of exportation to the place of importation.” 
                    </P>
                </EXTRACT>
                <P>(B) General note 28(h)(ii)(A) is modified by striking “and'; </P>
                <P>(C) General note 28(n) is modified by inserting in TCR 16(B) to chapter 61 the expression “a garment described in heading 6102,” immediately after “with respect to'; </P>
                <P>(D) General note 28(n) is modified by inserting in TCR 39 to chapter 61 the number “54” immediately after “5311, chapter''; and </P>
                <P>(E) U.S. note 3 to subchapter XIII of chapter 99 is modified by striking the expression “but no later than 2008” and by inserting in lieu thereof “but no later than 2007''. </P>
                <P>3. Effective with respect to (1) goods of El Salvador, under the terms of general note 29 to the tariff schedule, that are entered, or withdrawn from warehouse for consumption, on or after March 1, 2006, and (2) goods of Honduras or of Nicaragua, under the terms of such general note 29, that are entered, or withdrawn from warehouse for consumption, on or after April 1, 2006: </P>
                <P>(A) Subheadings 2207.10.60 and 2207.20.00 are each modified by inserting in alphabetical sequence in the parenthetical expression after the duty rate of “Free” in the Rates of Duty 1-Special subcolumn the symbol “P,''; and </P>
                <P>(B) General note 29(n) is modified by striking, in TCR 32 for chapter 62, the number “6208.91.00” and by inserting in lieu thereof “6208.91.30''. </P>
                <P>4. Effective with respect to goods that are entered, or withdrawn from warehouse for consumption, on or after April 1, 2006, chapter 85 of the HTS is modified as follows: </P>
                <P>(A) The following new additional U.S. note 14 to chapter 85 is inserted in numerical sequence: </P>
                <EXTRACT>
                    <P>“14. For the purposes of subheading 8543.89.93, the term “multichip integrated circuits” refers to multichip integrated circuits consisting of two or more interconnected monolithic integrated circuits combined to all intents and purposes indivisibly, whether or not on one or more insulating substrates, with or without lead frames, but with no other active or passive circuit elements.”; </P>
                </EXTRACT>
                <P>(B) Subheading 8543.89.96 is renumbered as 8543.89.97 and the following new subheading is inserted in numerical sequence: </P>
                <GPOTABLE COLS="5" OPTS="L2,tp0,p1,8/9,g1,t1,i1" CDEF="xl54,r100L,xls25,xls72,xls72">
                    <TTITLE>  </TTITLE>
                    <BOXHD>
                        <CHED H="1">  </CHED>
                        <CHED H="1">  </CHED>
                        <CHED H="1">  </CHED>
                        <CHED H="1">  </CHED>
                        <CHED H="1">  </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="22">[8543</ENT>
                        <ENT O="xl">Electrical machines and apparatus, having individual functions, not specified or included elsewhere in this chapter; parts thereof:]</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="oi2" O1="xl">[Other machines and apparatus:] </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">[8543.89</ENT>
                        <ENT O="oi3" O1="xl">Other:] </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"/>
                        <ENT O="oi4" O1="xl">[Other:]</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"/>
                        <ENT O="oi5" O1="xl">[Other:]</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">“8543.89.93</ENT>
                        <ENT O="oi6">Multichip integrated circuits described in additional U.S. note 14 to chapter 85</ENT>
                        <ENT>Free</ENT>
                        <ENT/>
                        <ENT>35%” ; and</ENT>
                    </ROW>
                </GPOTABLE>
                <P>(C) Effective on the later of January 1, 2007, or the effective date after January 1, 2007 of a proclamation that reflects modifications of heading 8543 of the Harmonized Commodity Description and Coding System in the tariff schedule, additional U.S. note 14 to chapter 85 and subheading 8543.89.93 are deleted. </P>
                <P>5. Effective with respect to goods of designated beneficiary countries under the Andean Trade Promotion and Drug Eradication Act enumerated in U.S. note 1 to subchapter XXI of chapter 98 of the tariff schedule that are entered, or withdrawn from warehouse for consumption, on or after October 31, 2002, U.S. note 4(d) to such subchapter is modified by striking the expressions “entered free of duty as” and “Israel under the terms of general note 8 to the tariff schedule or as a good of Canada or a good of Mexico under the terms of general note 12 to the tariff schedule”, and by inserting in after “product of” the expression “Israel, Canada or Mexico”. </P>
                <P>6. Effective with respect to goods of Nicaragua under the terms of general note 29 to the tariff schedule that are entered, or withdrawn from warehouse for consumption, on or after April 1, 2006, U.S. note 15(a) to chapter 99 is modified by inserting a comma after the expression “originating goods”.</P>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-4034 Filed 4-25-06; 3:18 pm] </FRDOC>
            <BILCOD>BILLING CODE 3190-W6-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="25253"/>
                <AGENCY TYPE="N">SECURITIES AND EXCHANGE COMMISSION </AGENCY>
                <DEPDOC>[Release No. 34-53701; File No. SR-Amex-2006-30] </DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ) </SUBJECT>
                <DATE> April 21, 2006. </DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on April 6, 2006, the American Stock Exchange LLC (“Amex” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which items have been prepared by Amex. The Exchange filed Amendment No. 1 on April 13, 2006, and withdrew Amendment No. 1 on April 18, 2006. On April 18, 2006, the Exchange filed Amendment No. 2 to the proposed rule change.
                    <SU>3</SU>
                    <FTREF/>
                     Amex has designated the proposed rule change as establishing or changing a due, fee, or other charge imposed by the Exchange pursuant to Section 19(b)(3)(A)(ii) of the Act 
                    <SU>4</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(2) thereunder,
                    <SU>5</SU>
                    <FTREF/>
                     which renders the proposal effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change, as amended, from interested persons. 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         In Amendment No. 2, the Exchange revised its statutory basis section, made a minor revision to its purpose section, and added a citation to its purpose section. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         15 U.S.C. 78s(b)(3)(A)(ii). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         17 CFR 240.19b-4(f)(2). 
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change </HD>
                <P>The Exchange proposes to amend the Amex Exchange Traded Funds and Trust Issued Receipts Fee Schedule (the “ETF Fee Schedule”) to suspend transaction charges for specialist orders in connection with the trading of the Nasdaq-100 Index Tracking Stock® (Symbol: QQQQ) from April 6, 2006 through June 30, 2006. </P>
                <P>
                    The text of the proposed rule change, as amended, is available on Amex's Web site (
                    <E T="03">http://www.amex.com</E>
                    ), at Amex's principal office, and from the Commission's Public Reference Room. 
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of, and basis for, the proposed rule change, as amended, and discussed any comments it received on the proposal. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements. </P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <HD SOURCE="HD3">1. Purpose </HD>
                <P>The Exchange is proposing to suspend transaction charges for specialist orders in the QQQQ from April 6, 2006 through June 30, 2006. The previous suspension of specialist transaction charges in the QQQQ terminated on December 31, 2005. </P>
                <P>
                    Specialist orders currently are charged $0.0034 ($0.34 per 100 shares), capped at $300 per trade (88,235 shares). Effective December 1, 2004, the Nasdaq-100 Index Tracking Stock® (formerly “QQQ”) transferred its listing from Amex to The Nasdaq Stock Market, Inc. (“Nasdaq”). It now trades on Nasdaq under the symbol QQQQ. After the transfer, Amex began trading QQQQ on an unlisted trading privileges basis. Amex previously suspended the transaction charges of specialist orders in connection with the QQQQ through December 31, 2005.
                    <SU>6</SU>
                    <FTREF/>
                     The Exchange did not extend these fee waivers after December 31, 2005. 
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 52736 (November 4, 2005), 70 FR 69171 (November 14, 2005). 
                    </P>
                </FTNT>
                <P>
                    The Exchange asserts that the proposed suspension of transaction fees for specialist orders in connection with the QQQQ is consistent with Section 6(b)(4) of the Act.
                    <SU>7</SU>
                    <FTREF/>
                     Specifically, the Exchange believes that the proposal provides for an equitable allocation of reasonable fees among Exchange members largely based on the fact that specialists have greater obligations than other members and are also subject to other Exchange fees in addition to transaction fees. 
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         Section 6(b)(4) of the Act states that the rules of a national securities exchange must provide for “the equitable allocation of reasonable dues, fees, and other charges among its members and issuers and other persons using its facilities.” 15 U.S.C. 78f(b)(4). 
                    </P>
                </FTNT>
                <P>
                    In connection with the proposal to suspend or waive transaction fees for specialist orders in the QQQQ, the Exchange notes that specialists are subject to a variety of Exchange fees other than transaction charges. For example, the Exchange imposes floor fees solely on specialists such as a floor clerk fee, a floor facility fee, a post fee, and registration fee.
                    <SU>8</SU>
                    <FTREF/>
                     In addition, for those members on the floor of the Exchange, a technology fee and membership fees are also charged by the Exchange.
                    <SU>9</SU>
                    <FTREF/>
                     Certain market participants, such as customers, non-member broker-dealers and market-makers, and member broker-dealers are not subject to the majority of these fees. In addition, a specialist unit in order to adequately “make a market” in assigned securities must be sufficiently staffed 
                    <SU>10</SU>
                    <FTREF/>
                     and have adequate technology resources to handle the volume of orders (especially in the QQQQ) that are sent to the Exchange. The Exchange believes that these operational costs borne by a specialist further supports the proposal to temporarily suspend QQQQ transaction fees on specialist orders. 
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         The floor clerk, floor facility, post, and registration fees on an annual basis are $900, $2,400, $1,000, and $800, respectively. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         A technology fee of $3,000 per year is assessed on all specialists and other floor participants at the Exchange. Annual membership dues of $1,500 must be paid by all members while annual membership fees are payable depending on the type of membership and circumstances. Non-members are not subject to these fees. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 53386 (February 28, 2006), 71 FR 11250 (March 6, 2006) (requiring specialists to employ an adequate number of clerks). 
                    </P>
                </FTNT>
                <P>Specialists have certain obligations required by Exchange rules as well as the Act that do not exist for other market participants. For example, a specialist pursuant to Amex Rule 170 is required to maintain a fair and orderly market in his or her assigned securities. Other members of the Exchange as well as non-member market participants do not have this obligation. As a result, the Exchange believes that the proposed suspension of transaction charges for specialist orders in the QQQQ is reasonable and equitable given the obligations that specialists must adhere to in making markets. The Exchange further submits that the fee suspension will provide a greater incentive to specialists to continue to provide market liquidity, rendering the Exchange an attractive venue for market participants to execute orders. </P>
                <HD SOURCE="HD3">2. Statutory Basis </HD>
                <P>
                    Amex believes that the proposed rule change, as amended, is consistent with 
                    <PRTPAGE P="25254"/>
                    Section 6(b) of the Act 
                    <SU>11</SU>
                    <FTREF/>
                     in general and furthers the objectives of Section 6(b)(4) of the Act 
                    <SU>12</SU>
                    <FTREF/>
                     in particular, and is an equitable allocation of reasonable dues, fees, and other charges among its members and issuers and other persons using its facilities. 
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         15 U.S.C. 78f(b). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         15 U.S.C. 78f(b)(4). 
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition </HD>
                <P>Amex believes that the proposed rule change does not impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. </P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others </HD>
                <P>No written comments were solicited or received with respect to the proposed rule change. </P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action </HD>
                <P>
                    The foregoing rule change, as amended, has become effective pursuant to Section 19(b)(3)(A)(ii) of the Act 
                    <SU>13</SU>
                    <FTREF/>
                     and subparagraph (f)(2) of Rule 19b-4 thereunder 
                    <SU>14</SU>
                    <FTREF/>
                     because it establishes or changes a due, fee, or other charge imposed by the Exchange. At any time within 60 days of the filing of the proposed rule change, the Commission may summarily abrogate such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.
                    <SU>15</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         15 U.S.C. 78s(b)(3)(A)(ii). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         17 CFR 240.19b-4(f)(2). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         The effective date of the original proposed rule change is April 6, 2006 and the effective date of Amendment No. 2 is April 18, 2006. For purposes of calculating the 60-day period within which the Commission may summarily abrogate the proposed rule change, as amended, under Section 19(b)(3)(C) of the Act, the Commission considers the period to commence on April 18, 2006, the date on which the Exchange submitted Amendment No. 2. 
                        <E T="03">See</E>
                         15 U.S.C. 78s(b)(3)(C). 
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments </HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change, as amended, is consistent with the Act. Comments may be submitted by any of the following methods: </P>
                <HD SOURCE="HD2">Electronic Comments </HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or 
                </P>
                <P>
                    • Send an e-mail to r
                    <E T="03">ule-comments@sec.gov.</E>
                     Please include File Number SR-Amex-2006-30 on the subject line. 
                </P>
                <HD SOURCE="HD2">Paper Comments </HD>
                <P>• Send paper comments in triplicate to Nancy M. Morris, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to File Number SR-Amex-2006-30. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for inspection and copying in the Commission's Public Reference Room. Copies of such filing also will be available for inspection and copying at the principal office of Amex. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-Amex-2006-30 and should be submitted on or before May 19, 2006. 
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Market Regulation, pursuant to delegated authority.
                        <SU>16</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>16</SU>
                             17 CFR 200.30-3(a)(12). 
                        </P>
                    </FTNT>
                    <NAME>Nancy M. Morris, </NAME>
                    <TITLE>Secretary. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E6-6374 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 8010-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION </AGENCY>
                <DEPDOC>[Release No. 34-53708; File No. SR-Amex-2005-116] </DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls </SUBJECT>
                <DATE>April 24, 2006. </DATE>
                <P>
                    Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on November 7, 2005, the American Stock Exchange LLC (“Amex” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. Amex filed Amendment No. 1 with the Commission on April 6, 2006.
                    <SU>3</SU>
                    <FTREF/>
                     The Commission is publishing this notice to solicit comments on the proposed rule change, as amended, from interested persons. 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Amendment No. 1. 
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change </HD>
                <P>The Exchange proposes to amend Amex Rule 320 to (1) require members and member organizations with employees to establish, maintain, enforce and keep current a system of compliance and supervisory controls reasonably designed to achieve compliance with applicable securities laws and regulations and Exchange rules, and (2) make certain other technical changes to the rule text. </P>
                <P>
                    The text of the proposed rule change is available on the Amex's Web site at 
                    <E T="03">http://www.amex.com</E>
                    , at the Amex's Office of the Secretary, and at the Commission's Public Reference Room. 
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <P>
                    In its filing with the Commission, Amex included statements concerning the purpose of and basis for the proposal and discussed any comments it received on the proposal. The text of these statements may be examined at the places specified in Item IV below. Amex has prepared summaries, set forth in sections A, B, and C below, of the 
                    <PRTPAGE P="25255"/>
                    most significant aspects of such statements. 
                </P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <HD SOURCE="HD3">1. Purpose </HD>
                <P>Amex Rule 320 currently requires each office, department or business activity of a member or member organization to be under the supervision and control of the member or member organization, and it also mandates that each member or member organization provide for appropriate supervisory and control procedures and designate appropriately qualified personnel to ensure that its business complies with securities laws and regulations. The purpose of this proposal is to amend Amex Rule 320 to require members and member organizations that have employees to adopt a system of compliance and supervisory controls, including written compliance and supervisory policies and procedures. </P>
                <P>Specifically, Amex proposes to add a new section (e) to Amex Rule 320, and consequently re-designate existing section (e) as section (f), to require that members and member organizations with employees must establish, maintain, enforce and keep current compliance and supervisory control systems appropriate to their business size, structure, customer accounts, transactions and business activities. Proposed Amex Rule 320(e) would require that the written compliance and supervisory procedures be amended, as appropriate and within a reasonable time, to reflect changes in applicable securities laws and regulations, Exchange rules, and the member's or member organization's compliance and supervisory system. Additionally, under proposed Amex Rule 320(e), the individual designated pursuant to Amex Rule 320(c) to assume authority and responsibility for the member's or member organization's compliance with securities laws, regulations and Exchange rules would be required to provide reports, at least annually, to the member's or member organization's senior management summarizing: (1) The system of supervisory controls, (2) the system of follow-up and review to verify that any delegated authority and responsibility is being properly exercised, (3) any additional or amended compliance or supervisory programs that have been created and implemented during the course of the previous twelve months, and (4) any supervisory procedures created as a result of changes in the system of follow up and review that have been revised or added in the past twelve months. </P>
                <P>The Exchange also proposes to adopt new Commentary .08 to Amex Rule 320 to provide that a member or member organization consisting of a single individual (for example, a sole proprietorship) must maintain a written compliance manual specifying (1) the obligations to which such member or member organization is subject under applicable securities laws and regulations and Exchange rules and (2) the processes and controls in place that are reasonably designed to achieve compliance with such obligations. Because these members and member organizations do not have employees to supervise, proposed Amex Rule 320(e) would not require that they establish or maintain either a system of supervisory controls or written supervisory policies and procedures, or that they implement annual reporting requirements to the member's or member organization's senior management concerning supervisory controls. </P>
                <P>The Exchange also proposes to amend sections (b) and (c) of Amex Rule 320 to include references to compliance with Exchange rules, in addition to the current references to compliance with securities laws and regulations, in order to explicitly reference a member's and member organization's obligation to comply with Exchange rules in addition to all applicable securities laws and regulations. </P>
                <P>Finally, the Exchange proposes technical conforming changes to: (1) Replace references to “member firm” with a reference to “member organization,” and (2) clarify references to “member organization” as applying to “member or member organization,” as appropriate, throughout Amex Rule 320. </P>
                <HD SOURCE="HD3">2. Statutory Basis </HD>
                <P>
                    Amex believes that the proposed rule change is consistent with section 6(b) of the Act,
                    <SU>4</SU>
                    <FTREF/>
                     in general, and furthers the objectives of section 6(b)(5) of the Act,
                    <SU>5</SU>
                    <FTREF/>
                     in particular, in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, and, in general, to protect investors and the public interest. 
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         15 U.S.C. 78f(b). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         15 U.S.C. 78f(b)(5). 
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition </HD>
                <P>The Exchange believes that the proposed rule change does not impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. </P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others </HD>
                <P>No written comments were solicited or received with respect to the proposed rule change. </P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action </HD>
                <P>
                    Within 35 days of the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                     or within such longer period (i) as the Commission may designate up to 90 days of such date if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the Exchange consents, the Commission will: 
                </P>
                <P>(A) By order approve such proposed rule change, as amended, or </P>
                <P>(B) Institute proceedings to determine whether the proposed rule change, as amended, should be disapproved. </P>
                <HD SOURCE="HD1">IV. Solicitation of Comments </HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change, as amended, is consistent with the Act. Comments may be submitted by any of the following methods: </P>
                <HD SOURCE="HD2">Electronic Comments </HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or 
                </P>
                <P>
                    • Send an e-mail to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include File Number SR-Amex-2005-116 on the subject line. 
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Nancy M. Morris, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090. </P>
                <FP>
                    All submissions should refer to File Number SR-Amex-2005-116. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the 
                    <PRTPAGE P="25256"/>
                    proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for inspection and copying in the Commission's Public Reference Room. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-Amex-2005-116 and should be submitted on or before May 19, 2006. 
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Market Regulation, pursuant to delegated authority.
                        <SU>6</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>6</SU>
                             17 CFR 200.30-3(a)(12). 
                        </P>
                    </FTNT>
                    <NAME>Nancy M. Morris, </NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E6-6412 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 8010-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-53704; File No. SR-Amex-2006-37]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Floor Participant Technology Fee</SUBJECT>
                <DATE>April 21, 2006.</DATE>
                <P>
                    Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on April 20, 2006, the American Stock Exchange LLC (“Amex” or “Exchange”) submitted to the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. Amex filed the proposed rule change pursuant to section 19(b)(3)(A)(ii) of the Act 
                    <SU>3</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(2) thereunder,
                    <SU>4</SU>
                    <FTREF/>
                     which renders the proposal effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         7 CFR 240.19b-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         15 U.S.C. 78s(b)(3)(A)(ii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         17 CFR 240.19b-4(f)(2).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The Exchange proposes to increase the technology fee charged to the floor participants from its current rate of $3,000 per year ($250 per month) to $6,000 per year ($500 per month). The text of the proposed rule change is available on Amex's Web site at 
                    <E T="03">http://www.amex.com,</E>
                     at the principal office of Amex, and at the Commission's Public Reference Room.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, Amex included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. Amex has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    The purpose of this proposal is to amend the Amex's Floor Fee Schedule to increase the technology fee and to remove any obsolete items. Since the technology fee has not been increased since December 2001,
                    <SU>5</SU>
                    <FTREF/>
                     the Exchange believes that an increase in the technology fee is appropriate at this time to cover increased costs resulting from the enhancement and development of trading technology, including new data centers, the Auction and Electronic Market Integration (“AEMI”), and improvements to the Amex New Trading Environment (“ANTE”), as well as other technology costs. The current technology fee is $3,000 per year or $250 per month. The Exchange proposes to increase the fee to $6,000 per year or $500 per month. The Exchange also proposes to remove references to fees that are no longer applicable due to their expiration so that the Floor Fee Schedule reflects the fees for current service levels.
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 45163 (December 18, 2001), 66 FR 66958 (December 27, 2001) (SR-Amex-2001-101).
                    </P>
                </FTNT>
                <P>
                    The Exchange asserts that the proposal is equitable as required by section 6(b)(4) of the Act.
                    <SU>6</SU>
                    <FTREF/>
                     In connection with an increase to the technology fee from $3,000 per year (or $250 per month) to $6,000 per year (or $500 per month), the Exchange believes that said increase is reasonable and appropriate to cover the Exchange's rising costs associated with a number of technology initiatives benefiting floor members.
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         Section 6(b)(4) states that the rules of a national securities exchange provide for the equitable allocation of reasonable dues, fees, and other charges among its members and issuers and other persons using its facilities. 15 U.S.C. 78f(b)(4).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    Amex believes that the proposed rule change is consistent with section 6(b) of the Act,
                    <SU>7</SU>
                    <FTREF/>
                     in general, and furthers the objectives of section 6(b)(4) of the Act,
                    <SU>8</SU>
                    <FTREF/>
                     in particular, in that it is designed to provide for the equitable allocation of reasonable dues, fees, and other charges among its members and issuers and other persons using exchange facilities.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         15 U.S.C. 78f(b)(4).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>The Exchange does not believe that the proposed rule change will impose any burden on competition.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others</HD>
                <P>No written comments were solicited or received with respect to the proposed rule change.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    The foregoing rule change establishes or changes a due, fee, or other charge applicable only to a member imposed by the Exchange, and, therefore, has become effective pursuant to section 19(b)(3)(A)(ii) of the Act 
                    <SU>9</SU>
                    <FTREF/>
                     and subparagraph (f)(2) of Rule 19b-4 thereunder.
                    <SU>10</SU>
                    <FTREF/>
                     At any time within 60 days of the filing of such proposed rule change, the Commission may summarily abrogate such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         15 U.S.C. 78s(b)(3)(A)(ii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         17 CFR 240.19b-4(f)(2).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>
                    Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:
                    <PRTPAGE P="25257"/>
                </P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>• Send an e-mail to rule-comments@sec.gov. Please include File Number SR-Amex-2006-37 on the subject line.</P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Nancy M. Morris, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to File Number SR-Amex-2006-37. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for inspection and copying in the Commission's Public Reference Room. Copies of such filing also will be available for inspection and copying at the principal office of Amex. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-Amex-2006-37 and should be submitted on or before May 19, 2006.
                    <FTREF/>
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Market Regulation, pursuant to delegated authority.
                        <SU>11</SU>
                    </P>
                    <FTNT>
                        <P>
                            <SU>11</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Nancy M. Morris,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6415 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8010-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION </AGENCY>
                <DEPDOC>[Release No. 34-53700; File No. SR-BSE-2005-46] </DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration </SUBJECT>
                <DATE>April 21, 2006. </DATE>
                <HD SOURCE="HD1">I. Introduction </HD>
                <P>
                    On October 24, 2005, the Boston Stock Exchange, Inc. (“BSE” or “Exchange”) filed with the Securities and Exchange Commission (“SEC” or “Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     a proposed rule change to amend Exchange delisting rules to conform to recent amendments to Commission rules regarding removal from listing and withdrawal from registration. On March 16, 2006, BSE filed Amendment No. 1 to the proposed rule change.
                    <SU>3</SU>
                    <FTREF/>
                     On March 21, 2006, BSE filed Amendment No. 2 to the proposed rule change.
                    <SU>4</SU>
                    <FTREF/>
                     The proposed rule change, as amended, was published for comment in the 
                    <E T="04">Federal Register</E>
                     on March 28, 2006.
                    <SU>5</SU>
                    <FTREF/>
                     On April 17, 2006, BSE filed Amendment No. 3 to the proposed rule change.
                    <SU>6</SU>
                    <FTREF/>
                     No comments were received regarding the proposal. This order approves the proposed rule change, as amended by Amendment Nos. 1 and 2, on an accelerated basis, publishes notice of Amendment No. 3 to the proposed rule change, and grants accelerated approval to Amendment No. 3. 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         In Amendment No. 1, BSE amended its rule text to clarify that an issuer that is below the continued listing policies and standards of the Exchange and seeks to voluntarily apply to withdraw a class of securities from listing must disclose that it is no longer eligible for continued listing in its statement of material facts relating to the reason for withdrawal from listing, its public press release, and its Web site notice. In addition, BSE revised its rule text to clarify which provisions in its appeal procedures were based on calendar or business days and to cross-reference its rules regarding the Exchange's basis for involuntary delisting of a class of securities by the Exchange. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         Amendment No. 2 replaced and superseded the Exchange's original proposed rule change and Amendment No. 1.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 53544 (March 23, 2006), 71 FR 15499.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         Amendment No. 3 replaced and superseded the proposed rule change and Amendment Nos. 1 and 2. While Amendment No. 3 replaced and superseded the proposed rule change in its entirety, only certain changes were made to the proposal as published. The changes made in Amendment No. 3 are as follows: (1) Charging issuers a $3,000 fee (instead of the previously proposed $5,000 fee) when issuers appeal the Exchange's delisting determinations; (2) modifying the appeal procedures so that the issuer is entitled to a hearing before the Stock List Committee and deleting proposed language that issuers must first request a hearing and the hearing is at the option of the Exchange; (3) providing that the decision of the Stock List Committee shall be issued within 15 business days of the hearing or final request for documentation or information; (4) referencing amended SEC Rule 12d2-2 in the commentary; and (5) specifying the time period the Exchange must publicize its final determination to remove a security from listing by issuing a press release and posting on Web site as no fewer than ten days before the delisting becomes effective.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. Description of the Proposed Rule Change, As Amended </HD>
                <P>
                    Section 12 of the Act 
                    <SU>7</SU>
                    <FTREF/>
                     and Rule 12d2-2 thereunder 
                    <SU>8</SU>
                    <FTREF/>
                     (“SEC Rule 12d2-2”) govern the process for the delisting and deregistration of securities listed on national securities exchanges. Recent amendments to SEC Rule 12d2-2 (“amended SEC Rule 12d2-2”) and other Commission rules require the electronic filing of revised Form 25 
                    <SU>9</SU>
                    <FTREF/>
                     on the Commission's Electronic Data Gathering, Analysis, and Retrieval (“EDGAR”) system by exchanges and issuers for all delistings, other than delistings of standardized options and securities futures, which are exempted.
                    <SU>10</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         15 U.S.C. 78
                        <E T="03">l</E>
                        .
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         17 CFR 240.12d2-2.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         17 CFR 249.25.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 52029 (July 14, 2005), 70 FR 42456 (July 22, 2005) (“SEC Rule 12d2-2 Approval Order”).
                    </P>
                </FTNT>
                <P>In the case of exchange-initiated delistings, amended SEC Rule 12d2-2(b) states that a national securities exchange may file an application on Form 25 to strike a class of securities from listing and/or withdraw the registration of such securities, in accordance with its rules, if the rules of such exchange, at a minimum, provide for: </P>
                <P>(i) Notice to the issuer of the exchange's decision to delist its securities; </P>
                <P>(ii) An opportunity for appeal to the exchange's board of directors, or to a committee designated by the board; and </P>
                <P>
                    (iii) Public notice of the national securities exchange's final determination to remove the security from listing and/or registration, by issuing a press release and posting notice on its Web site. Public notice must be disseminated no fewer than 10 days before the delisting becomes 
                    <PRTPAGE P="25258"/>
                    effective pursuant to amended SEC Rule 12d2-2(d)(1), and must remain posted on its Web site until the delisting is effective. 
                </P>
                <P>The Exchange proposes to adopt new Section 2 of BSE Rule Chapter XXVII to set forth its rules and procedures with respect to issuer-initiated and Exchange-initiated delistings. The proposal incorporates the Exchange's current delisting practices and the requirements of amended SEC Rule 12d2-2. </P>
                <P>Proposed Section 2(b) provides the procedures for Exchange-initiated action to strike a security from listing on the Exchange. Proposed Section 2(b)(1) codifies the Exchange's current practice to provide notice to the issuer of the Exchange's decision to strike a security from listing on the Exchange when the issuer has fallen below the Exchange's continued listing policies and standards. BSE rules do not currently set forth appeal procedures for issuers to appeal the Exchange's delisting decision. Accordingly, BSE proposed new Section 2(b)(2) to provide issuers with an opportunity to appeal the Exchange's delisting decision to the Exchange's Stock List Committee. Proposed new Sections 2(b)(2)(A)-(C) outline the procedures for such appeals. </P>
                <P>Specifically, proposed Section 2(b)(2)(A) provides that an issuer shall file a request to appeal the Exchange's delisting decision no later than five business days following the issuer's receipt of the Exchange's delisting decision. Further, the issuer's request to appeal must include a $3,000 appeal fee. During the appeal process, the Exchange may suspend dealings in the security. If the issuer does not request an appeal within the relevant time period, BSE would file a Form 25 to strike the security from listing on the Exchange in accordance with the requirements of amended SEC Rule 12d2-2(b). </P>
                <P>Proposed Section 2(b)(2)(B) provides that once the Exchange received an appeal, the issuer would be entitled to present an appeal before the Exchange's Stock List Committee. The issuer must submit any written materials, if any, within 15 calendar days of the filing of the notice to appeal. The Exchange would not hold a hearing without providing five business days notice to the issuer of the time and place of the hearing. Proposed Section 2(b)(2)(C) provides that the decision of the Exchange's Stock List Committee is final and would be issued within 15 business days of the hearing or the final request for information. The Exchange would issue a written decision to the issuer. </P>
                <P>BSE also proposed new Section 2(b)(3) to incorporate the new requirements set forth in amended SEC Rule 12d2-2(b)(1)(iii). The Exchange would provide public notice of its final determination to strike a security from listing by issuing a press release and posting a notice on the Exchange's Web site, no fewer than ten days before the delisting becomes effective. The public notice would remain on the Exchange's Web site until the delisting becomes effective. Finally, in accordance with amended SEC Rule 12d2-2(b)(2), the Exchange would provide a copy of the filed Form 25 to the issuer. </P>
                <P>With respect to issuer-initiated delisting procedures, the Exchange proposes to codify its current practices and adopt new procedures to comply with the requirements of amended SEC Rule 12d2-2. Proposed Section 2(a) would require an issuer to provide the Exchange a certified copy of resolutions adopted by the issuer's Board of Directors authorizing the withdrawal from listing. After notice to the Exchange, the proposed rules state that the issuer must comply with amended SEC Rule 12d2-2(c). Proposed Section 2(a) provides that the issuer must: </P>
                <P>(i) Comply with all applicable laws in effect in the state in which the issuer is incorporated; </P>
                <P>(ii) Provide written notice, which describes the security involved and all material facts relating to the reasons for withdrawal, to the Exchange no fewer than 10 days before the issuer files an application on Form 25 with the Commission; and </P>
                <P>(iii) Publish notice, contemporaneous with providing written notice to the Exchange, through a press release, and if it has a publicly accessible Web site, post such notice on that Web site, which shall remain available until the delisting become effective. </P>
                <P>Proposed Section 2(a) further provides that the Exchange, after notice from the issuer with respect to voluntary withdrawal from listing, shall post the notice of the issuer's intent on the Exchange's Web site the next business day, and such notice shall remain until the delisting is effective. In addition, the issuer must provide a copy of the Form 25 to the Exchange contemporaneously with the filing of the Form 25.</P>
                <P>The Exchange has also proposed, as commentary to Section 2, that an issuer seeking to voluntarily apply to withdraw a class of security from listing when the issuer has received notice from the Exchange that the issuer is below the Exchange's continued listing policies and standards, or that the issuer is aware that it is below such continued listing policies and standards notwithstanding that the issuer has not received a notice from the Exchange, must disclose that it is no longer eligible for continued listing (including the specific continued listing policies and standards that the issue is below) in: (i) The statement of all material facts relating to the reasons for withdrawal from listing provided to the Exchange along with written notice of its determination to withdraw from listing as required by amended SEC Rule 12d2-2(c)(2)(ii); and (ii) the public press release and Web site notice as required by amended SEC Rule 12d2-2(c)(2)(iii). </P>
                <HD SOURCE="HD1">III. Commission's Findings and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 </HD>
                <P>
                    The Commission finds that the proposed rule change, as amended, is consistent with the requirements of the Act and the rules and regulations thereunder applicable to a national securities exchange 
                    <SU>11</SU>
                    <FTREF/>
                     and, in particular, the requirements of Section 6 of the Act.
                    <SU>12</SU>
                    <FTREF/>
                     Specifically, as discussed below, the Commission finds that the proposal, as amended, is consistent with Sections 6(b)(4),
                    <SU>13</SU>
                    <FTREF/>
                     6(b)(5),
                    <SU>14</SU>
                    <FTREF/>
                     and 6(b)(7) of the Act.
                    <SU>15</SU>
                    <FTREF/>
                     Section 6(b)(4) of the Act requires that the rules of an exchange provide for the equitable allocation of reasonable dues, fees, and other charges among its members and issuers and other persons using its facilities. Section 6(b)(5) of the Act requires, in part, that the rules of an exchange be designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in regulating, clearing, settling, and processing information with respect to, and facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest. Section 6(b)(7) of the Act requires, among other things, that the rules of an exchange provide a fair procedure for the prohibition or limitation by the exchange of any person with respect to access to services offered by the exchange or a member thereof. Further, as noted in more detail below, the changes being adopted by BSE meet the 
                    <PRTPAGE P="25259"/>
                    requirements of amended SEC Rule 12d2-2. 
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         In approving this proposal, the Commission has considered the proposed rule's impact on efficiency, competition, and capital formation. 
                        <E T="03">See</E>
                         15 U.S.C. 78c(f).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         15 U.S.C. 78f.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         15 U.S.C. 78f(b)(4).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         15 U.S.C. 78f(b)(7).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">A. Exchange Delisting </HD>
                <P>Amended SEC Rule 12d2-2(b) states that a national securities exchange may file an application on Form 25 to strike a class of securities from listing and/or withdraw the registration of such securities, in accordance with its rules, if the rules of such exchange, at a minimum, provide for notice to the issuer of the exchange's decision to delist, opportunity for appeal, and public notice of the exchange's final determination to delist. The Commission believes that BSE's proposal complies with the dictates of amended SEC Rule 12d2-2(b). </P>
                <P>The proposed rule change requires the Exchange to provide notice to issuers of the Exchange's decision to remove a security from listing and/or registration. In addition, the proposal provide issuers an opportunity to appeal the Exchange's delisting decision to a committee designated by the Board. As discussed above, the proposal sets forth the specific procedures for issuers appealing the Exchange's delisting decision to the Stock List Committee, which is a committee designated by the Board. Finally, the proposed rule change would provide for public notice of BSE's final determination to remove the security from listing and/or registration. </P>
                <P>
                    The Commission believes that the proposed rule requiring notice to the issuer of the Exchange's decision to remove a security from listing and/or registration and establishing appeal procedures provides issuers with adequate notice and opportunity to appeal the delisting as required by amended SEC Rule 12d2-2(b). The Commission notes that the appeal procedures being adopted by the Exchange set forth an adequate structure to meet the requirements of Section 6(b)(7) of the Act 
                    <SU>16</SU>
                    <FTREF/>
                     and for BSE to review mandatory delistings upon appeal. In addition, public notice of the Exchange's final determination should ensure that investors have adequate notice of an exchange delisting and is consistent with the protection of investors under Section 6(b)(5) of the Act.
                    <SU>17</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         15 U.S.C. 78f(b)(7).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <P>
                    Finally, the Exchange proposes to charge issuers a $3,000 appeal fee in connection with a request to appeal the Exchange's delisting decision. The Commission believes that the proposed fee is consistent with Section 6(b)(4) of the Act.
                    <SU>18</SU>
                    <FTREF/>
                     The Commission also believes that the fee likely is not overly burdensome or excessive to the extent that an issuer would be deterred from employing its due process right to present an appeal before the Stock List Committee, and therefore, is consistent with Section 6(b)(7) of the Act.
                    <SU>19</SU>
                    <FTREF/>
                     Further, the Commission notes that the appeal fee is comparable to fees of other exchanges.
                    <SU>20</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         15 U.S.C. 78f(b)(4).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         15 U.S.C. 78f(b)(7).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See, e.g.</E>
                        , NASD Rule 4805 and Amex Company Guide Section 1203(a) (charging issuers a $4,000 fee where the consideration is on the basis of written submission and $5,000 fee where the consideration is on the basis of an oral hearing). 
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Issuer Voluntary Delisting </HD>
                <P>The Exchange proposes to adopt rules concerning the general requirements of amended SEC Rule 12d2-2(c) regarding issuer voluntary delisting. Proposed BSE Chapter XXVII Section 2(a) states that an issuer proposing to withdraw its security from listing shall first provide to the Exchange a certified copy of its Board of Directors resolutions authorizing such action. The Commission believes that this requirement may help ensure that the decision to delist a security voluntarily has been well-considered by the issuer's board of directors. Thereafter, the issuer must comply with the requirements of amended SEC Rule 12d2-2(c), which are specifically set out in BSE's rules. The Commission believes that the proposed changes will inform issuers of the requirements for voluntary delisting of their securities under BSE rules and Federal securities laws. </P>
                <P>The proposal also sets forth a new requirement not in amended SEC Rule 12d2-2 that would require an issuer seeking to voluntarily delist its security to provide a copy of the Form 25 that was filed with the Commission, contemporaneous with such filing. The Commission believes that this requirement will allow the Exchange to be fully informed of the filing of a Form 25 and be prepared to take timely action to delist the security in accordance with the filing of the Form.</P>
                <P>In addition, BSE proposes to adopt a new commentary to require that not less than ten days before the issuer submits a Form 25, the issuer seeking to voluntarily apply to withdraw a security from listing on the Exchange when the issuer has received notice from the Exchange that the issuer is below the Exchange's continued listing policies and standards, or that the issuer is aware that it is below such continued listing policies and standards notwithstanding that it has not received such notice from the Exchange, must disclose in: </P>
                <P>(i) Its statement of all material facts relating to the reasons for withdrawal from listing provided to the Exchange along with written notice of its determination to withdraw from listing required by amended SEC Rule 12d2-2(c)(2)(ii); and </P>
                <P>(ii) its public press release and Web site notice required by amended SEC Rule 12d2-2(c)(2)(iii). </P>
                <P>The Commission believes that this requirement will allow shareholders to be informed and aware that the issuer has failed to meet Exchange listing standards and is voluntarily delisting with the consent of the Exchange. Issuers will therefore not be permitted to delist voluntarily without public disclosure of their noncompliance with Exchange listing standards. </P>
                <HD SOURCE="HD2">C. Accelerated Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 </HD>
                <P>
                    Pursuant to Section 19(b)(2) of the Act,
                    <SU>21</SU>
                    <FTREF/>
                     the Commission may not approve any proposed rule change, or amendment thereto, prior to the 30th day after the date of publication of notice of the filing thereof, unless the Commission finds good cause for so doing and publishes its reasons for so finding. The Commission hereby finds good cause for approving the proposed rule change, as amended by Amendment Nos. 1 and 2, prior to the 30th day after publishing the notice in the 
                    <E T="04">Federal Register</E>
                    . In the SEC Rule 12d2-2 Approval Order, the Commission stated that the compliance date of the amendments is April 24, 2006.
                    <SU>22</SU>
                    <FTREF/>
                     In addition, no comments were received on the proposal, as originally published.
                    <SU>23</SU>
                    <FTREF/>
                     Accelerated approval of the proposal, as amended, would enable the Exchange's amended rules to become operative by the compliance date set forth by the Commission. 
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         15 U.S.C. 78s(b)(2).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">See</E>
                         SEC Rule 12d2-2 Approval Order, 
                        <E T="03">supra</E>
                         note 10.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         
                        <E T="03">See</E>
                         note 5, 
                        <E T="03">supra</E>
                        .
                    </P>
                </FTNT>
                <P>
                    The Commission further finds good cause for approving Amendment No. 3 to the proposal, prior to the 30th day after publishing notice of Amendment No. 3 in the 
                    <E T="04">Federal Register</E>
                    . As previously discussed, the revisions made to the proposal in Amendment No. 3 as compared to the proposal as published 
                    <SU>24</SU>
                    <FTREF/>
                     would provide issuers with specific appeal procedures, and allow shareholders to be informed and aware that the issuer has failed to meet Exchange listing standards and is 
                    <PRTPAGE P="25260"/>
                    voluntarily delisting with the consent of the Exchange. The Commission believes that granting accelerated approval of Amendment No. 3 will permit the Exchange to implement this new provision as expeditiously as possible, to the benefit of investors. The Commission also believes that accelerating approval of Amendment No. 3 is appropriate because these revisions do not raise new regulatory issues. 
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         
                        <E T="03">See</E>
                         note 6, 
                        <E T="03">supra</E>
                        . 
                    </P>
                </FTNT>
                <P>
                    Accordingly, pursuant to Section 19(b)(2) of the Act,
                    <SU>25</SU>
                    <FTREF/>
                     the Commission finds good cause to approve the proposed rule change, as amended by Amendment Nos. 1, 2, and 3, prior to the 30th day after notice of the proposed rule change and Amendment Nos. 1, 2, and 3 are published in the 
                    <E T="04">Federal Register</E>
                    . 
                </P>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         15 U.S.C. 78s(b)(2).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments </HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning Amendment No. 3, including whether Amendment No. 3 is consistent with the Act. Comments may be submitted by any of the following methods: </P>
                <HD SOURCE="HD2">Electronic Comments </HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or 
                </P>
                <P>
                    • Send an e-mail to 
                    <E T="03">rule-comments@sec.gov</E>
                    . Please include File Number SR-BSE-2005-46 on the subject line. 
                </P>
                <HD SOURCE="HD2">Paper Comments </HD>
                <P>• Send paper comments in triplicate to Nancy M. Morris, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090. </P>
                <P>
                    All submissions should refer to File Number SR-BSE-2005-46. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for inspection and copying in the Commission's Public Reference Room. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-BSE-2005-46 and should be submitted on or before May 19, 2006. 
                </P>
                <HD SOURCE="HD1">V. Conclusion </HD>
                <P>
                    <E T="03">It is therefore ordered</E>
                    , pursuant to Section 19(b)(2) of the Act,
                    <SU>26</SU>
                    <FTREF/>
                     that the proposed rule change (File No. SR-BSE-2005-46), as amended, is approved on an accelerated basis.
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         15 U.S.C. 78s(b)(2).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         17 CFR 200.30-3(a)(12).
                    </P>
                </FTNT>
                <SIG>
                    <P>
                        For the Commission, by the Division of Market Regulation, pursuant to delegated authority.
                        <SU>27</SU>
                    </P>
                    <NAME>Nancy M. Morris, </NAME>
                    <TITLE>Secretary. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E6-6373 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 8010-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION </AGENCY>
                <DEPDOC>[Release No. 34-53705; File No. SR-ISE-2006-04] </DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and 2 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Relating to the Proposal to Reorganize From its Current Structure Into a Holding Company Structure </SUBJECT>
                <DATE>April 21, 2006. </DATE>
                <HD SOURCE="HD1">I. Introduction </HD>
                <P>
                    On January 12, 2006, pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     the International Securities Exchange, Inc. (“ISE, Inc.”) filed with the Securities and Exchange Commission (“Commission”) a proposed rule change to reorganize from its current structure into a holding company structure (“Reorganization”). ISE, Inc. filed Amendment No. 1 on March 3, 2006, and withdrew Amendment No. 1 on March 3, 2006. On March 3, 2006, ISE, Inc. filed Amendment No. 2. The proposed rule change, as amended, was published for comment in the 
                    <E T="04">Federal Register</E>
                     on March 17, 2006.
                    <SU>3</SU>
                    <FTREF/>
                     The Commission received no comment letters regarding the proposal. On April 7, 2006, ISE, Inc. filed Amendment No. 3 to the proposed rule change.
                    <SU>4</SU>
                    <FTREF/>
                     This order approves the proposed rule change, as amended, grants accelerated approval to Amendment No. 3 to the proposed rule change, and solicits comments from interested persons on Amendment No. 3. 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 53450 (March 8, 2006), 71 FR 13875. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         In Amendment No. 3, ISE, Inc. proposed a technical change to the filing. The complete text of Amendment No. 3 is available on the Commission's Web site (
                        <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                        ), at the Commission's Public Reference Room, at the principal office of ISE, Inc., and on ISE, Inc.'s Web site (
                        <E T="03">http://www.iseoptions.com</E>
                        ). 
                    </P>
                </FTNT>
                <P>
                    After careful review, the Commission finds that the proposed rule change, as amended, is consistent with the requirements of the Act and the rules and regulations thereunder applicable to a national securities exchange.
                    <SU>5</SU>
                    <FTREF/>
                     In particular, the Commission finds that the proposed rule change, as amended, is consistent with section 6(b) of the Act,
                    <SU>6</SU>
                    <FTREF/>
                     which, among other things, requires a national securities exchange to be so organized and have the capacity to be able to carry out the purposes of the Act and to enforce compliance by its members and persons associated with its members with the provisions of the Act, the rules and regulations thereunder, and the rules of the exchange, and assure the fair representation of its members in the selection of its directors and administration of its affairs, and provide that one or more directors shall be representative of issuers and investors and not be associated with a member of the exchange, broker, or dealer. Section 6(b) of the Act 
                    <SU>7</SU>
                    <FTREF/>
                     also requires that the rules of the exchange be designed to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest. 
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         In approving the proposed rule change, the Commission has considered its impact on efficiency, competition, and capital formation. 
                        <E T="03">See</E>
                         15 U.S.C. 78c(f). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         15 U.S.C. 78f(b). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD2">A. Accelerated Approval of Amendment No. 3 </HD>
                <P>
                    The Commission also finds good cause for approving Amendment No. 3 to the proposed rule change prior to the thirtieth day after publishing notice of Amendment No. 3 in the 
                    <E T="04">
                        Federal 
                        <PRTPAGE P="25261"/>
                        Register
                    </E>
                     pursuant to section 19(b)(2) of the Act.
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         15 U.S.C. 78s(b)(2). Pursuant to section 19(b)(2) of the Act, the Commission may not approve any proposed rule change, or amendment thereto, prior to the thirtieth day after the date of publication of the notice thereof, unless the Commission finds good cause for so doing. 
                    </P>
                </FTNT>
                <P>In Amendment No. 3, ISE, Inc. proposes to amend ISE Rule 303, Supplementary Material .02, to replace a reference to the “Certificate of Incorporation” of ISE, Inc. with a reference to the “LLC Agreement” of International Securities Exchange, LLC (“ISE, LLC”) to reflect that, upon consummation of the Reorganization, ISE, Inc. would merge with, and thereafter operate as, a limited liability company. </P>
                <P>
                    The Commission believes that Amendment No. 3 is non-substantive in nature, raises no novel issues, and is consistent with the Act. Therefore, the Commission finds that good cause exists to accelerate approval of the proposed rule change in Amendment No. 3, pursuant to section 19(b)(2) of the Act.
                    <SU>9</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         15 U.S.C. 78s(b)(2). 
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Solicitation of Comments </HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning Amendment No. 3, including whether Amendment No. 3 is consistent with the Act. Comments may be submitted by any of the following methods: </P>
                <HD SOURCE="HD2">Electronic Comments </HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or 
                </P>
                <P>
                    • Send an e-mail to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include File Number SR-ISE-2006-04 on the subject line. 
                </P>
                <HD SOURCE="HD2">Paper Comments </HD>
                <P>• Send paper comments in triplicate to Nancy M. Morris, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to File Number SR-ISE-2006-04. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for inspection and copying in the Commission's Public Reference Room. Copies of such filing also will be available for inspection and copying at the principal office of ISE, Inc. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to Amendment No. 3 of File Number SR-ISE-2006-04 and should be submitted on or before May 19, 2006. 
                </FP>
                <HD SOURCE="HD1">II. Description and Discussion </HD>
                <P>
                    ISE, Inc., a Delaware corporation and publicly-traded company,
                    <SU>10</SU>
                    <FTREF/>
                     proposes to reorganize into a holding company structure. ISE, Inc. has formed International Securities Exchange Holdings, Inc., a Delaware corporation (“ISE Holdings”), and its wholly owned subsidiary, ISE, LLC, a Delaware limited liability company, in contemplation of the Reorganization. After satisfaction of certain conditions, including approval of the Reorganization by the Commission, ISE, Inc. will merge into ISE, LLC, with ISE, LLC as the surviving entity of the merger (“Merger”). 
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 51029 (January 12, 2005), 70 FR 3233 (January 21, 2005) (SR-ISE-2004-29) (discussing ISE, Inc.'s current capital stock and governance structure). 
                    </P>
                </FTNT>
                <P>
                    As a result of the Merger, ISE Holdings will effectively become the sole equity owner of ISE, LLC, and the shares of ISE Holdings common stock (“ISE Holdings Common Stock”) will in turn be publicly held. The holders of shares of ISE, Inc. Class A Common Stock (“Class A Common Stock”) will become holders of ISE Holdings Common Stock, and holders of ISE, Inc. Class B Common Stock, Series B-1 (“Series B-1 Common Stock”), ISE, Inc. Class B Common Stock, Series B-2 (“Series B-2 Common Stock”), and ISE, Inc. Class B Common Stock, Series B-3 (“Series B-3 Common Stock”) 
                    <SU>11</SU>
                    <FTREF/>
                     will become holders of PMM Rights, CMM Rights, and EAM Rights, respectively.
                    <SU>12</SU>
                    <FTREF/>
                     Upon consummation of the Merger, the percentage of the outstanding shares of ISE Holdings Common Stock held after the Merger by each holder of Class A Common Stock will be identical to the percentage of Class A Common Stock that such holder held prior to the Merger. The percentage of Exchange Rights held after the Merger by each holder of Class B Common Stock also will be identical to the percentage of Class B Common Stock that such holder held prior to the Merger. 
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         The Series B-1 Common Stock, Series B-2 Common Stock, and Series B-3 Common Stock are herein collectively referred to as the “Class B Common Stock.” 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See</E>
                         proposed Limited Liability Company Agreement of ISE, LLC (“LLC Agreement”), Section 6.2, for the definition of “PMM Rights,” “CMM Rights,” and “EAM Rights.” PMM Rights, CMM Rights, and EAM Rights are herein collectively referred to as the “Exchange Rights.” 
                    </P>
                </FTNT>
                <P>
                    As is currently the case with respect to ISE, Inc. and its shares of Class B Common Stock,
                    <SU>13</SU>
                    <FTREF/>
                     ISE, LLC will require ownership of an Exchange Right as a predicate to obtaining the trading rights and privileges associated with such Exchange Right.
                    <SU>14</SU>
                    <FTREF/>
                     Where still relevant and practical, ISE, Inc. has preserved certain rights of the holders of Class B Common Stock following the Reorganization. As a result, holders of PMM and CMM Rights will be entitled to vote on any change in, amendment, or modification of the same Core Rights to which the holders of Series B-1 Common Stock and Series B-2 Common Stock are entitled with respect to ISE, Inc.
                    <SU>15</SU>
                    <FTREF/>
                     In addition, holders of Exchange Rights will continue to be entitled to vote with respect to any amendments to the LLC Agreement or the proposed Constitution of ISE, LLC (“LLC Constitution”) that would alter or change the powers, preferences, or special rights of one or more series of Exchange Rights so as to affect them adversely.
                    <SU>16</SU>
                    <FTREF/>
                     Further, as discussed below, holders of Exchange Rights will continue to be entitled to elect six Exchange Directors of the board of directors of ISE, LLC (“LLC Board”).
                    <SU>17</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         Amended and Restated Certificate of Incorporation of ISE, Inc. (“ISE, Inc. Amended Certificate”), Article Fourth, Subdivision II(b)(ii). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         LLC Agreement, Section 6.2. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">See</E>
                         LLC Agreement, section 2.2, for the definition of “Core Rights.” Core Rights means any increase in the number of authorized PMM Rights or CMM Rights. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         LLC Agreement, section 8.1, and LLC Constitution, section 10.1. The sole LLC member (ISE Holdings) will have a similar right to approve amendments to the LLC Constitution or LLC Agreement if such amendments would alter or change the powers, preferences, or special rights of the sole LLC member so as to affect it adversely. 
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         Because ISE, LLC will have limited liability members instead of stockholders, ISE Holdings (as the sole LLC member) and the holders of Exchange Rights will not have voting, dividend, or liquidation rights typically associated with common stock under state law. 
                    </P>
                </FTNT>
                <P>
                    The proposed rule change includes: (a) The elimination of the ISE, Inc. Amended Certificate and the Amended and Restated Constitution of ISE, Inc. (“ISE, Inc. Amended Constitution”); (b) the Certificate of Incorporation of ISE 
                    <PRTPAGE P="25262"/>
                    Holdings (“Holdings Certificate”) and the bylaws of ISE Holdings (“Holdings Bylaws”); (c) the LLC Agreement and the LLC Constitution; and (d) certain amendments to the Rules of ISE, Inc. (“ISE Rules”) to reflect the Reorganization.
                    <SU>18</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         ISE, Inc. is proposing to amend the ISE Rules to, among other things, change references to “Class B common stock,” “Class B stockholders,” “shares,” and similar or derivative words to “Exchange Rights,” “Exchange Rights holders,” and “Rights” and the like. 
                    </P>
                </FTNT>
                <HD SOURCE="HD2">A. ISE Holdings</HD>
                <HD SOURCE="HD3">1. ISE Holdings as Sole Member</HD>
                <P>
                    ISE, LLC will be a wholly owned subsidiary of ISE Holdings. ISE Holdings will have sole voting control over ISE, LLC, except for certain matters relating to Exchange Rights.
                    <SU>19</SU>
                    <FTREF/>
                     Section 19(b) of the Act 
                    <SU>20</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder 
                    <SU>21</SU>
                    <FTREF/>
                     require a self-regulatory organization (“SRO”) to file proposed rule changes with the Commission. Although ISE Holdings is not an SRO, certain provisions of the Holdings Certificate and Holdings Bylaws are rules of an exchange 
                    <SU>22</SU>
                    <FTREF/>
                     if they are stated policies, practice, or interpretations, as defined in Rule 19b-4 of the Act,
                    <SU>23</SU>
                    <FTREF/>
                     of the exchange, and must be filed with the Commission pursuant to section 19(b) of the Act 
                    <SU>24</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder.
                    <SU>25</SU>
                    <FTREF/>
                     Accordingly, ISE, Inc. has filed the Holdings Certificate and Holdings Bylaws with the Commission.
                    <SU>26</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         ISE Holdings will not have any voting rights with respect to the Core Rights, the election of PMM Directors, CMM Directors, or EAM Directors, or any other matters relating to the Exchange Rights, such as the eligibility and approval of persons to own, transfer or lease Exchange Rights, rulemaking, supervision of entities holding Exchange Rights, and the like. 
                        <E T="03">See</E>
                         LLC Agreement, section 2.2. 
                        <E T="03">See also</E>
                         LLC Constitution, section 3.2(b), for the definitions of “PMM Director,” “CMM Director,” and “EAM Director.” The PMM Directors, CMM Directors, and EAM Directors are herein collectively referred to as the “Exchange Directors.”
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         20 15 U.S.C. 78s(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">See</E>
                         section 3(a)(27) of the Act, 15 U.S.C. 78c(a)(27).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         15 U.S.C. 78s(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         If ISE Holdings decides to amend the Holdings Certificate or the Holdings Bylaws, the Board of Directors of ISE Holdings (“Holdings Board”) must submit such amendment to the LLC Board, and if the LLC Board determines that such amendment is required to be filed with, or filed with and approved by, the Commission before the same may be effective pursuant to section 19 of the Act and the rules thereunder, such amendment shall not be effective until filed with, or filed with and approved by, the Commission, as the case may be. 
                        <E T="03">See</E>
                         Holdings Certificate, Article Sixteenth, and Holdings Bylaws, Section 10.1.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">2. Ownership and Voting Limitations; Changes in Control of ISE, LLC</HD>
                <P>
                    The Holdings Certificate and Holdings Bylaws will include substantially the same ownership and voting limitations that are contained in the ISE, Inc. Amended Certificate and ISE, Inc. Amended Constitution.
                    <SU>27</SU>
                    <FTREF/>
                     Specifically, the Holdings Certificate provides that no Person,
                    <SU>28</SU>
                    <FTREF/>
                     either alone or together with its Related Persons,
                    <SU>29</SU>
                    <FTREF/>
                     may own, directly or indirectly, shares of the capital stock of ISE Holdings constituting more than 40 percent of the outstanding shares of any class or series of capital stock of ISE Holdings.
                    <SU>30</SU>
                    <FTREF/>
                     Further, the Holdings Certificate provides that no Member,
                    <SU>31</SU>
                    <FTREF/>
                     either alone or together with its Related Persons, may own, directly or indirectly, shares of the capital stock of ISE Holdings constituting more than 20 percent of the outstanding shares of any class or series of capital stock of ISE Holdings.
                    <SU>32</SU>
                    <FTREF/>
                     The Holdings Certificate also provides that no Person, either alone or together with its Related Persons, may, directly or indirectly, vote or cause the voting of shares of the capital stock of ISE Holdings representing more than 20 percent of the voting power of any class or series of the then issued and outstanding capital stock of ISE Holdings.
                    <SU>33</SU>
                    <FTREF/>
                     If a Person, either alone or with its Related Persons, beneficially owns shares of stock of ISE Holdings in violation of the relevant ownership limitation, ISE Holdings will apply substantially the same corrective procedures that were previously approved by the Commission.
                    <SU>34</SU>
                    <FTREF/>
                     Also, as is currently the case with respect to ISE, Inc., if any stockholder purports to vote or cause the voting of shares of the capital stock of ISE Holdings that would violate the relevant voting limitation, then the ISE, Holdings will not honor such vote to the extent that such provision would be violated.
                    <SU>35</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         ISE, Inc. represents that currently, no Person, either alone or together with its Related Persons, owns more than 40 percent of the outstanding shares of any class or series of capital stock of ISE, Inc., and no member, either alone or together with its Related Persons, owns more than 20 percent of the outstanding shares of any class or series of capital stock of ISE, Inc. ISE, Inc. therefore represents that there is no reason to believe that the Reorganization will result in any large concentrations of ownership or voting power by ISE, Inc.'s current stockholders or members.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         
                        <E T="03">See</E>
                         Holdings Certificate, Article Fourth, Subdivision III, for the definition of “Person.”
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         
                        <E T="03">See</E>
                         ISE, Inc. Amended Certificate, Article Fourth, Subdivision III, for the current definition of “Related Person” and Holdings Certificate, Article Fourth, Subdivision III, for the proposed modification to the definition of “Related Persons” in connection with the Reorganization. Currently, “Related Person” means (1) with respect to any Person, all “affiliates” and “associates” of such Person (as such terms are defined in Rule 12b-2 under the Act); (2) with respect to any Person constituting an exchange member (as defined in the ISE, Inc. Amended Constitution), any broker or dealer with which such Exchange Member is associated; and (3) any two or more Persons that have any agreement, arrangement, or understanding (whether or not in writing) to act together for the purpose of acquiring, voting, holding, or disposing of shares of the capital stock of ISE, Inc. ISE, Inc. proposes to modify the definition of “Related Persons” in connection with the Reorganization to also include, with respect to any Person, any executive officer (as defined under Rule 3b-7 under the Act), director, general partner, manager, or managing member, as applicable, and, with respect to any Person that is an executive officer (as defined under Rule 3b-7 under the Act), director, general partner, manager, or managing member of a company, corporation, or similar entity, such company, corporation, or entity, as applicable.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         Holdings Certificate, Article Fourth, Subdivision III(a).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         The term “Member,” as proposed to be defined in ISE Rule 100, means an organization that has been approved to exercise trading rights associated with Exchange Rights.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         Holdings Certificate, Article Fourth, Subdivision III(a).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>33</SU>
                         Holdings Certificate, Article Fourth, Subdivision III(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>34</SU>
                         ISE, Inc. Amended Certificate, Article Fourth, Subdivision III(c).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>35</SU>
                         Holdings Certificate, Article Fourth, Subdivision III(d).
                    </P>
                </FTNT>
                <P>
                    ISE, LLC also will continue to have a 20 percent limit with respect to Exchange Rights.
                    <SU>36</SU>
                    <FTREF/>
                     Specifically, no holder or lessee of Exchange Rights, together with any affiliate, may own (or exercise any of the non-trading rights associated with) more than 20 percent of the PMM Rights, the CMM Rights, or the EAM Rights.
                    <SU>37</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>36</SU>
                         LLC Agreement, section 6.5(a).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>37</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    Members that trade on an exchange traditionally have ownership interests in such exchange. As the Commission has noted in the past, however, a member's interest in an exchange could become so large as to cast doubt on whether the exchange can fairly and objectively exercise its self-regulatory responsibilities with respect to that member.
                    <SU>38</SU>
                    <FTREF/>
                     A member that is a controlling shareholder of an exchange might be tempted to exercise that controlling influence by directing the exchange to refrain from, or the exchange may hesitate to, diligently monitor and surveil the member's conduct or diligently enforce its rules and the federal securities laws with respect to conduct by the member that violates such provisions. 
                </P>
                <FTNT>
                    <P>
                        <SU>38</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release Nos. 53128 (January 13, 2006), 71 FR 3550 (January 23, 2006) (File No. 10-131); 51149 (February 8, 2005), 70 FR 7531 (February 14, 2005) (SR-CHX-2004-26); 49718 (May 17, 2004), 69 FR 29611 (May 24, 2004) (SR-PCX-2004-08); 49098 (January 16, 2004), 69 FR 3974 (January 27, 2004) (SR-Phlx-2003-73); and 49067 (January 13, 2004), 69 FR 2761 (January 20, 2004) (SR-BSE-2003-19). 
                    </P>
                </FTNT>
                <P>
                    In addition, as proposed, ISE, LLC will be a wholly owned subsidiary of ISE Holdings. The LLC Agreement identifies this ownership structure.
                    <SU>39</SU>
                    <FTREF/>
                      
                    <PRTPAGE P="25263"/>
                    Any changes to the LLC Agreement, including any changes to the provision that identifies ISE Holdings as the sole LLC member, must be filed with and approved by the Commission pursuant to Section 19 of the Act.
                    <SU>40</SU>
                    <FTREF/>
                     Further, any assignment of its interest in ISE, LLC by ISE Holdings will be subject to prior Commission approval pursuant to section 19 of the Act.
                    <SU>41</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>39</SU>
                         The LLC Agreement only permits ISE, LLC to have one LLC member at any given time, and identifies ISE Holdings as the sole LLC member. 
                        <E T="03">See</E>
                          
                        <PRTPAGE/>
                        preamble to the LLC Agreement and sections 2.1 and 3.1. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>40</SU>
                         15 U.S.C. 78s. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>41</SU>
                         LLC Agreement, section 7.1. 
                    </P>
                </FTNT>
                <P>The Commission finds that the ownership and voting limitations in the Holding Certificate and the change in control provisions and limit on Exchange Rights in the LLC Agreement are consistent with the Act. These requirements should minimize the potential that a person could improperly interfere with or restrict the ability of the Commission or ISE, LLC to effectively carry out their regulatory oversight responsibilities under the Act. </P>
                <HD SOURCE="HD2">B. Exchange Operations and Independence of Self-Regulatory Function of ISE, LLC </HD>
                <P>
                    Upon consummation of the Merger, ISE, LLC will be the successor to the registration of ISE, Inc. as a national securities exchange. ISE, LLC thus will operate as the registered national securities exchange under section 6 of the Act 
                    <SU>42</SU>
                    <FTREF/>
                     and be responsible for enforcing its member compliance with the Federal securities laws and ISE Rules.
                    <SU>43</SU>
                    <FTREF/>
                     Further, all decisions with respect to the listing and delisting of options and related products will continue to be made in accordance with ISE Rules. ISE, Inc. also represents that provisions of the LLC Agreement and LLC Constitution dealing with exchange operations are substantively the same as the current ISE, Inc. Amended Certificate and ISE, Inc. Amended Constitution, respectively. 
                </P>
                <FTNT>
                    <P>
                        <SU>42</SU>
                         15 U.S.C. 78f. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>43</SU>
                         Under the Act, the holders or lessees of Exchange Rights are “members” of ISE, LLC. 
                        <E T="03">See</E>
                         section 3(a)(3) of the Act, 15 U.S.C. 78c(a)(3). However, the holders of Exchange Rights are not “members” for purposes of the Delaware Limited Liability Company Act or the LLC Agreement. LLC Agreement, section 6.1. 
                    </P>
                </FTNT>
                <P>
                    As an SRO, ISE, LLC will have ultimate responsibility for the administration and enforcement of the rules governing its options business operations. ISE, Inc. represents that the regulatory relationship that it currently maintains with the National Association of Securities Dealers (“NASD”) will not be affected by the Reorganization and that ISE, LLC, as the successor-in-interest to ISE, Inc., will continue to have the same relationship with the NASD.
                    <SU>44</SU>
                    <FTREF/>
                     ISE, LLC's disciplinary process will be the same as the process for ISE, Inc. and will be carried out by the Business Conduct Committee which is composed of members.
                    <SU>45</SU>
                    <FTREF/>
                     Likewise, ISE, Inc. represents that ISE, LLC will participate in various national market system plans, including the Options Price Reporting Authority and the Options Intermarket Linkage Plan, in which ISE, Inc. is currently a participant. 
                </P>
                <FTNT>
                    <P>
                        <SU>44</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 4781 (May 14, 2003), 68 FR 27869 (May 21, 2003) (approving a plan pursuant to Rule 17d-2 of the Act between NASD and ISE, Inc.). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>45</SU>
                         Currently, the Chief Executive Officer (“CEO”) of ISE, Inc. authorizes the institution of disciplinary actions, and ISE, Inc., with the assistance of the NASD staff, if appropriate, conducts disciplinary proceedings before the Business Conduct Committee. Decisions of the Business Conduct Committee may be appealed to the Committee for Review of ISE, Inc., which is composed of directors of ISE, Inc. 
                    </P>
                </FTNT>
                <P>
                    Certain provisions in the LLC Agreement, LLC Constitution, and ISE Rules are designed to facilitate the ability of ISE, LLC to fulfill its regulatory obligations under the Act and to help ensure the independence of its regulatory function from its market operations and other commercial interests. Specifically, the LLC Constitution provides that all meetings of the LLC Board pertaining to the self-regulatory function of ISE, LLC or to the structure of the market that ISE, LLC regulates will be closed to all persons other than the LLC Board and officers, staff, counsel, or other advisors of ISE, LLC whose participation is necessary or appropriate to the proper discharge of ISE, LLC's regulatory functions and any representative of the Commission. No members of the Holdings Board who are not also LLC Board members, and no officers, staff, counsel, or advisors of ISE Holdings who are not also officers, staff, counsel, or advisors of ISE, LLC, will be allowed to participate in such meetings.
                    <SU>46</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>46</SU>
                         LLC Constitution, section 3.2(d). 
                    </P>
                </FTNT>
                <P>
                    In addition, the LLC Agreement provides that, in discharging his or her responsibilities as a member of the LLC Board, each director shall take into consideration the effect that his or her actions would have on the ability of ISE, LLC to carry out its responsibilities under the Act.
                    <SU>47</SU>
                    <FTREF/>
                     Further, in discharging his or her responsibilities as a member of the LLC Board or as an officer or employee of ISE, LLC, each director, officer, or employee shall comply with the federal securities laws and rules and regulations thereunder and cooperate with the Commission.
                    <SU>48</SU>
                    <FTREF/>
                     The LLC Agreement also provides that all confidential information pertaining to the self-regulatory function of ISE, LLC contained in books and records of ISE, LLC shall not be made available to any persons other than to those officers, directors, employees, and agents of ISE, LLC that have a reasonable need to know the contents thereof, be retained in confidence by such parties, and not be used for any commercial purposes.
                    <SU>49</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>47</SU>
                         LLC Agreement, section 5.1(b). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>48</SU>
                         
                        <E T="03">Id</E>
                        . 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>49</SU>
                         LLC Agreement, section 4.1(b). The Commission believes that any non-regulatory use of such information would be for a commercial purpose. 
                    </P>
                </FTNT>
                <P>
                    The Commission further notes that ISE has taken steps to safeguard the use of regulatory monies. In particular, ISE, LLC will interpret ISE Rules to require that any revenue it receives from regulatory fees or penalties will be segregated and applied to fund the legal, regulatory, and surveillance operations of ISE, LLC and will not be used to pay distributions to the sole LLC member (ISE Holdings) or holders of Exchange Rights, except in the event of liquidation of ISE, LLC, in which case the sole LLC member will be entitled to the distribution of ISE, LLC's remaining assets.
                    <SU>50</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>50</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 45803 (April 23, 2002), 67 FR 21306 (April 30, 2002). 
                    </P>
                </FTNT>
                <P>
                    Finally, proposed ISE Rule 312 provides that, without prior Commission approval, ISE, LLC or any entity with which it is affiliated shall not, directly or indirectly through one or more intermediaries, acquire or maintain an ownership interest in a Member or non-member owner. In addition, pursuant to ISE Rule 312, a Member or non-member owner shall not be or become an affiliate of ISE, LLC or an affiliate of any affiliate of ISE, LLC.
                    <SU>51</SU>
                    <FTREF/>
                     Moreover, the LLC Constitution prohibits officers or employees of ISE, LLC from being holders of Exchange Rights or being affiliated with a Member.
                    <SU>52</SU>
                    <FTREF/>
                     The Commission believes that these provisions mitigate its concerns about the potential for unfair competition and conflicts of interest between an exchange's self-regulatory obligations and its commercial interest. The Commission also believes that ISE Rule 312 minimizes the potential for unfair competitive advantage that the affiliated member could have by virtue of informational or operational 
                    <PRTPAGE P="25264"/>
                    advantages, or the ability to receive preferential treatment.
                    <SU>53</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>51</SU>
                         ISE Rule 312 also provides that it does not prohibit a Member or non-member owner from acquiring or holding any equity interest in ISE Holdings that is permitted by the Holdings Certificate. Further, ISE Rule 312 does not prohibit any Member from being or becoming an affiliate of ISE, LLC or an affiliate of any affiliate of ISE, LLC solely by reason of any officer, director, or partner of such Member being or becoming an Exchange Director pursuant to the LLC Constitution. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>52</SU>
                         LLC Constitution, section 4.5. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>53</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 53382 (February 27, 2006), 71 FR 11251 (March 6, 2006) (order approving the business combination of New York Stock Exchange, Inc. and Archipelago Holdings, Inc.). 
                    </P>
                </FTNT>
                <P>
                    The Commission finds that the proposed organization of ISE, LLC is consistent with the Act, particularly with section 6(b)(1),
                    <SU>54</SU>
                    <FTREF/>
                     which requires that an exchange be so organized and have the capacity to carry out the purposes of the Act. 
                </P>
                <FTNT>
                    <P>
                        <SU>54</SU>
                         15 U.S.C. 78f(b)(1). 
                    </P>
                </FTNT>
                <HD SOURCE="HD2">C. Relationship of ISE Holdings to ISE, LLC; Jurisdiction Over ISE Holdings </HD>
                <P>Following the Reorganization, ISE Rules, LLC Agreement, and LLC Constitution will reflect ISE, LLC's status as a wholly owned subsidiary of ISE Holdings, under management of the ISE, LLC Board and its designated officers and with self-regulatory obligations pursuant to ISE, LLC's registration as a national securities exchange.</P>
                <P>
                    As the sole owner of ISE, LLC, ISE Holdings' activities must be consistent with, and not interfere with, ISE, LLC's obligations under the Act. Certain provisions in the Holdings Certificate and Holdings Bylaws are designed to enable ISE, LLC to operate in a manner that complies with federal securities laws, including the objectives of sections 6(b) and 19(g) of the Act,
                    <SU>55</SU>
                    <FTREF/>
                     and facilitate the ability of ISE, LLC and the Commission to fulfill their regulatory and oversight obligations under the Act. 
                </P>
                <FTNT>
                    <P>
                        <SU>55</SU>
                         15 U.S.C. 78f(b) and 78s(g). 
                    </P>
                </FTNT>
                <P>
                    For example, the Holdings Certificate provides that ISE, Holdings, each director of the Holdings Board, and each officer or employee of ISE Holdings shall comply with the Federal securities laws and rules and regulations thereunder and shall cooperate with ISE, LLC and the Commission.
                    <SU>56</SU>
                    <FTREF/>
                     In addition, in discharging his or her responsibilities as a member of the Holdings Board, each director of the Holdings Board shall take into consideration the effect that ISE Holdings' actions would have on the ability of ISE, LLC to carry out its responsibilities under the Act.
                    <SU>57</SU>
                    <FTREF/>
                     ISE Holdings and its officers, directors, and employees also shall give due regard to the preservation of the independence of the self-regulatory function of ISE, LLC and to ISE, LLC's obligations under the Act and the rules thereunder and shall not take any actions which he or she knows or reasonably should have known would interfere with the effectuation of any decisions by the LLC Board relating to ISE, LLC's regulatory functions or which would adversely affect the ability of ISE, LLC to carry out ISE, LLC's responsibilities under the Act.
                    <SU>58</SU>
                    <FTREF/>
                     Further, all confidential information pertaining to the self-regulatory function of ISE, LLC contained in books and records of ISE, LLC that shall come into the possession of ISE Holdings shall not be made available to any Persons other than to officers, directors, employees, and agents of ISE Holdings that have a reasonable need to know, be retained in confidence by such parties, and not be used for any commercial purposes.
                    <SU>59</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>56</SU>
                         Holdings Certificate, Article Twelfth and Article Fifteenth. ISE Holdings also shall take reasonable steps necessary to cause its agents to cooperate with ISE, LLC and the Commission with respect to such agents' activities related to ISE, LLC. Holdings Certificate, Article Fifteenth. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>57</SU>
                         Holdings Certificate, Article Twelfth. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>58</SU>
                         Holdings Bylaws, section 1.5. ISE Holdings also will take reasonable steps necessary to cause its officers, directors, and employees, prior to accepting a position as such, to consent in writing to the applicability to them of Article Twelfth, Article Thirteenth, and Article Fourteenth of Holdings Certificate and sections 1.4 and 1.5 of Holdings Bylaws, as applicable, with respect to their activities related to ISE, LLC. Holdings Bylaws, section 1.6. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>59</SU>
                         Holdings Certificate, Article Thirteenth. The Commission believes that any non-regulatory use of such information would be for a commercial purpose. 
                    </P>
                </FTNT>
                <P>
                    In addition, ISE Holdings' books and records will be subject at all times to inspection and copying by the Commission and are deemed to be the books and records of ISE, LLC for purposes of and subject to oversight pursuant to the Act, in each case to the extent they relate to the exchange business of ISE, LLC.
                    <SU>60</SU>
                    <FTREF/>
                     ISE Holdings and its officers, directors, employees, and agents will also submit to the jurisdiction of the U.S. Federal courts, the Commission, and ISE, LLC with respect to activities relating to ISE, LLC.
                    <SU>61</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>60</SU>
                         Holdings Certificate, Article Fourteenth. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>61</SU>
                         Holdings Bylaws, section 1.4. ISE Holdings and its officers, directors, employees, and agents will also maintain an agent for service of process in the U.S. 
                        <E T="03">Id.</E>
                          
                    </P>
                </FTNT>
                <P>
                    The Holdings Certificate and Holdings Bylaws also provide that any amendment to the Holdings Certificate or Holdings Bylaws must be submitted by the Holdings Board to the LLC Board. If the LLC Board determines that such amendment is required, under section 19 of the Act 
                    <SU>62</SU>
                    <FTREF/>
                     and the rules promulgated thereunder, to be filed with, or filed with and approved by, the Commission, then such amendment will not become effective until filed with, or filed and approved by, the Commission.
                    <SU>63</SU>
                    <FTREF/>
                     The Commission finds that these provisions are consistent with the Act, and that they will support ISE, LLC's ability to fulfill its self-regulatory obligations and administer and comply with the requirements of the Act. 
                </P>
                <FTNT>
                    <P>
                        <SU>62</SU>
                         15 U.S.C. 78s. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>63</SU>
                         Holdings Certificate, Article Sixteenth, and Holdings Bylaws, section 10.1. 
                    </P>
                </FTNT>
                <P>
                    Under section 20(a) of the Act,
                    <SU>64</SU>
                    <FTREF/>
                     any person with a controlling interest in ISE, LLC would be jointly and severally liable with, and to the same extent that, ISE, LLC is liable under any provision of the Act, unless the controlling person acted in good faith and did not directly or indirectly induce the act or acts constituting the violation or cause of action. In addition, section 20(e) of the Act 
                    <SU>65</SU>
                    <FTREF/>
                     creates aiding and abetting liability for any person who knowingly provides substantial assistance to another person in violation of any provision of the Act or rule thereunder. Further, section 21C of the Act 
                    <SU>66</SU>
                    <FTREF/>
                     authorizes the Commission to enter a cease-and-desist order against any person who has been a “cause of” a violation of any provision of the Act through an act or omission that the person knew or should have known would contribute to the violation. These provisions are applicable to ISE Holdings' dealings with ISE, LLC. 
                </P>
                <FTNT>
                    <P>
                        <SU>64</SU>
                         15 U.S.C. 78t(a).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>65</SU>
                         15 U.S.C. 78t(e).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>66</SU>
                         15 U.S.C. 78
                        <E T="03">u</E>
                        -3.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">D. Governance of ISE, LLC </HD>
                <P>The corporate governance provisions of the LLC Agreement and LLC Constitution are substantively the same as the current the ISE, Inc. Amended Certificate and ISE, Inc. Amended Constitution, respectively. </P>
                <P>
                    Although ISE Holdings will have sole voting control over ISE, LLC (except for certain matters relating to Exchange Rights),
                    <SU>67</SU>
                    <FTREF/>
                     the management and administration of ISE, LLC will be carried out by the LLC Board and by the executive officers of ISE, LLC.
                    <SU>68</SU>
                    <FTREF/>
                     Among other officers, ISE, LLC will have a President and CEO and a Chief Regulatory Officer that will manage the business and affairs of ISE, LLC, subject to the oversight of the ISE, LLC Board.
                    <SU>69</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>67</SU>
                         
                        <E T="03">See supra</E>
                         note 19. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>68</SU>
                         
                        <E T="03">See</E>
                         LLC Constitution, Section 5.1(a). 
                        <E T="03">See also</E>
                         LLC Agreement, Section 5.1. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>69</SU>
                         In some cases this management will be subject to the approval of ISE Holdings as the sole LLC member. ISE, Inc. represents that, under Delaware law, certain events such as the sale of all or substantially all of the assets, merger, or liquidation of ISE, LLC may require the approval of ISE Holdings. 
                    </P>
                    <P>The initial officers of ISE, LLC will be the individuals currently serving as the officers of ISE, Inc. Further, ISE, LLC will have a Finance &amp; Audit Committee, a Corporate Governance Committee, and a Compensation Committee, all of which will be governed by charters. LLC Constitution, sections 5.4, 5.5, and 5.6. </P>
                </FTNT>
                <PRTPAGE P="25265"/>
                <P>
                    As is the case currently with respect to the board of directors of ISE, Inc. (“ISE, Inc. Board”), the LLC Board will be composed of 15 members,
                    <SU>70</SU>
                    <FTREF/>
                     eight of whom will be Non-Industry Directors,
                    <SU>71</SU>
                    <FTREF/>
                     six of whom will be Exchange Directors, and the CEO of ISE, LLC.
                    <SU>72</SU>
                    <FTREF/>
                     Each year, the Nominating Committee 
                    <SU>73</SU>
                    <FTREF/>
                     will nominate the Exchange Directors and the Corporate Governance Committee will nominate the Non-Industry Directors.
                    <SU>74</SU>
                    <FTREF/>
                     At the first annual meeting of the sole LLC member (ISE Holdings) and holders of Exchange Rights, and at each subsequent annual meeting, ISE Holdings will elect the eight Non-Industry Directors (rather than the holders of the Class A Common Stock, as is currently the case), and holders of Exchange Rights will elect the six Exchange Directors, to serve until the next annual meeting or until their successors are elected and qualified.
                    <SU>75</SU>
                    <FTREF/>
                     The Chairman of the LLC Board will be a Non-Industry Director who is elected by the LLC Board. 
                </P>
                <FTNT>
                    <P>
                        <SU>70</SU>
                         ISE, Inc. proposes that the number of members of the LLC Board may only be changed by the LLC Board with the approval of the affirmative vote of the holders of two-thirds of the then outstanding Exchange Rights. LLC Constitution, section 3.2. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>71</SU>
                         
                        <E T="03">See</E>
                         LLC Constitution, section 3.2(b), for the definition of “Non-Industry Director” and section 13.1(w), for the definition of “non-industry representative.” These definitions are the same as the current definitions. 
                        <E T="03">See</E>
                         ISE, Inc. Amended Constitution, sections 3.2(b) and 14.1(q), respectively. Further, as is currently the case, at least 2 Non-Industry Directors will be required to be public representatives. 
                        <E T="03">See</E>
                         LLC Constitution, Section 3.2(b)(iv). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>72</SU>
                         LLC Agreement, section 5.2, and LLC Constitution, section 3.2(b). ISE, Inc. represents that the initial members of the LLC Board were the individuals serving as directors of ISE, Inc. on the date of formation of ISE, LLC. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>73</SU>
                         The proposed Nominating Committee will be composed of one representative of PMM Rights, one representative of CMM Rights, and one representative of EAM Rights. 
                        <E T="03">See</E>
                         LLC Constitution, section 5.3(a). This composition is essentially the same as the current Nominating Committee of ISE, Inc. 
                        <E T="03">See</E>
                         ISE, Inc. Amended Constitution, section 5.3(a). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>74</SU>
                         The proposed Corporate Governance Committee will be composed of three, and no more than eight, Non-Industry Directors. 
                        <E T="03">See</E>
                         LLC Constitution, section 5.4. This is the same as the current Corporate Governance Committee. 
                        <E T="03">See</E>
                         ISE, Inc. Amended Constitution, section 5.4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>75</SU>
                         LLC Constitution, section 3.2(c). 
                    </P>
                </FTNT>
                <P>
                    As is currently the case, each director of ISE, LLC will hold office for a two-year term, except the CEO of ISE, LLC will hold office for a one-year term or such earlier time as such person no longer serves as the CEO. The directors, other than the CEO, will be divided into two classes.
                    <SU>76</SU>
                    <FTREF/>
                     If there is a vacancy on the LLC Board, the vacancy will be filled by the LLC Board, and the person chosen to fill the vacancy will serve until the expiration of the term of office of the class to which such person was elected. No Exchange Director may serve more than three consecutive terms, and, after a two-year hiatus, may again be eligible to serve as an Exchange Director.
                    <SU>77</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>76</SU>
                         At each annual meeting, the successors of the class of directors whose term expires at that meeting will be elected to hold office for a term expiring at the annual meeting held in the second year following the year of their election and until their successors are elected and qualified. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>77</SU>
                         LLC Constitution, section 3.2(e). ISE, Inc. did not impose term limits on Non-Industry Directors, and ISE, LLC does not propose to do so, though the ISE, LLC Corporate Governance Committee may determine whether and how to provide for such term limits at a later time. 
                    </P>
                </FTNT>
                <P>
                    Holders of Exchange Rights also may continue to nominate Exchange Directors by petition. ISE, Inc. represents that the petition process following the Reorganization will be substantially similar to the petition process currently in place for ISE, Inc. However, for purposes of determining whether a person has been nominated for election by petition by the requisite percentage set forth in the LLC Constitution, no Member, alone or together with its affiliates, may account for more than 50 percent of the signatures of the holders of outstanding Exchange Rights of the series entitled to elect such person.
                    <SU>78</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>78</SU>
                         LLC Constitution, section 3.10. Petitions submitted for nominees for Exchange Directors of ISE, LLC also will not be required to contain all the information that is required to be disclosed pursuant to Regulation 14A under the Act, because ISE, LLC will not be subject to the proxy requirements under the Act. 
                    </P>
                </FTNT>
                <P>
                    The proposed governance structure of ISE, LLC following the Reorganization will be substantially the same as the governance structure currently in place for ISE, Inc. The Commission therefore finds that proposed governance structure, including the composition of the LLC Board and the selection of directors, continue to satisfy the requirements of the Act, including sections 6(b)(1) and 6(b)(3) of the Act.
                    <SU>79</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>79</SU>
                         15 U.S.C. 78f(b)(1) and 78f(b)(3). The Commission notes that it is in the process of reviewing a range of governance issues relating to SROs, including possible steps to strengthen the framework for, and ways to improve the transparency of, the governance procedures of all SROs and has proposed rules in furtherance of this goal. Depending upon the results of the proposed rules, ISE, LLC may be required to make changes to further strengthen its governance structure. The Commission also believes that the LLC Board should continue to monitor and evaluate ISE, LLC's governance structure and processes on an ongoing basis, and propose further changes as appropriate. 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 50699 (November 18, 2004), 69 FR 71126 (December 8, 2004). 
                    </P>
                </FTNT>
                <HD SOURCE="HD1">III. Conclusion </HD>
                <P>For the foregoing reasons, the Commission finds that the proposed rule change, as amended, is consistent with the Act and rules and regulations thereunder applicable to the national securities exchange. </P>
                <P>
                    <E T="03">It is therefore ordered,</E>
                     pursuant to section 19(b)(2) of the Act 
                    <SU>80</SU>
                    <FTREF/>
                     that the proposed rule change (SR-ISE-2006-04), as amended, is approved, and Amendment No. 3 is approved
                    <FTREF/>
                     on an accelerated basis. 
                </P>
                <FTNT>
                    <P>
                        <SU>80</SU>
                         15 U.S.C. 78s(b)(2). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>81</SU>
                         17 CFR 200.30-3(a)(12). 
                    </P>
                </FTNT>
                <SIG>
                    <P>
                        For the Commission, by the Division of Market Regulation, pursuant to delegated authority.
                        <SU>81</SU>
                    </P>
                    <NAME>Nancy M. Morris, </NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E6-6411 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 8010-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION </AGENCY>
                <DEPDOC>[Release No. 34-53697; File No. SR-NASDAQ-2006-006] </DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Restrictions on Affiliation Between Nasdaq and Its Members </SUBJECT>
                <DATE>April 21, 2006. </DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on April 5, 2006, The NASDAQ Stock Market LLC (“Nasdaq”), filed with the Securities and Exchange Commission (“Commission” or “SEC”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by Nasdaq. On April 12, 2006, Nasdaq filed Amendment No. 1 to the proposed rule change.
                    <SU>3</SU>
                    <FTREF/>
                     The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         In Amendment No. 1, Nasdaq proposed additional revisions to Nasdaq Rule 9270 regarding settlement procedures. 
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change </HD>
                <P>Nasdaq proposes to establish a rule to govern affiliations between Nasdaq and its members and to make conforming changes to its disciplinary proceedings. Nasdaq will implement the proposed rule change immediately upon approval by the Commission. </P>
                <P>
                    The text of the proposed rule change is below. Proposed new language is in 
                    <E T="03">italics;</E>
                     proposed deletions are in brackets. 
                    <PRTPAGE P="25266"/>
                </P>
                <HD SOURCE="HD2">2140. Restrictions on Affiliation </HD>
                <P>
                    <E T="03">(a) Except as provided in paragraph (b):</E>
                </P>
                <P>
                    <E T="03">(1) Nasdaq or any entity with which it is affiliated shall not, directly or indirectly, acquire or maintain an ownership interest in, or engage in a business venture with, a Nasdaq member or an affiliate of a Nasdaq member in the absence of an effective filing under Section 19(b) of the Act; and</E>
                </P>
                <P>
                    <E T="03">(2) A Nasdaq member shall not be or become an affiliate of Nasdaq, or an affiliate of an entity affiliated with Nasdaq, in the absence of an effective filing under Section 19(b) of the Act.</E>
                </P>
                <P>
                    <E T="03">The term “affiliate” shall have the meaning specified in Rule 12b-2 under the Act; provided, however, that for purposes of this Rule, one entity shall not be deemed to be an affiliate of another entity solely by reason of having a common director. The term “business venture” means an arrangement under which (A) Nasdaq or an entity with which it is affiliated, and (B) a Nasdaq member or an affiliate of a Nasdaq member, engage in joint activities with an expectation of shared profit and a risk of shared loss from common entrepreneurial efforts.</E>
                </P>
                <P>
                    <E T="03">(b) Nothing in this rule shall prohibit, or require a filing under Section 19(b) of the Act, for:</E>
                </P>
                <P>
                    <E T="03">(1) A Nasdaq member or an affiliate of a Nasdaq member acquiring or holding an equity interest in The Nasdaq Stock Market, Inc. that is permitted by the ownership limitations contained in Nasdaq Rule 2130, or</E>
                </P>
                <P>
                    <E T="03">(2) Nasdaq or an entity affiliated with Nasdaq acquiring or maintaining an ownership interest in, or engaging in a business venture with, an affiliate of a Nasdaq member if:</E>
                </P>
                <P>
                    <E T="03">(A) there are information barriers between the member and Nasdaq and its facilities, such that the member</E>
                </P>
                <P>
                    <E T="03">(i) Will not be provided an informational advantage concerning the operation of Nasdaq and its facilities, and will not be provided changes or improvements to the trading system that are not available to the industry generally or other Nasdaq members;</E>
                </P>
                <P>
                    <E T="03">(ii) Will not have any knowledge in advance of other Nasdaq members of proposed changes, modifications, or improvements to the operations or trading systems of Nasdaq and its facilities, including advance knowledge of Nasdaq filings pursuant to Section 19(b) of the Act;</E>
                </P>
                <P>
                    <E T="03">(iii) Will be notified of any proposed changes, modifications, or improvements to the operations or trading systems of Nasdaq and its facilities in the same manner as other Nasdaq members are notified; and</E>
                </P>
                <P>
                    <E T="03">(iv) Will not share employees, office space, or databases with Nasdaq or its facilities, The Nasdaq Stock Market, Inc., or any entity that is controlled by The Nasdaq Stock Market, Inc.; and</E>
                </P>
                <P>
                    <E T="03">(B) Nasdaq's Regulatory Oversight Committee certifies, on an annual basis, to the Director of the Division of Market Regulation that Nasdaq has taken all reasonable steps to implement the requirements of this rule and is in compliance therewith.</E>
                </P>
                <STARS/>
                <HD SOURCE="HD3">9268. Decision of Hearing Panel or Extended Hearing Panel </HD>
                <P>(a)-(d) No change. </P>
                <P>(e) Appeal or Review. </P>
                <P>
                    <E T="03">(1)</E>
                     If not timely appealed pursuant to Rule 9311 or timely called for review pursuant to Rule 9312, the majority decision shall constitute final disciplinary action of Nasdaq for purposes of SEC Rule 19d-1(c)(1). 
                </P>
                <P>
                    <E T="03">(2) The majority decision with respect to a Nasdaq member that is an affiliate of Nasdaq within the meaning of Rule 2140 shall constitute final disciplinary action of Nasdaq for purposes of SEC Rule 19d-1(c)(1) and may not be appealed pursuant to Rule 9311 or called for review pursuant to Rule 9312.</E>
                </P>
                <HD SOURCE="HD3">9269. Default Decisions </HD>
                <P>(a)-(c) No change. </P>
                <P>(d) Final Disciplinary Action of Nasdaq; Effectiveness of Sanctions. </P>
                <P>
                    <E T="03">(1)</E>
                     If a default decision is not appealed pursuant to Rule 9311 or called for review pursuant to Rule 9312 within 25 days after the date the Office of Hearing Officers serves it on the Parties, the default decision shall become the final disciplinary action of Nasdaq for purposes of SEC Rule 19d-1(c)(1). Unless otherwise provided in the default decision, the sanctions shall become effective on a date to be determined by Nasdaq Regulation staff, except that a bar or expulsion shall become effective immediately upon the default decision becoming the final disciplinary action of Nasdaq. The decision shall be served on a Respondent by courier, facsimile or other means reasonably likely to obtain prompt service when the sanction is a bar or an expulsion. 
                </P>
                <P>
                    <E T="03">(2) A default decision with respect to a Nasdaq member that is an affiliate of Nasdaq within the meaning of Rule 2140 shall constitute final disciplinary action of Nasdaq for purposes of SEC Rule 19d-1(c)(1) and may not be appealed pursuant to Rule 9311 or called for review pursuant to Rule 9312.</E>
                </P>
                <HD SOURCE="HD3">9270. Settlement Procedure </HD>
                <P>(a)-(d) No change. </P>
                <P>
                    (e) If a Respondent makes an offer of settlement and the Department of Enforcement or the Department of Market Regulation does not oppose it, the offer of settlement is uncontested. If an offer of settlement is determined to be uncontested by the Department of Enforcement or the Department of Market Regulation before a hearing on the merits has begun, the Department of Enforcement or the Department of Market Regulation shall transmit the uncontested offer of settlement and a proposed order of acceptance to the Nasdaq Review Council (
                    <E T="03">or to the Office of Disciplinary Affairs, in the case of a Respondent that is an affiliate of Nasdaq within the meaning of Rule 2140</E>
                    ) with its recommendation. If an offer of settlement is determined to be uncontested by the Department of Enforcement or the Department of Market Regulation after a hearing on the merits has begun, the Department of Enforcement or the Department of Market Regulation shall transmit the offer of settlement and a proposed order of acceptance to the Hearing Panel or, if applicable, the Extended Hearing Panel for acceptance or rejection. If accepted by the Hearing Panel or, if applicable, Extended Hearing Panel, the offer of settlement and the order of acceptance shall be forwarded to the Nasdaq Review Council (
                    <E T="03">or to the Office of Disciplinary Affairs, in the case of a Respondent that is an affiliate of Nasdaq within the meaning of Rule 2140</E>
                    ) to accept or reject. 
                </P>
                <P>(1) No change. </P>
                <P>
                    (2) Before an offer of settlement and an order of acceptance shall become effective, they shall be submitted to and accepted by the Nasdaq Review Council 
                    <E T="03">or the Office of Disciplinary Affairs.</E>
                     The Review Subcommittee [or the Office of Disciplinary Affairs] may accept 
                    <E T="03">or reject</E>
                     such offer of settlement and order of acceptance or refer them to the Nasdaq Review Council for acceptance or rejection by the Nasdaq Review Council. [The Review Subcommittee may reject such offer of settlement and order of acceptance or refer them to the Nasdaq Review Council for acceptance or rejection by the Nasdaq Review Council.] 
                    <E T="03">In the case of a Respondent that is an affiliate of Nasdaq within the meaning of Rule 2140, the offer of settlement and order of acceptance shall be accepted or rejected by the Office of Disciplinary Affairs and shall not be referred to the Nasdaq Review Council.</E>
                </P>
                <P>(3) No change. </P>
                <P>
                    (f) Contested Offers of Settlement. 
                    <PRTPAGE P="25267"/>
                </P>
                <P>If a Respondent makes an offer of settlement and the Department of Enforcement or the Department of Market Regulation opposes it, the offer of settlement is contested. When the Department of Enforcement or the Department of Market Regulation opposes an offer of settlement, the Respondent's written offer and the Department of Enforcement's or the Department of Market Regulation's written opposition shall be submitted to a Hearing Panel or, if applicable, an Extended Hearing Panel. The Hearing Panel or, if applicable, the Extended Hearing Panel, may order the Department of Enforcement or the Department of Market Regulation and the Respondent to attend a settlement conference. </P>
                <P>
                    (1) If a contested offer of settlement is approved by the Hearing Panel or, if applicable, Extended Hearing Panel, the Hearing Officer shall draft an order of acceptance of the offer of settlement. The order of acceptance shall make findings of fact, including a statement of the rule, regulation, or statutory provision violated, and impose sanctions consistent with the terms of the offer of settlement. The offer of settlement, any written opposition thereto, and the order of acceptance shall be forwarded to the Nasdaq Review Council (
                    <E T="03">or to the Office of Disciplinary Affairs, in the case of a Respondent that is an affiliate of Nasdaq within the meaning of Rule 2140</E>
                    ) to accept or reject. 
                </P>
                <P>
                    (2) Before an offer of settlement and order of acceptance shall become effective, they shall be submitted to, and accepted by, the Nasdaq Review Council 
                    <E T="03">or the Office of Disciplinary Affairs.</E>
                     The Review Subcommittee may accept or reject such offer of settlement and order of acceptance or refer them to the Nasdaq Review Council for acceptance or rejection by the Nasdaq Review Council. 
                    <E T="03">In the case of a Respondent that is an affiliate of Nasdaq within the meaning of Rule 2140, the offer of settlement and order of acceptance shall be accepted or rejected by the Office of Disciplinary Affairs and shall not be referred to the Nasdaq Review Council.</E>
                </P>
                <P>
                    (3) If the offer of settlement and order of acceptance are accepted by the 
                    <E T="03">Office of Disciplinary Affairs, the</E>
                     Nasdaq Review Council or the Review Subcommittee, the Chief Regulatory Officer shall issue the order and notify the Office of Hearing Officers. 
                </P>
                <P>(g) No change. </P>
                <P>(h) Rejection of Offer of Settlement.</P>
                <P>
                    If an uncontested offer of settlement or an order of acceptance is rejected by the Hearing Panel or, if applicable, the Extended Hearing Panel, the Review Subcommittee, 
                    <E T="03">the Office of Disciplinary Affairs</E>
                    , or the Nasdaq Review Council, the Respondent shall be notified in writing and the offer of settlement and proposed order of acceptance shall be deemed withdrawn. If a contested offer of settlement or an order of acceptance is rejected by the Hearing Panel or, if applicable, the Extended Hearing Panel, the Review Subcommittee, 
                    <E T="03">the Office of Disciplinary Affairs</E>
                    , or the Nasdaq Review Council, the Respondent shall be notified in writing and the offer of settlement and proposed order of acceptance shall be deemed withdrawn. The rejected offer and proposed order of acceptance shall not constitute a part of the record in any proceeding against the Respondent making the offer. 
                </P>
                <P>(i) No change. </P>
                <P>(j) No Prejudice from Rejected Offer of Settlement.</P>
                <P>
                    If an offer of settlement is rejected by a Hearing Panel or, if applicable, an Extended Hearing Panel, the Review Subcommittee, 
                    <E T="03">the Office of Disciplinary Affairs</E>
                    , or the Nasdaq Review Council, the Respondent shall not be prejudiced by the offer, which may not be introduced into evidence in connection with the determination of the issues involved in the pending complaint or in any other proceeding. 
                </P>
                <STARS/>
                <HD SOURCE="HD3">9311. Appeal by Any Party; Cross-Appeal </HD>
                <P>(a) Time to File Notice of Appeal. </P>
                <P>
                    A Respondent or the Department of Enforcement or the Department of Market Regulation may file a written notice of appeal within 25 days after service of a decision issued pursuant to Rule 9268 or Rule 9269; 
                    <E T="03">provided, however, that a decision with respect to a Respondent that is an affiliate of Nasdaq within the meaning of Rule 2140 may not be appealed to the Nasdaq Review Council.</E>
                </P>
                <P>(b)-(f) No change. </P>
                <HD SOURCE="HD3">9312. Review Proceeding Initiated by Nasdaq Review Council </HD>
                <P>(a) Call for Review. </P>
                <P>(1) Rule 9268 Decision. </P>
                <P>A decision issued pursuant to Rule 9268 may be subject to a call for review by any member of the Nasdaq Review Council or, pursuant to authority delegated from the Nasdaq Review Council, by any member of the Review Subcommittee. A decision issued pursuant to Rule 9268 shall be subject to a call for review within 45 days after the date of service of the decision. If called for review, such decision shall be reviewed by the Nasdaq Review Council. </P>
                <P>(2) Rule 9269 Decision. </P>
                <P>A default decision issued pursuant to Rule 9269 shall be subject to a call for review by the Chief Regulatory Officer, on his or her own motion within 25 days after the date of service of the decision. If called for review, such decision shall be reviewed by the Nasdaq Review Council. </P>
                <P>
                    <E T="03">(3) Decision Regarding Affiliate of Nasdaq</E>
                    . 
                </P>
                <P>
                    <E T="03">Notwithstanding anything herein to the contrary, a decision with respect to a member that is an affiliate of Nasdaq within the meaning of Rule 2140 may not be called for review by the Nasdaq Review Council.</E>
                </P>
                <P>(b)-(d) No change. </P>
                <STARS/>
                <HD SOURCE="HD3">9351. Discretionary Review by Nasdaq Board </HD>
                <P>(a) Call for Review by Director. </P>
                <P>
                    A Director may call a disciplinary proceeding for review by the Nasdaq Board if the call for review is made within the period prescribed in paragraph (b)
                    <E T="03">; provided, however, that a decision with respect to a member that is an affiliate of Nasdaq within the meaning of Rule 2140 may not be called for review.</E>
                </P>
                <P>(b)-(e) No change. </P>
                <HD SOURCE="HD3">9360. Effectiveness of Sanctions </HD>
                <P>
                    Unless otherwise provided in the decision issued under Rule 9349 or Rule 9351, a sanction (other than a bar, an expulsion, or a permanent cease and desist order) specified in a decision constituting final disciplinary action of Nasdaq for purposes of SEC Rule 19d-1(c)(1) shall become effective on a date to be determined by Nasdaq staff 
                    <E T="03">(or the Hearing Panel, Extended Hearing Panel, or Office of Disciplinary Affairs in the case of a decision with respect to an affiliate of Nasdaq within the meaning of Rule 2140)</E>
                    . A bar, an expulsion, or a permanent cease and desist order shall become effective upon service of the decision constituting final disciplinary action of Nasdaq, unless otherwise specified therein. Nasdaq shall serve the decision on a Respondent by courier, facsimile or other means reasonably likely to obtain prompt service when the sanction is a bar, an expulsion, or a permanent cease and desist order. 
                </P>
                <STARS/>
                <HD SOURCE="HD3">9523. Acceptance of Member Regulation Recommendations and Supervisory Plans by Consent Pursuant to SEC Rule 19h-1 </HD>
                <P>(a)-(b) No change. </P>
                <P>
                    (c) If the disqualified member, sponsoring member, and/or disqualified person execute the letter consenting to 
                    <PRTPAGE P="25268"/>
                    the supervisory plan, it shall be submitted to Nasdaq Regulation by the Department of Member Regulation with a proposed Notice under SEC Rule 19h-1, where required. Nasdaq Regulation shall forward the supervisory plan and proposed Notice under SEC Rule 19h-1, if any, to the Chairman of the Statutory Disqualification Committee, acting on behalf of the Nasdaq Review Council 
                    <E T="03">(or to the Office of Disciplinary Affairs in the case of a supervisory plan with respect an affiliate of Nasdaq within the meaning of Rule 2140)</E>
                    . The Chairman of the Statutory Disqualification Committee may accept or reject the recommendation of the Department of Member Regulation and the supervisory plan or refer them to the Nasdaq Review Council for acceptance or rejection by the Nasdaq Review Council
                    <E T="03">, and the Office of Disciplinary Affairs may accept or reject the recommendation of the Department of Member Regulation and the supervisory plan.</E>
                </P>
                <P>
                    (d) If the recommendation and supervisory plan is accepted by the Nasdaq Review Council, [or] the Chairman of the Statutory Disqualification Committee
                    <E T="03">, or the Office of Disciplinary Affairs</E>
                    , it shall be deemed final and, where required, the proposed Notice under SEC Rule 19h-1 will be filed by Nasdaq. If the recommendation and supervisory plan are rejected by the Chairman of the Statutory Disqualification Committee, [or] the Nasdaq Review Council
                    <E T="03">, or the Office of Disciplinary Affairs</E>
                    , Nasdaq Regulation may take any other appropriate action with respect to the disqualified member, sponsoring member, and/or disqualified person. If the recommendation and supervisory plan are rejected, the disqualified member, sponsoring member, and/or disqualified person shall not be prejudiced by the execution of the letter consenting to the supervisory plan under subparagraph (a) and the letter may not be introduced into evidence in any proceeding.
                </P>
                <HD SOURCE="HD3">9524. Nasdaq Review Council Consideration </HD>
                <P>(a) Hearing Panel Consideration. </P>
                <P>(1) Appointment of Hearing Panel. </P>
                <P>
                    When the disqualified member, sponsoring firm, or applicant requests a hearing, the Nasdaq Review Council or the Review Subcommittee shall appoint a Hearing Panel composed of two or more members, who shall be current or former members of the Nasdaq Review Council or the Statutory Disqualification Committee or former Directors 
                    <E T="03">(provided, however, that current members of the Nasdaq Review Council shall not serve on a Hearing Panel with respect to an affiliate of Nasdaq within the meaning of Rule 2140)</E>
                    . The Hearing Panel shall conduct a hearing and recommend a decision on the request for relief. 
                </P>
                <P>(2)-(9) No change. </P>
                <P>(10) Recommendation. </P>
                <P>
                    On the basis of the record, the Hearing Panel shall present a recommended decision in writing on the request for relief to the Statutory Disqualification Committee. After considering the record and recommendation of the Hearing Panel, the Statutory Disqualification Committee shall present its recommended decision in writing to the Nasdaq Review Council. 
                    <E T="03">Notwithstanding the foregoing, with respect to a Nasdaq member that is an affiliate of Nasdaq within the meaning of Rule 2140, the Hearing Panel shall prepare a final decision meeting the requirements of Rule 9524(b)(2), which shall not be reviewed by the Statutory Disqualification Committee or the Nasdaq Review Council, and may not be called for review by the Nasdaq Board pursuant to Rule 9525</E>
                    . 
                </P>
                <P>(b) Decision. </P>
                <P>(1)-(2) No change. </P>
                <P>(3) Issuance of Decision After Expiration of Call for Review Period. </P>
                <P>
                    The Nasdaq Review Council shall provide its proposed written decision to the Nasdaq Board. The Nasdaq Board may call the eligibility proceeding for review pursuant to Rule 9525. If the Nasdaq Board does not call the eligibility proceeding for review, the proposed written decision of the Nasdaq Review Council shall become final, and the Nasdaq Review Council shall serve its written decision on the disqualified member, sponsoring member, and/or disqualified person, as the case may be, and the Department of Member Regulation pursuant to Rules 9132 and 9134. 
                    <E T="03">In the case of a decision with respect to a Nasdaq member that is an affiliate of Nasdaq within the meaning of Rule 2140, the decision of the Hearing Panel shall become final without being provided to the Nasdaq Board, and the Hearing Panel shall serve its written decision.</E>
                </P>
                <P>The decision shall constitute final action of Nasdaq, unless the Nasdaq Review Council remands the eligibility proceeding. A decision to deny re-entry or continued association shall be effective immediately. A decision to approve shall be effective after the Commission issues an acknowledgment letter or, in cases involving Commission ordered sanctions, an order. </P>
                <STARS/>
                <HD SOURCE="HD3">9559. Hearing Procedures for Expedited Proceedings Under the Rule 9550 Series </HD>
                <P>(a)-(p) No change. </P>
                <P>(q) Call for Review by the Nasdaq Review Council. </P>
                <P>
                    (1) The Nasdaq Review Council's Review Subcommittee may call for review a decision issued under the Rule 9550 Series within 21 days after receipt of the decision from the Office of Hearing Officers
                    <E T="03">; provided, however, that a decision under the Rule 9550 Series with respect to a Nasdaq member that is an affiliate of Nasdaq within the meaning of Rule 2140 shall constitute final disciplinary action of Nasdaq for purposes of SEC Rule 19d-1(c)(1) and may not be called for review pursuant to Rule 9559</E>
                    . Rule 9313(a) is incorporated by reference. 
                </P>
                <STARS/>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <P>In its filing with the Commission, Nasdaq included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it had received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. Nasdaq has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements. </P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <HD SOURCE="HD3">1. Purpose </HD>
                <P>
                    In connection with its registration as a national securities exchange,
                    <SU>4</SU>
                    <FTREF/>
                     Nasdaq has agreed to propose a rule to regulate affiliation between Nasdaq and its members, and to limit in certain respects Nasdaq's regulatory authority with respect to members with which it may become affiliated. The purpose of the rule is to guard against any possibility that Nasdaq may exercise, or forebear to exercise, regulatory authority with respect to an affiliated member in a manner that is influenced by commercial considerations, to provide an opportunity for Commission review of certain proposed affiliations, and to ensure that certain affiliated members do not receive advantaged access to information in comparison with unaffiliated members. Nasdaq believes 
                    <PRTPAGE P="25269"/>
                    that the proposed rule will provide added assurance of regulatory integrity without subjecting Nasdaq and its affiliates to unwarranted restrictions on their commercial activities. 
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         Securities Exchange Act Release No. 53128 (January 13, 2006), 71 FR 3550 (January 23, 2006) (File No. 10-131).
                    </P>
                </FTNT>
                <P>
                    In general, the proposed rule provides that Nasdaq must file a proposed rule change with the SEC before Nasdaq or an entity with which it is affiliated acquires or maintains an ownership interest in, or engages in a business venture with, a Nasdaq member or an affiliate of a Nasdaq member.
                    <SU>5</SU>
                    <FTREF/>
                     The rule defines “affiliate” with reference to Rule 12b-2 under the Act,
                    <SU>6</SU>
                    <FTREF/>
                     which provides that if one person controls, is controlled by, or is under common control another person, the persons are affiliates. The proposed rule would help to implement what Nasdaq perceives to be emerging Commission policy with regard to appropriate activities for member broker-dealers that are affiliated with self-regulatory organizations (“SROs”). For example, although the Commission's order to establish the Archipelago Exchange (“ArcaEx”) as a facility of the Pacific Exchange (“PCX”) allowed ArcaEx to affiliate itself with various broker-dealers for the purpose of introducing orders to ArcaEx and routing them to other trading venues,
                    <SU>7</SU>
                    <FTREF/>
                     the Commission's order with respect to the acquisition of PCX by Archipelago Holdings (“Arca Holdings”) mandated that Arca Holdings divest its ownership of PCX members engaged in activities other than outbound routing.
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         As used in the rule, the term “affiliate” includes natural persons, but the term “entity,” when used to describe an affiliate, excludes natural persons.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         17 CFR 240.12b-2.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         Securities Exchange Act Release No. 44983 (October 25, 2001), 66 FR 55225 (November 1, 2001) (SR-PCX-00-25).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         Securities Exchange Act Release No. 52497 (September 22, 2005), 70 FR 56949 (September 29, 2005) (SR-PCX-2005-90).
                    </P>
                </FTNT>
                <P>Nasdaq's proposed rule would make it clear that in a case where Nasdaq proposes an acquisition of, or a merger or business venture with a Nasdaq member, an SEC filing will be required. In order to make it clear that the obligation to avoid affiliations that have not been filed is imposed by the rule both on Nasdaq and its members, moreover, the rule provides that a Nasdaq member shall not be or become an affiliate of Nasdaq, or an affiliate of any entity affiliated with Nasdaq, without an SEC filing. </P>
                <P>
                    The term “business venture,” as used in the rule, is defined as an arrangement under which Nasdaq or an entity with which it is affiliated, on the one hand, and a Nasdaq member or affiliate thereof, on the other hand, engage in joint activities with an expectation of shared profit and a risk of shared loss from common entrepreneurial efforts. Thus, the term does not include, and the proposed rule does not regulate, contracts with members or their affiliates to provide goods, products, or services for consideration, including, but not limited to, asset or stock purchase agreements that do not result in ongoing ties with a member or its affiliates,
                    <SU>9</SU>
                    <FTREF/>
                     credit or debt facilities, licenses of intellectual property, contracts for investment banking, financial advisory, or consulting services,
                    <SU>10</SU>
                    <FTREF/>
                     or the provision of transaction services or data to a broker-dealer member or products or services to a listed company that is or that owns a member broker-dealer. 
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         For example, if Nasdaq acquired a non-member subsidiary of a member in a transaction that did not result in an ongoing affiliation with the member, the transaction would not be regulated by the rule.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         In some cases, such contracts may involve sharing of confidential information with a member in circumstances where a member acts as a fiduciary for Nasdaq or one of its affiliates. The member would be required take measures to prevent such information from being misused, and a failure to do so would constitute a violation of Nasdaq rules, including, depending on the circumstances, Rule 2110 (Standards of Commercial Honor and Principles of Trade); Rule 2120 (Use of Manipulative, Deceptive, or Other Fraudulent Devices); and Rule 3010 (Supervision). 
                        <E T="03">See also</E>
                         NASD Notice to Members 91-45: NASD/NYSE Joint Memo on Chinese Wall Policies and Procedures (June 21, 1991) (describing NASD policies with regard to preventing misuse of confidential information by NASD member firms).
                    </P>
                </FTNT>
                <P>
                    The rule limits possible expansive interpretations of the term “affiliate” by stipulating that one entity is not deemed to be an affiliate of another entity solely by virtue of having a common director. For example, if one of the member representative directors of Nasdaq elected by the Nasdaq membership is also a director of a Nasdaq member, that member would not be deemed to be an affiliate of Nasdaq solely because of the common director. In addition, the rule should not be construed to regulate in any manner the selection of directors or standing committee members of Nasdaq, The Nasdaq Stock Market, Inc. (“Nasdaq Holdco”), or their affiliates, provided such selections are conducted in accordance with applicable provisions of governing corporate documents (
                    <E T="03">e.g.</E>
                    , Nasdaq's limited liability company agreement and by-laws or Nasdaq Holdco's certificate of incorporation and bylaws). 
                </P>
                <P>
                    In circumstances where an SEC filing is required, the rule may, in appropriate cases, permit a filing to be submitted on an immediately effective basis under Section 19(b)(3)(A) of the Act 
                    <SU>11</SU>
                    <FTREF/>
                     and Rule 19b-4(f) thereunder.
                    <SU>12</SU>
                    <FTREF/>
                     For example, in cases where a proposed affiliation or business venture would not result in the establishment of a “facility” of Nasdaq within the meaning of Section 3 of the Act,
                    <SU>13</SU>
                    <FTREF/>
                     a filing to establish rules to govern the operation of the affiliate or business venture would not be required or appropriate. Rather, in such circumstances, Nasdaq would expect to engage in informal consultation with the Division of Market Regulation and/or members of the Commission, and would then submit a filing to amend Rule 2140 itself, to establish that the affiliation or business venture could exist as an exception to the rule. Depending on the circumstances, such a filing might be submitted on an immediately effective basis. 
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         17 CFR 240.19b-4(f).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         15 U.S.C. 78c.
                    </P>
                </FTNT>
                <P>
                    There are also several important exceptions to the general filing requirement of the rule. First, the rule would not require a filing for transactions that result in a Nasdaq member acquiring or holding an interest in Nasdaq Holdco that is consistent with Nasdaq Rule 2130. Rule 2130 provides that “[n]o member or person associated with a member shall be the beneficial owner of greater than twenty percent (20%) of the then-outstanding voting securities of The Nasdaq Stock Market, Inc.” “Beneficial ownership” is defined with reference to Nasdaq Holdco's certificate of incorporation, which in turn provides that a person shall be deemed the “beneficial owner” of, shall be deemed to have “beneficial ownership” of and shall be deemed to “beneficially own” any securities: (i) Which such person or any of such person's affiliates is deemed to beneficially own, directly or indirectly, within the meaning of Rule 13d-3 under the Act * * *; 
                    <SU>14</SU>
                    <FTREF/>
                     (ii) subject to certain narrow exceptions described in the certificate of incorporation, which such person or any of such person's affiliates has the right to acquire or to vote pursuant to any agreement, arrangement, or understanding; or (iii) subject to certain narrow exceptions described in the certificate of incorporation, which are beneficially owned, directly or indirectly, by any other person and with respect to which such person or any of such person's affiliates has any agreement, arrangement or understanding for the purpose of acquiring, holding, voting or disposing of such securities. Thus, 
                    <PRTPAGE P="25270"/>
                    although a person may be construed to have an ownership interest in the Nasdaq Holdco under a range of circumstances, a member's ownership interest would be permissible under Rule 2130 and would not require an SEC filing pursuant to Rule 2140 as long as the total ownership interest of the member constituted 20% or less of the then outstanding voting securities of Nasdaq. For example, one of Nasdaq's current investors, Silver Lake Partners, is affiliated with Instinet, LLC (“Instinet”), a registered broker-dealer. If Instinet becomes a Nasdaq member, the rule would not be construed to restrict its activities in any respect as long as (i) the ownership interest of Nasdaq Holdco imputed to it remains under 20%, and (ii) its affiliation with Nasdaq arises from its ownership interest. Nasdaq would, however, be required to submit a filing if Nasdaq itself acquired an ownership interest in Instinet or entered into a business venture with it (unless another exception to Rule 2140 applied). Similarly, the rule would not require a filing with respect to an acquisition of a Nasdaq member by a Nasdaq Holdco stockholder, as long as the Nasdaq member's resulting beneficial ownership interest in Nasdaq Holdco was under 20%. 
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         SEC Rule 13d-3, 17 CFR 240.13d-3, in turn provides that a beneficial owner of a security includes any person who, directly or indirectly, through any contract, arrangement, understanding, relationship, or otherwise has or shares voting power or investment power.
                    </P>
                </FTNT>
                <P>
                    Finally, the rule provides that no filing is required for Nasdaq or an entity affiliated with Nasdaq acquiring or maintaining an ownership interest in, or engaging in a business venture with, an affiliate of a Nasdaq member if there are information barriers between the member and Nasdaq and its facilities, such that the member (i) will not be provided an informational advantage concerning the operation of Nasdaq and its facilities, and will not be provided changes or improvements to the trading system that are not available to the industry generally or other Nasdaq members; (ii) will not have knowledge in advance of other members of proposed changes, modifications, or improvements to the operations or trading systems of Nasdaq and its facilities, including advance knowledge of Nasdaq filings pursuant to Section 19(b) of the Act; (iii) will be notified of any proposed changes, modifications, or improvements to the operations or trading systems of Nasdaq and its facilities in the same manner as other Nasdaq members are notified; and (iv) will not share employees, office space, or databases with Nasdaq or its facilities, Nasdaq Holdco, or any entity that is controlled by Nasdaq Holdco.
                    <SU>15</SU>
                    <FTREF/>
                     Nasdaq's Regulatory Oversight Committee must certify, on an annual basis, to the Director of the Division of Market Regulation that Nasdaq has taken all reasonable steps to implement the foregoing requirements with respect to any affiliate to which they apply and is in compliance therewith. 
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         Nasdaq will not construe these limitations to bar an employee of an affiliated member from serving on a Nasdaq advisory committee, such as the Quality of Markets Committee, since (i) such committee members are required to sign confidentiality agreements with regard to information received through committee service, and (ii) the committee member employed by the affiliate would receive information provided through committee service at the same time as other committee members.
                    </P>
                </FTNT>
                <P>This exception is aimed at circumstances in which Nasdaq or an affiliated entity acquires, or enters into a business venture with, an affiliate of a Nasdaq member, and Nasdaq erects information barriers between the member and Nasdaq and its facilities. Thus, Nasdaq ensures that the member does not receive any advantage as a result of its affiliation. </P>
                <P>The proposed rule change also modifies Nasdaq's rules regarding disciplinary proceedings to provide that Nasdaq disciplinary actions with regard to a member that is an affiliate of Nasdaq (including litigated and default decisions, contested and uncontested settlements, statutory disqualification proceedings, and expedited proceedings) may not be appealed to the Nasdaq Review Council or called for review by the Nasdaq Review Council or the Nasdaq Board of Directors. Rather, after an initial decision with regard to such members is reached by the NASD under the terms of Nasdaq's regulatory services agreement with NASD, the member could appeal directly to the Commission. These changes to the disciplinary process would apply to all affiliated members, including members whose affiliations did not require a filing pursuant to Rule 2140. </P>
                <HD SOURCE="HD3">2. Statutory Basis </HD>
                <P>
                    Nasdaq believes that the proposed rule change, as amended, is consistent with the provisions of Section 6 of the Act,
                    <SU>16</SU>
                    <FTREF/>
                     in general, and with Section 6(b)(5) of the Act,
                    <SU>17</SU>
                    <FTREF/>
                     in particular, in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in regulating, clearing, settling, processing information with respect to, and facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest. 
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         15 U.S.C. 78f.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition </HD>
                <P>Nasdaq does not believe that the proposed rule change, as amended, will result in any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act, as amended. </P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others </HD>
                <P>Written comments were neither solicited nor received. </P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action </HD>
                <P>
                    Within 35 days of the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                     or within such longer period (i) as the Commission may designate up to 90 days of such date if it finds such longer period to be appropriate and publishes its reasons for so finding, or (ii) as to which Nasdaq consents, the Commission will: 
                </P>
                <P>(A) By order approve such proposed rule change; or </P>
                <P>(B) Institute proceedings to determine whether the proposed rule change should be disapproved. </P>
                <HD SOURCE="HD1">IV. Solicitation of Comments </HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change, as amended, is consistent with the Act. Comments may be submitted by any of the following methods: </P>
                <HD SOURCE="HD2">Electronic Comments </HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or 
                </P>
                <P>
                    • Send an e-mail to 
                    <E T="03">rule-comments@sec.gov</E>
                    . Please include File Number SR-NASDAQ-2006-006 on the subject line. 
                </P>
                <HD SOURCE="HD2">Paper Comments </HD>
                <P>• Send paper comments in triplicate to Nancy M. Morris, Secretary, Securities and Exchange Commission, Station Place, 100 F Street, NE., Washington, DC 20549-1090. </P>
                <FP>
                    All submissions should refer to File Number SR-NASDAQ-2006-006. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's 
                    <PRTPAGE P="25271"/>
                    Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for inspection and copying in the Commission's Public Reference Room. Copies of such filing also will be available for inspection and copying at the principal office of Nasdaq. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make publicly available. All submissions should refer to File Number SR-NASDAQ-2006-006 and should be submitted on or before May 19, 2006. 
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Market Regulation, pursuant to delegated authority.
                        <SU>18</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>18</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Nancy M. Morris, </NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E6-6376 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 8010-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION </AGENCY>
                <DEPDOC>[Release No. 34-53699; File No. SR-NASD-2006-050] </DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Operation of NASD's Alternative Display Facility as a Temporary Pilot </SUBJECT>
                <DATE>April 21, 2006. </DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on April 18, 2006, the National Association of Securities Dealers, Inc. (“NASD”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by NASD. NASD has filed the proposed rule change as a “non-controversial” rule change pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>3</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder,
                    <SU>4</SU>
                    <FTREF/>
                     which renders it effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         15 U.S.C. 78s(b)(3)(A). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         17 CFR 240.19b-4(f)(6). 
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change </HD>
                <P>
                    NASD is proposing to extend for nine months, to January 26, 2007, the operation of NASD's Alternative Display Facility (“ADF”) on a pilot basis. The ADF pilot program, as approved by the Commission on July 24, 2002, and extended on April 7, 2003, January 26, 2004, October 21, 2004, and July 20, 2005, will expire on April 26, 2006. The pilot permits members to quote and trade only Nasdaq-listed securities on or through the ADF. Below is the text of the proposed rule change. Proposed new language is in 
                    <E T="03">italics</E>
                    ; proposed deletions are in [brackets]. 
                </P>
                <STARS/>
                <HD SOURCE="HD3">4000A. NASD Alternative Display Facility </HD>
                <HD SOURCE="HD3">4100A. General </HD>
                <P>
                    NASD Alternative Display Facility (“ADF”) is the facility to be operated by NASD on a nine-month pilot basis for members that choose to quote or effect trades in Nasdaq securities (“ADF-eligible securities”) otherwise than on Nasdaq or on an exchange. The ADF will collect and disseminate quotations, compare trades, and collect and disseminate trade reports. Those NASD members that utilize ADF systems for quotation or trading activities must comply with the Rule 4000A, Rule 5400 and Rule 6000A Series, as well as all other applicable NASD Rules. The ADF pilot will expire on [April 26, 2006] 
                    <E T="03">January 26, 2007</E>
                    . 
                </P>
                <STARS/>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <P>In its filing with the Commission, NASD included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. NASD has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements. </P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <HD SOURCE="HD3">1. Purpose </HD>
                <P>
                    On July 24, 2002, the Commission approved SR-NASD-2002-97,
                    <SU>5</SU>
                    <FTREF/>
                     which authorizes NASD to operate the ADF on a pilot basis for nine months. NASD subsequently filed for immediate effectiveness proposed rule changes SR-NASD-2003-067 to extend the pilot until January 26, 2004; 
                    <SU>6</SU>
                    <FTREF/>
                     SR-NASD-2004-012 to extend the pilot until October 26, 2004; 
                    <SU>7</SU>
                    <FTREF/>
                     SR-NASD-2004-160 to extend the pilot until July 26, 2005; 
                    <SU>8</SU>
                    <FTREF/>
                     and SR-NASD-2005-092 to extend the pilot until April 26, 2006.
                    <SU>9</SU>
                    <FTREF/>
                     As described in detail in SR-NASD-2001-90, the ADF is a quotation collection, trade comparison, and trade reporting facility developed by NASD in accordance with the Commission's SuperMontage Approval Order 
                    <SU>10</SU>
                    <FTREF/>
                     and in conjunction with Nasdaq's anticipated registration as a national securities exchange.
                    <SU>11</SU>
                    <FTREF/>
                     In addition, since the Commission gave its initial approval to the ADF pilot, NASD has filed several other ADF-related rule change proposals that have been incorporated into the operation and administration of the pilot.
                    <SU>12</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Securities Exchange Act Release No. 46249 (July 24, 2002), 67 FR 49822 (July 31, 2002). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         Securities Exchange Act Release No. 47633 (April 10, 2003), 68 FR 19043 (April 17, 2003). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         Securities Exchange Act Release No. 49131 (January 27, 2004), 69 FR 5229 (February 3, 2004). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         Securities Exchange Act Release No. 50601 (October 28, 2004), 69 FR 64611 (November 5, 2004). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         Securities Exchange Act Release No. 52122 (July 25, 2005), 70 FR 44133 (August 1, 2005). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         Securities Exchange Act Release No. 43863 (January 19, 2001), 66 FR 8020 (January 26, 2001). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         Securities Exchange Act Release No. 44396 (June 7, 2001), 66 FR 31952 (June 13, 2001). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         On January 30, 2003, NASD filed proposed rule change SR-NASD-2003-009 to revise the transaction and quotation-related fees applicable to ADF activity during the pilot program. The rule change proposal became effective upon filing, with an implementation date of February 17, 2003. On January 6, 2004, the Commission granted accelerated approval to SR-NASD-2003-145, a proposal to amend the ADF pilot rules to give jurisdiction to a three-member subcommittee of NASD's Market Regulation Committee to review system outage determinations under NASD Rule 4300A(f) and excused withdrawal denials under NASD Rule 4619A. The rule change proposal became effective contemporaneous with the Commission's approval. On December 4, 2003, NASD filed for immediate effectiveness a proposed rule change to amend Rule 4613A(c) to clarify that NASD may suspend quotations in the ADF displayed by any market participant, including an ECN, that are no longer reasonably related to the prevailing market. 
                    </P>
                    <P>
                        Additionally, NASD filed with the Commission three other rule change proposals. On March 12, 2004, the Commission approved SR-NASD-2003-175, a proposal to repeal Rule 4613A(e)(1), which 
                        <PRTPAGE/>
                        required members that display priced quotations for a Nasdaq security in two or more market centers to display the same priced quotations for that security in each market center. On August 18, 2004, the Commission approved SR-NASD-2004-002, a proposed rule change to amend NASD Rule 4300A to require an ADF Market Participant to provide advance written notice to NASD's ADF Market Operations before denying electronic access to its ADF quote to any NASD member in the limited circumstances where a broker-dealer fails to pay contractually obligated costs for access to the Market Participant's quotations. On March 10, 2005, the Commission approved SR-NASD-2004-159, a proposed rule change to establish Rule 4400A, which gives NASD authority to receive and review complaints against ADF Market Participants that allege denial of direct or indirect access pursuant to NASD Rule 4300A.
                    </P>
                </FTNT>
                <PRTPAGE P="25272"/>
                <P>The ADF ultimately should provide market participants the ability to quote and trade Nasdaq and exchange-listed securities. The current ADF pilot program, however, permits operation of the ADF with respect to Nasdaq securities only. This is because several regulatory issues relating to the trading of exchange-listed securities on the ADF have not been resolved. </P>
                <P>The ADF has been operating successfully during the pilot period. In the SuperMontage approval order, the Commission stated that the ADF met the conditions set forth in that order to provide an alternative quotation collection, trade comparison, and trade reporting facility. NASD believes that ADF has since continued to honor those conditions. Meanwhile, certain issues related to trading exchange-listed securities—and by extension, approval of the operation of ADF on a permanent basis—remain unresolved. Accordingly, NASD believes it is appropriate to extend the pilot period for ADF trading in Nasdaq securities for the shorter of nine months or until approval of the ADF on a permanent basis. </P>
                <P>The proposed rule change will become effective upon filing, will be implemented at the close of business on April 26, 2006, and will expire on January 26, 2007. </P>
                <HD SOURCE="HD3">2. Statutory Basis </HD>
                <P>
                    NASD believes that the proposed rule change is consistent with the provisions of Section 15A(b)(6) of the Act,
                    <SU>13</SU>
                    <FTREF/>
                     which requires, among other things, that NASD rules must be designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination among persons engaged in regulating, clearing, settling, processing information and facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest. In addition, NASD believes that the proposed rule change is consistent with Section 15A(b)(6) of the Act because it does not permit unfair discrimination between customers, issuers, brokers, or dealers, fix minimum profits, impose any schedule or fix rates of commissions, allowances, discounts, or other fees to be charged by members, or regulate matters not related to the purposes of the Act or the administration of NASD. 
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         15 U.S.C. 78
                        <E T="03">o</E>
                        -3(b)(6).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition </HD>
                <P>NASD does not believe that the proposed rule change will result in any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. </P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others </HD>
                <P>Written comments were neither solicited nor received. </P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action </HD>
                <P>
                    Because the forgoing rule change does not: (1) Significantly affect the protection of investors or the public interest; (2) impose any significant burden on competition; and (3) become operative for 30 days after the date of this filing, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>14</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder.
                    <SU>15</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         17 CFR 240.19b-4(f)(6).
                    </P>
                </FTNT>
                <P>
                    A proposed rule change filed under 19b-4(f)(6) normally may not become operative prior to 30 days after the date of filing.
                    <SU>16</SU>
                    <FTREF/>
                     However, Rule 19b-4(f)(6)(iii) 
                    <SU>17</SU>
                    <FTREF/>
                     permits the Commission to designate a shorter time if such action is consistent with the protection of investors and the public interest.
                    <SU>18</SU>
                    <FTREF/>
                     NASD has requested that the Commission waive the 30-day pre-operative delay, and the Commission hereby grants that request.
                    <SU>19</SU>
                    <FTREF/>
                     The Commission believes that waiving the 30-day pre-operative delay is consistent with the protection of investors and in the public interest. This action will prevent the benefits provided by the current ADF pilot program from lapsing. 
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         17 CFR 240.19b-4(f)(6)(iii). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         
                        <E T="03">Id</E>
                        . 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         In addition, Rule 19b-4(f)(6)(iii) requires that a self-regulatory organization submit to the Commission written notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Commission has decided to waive the five-day pre-filing notice requirement. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         For the purposes only of waiving the 30-day pre-operative delay, the Commission has considered the proposed rule's impact on efficiency, competition, and capital formation. 
                        <E T="03">See</E>
                         15 U.S.C. 78c(f). 
                    </P>
                </FTNT>
                <P>At any time within 60 days of the filing of the proposed rule change, the Commission may summarily abrogate such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the Act. </P>
                <HD SOURCE="HD1">IV. Solicitation of Comments </HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: </P>
                <HD SOURCE="HD2">Electronic Comments </HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or 
                </P>
                <P>
                    • Send an e-mail to 
                    <E T="03">rule-comments@sec.gov</E>
                    . Please include File No. SR-NASD-2006-050 on the subject line. 
                </P>
                <HD SOURCE="HD2">Paper Comments </HD>
                <P>• Send paper comments in triplicate to Nancy M. Morris, Secretary, Securities and Exchange Commission, Station Place, 100 F Street, NE., Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to File No. SR-NASD-2006-050. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for inspection and copying in the Commission's Public Reference Room. Copies of such filing will also be available for inspection and copying at the principal office of NASD. All comments received will be posted 
                    <PRTPAGE P="25273"/>
                    without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File No. SR-NASD-2006-050 and should be submitted on or before May 19, 2006. 
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Market Regulation, pursuant to delegated authority.
                        <SU>20</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>20</SU>
                             17 CFR 200.30-3(a)(12). 
                        </P>
                    </FTNT>
                    <NAME>Nancy M. Morris, </NAME>
                    <TITLE>Secretary. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6375 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 8010-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION </AGENCY>
                <DEPDOC>[Release No. 34-53696; File No. SR-NASD-2006-047] </DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NASD Rule 4500 Series To Describe an Application of Nasdaq's Authority To Waive Fees and To Make Certain Technical Changes </SUBJECT>
                <DATE>April 21, 2006. </DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on April 4, 2006, the National Association of Securities Dealers, Inc. (“NASD”), through its subsidiary, The Nasdaq Stock Market, Inc. (“Nasdaq”), filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by Nasdaq. Nasdaq has designated the proposed rule change as “constituting a stated policy, practice, or interpretation with respect to the meaning, administration, or enforcement of an existing rule” under Section 19(b)(3)(A)(i) of the Act 
                    <SU>3</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(1) thereunder,
                    <SU>4</SU>
                    <FTREF/>
                     which renders the proposal effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         15 U.S.C. 78s(b)(3)(A)(i). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         17 CFR 240.19b-4(f)(1). 
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change </HD>
                <P>Nasdaq proposes to modify the NASD Rule 4500 series to describe an application of Nasdaq's authority to waive fees and to make certain technical corrections. Nasdaq will implement the proposed rule change immediately. </P>
                <P>
                    The text of the proposed rule change is available at NASD, at the Commission, and at NASD's Web site (
                    <E T="03">http://www.nasdaq.com/about/RuleFilingsListings/ Filings_Listing.stm</E>
                    ). 
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <P>In its filing with the Commission, Nasdaq included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. Nasdaq has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. </P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <HD SOURCE="HD3">1. Purpose </HD>
                <P>
                    In January 2005, the Commission approved a proposed rule change by Nasdaq to eliminate the entry and application fees under NASD Rules 4510(a) and 4520(a) for companies listed on a national securities exchange (an “exchange”) that transfer their listing to the Nasdaq National Market or the Nasdaq Capital Market.
                    <SU>5</SU>
                    <FTREF/>
                     This filing was based on Nasdaq's belief that assessing initial listing fees against issuers that have already paid fees to list on another market imposes a burden on the competition between exchange markets and markets other than exchange markets, a competition that is one of the central goals of the national market system.
                    <SU>6</SU>
                    <FTREF/>
                     In approving that proposed rule change, the Commission stated its belief that such a program “may ultimately benefit issuers and investors because competition among listing markets has the potential to enhance the quality of services that listing markets provide.
                    <SU>7</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Securities Exchange Act Release No. 51004 (January 10, 2005), 70 FR 2917 (January 18, 2005) (SR-NASD-2004-140). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         15 U.S.C. 78k-1. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         See footnote 5, 
                        <E T="03">supra</E>
                        . 
                    </P>
                </FTNT>
                <P>Based on recent experience with companies considering switching from other markets, Nasdaq has determined that companies are also reluctant to switch markets during the beginning and middle of the year, because they will have already paid a non-refundable annual listing fee to another market. As a result, Nasdaq proposes to allow issuers a credit in the pro-rated amount of any annual listing fees paid to the other exchange, for the period of time after the transfer. This credit will be used to offset the annual fee otherwise payable to Nasdaq for that period under NASD Rule 4510(c), 4510(d), or 4520(c), and cannot exceed that fee. </P>
                <P>In light of a switching issuer's prior payment to another market, Nasdaq believes that providing such a credit to switching issuers is entirely consistent with an equitable allocation of listing fees. Further, Nasdaq notes that it does not expect the financial impact of this proposed rule change to be material to Nasdaq, as issuers will only receive a one year credit and, even with the proposed rule change in place, a change in listing venue is a major step for an issuer, and therefore Nasdaq does not expect that the number of switching issuers in a given time frame will be sufficient to have a material effect on Nasdaq's financial resources or commitment to its regulatory oversight of the listing process or its regulatory programs. Further, Nasdaq anticipates that it will make up any short-term costs through the long-term receipt of applicable listing fees. </P>
                <P>
                    In addition, Nasdaq proposes to codify that a credit is available to an issuer that previously paid a dual listing annual fee and determines to cease its dual listing and remain listed on Nasdaq. As in the case of a company transferring between the Nasdaq National Market and the Nasdaq Capital Market,
                    <SU>8</SU>
                    <FTREF/>
                     such an issuer will be allowed a credit against the annual fee otherwise due in the year of the transfer for the portion of the dual list annual fee attributable to the period of time following the transfer. 
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         NASD Rules 4510(c)(3), 4510(d)(6), and 4520(c)(5). 
                    </P>
                </FTNT>
                <P>While NASD Rules 4e510(c)(2), 4510(d)(3), and 4520(c)(3) provide Nasdaq with the discretion to waive all or part of the annual listing fees, Nasdaq has determined to codify the existence of these credits given their applicability to any issuer switching from an exchange or terminating a dual listing. </P>
                <P>
                    Nasdaq also proposes to modify the text of NASD Rules 4510(c)(5) and 4520(c)(8) to clarify that the annual fee for an ADR or closed-end fund that is dually listed on the Nasdaq National Market, and a closed-end fund that is 
                    <PRTPAGE P="25274"/>
                    dually listed on the Nasdaq Capital Market, is $15,000, the same as for any other dually listed security. 
                </P>
                <P>Finally, Nasdaq proposes to make technical corrections to more clearly describe the termination of a dual listing, correct an error in the numbering of the subparagraphs of NASD Rule 4520(a), correct a reference in NASD Rule 4520(c)(8), and to delete IM-4500-2 and IM-4500-3, which no longer have any applicability. </P>
                <HD SOURCE="HD3">2. Statutory Basis </HD>
                <P>
                    Nasdaq believes that the proposed rule change is consistent with the provisions of Section 15A of the Act,
                    <SU>9</SU>
                    <FTREF/>
                     in general, and with Sections 15A(b)(5) and (6) of the Act,
                    <SU>10</SU>
                    <FTREF/>
                     in particular, in that it is designed to provide an equitable allocation of reasonable dues, fees, and charges among members and issuers and other persons using any facility or system which NASD operates or controls, and to remove impediments to and perfect the mechanism of a free and open market and a national market system. The proposed rule change will assure that an issuer is not required to pay duplicative fees to multiple markets, thereby removing an impediment to issuers transferring from another market to Nasdaq. 
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         15 U.S.C. 78
                        <E T="03">o</E>
                        -3. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         15 U.S.C. 78
                        <E T="03">o</E>
                        -3(b)(5) and (6). 
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition </HD>
                <P>Nasdaq does not believe that the proposed rule change will result in any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act, as amended. </P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others </HD>
                <P>Written comments were neither solicited nor received. </P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action </HD>
                <P>
                    The proposed rule change has become effective pursuant to Section 19(b)(3)(A)(i) of the Act 
                    <SU>11</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(1) thereunder,
                    <SU>12</SU>
                    <FTREF/>
                     in that the proposed rule change constitutes a stated policy, practice, or interpretation with respect to the meaning, administration, or enforcement of an existing rule of NASD. At any time within 60 days of the filing of the proposed rule change, the Commission may summarily abrogate such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. 
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         15 U.S.C. 78s(b)(3)(A)(i). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         17 CFR 240.19b-4(f)(1). 
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments </HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: </P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or 
                </P>
                <P>
                    • Send an e-mail to 
                    <E T="03">rule-comments@sec.gov</E>
                    . Please include File Number SR-NASD-2006-047 on the subject line. 
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Nancy M. Morris, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090. </P>
                <FP>
                    All submissions should refer to File Number SR-NASD-2006-047. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for inspection and copying in the Commission's Public Reference Room. Copies of such filing also will be available for inspection and copying at the principal office of NASD. 
                </FP>
                <P>All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-NASD-2006-047 and should be submitted on or before May 19, 2006. </P>
                <SIG>
                    <P>
                        For the Commission, by the Division of Market Regulation, pursuant to delegated authority.
                        <SU>13</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>13</SU>
                             17 CFR 200.30-3(a)(12). 
                        </P>
                    </FTNT>
                    <NAME>Nancy M. Morris, </NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6410 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 8010-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-53703; File No. SR-NYSEArca-2006-09]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Equities Inc. Rule 5.1(c)</SUBJECT>
                <DATE>April 21, 2006.</DATE>
                <P>
                    Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on April 13, 2006, NYSE Arca, Inc. (“NYSE Arca” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Exchange filed the proposal pursuant to section 19(b)(3)(A) of the Act 
                    <SU>3</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder,
                    <SU>4</SU>
                    <FTREF/>
                     which renders the proposal effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         17 CFR 240.19b-4(f)(6).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>NYSE Arca, through its wholly owned subsidiary NYSE Arca Equities, Inc. (“NYSE Arca Equities”), is proposing, for the reasons and time period set forth in this proposal, that an independent accounting firm not prepare a report—for submission to the Commission—on Archipelago Holdings, Inc.'s (“Archipelago Holdings”) compliance with the applicable NYSE Arca Equities’ listing standards, as required by NYSE Arca Equities Rule 5.1(c).</P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>
                    In its filing with the Commission, the Exchange included statements 
                    <PRTPAGE P="25275"/>
                    concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The NYSE Arca has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.
                </P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    NYSE Arca Equities Rule 5.1(c) requires, among other things, that if a security of an affiliate of NYSE Arca Equities or any entity that operates and/or owns a trading system or facility of NYSE Arca is listed pursuant to the rules of NYSE Arca Equities, then, once a year, an independent accounting firm shall review the listing standards for the subject security to ensure that the issuer is in compliance with NYSE Arca's Equities' listing requirements, and a copy of the report shall be forwarded promptly to the Commission (“Annual Report”).
                    <SU>5</SU>
                    <FTREF/>
                     In August 2004, Archipelago Holdings” common stock was listed on NYSE Arca pursuant to the rules of NYSE Arca Equities. Because Archipelago Holdings owns and operates NYSE Arca Marketplace (formerly known as the Archipelago Exchange), a facility of NYSE Arca (formerly known as the Pacific Exchange), it was subject to the requirements of Rule 5.1(c), including the Annual Report.
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         NYSE Arca Equities Rule 5.1(c) also requires that NYSE Arca Equities submit a monthly report to the Commission that describes its monitoring, among other things, of (i) trading in listed securities subject to this rule, and (ii) compliance by such listings with applicable listing standards. NYSE Arca Equities submitted such reports related to the listing of Archipelago Holdings on a timely basis for each month that Archipelago Holdings was listed and subject to this rule, including the report for March 2006, which was submitted on April 10, 2006.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 50171 (August 9, 2004), 69 FR 50427 (August 16, 2004) (order approving NYSEArca Equities Rule 5.1(c)) (“Approval Order”).
                    </P>
                </FTNT>
                <P>On March 7, 2006, as a result of the merger between Archipelago Holdings and the New York Stock Exchange Inc., which was completed that day, Archipelago Holdings' common stock was delisted from NYSE Arca. Accordingly, for the following reasons, NYSE Arca, by this filing, is proposing that the Annual Report related to Archipelago Holdings' listing on NYSE Arca for the period August 2004 through March 2006 not be completed:</P>
                <P>
                    1. The Annual Report would relate to an entity (Archipelago Holdings) that is no longer publicly traded or listed on NYSE Arca, and as such, policy considerations that underlie the requirement in NYSE Arca Equities Rule 5.1(c) for an Annual Report as set forth in the Commission's Approval Order—that it would provide additional assurance that all listed securities comply with listing standards and help serve to minimize or eliminate potential conflicts of interest that may exist as a result of the listing on NYSE Arca of the security of an affiliate of NYSE Arca Equities or an entity that operates and/or owns a trading system or facility of the Exchange 
                    <SU>7</SU>
                    <FTREF/>
                    —are no longer applicable; 
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         A discussion of these conflicts is contained in the Approval Order.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         Telephone conversation between A. David Strandberg III, Director, NYSE Arca Equities, and Heather A. Seidel, Senior Special Counsel, Commission, Division of Market Regulation (“Division”), on April 21, 2006.
                    </P>
                </FTNT>
                <P>2. NYSE Arca Equities otherwise fully complied with its Rule 5.1(c) during this time period, including the preparation and submission to the Commission of the monthly reports also required by Rule 5.1(c); and </P>
                <P>3. The costs and burden related to preparation of the Annual Report would be substantial in relation to any benefits. </P>
                <P>Notwithstanding this filing, NYSE Arca Equities Rule 5.1(c) remains in full force and effect, and is not revised in any way by this filing. </P>
                <HD SOURCE="HD3">2. Statutory Basis </HD>
                <P>
                    The Exchange believes that the proposed rule change is consistent with section 6(b) of the Act 
                    <SU>9</SU>
                    <FTREF/>
                     in general and furthers the objectives of section 6(b)(5) 
                    <SU>10</SU>
                    <FTREF/>
                     in particular, in that the policy and practical considerations underlying NYSE Arca Equities Rule 5.1(c) are no longer applicable, that NYSE Arca Equities otherwise complied with Rule 5.1(c), and the costs and burden related to compliance would be substantial in relation to any benefits.
                    <SU>11</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         15 U.S.C. 78f(b). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         15 U.S.C. 78f(b)(5). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         At the request of the Exchange, the Commission staff amended the statutory basis section to make it consistent with the Form 19b-4 as filed by the Exchange. Telephone conversation between A. David Strandberg III, Director, NYSE Arca Equities, and Natasha Cowen, Attorney, Commission, Division, on April 19, 2006 (“April 19 Telephone Conversation”). 
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition </HD>
                <P>The Exchange does not believe that the proposal will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. </P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others </HD>
                <P>Written comments on the proposed rule change were neither solicited nor received. </P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action </HD>
                <P>Because the foregoing proposed rule change does not: </P>
                <P>(i) Significantly affect the protection of investors or the public interest; </P>
                <P>(ii) Impose any significant burden on competition; and </P>
                <P>
                    (iii) Become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate if consistent with the protection of investors and the public interest, it has become effective pursuant to section 19(b)(3)(A) of the Act 
                    <SU>12</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder.
                    <SU>13</SU>
                    <FTREF/>
                     As required under Rule 19b-4(f)(6)(iii) under the Act,
                    <SU>14</SU>
                    <FTREF/>
                     the Exchange provided the Commission with written notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of the filing of the proposed rule change. 
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         15 U.S.C. 78s(b)(3)(A). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         17 CFR 240.19b-4(f)(6). April 19 Telephone Conversation. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         17 CFR 240.19b-4(f)(6)(iii). 
                    </P>
                </FTNT>
                <P>At any time within 60 days of the filing of the proposed rule change, the Commission may summarily abrogate such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. </P>
                <HD SOURCE="HD1">IV. Solicitation of Comments </HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: </P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or 
                </P>
                <P>
                    • Send an e-mail to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include File Number SR-NYSEArca-2006-09 on the subject line. 
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>
                    • Send paper comments in triplicate to Nancy M. Morris, Secretary, 
                    <PRTPAGE P="25276"/>
                    Securities and Exchange Commission, Station Place, 100 F Street, NE., Washington, DC 20549-1090. 
                </P>
                <FP>
                    All submissions should refer to File Number SR-NYSEArca-2006-09. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for inspection and copying in the Commission's Public Reference Room. Copies of such filing also will be available for inspection and copying at the principal offices of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-NYSEArca-2006-09 and should be submitted on or before May 19, 2006. 
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Market Regulation, pursuant to delegated authority.
                        <SU>15</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>15</SU>
                             17 CFR 200.30-3(a)(12). 
                        </P>
                    </FTNT>
                    <NAME>Nancy M. Morris, </NAME>
                    <TITLE>Secretary. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E6-6414 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 8010-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION </AGENCY>
                <DEPDOC>[Release No. 34-53690; File No. SR-PCX-2005-122] </DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration </SUBJECT>
                <DATE>April 20, 2006. </DATE>
                <HD SOURCE="HD1">I. Introduction </HD>
                <P>
                    On October 24, 2005, the Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.) (“Exchange”) filed with the Securities and Exchange Commission (“SEC” or “Commission”), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     a proposed rule change to amend Exchange delisting rules to conform to recent amendments to Commission rules regarding removal from listing and withdrawal from registration.
                    <SU>3</SU>
                    <FTREF/>
                     On January 6, 2006, the Exchange filed Amendment No. 1 to the proposed rule change.
                    <SU>4</SU>
                    <FTREF/>
                     The proposed rule change, as amended by Amendment No. 1, was published for comment in the 
                    <E T="04">Federal Register</E>
                     on March 23, 2006.
                    <SU>5</SU>
                    <FTREF/>
                     On March 21, 2006, the Exchange filed Amendment No. 2 to the proposed rule change.
                    <SU>6</SU>
                    <FTREF/>
                     No comments were received regarding the proposal. This order approves the proposed rule change, as amended, on an accelerated basis, publishes notice of Amendment No. 2 to the proposed rule change, and grants accelerated approval to Amendment No. 2. 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         On March 6, 2006, the Exchange filed with the Commission a proposed rule change, which was effective upon filing, to change the name of the Exchange, as well as several other related entities, to reflect the recent acquisition of the Pacific Exchange, Inc. by Archipelago Holdings, Inc. (“Archipelago”) and the merger of NYSE with Archipelago. 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 53615 (April 7, 2006), 71 FR 19226 (April 13, 2006) (File No. SR-PCX-2006-24). All references herein have been changed to reflect the aforementioned rule change. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         In Amendment No. 1, the Exchange made changes to its rule text to clarify that the delisting procedures set forth therein apply to instances where the Exchange is considering delisting for reasons other than those set forth in amended Rule 12d2-2(a) under the Act. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 53497 (March 16, 2006), 71 FR 14763. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         In Amendment No. 2, the Exchange amended its rule text to clarify that an issuer that is below the continued listing policies and standards of the Exchange and seeks to voluntarily apply to withdraw a class of securities from listing must disclose that it is no longer eligible for continued listing in its statement of material facts relating to the reason for withdrawal from listing, its public press release, and its Web site notice. In addition, the Exchange revised its rule text to clarify that applications to voluntarily withdraw a class of securities from listing must be filed on Form 25 and that the previous rule text would be operative until April 23, 2006. 
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. Description of the Proposed Rule Change </HD>
                <P>
                    Section 12 of the Act 
                    <SU>7</SU>
                    <FTREF/>
                     and Rule 12d2-2 thereunder 
                    <SU>8</SU>
                    <FTREF/>
                     (“SEC Rule 12d2-2”) govern the process for the delisting and deregistration of securities listed on national securities exchanges. Recent amendments to SEC Rule 12d2-2 (“amended SEC Rule 12d2-2”) and other Commission rules require the electronic filing of revised Form 25 
                    <SU>9</SU>
                    <FTREF/>
                     on the Commission's Electronic Data Gathering, Analysis, and Retrieval (“EDGAR”) system by exchanges and issuers for all delistings, other than delistings of standardized options and securities futures, which are exempted.
                    <SU>10</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         15 U.S.C. 78
                        <E T="03">l</E>
                        . 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         17 CFR 240.12d2-2. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         17 CFR 249.25. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 52029 (July 14, 2005), 70 FR 42456 (July 22, 2005) (“SEC Rule 12d2-2 Approval Order”). 
                    </P>
                </FTNT>
                <P>In the case of exchange-initiated delistings, amended SEC Rule 12d2-2(b) states that a national securities exchange may file an application on Form 25 to strike a class of securities from listing and/or withdraw the registration of such securities, in accordance with its rules, if the rules of such exchange, at a minimum, provide for: </P>
                <P>(i) Notice to the issuer of the exchange's decision to delist its securities; </P>
                <P>(ii) An opportunity for appeal to the exchange's board of directors, or to a committee designated by the board; and </P>
                <P>(iii) Public notice of the national securities exchange's final determination to remove the security from listing and/or registration, by issuing a press release and posting notice on its Web site. Public notice must be disseminated no fewer than 10 days before the delisting becomes effective pursuant to amended SEC Rule 12d2-2(d)(1), and must remain posted on its Web site until the delisting is effective. </P>
                <P>
                    NYSE Arca Equities Rule 5.5(m) provides the applicable procedures when the Exchange considers removing securities from listing. The Exchange proposes to amend NYSE Arca Equities 
                    <PRTPAGE P="25277"/>
                    Rule 5.5(m) to comply with new requirements set forth in amended SEC Rule 12d2-2(b). The provisions set forth in current NYSE Arca Equities Rule 5.5(m), which provide for notification to the issuer in the event that the Exchange determines to delist the issuer's securities and the right to appeal the Exchange's determination, satisfy the minimum provisions set forth in amended SEC Rule 12d2-2(b)(1)(i)-(ii). The Exchange's rules do not currently provide for the mandated public notice, and accordingly, proposed NYSE Arca Equities Rule 5.5(m)(3) would require the Exchange to provide public notice, pursuant to amended SEC Rule 12d2-2(b)(iii). Specifically, the Exchange proposes to state that, in the event the Exchange makes a final decision to remove the security of an issuer from listing, the Exchange will take the following actions, no fewer than ten (10) days before the delisting becomes effective: (i) An application on Form 25 will be submitted by the Exchange to the Commission to strike the security from listing and registration in accordance with Rule 12d2-2; (ii) a copy of such application will be provided to the issuer in accordance with Rule 12d2-2; and (iii) public notice of the Exchange's final determination to delist the security will be made via a press release and posting on the Exchange's website until the delisting is effective. In connection with this proposed change, the Exchange also proposes to make reference to the above public notice procedures in the appeal procedures discussion in new NYSE Arca Equities Rule 5.5(m)(2)(f). In addition, the Exchange proposes to state in NYSE Arca Equities Rule 5.5(m)(1)(b) that the Exchange, after making its initial determination to delist a security, will notify the issuer in writing, if possible, rather than by telephone. 
                </P>
                <P>NYSE Arca Equities Rule 5.4(b) sets forth the Exchange procedures that apply when an issuer proposes to withdraw a security from listing on the Exchange. The Exchange proposes to amend NYSE Arca Equities Rule 5.4(b) to provide that the Exchange, upon receiving notification by an issuer of its intent to withdraw its securities from listing and registration, will post notice of such intent on the Exchange's Web site by the next business day and will continue to post the notice until the delisting becomes effective. These proposed changes reflect the requirements set forth in amended SEC Rule 12d2-2(c). The Exchange also proposes a new requirement that an issuer submit to the Exchange a copy of the Form 25 that it has filed with the Commission no later than the date of such filing. </P>
                <P>In addition, the Exchange proposes to amend NYSE Arca Equities Rule 5.4(b) to clarify that the issuer, when proposing to withdraw its securities from listing and registration, must submit to the Exchange a “letter from an authorized officer of the issuer providing the specific reasons cited by the board of directors of the issuer for the proposed withdrawal,” rather than a “statement setting forth in detail the reasons for the proposed withdrawal and the facts in support thereof.” </P>
                <P>
                    The Exchange also proposes to amend NYSE Arca Equities Rule 5.4(b) to state that an issuer seeking to voluntarily apply to withdraw a class of securities from listing on NYSE Arca that has received notice from NYSE Arca, pursuant to Rule 5.3, Rule 5.5 or otherwise, that it is below NYSE Arca's continued listing policies and standards, or that is aware that it is below such continued listing policies and standards notwithstanding that it has not received such notice from NYSE Arca, must disclose that it is no longer eligible for continued listing (identifying the specific continued listing policies and standards with which it does not comply) in: (i) Its statement of all material facts relating to the reasons for withdrawal from listing provided to NYSE Arca along with written notice of its determination to withdraw from listing required by amended SEC Rule 12d2-2(c)(2)(ii); and (ii) its public press release and Web site notice required by amended SEC Rule 12d2-2(c)(2)(iii).
                    <SU>11</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See</E>
                         Amendment No. 2, 
                        <E T="03">supra</E>
                         note 6. 
                    </P>
                </FTNT>
                <P>Finally, the Exchange has made changes in its rules to clarify that the Form 25 serves as the application to remove a security from listing and/or registration and to specify that the proposed changes will be effective as of April 24, 2006 as required by amended SEC Rule 12d2-2. </P>
                <HD SOURCE="HD1">III. Commission's Findings and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 </HD>
                <P>
                    The Commission finds that the proposed rule change, as amended, is consistent with the requirements of the Act and the rules and regulations thereunder applicable to a national securities exchange 
                    <SU>12</SU>
                    <FTREF/>
                     and, in particular, the requirements of section 6 of the Act.
                    <SU>13</SU>
                    <FTREF/>
                     Specifically, as discussed below, the Commission finds that the proposal, as amended, is consistent with section 6(b)(5) of the Act,
                    <SU>14</SU>
                    <FTREF/>
                     which requires, in part, that the rules of an exchange be designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in regulating, clearing, settling, and processing information with respect to, and facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest. Further, as noted in more detail below, the changes being adopted by the Exchange meet the requirements of amended SEC Rule 12d2-2. 
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         In approving this proposal, the Commission has considered the proposed rule's impact on efficiency, competition, and capital formation. 
                        <E T="03">See</E>
                         15 U.S.C. 78c(f). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         15 U.S.C. 78f. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         15 U.S.C. 78f(b)(5). 
                    </P>
                </FTNT>
                <HD SOURCE="HD2">A. Exchange Delisting </HD>
                <P>Amended SEC Rule 12d2-2(b) states that a national securities exchange may file an application on Form 25 to strike a class of securities from listing and/or withdraw the registration of such securities, in accordance with its rules, if the rules of such exchange, at a minimum, provide for notice to the issuer of the exchange's decision to delist, opportunity for appeal, and public notice of the exchange's final determination to delist. The Commission believes that the Exchange's current rules and proposal comply with the dictates of amended SEC Rule 12d2-2(b). </P>
                <P>
                    The Exchange's rules currently provide the requisite issuer notice as well as an opportunity for appeal to the Board Appeals Committee, a committee appointed by the Board of Directors.
                    <SU>15</SU>
                    <FTREF/>
                     In addition, the proposed rule change will provide for public notice of the Exchange's final determination to remove the security from listing and/or registration. The Exchange also proposes to state in NYSE Arca Equities Rule 5.5(m)(1)(b) that the Exchange, after making its initial determination that a security should be delisted, will notify the issuer in writing, if possible, of the decision rather than by telephone. The Commission notes that this provision is a clarification of the Exchange's current practices. Overall, the proposed Exchange amendments should ensure that investors have adequate notice of an exchange delisting and is consistent with the protection of investors under section 6(b)(5) of the Act.
                    <SU>16</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">See</E>
                         NYSE Arca Equities Rule 5.5(m)(2)(c). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         15 U.S.C. 78f(b). 
                    </P>
                </FTNT>
                <PRTPAGE P="25278"/>
                <HD SOURCE="HD2">B. Issuer Voluntary Delisting </HD>
                <P>The Exchange proposes to set forth in its Exchange rules the general requirements of amended SEC Rule 12d2-2(c) regarding issuer voluntary delisting. Accordingly, the Exchange proposes to amend NYSE Arca Equities Rule 5.4(b) to provide that the Exchange, upon receiving notification by an issuer of its intent to withdraw its securities from listing and registration, will post notice of such intent on the Exchange's Web site by the next business day and will continue to post the notice until the delisting becomes effective. The Commission believes that the proposal will better inform issuers of the requirements for voluntary delisting of their securities under the Exchange's rules and Federal securities laws. </P>
                <P>The proposal also sets forth a new requirement not in amended SEC Rule 12d2-2 that would require the issuer to submit to the Exchange a copy of the Form 25 that the issuer has filed with the Commission no later than the date of such filing. The Commission believes that this requirement will allow the Exchange to be fully informed of the filing of a Form 25 and be prepared to take timely action to delist the security in accordance with the filing of the Form. </P>
                <P>In addition, the Exchange proposes to revise NYSE Arca Equities Rule 5.4(b) to require an issuer proposing to withdraw a security from listing to submit to the Exchange a letter from an authorized officer of the issuer providing the specific reasons cited by the board of directors of the issuer for the proposed withdrawal. The Commission believes that this requirement may help ensure that the decision to delist a security voluntarily has been well-considered by the issuer's board. </P>
                <P>
                    The Exchange also proposes to amend NYSE Arca Equities Rule 5.4(b) to state that an issuer seeking to voluntarily apply to withdraw a class of securities from listing on the Exchange that has received notice from the Exchange, pursuant to Rule 5.3, Rule 5.5 or otherwise, that it is below the Exchange's continued listing policies and standards, or that is aware that it is below such continued listing policies and standards notwithstanding that it has not received such notice from the Exchange, must disclose that it is no longer eligible for continued listing (identifying the specific continued listing policies and standards with which it does not comply) in: (i) Its statement of all material facts relating to the reasons for withdrawal from listing provided to the Exchange along with written notice of its determination to withdraw from listing required by amended SEC Rule 12d2-2(c)(2)(ii); and (ii) its public press release and Web site notice required by amended SEC Rule 12d2-2(c)(2)(iii).
                    <SU>17</SU>
                    <FTREF/>
                     The Commission believes that this requirement will allow shareholders to be informed and aware that the issuer has failed to meet Exchange listing standards and is voluntarily delisting with the consent of the Exchange. Issuers will therefore not be permitted to delist voluntarily without public disclosure of their noncompliance with Exchange listing standards. 
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         
                        <E T="03">See</E>
                         Amendment No. 2, 
                        <E T="03">supra</E>
                         note 6. 
                    </P>
                </FTNT>
                <HD SOURCE="HD2">C. Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 </HD>
                <P>
                    Pursuant to section 19(b)(2) of the Act,
                    <SU>18</SU>
                    <FTREF/>
                     the Commission may not approve any proposed rule change, or amendment thereto, prior to the 30th day after the date of publication of notice of the filing thereof, unless the Commission finds good cause for so doing and publishes its reasons for so finding. The Commission hereby finds good cause for approving the proposed rule change, as amended, prior to the 30th day after publishing notice of the proposed rule change and Amendment Nos. 1 and 2 in the 
                    <E T="04">Federal Register</E>
                    . In the SEC Rule 12d2-2 Approval Order, the Commission stated that the compliance date of the amendments is April 24, 2006.
                    <SU>19</SU>
                    <FTREF/>
                     In addition, no comments were received on the proposal, as originally published.
                    <SU>20</SU>
                    <FTREF/>
                     Accelerated approval of the proposal, as amended, would enable the Exchange's amended rules to become operative by the compliance date set forth by the Commission. 
                </P>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         15 U.S.C. 78s(b)(2). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">See</E>
                         SEC Rule 12d2-2 Approval Order, 
                        <E T="03">supra</E>
                         note 10.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See</E>
                         note 5, 
                        <E T="03">supra</E>
                        .
                    </P>
                </FTNT>
                <P>
                    The Commission further finds good cause for approving Amendment No. 2 to the proposal, prior to the 30th day after publishing notice in the 
                    <E T="04">Federal Register</E>
                    . In Amendment No. 2, the Exchange amended its rule text to clarify that an issuer seeking to voluntarily delist that has received notice from the Exchange that it is below continued listing policies and standards, or that is aware that it is below such continued listing policies and standards notwithstanding that it has not received such notice from the Exchange, must disclose its status. As previously discussed, the revisions made to the proposal in Amendment No. 2 will allow shareholders to be informed and aware that the issuer has failed to meet Exchange listing standards and is voluntarily delisting with the consent of the Exchange. The Commission believes that granting accelerated approval of Amendment No. 2 will permit the Exchange to implement this new provision as expeditiously as possible, to the benefit of investors. In addition, the Commission believes that these revisions do not raise new regulatory issues. 
                </P>
                <P>
                    Accordingly, pursuant to section 19(b)(2) of the Act,
                    <SU>21</SU>
                    <FTREF/>
                     the Commission finds good cause to approve the proposed rule change, as amended, prior to the thirtieth day after notice of the proposed rule change and Amendment Nos. 1 and 2 are published in the 
                    <E T="04">Federal Register</E>
                    . 
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">Id</E>
                        .
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments </HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning Amendment No. 2, including whether Amendment No. 2 is consistent with the Act. Comments may be submitted by any of the following methods: </P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or 
                </P>
                <P>
                    • Send an e-mail to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include File Number SR-PCX-2005-122 on the subject line. 
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Nancy M. Morris, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090. </P>
                <FP>
                    All submissions should refer to File Number SR-PCX-2005-122. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be 
                    <PRTPAGE P="25279"/>
                    available for inspection and copying in the Commission's Public Reference Room. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-PCX-2005-122 and should be submitted on or before May 19, 2006. 
                </FP>
                <HD SOURCE="HD1">V. Conclusion </HD>
                <P>
                    <E T="03">It is therefore ordered,</E>
                     pursuant to section 19(b)(2) of the Act,
                    <SU>22</SU>
                    <FTREF/>
                     that the proposed rule change (File No. SR-PCX-2005-122), as amended by Amendment Nos. 1 and 2, is approved on an accelerated basis. 
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         15 U.S.C. 78s(b)(2). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         17 CFR 200.30-3(a)(12). 
                    </P>
                </FTNT>
                <SIG>
                    <P>
                        For the Commission, by the Division of Market Regulation, pursuant to delegated authority.
                        <SU>23</SU>
                    </P>
                    <NAME>Nancy M. Morris, </NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E6-6413 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 8010-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">TENNESSEE VALLEY AUTHORITY</AGENCY>
                <SUBJECT>Meeting of the Regional Resource Stewardship Council</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Tennessee Valley Authority (TVA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>TVA will convene a meeting of the Regional Resource Stewardship Council (Regional Council) to obtain views and advice on the topic of TVA's stewardship program infrastructure and emergency preparedness and coordination programs. Under the TV Act, TVA is charged with the proper use and conservation of natural resources for the purpose of fostering the orderly and proper physical, economic and social development of the Tennessee Valley region. The Regional Council was established to advise TVA on its natural resource stewardship activities. Notice of this meeting is given under the Federal Advisory Committee Act, 5 U.S.C. App. 2, (FACA).</P>
                    <P>The meeting agenda includes the following:</P>
                    <P>(1) Update on TVA Board governance.</P>
                    <P>(2) TVA Stewardship infrastructure.</P>
                    <P>30 TVA emergency preparedness and external coordination.</P>
                    <P>(3) Current issues, including Bear Creek Dam.</P>
                    <P>(4) Public comments.</P>
                    <P>(5) Council discussion and advice.</P>
                    <P>The Regional Council will hear opinions and views of citizens by providing a public comment session. The public comment session will be held from 9:30 a.m. to 10:30 a.m. EDT on Thursday, May 11, 2006. Citizens who wish to express views and opinions on the topic of TVA's recreation strategy may do so during the Public Comment portion of the agenda. Public Comments participation is available on a Comment portion of the agenda. Public Comments participation is available on a first-come, first-served basis. Speakers addressing the Regional Council are requested to limit their remarks to no more than 5 minutes. Persons wishing to speak are requested to register at the door and are then called on by the Regional Council Chair during the public comment period. Handout materials should be limited to one printed page. Written comments are also invited and may be mailed to the Regional Resource Stewardship Council, Tennessee Valley Authority, 400 West Summit Hill Drive, WT 11A, Knoxville, Tennessee 37902.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting will be held on Wednesday, May 10, 2006, from 8 a.m. to 4 p.m. and on Thursday, May 11, 2006, from 8 a.m. to 12:15 p.m. Eastern daylight Time.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The meeting will be held in the auditorium at the Tennessee Valley Authority headquarters, 400 West Summit Hill Drive, Knoxville, Tennessee 37902, and will be open to the public. Anyone needing special access or accommodations should let the contact below know at least a week in advance.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Sandra L. Hill, 400 West Summit Hill Drive, WT 11A, Knoxville, Tennessee 37902, (865) 632-2333.</P>
                    <SIG>
                        <DATED>Dated: April 17, 2006.</DATED>
                        <NAME>Kathryn J. Jackson,</NAME>
                        <TITLE>Executive Vice President, River System Operations &amp; Environment, Tennessee Valley Authority.</TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC>[FR Doc. 06-4020 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8120-08-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <DEPDOC>[Docket No. FAA-2004-19058; FAA Order 5050.4B]</DEPDOC>
                <SUBJECT>National Environmental Policy Act (NEPA) Implementing Instructions for Airport Actions</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration, DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of availability of Order 5050.4B and its preamble. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Federal Aviation Administration's Office of Airports (ARP) has updated and revised its instructions for implementing the National Environmental Policy Act (NEPA) for airport actions. ARP is replacing Order 5050.4A, 
                        <E T="03">Airport Environmental Handbook</E>
                         with the updated and revised instructions in Order 5050.4B, 
                        <E T="03">National Environmental Policy Act</E>
                         (NEPA) 
                        <E T="03">Implementing Instructions for Airport Actions.</E>
                         This Notice announces the availability of Order 5050.4B and its Preamble. The documents are available at ARP's Web site 
                        <E T="03">http://www.faa.gov/airports_airtraffic/airports.</E>
                    </P>
                    <P>
                        Although APR is presenting the Preamble on its Web site, it is not including the text of that document in this Notice. ARP expects to publish the text in the 
                        <E T="04">Federal Register</E>
                         within the next 10 days. This delay is due to publication procedures associated with the extensively detailed Preamble.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Effective Date:</E>
                         Order 5050.4B is effective on April 28, 2006.
                    </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Mr. Ed Melisky, FAA Office of Airports, Environmental and Planning Division, FAA, 800  Independence Avenue, SW., Washington, DC 20591; telephone (202) 267-5869. His e-mail address is: 
                        <E T="03">edward.melisky@faa.gov.</E>
                    </P>
                    <P>
                        <E T="03">Distribution:</E>
                         ARP is distributing this Order to ARP personnel and other interested parties by electronic means only. As noted earlier, ARP is also distributing the Preamble electronically, but it will publish the text of that document in the 
                        <E T="04">Federal Register</E>
                        .
                    </P>
                    <P>
                        Anyone without access to the internet may obtain a compact disk (CD) containing the Order and Preamble. Please make that request to the Federal Aviation Administration, Office of Airport Planning and Programming (APP-1), 800 Independence Avenue, SW., Washington, DC, 20591. Those unable to use an electronic version of the Order, may obtain a photocopy of the Order by contacting FAA's rulemaking docket at: Federal Aviation Administration, Office of Chief Council, 
                        <PRTPAGE P="25280"/>
                        Attn: Rules Docket (AGC-200)—Docket No. FAA-2004-19058, 800 Independence Avenue, SW., Washington, DC, 20591. Those wanting hard copy versions of the Preamble may obtain them by visiting local libraries or other locations where the 
                        <E T="04">Federal Register</E>
                         is available.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    ARP published draft Order 5050.4B for public review and comment in the December 16, 2004, 
                    <E T="04">Federal Register</E>
                     (Vol. 69, No. 241, p. 75374). The final Order issued today includes changes that respond to many of the comments on the draft Order and other changes ARP deemed necessary since publishing the draft Order. Order 5050.4B supplements and is consistent with the agency-wide protocol that FAA issued in Order 1050.1E, 
                    <E T="03">Environmental Impacts, Policies and Procedures</E>
                     on June 8, 2004, (69 FR 33777) and FAA's recent update to that Order (Change 1 to Order 1050.1E, 71 FR 15249, March 27, 2006.).
                </P>
                <P>The following paragraphs summarize the most major changes presented in final order 5050.4B. The Preamble provides much more information on these and other changes.</P>
                <P>
                    a. ARP has deleted the summary of requirements and procedures under special purpose environmental laws, regulations, and executive orders outside NEPA (“special purpose laws”). To provide this information and how it relates to airport actions, ARP is preparing and will publish 
                    <E T="03">An Environmental Desk Reference for Airport Actions (Desk Reference).</E>
                     The 
                    <E T="03">Desk Reference</E>
                     will provide ARP staff and interested parties with information on those special purpose laws and further information on integrating those requirements with NEPA. Until ARP issues the 
                    <E T="03">Desk Reference</E>
                    , its personnel and other interested parties should use Appendix A of Order 1050.1E for guidance. Readers should note that Order 5050.4B, Table 7-1, retains information from paragraphs 47.e and 85.a-t of Order 5050.4A that ARP personnel and other practitioners have found helpful in determining impact intensity and the appropriate level of NEPA review.
                </P>
                <P>b. Paragraph 202.c of the final Order discusses various ALP approval options. Particularly, paragraph 202.c(4) notes the approving FAA official may not conditionally approve an ALP depicting a new airport, a new runway, or a major runway extension, when an EA or EIS is being prepared for any of these facilities and actions connected to them. Instead, the approving FAA official may unconditionally approve an ALP depicting those facilities and their connected actions only if FAA has issued a FONSI or ROD that is based on an EA or EIS, respectively, that addresses those airport actions.</P>
                <P>c. ARP has revised paragraph 513 in the draft Order (now paragraph 209 of the final Order). Paragraph 209 distinguishes between: (1) FAA grant funding for development of wildlife hazard management plans (WHMPs) and FAA approvals of those plans based on safety factors; and (2) subsequent FAA actions to support implementation of measures in FAA-approved WHMPs. Now, the instructions for FAA NEPA reviews associated with wildlife WHMPs are similar to the instructions for FAA NEPA reviews of airport noise compatibility plans (NCPs). Paragraph 303.b of draft Order 5050.4B noted that the issuance of an AIP grant for an NCP is categorically excluded under paragraph 307n of Order 1050.1E. Paragraph 209a of final Order 5050.4B clarifies that the grant to fund the development of a WHMP or the approval of that plan normally qualifies for categorical exclusion under Order 1050.1E paragraph 308e. Paragraph 209.b final Order 5050.4B states that airport layout plan approvals and/or approvals of grants for Federal funding to carry out measures in FAA-approved WHMPs: (1) May qualify for categorical exclusion; or (2) may require preparation of an environmental assessment or an environmental impact statement.</P>
                <P>d. Paragraphs 210 through 214 of final Order 5050.4B provide detailed policies and procedures for FAA's State Block Grant Program (SBGP). ARP presents this detailed guidance to fulfill a commitment FAA made in the Preamble to Order 1050.1E.</P>
                <P>e. Chapter 5 of final Order 5050.4B presents information to better integrate airport planning and the NEPA process. Overall, the chapter discusses key planning steps that help FAA and airport sponsors meet their responsibilities and that may help to streamline the planning and NEPA processes. This interdisciplinary coordination is not intended to be a substitute for the NEPA process. Instead, it will facilitate FAA's subsequent evaluation of an airport plan's environmental effects during the NEPA process.</P>
                <P>f. Chapter 7 of final Order 5050.4B includes information about environmental assessments (EAs) in one chapter. Paragraph 405 of the draft Order expanded the list of airport actions normally requiring EAs. ARP prepared that list to respond to a number of questions about a variety of actions that Order 5050.4A, paragraph 22 (Actions normally requiring an EA) did not address. Paragraphs 702.a-i of the final Order present the list of actions noted in paragraph 405 of draft Order 5050.4B. However, readers should note that ARP has added paragraph 702.j (“Other circumstances”) to the list in the final Order. That paragraph states the responsible FAA official should consider the need for an EA in circumstances not mentioned in paragraphs 702.a-i of final Order 5050.4B. This is particularly so when controversy exists because the proposed action involves a special purpose law.</P>
                <P>g. Chapter 9 of the final Order 5050.4B provides updated information on EISs. Paragraph 902.c encourages responsible FAA officials to consult with interested parties and involved FAA organizations to establish schedules for preparing EISs. The paragraph notes that FAA officials must establish EIS schedules when requested by the airport sponsor. However, practitioners should note even the most thoughtfully developed schedule is subject to events beyond FAA's control that may affect the projected schedule. Paragraph 904.b states that FAA will begin the EIS process as soon as possible after the airport sponsor presents FAA with a proposal. In determining if a proposal exists, FAA will consider whether sufficient airport planning data and information are available to meaningfully evaluate environmental effects of the proposal and its reasonable alternatives.</P>
                <P>h. Paragraph 1004 of final Order 5050.4B discusses limitations on FAA and airport sponsor activities during the EIS process. Paragraph 1004.a discusses limits on airport sponsor or FAA activities that would cause adverse effects or limit alternatives during the NEPA process. Paragraph 1004.c discusses FAA concerns about exceeding ARP's recommended “25% design limit.” However, ARP recognizes that an airport sponsor may need to develop plans or designs beyond that limit. Here, an airport sponsor may need more complete design plans to support an application for Federal, State, or local permits or assistance (40 CFR 1506.1(d)). In these cases, designs beyond the “25% design limit” may help to streamline the NEPA process by integrating other environmental review requirements and NEPA. They also may help to reduce paperwork (40 CFR 1500.4(k)) and eliminate duplicating State and local procedures (40 CFR 1500.4(n)).</P>
                <P>
                    i. Paragraph 1007.e(4)(b) of final Order 5050.4B provides the criteria the responsible FAA official must consider 
                    <PRTPAGE P="25281"/>
                    when determining the “prudence” of an alternative per 49 USC 47106.(c)(1)(B). This section requires the Secretary of Transportation to consider a “possible and prudent alternative” when considering a grant application for a project involving a new airport, a new runway, or a major runway extension having significant adverse effects. Although criteria in paragraph 1007.e(4)(b) apply to decisions for actions involving Section 4(f) resources, FAA is using the definition of “prudent” for major airport projects to aid its staff determine when an alternative is “prudent.” FAA worked with the Federal Highway Administration (FHWA) on the definition as presented in FHWA's March 2005 Section 4(f) guidance 
                    <SU>1</SU>
                    <FTREF/>
                     believes it is appropriate for FAA actions.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">http://environment.fhwa.gov/dot/projdev/4fpolicy.asp.</E>
                    </P>
                </FTNT>
                <P>
                    j. Paragraphs 708.g(4) and 1301.g recommend that responsible FAA officials use an Environmental Management System (EMS) to ensure the agency and the airport sponsor complete required mitigation. This effort promotes the instructions in Executive Order 13148, 
                    <E T="03">Greening the Government Through Leadership in Environmental Management.</E>
                </P>
                <P>
                    k. Chapter 15 provides information on streamlining the EIS process for certain airport projects to address requirements in 
                    <E T="03">Vision 100—The Century of Aviation Reauthorization Act (Vision 100)</E>
                    . Among other things, Vision 100 requires streamlining the environmental process for airport capacity projects at congested airports. These are airports that account for at least 1% of all delayed aircraft operations in the Nation. Vision 100 also applies to airport safety and airport security projects throughout the Nation, regardless of their congestion levels.
                </P>
                <P>
                    l. ARP has deleted paragraph 407 in the draft Order addressing cumulative impacts. More extensive information on cumulative impacts now appears in paragraph 1007.i of the final Order. ARP will provide more detail on this topic in the 
                    <E T="03">Desk Reference</E>
                    .
                </P>
                <P>
                    m. ARP has also deleted an example of a “third party” Memorandum of Understanding and the “short-form” environmental assessment that were included as Appendices 2 and 3 of draft Order 5050.4B. ARP will place these examples and other information that ARP has found helpful in the 
                    <E T="03">Desk Reference</E>
                    .
                </P>
                <SIG>
                    <DATED>Dated: April 25, 2006.</DATED>
                    <NAME>Dennis E. Roberts,</NAME>
                    <TITLE>Director, Office of Airport Planning and Programming, APP-1.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 06-4036  Filed 4-25-06; 4:26 pm]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF THE TREASURY </AGENCY>
                <SUBAGY>Office of Thrift Supervision </SUBAGY>
                <SUBJECT>Proposed Agency Information Collection Activities; Comment Request—Fiduciary Powers of Federal Savings Associations </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Thrift Supervision (OTS), Treasury. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comment. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of the Treasury, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to comment on proposed and continuing information collections, as required by the Paperwork Reduction Act of 1995, 44 U.S.C. 3507. The Office of Thrift Supervision within the Department of the Treasury will submit the proposed information collection requirement described below to the Office of Management and Budget (OMB) for review, as required by the Paperwork Reduction Act. Today, OTS is soliciting public comments on its proposal to revise this information collection. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Submit written comments on or before June 27, 2006. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Send comments, referring to the collection by title of the proposal or by OMB approval number, to Information Collection Comments, Chief Counsel's Office, Office of Thrift Supervision, 1700 G Street, NW., Washington, DC 20552; send a facsimile transmission to (202) 906-6518; or send an e-mail to 
                        <E T="03">infocollection.comments@ots.treas.gov</E>
                        . OTS will post comments and the related index on the OTS Internet Site at 
                        <E T="03">www.ots.treas.gov</E>
                        . In addition, interested persons may inspect comments at the Public Reading Room, 1700 G Street, NW., by appointment. To make an appointment, call (202) 906-5922, send an e-mail to public.info@ots.treas.gov, or send a facsimile transmission to (202) 906-7755. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        You can request additional information about this proposed information collection revision from John R. Rudolph, Trust Policy Specialist, Office of Thrift Supervision, 1700 G Street, NW., Washington, DC 20552; send an e-mail to 
                        <E T="03">john.rudolph@ots.treas.gov;</E>
                         or telephone (202) 906-6153. 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>OTS may not conduct or sponsor an information collection, and respondents are not required to respond to an information collection, unless the information collection displays a currently valid OMB control number. As part of the approval process, we invite comments on the following information collection. </P>
                <P>Comments should address one or more of the following points: </P>
                <P>a. Whether the proposed collection of information is necessary for the proper performance of the functions of OTS; </P>
                <P>b. The accuracy of OTS's estimate of the burden of the proposed information collection; </P>
                <P>c. Ways to enhance the quality, utility, and clarity of the information to be collected; </P>
                <P>d. Ways to minimize the burden of the information collection on respondents, including through the use of information technology. </P>
                <P>We will summarize the comments that we receive and include them in the OTS request for OMB approval. All comments will become a matter of public record. In this notice, OTS is soliciting comments concerning the following information collection. </P>
                <P>
                    <E T="03">Title of Proposal:</E>
                     Fiduciary Powers of Federal Savings Associations. 
                </P>
                <P>
                    <E T="03">OMB Number:</E>
                     1550-0037. 
                </P>
                <P>
                    <E T="03">Form Number:</E>
                     OTS Form 1240. 
                </P>
                <P>
                    <E T="03">Regulation requirement:</E>
                     12 CFR 550.70(a), (b), and (c); 12 CFR 550.80 through 120; 12 CFR 550.125. 
                </P>
                <P>
                    <E T="03">Description:</E>
                     OTS must know when a Federal savings association is acting in a fiduciary capacity in order to establish effective oversight of those activities. This comment request addresses revisions to OTS Form 1240—Application for Fiduciary Powers. The form is being revised to update the information OTS requires in order to make a determination whether to approve or deny an application for fiduciary powers. 
                </P>
                <P>
                    12 CFR 550.70(a) requires that a Federal savings association that wants to conduct fiduciary activities for the first time, and for which OTS has not previously approved an application submitted under this part, must obtain prior approval from OTS before it may conduct the activities. 12 CFR 550.70(b) requires that a Federal savings association that wants to conduct fiduciary activities that are materially different from the activities that OTS has previously approved for it, including fiduciary activities that OTS has previously approved that have not 
                    <PRTPAGE P="25282"/>
                    been exercised for at least five years, must obtain prior approval from OTS before it may conduct the activities. 12 CFR 550.80 through 120 describe the process for obtaining OTS approval of the application for fiduciary powers. Instructions for filing the application are found at 12 CFR 516, subpart A. 
                </P>
                <P>In addition, § 550.70(c) of OTS's regulations requires that a federal savings association that wants to commence in a new state fiduciary activities that are not materially different from those that OTS has already approved, must file a notice with OTS. Instructions for filing the notice are found at 12 CFR 550.125. </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Revision. 
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Federal savings associations. 
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     Application—12 respondents; Notice—10 respondents. 
                </P>
                <P>
                    <E T="03">Estimated Number of Responses:</E>
                     Application—12 respondents; Notice—10 respondents. 
                </P>
                <P>
                    <E T="03">Estimated Burden Hours per Response:</E>
                     Application—27 hours; Notice—3 hours. 
                </P>
                <P>
                    <E T="03">Estimated Frequency of Response:</E>
                     Event-generated. 
                </P>
                <P>
                    <E T="03">Estimated Total Burden:</E>
                     354 hours. 
                </P>
                <P>
                    <E T="03">Clearance Officer:</E>
                     Marilyn K. Burton, (202) 906-6467, Office of Thrift Supervision, 1700 G Street, NW., Washington, DC 20552. 
                </P>
                <SIG>
                    <DATED>Dated: April 24, 2006. </DATED>
                    <NAME>Deborah Dakin, </NAME>
                    <TITLE>Senior Deputy Chief Counsel, Regulations and Legislation Division.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E6-6451 Filed 4-27-06; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6720-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE TREASURY </AGENCY>
                <SUBAGY>Office of Thrift Supervision </SUBAGY>
                <SUBJECT>Proposed Agency Information Collection Activities; Comment Request—Reporting for Changes to Federal Deposit Insurance Levels on the Thrift Financial Report: Schedule DI </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Thrift Supervision (OTS), Treasury. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comment. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of the Treasury, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to comment on proposed and continuing information collections, as required by the Paperwork Reduction Act of 1995, 44 U.S.C. 3507. Today, the Office of Thrift Supervision within the Department of the Treasury solicits comments on proposed changes to the Thrift Financial Report (TFR): Schedule DI—Consolidated Deposit Information. The changes are in response to the increased levels of deposit insurance for retirement accounts provided by the Federal Deposit Insurance Corporation (“FDIC”) Board of Directors on March 14, 2006, in final rules effective April 1, 2006, implementing certain provisions of the Federal Deposit Insurance Reform Act of 2005, (“Reform Act”) (Pub. L. 109-171). </P>
                    <P>The proposed changes to the TFR are to become effective with the September 30, 2006, report. </P>
                    <P>At the end of the comment period, the comments and recommendations received will be analyzed to determine the extent to which OTS should modify the proposed revisions prior to giving its final approval. OTS will then submit the revisions to the Office of Management and Budget (OMB) for review and approval. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Submit written comments on or before June 27, 2006. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Send comments to Information Collection Comments, Chief Counsel's Office, Office of Thrift Supervision, 1700 G Street, NW., Washington, DC 20552; send facsimile transmissions to (202) 906-6518; send e-mails to 
                        <E T="03">infocollection.comments@ots.treas.gov</E>
                        ; or hand deliver comments to the Guard's Desk, east lobby entrance, 1700 G Street, NW., on business days between 9 a.m. and 4 p.m. All comments should refer to “TFR Revisions—September 2006, OMB No. 1550-0023.” OTS will post comments and the related index on the OTS Internet Site at 
                        <E T="03">http://www.ots.treas.gov</E>
                        . In addition, interested persons may inspect comments at the Public Reading Room, 1700 G Street, NW., by appointment. To make an appointment, call (202) 906-5922, send an e-mail to 
                        <E T="03">public.info@ots.treas.gov</E>
                        , or send a facsimile transmission to (202) 906-7755. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        You can access sample copies of the proposed September 2006 TFR form on OTS's Web site at 
                        <E T="03">http://www.ots.treas.gov</E>
                         or you may request them by electronic mail from 
                        <E T="03">tfr.instructions@ots.treas.gov</E>
                        . You can request additional information about this proposed information collection from James Caton, Director, Financial Monitoring and Analysis Division, (202) 906-5680, Office of Thrift Supervision, 1700 G Street, NW., Washington, DC 20552. 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>OTS may not conduct or sponsor an information collection, and respondents are not required to respond to an information collection, unless the information collection displays a currently valid OMB control number. </P>
                <P>In this notice, OTS is soliciting comments concerning the following information collection. </P>
                <P>
                    <E T="03">Title:</E>
                     Thrift Financial Report. 
                </P>
                <P>
                    <E T="03">OMB Number:</E>
                     1550-0023. 
                </P>
                <P>
                    <E T="03">Form Number:</E>
                     OTS 1313. 
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     All OTS-regulated savings associations must comply with the information collections described in this notice. OTS collects this information each calendar quarter, or less frequently if so stated. OTS uses this information to monitor the condition, performance, and risk profile of individual institutions and the savings association industry as a whole. Except for selected items, these information collections are not given confidential treatment. 
                </P>
                <P>
                    <E T="03">Current Action:</E>
                     On March 14, 2006, the FDIC Board of Directors approved final rules pursuant to the Reform Act that will raise the deposit insurance coverage on certain retirement accounts at a bank or savings institution to $250,000 from $100,000. The increase, which became effective on April 1, 2006, is the result of a new law boosting federal deposit insurance coverage for the first time in more than 25 years. The basic insurance coverage for other deposit accounts, however, will remain at $100,000. 
                </P>
                <P>Under the FDIC's new rules, up to $250,000 in deposit insurance will be provided to a depositor with money in a variety of retirement accounts, primarily traditional and Roth IRAs (Individual Retirement Accounts), at one insured institution. Other types of accounts included under the new deposit insurance limit are self-directed Keogh accounts, “457 Plan” accounts for state government employees, and employer-sponsored “defined contribution plan” accounts that are self-directed, which are primarily 401(k) accounts. In general, self-directed means the consumer chooses how and where the money is deposited. </P>
                <P>
                    In addition, the IRAs and other retirement accounts that will be protected under the new rules to $250,000 are insured separately from other accounts at the same institution that will continue to be insured up to at least $100,000. Additional information about deposit insurance is available at the FDIC's Web site, 
                    <E T="03">http://www.fdic.gov</E>
                    . 
                </P>
                <P>
                    The new law also established a method by which the FDIC would consider an increase in the insurance 
                    <PRTPAGE P="25283"/>
                    limits on all deposit accounts (including retirement accounts) in the future, but only every five years starting in 2011. Any such increase would be based, in part, on inflation. Otherwise, accounts will continue to be insured as described above. 
                </P>
                <P>The new law also merged the Bank Insurance Fund and the Savings Association Insurance Fund into a new Deposit Insurance Fund. </P>
                <P>As a result of these changes in deposit insurance for retirement accounts held at FDIC-insured depository institutions, OTS considered a range of potential information needs and identified those additions to the TFR that are believed to be most critical and relevant to OTS as it seeks to fulfill its supervisory responsibilities. At the same time, OTS identified certain existing TFR data that are no longer relevant or useful to warrant their continued collection. OTS believes that the reporting burden that would result from the addition to the TFR of the new items discussed in this proposal would be fully offset by the proposed elimination of a limited number of other TFR items, thereby resulting in no net increase in reporting burden. Nevertheless, when viewing these proposed revisions to the TFR within a larger context, they are intended to maintain the effectiveness of the on- and off-site supervision activities of the OTS, which should help to control the overall regulatory burden on institutions. </P>
                <P>OTS is requesting comment on the following proposed revisions to the TFR Schedule DI—Consolidated Deposit Information, which would take effect as of September 30, 2006. This proposal would eliminate four line items from the TFR, revise four existing items, and add four new data items to the TFR. For each of the proposed revisions of existing items or proposed new items, OTS is particularly interested in comments from institutions on whether the information that is proposed to be collected is readily available from existing institution records. OTS also invites comment on whether there are particular proposed revisions for which the new data would be of limited relevance for purposes of assessing risks in a specific segment of the savings association industry. In such cases, comments are requested on what criteria (e.g., an asset size threshold or some other measure) should be established for identifying the specific segment of the savings association industry that should be required to report the proposed new information. Finally, OTS seeks comment on whether, for a particular proposed revision, there is an alternative set of information that could satisfy OTS data needs in that area and be less burdensome for institutions to report than the new or revised items that OTS has proposed. OTS will consider all of the comments it receives as it formulates a final set of revisions to the TFR for implementation in September 2006. </P>
                <HD SOURCE="HD1">A. Burden-Reducing Revisions </HD>
                <P>1. Eliminating DI200, IRA/Keogh Accounts; </P>
                <P>2. Eliminating DI740, Total Deposits Purchased or Acquired from FDIC-Insured Institutions During Quarter; </P>
                <P>3. Eliminating DI750, Amount of Purchased or Acquired Deposits Reported In DI740 Attributable to a Secondary Fund; and </P>
                <P>4. Eliminating DI760, Total Deposits Sold or Transferred During Quarter. </P>
                <HD SOURCE="HD1">B. Revisions of Existing Items </HD>
                <P>1. Revising the instructions to DI120, Deposits with Balances of $100,000 or Less, to exclude retirement deposits covered under the new insurance limit; </P>
                <P>2. Revising the instructions to DI130, Deposits with Balances Greater Than $100,000, to exclude retirement deposits covered under the new insurance limit; </P>
                <P>3. Revising the instructions to DI150, Number of Deposit Accounts with Balances of $100,000 or Less, to exclude retirement accounts covered under the new insurance limit; and </P>
                <P>4. Revising the instructions to DI160, Number of Deposit Accounts with Balances Greater Than $100,000, to exclude retirement accounts covered under the new insurance limit. </P>
                <HD SOURCE="HD1">C. New items </HD>
                <P>1. Adding a line, DI170, Retirement Deposits with Balances of $250,000 or Less; </P>
                <P>2. Adding a line, DI175, Retirement Deposits with Balances Greater Than $250,000; </P>
                <P>3. Adding a line, DI180, Number of Retirement Deposit Accounts with Balances of $250,000 or Less; and </P>
                <P>4. Adding a line, DI185, Number of Retirement Deposit Accounts with Balances Greater Than $250,000. </P>
                <P>The specific wording of the captions for the new and revised TFR items discussed in this proposal and the numbering of these items in the report should be regarded as preliminary. </P>
                <HD SOURCE="HD1">Discussion of Proposed Revisions</HD>
                <HD SOURCE="HD2">A. Burden-Reducing Revisions</HD>
                <HD SOURCE="HD3">1. IRA/Keogh Accounts Included in Deposits and Escrows</HD>
                <P>OTS proposes to eliminate TFR line DI200, IRA/Keogh Accounts. The new lines proposed below will include the data now collected in line DI200.</P>
                <P>The following three line items proposed for elimination were reported for the first quarter in which an institution acquired “Oakar” deposits, or deposits attributable to a secondary Federal deposit insurance fund, and in any quarter that an institution purchased or sold deposits.</P>
                <HD SOURCE="HD3">2. Total Deposits Purchased or Acquired from FDIC-Insured Institutions During Quarter</HD>
                <P>OTS proposes to eliminate TFR line DI740, Total Deposits Purchased or Acquired from FDIC-Insured Institutions During Quarter. Passage of the Reform Act renders this data collection obsolete. In the March 2006 “Financial Reporting Bulletin”, OTS informed all thrifts to cease reporting these data effective with the March 31, 2006, TFR.</P>
                <HD SOURCE="HD3">3. Amount of Purchased or Acquired Deposits Reported In DI740 Attributable to a Secondary Fund</HD>
                <P>OTS proposes to eliminate TFR line DI750, Amount of Purchased or Acquired Deposits Reported In DI740 Attributable to a Secondary Fund. Passage of the Reform Act renders this data collection obsolete. In the March 2006 “Financial Reporting Bulletin”, OTS informed all thrifts to cease reporting these data effective with the March 31, 2006, TFR.</P>
                <HD SOURCE="HD3">4. Total Deposits Sold or Transferred During Quarter</HD>
                <P>OTS proposes to eliminate TFR line DI760, Total Deposits Sold or Transferred During Quarter. Passage of the Reform Act renders this data collection obsolete. In the March 2006 “Financial Reporting Bulletin”, OTS informed all thrifts to cease reporting these data effective with the March 31, 2006, TFR.</P>
                <HD SOURCE="HD2">B. Revisions of Existing Items</HD>
                <P>The instructions for the following four TFR lines would be revised under this proposal.</P>
                <HD SOURCE="HD3">1. Deposits with Balances of $100,000 or Less</HD>
                <P>OTS proposes to revise the reporting instructions for line DI120, Deposits with Balances of $100,000 or Less. The instructions would be revised to exclude reporting of retirement accounts eligible under the higher deposit insurance limit.</P>
                <HD SOURCE="HD3">2. Deposits with Balances Greater Than $100,000</HD>
                <P>
                    OTS proposes to revise the reporting instructions for line DI130, Deposits with Balances Greater Than $100,000. 
                    <PRTPAGE P="25284"/>
                    The instructions would be revised to exclude reporting of retirement accounts eligible under the higher deposit insurance limit.
                </P>
                <HD SOURCE="HD3">3. Number of Deposit Accounts with Balances of $100,000 or Less</HD>
                <P>OTS proposes to revise the reporting instructions for line DI150, Number of Deposit Accounts with Balances of $100,000 or Less. The instructions would be revised to exclude reporting of retirement accounts eligible under the higher deposit insurance limit.</P>
                <HD SOURCE="HD3">4. DI160, Number of Deposit Accounts with Balances Greater Than $100,000</HD>
                <P>OTS proposes to revise the reporting instructions for line DI160, Number of Deposit Accounts with Balances Greater Than $100,000. The instructions would be revised to exclude reporting of retirement accounts eligible under the higher deposit insurance limit.</P>
                <HD SOURCE="HD2">C. New Items</HD>
                <P>OTS proposes to add the following new line items.</P>
                <HD SOURCE="HD3">1. Retirement Deposits with Balances of $250,000 or Less</HD>
                <P>OTS proposes to add line DI170, Retirement Deposits with Balances of $250,000 or Less. Deposits in retirement accounts covered under the higher deposit insurance limit would be reported in this line.</P>
                <HD SOURCE="HD3">2. Retirement Deposits with Balances Greater Than $250,000</HD>
                <P>OTS proposes to add line DI175, Retirement Deposits with Balances Greater Than $250,000. Deposits in retirement accounts covered under the higher deposit insurance limit would be reported in this line.</P>
                <HD SOURCE="HD3">3. Number of Retirement Deposit Accounts with Balances of $250,000 or Less</HD>
                <P>OTS proposes to add line DI180, Number of Retirement Deposit Accounts with Balances of $250,000 or Less. Deposits in retirement accounts covered under the higher deposit insurance limit would be reported in this line.</P>
                <HD SOURCE="HD3">4. Number of Retirement Deposit Accounts with Balances Greater Than $250,000</HD>
                <P>OTS proposes to add line DI185, Number of Retirement Deposit Accounts with Balances Greater Than $250,000. Deposits in retirement accounts covered under the higher deposit insurance limit would be reported in this line.</P>
                <P>
                    <E T="03">Statutory Requirement:</E>
                     12 U.S.C. 1464(v) imposes reporting requirements for savings associations.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Revision of currently approved collections.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Business or For Profit.
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents and Recordkeepers:</E>
                     858.
                </P>
                <P>
                    <E T="03">Estimated Burden Hours per Respondent:</E>
                     36.4 hours average for quarterly schedules and 1.9 hours average for schedules required only annually plus recordkeeping of an average of one hour per quarter.
                </P>
                <P>
                    <E T="03">Estimated Frequency of Response:</E>
                     Quarterly.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden:</E>
                     129,987 hours.
                </P>
                <P>OTS is proposing to revise the TFR, which is currently an approved collection of information. The effect of the proposed revisions to the TFR requirements on reporting burden will vary from institution to institution depending, in some cases, on the institution's asset size and, in other cases, on its involvement with the types of activities or transactions to which the proposed changes apply. OTS estimates that the implementation of these reporting revisions will not result in an increase in the current reporting burden imposed by the TFR on all savings associations.</P>
                <P>
                    <E T="03">Request for Comments:</E>
                     As part of the approval process, we invite comments addressing one or more of the following points: 
                </P>
                <P>a. Whether the proposed revisions to the TFR collections of information are necessary for the proper performance of the agency's functions, including whether the information has practical utility; </P>
                <P>b. The accuracy of the agency's estimate of the burden of the collection of information; </P>
                <P>c. Ways to enhance the quality, utility, and clarity of the information to be collected; </P>
                <P>d. Ways to minimize the burden of information collections on respondents, including through the use of automated collection techniques, the Internet, or other forms of information technology; and </P>
                <P>e. Estimates of capital or start up costs and costs of operation, maintenance, and purchase of services to provide information.</P>
                <P>OTS will summarize the comments received and include them in the request for OMB approval. All comments will become a matter of public record.</P>
                <P>
                    <E T="03">Clearance Officer:</E>
                     Marilyn K. Burton, (202) 906-6467, Office of Thrift Supervision, 1700 G Street, NW., Washington, DC 20552.
                </P>
                <P>
                    <E T="03">OMB Reviewer:</E>
                     OTS Desk Officer, Fax: (202) 395-6974, Office of Management and Budget, Room 10235, New Executive Office Building, Washington, DC 20503.
                </P>
                <SIG>
                    <DATED>Dated: April 25, 2006.</DATED>
                    <NAME>Deborah Dakin,</NAME>
                    <TITLE>Senior Deputy Chief Counsel, Regulations and Legislation Division.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E6-6452 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6720-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF VETERANS AFFAIRS</AGENCY>
                <SUBJECT>Special Medical Advisory Group; Notice of Meeting</SUBJECT>
                <P>The Department of Veterans Affairs (VA) gives notice under Public Law 92-463 (Federal Advisory Committee Act) that the Special Medical Advisory Group will meet on Friday, May 12, 2006. The meeting will be in Room 830 at VA Central Office, 810 Vermont Avenue, NW., Washington, DC. The meeting is open to the public.</P>
                <P>The purpose of the Group is to advise the Secretary of Veterans Affairs and the Under Secretary for Health on the care and treatment of disabled veterans, and other matters pertinent to the Department's Veterans Health Administration (VHA).</P>
                <P>The agenda for the meeting will include an introduction to today's VA, strategies for VHA in a turbulent health care environment, information technology, the academic mission of VA in the next decade, ethics, and the optimal role of VA research.</P>
                <P>Any member of the public wishing to attend should contact Juanita Leslie, Office of Administrative Operations (10B2), Veterans Health Administration, Department of Veterans Affairs at (202) 273-5882. No time will be set aside at this meeting for receiving oral presentations from the public. Statements, in written form, may be submitted to Juanita Leslie before the meeting or within 10 days after the meeting.</P>
                <SIG>
                    <DATED>Dated: April 24, 2006.</DATED>
                    <P>By Direction of the Secretary.</P>
                    <NAME>E. Philip Riggin,</NAME>
                    <TITLE>Committee Management Officer.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 06-4014 Filed 4-27-06; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8320-01-M</BILCOD>
        </NOTICE>
    </NOTICES>
    <VOL>71</VOL>
    <NO>82</NO>
    <DATE>Friday, April 28, 2006</DATE>
    <UNITNAME>Presidential Documents</UNITNAME>
    <PRESDOCS>
        <PRESDOCU>
            <EXECORD>
                <TITLE3>Title 3—</TITLE3>
                <PRES>
                    The President
                    <PRTPAGE P="25059"/>
                </PRES>
                <EXECORDR>Executive Order 13399 of April 25, 2006</EXECORDR>
                <HD SOURCE="HED">Blocking Property of Additional Persons in Connection With the National Emergency With Respect to Syria</HD>
                <FP>
                    By the authority vested in me as President by the Constitution and the laws of the United States of America, including the International Emergency Economic Powers Act (50 U.S.C. 1701 
                    <E T="03">et seq</E>
                    .) (IEEPA), the National Emergencies Act (50 U.S.C. 1601 
                    <E T="03">et seq</E>
                    .), section 5 of the United Nations Participation Act, as amended (22 U.S.C. 287c) (UNPA), and section 301 of title 3, United States Code; and in view of United Nations Security Council Resolution (UNSCR) 1636 of October 31, 2005,
                </FP>
                <FP>I, GEORGE W. BUSH, President of the United States of America, determine that it is in the interests of the United States to (1) assist the international independent investigation Commission (the “Commission”) established pursuant to UNSCR 1595 of April 7, 2005, (2) assist the Government of Lebanon in identifying and holding accountable in accordance with applicable law those persons who were involved in planning, sponsoring, organizing, or perpetrating the terrorist act in Beirut, Lebanon, on February 14, 2005, that resulted in the assassination of former Prime Minister of Lebanon Rafiq Hariri, and the deaths of 22 others, and other bombings or assassination attempts in Lebanon since October 1, 2004, that are related to Hariri's assassination or that implicate the Government of Syria or its officers or agents, and (3) take note of the Commission's conclusions in its report of October 19, 2005, that there is converging evidence pointing to both Lebanese and Syrian involvement in terrorist acts, that interviewees tried to mislead the Commission's investigation by giving false or inaccurate statements, and that a senior official of Syria submitted false information to the Commission. In light of these determinations, and to take additional steps with respect to the national emergency declared in Executive Order 13338 of May 11, 2004, concerning certain actions of the Government of Syria, I hereby order:</FP>
                <FP>
                    <E T="04">Section 1.</E>
                     (a) Except to the extent that sections 203(b)(1), (3), and (4) of IEEPA (50 U.S.C. 1702(b)(1), (3) and (4)) may apply, or to the extent provided in regulations, orders, directives, or licenses that may be issued pursuant to this order, and notwithstanding any contract entered into or any license or permit granted prior to the effective date of this order, all property and interests in property that are in the United States, that hereafter come within the United States, or that are or hereafter come within the possession or control of any United States person, including any overseas branch, of the following persons are blocked and may not be transferred, paid, exported, withdrawn, or otherwise dealt in: persons determined by the Secretary of the Treasury, after consultation with the Secretary of State,
                </FP>
                <P>(i) to be, or to have been, involved in the planning, sponsoring, organizing, or perpetrating of:</P>
                <P SOURCE="P1">(A) the terrorist act in Beirut, Lebanon, that resulted in the assassination of former Lebanese Prime Minister Rafiq Hariri and the deaths of 22 others; or</P>
                <P SOURCE="P1">(B) any other bombing, assassination, or assassination attempt in Lebanon since October 1, 2004, that is related to Hariri's assassination or that implicates the Government of Syria or its officers or agents;</P>
                <P>
                    (ii) to have obstructed or otherwise impeded the work of the Commission established pursuant to UNSCR 1595;
                    <PRTPAGE P="25060"/>
                </P>
                <P>(iii) to have materially assisted, sponsored, or provided financial, material, or technological support for, or goods or services in support of, any such terrorist act, bombing, or assassination attempt, or any person designated pursuant to this order; or</P>
                <P>(iv) to be owned or controlled by, or acting or purporting to act for or on behalf of, directly or indirectly, any person designated pursuant to this order.</P>
                <P>(b) I hereby determine that, to the extent section 203(b)(2) of IEEPA (50 U.S.C. 1702(b)(2)) may apply, the making of donations of the type of articles specified in such section by, to, or for the benefit of any person designated pursuant to this order would seriously impair my ability to deal with the national emergency declared in Executive Order 13338, and I hereby prohibit such donations as provided by paragraph (a) of this section.</P>
                <P>(c) The prohibitions in paragraph (a) of this section include but are not limited to (i) the making of any contribution or provision of funds, goods, or services by, to, or for the benefit of any person designated pursuant to this order, and (ii) the receipt of any contribution or provision of funds, goods, or services from any such person.</P>
                <FP>
                    <E T="04">Sec. 2.</E>
                     (a) Any transaction by a United States person or within the United States that evades or avoids, has the purpose of evading or avoiding, or attempts to violate any of the prohibitions set forth in this order is prohibited.
                </FP>
                <P>(b) Any conspiracy formed to violate any of the prohibitions set forth in this order is prohibited.</P>
                <FP>
                    <E T="04">Sec. 3.</E>
                     For the purposes of this order:
                </FP>
                <P>(a) the term “person” means an individual or entity;</P>
                <P>(b) the term “entity” means a partnership, association, trust, joint venture, corporation, group, subgroup, or other organization; and</P>
                <P>(c) the term “United States person” means any United States citizen, permanent resident alien, entity organized under the laws of the United States or any jurisdiction within the United States (including foreign branches), or any person in the United States.</P>
                <FP>
                    <E T="04">Sec. 4.</E>
                     For those persons designated pursuant to this order who might have a constitutional presence in the United States, I find that, because of the ability to transfer funds or other assets instantaneously, prior notice to such persons of measures to be taken pursuant to this order would render these measures ineffectual. I therefore determine that for these measures to be effective in addressing the national emergency declared in Executive Order 13338, there need be no prior notice of a determination made pursuant to section 1(a) of this order.
                </FP>
                <FP>
                    <E T="04">Sec. 5.</E>
                     The Secretary of the Treasury, after consultation with the Secretary of State, is hereby authorized to take such actions, including the promulgation of rules and regulations, and to employ all powers granted to the President by IEEPA and UNPA, as may be necessary to carry out the purposes of this order. The Secretary of the Treasury may redelegate any of these functions to other officers and agencies of the United States Government, consistent with applicable law. All agencies of the United States Government are hereby directed to take all appropriate measures within their authority to carry out the provisions of this order and, where appropriate, to advise the Secretary of the Treasury in a timely manner of the measures taken.
                </FP>
                <FP>
                    <E T="04">Sec. 6.</E>
                     This order is not intended to, and does not, create any right, benefit or privilege, substantive or procedural, enforceable at law or in equity by any party against the United States, its departments, agencies, instrumentalities, or entities, its officers or employees, or any other person.
                    <PRTPAGE P="25061"/>
                </FP>
                <FP>
                    <E T="04">Sec. 7.</E>
                     This order is effective at 12:01 a.m. eastern daylight time on April 26, 2006.
                </FP>
                <PSIG>B</PSIG>
                <PLACE>THE WHITE HOUSE,</PLACE>
                <DATE>April 25, 2006.</DATE>
                <FRDOC>[FR Doc. 06-4085</FRDOC>
                <FILED>Filed 4-27-06; 8:45 am]</FILED>
                <BILCOD>Billing code 3195-01-P</BILCOD>
            </EXECORD>
        </PRESDOCU>
    </PRESDOCS>
    <VOL>71</VOL>
    <NO>82</NO>
    <DATE>Friday, April 28, 2006</DATE>
    <UNITNAME>CORRECTIONS</UNITNAME>
    <CORRECT>
        <EDITOR>!!!Lois Davis!!!</EDITOR>
        <PREAMB>
            <PRTPAGE P="25285"/>
            <AGENCY TYPE="F">NATIONAL FOUNDATION ON THE ARTS AND HUMANITIES</AGENCY>
            <SUBJECT>Museum Grants for African-American History and Culture Program Guidelines, Submission for OMB Review, Comment Request</SUBJECT>
        </PREAMB>
        <SUPLINF>
            <HD SOURCE="HD2">Correction</HD>
            <P>In notice document 06-3653 beginning on page 19903 in the issue of Tuesday, April 18, 2006, make the following corrections:</P>
            <P>1. On page 19903, in the third column, the subject heading should be as set forth above.</P>
            <P>
                2. On page 19904, in the second column, under the “
                <E T="04">II. Current Actions</E>
                ” heading, in the sixteenth line from the top, “
                <E T="03">Total Burden Hours:</E>
                 750” should read “
                <E T="03">Total Burden Hours:</E>
                 1,750”.
            </P>
        </SUPLINF>
        <FRDOC>[FR Doc. C6-3653 Filed 4-27-06; 8:45 am]</FRDOC>
        <BILCOD>BILLING CODE 1505-01-D</BILCOD>
        <EDITOR>Bob</EDITOR>
        <PREAMB>
            <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
            <SUBAGY>National Highway Traffic and Safety Administration</SUBAGY>
            <CFR>49 CFR Part 571</CFR>
            <DEPDOC>[Docket No. NHTSA 2006-24455]</DEPDOC>
            <RIN>RIN 2127-AJ78</RIN>
            <SUBJECT>Federal Motor Vehicle Safety Standards; Power-Operated Window, Partition, and Roof Panel Systems</SUBJECT>
        </PREAMB>
        <SUPLINF>
            <HD SOURCE="HD2">Correction</HD>
            <P>In rule document 06-3505 beginning on page 18673 in the issue of Wednesday, April 12, 2006, make the following correction:</P>
            <SECTION>
                <SECTNO>§ 571.118</SECTNO>
                <SUBJECT>[Corrected]</SUBJECT>
                <P>On page 18683, in § 571.118, in the third colum, in the third paragraph, starting in the third line, “20 mm + 0.2 mm” should read “20 mm ± 0.2mm”.</P>
            </SECTION>
        </SUPLINF>
        <FRDOC>[FR Doc. C6-3505 Filed 4-27-06; 8:45 am]</FRDOC>
        <BILCOD>BILLING CODE 1505-01-D</BILCOD>
    </CORRECT>
    <VOL>71</VOL>
    <NO>82</NO>
    <DATE>Friday, April 28, 2006 </DATE>
    <UNITNAME>Rules and Regulations</UNITNAME>
    <NEWPART>
        <PTITLE>
            <PRTPAGE P="25287"/>
            <PARTNO>Part II</PARTNO>
            <AGENCY TYPE="P">Environmental Protection Agency </AGENCY>
            <CFR>40 CFR Parts 51 and 96</CFR>
            <TITLE>Inclusion of Delaware and New Jersey in the Clean Air Interstate Rule; Final Rule</TITLE>
        </PTITLE>
        <RULES>
            <RULE>
                <PREAMB>
                    <PRTPAGE P="25288"/>
                    <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY </AGENCY>
                    <CFR>40 CFR Parts 51 and 96 </CFR>
                    <DEPDOC>[EPA-HQ-OAR-2003-0053; FRL-8048-1] </DEPDOC>
                    <RIN>RIN 2060-AM95 </RIN>
                    <SUBJECT>Inclusion of Delaware and New Jersey in the Clean Air Interstate Rule </SUBJECT>
                    <AGY>
                        <HD SOURCE="HED">AGENCY:</HD>
                        <P>Environmental Protection Agency (EPA). </P>
                    </AGY>
                    <ACT>
                        <HD SOURCE="HED">ACTION:</HD>
                        <P>Final rule. </P>
                    </ACT>
                    <SUM>
                        <HD SOURCE="HED">SUMMARY:</HD>
                        <P>
                            In today's action, we are finalizing regulations to include Delaware and New Jersey in the Clean Air Interstate Rule (CAIR) for fine particles (PM
                            <E T="52">2.5</E>
                            ), based on our assessment that they contribute significantly to a downwind State's nonattainment. In the CAIR, we determined that upwind States that contribute 0.2 μg/m
                            <E T="51">3</E>
                             or more to a downwind PM
                            <E T="52">2.5</E>
                             nonattainment area are potentially deemed to be contributing significantly to nonattainment in the downwind State. The EPA proposed to augment the analytical approach used in the CAIR by supplementing the air quality step of the contribution analysis. Based on the results of this augmented analytical approach, we proposed that Delaware and New Jersey should be covered by the CAIR for annual sulfur dioxide (SO
                            <E T="52">2</E>
                            ) and nitrogen oxides (NO
                            <E T="52">X</E>
                            ) requirements and are finalizing the regulation to include these States in the CAIR for PM
                            <E T="52">2.5</E>
                            . 
                        </P>
                    </SUM>
                    <EFFDATE>
                        <HD SOURCE="HED">DATES:</HD>
                        <P>This final rule is effective on June 27, 2006. </P>
                    </EFFDATE>
                    <ADD>
                        <HD SOURCE="HED">ADDRESSES:</HD>
                        <P>
                            The EPA has established a docket for this action under Docket ID No. EPA-HQ-OAR-2003-0053. All documents in the docket are listed on the 
                            <E T="03">http://www.regulations.gov</E>
                             Web site. Although listed in the index, some information is not publicly available, 
                            <E T="03">e.g.</E>
                            , Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically through 
                            <E T="03">http://www.regulations.gov</E>
                             or in hard copy at the Air Docket, EPA/DC, EPA West, Room B102, 1301 Constitution Ave., NW., Washington, DC. The Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Public Reading Room is (202) 566-1744. The Air Docket telephone number is (202) 566-1742. 
                        </P>
                    </ADD>
                    <FURINF>
                        <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                        <P>
                            General questions concerning today's action should be addressed to Jan King, U.S. EPA, Office of Air Quality Planning and Standards, Air Quality Strategies and Standards Division, Mail Code C539-02, Research Triangle Park, NC 27711, telephone (919) 541-5665, e-mail 
                            <E T="03">king.jan@epa.gov.</E>
                             For legal questions, please contact Steven Silverman, U.S. EPA, Office of General Counsel, Mail Code 2344A, 1200 Pennsylvania Avenue, NW., Washington, DC 20460, telephone (202) 564-5523, e-mail at 
                            <E T="03">silverman.steven@epa.gov.</E>
                             For questions regarding air quality analyses, please contact Norm Possiel, U.S. EPA, Office of Air Quality Assessment Division, Mail Code C439-01, Research Triangle Park, NC 27711, telephone (919) 541-5692, e-mail at 
                            <E T="03">possiel.norm@epa.gov.</E>
                             For questions regarding the electric generating units (EGUs) cost analyses, emissions inventories, and budgets, and also for questions regarding the model cap and trade programs, please contact Sam Waltzer, U.S. EPA, Office of Atmospheric Programs, Clean Air Markets Division, Mail Code 6204J, 1200 Pennsylvania Avenue, NW., Washington, DC 20460, telephone (202) 343-9175, e-mail at 
                            <E T="03">waltzer.sam@epa.gov.</E>
                             For questions regarding statewide emissions inventories, please contact Marc Houyoux, U.S. EPA, Office of Air Quality Assessment Division, Mail Code C339-02, Research Triangle Park, NC 27711, telephone (919) 541-3649, e-mail at 
                            <E T="03">houyoux.marc@epa.gov.</E>
                             For questions regarding emissions reporting requirements, please contact Bill Kuykendal, U.S. EPA, Office of Air Quality Planning and Standards, Emissions, Monitoring, and Analysis Division, Mail Code D205-01, Research Triangle Park, NC 27711, telephone (919) 541-5372, e-mail at 
                            <E T="03">kuykendal.bill@epa.gov.</E>
                             For questions regarding analyses required by statutes and executive orders, please contact Linda Chappell, U.S. EPA, Office of Air Quality Planning and Standards, Air Quality Strategies and Standards Division, Mail Code C339-01, Research Triangle Park, NC 27711, telephone (919) 541-2864, e-mail at 
                            <E T="03">chappell.linda@epa.gov.</E>
                        </P>
                    </FURINF>
                </PREAMB>
                <SUPLINF>
                    <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                    <HD SOURCE="HD1">Web Site for Rulemaking Information </HD>
                    <P>
                        The EPA has established a Web site for this rulemaking at 
                        <E T="03">http://www.epa.gov/cleanairinterstaterule/</E>
                         or 
                        <E T="03">http://www.epa.gov/cair/</E>
                         which includes the rulemaking actions and certain other related information that the public may find useful. 
                    </P>
                    <HD SOURCE="HD1">Judicial Review </HD>
                    <P>Section 307(b)(1) of the CAA indicates which Federal Courts of Appeal have venue for petitions of review of final actions by EPA. This section provides, in part, that petitions for review must be filed in the Court of Appeals for the District of Columbia Circuit if (i) the agency action consists of “nationally applicable regulations promulgated, or final action taken, by the Administrator,” or (ii) such action is locally or regionally applicable, if “such action is based on a determination of nationwide scope or effect and if in taking such action the Administrator finds and publishes that such action is based on such a determination.” </P>
                    <P>
                        Any final action related to the CAIR is “nationally applicable” within the meaning of section 307(b)(1). As an initial matter, through this rule, EPA interprets section 110(a)(2)(D)(i) of the Clean Air Act (CAA), a provision which has nationwide applicability. In addition, the CAIR applies to 28 States and the District of Columbia. The CAIR is also based on a common core of factual findings and analyses concerning the transport of pollutants between the different States subject to it. Finally, EPA has established uniform approvability criteria that would be applied to all States subject to the CAIR. For these reasons, the Administrator also is determining that any final action regarding the CAIR is of nationwide scope and effect for purposes of section 307(d)(1). Thus, any petitions for review of final actions regarding the CAIR must be filed in the Court of Appeals for the District of Columbia Circuit within 60 days from the date final action is published in the 
                        <E T="04">Federal Register</E>
                        . 
                    </P>
                    <EXTRACT>
                        <HD SOURCE="HD1">Outline </HD>
                        <FP SOURCE="FP-2">I. Overview </FP>
                        <FP SOURCE="FP1-2">A. What Are the Central Requirements of This Rule? </FP>
                        <FP SOURCE="FP1-2">B. Why Are We Taking This Action? </FP>
                        <FP SOURCE="FP-2">
                            II. Air Quality Analysis of Ozone and PM
                            <E T="52">2.5</E>
                             Contributions in the CAIR 
                        </FP>
                        <FP SOURCE="FP1-2">A. Analysis of Highly Cost-Effective Controls and Timeframe for Emissions Reductions </FP>
                        <FP SOURCE="FP1-2">1. Overall Criteria </FP>
                        <FP SOURCE="FP1-2">2. Evaluation of Cost Effectiveness and Feasibility </FP>
                        <FP SOURCE="FP1-2">
                            3. CAIR Regionwide SO
                            <E T="52">2</E>
                             and NO
                            <E T="52">X</E>
                             Emissions Reductions Requirements 
                        </FP>
                        <FP SOURCE="FP-2">
                            III. Inclusion of Delaware and New Jersey in the CAIR for PM
                            <E T="52">2.5</E>
                        </FP>
                        <FP SOURCE="FP1-2">A. Why EPA Is Revising the Status of Delaware and New Jersey in the CAIR </FP>
                        <FP SOURCE="FP1-2">B. Results of Updated Air Quality Modeling for Delaware and New Jersey </FP>
                        <FP SOURCE="FP-2">
                            IV. Findings and Action 
                            <PRTPAGE P="25289"/>
                        </FP>
                        <FP SOURCE="FP1-2">A. Findings of Significant Contribution for Delaware and New Jersey </FP>
                        <FP SOURCE="FP1-2">B. SIP Approval Criteria </FP>
                        <FP SOURCE="FP1-2">C. SIP Submittal Deadline </FP>
                        <FP SOURCE="FP1-2">D. Emissions Reporting Requirements </FP>
                        <FP SOURCE="FP-2">V. Expected Effects of This Action </FP>
                        <FP SOURCE="FP1-2">A. Emissions </FP>
                        <FP SOURCE="FP1-2">B. Air Quality </FP>
                        <FP SOURCE="FP-2">VI. Statutory and Executive Order Reviews </FP>
                        <FP SOURCE="FP1-2">A. Executive Order 12866: Regulatory Planning and Review </FP>
                        <FP SOURCE="FP1-2">B. Paperwork Reduction Act </FP>
                        <FP SOURCE="FP1-2">C. Regulatory Flexibility Act </FP>
                        <FP SOURCE="FP1-2">D. Unfunded Mandates Reform Act </FP>
                        <FP SOURCE="FP1-2">E. Executive Order 13132: Federalism </FP>
                        <FP SOURCE="FP1-2">F. Executive Order 13175: Consultation and Coordination With Indian Tribal Governments </FP>
                        <FP SOURCE="FP1-2">G. Executive Order 13045: Protection of Children From Environmental Health and Safety Risks </FP>
                        <FP SOURCE="FP1-2">H. Executive Order 13211: Actions That Significantly Affect Energy Supply, Distribution or Use </FP>
                        <FP SOURCE="FP1-2">I. National Technology Transfer Advancement Act </FP>
                        <FP SOURCE="FP1-2">J. Executive Order 12898: Federal Actions To Address Environmental Justice in Minority Populations and Low-Income Populations </FP>
                        <FP SOURCE="FP1-2">K. Congressional Review Act </FP>
                    </EXTRACT>
                    <HD SOURCE="HD1">I. Overview </HD>
                    <P>
                        By notice of proposed rulemaking dated May 12, 2005, EPA proposed to include Delaware and New Jersey in the CAIR, which was published on the same date (70 FR 25162). We are finalizing that proposal here. The final rule requires Delaware and New Jersey to adopt and submit State implementation plans (SIPs), under the requirements of CAA section 110(a)(2)(D), that would eliminate emissions of specified amounts of SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         which contribute significantly to nonattainment of the PM
                        <E T="52">2.5</E>
                         National Ambient Air Quality Standard (NAAQS) in a downwind State. Although Delaware and New Jersey are now combined to determine significant contribution, these States may independently determine which sources to subject to controls, and which control measures to adopt. The EPA's analysis indicates that emissions reductions from EGUs are highly cost effective, and EPA encourages Delaware and New Jersey to adopt controls for EGUs. To do so, they must place an enforceable limit, or cap, on EGU emissions (see section VII of the CAIR for a more detailed discussion). The EPA has calculated the amount of each State's EGU emissions cap, or budget, based on reductions that EPA has determined are highly cost effective (see section IV of this rule). Delaware and New Jersey may also allow their EGUs to participate in an EPA-administered cap and trade program as a way to reduce the cost of compliance. The cap and trade programs are described in more detail in section VIII of the preamble to the final CAIR. 
                    </P>
                    <HD SOURCE="HD2">A. What Are the Central Requirements of This Rule? </HD>
                    <P>
                        In today's action, we establish SIP requirements for the affected upwind States of Delaware and New Jersey under CAA section 110(a)(2)(D)(i). Section 110(a)(2)(D)(i) of the CAA requires SIPs to contain adequate provisions prohibiting air pollutant emissions from sources or activities in those States which emissions contribute significantly to nonattainment in, or interfere with maintenance by, any other State with respect to a NAAQS. Based on air quality modeling analyses and cost analyses, EPA has concluded that SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions in Delaware and New Jersey, through the phenomenon of air pollution transport,
                        <SU>1</SU>
                        <FTREF/>
                         contribute significantly to downwind nonattainment of the PM
                        <E T="52">2.5</E>
                         NAAQS.
                        <SU>2</SU>
                        <FTREF/>
                         In addition to making the findings of significant contribution to nonattainment, EPA is requiring Delaware and New Jersey to make specified amounts of SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions reductions to eliminate their significant contribution to downwind States. Delaware and New Jersey are required to adopt and submit SIP revisions with the necessary control measures by September 11, 2006. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>1</SU>
                             In today's final rule, when we use the term “transport” we mean to include the transport of both fine particles (PM
                            <E T="52">2.5</E>
                            ) and their precursor emissions.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>2</SU>
                             In the CAIR, the 23 States along with the District of Columbia that must reduce SO
                            <E T="52">2</E>
                             and NO
                            <E T="52">X</E>
                             emissions for the purposes of the PM
                            <E T="52">2.5</E>
                             NAAQS are: Alabama, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Louisiana, Maryland, Michigan, Minnesota, Mississippi, Missouri, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, West Virginia, and Wisconsin.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD2">B. Why Are We Taking This Action? </HD>
                    <P>
                        On May 12, 2005, we proposed to include Delaware and New Jersey in the CAIR for PM
                        <E T="52">2.5</E>
                        . Our assessment was that the combination of the two States does contribute significantly to PM
                        <E T="52">2.5</E>
                         nonattainment in New York County, NY, and to one or more counties in eastern Pennsylvania. In that action, we proposed the following: 
                    </P>
                    <P>
                        • Combining Delaware and New Jersey for purposes of assessing whether that combination contributes significantly to nonattainment of the PM
                        <E T="52">2.5</E>
                         NAAQS by downwind receptors under section 110(a)(2)(D); 
                    </P>
                    <P>
                        • Requiring Delaware and New Jersey, under CAA section 110(a)(2)(D), to adopt SIP requirements for addressing annual emissions of the PM
                        <E T="52">2.5</E>
                         precursors NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                        ; 
                    </P>
                    <P>
                        • Adding requirements for control of annual emissions of SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                        ; 
                    </P>
                    <P>
                        • Requiring that SIPs to achieve the required PM
                        <E T="52">2.5</E>
                         emissions reductions be submitted as soon as practicable, but no later than 18 months after the date of signature of the CAIR, 
                        <E T="03">i.e.,</E>
                         September 11, 2006, the same deadline as in the CAIR; and 
                    </P>
                    <P>• Providing model cap and trade programs for EGUs in the CAIR and administering these programs. </P>
                    <P>
                        Delaware and New Jersey are already subject to the CAIR for purposes of ozone, and must reduce ozone season emissions of NO
                        <E T="52">X</E>
                         starting in 2009. We proposed to add requirements for control of annual emissions of NO
                        <E T="52">X</E>
                         by 2009 and SO
                        <E T="52">2</E>
                         by 2010 for purposes of PM
                        <E T="52">2.5</E>
                        . We also proposed larger reductions by 2015 for NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         in order to avoid contributing significantly to PM
                        <E T="52">2.5</E>
                         nonattainment, or interfere with maintenance, in other States. 
                    </P>
                    <P>
                        We performed air quality modeling to determine the contribution from projected 2010 SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions in Delaware and New Jersey combined to PM
                        <E T="52">2.5</E>
                         nonattainment in downwind States. The results of this modeling were provided in a Notice of Data Availability (NODA) (70 FR 37068, June 28, 2005). The results show that the largest contribution from Delaware and New Jersey was 0.23 μg/m
                        <E T="51">3</E>
                         to PM
                        <E T="52">2.5</E>
                         nonattainment in New York County, New York. This amount exceeds EPA's PM
                        <E T="52">2.5</E>
                         significance criterion of 0.2 μg/m
                        <E T="51">3</E>
                        . 
                    </P>
                    <P>
                        Based on a comment we received from the State of Delaware on the proposed rule, we have updated our 2010 emissions projections for Delaware and re-ran the model for Delaware and New Jersey. Materials relevant to this have been placed in the docket. See section III.B of this rule for further discussion of this comment and our response. The revised modeling confirms that the combination of Delaware and New Jersey make a significant contribution to PM
                        <E T="52">2.5</E>
                         nonattainment in at least one downwind State thus necessitating SIP revisions under section 110(a)(2)(D) to eliminate the significant contribution. Therefore, we are finalizing the requirement for Delaware and New Jersey that they adopt SIP requirements for addressing annual emissions of the PM
                        <E T="52">2.5</E>
                         precursors NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                        . 
                    </P>
                    <HD SOURCE="HD1">
                        II. Air Quality Analysis of Ozone and PM
                        <E T="52">2.5</E>
                         Contributions in the CAIR 
                        <SU>3</SU>
                        <FTREF/>
                    </HD>
                    <FTNT>
                        <P>
                            <SU>3</SU>
                             This discussion is for readers' convenience. The EPA did not reconsider or otherwise reopen any 
                            <PRTPAGE/>
                            aspect of the CAIR in this rulemaking, except for the matter specifically proposed.
                        </P>
                    </FTNT>
                    <P>
                        For the CAIR, we performed State-by-State zero-out modeling to quantify the 
                        <PRTPAGE P="25290"/>
                        contribution from emissions in each State to future ozone and PM
                        <E T="52">2.5</E>
                         nonattainment in other States and to determine whether that contribution meets requirements of the “contribute significantly” test. This zero-out modeling technique provides an estimate of downwind impacts by comparing the model predictions from the 2010 base case to the predictions from a run in which all anthropogenic NO
                        <E T="52">X</E>
                         emissions (in the case of ozone) or all anthropogenic SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions (in the case of PM
                        <E T="52">2.5</E>
                        ) are removed from specific States, one State at a time. After considering an updated analysis and public comments, we applied a threshold of 0.2 μg/m
                        <E T="51">3</E>
                         for PM
                        <E T="52">2.5</E>
                         for this determination. 
                    </P>
                    <P>For more detailed discussions of EPA's analytical approach, findings, and final actions in the CAIR, see 70 FR 25162, May 12, 2005. </P>
                    <HD SOURCE="HD2">A. Analysis of Highly Cost-Effective Controls and Timeframe for Emissions Reductions </HD>
                    <HD SOURCE="HD3">1. Overall Criteria </HD>
                    <P>In the CAIR rulemaking, we considered a variety of factors in evaluating the source categories from which highly cost-effective reductions may be available and the level of reduction assumed from that sector. These include: </P>
                    <P>• The availability of information, </P>
                    <P>• The identification of source categories emitting relatively large amounts of the relevant emissions, </P>
                    <P>• The performance and applicability of control measures, </P>
                    <P>• The cost effectiveness of control measures, and </P>
                    <P>• Engineering and financial factors that affect the availability of control measures. </P>
                    <P>We further stated that overall, “We are striving * * * to set up a reasonable balance of regional and local controls to provide a cost-effective and equitable governmental approach to attainment with the NAAQS for fine particles and ozone.” These criteria are unaffected by this rule. </P>
                    <HD SOURCE="HD3">2. Evaluation of Cost Effectiveness and Feasibility </HD>
                    <P>
                        The CAIR preamble (70 FR 25195-25229) describes EPA's determination of regionwide SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         control levels. As described in section IV in the CAIR preamble, EPA determined that highly cost-effective emissions reductions may be obtained by controlling EGUs. The EPA determined the amounts of emissions reductions that must be eliminated in upwind States to help downwind States achieve attainment of the PM
                        <E T="52">2.5</E>
                         and ozone NO
                        <E T="52">X</E>
                         NAAQS, by assuming the application of highly cost-effective control measures to EGUs and determining the emissions reductions that would result. 
                    </P>
                    <P>
                        For the CAIR, EPA determined highly cost-effective regionwide amounts of emissions reductions based on comparison to reference lists of the cost effectiveness of other regulatory controls. We developed reference lists for both average and marginal cost effectiveness of those other controls. By comparison to the reference lists, EPA determined that the CAIR final (2015) SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         regionwide control levels are highly cost effective. The EPA also developed marginal cost-effectiveness curves for SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         abatement at varying levels of stringency, to corroborate its cost-effectiveness determinations. 
                    </P>
                    <P>
                        The EPA determined the interim control levels (commencing in 2009 for NO
                        <E T="52">X</E>
                         and in 2010 for SO
                        <E T="52">2</E>
                        ) based on evaluating the feasibility of installing the necessary emission control retrofits. Although the interim regionwide control levels were determined based on feasibility considerations, EPA also evaluated the cost effectiveness of the interim control levels to ensure that they were also highly cost effective. 
                    </P>
                    <P>
                        Section IV.A describes our evaluation of highly cost-effective controls and section IV.C in the CAIR notice of final rulemaking (NFR) preamble describes EPA's feasibility analysis. Section V in the CAIR NFR preamble describes the method EPA used to apportion regionwide control levels to the affected States. A technical support document in the CAIR docket entitled “Modeling of Control Costs, Emissions, and Control Retrofits for Cost Effectiveness and Feasibility Analyses” describes EPA's use of the Integrated Planning Model (IPM) for its cost-effectiveness and feasibility analyses. In addition, a technical support document entitled “Boilermaker Labor Analysis for the Final Clean Air Interstate Rule” provides further explanation of EPA's feasibility analyses. Documentation for IPM, as well as IPM output files, are available in the CAIR docket listed in the 
                        <E T="02">ADDRESSES</E>
                         section of this rule. 
                    </P>
                    <HD SOURCE="HD3">
                        3. CAIR Regionwide SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         Emissions Reductions Requirements 
                    </HD>
                    <P>
                        The CAIR NFR requires annual SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         reductions in the District of Columbia and the 23 States listed in section I.A above. If all affected States choose to implement the CAIR annual SO
                        <E T="52">2</E>
                         emission reduction requirements by controlling EGUs, the regionwide annual SO
                        <E T="52">2</E>
                         emissions caps that will apply in these 23 States and the District of Columbia are 3.6 million tons in 2010 and 2.5 million tons in 2015. If all affected States choose to implement the CAIR annual NO
                        <E T="52">X</E>
                         emission reduction requirements by controlling EGUs, the regionwide annual NO
                        <E T="52">X</E>
                         emissions caps that will apply for EGUs in these 23 States and the District of Columbia are 1.5 million tons in 2009 and 1.3 million tons in 2015. 
                    </P>
                    <P>
                        The CAIR does not require annual SO
                        <E T="52">2</E>
                         or NO
                        <E T="52">X</E>
                         emissions reductions in Delaware or New Jersey for purposes of the PM
                        <E T="52">2.5</E>
                         NAAQS.
                        <SU>4</SU>
                        <FTREF/>
                         However, today, EPA is requiring annual SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         reductions in these two States for that purpose. Annual SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         budgets for Delaware and New Jersey are presented in section IV.B of this preamble. Since EPA is finalizing annual SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         budgets for Delaware and New Jersey, the States may choose to implement their annual emission reduction requirements by controlling EGUs. If the States choose to control EGUs, the CAIR regionwide EGU caps will include reduction requirements for these two States. The updated annual SO
                        <E T="52">2</E>
                         caps, including Delaware and New Jersey, would be 3.7 million tons in 2010 and 2.6 million tons in 2015. The updated annual NO
                        <E T="52">X</E>
                         caps, including Delaware and New Jersey, would be 1.5 million tons in 2009 and 1.3 million tons in 2015. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>4</SU>
                             The CAIR does require ozone season NO
                            <E T="52">X</E>
                             emissions reductions in Delaware and New Jersey for ozone.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD1">
                        III. Inclusion of Delaware and New Jersey in the CAIR for PM
                        <E T="52">2.5</E>
                    </HD>
                    <HD SOURCE="HD2">A. Why EPA Is Revising the Status of Delaware and New Jersey in the CAIR </HD>
                    <P>
                        Section 110(a)(2)(D)(i) of the CAA requires States to include in their SIPs adequate provisions prohibiting emissions that will contribute significantly to nonattainment in, or interfere with maintenance by, any other State. The term “contribute significantly” is not further defined, so in implementing this section we have had to develop an analytical approach to give the term specific meaning. The underlying logic of the analytical approach used in both the NO
                        <E T="52">X</E>
                         SIP Call and the CAIR is that the emission reduction efforts needed to reach attainment should be reasonably balanced between the State containing a nonattainment area and upwind States significantly contributing to the nonattainment. In this way, control efforts on one side of a border are not undermined (and even rendered futile) by out-of-State emissions, and highly 
                        <PRTPAGE P="25291"/>
                        cost-effective emissions reductions by out-of-State sources which contribute significantly to downwind receptors' nonattainment are achieved. We believe this approach is both efficient and equitable, so that overall costs are less and costs are more fairly distributed than if the burden of reaching attainment were entirely on the State with the nonattainment area. Congress had the same purpose when it enacted section 110(a)(2)(D). See 64 FR 29260-61, May 25, 1999 (summarizing Legislative History of section 110(a)(2)(D) predecessor provision). 
                    </P>
                    <P>
                        We are retaining this underlying analytical approach, but treating Delaware and New Jersey as special cases and as a single geographic area for PM
                        <E T="52">2.5</E>
                        . Specifically, we are combining Delaware and New Jersey for purposes of assessing significant contribution to nonattainment of the PM
                        <E T="52">2.5</E>
                         NAAQS by downwind receptors under section 110(a)(2)(D), and applying the finding from that combined assessment to each State. 
                    </P>
                    <P>
                        The analytical approach used for the CAIR has two parts, the first of which is a test of whether the air quality contribution from one entire State to nonattainment in any part of another State is substantial enough to be considered significant, pending consideration of control costs. For ozone, we used a test for this first part which is based on several metrics of air quality contribution, involving absolute magnitude, relative magnitude, and frequency. For PM
                        <E T="52">2.5</E>
                        , we used a test with the single criterion of whether the PM
                        <E T="52">2.5</E>
                         air quality contribution from an upwind State to nonattainment in a downwind State, due to total anthropogenic SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions in the upwind State, was 0.2 μg/m
                        <SU>3</SU>
                         or more. We believe that this specific form of the analytical approach used in the final CAIR rule has very appropriately identified a set of 23 States and the District of Columbia that should make certain reductions in annual emissions by 2009 for NO
                        <E T="52">X</E>
                         and by 2010 for SO
                        <E T="52">2</E>
                        , and larger reductions by 2015 for NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                        , in order to avoid contributing significantly to PM
                        <E T="52">2.5</E>
                         nonattainment in other States. 
                    </P>
                    <P>
                        In the course of applying that analytical approach, we realized that a geographically small upwind State may have a maximum contribution on other States that is below the air quality contribution threshold used in the CAIR simply because of its size. Nevertheless, it may clearly contribute to PM
                        <E T="52">2.5</E>
                         nonattainment in a downwind State(s). Delaware and New Jersey are examples of this geographic phenomenon. In this instance they are embedded in the much larger NE Corridor nonattainment area that covers the area from Virginia to Massachussetts. Upon further examination, EPA found that Delaware and New Jersey each has substantial emissions for its size with emission densities that are greater than some of the neighboring States included in the CAIR. Therefore, excluding Delaware or New Jersey from emission reduction requirements related to PM
                        <E T="52">2.5</E>
                         would not achieve the desired balancing of local and upwind controls. Excluding either State could forgo opportunities for highly cost-effective control that would improve air quality in nearby States' PM
                        <E T="52">2.5</E>
                         nonattainment areas. Ignoring the contributions of Delaware and New Jersey could result in both air quality detriments and cost inefficiencies and inequities. 
                    </P>
                    <P>
                        The EPA considered alternative approaches to addressing this issue. We do not believe it would be appropriate to consider amending or revising the contribution significance criteria set forth in the final CAIR notice. Nevertheless, we believe that these two States, which combined represent a significant source of PM
                        <E T="52">2.5</E>
                         precursor emissions, should not be considered to be below the air quality contribution threshold, in the unique circumstances presented here, solely because of their comparatively small geographic size. We have faced a similar issue with respect to small geographic entities in the NO
                        <E T="52">X</E>
                         SIP Call, where we combined emissions of Delaware, Maryland, and the District of Columbia, and more recently in the CAIR, where we combined emissions of the District of Columbia and Maryland. 
                    </P>
                    <P>
                        The final CAIR's exclusion of Delaware and New Jersey for purposes of PM
                        <E T="52">2.5</E>
                         drew our attention because of features unique to Delaware and New Jersey. Table III-1 and Table III-2 in the proposal to include Delaware and New Jersey in the CAIR PM
                        <E T="52">2.5</E>
                         region (70 FR 25414 and 25415, respectively) present relevant facts regarding Delaware and New Jersey. We believe the following specific conditions with respect to Delaware and New Jersey justify the departure from the CAIR significance criteria because both States: 
                    </P>
                    <P>• Are contiguous; </P>
                    <P>• Have relatively small land area; </P>
                    <P>• Have high emissions densities; </P>
                    <P>
                        • Are near major cities where PM
                        <E T="52">2.5</E>
                         nonattainment affects large populations; and 
                    </P>
                    <P>• Are located between upwind States and at least one downwind area linked to an upwind State. </P>
                    <FP>
                        On balance, we believe the most appropriate way to address the factual situation presented here is to consider Delaware's and New Jersey's contributions together, as one unit of analysis. We also note that both States assented to this approach. Since Delaware and New Jersey are already subject to the CAIR for purposes of ozone, the remainder of this discussion focuses on PM
                        <E T="52">2.5</E>
                         considerations. 
                    </FP>
                    <P>
                        Delaware and New Jersey are both relatively small in land area; both are smaller than any of the 23 States already subject to the CAIR for purposes of PM
                        <E T="52">2.5</E>
                        . Portions of both States are urbanized and industrialized, and overall both have a high emissions density, comparable to that of their neighbors.
                        <SU>5</SU>
                        <FTREF/>
                         Delaware has an emissions density of 76.1 tons/year per square mile, almost twice that of neighboring Pennsylvania and also higher than that of Maryland, States already linked to downwind PM
                        <E T="52">2.5</E>
                         nonattainment areas. New Jersey has an emissions density of 46.6 tons/year per square mile, above that of Pennsylvania although somewhat lower than that of Maryland. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>5</SU>
                             By emissions density we mean the total SO
                            <E T="52">2</E>
                             and NO
                            <E T="52">X</E>
                             emissions from each State in tons per year, divided by the geographic area of the State in square miles. For comparing emissions densities for the purposes of contributions to PM
                            <E T="52">2.5</E>
                             nonattainment, we have compared the emissions density expressed in terms of SO
                            <E T="52">2</E>
                             plus NO
                            <E T="52">X</E>
                             emissions per square mile. Such a comparison is a reasonable measure of comparison that is independent of the disparity in the land area size of the two States.
                        </P>
                    </FTNT>
                    <P>
                        Delaware and New Jersey are near major cities where current PM
                        <E T="52">2.5</E>
                         nonattainment affects large populations. Also, both are relatively near a county or counties in other States that are projected to still be in nonattainment for PM
                        <E T="52">2.5</E>
                         in 2010 in the base modeling case. Delaware and New Jersey are also near large markets for electric power in other States subject to the CAIR for PM
                        <E T="52">2.5</E>
                        , and both are part of the PJM Interconnect electric generation. As a result, there is a potential for emissions shifting from States subject to the PM
                        <E T="52">2.5</E>
                         requirements of the CAIR to States not subject to those requirements, e.g., Delaware and New Jersey. 
                    </P>
                    <P>
                        Both Delaware and New Jersey lie between upwind States that are now subject to the CAIR for both ozone and PM
                        <E T="52">2.5</E>
                         and downwind receptor PM
                        <E T="52">2.5</E>
                         nonattainment areas that are linked to one or both of those upwind States. Maryland has already been determined to contribute significantly to nonattainment in both Philadelphia and New York City. Pennsylvania has already been determined to contribute significantly to nonattainment in New York City, and New York has been determined to contribute to nonattainment in Lancaster County, 
                        <PRTPAGE P="25292"/>
                        Pennsylvania. New Jersey lies between Pennsylvania and New York City, and Delaware lies between part of Maryland and both Philadelphia and New York City. This means that emissions from Delaware and New Jersey are mixed with the emissions of these other upwind States and arrive together at the downwind nonattainment areas in other States. Moreover, Delaware and New Jersey are closer to these receptors. 
                    </P>
                    <P>
                        Given these highly distinctive facts, considered in conjunction with the data concerning the downwind emissions contributions from Delaware and New Jersey, it is reasonable that Delaware and New Jersey be viewed as an entity for assessing significance of PM
                        <E T="52">2.5</E>
                         nonattainment in downwind States. We did this by treating the combination of these two small States as a unit, and then evaluating the combined emissions with the 0.2 μg/m
                        <SU>3</SU>
                         threshold for PM
                        <E T="52">2.5</E>
                         air quality contribution used in the CAIR. As noted, this is consistent with our approach in the NO
                        <E T="52">X</E>
                         SIP Call and other aspects of the CAIR in which we also aggregated certain States in assessing significant contribution. We note also that Delaware and New Jersey lie side-by-side and together form a compact geographic area. We believe this further supports combining them for purposes of this analysis. By combining these two small States, we believe the underlying cost-balancing and control program efficiency goals of our original analytical approach can be better met. 
                    </P>
                    <P>
                        Virtually every commenter (including New Jersey and Delaware) agreed with this approach. The only negative comment termed the proposed approach “arbitrary” (without further analysis), and requested that EPA adhere to existing approaches for assessing significant contribution. The EPA disagrees that aggregating Delaware and New Jersey emissions is arbitrary, for the reasons just set forward. Indeed, given the facts here (especially the emission density and geographic location of the two States), it could be argued that it is arbitrary not to combine the emissions for those two States in assessing significance of contribution. Moreover, past EPA practice in both the CAIR and the NO
                        <E T="52">X</E>
                         SIP Call has aggregated emissions across State boundaries in similar circumstances, as explained above. 
                    </P>
                    <HD SOURCE="HD2">B. Results of Updated Air Quality Modeling for Delaware and New Jersey </HD>
                    <P>
                        The proposed rule for including Delaware and New Jersey in the CAIR included an analysis of the contribution of anthropogenic SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions in these two States to PM
                        <E T="52">2.5</E>
                         nonattainment in other States. This analysis was based upon the sum of the contributions from Delaware and from New Jersey to each downwind nonattainment receptor. The contribution from each of these two States was determined based on air quality modeling of each State individually. Details on EPA's PM
                        <E T="52">2.5</E>
                         contribution modeling approach can be found in the Air Quality Modeling Technical Support Document for the final CAIR.
                        <SU>6</SU>
                        <FTREF/>
                         In brief, the modeling approach involves “zero-out” model simulations in which the SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions from sources in a given State or multi-State area are removed from a 2010 base case scenario.
                        <SU>7</SU>
                        <FTREF/>
                         The predictions from this 2010 “zero-out” run are compared to predictions from the corresponding 2010 Base Case simulation to quantify the contributions to downwind “modeled plus monitored” PM
                        <E T="52">2.5</E>
                         nonattainment receptors. In the proposal, we stated that we would reassess the contribution from Delaware and New Jersey combined by performing “zero-out” modeling in which SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions are removed from both States in a single model run. We conducted the combined Delaware/New Jersey zero-out modeling and the results were provided in the NODA (70 FR 37068; June 28, 2005). 
                    </P>
                    <FTNT>
                        <P>
                            <SU>6</SU>
                             Docket No. EPA-HQ-OAR-2003-0053-2151.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>7</SU>
                             2010 base case does not include emissions reductions expected to result from implementation of the CAIR.
                        </P>
                    </FTNT>
                    <P>
                        The EPA did not receive any significant comment challenging the proposal to combine Delaware and New Jersey emissions to assess significance of contribution to downwind States' PM
                        <E T="52">2.5</E>
                         NAAQS nonattainment. However, one commenter stated that EPA's modeling of Delaware and New Jersey failed to account for the effect on SO
                        <E T="52">2</E>
                         emissions in Delaware of an enforcement action against the Motiva refinery. The commenter said that not accounting for the 27,000 tons per year reduction in SO
                        <E T="52">2</E>
                         at this facility, as required by a Consent Decree, inflates Delaware's 2010 base case emissions. 
                    </P>
                    <P>
                        In response to this comment, EPA adjusted downward the projected 2010 emissions at the Motiva refinery to reflect the required reductions and remodeled the combined contributions from Delaware and New Jersey. As a result, 2010 emissions from Delaware in the revised modeling were lower than in the NODA modeling by over 29,000 tons per year for SO
                        <E T="52">2</E>
                         and over 500 tons per year for NO
                        <E T="52">X</E>
                        . In remodeling Delaware and New Jersey, EPA used the same PM
                        <E T="52">2.5</E>
                         modeling platform as was used for the CAIR PM
                        <E T="52">2.5</E>
                         contribution modeling. The contributions from Delaware and New Jersey to PM
                        <E T="52">2.5</E>
                         nonattainment in other States based on the revised modeling are provided in Table III-1. These results show that the maximum downwind contribution from Delaware and New Jersey combined is 0.21 μg/m
                        <SU>3</SU>
                         which exceeds EPA's PM
                        <E T="52">2.5</E>
                         contribution significance criterion of 0.20 g/m
                        <SU>3</SU>
                        . Thus, the revised modeling for Delaware and New Jersey combined confirms that these States make a significant contribution to PM
                        <E T="52">2.5</E>
                         nonattainment in a downwind State (namely New York County, New York, which includes New York City). 
                    </P>
                    <GPOTABLE COLS="03" OPTS="L2,i1" CDEF="s100,r100,13">
                        <TTITLE>
                            Table III-1.—PM
                            <E T="52">2.5</E>
                             Contributions (μg/m
                            <SU>3</SU>
                            ) From Delaware and New Jersey Combined to PM
                            <E T="52">2.5</E>
                             Nonattainment
                        </TTITLE>
                        <BOXHD>
                            <CHED H="1">State</CHED>
                            <CHED H="1">County</CHED>
                            <CHED H="1">
                                PM
                                <E T="52">2.5</E>
                                <LI>contribution</LI>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Alabama</ENT>
                            <ENT>Jefferson Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Alabama</ENT>
                            <ENT>Russell Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Delaware</ENT>
                            <ENT>New Castle Co</ENT>
                            <ENT>0.15</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">District of Columbia</ENT>
                            <ENT>District of Columbia</ENT>
                            <ENT>0.08</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Georgia</ENT>
                            <ENT>Bibb Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Georgia</ENT>
                            <ENT>Clarke Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Georgia</ENT>
                            <ENT>Clayton Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Georgia</ENT>
                            <ENT>Cobb Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Georgia</ENT>
                            <ENT>DeKalb Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Georgia</ENT>
                            <ENT>Floyd Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Georgia</ENT>
                            <ENT>Fulton Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="25293"/>
                            <ENT I="01">Georgia</ENT>
                            <ENT>Walker Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Illinois</ENT>
                            <ENT>Cook Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Illinois</ENT>
                            <ENT>Madison Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Illinois</ENT>
                            <ENT>St. Clair Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Indiana</ENT>
                            <ENT>Clark Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Indiana</ENT>
                            <ENT>Dubois Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Indiana</ENT>
                            <ENT>Lake Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Indiana</ENT>
                            <ENT>Marion Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Indiana</ENT>
                            <ENT>Vanderburgh Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Kentucky</ENT>
                            <ENT>Fayette Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Kentucky</ENT>
                            <ENT>Jefferson Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Maryland </ENT>
                            <ENT>Anne Arundel Co</ENT>
                            <ENT>0.11</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Maryland</ENT>
                            <ENT>Baltimore City</ENT>
                            <ENT>0.10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Michigan</ENT>
                            <ENT>Wayne Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">New York</ENT>
                            <ENT>New York Co</ENT>
                            <ENT>0.21</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">North Carolina</ENT>
                            <ENT>Catawba Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">North Carolina</ENT>
                            <ENT>Davidson Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Ohio</ENT>
                            <ENT>Butler Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Ohio</ENT>
                            <ENT>Cuyahoga Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Ohio</ENT>
                            <ENT>Franklin Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Ohio</ENT>
                            <ENT>Hamilton Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Ohio</ENT>
                            <ENT>Jefferson Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Ohio</ENT>
                            <ENT>Lawrence Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Ohio</ENT>
                            <ENT>Mahoning Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Ohio</ENT>
                            <ENT>Montgomery Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Ohio</ENT>
                            <ENT>Scioto Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Ohio</ENT>
                            <ENT>Stark Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Ohio</ENT>
                            <ENT>Summit Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Pennsylvania</ENT>
                            <ENT>Allegheny Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Pennsylvania</ENT>
                            <ENT>Beaver Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Pennsylvania</ENT>
                            <ENT>Berks Co</ENT>
                            <ENT>0.13</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Pennsylvania</ENT>
                            <ENT>Cambria Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Pennsylvania</ENT>
                            <ENT>Dauphin Co</ENT>
                            <ENT>0.09</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Pennsylvania</ENT>
                            <ENT>Delaware Co</ENT>
                            <ENT>0.15</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Pennsylvania</ENT>
                            <ENT>Lancaster Co</ENT>
                            <ENT>0.15</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Pennsylvania</ENT>
                            <ENT>Philadelphia Co</ENT>
                            <ENT>0.15</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Pennsylvania</ENT>
                            <ENT>Washington Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Pennsylvania</ENT>
                            <ENT>Westmoreland Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Pennsylvania</ENT>
                            <ENT>York Co</ENT>
                            <ENT>0.12</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Tennessee</ENT>
                            <ENT>Hamilton Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Tennessee</ENT>
                            <ENT>Knox Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">West Virginia</ENT>
                            <ENT>Berkeley Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">West Virginia</ENT>
                            <ENT>Brooke Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">West Virginia</ENT>
                            <ENT>Cabell Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">West Virginia</ENT>
                            <ENT>Hancock Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">West Virginia</ENT>
                            <ENT>Kanawha Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">West Virginia</ENT>
                            <ENT>Marion Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">West Virginia</ENT>
                            <ENT>Marshall Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">West Virginia</ENT>
                            <ENT>Ohio Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">West Virginia</ENT>
                            <ENT>Wood Co</ENT>
                            <ENT>&lt; 0.05</ENT>
                        </ROW>
                    </GPOTABLE>
                    <HD SOURCE="HD1">IV. Findings and Action </HD>
                    <HD SOURCE="HD2">A. Findings of Significant Contribution for Delaware and New Jersey </HD>
                    <P>
                        We find that emissions of the PM
                        <E T="52">2.5</E>
                         precursors SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emitted by Delaware and New Jersey contribute significantly to nonattainment of the PM
                        <E T="52">2.5</E>
                         NAAQS in New York. Accordingly, we are finalizing SIP requirements for Delaware and New Jersey under section 110(a)(1) to meet the requirements of section 110(a)(2)(D)(i), namely, to contain adequate provisions to prohibit SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions from sources or activities within the States from “contribut[ing] significantly to nonattainment” of the PM
                        <E T="52">2.5</E>
                         NAAQS in downwind States. 
                    </P>
                    <HD SOURCE="HD2">B. SIP Approval Criteria </HD>
                    <P>
                        The CAIR added two new sections to title 40 of the Code of Federal Regulations, §§ 51.123 and 51.124 containing requirements related to NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         respectively, which establish the requirement for submission of SIP revisions to comply with the CAIR and the criteria which EPA will use to review these revisions for approval or disapproval. The content of these sections is presented in section VII of the preamble to the CAIR. Delaware and New Jersey are already subject to the ozone-related provisions of these sections but not to the provisions that relate to PM
                        <E T="52">2.5</E>
                        . We are amending these two sections to extend the PM
                        <E T="52">2.5</E>
                        -related provisions to both States. The practical effect of the amendments will be to subject the States to budgets (if they choose to control large EGUs) for annual emission reduction requirements of NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                        . 
                        <PRTPAGE P="25294"/>
                    </P>
                    <HD SOURCE="HD3">Delaware and New Jersey Statewide Annual Emissions Budgets</HD>
                    <P>
                        The NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         annual and ozone season budgets for New Jersey and Delaware are shown below in Tables IV-1 and IV-2. 
                    </P>
                    <GPOTABLE COLS="03" OPTS="L2,i1" CDEF="s30,10,10">
                        <TTITLE>
                            Table IV-1.—Annual NO
                            <E T="52">X</E>
                             Budgets
                        </TTITLE>
                        <TDESC>[Tons]</TDESC>
                        <BOXHD>
                            <CHED H="1">Year</CHED>
                            <CHED H="1">Delaware</CHED>
                            <CHED H="1">New Jersey</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">2009 </ENT>
                            <ENT>4,166 </ENT>
                            <ENT>12,670</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2015 </ENT>
                            <ENT>3,472 </ENT>
                            <ENT>10,558</ENT>
                        </ROW>
                    </GPOTABLE>
                    <GPOTABLE COLS="03" OPTS="L2,i1" CDEF="s30,10,10">
                        <TTITLE>
                            Table IV-2.—Annual SO
                            <E T="52">2</E>
                             Budgets
                        </TTITLE>
                        <TDESC>[Tons]</TDESC>
                        <BOXHD>
                            <CHED H="1">Year</CHED>
                            <CHED H="1">Delaware</CHED>
                            <CHED H="1">New Jersey</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">2010</ENT>
                            <ENT>22,411</ENT>
                            <ENT>32,392</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2015</ENT>
                            <ENT>15,687</ENT>
                            <ENT>22,674</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>
                        State annual SO
                        <E T="52">2</E>
                         budgets for the years 2010-2014 (Phase I) are based on a 50 percent reduction from title IV allocations for all units in the affected State. The State annual budgets for 2015 and beyond (Phase II) are based on a 65 percent reduction from title IV allowances allocated to units in the affected State for SO
                        <E T="52">2</E>
                         control. 
                    </P>
                    <P>
                        The EPA calculated State NO
                        <E T="52">X</E>
                         budgets through a fuel-adjusted heat-input basis, as in the CAIR. State budgets were determined by multiplying historic heat input data (summed by fuel) by different adjustment factors for the different fuels. These factors reflect the relative differences in the average NO
                        <E T="52">X</E>
                         emissions rates for each fuel type. The average NO
                        <E T="52">X</E>
                         emissions rates were derived by totaling 1999 through 2001 heat input and emissions for each fuel type (
                        <E T="03">i.e.</E>
                        , coal, natural gas, and oil), in each State. The resulting adjustment factors from this calculation are 1.0 for coal, 0.4 for gas and 0.6 for oil. The factors reflect the inherently higher emissions rate of coal-fired plants, and consequently the greater burden on coal plants to control emissions. The regional budget was then apportioned to States on a pro-rata basis, based on each State's share of total adjusted average heat input. For a more detailed discussion of how the budgets were calculated, see the proposal (70 FR 25416). 
                    </P>
                    <HD SOURCE="HD3">Compliance Supplement Pool (CSP) Allowances and the Statewide Budgets </HD>
                    <P>
                        The final CAIR annual NO
                        <E T="52">X</E>
                         cap and trade rule provides additional incentives for early annual NO
                        <E T="52">X</E>
                         reductions by creating a CSP for CAIR States from which they can distribute allowances for early, annual NO
                        <E T="52">X</E>
                         emissions reductions in the years 2007 and 2008. The CSP functions much like the NO
                        <E T="52">X</E>
                         SIP Call's CSP. The CSP is comprised of CAIR annual NO
                        <E T="52">X</E>
                         allowances of vintage year 2009. 
                    </P>
                    <P>
                        In the final CAIR, EPA apportions a 200,000 ton CSP to all States in the CAIR region. The CSP was apportioned based on a State's share of the required emissions reductions (
                        <E T="03">i.e.</E>
                        , the difference between their State baseline emissions and their projected emissions under the CAIR). States may distribute these CAIR NO
                        <E T="52">X</E>
                         allowances to sources based upon either: (1) A demonstration to the State of NO
                        <E T="52">X</E>
                         emissions reductions in surplus of any existing NO
                        <E T="52">X</E>
                         emission control requirements; or (2) a demonstration to the State that the facility has a “need” that would affect electricity grid reliability; or, another method chosen by the State. Sources that wish to receive CAIR CSP allowances can be awarded one CAIR annual NO
                        <E T="52">X</E>
                         allowance for every ton of NO
                        <E T="52">X</E>
                         emissions reductions. (Should a State receive more requests for allowances than their share of the CAIR CSP, the State would pro-rate the allowance distribution). Determination of surplus emissions must use emissions data measured using part 75 monitoring. 
                    </P>
                    <P>
                        The CSP for CAIR States affected by the CAIR NFR has a total of 198,494 CAIR NO
                        <E T="52">X</E>
                         allowances in addition to the annual CAIR NO
                        <E T="52">X</E>
                         budgets. With Delaware and New Jersey as part of the final CAIR program, they will be allotted an additional 1,503 allowances. Table IV-3 shows the NO
                        <E T="52">X</E>
                         CSP for New Jersey and Delaware. 
                    </P>
                    <GPOTABLE COLS="02" OPTS="L2,i1" CDEF="12C,12C">
                        <TTITLE>
                            Table IV-3.—NO
                            <E T="52">X</E>
                             Compliance Supplement Pool
                        </TTITLE>
                        <TDESC>[Tons]</TDESC>
                        <BOXHD>
                            <CHED H="1">Delaware</CHED>
                            <CHED H="1">New Jersey</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">843</ENT>
                            <ENT>660</ENT>
                        </ROW>
                    </GPOTABLE>
                    <HD SOURCE="HD2">C. SIP Submittal Deadline </HD>
                    <P>
                        We are also finalizing the requirement that PM
                        <E T="52">2.5</E>
                         transport SIPs be submitted, under CAA section 110(a)(1), as soon as practicable, but not later than 18 months from the date of signature of the CAIR, 
                        <E T="03">i.e.</E>
                        , September 11, 2006. While EPA did not receive public comment regarding the proposed Delaware and New Jersey CAIR SIP revision for PM
                        <E T="52">2.5</E>
                        , EPA notes that this deadline will be less than 18 months from today's final action and less than the 12-month timeline EPA had expected at the time of the publication of the Delaware and New Jersey CAIR proposal. However, we continue to believe that Delaware and New Jersey have sufficient time to develop and submit CAIR SIP revisions for the following reasons. 
                    </P>
                    <P>
                        First, Delaware and New Jersey were included in the initial CAIR finding of significant contribution for PM
                        <E T="52">2.5</E>
                         precursors, so Delaware and New Jersey have been aware that they might have to submit transport SIPs for PM
                        <E T="52">2.5</E>
                         since the CAIR proposal was published on January 30, 2004. Moreover, we are adopting all of the key features of the initial CAIR proposal, including the same annual SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         reductions and budgets and the same implementation mechanisms. In addition, Delaware and New Jersey have been aware of the CAIR model trading rules, which they may choose to adopt as a highly cost-effective control remedy, for the same length of time as the other CAIR States. Again, since these States have been on notice regarding these issues, we believe that it is reasonable to require Delaware and New Jersey to submit their CAIR SIP revisions for PM
                        <E T="52">2.5</E>
                         on the same timeline as other CAIR PM
                        <E T="52">2.5</E>
                         States. 
                    </P>
                    <P>
                        The EPA modeling projects that, when Delaware and New Jersey are included in the CAIR SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         annual trading programs, these States would achieve the required emissions reductions with limited installation of advanced emissions controls. Specifically, EPA modeling projected the installation of one flue gas desulfurization (FGD) control device in New Jersey.
                        <SU>8</SU>
                        <FTREF/>
                         By requiring the Delaware and New Jersey CAIR SIP revisions by September 11, 2006, sources will have 40 months to plan and install the one additional FGD device EPA predicts will be installed. This exceeds the 27 months EPA estimates it takes for the installation of a FGD device. Also, we believe sufficient boiler maker labor and other resources exist to support one additional FGD device installation by January 1, 2010. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>8</SU>
                             The EPA modeling shows that no additional selective catalytic reduction (SCR) units would be required in the two States. Analysis is based upon comparisons of projected emissions control equipment retrofits in IPM runs with and without Delaware and New Jersey. See IPM runs (“CAIR 2004 Final DE and NJ”) in the docket for further details.
                        </P>
                    </FTNT>
                    <P>
                        For all these reasons, also put forth in the Delaware and New Jersey NPR, we think it reasonable that Delaware and New Jersey submit PM
                        <E T="52">2.5</E>
                         transport SIPs by September 11, 2006. 
                    </P>
                    <HD SOURCE="HD2">D. Emissions Reporting Requirements </HD>
                    <P>
                        In order to provide emissions inventory information that will allow EPA to better monitor the implementation and effects of the 
                        <PRTPAGE P="25295"/>
                        CAIR's emissions reductions, EPA incorporated into the CAIR the pre-existing emission inventory reporting requirements applicable to States affected by the CAIR. Those CAIR requirements were specific to whether a State was affected by the annual emissions reductions requirements for SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         or only the ozone-season reduction requirements for NO
                        <E T="52">X</E>
                        . Because we are applying the annual emissions reductions requirements to Delaware and New Jersey, we are also placing these two States under the corresponding provisions of the emissions reporting requirements. The only practical effect of this change relative to existing requirements is that if either State chooses to obtain some of the required annual emissions reductions from a source which emits less than 2,500 tons/year of both SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         and that source is not also made subject to the EPA-operated emissions trading programs, the State must report the annual emissions of that source to EPA annually in contrast to the triennial requirement that presently applies to such sources. 
                    </P>
                    <HD SOURCE="HD1">V. Expected Effects of This Action </HD>
                    <HD SOURCE="HD2">A. Emissions </HD>
                    <P>
                        The EPA has conducted power sector analysis of the CAIR using the IPM. The IPM is a dynamic linear programming model that can be used to examine air pollution control policies for SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         throughout the contiguous United States for the entire power system. Documentation for IPM can be found at 
                        <E T="03"> http://www.epa.gov/airmarkets/epa-ipm.</E>
                    </P>
                    <P>
                        Emissions of SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         in the CAIR region would be higher under the final CAIR where Delaware and New Jersey are only included in a summer season ozone cap, similar to Connecticut and Massachusetts. Since these two States are being included as part of the annual SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         caps for the CAIR, emissions in the region will be reduced by another 48,000 tons of SO
                        <E T="52">2</E>
                         and 11,000 tons of NO
                        <E T="52">X</E>
                         from the final CAIR scenario by 2015. 
                    </P>
                    <P>
                        The inclusion of Delaware and New Jersey in the annual CAIR requirements will result in additional reductions of SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         that will help achieve attainment in downwind States. These additional reductions are shown in Table V-1.
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>9</SU>
                             The CAIR region for purposes of this table includes the following States: Alabama, Arkansas, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, New Jersey, New York, North Caorlina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, West Virginia, Wisconsin.
                        </P>
                    </FTNT>
                    <GPOTABLE COLS="05" OPTS="L2,i1" CDEF="s100,10,10,10,10">
                        <TTITLE>
                            Table V-1.—Annual Emissions From Affected Sources for the CAIR Region 
                            <SU>9</SU>
                        </TTITLE>
                        <TDESC>[Thousand tons]</TDESC>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">2010 </CHED>
                            <CHED H="2">
                                SO
                                <E T="52">2</E>
                            </CHED>
                            <CHED H="2">
                                NO
                                <E T="52">X</E>
                            </CHED>
                            <CHED H="1">2015</CHED>
                            <CHED H="2">
                                SO
                                <E T="52">2</E>
                            </CHED>
                            <CHED H="2">
                                NO
                                <E T="52">X</E>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Base Case</ENT>
                            <ENT>8,868</ENT>
                            <ENT>2,826</ENT>
                            <ENT>8,056</ENT>
                            <ENT>2,853</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                Final CAIR (DE and NJ Included for Ozone Season NO
                                <E T="0732">X</E>
                                 Only)
                            </ENT>
                            <ENT>5,336</ENT>
                            <ENT>1,592</ENT>
                            <ENT>4,216</ENT>
                            <ENT>1,342</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                CAIR Modified By This Rule (DE and NJ Included for Annual SO
                                <E T="0732">2</E>
                                 and NO
                                <E T="0732">X</E>
                                ) 
                            </ENT>
                            <ENT>5,305</ENT>
                            <ENT>1,582</ENT>
                            <ENT>4,168</ENT>
                            <ENT>1,331</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Difference between CAIR Scenarios</ENT>
                            <ENT>32</ENT>
                            <ENT>10</ENT>
                            <ENT>48</ENT>
                            <ENT>11</ENT>
                        </ROW>
                        <TNOTE>
                            <E T="02">Note:</E>
                             Numbers may not add due to rounding.
                        </TNOTE>
                    </GPOTABLE>
                    <HD SOURCE="HD2">B. Air Quality </HD>
                    <P>
                        Section VI of the preamble to the CAIR describes the air quality modeling performed to determine the projected impacts of the CAIR on PM
                        <E T="52">2.5</E>
                         and 8-hour ozone of the SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions reductions in the control region modeled. The modeling used to estimate the air quality impact of these reductions assumed annual SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         controls for Arkansas, Delaware, and New Jersey (as had been proposed before completion of the final contribution analysis) in addition to the 23 States plus the District of Columbia. Since Arkansas, Delaware, and New Jersey are not included in the final CAIR PM
                        <E T="52">2.5</E>
                         region, the modeled estimated impacts are overstated for the final CAIR which excludes all three States from the CAIR region for PM
                        <E T="52">2.5</E>
                        . Because Delaware and New Jersey now are subject to the PM
                        <E T="52">2.5</E>
                        -related emissions limits for SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                        , the air quality modeling for the final CAIR better approximates the net effects of the CAIR plus today's rule, but still overestimates the air quality changes somewhat due to the continued discrepancy regarding Arkansas. The Regulatory Impact Analysis for the CAIR discusses these differences in scenarios in more detail. 
                    </P>
                    <P>The EPA analyzed the impacts of the regional emissions reductions in both 2010 and 2015. These impacts are quantified by comparing air quality modeling results for the regional control scenario to the modeling results for the corresponding 2010 and 2015 base case scenarios. The 2010 and 2015 emissions reductions and air quality improvements from the regional control strategy modeled are presented in summary form in section VI of the preamble to the CAIR and in detail in the Emission Inventory Technical Support Document and the Air Quality Modeling Technical Support Document for the CAIR. </P>
                    <P>
                        The EPA estimates, based on the air quality analysis for the CAIR, that the required SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions reductions would, by themselves, bring into attainment 52 of the 80 counties that are otherwise expected to be in nonattainment for PM
                        <E T="52">2.5</E>
                         in 2010, and 57 of the 75 counties that are otherwise expected to be in nonattainment for PM
                        <E T="52">2.5</E>
                         in 2015. The EPA further estimates that the required NO
                        <E T="52">X</E>
                         emissions reductions would, by themselves, bring into attainment 3 of the 40 counties that are otherwise expected to be in nonattainment for 8-hour ozone in 2010, and 6 of the 22 counties that are expected to be in nonattainment for 8-hour ozone in 2015. In addition, today's rule will improve PM
                        <E T="52">2.5</E>
                         and 8-hour ozone air quality in the areas that will remain nonattainment for those two NAAQS after implementation of today's rule. Because of today's rule, the States with those remaining nonattainment areas will find it less burdensome and less expensive to reach attainment by adopting additional local controls. The CAIR will also reduce PM
                        <E T="52">2.5</E>
                         and 8-hour ozone levels in attainment areas. 
                    </P>
                    <P>
                        We have not conducted an incremental analysis of the air quality effects from the proposed extension of the annual emissions reductions requirements to New Jersey and Delaware. However, IPM modeling of EGU emissions indicates that assuming that all States join the EPA trading 
                        <PRTPAGE P="25296"/>
                        programs, highly cost-effective emissions reductions will be distributed across the region in addition to Delaware and New Jersey themselves, and contribute to the attainment of these two States' downwind neighbors as well as other States with nonattainment areas. 
                    </P>
                    <HD SOURCE="HD1">VI. Statutory and Executive Order Reviews </HD>
                    <HD SOURCE="HD2">A. Executive Order 12866: Regulatory Planning and Review </HD>
                    <P>Under Executive Order 12866 (58 FR 51735, October 4, 1993), the Agency must determine whether a regulatory action is “significant” and therefore subject to Office of Management and Budget (OMB) review and the requirements of the Executive Order. The Order defines “significant regulatory action” as one that is likely to result in a rule that may: </P>
                    <P>1. Have an annual effect on the economy of $100 million or more or adversely affect in a material way the economy, a sector of the economy, productivity, competition, jobs, the environment, public health or safety, or State, local, or Tribal governments or communities; </P>
                    <P>2. Create a serious inconsistency or otherwise interfere with an action taken or planned by another agency; </P>
                    <P>3. Materially alter the budgetary impact of entitlements, grants, user fees, or loan programs or the rights and obligations of recipients thereof; or </P>
                    <P>4. Raise novel legal or policy issues arising out of legal mandates, the President's priorities, or the principles set forth in the Executive Order. </P>
                    <P>In view of its important policy implications and potential effect on the economy of over $100 million, this rule and the CAIR program inclusive of this rule has been judged to be an economically “significant regulatory action” within the meaning of the Executive Order. As a result, today's rule was submitted to OMB for review, and EPA prepared an economic analysis of the CAIR program including this rule entitled “Regulatory Impact Analysis of the Final Clean Air Interstate Rule” (March 2005). </P>
                    <HD SOURCE="HD3">1. What Economic Analyses Were Conducted for the Rulemaking? </HD>
                    <P>The analyses conducted for the CAIR program (CAIR final rule plus this New Jersey and Delaware rule) provide several important analyses of impacts on public welfare. These include an analysis of the social benefits, social costs, and net benefits of the regulatory scenario. The economic analyses also address issues involving small business impacts, unfunded mandates (including impacts for Tribal governments), environmental justice, children's health, energy impacts, and requirements of the Paperwork Reduction Act. </P>
                    <HD SOURCE="HD3">2. What Are the Benefits and Costs of the CAIR Program? </HD>
                    <P>
                        The benefit-cost analysis shows that substantial net economic benefits to society are likely to be achieved due to reduction in emissions resulting from the CAIR program that includes annual SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         controls for New Jersey and Delaware. The results show that the CAIR program would be highly beneficial to society, with annual net benefits (benefits less costs) of approximately $71.4 or $60.4 billion in 2010 and $98.5 or $83.2 billion in 2015. These alternative net benefits estimates occur due to differing assumptions concerning the social discount rate used to estimate the annual value of the benefits of the rule with the lower estimates relating to a discount rate of 7 percent and the higher estimates a discount rate of 3 percent. All amounts are reflected in 1999 dollars. For more information, see the NFR for the CAIR published in the 
                        <E T="04">Federal Register</E>
                         (70 FR 25162; May 12, 2005) and the Regulatory Impact Analysis for the Final Clean Air Interstate Rule (March 2005). 
                    </P>
                    <HD SOURCE="HD3">3. What Are the Incremental Costs to the Power Industry Associated With This New Jersey and Delaware Rule? </HD>
                    <P>
                        The costs presented here represent the total incremental cost to the electric power industry of reducing NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         emissions to meet the reduction requirements set forth in the rule, assuming all States participate in a regionwide cap and trade program. These costs estimates are referred to as private costs, and these estimates differ from the cost of the program to society or social cost estimates presented for the CAIR program discussed previously. As shown in Table VI-1, EPA estimates the annual private costs of this rule to include Delaware and New Jersey in the CAIR are approximately $30 million in 2010 and $40 million in 2015. All estimates reflect 1999 dollars. Overall, the impacts of the CAIR program are modest, particularly in light of the large benefits we expect. Delaware and New Jersey are part of the PJM electricity region, which is an extremely large regional transmission organization that manages electricity movement through several Mid-Atlantic and Mid-Western States. The PJM ensures that plants are operated efficiently and power is supplied reliably and safely. Other States already in the CAIR are also part of the PJM, and EPA does not anticipate that retail electricity prices will be greatly affected by the CAIR, inclusive of this rule to include Delaware and New Jersey. Retail electricity prices are projected to increase roughly 2.0-2.6 percent with the CAIR program (inclusive of this rule) in the 2010 and 2015 timeframe, and then drop below 2.0 percent thereafter. For the MAAAC Power Region, which includes Delaware and New Jersey, retail electricity prices are projected to increase roughly 3.2 to 3.4 percent with the CAIR program (inclusive of this rule) in the 2010 and 2015 timeframe, and then drop below 1.0 percent, thereafter. The effects of the CAIR program on natural gas prices and the electric power industry generation mix are also small, with a 1.6 percent or less increase in natural gas prices projected from 2010 to 2020. 
                    </P>
                    <P>
                        With the Delaware and New Jersey rule and the CAIR, we estimate there will be continued reliance on coal-fired generation. Coal-fired generation is projected to remain at roughly 50 percent of total electricity generated. A relatively small amount of coal-fired capacity, about 5.2 GW 
                        <SU>10</SU>
                        <FTREF/>
                         (1.7 percent of all coal-fired capacity and 0.5 percent of all generating capacity), is projected to be uneconomic to maintain. For the most part, these units are small and infrequently used generating units that are dispersed throughout the CAIR region. Units projected to be uneconomic to maintain may be “mothballed,” retired, or kept in service to ensure transmission reliability in certain parts of the grid. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>10</SU>
                             0.5 GW of this capacity occurs as a result of the inclusion of Delaware and New Jersey in the CAIR.
                        </P>
                    </FTNT>
                    <P>As demand grows in the future, additional coal-fired generation is projected to be built under the CAIR program. As a result, both coal-fired generation and coal production for electricity generation are projected to increase from 2003 levels by about 15 percent in 2010 and 25 percent by 2020, and we expect a small shift towards greater coal production in Appalachia and the interior coal regions of the country with the CAIR. </P>
                    <P>
                        For today's rule, EPA analyzed the costs and other economic inputs using the IPM described earlier and the EPA Retail Pricing Model (RPM). The additional annualized incremental costs of including Delaware and New Jersey in the CAIR program primarily occur because of the additional installation 
                        <PRTPAGE P="25297"/>
                        and operation of a modest amount of pollution control equipment. 
                    </P>
                    <GPOTABLE COLS="03" OPTS="L2,i1" CDEF="s100,12,12">
                        <TTITLE>Table VI-1.—Annualized Incremental Private Costs for the CAIR Region With and Without Delaware and New Jersey</TTITLE>
                        <TDESC>[Billions of 1999 dollars]</TDESC>
                        <BOXHD>
                            <CHED H="1">Program </CHED>
                            <CHED H="1">Costs in 2010 </CHED>
                            <CHED H="1">Costs in 2015</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">
                                Final CAIR (DE and NJ: Ozone Season NO
                                <E T="0732">X</E>
                                 Only) 
                            </ENT>
                            <ENT>$2.53 </ENT>
                            <ENT>$3.85</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                Final CAIR Plus NJ and DE Proposal (DE and NJ: Annual SO
                                <E T="0732">2</E>
                                 and NO
                                <E T="0732">X</E>
                                  
                            </ENT>
                            <ENT>2.56 </ENT>
                            <ENT>3.89</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Difference Between CAIR Scenarios </ENT>
                            <ENT>0.03 </ENT>
                            <ENT>0.04</ENT>
                        </ROW>
                        <TNOTE>Source: EPA 2004-2005, Integrated Planning Model. Results differ from those reported in the CAIR RIA reflecting more recent modeling results for the CAIR.</TNOTE>
                    </GPOTABLE>
                    <HD SOURCE="HD3">4. What Potential Benefits May Be Associated With This Rule? </HD>
                    <P>
                        Air quality modeling was not conducted for the New Jersey and Delaware rule. For this reason, an analysis of the potential benefits for the New Jersey and Delaware rule cannot be determined with any degree of specificity. However, based on the air quality modeling results for the CAIR, we can make “ball park” estimates of the benefits and net benefits that might occur with this rule. Including New Jersey and Delaware in the CAIR program would result in additional reductions of SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions. This “ball park” estimate approach assumes the benefits-per-ton for reductions of SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions for Delaware and New Jersey will equate to the average benefits-per-ton resulting from the CAIR program. Using this approach, we estimate that approximately $630 million of the total annual CAIR program benefits previously discussed are attributable to annual SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         controls for New Jersey and Delaware in 2010. This estimate increases to over $1.1 billion in 2015. The full CAIR analysis including New Jersey and Delaware showed a benefit-cost ratio of as high as 39:1 in 2015. Based on the relatively low estimated private costs of including New Jersey and Delaware of $30 million in 2010 and $40 million in 2015, it is highly likely that benefits would exceed the costs of including Delaware and New Jersey in the CAIR even if benefits of controlling SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         for New Jersey and Delaware are substantially lower than the average benefit estimates for the CAIR in general. It is highly unlikely that benefits are much lower than the average given the urban nature of much of New Jersey, and the proximity of New Jersey and Delaware to many heavily populated urban areas. 
                    </P>
                    <HD SOURCE="HD2">B. Paperwork Reduction Act </HD>
                    <P>The information collection requirements in this rule have been submitted for approval to the OMB under the Paperwork Reduction Act, 44 U.S.C. 3501 et seq. The Information Collection Request (ICR) document prepared by EPA has been assigned EPA ICR number 2184.02. </P>
                    <P>
                        The purpose of the ICR is to estimate the anticipated monitoring, reporting, and recordkeeping burden estimates and associated costs for States, local governments, and sources that are expected to result from this final rule. This ICR describes the nature of the information collection and the estimated burden for this rule. In cases where information is already collected by a related program, the ICR takes into account only the additional burden. This situation arises in States that are also subject to requirements of the Consolidated Emissions Reporting Rule (EPA ICR number 0916.10; OMB control number 2060-0088) or for sources that are subject to the Acid Rain Program (EPA ICR 2152.01; EPA ICR number 1633.13; OMB control number 2060-0258) or NO
                        <E T="52">X</E>
                         SIP Call (EPA ICR number 1857.03; OMB control number 2060-0445) requirements. 
                    </P>
                    <P>
                        The total monitoring, recordkeeping, and reporting burden to sources resulting from Delaware and New Jersey choosing to participate in a regional cap and trade program are expected to be approximately $263,000 at the time the monitors are initially used. This estimate includes the annualized cost of installing and operating appropriate SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions monitoring equipment to measure and report the total emissions of these pollutants from affected EGUs (serving generators greater than 25 megawatt capacity) for this rule. The burden to State and local air agencies includes any necessary SIP revisions, performing monitoring certification, and fulfilling audit responsibilities. 
                    </P>
                    <P>Burden means the total time, effort, or financial resources expended by persons to generate, maintain, retain, or disclose or provide information to or for a Federal agency. This includes the time needed to review instructions; develop, acquire, install, and utilize technology and systems for the purposes of collecting, validating, and verifying information, processing and maintaining information, and disclosing and providing information; adjust the existing ways to comply with any previously applicable instructions and requirements; train personnel to be able to respond to a collection of information; search data sources; complete and review the collection of information; and transmit or otherwise disclose the information. </P>
                    <P>An agency may not conduct or sponsor, and a person is not required to respond to a collection of information unless it displays a currently valid OMB control number. The OMB control numbers for EPA's regulations in 40 CFR are listed in 40 CFR part 9. </P>
                    <HD SOURCE="HD2">C. Regulatory Flexibility Act </HD>
                    <P>The Regulatory Flexibility Act (RFA) generally requires an agency to prepare a regulatory flexibility analysis of any rule subject to notice and comment rulemaking requirements under the Administrative Procedure Act or any other statute unless the agency certifies that the rule will not have a significant economic impact on a substantial number of small entities. Small entities include small businesses, small organizations, and small governmental jurisdictions. </P>
                    <P>
                        For purposes of assessing the impacts of today's rule on small entities, small entity is defined as: (1) A small business that is identified by the North American Industry Classification System (NAICS) Code, as defined by the Small Business Administration (SBA); (2) a small governmental jurisdiction that is a government of a city, county, town, school district or special district with a population of less than 50,000; and (3) a small organization that is any not-for-profit enterprise which is independently owned and operated and is not dominant in its field. Table VI-2 lists entities potentially impacted by this rule with applicable NAICS codes. 
                        <PRTPAGE P="25298"/>
                    </P>
                    <GPOTABLE COLS="03" OPTS="L2,i1" CDEF="s75,12,r150">
                        <TTITLE>VI-2.—Potentially Regulated Categories and Entities</TTITLE>
                        <BOXHD>
                            <CHED H="1">Category </CHED>
                            <CHED H="1">
                                NAICS code 
                                <SU>1</SU>
                            </CHED>
                            <CHED H="1">Examples of potentially regulated entities</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Industry </ENT>
                            <ENT>221112 </ENT>
                            <ENT>Fossil fuel-fired electric utility steam generating units.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Federal Government </ENT>
                            <ENT>2211122 </ENT>
                            <ENT>Fossil fuel-fired electric utility steam generating units owned by the Federal government. </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">State/local/Tribal Government </ENT>
                            <ENT>
                                <SU>2</SU>
                                 221112 
                            </ENT>
                            <ENT>Fossil fuel-fired electric utility steam generating units owned by municipalities.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>921150</ENT>
                            <ENT>Fossil fuel-fired electric utility steam generating units in Indian Country.</ENT>
                        </ROW>
                        <TNOTE>
                            <E T="51">1</E>
                             North American Industry Classification System.
                        </TNOTE>
                        <TNOTE>
                            <E T="51">2</E>
                             Federal, State, or local government-owned and operated establishments are classified according to the activity in which they are engaged.
                        </TNOTE>
                    </GPOTABLE>
                    <P>According to the SBA size standards for NAICS code 221112 Utilities-Fossil Fuel Electric Power Generation, a firm is small if, including its affiliates, it is primarily engaged in the generation, transmission, and or distribution of electric energy for sale and its total electric output for the preceding fiscal year did not exceed 4 million megawatt hours. </P>
                    <P>
                        After considering the economic impacts of today's final rule on small entities, I certify that this action will not have a significant economic impact on a substantial number of small entities. This final rule will not impose any requirements on small entities. Courts have interpreted the RFA to require a regulatory flexibility analysis only when small entities will be subject to the requirements of the rule. 
                        <E T="03">See Michigan</E>
                         v. 
                        <E T="03">EPA</E>
                        , 213 F.3d 663, 668-69 (D.C. Cir., 2000), 
                        <E T="03">cert. den.</E>
                         121 S.Ct. 225, 149 L.Ed.2d 135 (2001). 
                    </P>
                    <P>
                        This rule would not establish requirements applicable to small entities. Instead, this rule requires New Jersey and Delaware to develop, adopt, and submit SIP revisions that would achieve the necessary SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions reductions, and would leave to the States the task of determining how to obtain those reductions, including which entities to regulate. Moreover, because these States would have discretion to choose the sources to regulate and how much emissions reductions each selected source would have to achieve, EPA could not predict the effect of the rule on small entities. Although not required by the RFA, the Agency has conducted a small business analysis for the CAIR program inclusive of the New Jersey and Delaware proposal. 
                    </P>
                    <P>Overall, about 445 MW of total small entity capacity, or 1.0 percent of total small entity capacity in the CAIR region, is projected to be uneconomic to maintain under the CAIR relative to the base case. In practice, units projected to be uneconomic to maintain may be “mothballed,” retired, or kept in service to ensure transmission reliability in certain parts of the grid. Our IPM modeling is unable to distinguish between these potential outcomes. </P>
                    <P>The EPA modeling identified 264 small power-generating entities within the entire CAIR region based upon the definition of small entity outlined above. The EPA excluded from this analysis 189 small entities that were not projected to have at least one unit with a generating capacity of 25 MW or great operating in the base case. Thus, we found that 75 small entities may potentially be affected by the CAIR program. Of these 75 small entities, 28 may experience compliance costs in excess of 1 percent of revenues in 2010, and 46 may in 2015, based on the Agency's assumptions of how the affected States implement control measures to meet their emissions budgets as set forth in this rulemaking. Potentially affected small entities experiencing compliance costs in excess of 1 percent of revenues have some potential for significant impact resulting from implementation of the CAIR. However, it is the Agency's position that because none of the affected entities currently operate in a competitive market environment, they should be able to pass the costs of complying with the CAIR on to rate-payers. Moreover, the decision to include only units greater than 25 MW in size exempts 185 small entities that would otherwise be potentially affected by the CAIR. </P>
                    <P>
                        Two other points should be considered when evaluating the impact of the CAIR program (inclusive of the New Jersey and Delaware rule), specifically, and cap and trade programs more generally, on small entities. First, under the CAIR program, the cap and trade program is designed such that States determine how NO
                        <E T="52">X</E>
                         allowances are to be allocated across units. A State that wishes to mitigate the impact of the rule on small entities might choose to allocate NO
                        <E T="52">X</E>
                         allowances in a manner that is favorable to small entities. Finally, the use of cap and trade in general will limit impacts on small entities relative to a less flexible command-and-control program. 
                    </P>
                    <HD SOURCE="HD2">D. Unfunded Mandates Reform Act </HD>
                    <P>Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4) (UMRA), establishes requirements for Federal agencies to assess the effects of their regulatory actions on State, local, and Tribal governments and the private sector. Under section 202 of the UMRA, 2 U.S.C. 1532, EPA generally must prepare a written statement, including a cost-benefit analysis, for any proposed or final rule that “includes any Federal mandate that may result in the expenditure by State, local, and Tribal governments, in the aggregate, or by the private sector, of $100,000,000 or more * * * in any one year.” A “Federal mandate” is defined under section 421(6), 2 U.S.C. 658(6), to include a “Federal intergovernmental mandate” and a “Federal private sector mandate.” A “Federal intergovernmental mandate,” in turn, is defined to include a regulation that “would impose an enforceable duty upon State, Local, or Tribal governments,” section 421(5)(A)(i), 2 U.S.C. 658(5)(A)(i), except for, among other things, a duty that is “a condition of Federal assistance,” section 421(5)(A)(i)(I). A “Federal private sector mandate” includes a regulation that “would impose an enforceable duty upon the private sector,” with certain exceptions, section 421(7)(A), 2 U.S.C. 658(7)(A). </P>
                    <P>Before promulgating an EPA rule for which a written statement is needed under section 202 of the UMRA, section 205, 2 U.S.C. 1535, of the UMRA generally requires EPA to identify and consider a reasonable number of regulatory alternatives and adopt the least costly, most cost-effective, or least burdensome alternative that achieves the objectives of the rule. </P>
                    <P>
                        The EPA prepared a written statement for the CAIR final inclusive of this rule consistent with the requirements of section 202 of the UMRA. Furthermore, as EPA stated in the rule, EPA is not directly establishing any regulatory requirements that may significantly or uniquely affect small governments, including Tribal governments. Thus, EPA is not obligated to develop under 
                        <PRTPAGE P="25299"/>
                        section 203 of the UMRA a small government agency plan. Furthermore, in a manner consistent with the intergovernmental consultation provisions of section 204 of the UMRA, EPA carried out consultations with the governmental entities affected by this rule. 
                    </P>
                    <P>For several reasons, however, EPA is not reaching a final conclusion as to the applicability of the requirements of UMRA to this rulemaking action. First, it is questionable whether a requirement to submit a SIP revision would constitute a Federal mandate in any case. The obligation for a State to revise its SIP that arises out of section 110(a) of the CAA is not legally enforceable by a court of law, and at most is a condition for continued receipt of highway funds. Therefore, it is possible to view an action requiring such a submittal as not creating any enforceable duty within the meaning of section 421(5)(9a)(I) of UMRA (2 U.S.C. 658 (a)(I)). Even if it did, the duty could be viewed as falling within the exception for a condition of Federal assistance under section 421(5)(a)(i)(I) of UMRA (2 U.S.C. 658(5)(a)(i)(I)). </P>
                    <P>As noted earlier, however, notwithstanding these issues, EPA prepared the statement that would be required by UMRA if its statutory provisions applied for the CAIR final rule and this rule. The EPA also consulted with governmental entities as would be required by UMRA. Consequently, it is not necessary for EPA to reach a conclusion as to the applicability of the UMRA requirements. </P>
                    <P>The EPA conducted an analysis of the economic impacts anticipated from the CAIR program inclusive of the New Jersey and Delaware proposal for government-owned entities. The modeling conducted using the IPM projects that about 340 MW of municipality-owned capacity (about 0.4 percent of all subdivision, State and municipality capacity in the CAIR region) would be uneconomic to maintain under the CAIR program, beyond what is projected in the base case. In practice, however, the units projected to be uneconomic to maintain may be “mothballed,” retired, or kept in service to ensure transmission reliability in certain parts of the grid. For the most part, these units are small and infrequently used generating units that are dispersed throughout the CAIR region. </P>
                    <P>The EPA modeling identified 265 State or municipally-owned entities, as well as subdivisions, within the entire CAIR region. The EPA excluded from the analysis government-owned entities that were not projected to have at least one unit with generating capacity of 25 MW or greater in the base case. Thus, we excluded 184 entities from the analysis. We found that 81 government entities will be potentially affected by the CAIR. Of the 81 government entities, 20 may experience compliance costs in excess of 1 percent of revenues in 2010, and 39 may in 2015, based on our assumptions of how the affected States implement control measures to meet their emissions budgets as set forth in this rulemaking. </P>
                    <P>Government entities projected to experience compliance costs in excess of 1 percent of revenues have some potential for significant impact resulting from implementation of the CAIR. However, as noted above, it is EPA's position that because these government entities can pass on their costs of compliance to rate-payers, they will not be significantly impacted. Furthermore, the decision to include only units greater than 25 MW in size exempts 179 government entities that would otherwise be potentially affected by the CAIR program. </P>
                    <P>
                        The above points aside, potentially adverse impacts of the CAIR program on State and municipality-owned entities could be limited by the fact that the cap and trade program is designed such that States determine how NO
                        <E T="52">X</E>
                         allowances are to be allocated across units. A State that wishes to mitigate the impact of the rule on State or municipality-owned entities might choose to allocate NO
                        <E T="52">X</E>
                         allowances in a manner that is favorable to these entities. Finally, the use of cap and trade in general will limit impacts on entities owned by small governments relative to a less flexible command-and-control program. 
                    </P>
                    <HD SOURCE="HD2">E. Executive Order 13132: Federalism </HD>
                    <P>Executive Order 13132, entitled “Federalism” (64 FR 43255, August 10, 1999), requires EPA to develop an accountable process to ensure “meaningful and timely input by State and local officials in the development of regulatory policies that have federalism implications.” “Policies that have federalism implications” is defined in the Executive Order to include regulations that have “substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.” </P>
                    <P>This rule does not have federalism implications. It will not have substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government, as specified in Executive Order 13132. The CAA establishes the relationship between the Federal government and the States, and this rule does not impact that relationship. Thus, Executive Order 13132 does not apply to this rule. In the spirit of Executive Order 13132, and consistent with EPA policy to promote communications between EPA and State and local governments, EPA specifically solicited comment on the CAIR from State and local officials. </P>
                    <HD SOURCE="HD2">F. Executive Order 13175: Consultation and Coordination With Indian Tribal Governments </HD>
                    <P>Executive Order 13175, entitled “Consultation and Coordination with Indian Tribal Governments” (65 FR 67249, November 9, 2000), requires EPA to develop an accountable process to ensure “meaningful and timely input by Tribal officials in the development of regulatory policies that have Tribal implications.” The CAIR program (CAIR final and New Jersey and Delaware rule) does not have Tribal implications as specified in Executive Order 13175. </P>
                    <P>
                        The CAIR program addresses transport of pollutants that are precursors for ozone and PM
                        <E T="52">2.5</E>
                        . The CAA provides for States and Tribes to develop plans to regulate emissions of air pollutants within their jurisdictions. The regulations clarify the statutory obligations of States and Tribes that develop plans to implement this rule. The Tribal Authority Rule (TAR) give Tribes the opportunity to develop and implement CAA programs, but it leaves to the discretion of the Tribe whether to develop these programs and which programs, or appropriate elements of a program, the Tribe will adopt. 
                    </P>
                    <P>The CAIR program does not have Tribal implications as defined by Executive Order 13175. It does not have a substantial direct effect on one or more Indian Tribes, because no Tribe has implemented a federally enforceable air quality management program under the CAA at this time. Furthermore, the CAIR program does not affect the relationship or distribution of power and responsibilities between the Federal government and Indian Tribes. The CAA and the TAR establish the relationship of the Federal government and Tribes in developing plans to attain the NAAQS, and this rule does nothing to modify that relationship. Because the CAIR program does not have Tribal implications, Executive Order 13175 does not apply. </P>
                    <P>
                        If one assumes a Tribe is implementing a Tribal Implementation Plan, today's rule could have 
                        <PRTPAGE P="25300"/>
                        implications for that Tribe, but it would not impose substantial direct costs upon the Tribe, nor preempt Tribal law. As provided above, EPA has estimated that the total annual private costs for the CAIR program inclusive of the New Jersey and Delaware rule for the CAIR region as implemented by State, local, and Tribal governments is approximately $2.4 billion in 2010 and $3.6 billion in 2015 (1999 dollars). There are currently very few emissions sources in Indian country that could be affected by the CAIR program and the percentage of Tribal land that will be impacted is very small. For Tribes that choose to regulate sources in Indian country, the costs would be attributed to inspecting regulated facilities and enforcing adopted regulations. 
                    </P>
                    <P>Although Executive Order 13175 does not apply to this rule, EPA consulted with Tribal officials in developing the CAIR program. The EPA encouraged Tribal input at an early stage. Also, EPA held periodic meetings with the States and the Tribes during the technical development of the CAIR program. Three meetings were held with the Crow Tribe, where the Tribe expressed concerns about potential impacts of the CAIR on their coal mine operations. The addition of Delaware and New Jersey to the CAIR program does not have any bearing upon the concerns expressed by the Tribes. In addition, EPA held three calls with Tribal environmental professionals to address concerns specific to the Tribes. These discussions have given EPA valuable information about Tribal concerns regarding the development of the CAIR program. The EPA has provided briefings for Tribal representatives and the newly formed National Tribal Air Association (NTAA), and other national Tribal forums. Input from Tribal representatives was taken into consideration in development of the CAIR program. </P>
                    <HD SOURCE="HD2">G. Executive Order 13045: Protection of Children From Environmental Health and Safety Risks </HD>
                    <P>Executive Order 13045, “Protection of Children from Environmental Health and Safety Risks” (62 FR 19885, April 23, 1997) applies to any rule that (1) is determined to be “economically significant” as defined under Executive Order 12866, and (2) concerns an environmental health or safety risk that EPA has reason to believe may have a disproportionate effect on children. If the regulatory action meets both criteria, Section 5-501 of the Order directs the Agency to evaluate the environmental health or safety effects of the planned rule on children, and explain why the planned regulation is preferable to other potentially effective and reasonably feasible alternatives considered by the Agency. </P>
                    <P>The CAIR program inclusive of the Delaware and New Jersey rule is not subject to the Executive Order, because it does not involve decisions on environmental health or safety risks that may disproportionately affect children. The EPA believes that the emissions reductions from the strategies in this rule will further improve air quality and will further improve children's health. </P>
                    <HD SOURCE="HD2">H. Executive Order 13211: Actions That Significantly Affect Energy Supply, Distribution, or Use </HD>
                    <P>
                        Executive Order 13211 (66 FR 28355, May 22, 2001) provides that agencies shall prepare and submit to the Administrator of the Office of Regulatory Affairs, OMB, a Statement of Energy Effects for certain actions identified as “significant energy actions.” Section 4(b) of Executive Order 13211 defines “significant energy actions” as any action by an agency (normally published in the 
                        <E T="04">Federal Register</E>
                        ) that promulgates or is expected to lead to the promulgation of a final rule or regulation, including notices of inquiry, advance notices of final rulemaking, and notices of final rulemaking: (1)(i) That is a significant regulatory action under Executive Order 12866 or any successor order, and (ii) is likely to have a significant adverse effect on the supply, distribution, or use of energy; or (2) that is designated by the Administrator of the Office of Information and Regulatory Affairs as a “significant energy action.” The CAIR program (the CAIR final and the New Jersey and Delaware rule) is a significant regulatory action under Executive Order 12866, and the CAIR program may have a significant adverse effect on the supply, distribution, or use of energy. 
                    </P>
                    <P>If States choose to obtain the emissions reductions required by the CAIR final and this rule by regulating EGUs, EPA projects that approximately 5.3 GW of coal-fired generation (0.5 GW due to the inclusion of Delaware and New Jersey) may be removed from operation by 2010. In practice, however, the units projected to be uneconomic to maintain may be “mothballed,” retired, or kept in service to ensure transmission reliability in certain parts of the grid. For the most part, these units are small and infrequently used generating units that are dispersed throughout the CAIR region. Less conservative assumptions regarding natural gas prices or electricity demand would create a greater incentive to keep these units operational. The EPA projects that the average annual electricity price will increase by less than 2.7 percent in the CAIR region (and less than 3.5 percent in the MAAC Power Region, which includes Delaware and New Jersey) for the CAIR program. The EPA does not believe that the CAIR final and this rule will have any other impacts that exceed the significance criteria. </P>
                    <P>
                        The EPA believes that a number of features of today's rulemaking serve to reduce its impact on energy supply. First, the optional trading program provides considerable flexibility to the power sector and enables industry to comply with the emission reduction requirements in the most cost-effective manner, thus minimizing overall costs and the ultimate impact on energy supply. The ability to use banked allowances from the existing title IV SO
                        <E T="52">2</E>
                         Trading Program and the NO
                        <E T="52">X</E>
                         SIP Call Trading Program also provide additional flexibility. Second, the CAIR program caps are set in two phases and provide adequate time for EGUs to install pollution controls. For more details concerning energy impacts, see the Regulatory Impact Analysis for the Final Clean Air Interstate Rule (March 2005). 
                    </P>
                    <HD SOURCE="HD2">I. National Technology Transfer Advancement Act </HD>
                    <P>Section 12(d) of the National Technology Transfer Advancement Act (NTTAA) of 1995 (Pub. L. 104-113; 15 U.S.C. 272 note) directs EPA to use voluntary consensus standards in its regulatory and procurement activities unless to do so would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (e.g., materials specifications, test methods, sampling procedures, business practices) developed or adopted by one or more voluntary consensus bodies. The NTTAA directs EPA to provide Congress, through annual reports to OMB, with explanations when an agency does not use available and applicable voluntary consensus standards. </P>
                    <P>
                        The CAIR final and this rule would require all sources that participate in the trading program under part 96 to meet the applicable monitoring requirements of part 75. Part 75 already incorporates a number of voluntary consensus standards. Consistent with the Agency's Performance Based Measurement System (PBMS), part 75 sets forth performance criteria that allow the use of alternative methods to the ones set forth in part 75. The PBMS approach is intended to be more flexible and cost effective for the regulated community; it is also intended to encourage innovation in analytical technology and improved data quality. At this time, EPA is not 
                        <PRTPAGE P="25301"/>
                        recommending any revisions to part 75; however, EPA periodically revises the test procedures set forth in part 75. When EPA revises the test procedures set forth in part 75 in the future, EPA will address the use of any new voluntary consensus standards that are equivalent. Currently, even if a test procedure is not set forth in part 75, EPA is not precluding the use of any method, whether it constitutes a voluntary consensus standard or not, as long as it meets the performance criteria specified; however, any alternative methods must be approved through the petition process under section 75.66 before they are used under part 75. 
                    </P>
                    <HD SOURCE="HD2">J. Executive Order 12898: Federal Actions to Address Environmental Justice in Minority Populations and Low-Income Populations </HD>
                    <P>
                        Executive Order 12898, “Federal Actions to Address Environmental Justice in Minority Populations and Low-Income Populations,” requires Federal agencies to consider the impact of programs, policies, and activities on minority populations and low-income populations. According to EPA guidance,
                        <SU>11</SU>
                        <FTREF/>
                         agencies are to assess whether minority or low-income populations face risks or a rate of exposure to hazards that are significant and that “appreciably exceed or is likely to appreciably exceed the risk or rate to the general population or to the appropriate comparison group.” (EPA, 1998) 
                    </P>
                    <FTNT>
                        <P>
                            <SU>11</SU>
                             U.S. Environmental Protection Agency, 1998. Guidance for Incorporating Environmental Justice Concerns in EPA's NEPA Compliance Analyses. Office of Federal Activities, Washington, DC, April, 1998.
                        </P>
                    </FTNT>
                    <P>In accordance with Executive Order 12898, the Agency has considered whether the CAIR program inclusive of the New Jersey and Delaware rule may have disproportionate negative impacts on minority or low income populations. The Agency expects the CAIR program to lead to reductions in air pollution and exposures generally. For this reason, negative impacts to these sub-populations that appreciably exceed similar impacts to the general population are not expected. </P>
                    <HD SOURCE="HD2">K. Congressional Review Act </HD>
                    <P>
                        The Congressional Review Act, 5 U.S.C. 801 
                        <E T="03">et seq.</E>
                        , as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. The EPA will submit a report containing this rule and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the 
                        <E T="04">Federal Register</E>
                        . A major rule cannot take effect until 60 days after it is published in the 
                        <E T="04">Federal Register</E>
                        . This action is a “major rule” as defined by 5 U.S.C. 804(2). This rule will be effective June 27, 2006. 
                    </P>
                    <HD SOURCE="HD2">L. Judicial Review </HD>
                    <P>Section 307(b)(1) of the CAA indicates which Federal Courts of Appeal have venue for petitions of review of final actions by EPA. This section provides, in part, that petitions for review must be filed in the Court of Appeals for the District of Columbia Circuit if (i) the agency action consists of “nationally applicable regulations promulgated, or final action taken, by the Administrator,” or (ii) such action is locally or regionally applicable, if “such action is based on a determination of nationwide scope or effect and if in taking such action the Administrator finds and publishes that such action is based on such a determination.” </P>
                    <P>
                        Any final action related to the CAIR is “nationally applicable” within the meaning of section 307(b)(1). As an initial matter, through this rule, EPA interprets section 110(a)(2)(D)(i) of the CAA, a provision which has nationwide applicability. In addition, the CAIR applies to 28 States and the District of Columbia. The CAIR is also based on a common core of factual findings and analyses concerning the transport of pollutants between the different States subject to it. Finally, EPA has established uniform approvability criteria that would be applied to all States subject to the CAIR. For these reasons, the Administrator also is determining that any final action regarding the CAIR is of nationwide scope and effect for purposes of section 307(d)(1). Thus, any petitions for review of final actions regarding the CAIR must be filed in the Court of Appeals for the District of Columbia Circuit within 60 days from the date final action is published in the 
                        <E T="04">Federal Register</E>
                        .
                    </P>
                    <LSTSUB>
                        <HD SOURCE="HED">List of Subjects </HD>
                        <CFR>40 CFR Part 51 </CFR>
                        <P>Administrative practice and procedure, Air pollution control, Intergovernmental relations, Nitrogen dioxide, Ozone, Particulate matter, Reporting and recordkeeping requirements, Sulfur oxides, Volatile organic compounds. </P>
                        <CFR>40 CFR Part 96 </CFR>
                        <P>Administrative practice and procedure, Air pollution control, Nitrogen oxides, Reporting and recordkeeping requirements.</P>
                    </LSTSUB>
                    <SIG>
                        <DATED>Dated: March 15, 2006. </DATED>
                        <NAME>Stephen L. Johnson, </NAME>
                        <TITLE>Administrator.</TITLE>
                    </SIG>
                    <REGTEXT TITLE="40" PART="51">
                        <AMDPAR>Title 40, Chapter I, of the Code of Federal Regulations is amended as follows: </AMDPAR>
                        <PART>
                            <HD SOURCE="HED">PART 51—[AMENDED] </HD>
                        </PART>
                        <AMDPAR>1. The authority citation for part 51 continues to read as follows: </AMDPAR>
                        <AUTH>
                            <HD SOURCE="HED">Authority:</HD>
                            <P>23 U.S.C. 101; 42 U.S.C. 7401-7671q.</P>
                        </AUTH>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="51">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart G—[Amended] </HD>
                        </SUBPART>
                        <AMDPAR>2. Section 51.123 is amended as follows: </AMDPAR>
                        <AMDPAR>a. By revising paragraphs (c)(1) and (c)(3). </AMDPAR>
                        <AMDPAR>b. In the table to paragraph (e)(2) by adding entries for “Delaware” and “New Jersey” in alphabetical order. </AMDPAR>
                        <AMDPAR>c. In the table to paragraph (e)(4)(ii) by adding entries for “Delaware” and “New Jersey” in alphabetical order. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 51.123 </SECTNO>
                            <SUBJECT>Findings and requirements for submission of State implementation plan revisions relating to emissions of oxides of nitrogen pursuant to the Clean Air Interstate Rule. </SUBJECT>
                            <STARS/>
                            <P>(c) * * * </P>
                            <P>(1) Alabama, Delaware, Florida, Illinois, Indiana, Iowa, Kentucky, Louisiana, Maryland, Michigan, Mississippi, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Virginia, West Virginia, Wisconsin, and the District of Columbia shall be subject to the requirements contained in paragraphs (e) through (cc) of this section; </P>
                            <STARS/>
                            <P>(3) Arkansas, Connecticut, and Massachusetts shall be subject to the requirements contained in paragraphs (q) through (cc) of this section. </P>
                            <STARS/>
                            <P>(e) * * * </P>
                            <P>(2) * * * </P>
                            <GPOTABLE COLS="3" OPTS="L1,tp0,i1" CDEF="s25,12,12">
                                <TTITLE>  </TTITLE>
                                <BOXHD>
                                    <CHED H="1">State </CHED>
                                    <CHED H="1">
                                        Annual EGU
                                        <LI>
                                            NO
                                            <E T="52">X</E>
                                             budget
                                        </LI>
                                        <LI>for 2009-2014</LI>
                                        <LI>(tons) </LI>
                                    </CHED>
                                    <CHED H="1">
                                        Annual EGU
                                        <LI>
                                            NO
                                            <E T="52">X</E>
                                             budget
                                        </LI>
                                        <LI>for 2015 and</LI>
                                        <LI>thereafter</LI>
                                        <LI>(tons) </LI>
                                    </CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="22">  </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="28">*    *    *    *    * </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">Delaware</ENT>
                                    <ENT>4,166</ENT>
                                    <ENT>3,472 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="22">  </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="28">*    *    *    *    * </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">New Jersey</ENT>
                                    <ENT>12,670</ENT>
                                    <ENT>10,558 </ENT>
                                </ROW>
                                <ROW>
                                    <PRTPAGE P="25302"/>
                                    <ENT I="22">  </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="28">*    *    *    *    * </ENT>
                                </ROW>
                            </GPOTABLE>
                            <STARS/>
                            <P>(4)(i) * * * </P>
                            <P>(ii) * * * </P>
                            <GPOTABLE COLS="2" OPTS="L1,tp0,i1" CDEF="s25,12">
                                <TTITLE>  </TTITLE>
                                <BOXHD>
                                    <CHED H="1">State </CHED>
                                    <CHED H="1">Compliance supplement pool </CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="22">  </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="28">*    *    *    *    * </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">Delaware</ENT>
                                    <ENT>843 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="22">  </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="28">*    *    *    *    * </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">New Jersey</ENT>
                                    <ENT>660 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="22">  </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="28">*    *    *    *    * </ENT>
                                </ROW>
                            </GPOTABLE>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="51">
                        <SECTION>
                            <SECTNO>§ 51.124 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                        <AMDPAR>3. Section 51.124 is amended by revising paragraph (c) and by adding entries for “Delaware” and “New Jersey” in the table in paragraph (e)(2) to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 51.124 </SECTNO>
                            <SUBJECT>Findings and requirements for submission of State implementation plan revisions relating to emissions of sulfur dioxide pursuant to the Clean Air Interstate Rule. </SUBJECT>
                            <P>(a) * * * </P>
                            <STARS/>
                            <P>(c) The following States are subject to the requirements of this section: Alabama, Delaware, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Louisiana, Maryland, Michigan, Minnesota, Mississippi, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, West Virginia, Wisconsin, and the District of Columbia. </P>
                            <STARS/>
                            <P>(e) * * * </P>
                            <P>(2) * * * </P>
                            <GPOTABLE COLS="3" OPTS="L1,tp0,i1" CDEF="s25,12,12">
                                <TTITLE>  </TTITLE>
                                <BOXHD>
                                    <CHED H="1">State </CHED>
                                    <CHED H="1">
                                        Annual EGU
                                        <LI>
                                            SO
                                            <E T="52">2</E>
                                             budget
                                        </LI>
                                        <LI>for 2010-2014</LI>
                                        <LI>(tons) </LI>
                                    </CHED>
                                    <CHED H="1">
                                        Annual EGU
                                        <LI>
                                            SO
                                            <E T="52">2</E>
                                             budget
                                        </LI>
                                        <LI>for 2015 and</LI>
                                        <LI>thereafter</LI>
                                        <LI>(tons) </LI>
                                    </CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="22">  </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="28">*    *    *    *    * </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">Delaware</ENT>
                                    <ENT>22,411</ENT>
                                    <ENT>15,687 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="22">  </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="28">*    *    *    *    * </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">New Jersey</ENT>
                                    <ENT>32,392</ENT>
                                    <ENT>22,674 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="22">  </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="28">*    *    *    *    * </ENT>
                                </ROW>
                            </GPOTABLE>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="51">
                        <AMDPAR>4. Section 51.125 is amended by revising paragraph (a)(1) to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 51.125 </SECTNO>
                            <SUBJECT>
                                Emissions reporting requirements for SIP revisions relating to budgets for SO
                                <E T="0732">2</E>
                                 and NO
                                <E T="0732">X</E>
                                 emissions. 
                            </SUBJECT>
                            <P>(a) * * * </P>
                            <P>(1) Alabama, Delaware, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Louisiana, Maryland, Michigan, Minnesota, Mississippi, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, West Virginia, Wisconsin, and the District of Columbia. </P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <PART>
                            <HD SOURCE="HED">PART 96—[AMENDED] </HD>
                        </PART>
                        <AMDPAR>5. The authority citation for part 96 continues to read as follows: </AMDPAR>
                        <AUTH>
                            <HD SOURCE="HED">Authority:</HD>
                            <P>
                                42 U.S.C. 7401, 7403, 7410, 7601, and 7651, 
                                <E T="03">et seq.</E>
                            </P>
                        </AUTH>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart EE—[Amended] </HD>
                        </SUBPART>
                        <AMDPAR>6. In § 96.140 the table is amended by adding entries for “Delaware” and “New Jersey” in alphabetical order to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.140 </SECTNO>
                            <SUBJECT>State trading budgets. </SUBJECT>
                            <STARS/>
                            <GPOTABLE COLS="3" OPTS="L1,tp0,i1" CDEF="s25,12,12">
                                <TTITLE>  </TTITLE>
                                <BOXHD>
                                    <CHED H="1">State</CHED>
                                    <CHED H="1">
                                        State trading budget for 2009-2014
                                        <LI>(tons) </LI>
                                    </CHED>
                                    <CHED H="1">
                                        State trading budget for 2015 and thereafter
                                        <LI>(tons) </LI>
                                    </CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="22">  </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="28">*    *    *    *    * </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">Delaware</ENT>
                                    <ENT>4,166</ENT>
                                    <ENT>3,472 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="22">  </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="28">*    *    *    *    * </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">New Jersey</ENT>
                                    <ENT>12,670</ENT>
                                    <ENT>10,558 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="22">  </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="28">*    *    *    *    * </ENT>
                                </ROW>
                            </GPOTABLE>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>7. In § 96.143 the table is amended, in paragraph (a), by adding entries for “Delaware” and “New Jersey” in alphabetical order to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.143 </SECTNO>
                            <SUBJECT>Compliance supplement pool. </SUBJECT>
                            <P>(a) * * * </P>
                            <GPOTABLE COLS="2" OPTS="L1,tp0,i1" CDEF="s25,12">
                                <TTITLE>  </TTITLE>
                                <BOXHD>
                                    <CHED H="1">State </CHED>
                                    <CHED H="1">
                                        Compliance supplement pool
                                        <LI>(tons) </LI>
                                    </CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="22">  </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="28">*    *    *    *    * </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">Delaware</ENT>
                                    <ENT>843 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="22">  </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="28">*    *    *    *    * </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">New Jersey</ENT>
                                    <ENT>660 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="22">  </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="28">*    *    *    *    * </ENT>
                                </ROW>
                            </GPOTABLE>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                </SUPLINF>
                <FRDOC>[FR Doc. 06-2750 Filed 4-27-06; 8:45 am] </FRDOC>
                <BILCOD>BILLING CODE 6560-50-P</BILCOD>
            </RULE>
        </RULES>
    </NEWPART>
    <VOL>71</VOL>
    <NO>82</NO>
    <DATE>Friday, April 28, 2006 </DATE>
    <UNITNAME>Rules and Regulations</UNITNAME>
    <NEWPART>
        <PTITLE>
            <PRTPAGE P="25303"/>
            <PARTNO>Part III</PARTNO>
            <AGENCY TYPE="P">Environmental Protection Agency </AGENCY>
            <CFR>40 CFR Parts 51 and 96</CFR>
            <TITLE>Rule To Reduce Interstate Transport of Fine Particulate Matter and Ozone (Clean Air Interstate Rule): Reconsideration; Final Rule</TITLE>
        </PTITLE>
        <RULES>
            <RULE>
                <PREAMB>
                    <PRTPAGE P="25304"/>
                    <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY </AGENCY>
                    <CFR>40 CFR Parts 51 and 96 </CFR>
                    <DEPDOC>[OAR 2003-0053; FRL-8047-9] </DEPDOC>
                    <RIN>RIN 2060-AN57 </RIN>
                    <SUBJECT>Rule To Reduce Interstate Transport of Fine Particulate Matter and Ozone (Clean Air Interstate Rule): Reconsideration </SUBJECT>
                    <AGY>
                        <HD SOURCE="HED">AGENCY:</HD>
                        <P>Environmental Protection Agency (EPA). </P>
                    </AGY>
                    <ACT>
                        <HD SOURCE="HED">ACTION:</HD>
                        <P>Final notice of reconsideration. </P>
                    </ACT>
                    <SUM>
                        <HD SOURCE="HED">SUMMARY:</HD>
                        <P>
                            On May 12, 2005, EPA published in the 
                            <E T="04">Federal Register</E>
                             the final “Rule to Reduce Interstate Transport of Fine Particulate Matter and Ozone” (Clean Air Interstate Rule or CAIR). The CAIR requires certain upwind States to reduce emissions of nitrogen oxides (NO
                            <E T="52">X</E>
                            ) and/or sulfur dioxide (SO
                            <E T="52">2</E>
                            ) that significantly contribute to nonattainment of, or interfere with maintenance by, downwind States with respect to the fine particle and/or 8-hour ozone national ambient air quality standards (NAAQS). Subsequently, EPA received 12 petitions for reconsideration of the final rule. On December 2, 2005, EPA published a notice of its decision to grant reconsideration of four issues raised in the petitions for reconsideration, and granted an additional opportunity for public comment. On December 29, 2005, EPA published a notice of its decision to grant reconsideration of an additional issue raised by a petition for reconsideration, and again granted an additional opportunity for public comment. In this notice, EPA is announcing its final decisions on the five specific issues addressed in the December 2005 notices. 
                        </P>
                    </SUM>
                    <EFFDATE>
                        <HD SOURCE="HED">DATES:</HD>
                        <P>
                            <E T="03">Effective Dates:</E>
                             This reconsideration is effective June 27, 2006. 
                        </P>
                    </EFFDATE>
                    <FURINF>
                        <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                        <P>
                            For general questions concerning today's action, please contact Carla Oldham, U.S. EPA, Office of Air Quality Planning and Standards, Air Quality Strategies and Standards Division, Mail Code C504-03, Research Triangle Park, NC 27711, phone number (919) 54l-3347, e-mail address 
                            <E T="03">oldham.carla@epa.gov.</E>
                             For questions concerning the analyses described in section III of this notice, please contact Chitra Kumar, U.S. EPA, Office of Atmospheric Programs, Clean Air Markets Division, Mail Code 6204J, 1200 Pennsylvania Avenue, NW., Washington, DC 20460, telephone (202) 343-9128, e-mail address 
                            <E T="03">kumar.chitra@epa.gov.</E>
                             For legal questions, please contact Sonja Rodman, U.S. EPA, Office of General Counsel, Mail Code 2344A, 1200 Pennsylvania Avenue, NW., Washington, DC 20460, telephone 202-564-4079, e-mail address 
                            <E T="03">rodman.sonja@epa.gov.</E>
                        </P>
                    </FURINF>
                </PREAMB>
                <SUPLINF>
                    <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                    <HD SOURCE="HD1">Does This Action Apply to Me? </HD>
                    <P>
                        The CAIR does not directly regulate emissions sources. Instead, it requires States to develop, adopt, and submit SIP revisions that would achieve the necessary SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions reductions, and leaves to the States the task of determining how to obtain those reductions, including which entities to regulate. 
                    </P>
                    <HD SOURCE="HD1">How Can I Get Copies of This Document and Other Related Information? </HD>
                    <P>
                        1. 
                        <E T="03">Docket.</E>
                         EPA has established a docket for action related to the CAIR under Docket ID No. EPA-HQ-OAR-2003-0053. All documents in the docket are listed in the 
                        <E T="03">http://www.regulations.gov index.</E>
                         Although listed in the index, some information is not publicly available, e.g., CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, will be publicly available only in hard copy. Publicly available docket materials are available either electronically in 
                        <E T="03">http://www.regulations.gov</E>
                         or in hard copy at the EPA Docket Center (Air Docket), EPA/DC, EPA West, Room B102, 1301 Constitution Ave., NW., Washington, DC. The Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Public Reading Room is (202) 566-1744. 
                    </P>
                    <P>
                        2. 
                        <E T="03">Electronic Access.</E>
                         You may access this 
                        <E T="04">Federal Register</E>
                         document electronically through the EPA Internet under the “
                        <E T="04">Federal Register</E>
                        ” listings at 
                        <E T="03">http://www.epa.gov/fedrgstr/.</E>
                         In addition, the EPA has established a Web site for the CAIR at 
                        <E T="03">http://www.epa.gov/cleanairinterstaterule</E>
                         or more simply 
                        <E T="03">http://www.epa.gov/cair/.</E>
                    </P>
                    <EXTRACT>
                        <HD SOURCE="HD1">Outline </HD>
                        <FP SOURCE="FP-2">I. Background </FP>
                        <FP SOURCE="FP-2">II. Today's Action </FP>
                        <FP SOURCE="FP-2">III. Discussion of Issues </FP>
                        <FP SOURCE="FP1-2">
                            A. SO
                            <E T="52">2</E>
                             Allocation Methodology in the CAIR Model Trading Rules 
                        </FP>
                        <FP SOURCE="FP1-2">
                            B. Fuel Adjustment Factors Used to Set State NO
                            <E T="52">X</E>
                             Budgets 
                        </FP>
                        <FP SOURCE="FP1-2">
                            C. PM
                            <E T="52">2.5</E>
                             Modeling for Minnesota 
                        </FP>
                        <FP SOURCE="FP1-2">D. Inclusion of Florida in the CAIR Region for Ozone </FP>
                        <FP SOURCE="FP1-2">
                            E. Impact on CAIR Analyses of D.C. Circuit Decision in 
                            <E T="03">New York</E>
                             v. 
                            <E T="03">EPA</E>
                        </FP>
                        <FP SOURCE="FP-2">IV. Statutory and Executive Order Reviews </FP>
                        <FP SOURCE="FP1-2">A. Executive Order 12866: Regulatory Planning and Review </FP>
                        <FP SOURCE="FP1-2">B. Paperwork Reduction Act </FP>
                        <FP SOURCE="FP1-2">C. Regulatory Flexibility Act </FP>
                        <FP SOURCE="FP1-2">D. Unfunded Mandates Reform Act </FP>
                        <FP SOURCE="FP1-2">E. Executive Order 13132: Federalism </FP>
                        <FP SOURCE="FP1-2">F. Executive Order 13175: Consultation and Coordination With Indian Tribal Governments </FP>
                        <FP SOURCE="FP1-2">G. Executive Order 13045: Protection of Children From Environmental Health and Safety Risks </FP>
                        <FP SOURCE="FP1-2">H. Executive Order 13211: Actions That Significantly Affect Energy Supply, Distribution or Use </FP>
                        <FP SOURCE="FP1-2">I. National Technology Transfer Advancement Act </FP>
                        <FP SOURCE="FP1-2">J. Executive Order 12898: Federal Actions to Address Environmental Justice in Minority Populations and Low Income Populations </FP>
                        <FP SOURCE="FP1-2">K. Congressional Review Act </FP>
                        <FP SOURCE="FP1-2">L. Judicial Review </FP>
                    </EXTRACT>
                    <HD SOURCE="HD1">I. Background </HD>
                    <P>
                        On May 12, 2005, the EPA (Agency or we) published the final “Rule to Reduce Interstate Transport of Fine Particulate Matter and Ozone” (Clean Air Interstate Rule or CAIR) (70 FR 25162). In this action, EPA found that 28 States and the District of Columbia contribute significantly to nonattainment of, and interfere with maintenance by, downwind States with respect to the NAAQS for fine particles (PM
                        <E T="52">2.5</E>
                        ) and/or 8-hour ozone. The CAIR requires these upwind States to revise their State implementation plans (SIPs) to include control measures to reduce emissions of SO
                        <E T="52">2</E>
                         and/or NO
                        <E T="52">X</E>
                        . Sulfur dioxide is a precursor to PM
                        <E T="52">2.5</E>
                         formation and NO
                        <E T="52">X</E>
                         is a precursor to PM
                        <E T="52">2.5</E>
                         and ozone formation. By reducing upwind emissions of SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                        , CAIR will assist downwind PM
                        <E T="52">2.5</E>
                         and 8-hour ozone nonattainment areas in achieving the NAAQS. 
                    </P>
                    <P>
                        The CAIR implements the “good neighbor” provision of the Clean Air Act (CAA), section 110(a)(2)(D), which establishes State obligations to address interstate transport of pollution. The EPA conducted extensive air modeling to determine the extent to which emissions from certain upwind States were impacting downwind nonattainment areas. All States found to contribute significantly to downwind PM
                        <E T="52">2.5</E>
                         nonattainment and maintenance problems are included in the CAIR region for PM
                        <E T="52">2.5</E>
                         and are required to reduce annual emissions of SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                        . All States found to contribute significantly to downwind 8-hour ozone nonattainment and maintenance problems are included in the CAIR region for ozone and are required to reduce NO
                        <E T="52">X</E>
                         emissions during the 5-month ozone season (May-
                        <PRTPAGE P="25305"/>
                        September). The CAIR establishes regional emission reduction requirements for annual SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions and seasonal NO
                        <E T="52">X</E>
                         emissions. The reduction requirements are based on performance of control technologies which are known to be highly cost effective for reducing emissions of electric generating units (EGUs). The first phase of NO
                        <E T="52">X</E>
                         reductions starts in 2009 (covering 2009-2014) and the first phase of SO
                        <E T="52">2</E>
                         reductions starts in 2010 (covering 2010-2014). The second phase of both SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         reductions starts in 2015 (covering 2015 and thereafter). 
                    </P>
                    <P>
                        Each State covered by CAIR may independently determine which emission sources to control, and which control measures to adopt. States that choose to base their programs on emissions reductions from EGUs may allow their EGUs to participate in an EPA-administered cap and trade program. The CAIR includes model rules for multi-State cap and trade programs for annual SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions, and seasonal NO
                        <E T="52">X</E>
                         emissions. States may choose to adopt these rules to meet the required emissions reductions in a flexible and highly cost-effective manner. To learn more about the CAIR and its impacts, the reader is encouraged to read the preamble to the CAIR (70 FR 25162; May 12, 2005).
                    </P>
                    <P>The CAIR was promulgated through a process that involved significant public participation. The EPA published a notice of proposed rulemaking on January 30, 2004 (69 FR 4566) and a supplemental notice of supplemental proposed rulemaking on June 10, 2004 (69 FR 32684). The EPA also published a notice of data availability on August 6, 2004 (69 FR 47828). The Agency held public hearings on the January 2004 proposed rule on February 25 and 26, 2004, and an additional hearing on the supplemental proposal on June 3, 2004. In addition, the EPA received thousands of comments on the proposals. We responded to all significant public comments in the preamble to the final rule and in the final response to comments document available in the CAIR docket (Docket No. OAR-2003-0053-2172). </P>
                    <P>Following publication of the final rule, the Administrator received twelve petitions requesting reconsideration of certain aspects of the final CAIR. These petitions were filed pursuant to section 307(d)(7)(B) of the CAA. Under this provision, the Administrator is to initiate reconsideration proceedings if the petitioner shows that an objection is of central relevance to the rule and either that it was impracticable to raise the objection to the rule within the public comment period, or that the grounds for the objection arose after the end of the public comment period but before the time for seeking judicial review had expired. The petitions for reconsideration of the CAIR asked EPA to reconsider several specific aspects of the final rule, and many of the petitions made similar requests. </P>
                    <P>
                        By letters dated August 1, 2005, EPA granted reconsideration of the definition of “electric generating unit” or “EGU” as it relates to solid waste incinerators (and particularly municipal waste incinerators).
                        <SU>1</SU>
                        <FTREF/>
                         The EPA explained that the issue would be addressed in the proposed rule signed the same day. That proposed rule, entitled “Rulemaking on Section 126 Petition from North Carolina to Reduce Interstate Transport of Fine Particulate Matter and Ozone; Federal Implementation Plans to Reduce Interstate Transport of Fine Particulate Matter and Ozone; Revisions to the Clean Air Interstate Rule; Revisions to the Acid Rain Program; Proposed Rule,” was published on August 24, 2005 (70 FR 49708). In that proposal, EPA reconsidered the definition of “EGU” in the final CAIR as it relates to solid waste incinerators (70 FR at 49738). We proposed revisions to the definition of “EGU” and requested comment on that issue. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>1</SU>
                             These letters are available in the CAIR Docket. (OAR-2003-0053-2209 and 2210).
                        </P>
                    </FTNT>
                    <P>On December 2, 2005, EPA published a notice of its decision to grant reconsideration of four additional issues presented in the petitions for reconsideration, and solicited public comment on those issues. On December 29, 2005, EPA published a notice of its decision to grant reconsideration of one additional issue raised by petition for reconsideration, and again solicited public comment on that issue. In those two notices EPA did not propose any modifications to the final CAIR, as we did not believe that any of the information that had been submitted demonstrated that EPA's final decisions in the CAIR rulemaking were erroneous or inappropriate. </P>
                    <P>The EPA requested comment only on the issues specifically described in Section III of each December 2005 notice. We did not reconsider or re-open for further comment any other provisions in the CAIR. </P>
                    <P>
                        The EPA also received three limited requests to stay CAIR. The implementation of the CAIR in limited geographic areas pending resolution of this reconsideration process. One petitioner requested a stay of implementation of the CAIR in the State of Florida, and one petitioner requested a stay of implementation of the CAIR in the State of Minnesota, and one petitioner requested a stay of CAIR for a limited subset of affected sources. By letter dated August 1, 2005, EPA declined to stay implementation of the CAIR in Florida.
                        <SU>2</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>2</SU>
                             This letter is also available in the CAIR Docket (OAR-2003-0053-2208).
                        </P>
                    </FTNT>
                    <P>
                        Finally, in addition to petitions for reconsideration, fourteen petitions for judicial review of the final rule were filed with the U.S. Court of Appeals for the District of Columbia.
                        <SU>3</SU>
                        <FTREF/>
                         The fourteen cases have been consolidated into a single case, 
                        <E T="03">State of North Carolina</E>
                         v. 
                        <E T="03">EPA</E>
                         (No. 05-1244) (D.C. Cir). Many of the parties who petitioned EPA for reconsideration of the CAIR also petitioned for judicial review of the rule.
                    </P>
                    <FTNT>
                        <P>
                            <SU>3</SU>
                             
                            <E T="03">State of North Carolina</E>
                             v. 
                            <E T="03">EPA</E>
                             (No. 05-1244); 
                            <E T="03">Minnesota Power</E>
                             v. 
                            <E T="03">EPA</E>
                             (No. 05-1246); 
                            <E T="03">ARIPPA</E>
                             v. 
                            <E T="03">EPA</E>
                             (No. 05-1249); 
                            <E T="03">South Carolina Public Service Authority et al.</E>
                             v. 
                            <E T="03">EPA</E>
                             (No. 05-1250); 
                            <E T="03">Entergy Corp.</E>
                             v. 
                            <E T="03">EPA</E>
                             (No. 05-1251); 
                            <E T="03">Florida Ass'n of Electric Utilities</E>
                             (No. 05-1252); 
                            <E T="03">FPL Group</E>
                             v. 
                            <E T="03">EPA</E>
                             (No. 05-1253); 
                            <E T="03">Northern Indiana Public Service Co.</E>
                             v. 
                            <E T="03">EPA</E>
                             (No. 05-1254); 
                            <E T="03">South Carolina Electric &amp; Gas Co.</E>
                             v. 
                            <E T="03">EPA</E>
                             (No. 05-1256); 
                            <E T="03">Integrated Waste Services Ass'n</E>
                             v. 
                            <E T="03">EPA</E>
                             (No. 05-1257); 
                            <E T="03">AES Corp</E>
                             v. 
                            <E T="03">EPA</E>
                             (No. 05-1259); 
                            <E T="03">City of Amarillo, Texas et al.</E>
                             v. 
                            <E T="03">EPA</E>
                             (No. 05-1260); 
                            <E T="03">Appalachian Mountain Club et al.</E>
                             v. 
                            <E T="03">EPA</E>
                             (No. 05-1246); 
                            <E T="03">Duke Energy</E>
                             v. 
                            <E T="03">EPA</E>
                             (No. 05-1246).
                        </P>
                    </FTNT>
                    <HD SOURCE="HD1">II. Today's Action </HD>
                    <P>This notice addresses the five specific issues upon which we granted reconsideration and solicited comment in the December 2, 2005 and December 29, 2005 notices. Today's action is one of three actions EPA is taking today to resolve all remaining issues relating to the petitions for reconsideration of CAIR.</P>
                    <P>
                        This notice takes action only with respect to the five issues identified in the December 2005 notices. In those notices, we announced our decision to grant reconsideration and solicited comments on the specific issues to be reconsidered. We did not, however, propose any changes to the CAIR or re-open for comment any other issues determined in the CAIR. In this action, we take final action on the five issues identified in the notices of reconsideration and respond to comments received during the reconsideration process. The first issue addressed in the December 2, 2005 notice relates to analyses done by EPA to address petitioner's claims regarding alleged inequities arising from the application of the SO
                        <E T="52">2</E>
                         allowance allocation approach to be used by States choosing to participate in the EPA-administered SO
                        <E T="52">2</E>
                         trading program. The second issue relates to EPA's use of specific fuel adjustment factors to establish NO
                        <E T="52">X</E>
                         budgets for each State. The third issue relates to modeling 
                        <PRTPAGE P="25306"/>
                        inputs used by EPA to determine whether emissions from Minnesota should be included in the CAIR region for PM
                        <E T="52">2.5</E>
                        . The fourth issue relates to EPA's determination that the State of Florida should be included in the CAIR region for ozone. The issue raised in the December 29, 2005 notice relates to the potential impact of a recent judicial opinion, 
                        <E T="03">New York</E>
                         v. 
                        <E T="03">EPA</E>
                        , 413 F.3d 3 (D.C. Cir. 2005), certain analyses done for the CAIR relating to the identification of highly cost-effective controls and the timing of CAIR deadlines. 
                        <E T="03">New York</E>
                         v. 
                        <E T="03">EPA</E>
                        , 413 F.3d 3 (D.C. Cir. 2005) was decided on June 24, 2005—after the final CAIR was published but before the time for judicial review of the rule had run. Each issue is described in greater detail in Section III of this notice. 
                    </P>
                    <P>
                        EPA also is taking two additional actions relating to the petitions for reconsideration of CAIR. First, EPA is sending nine separate letters to the petitioners with outstanding requests for reconsideration. These letters address their requests that EPA reconsider the following ten issues: (1) The 0.2μg/m
                        <E T="51">3</E>
                         threshold used to determine if a state's emissions contribute significantly to PM
                        <E T="52">2.5</E>
                         nonattainment and maintenance problems in downwind states (multiple requests for reconsideration arguing both that the threshold is too high and that it is two low); (2) the inclusion of the full state of Florida in the CAIR region for PM
                        <E T="52">2.5</E>
                         (two requests for reconsideration challenging EPA's decision to determine significant contribution on a statewide basis); (3) the inclusion of the full state of Texas in the CAIR region for PM
                        <E T="52">2.5</E>
                         (two requests for reconsideration challenging EPA's decision to determine significant contribution on a statewide basis); (4) the NO
                        <E T="52">X</E>
                         budget allocated to the State of Connecticut (two requests for reconsideration); (5) the treatment of previously allocated 2009 NO
                        <E T="52">X</E>
                         Budget Trading Program allowances; (6) the SO
                        <E T="52">2</E>
                         retirement ratio for Title IV allowances as applied to units that receive, through 2009, “bonus” allocations under section 405(a)(2) of the Clean Air Act; (7) the phase I NO
                        <E T="52">X</E>
                         compliance date of 2009; (8) EPA's interpretation of the “interfere with maintenance” prong of section 110 of the Clean Air Act; (9) the method used to identify downwind nonattainment areas; and (10) the creation of a compliance supplement pool for the annual NO
                        <E T="52">X</E>
                         trading program. Finally, the petitions for reconsideration contain two outstanding requests to stay CAIR: One asking for CAIR to be stayed in the state of Minnesota and one asking that CAIR be stayed only for the subset of sources that has either already received 2009 NO
                        <E T="52">X</E>
                         Budget Trading Program allowances or is currently receiving “bonus” allowances under section 405(a)(2) of Title IV of the Clean Air Act. 
                    </P>
                    <P>
                        EPA has carefully considered each of these requests for reconsideration. We have concluded that reconsideration of these issues is not warranted under section 307(d)(7)(B) of the Clean Air Act. EPA is therefore denying all remaining requests for reconsideration. In addition, EPA is denying the remaining requests to stay CAIR. These decisions are fully explained in the letters to petitioners which are available in the CAIR docket (EPA-HQ-OAR-2005-0053). In a separate action signed today, EPA is taking final action on the request for reconsideration discussed in the August 1, 2005 
                        <E T="04">Federal Register</E>
                         notice. This action is taken as part of our final action responding to North Carolina's section 126 petition and promulgating Federal implementation plans for all states in the CAIR regions. In that action, we also take final action on the request reconsider EPA's treatment in CAIR of solid waste incinerators (particularly municipal waste combustors), and finalize the revisions to the definition of “EGU” proposed in response to that request. This action, titled “Rulemaking on Section 126 Petition from North Carolina to Reduce Interstate Transport of Fine Particulate Matter and Ozone; Federal Implementation Plans to Reduce Interstate Transport of Fine Particulate Matter and Ozone; Revisions to the Clean Air Interstate Rule; Revisions to the Acid Rain Program,” 
                        <SU>4</SU>
                        <FTREF/>
                         will be published shortly in the 
                        <E T="04">Federal Register</E>
                        . 
                    </P>
                    <FTNT>
                        <P>
                            <SU>4</SU>
                             See 
                            <E T="03">http://www.regulations.gov</E>
                            , Docket ID No. EPA-HQ-OAR-2003-0053.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD1">III. Discussion of Issues </HD>
                    <HD SOURCE="HD2">
                        A. SO
                        <E T="54">2</E>
                         Allowance Allocation (&amp; State Budget) Approach in the CAIR Model Trading Rules 
                    </HD>
                    <P>
                        As noted above, EPA decided to grant reconsideration on six issues related to the final CAIR. The first of these issues relates to the SO
                        <E T="52">2</E>
                         allocation approach in the CAIR model rules. EPA received one petition for reconsideration that asked EPA to reconsider the SO
                        <E T="52">2</E>
                         allocation approach to be used by States participating in the EPA-administered CAIR SO
                        <E T="52">2</E>
                         trading program. This petitioner argued that the SO
                        <E T="52">2</E>
                         allowance allocation approach is unreasonable and inequitable. The petitioner argued that the approach is unreasonable because other approaches would be more appropriate. According to the petitioner, the approach is inequitable because it results in owners of units that have historically lower emission rates being forced to buy allowances from historically higher emitting units that install new emission controls. The petitioner asked EPA to establish a different approach. As described in the Notice of Reconsideration, EPA does not agree with petitioner's conclusions about this issue. EPA continues to believe that the approach selected is reasonable for the reasons explained in the CAIR final rule and further discussed below. Furthermore, numerous opportunities for public comment on this issue were provided, and a full discussion of the allowance allocation options occurred during the rule development process. Nonetheless, given the intense public interest in this issue, EPA decided to grant the petition for reconsideration insofar as it raised issues regarding alleged inequities resulting from the application of EPA's SO
                        <E T="52">2</E>
                         allowance allocation approach. 
                    </P>
                    <P>
                        In the Notice of Reconsideration, EPA announced its decision to reconsider this issue and solicited additional public input. EPA also solicited comment on additional analyses it conducted in response to the petition for reconsideration concerning the impact of the SO
                        <E T="52">2</E>
                         allowance allocation approach adopted in the CAIR model trading rule. This additional analysis compared the SO
                        <E T="52">2</E>
                         allocation approach in CAIR to various alternatives EPA also considered during the rulemaking process. In response to comment on the Notice of Reconsideration, EPA has further refined some of its analyses and carefully considered the arguments of the petitioner. EPA continues to believe that these analyses show that EPA's selected approach to SO
                        <E T="52">2</E>
                         allowance allocations is appropriate, given the objectives of CAIR and other relevant considerations. Moreover, EPA believes that the Agency's approach produces a reasonable result in terms of equity. Therefore, in this Notice of Final Action on Reconsideration, EPA is not altering the approach taken in CAIR for SO
                        <E T="52">2</E>
                         allowance allocation. EPA's response to public comments on the analyses presented in the Notice of Reconsideration and further discussion of the petitioner's concerns are provided below (and in the Technical Support Document, “CAIR SO
                        <E T="52">2</E>
                         Allocation Approach Analysis” and the Response to Comments). 
                    </P>
                    <HD SOURCE="HD3">Considerations Relevant To Choosing an Allocation Approach </HD>
                    <P>
                        While EPA did not explicitly define a distinct set of principles that should be 
                        <PRTPAGE P="25307"/>
                        used in developing State budgets under a region-wide cap and trade program, EPA has made it clear throughout this process that it has relied upon several consistent, important factors in developing both the SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         budgets. 
                    </P>
                    <P>
                        The first is the impact of allowance allocations on the specific environmental objectives and overall cost of the rule, as well as any potential adverse effects. In general, while the chosen allocation or State budget calculation approach can affect the distribution of compliance costs under a cap-and-trade program, it will have little effect on overall compliance costs or environmental outcome. This is because the incentives provided by cap-and-trade encourage economically efficient compliance over the entire region. However, this may not always hold where there are interactions with existing environmental policies. In the case of NO
                        <E T="52">X</E>
                        , EPA did not find this consideration to be restrictive because there was not an existing annual NO
                        <E T="52">X</E>
                         trading program and the SIP Call ozone season trading program could be easily integrated into the CAIR ozone season trading program. As a result, a number of budget methodologies were compatible. For SO
                        <E T="52">2</E>
                        , this consideration played a larger role because depending upon how the program was integrated within the existing Title IV structure, it could impact emissions before the program went into effect as well as emissions in regions not affected by the program. 
                    </P>
                    <P>
                        Another important consideration is that an allocation methodology must be consistent with the existing regulatory and legislative structure. Once again for NO
                        <E T="52">X</E>
                        , this consideration could be satisfied with a wide range of budget methodologies. However, for SO
                        <E T="52">2</E>
                        , reductions for EGUs using Title IV allowances is necessary in order to ensure the preservation of a viable Title IV program (70 FR 72272). Linking the two programs maintains the trust and confidence that has developed in the functioning market for title IV allowances. The EPA recognizes this familiarity and confidence (especially in a market-based approach) as a key source of the program's success. 
                    </P>
                    <P>
                        A third factor is equity. In the absence of other considerations, EPA believes that it is in the public interest that the distribution of allowances under a cap and trade program be as equitable as possible. For NO
                        <E T="52">X</E>
                        , since the other considerations could be satisfied with a number of different methodologies, this factor was the primary one. For SO
                        <E T="52">2</E>
                        , where the other considerations were more limiting, this factor was not as central to our decisions, especially since the Title IV allocation structure was erected by Congress for the long term. 
                    </P>
                    <HD SOURCE="HD3">Title IV and CAIR </HD>
                    <P>
                        The CAIR model SO
                        <E T="52">2</E>
                         trading program relies on the use of title IV SO
                        <E T="52">2</E>
                         allowances for compliance with the allowance-holding requirements of CAIR. Title IV SO
                        <E T="52">2</E>
                         allowances have already been allocated on a unit-by-unit basis in perpetuity, based on formulas set forth in sections 405 and 406 of the Clean Air Act (CAA), which EPA implemented through final regulations issued in 1998 (See 42 U.S.C. 7651d and 7651e; and 18 CFR 73.10(b)). The statutory formulas for allocation of title IV SO
                        <E T="52">2</E>
                         allowances were based on unit data for 1985-1987 and, for some units, data for years up to 1995. For the title IV SO
                        <E T="52">2</E>
                         trading program, each allowance authorizes one ton of SO
                        <E T="52">2</E>
                         emissions. 
                    </P>
                    <P>
                        For the CAIR SO
                        <E T="52">2</E>
                         trading program, SO
                        <E T="52">2</E>
                         reductions will be achieved by generally requiring CAIR sources to retire more than one title IV allowance of 2010 and later vintages for each ton of SO
                        <E T="52">2</E>
                         emissions in 2010 and thereafter. Specifically, each title IV SO
                        <E T="52">2</E>
                         allowance issued for 2009 or earlier will be used for compliance by CAIR sources at a ratio of one allowance per ton of SO
                        <E T="52">2</E>
                         emissions and would authorize one ton of SO
                        <E T="52">2</E>
                         emissions. Each title IV allowance of vintage 2010 through 2014 will be used for compliance under CAIR at a two-to-one ratio and authorize 0.5 tons of SO
                        <E T="52">2</E>
                         emissions. Each title IV allowance of vintage 2015 and later will be used at a 2.86-to-1 ratio and authorize 0.35 tons of SO
                        <E T="52">2</E>
                         emissions. See discussion in the preamble to the final CAIR in section VII (70 FR 25255-25273) and section IX (70 FR 25290-25291). 
                    </P>
                    <HD SOURCE="HD3">Response to Comments on EPA's Statutory Authority </HD>
                    <P>
                        Several commenters expressed support of EPA's chosen allocation approach, arguing that EPA was entirely within its legal authority to use title IV allowances to implement the SO
                        <E T="52">2</E>
                         trading program under CAIR. These commenters generally argued that EPA's use of title IV allowances to implement CAIR reductions was necessary to maintain the viability of the program and continued confidence in cap-and-trade programs. 
                    </P>
                    <P>
                        A few commenters on the Notice of Reconsideration assert that EPA has exceeded its statutory authority under title IV of the CAA by tying CAIR SO
                        <E T="52">2</E>
                         allocations to title IV allowances. In addition, a few commenters argue that EPA's final CAIR SO
                        <E T="52">2</E>
                         allocation approach unlawfully limits States' discretion under section 110 of the CAA to determine how to meet their “good neighbor” obligations and to meet national ambient air quality standards. These same concerns were also raised during the CAIR rulemaking process and EPA provided a detailed justification for its use of title IV allowances under CAIR, including direct responses to these comments in the CAIR preamble (70 FR 25290-25296). EPA maintains that its approach of using title IV allowances in the CAIR SO
                        <E T="52">2</E>
                         trading program and imposing an allowance-retirement requirement on States that do not adopt the CAIR SO
                        <E T="52">2</E>
                         trading program is within its statutory authority and is a reasonable exercise of that authority. Additionally, there is nothing in section 110 of the CAA that would bar the use of title IV allowances to accomplish attainment goals under 110(a)(2)(d). 
                    </P>
                    <P>
                        One commenter suggests that EPA's SO
                        <E T="52">2</E>
                         allocation approach using title IV allowances is in violation of CAA section 110(a)(2)(d) because it distributes allowances among States in a way that would effectively result in different emissions rates among States, and different resulting control costs. The commenter argues for an approach that results in an equal effective emissions rate across States. The commenter then cites section 102(a) of the CAA, arguing that the provision “directs EPA to promote the development of air pollution control laws at the state and local level that are as ‘uniform’ from jurisdiction to jurisdiction as practicable.” The commenter then proceeds to argue that EPA's use of title IV allowance allocations for SO
                        <E T="52">2</E>
                         allowance allocations under CAIR violates this notion of parity without reason and is therefore unlawful. 
                    </P>
                    <P>
                        EPA disagrees with the commenter's interpretation of these two CAA provisions. First, nothing in section 110(a)(2)(d) indicates how EPA should allocate allowances under a cap-and-trade program. Second, while the commenter suggests that an allocation approach that results in a uniform effective emissions rate across all States would remedy the inequities the commenter perceives in EPA's application of 110(a)(2)(d), the allocation approach that the commenter actually recommends does not result in this outcome. Third, section 102(a) of the CAA indicates that “The Administrator shall * * * encourage the enactment of improved and, so far as practicable in the light of varying conditions and needs, uniform State and local laws relating to the prevention and control of air pollution”. As is discussed 
                        <PRTPAGE P="25308"/>
                        throughout this section of the CAIR Notice of Final Action on Reconsideration, the existence of title IV creates a set of conditions under which it is not “practicable” to create a new set of allowance allocations for SO
                        <E T="52">2</E>
                         for the purposes of CAIR. Finally, the use of the phrase “The Administrator shall encourage” in section 102(a) indicates that this provision is in no way a directive that requires the Agency to obtain any specific result during its rulemakings. Finally, the use of a cap-and-trade program assures that the marginal cost paid for a ton of emission reduction should be close to the observed allowance price, assuring a uniform marginal cost from State to State. 
                    </P>
                    <HD SOURCE="HD3">
                        SO
                        <E T="52">2</E>
                         Allocation Options Discussed in CAIR 
                    </HD>
                    <P>
                        EPA considered and analyzed a variety of SO
                        <E T="52">2</E>
                         allowance allocation methodologies during the CAIR rulemaking process. After careful analysis, EPA decided to use the allocation approach chosen by Congress in title IV of the Clean Air Act. EPA also considered the following alternative approaches, which are explained in the final CAIR “Corrected Response to Significant Public Comments on the Proposed Clean Air Interstate Rule,” Corrected April 2005 (Docket Number OAR-2003-0053): 
                    </P>
                    <FP SOURCE="FP-1">—Allocations based on historic tons of actual emissions from more recent years; </FP>
                    <FP SOURCE="FP-1">—Allocations based on heat input (with alternatives based on heat input from all fossil generation, and heat input from coal- and oil-fired generation only); and </FP>
                    <FP SOURCE="FP-1">—Allocations based on electricity output (with alternatives based on all generation and all fossil-fired generation). </FP>
                    <P>In addition to these alternatives, EPA has analyzed other heat input-based allocation approaches in the reconsideration process, explained below. Each allocation approach suggested by the petitioner and other commenters during the CAIR rulemaking and reconsideration process has advantages and disadvantages for different companies and States. However, as explained in the final CAIR, EPA believes that the approach used in the final CAIR is the most appropriate among the alternatives for several reasons. </P>
                    <P>
                        First, EPA believes—based on strong policy and air quality concerns—that it is necessary to use the existing title IV allowances in order to preserve the viability and emissions reductions of the highly successful title IV program. The disruption of the title IV SO
                        <E T="52">2</E>
                         trading program would also potentially result in increased emissions outside of the CAIR region starting in 2010 because, with title IV allowances having little or no value, the title IV program would no longer constrain SO
                        <E T="52">2</E>
                         emissions in those States. Further, if title IV allowances are not used for compliance in the CAIR SO
                        <E T="52">2</E>
                         trading program, the likely result will be: a significant surplus of title IV allowances; a collapse of the price of title IV allowances; and a title IV SO
                        <E T="52">2</E>
                         trading program that, contrary to Congressional intent, no longer provides incentives to minimize emissions control costs and encourage pollution prevention and innovation. 
                    </P>
                    <P>
                        If EPA adopts an approach that does not preserve the structure of the title IV allowance market and the value of those allowances, the confidence in the cap-and-trade policy instrument and allowance markets in general, and in the CAIR cap-and-trade programs in particular, would likely decline. Such an outcome could result in a reduced willingness of the owners of sources in cap-and-trade programs to invest in control technologies that would generate excess allowances for sale, or to purchase allowances for compliance, for fear that the rules might change. If owners were to ignore the incentives provided by cap-and-trade in such a manner, efficiency and cost-savings provided by these programs would be lost. The preservation of title IV allowances for use in CAIR, then, is integral to the viability and effectiveness of both title IV and the CAIR trading programs. 
                        <E T="03">See</E>
                         discussion in preamble to the final CAIR in section IX (70 FR 25293-25295). 
                    </P>
                    <P>
                        Second, EPA relied on the permanent allocation methodology established by Congress in title IV for purposes of reducing SO
                        <E T="52">2</E>
                         emissions. Congress chose a policy of not revisiting and revising these allocations and, apparently, believed that its allocation methodology for title IV allowances would be appropriate for future time periods. 
                    </P>
                    <P>
                        Third, title IV allowance allocations provide a logical and well understood starting point from which additional electric generation unit (EGU) SO
                        <E T="52">2</E>
                         emission reductions can be achieved for Acid Rain units, which account for over 90 percent of the SO
                        <E T="52">2</E>
                         emissions from CAIR EGUs. 
                    </P>
                    <P>
                        Finally, in response to comments on the proposed CAIR, EPA performed an analysis comparing the title IV methodology to other methodologies. At the outset, EPA notes that the objective of CAIR is not to ensure that each State receives the maximum amount of SO
                        <E T="52">2</E>
                         allowances possible under any approach. The goal of CAIR is to achieve the SO
                        <E T="52">2</E>
                         emissions reductions through the region-wide budgets. As EPA has noted, selecting the most appropriate SO
                        <E T="52">2</E>
                         allowance allocation approach for CAIR has required addressing a number of different considerations. The policy and air quality concerns specific to the CAIR SO
                        <E T="52">2</E>
                         trading program and noted by EPA above necessitate that EPA implement the CAIR SO
                        <E T="52">2</E>
                         program using the existing structure of title IV. Nevertheless, EPA has analyzed the impact of using title IV allocations on States relative to other possible allocation approaches, and found that this approach produces a reasonable result (See CAIR Corrected Response to Comments, section X.A.26, Docket #: EPA-HQ-OAR-2003-0053-2172, and “CAIR SO
                        <E T="52">2</E>
                         Allocation Approach Analysis” Technical Support Document available in the docket). 
                    </P>
                    <P>
                        In summary, EPA's use of title IV allowances in the CAIR SO
                        <E T="52">2</E>
                         trading program is supported by: (1) EPA's determination that this approach is necessary to maintain the efficacy of the title IV program and to prevent erosion of confidence in cap-and-trade programs in general; and (2) EPA's analysis showing that the allocations resulting from this approach are reasonable. Nevertheless, as a part of this reconsideration, EPA performed additional analyses, explained below, to evaluate the SO
                        <E T="52">2</E>
                         allocation approach in the final CAIR in light of the petitioner's concerns. 
                    </P>
                    <HD SOURCE="HD3">
                        Equitability of CAIR SO
                        <E T="52">2</E>
                         Allocation Approach 
                    </HD>
                    <P>While the petitioner stated that the CAIR final allocation approach is “inequitable” because lower emitting units would buy allowances from higher emitting units that install emission controls, it is unclear why such a result would actually be inequitable. On the contrary, the owner of each of the units involved would be choosing to adopt the most economic compliance strategy in light of the unit's emission control costs and the market value of allowances. The ability of the owners to make such choices reflects the flexibility, inherent cost-effectiveness, and promotion of least-cost compliance for all program participants provided by a cap-and-trade program. </P>
                    <HD SOURCE="HD3">
                        Response to Comments on the Equitability of CAIR SO
                        <E T="52">2</E>
                         Allocation Approach 
                    </HD>
                    <P>
                        One commenter argued that EPA should use the same metrics and methodologies used to evaluate NO
                        <E T="52">X</E>
                          
                        <PRTPAGE P="25309"/>
                        allowance allocation approaches to evaluate SO
                        <E T="52">2</E>
                         allowance allocation approaches. The commenter suggests that the metrics by which EPA assessed NO
                        <E T="52">X</E>
                         allocations included (1) whether the EPA method avoids penalizing coal-fired generation units that already have installed emissions controls and (2) whether, relative to the alternative allocation approaches, the EPA method better minimizes for each State the disparity between allowances provided and projected emissions, and argued that EPA cites these rationales in justifying its chosen NO
                        <E T="52">X</E>
                         allocation approach. This commenter also suggests that EPA's use of title IV allowances penalizes new units and independent power producers (IPPs) and results in large wealth transfers from low-emitting to high-emitting States. 
                    </P>
                    <P>
                        While EPA agrees that the Agency considered these factors (among several others) in choosing its allocation approach under the CAIR NO
                        <E T="52">X</E>
                         trading programs, EPA does not fully agree with the commenter's characterization of EPA's considerations. EPA believes that the commenter has omitted some of the significant context and caveats that were included in the discussion of NO
                        <E T="52">X</E>
                         allocations and the use of fuel adjustment factors in the reconsideration notice, as well as a number of other factors that EPA must consider, particularly in the context of SO
                        <E T="52">2</E>
                         allocations. First, EPA noted in the June 10, 2004 Supplemental Notice of Proposed Rulemaking and in the Notice of Reconsideration that, “in contrast to 
                        <E T="03">allocations based on historic emissions</E>
                        , the factors would also not penalize coal-fired plants that have already installed pollution controls” (69 FR 32869, 70 FR 72276, emphasis added). This language explains that NO
                        <E T="52">X</E>
                         allocations using historic heat input adjusted for fuel type, while providing additional allowances to coal-fired units that will likely install controls under CAIR, would not simultaneously penalize coal-fired units that had already made investments in emissions controls. An approach based on historic emissions, on the other hand, would also provide additional allowances to units that would likely have to install controls, but would simultaneously penalize units that had already done so. While EPA makes this argument in support of its chosen approach for NO
                        <E T="52">X</E>
                         allocations, the Agency does not raise this point to establish a criterion for evaluating allowance allocation approaches. Rather, it simply notes that its chosen approach for NO
                        <E T="52">X</E>
                         allocations can provide an advantage to one set of coal-fired units without disadvantaging another set of coal-fired units. 
                    </P>
                    <P>
                        Second, while the commenter is correct in noting that EPA stated in its discussion of NO
                        <E T="52">X</E>
                         allocations in the Notice of Reconsideration that it is in the public interest to attempt to minimize the disparity between individual State budgets and projected emissions for each State, EPA did not set this goal as one of only two primary criteria for adoption of a given allocation strategy, as the commenter suggests. Rather, EPA notes that “
                        <E T="03">In the absence of other considerations</E>
                        , EPA believes that it is in the public interest to reduce the disparity between the number of allowances in a State budget and total projected State EGU emissions” (70 FR 72276, emphasis added). As EPA has noted, the Agency had to weigh many considerations in choosing an SO
                        <E T="52">2</E>
                         allowance allocation approach. In particular, unlike in the case of NO
                        <E T="52">X</E>
                        , EPA had to consider an existing, nationwide trading program implemented by statute in the case of SO
                        <E T="52">2</E>
                        . 
                    </P>
                    <P>Third, as EPA discussed in the CAIR Response to Comments, while commenters express concern about the availability of allowances for non-Acid Rain units, it should be noted that not all sources covered under the Acid Rain program received allowances. By the design of the title IV program (as outlined by Congress), because of the permanent allocation of allowances, new units beginning commercial operation after 1995 or beginning construction after 1990 did not receive title IV allowances. Thus, Congress recognized that, over time, new units would be built and covered under the program, but felt it reasonable that such units would obtain title IV allowances either through the auction or from the market. Under the auction, 250,000 title IV allowances are be auctioned annually (half for the current compliance year and half for the compliance year seven years in advance), and these allowances can be used for compliance with CAIR. The availability of these allowances ensures that all sources, including new units and non-title IV sources, will have access to a pool of allowances. Finally, IPPs have the option of opting in to title IV until their exemption expires in order to obtain title IV allowances. EPA addresses other issues specific to IPPs in section VI.E of today's CAIR FIP Notice of Final Rulemaking preamble. </P>
                    <P>
                        Fourth, while the commenter asserts that EPA's use of title IV allowances in the CAIR SO
                        <E T="52">2</E>
                         trading program will result in significant wealth transfers from low-emitting to high-emitting States, EPA's analysis of SO
                        <E T="52">2</E>
                         coverage ratios (the ratio of allowances to projected emissions, discussed to some degree in this section and presented in the “CAIR SO
                        <E T="52">2</E>
                         Allocation Approach Analysis” Technical Support Document, available in the docket), is not suggestive of this trend. In fact, looking at the differences in States' projected emissions and coverage ratios between the base case and CAIR, it becomes evident that both lower- and higher-emitting States are projected to make investments in emissions controls under CAIR, reducing their demand for allowances, or freeing up allowances for sale, in the process. States that might be categorized as high-emitting are not always projected to be net sellers of allowances, and States that might be categorized as low-emitting are not always projected to be net purchasers of allowances. 
                    </P>
                    <P>
                        Another commenter argues that smaller units would be forced to purchase SO
                        <E T="52">2</E>
                         allowances from the market in order to comply with CAIR. This commenter argues that the SO
                        <E T="52">2</E>
                         allowance market is not efficient and subjects some participants to endure an undue amount of financial burden and/or risk. EPA believes that the commenter's claims about the state of the SO
                        <E T="52">2</E>
                         allowance market are unfounded. As is discussed in the Acid Rain Program Report (EPA 43-R-05-012, October 2005), about 20,000 allowance transactions, affecting about 15.3 million allowances were recorded in the EPA Allowance Tracking System in 2004. In addition, title IV compliance costs have been much lower than projected and allowance prices in the SO
                        <E T="52">2</E>
                         allowance market have generally reflected this. Finally, as discussed earlier in this section, sources have the option of purchasing allowances directly from the annual auction. 
                    </P>
                    <P>
                        Further, in raising equity concerns, a couple of commenters argue for conflicting measures of equity within their own comments. These commenters argue that an equitable emissions allocation approach will result in an equivalent effective emissions rate across States. These commenters then point to EPA's chosen CAIR NO
                        <E T="52">X</E>
                         emissions allocation approach as an exemplary allocation approach because it limits the disparity between individual State budgets and projected emissions. However, the commenters fail to realize that EPA's NO
                        <E T="52">X</E>
                         allocations approach does not actually result in an equivalent emissions rate across States. In other words, choosing a CAIR SO
                        <E T="52">2</E>
                         allocation approach with the goal of minimizing the disparities between State budgets and projected emissions would result in the selection 
                        <PRTPAGE P="25310"/>
                        of a different approach than would the goal of equating effective emissions rates across States. 
                    </P>
                    <P>
                        Finally, some commenters argued that the use of title IV allowance allocations penalizes sources who have already installed scrubbers prior to the start of the Acid Rain Program. This is because, in general, allowances under title IV were allocated to units that had not installed controls at a higher rate relative to units that had installed controls. The title IV approach, in that sense, is somewhat similar to the approach taken for NO
                        <E T="52">X</E>
                         under CAIR, in that it provides additional allowances for units expected to install controls under the rule. EPA believes that the commenters' arguments that the continued use of title IV allowances penalizes sources that installed controls prior to the Acid Rain Program are unfounded. First, these controls were installed over 20 years ago and were completed within a regulated electricity sector, such that in most cases the cost of installing these controls should have been recovered through electricity price rate increases. Second, these controls were installed in response to requirements separate from both CAIR and the Acid Rain Program. Third, Congress was clearly aware of the issues raised by commenters when designing the SO
                        <E T="52">2</E>
                         trading program in 1990, and consciously used a formula for future allocations for the length of time it believed was reasonable. In general, the Acid Rain Program has enjoyed 10 years of operation without substantial concern over this issue and with industry at-large appreciating the program's merits in providing a cost-effective, flexible, and balanced way to provide environmental protection. Finally, analysis by one of these two commenters, which estimates the windfall of allowances that a hypothetical unscrubbed coal-fired unit would attain by installing a scrubber and reducing emissions, neglects the fact that this unit would have to bear the costs of installing controls. Thus, the ostensible windfall would be significantly smaller than was suggested by the commenter. 
                    </P>
                    <HD SOURCE="HD3">
                        Analysis of SO
                        <E T="52">2</E>
                         Allocation Options Presented in the Notice of Reconsideration 
                    </HD>
                    <P>
                        In the Notice of Reconsideration, EPA compared three alternative SO
                        <E T="52">2</E>
                         allowance allocation methodologies to the approach in the final CAIR. In these analyses, EPA examined how allowances would be distributed to individual companies instead of examining how they would be distributed to States. According to the petitioner, the allowance distribution will result in the petitioner's relatively low-emitting units being forced to buy allowances from other companies' relatively high-emitting units. The petitioner thus argues the allocation approach used in CAIR is per se inequitable and unreasonable. To evaluate this concern, EPA compared projected allocations not to individual units, but to individual parent and operating companies who own these units under various methodologies relative to projected SO
                        <E T="52">2</E>
                         emissions of all the units owned by those companies. Figures and tables from the analysis presented in the Notice of Reconsideration can be found in the docket, EPA-HQ-OAR-2003-0053, “SO
                        <E T="52">2</E>
                         Allowance Allocation Methodology Comparative Analysis Data Files”). 
                    </P>
                    <P>The three alternative allowance allocation methodologies EPA analyzed were suggested by various commenters during the rulemaking process and this reconsideration process. These methodologies are: </P>
                    <FP SOURCE="FP-1">—Allocating allowances based on more recent heat input data; </FP>
                    <FP SOURCE="FP-1">—Allocating allowances based on more recent heat input data adjusted for fuel type (e.g., coal, oil and gas); and </FP>
                    <FP SOURCE="FP-1">—Allocating allowances based on more recent heat input data adjusted both for fuel type and for coal type (e.g., bituminous, sub-bituminous and lignite). </FP>
                    <P>
                        In comparing the CAIR SO
                        <E T="52">2</E>
                         allocation approach and the three alternative methodologies, EPA took into account certain factors that are applicable to the CAIR final allocation approach but not to the three alternative methodologies. For all four methodologies, EPA analyzed the resulting total allowance allocations, and the total projected emissions, for companies' sources located in the States subject to CAIR. In addition, for all the methodologies, EPA analyzed the relationship between allowances and emissions in two ways. First, EPA calculated the ratio of allowances to total projected emissions before CAIR controls (base case emissions). This provides a reasonable estimate of the extent to which each company's future emissions will exceed its allowances and, thus, indicates how much effort a company must expend for compliance either by purchasing allowances or installing controls. Second, EPA calculated the ratio of allowances to total projected emissions after the installation of CAIR controls (control case emissions). This provides a reasonable estimate of the number of allowances a company would need to purchase or would be able to sell after any controls are installed. Some companies with low-emitting units may have excess allowances to sell even if no controls are installed. 
                    </P>
                    <P>
                        In its analysis of the CAIR approach, EPA also considered both the allowance allocations and the emissions for companies' units both within the CAIR region and outside the CAIR region. EPA believes that this is appropriate because, under the CAIR approach, if a company's units outside the CAIR region have more title IV allowances than needed to cover their emissions under the Acid Rain Program, the company might be able to transfer, at little or no net cost, excess allowances to the company's units in the CAIR region for use to cover emissions under the CAIR trading program. Under the three alternative methodologies, all of which would require creating new CAIR SO
                        <E T="52">2</E>
                         allowances independent of the existing title IV allocations, CAIR sources could not use title IV allowances held for sources outside (or inside) the CAIR region for compliance with the CAIR SO
                        <E T="52">2</E>
                         allowance holding requirement. 
                    </P>
                    <P>
                        Further, in the analysis of the CAIR approach, EPA considered the allocation of title IV allowances to CAIR units that are not currently in the Acid Rain Program but that could opt in to the Acid Rain Program and receive title IV allowances (
                        <E T="03">see</E>
                         42 U.S.C. 7651i and 18 CFR part 74 and the discussion below concerning the ability of units to opt in). This analysis assumed that companies owning non-Acid Rain units subject to CAIR would elect to opt in to the Acid Rain Program because they would receive title IV allowances to cover a portion of the units' emissions under CAIR. EPA believes this assumption is reasonable because any of these units has the option of becoming an Acid Rain Program opt-in unit and thereby providing the company additional allowances at little or no additional cost, and the value of title IV allowances could be substantial. In contrast, the analysis of the three alternative methodologies did not consider the impact of Acid Rain Program opt-ins because these approaches do not use title IV allowances for CAIR compliance. 
                    </P>
                    <P>
                        EPA's analysis indicated that while allocations vary from company to company under the four methodologies, overall the distributions of allowances that companies received relative to their projected emissions for the CAIR control case are very similar. EPA came to similar conclusions when looking at the base case. 
                        <PRTPAGE P="25311"/>
                    </P>
                    <HD SOURCE="HD3">Response to Comments on EPA's Analysis </HD>
                    <P>
                        EPA received several comments on various aspects of the SO
                        <E T="52">2</E>
                         allocation analyses presented in the Notice of Reconsideration. A few commenters claimed that EPA should have focused its analyses on State budgets rather than on projected allocations to companies because, with an alternative allocation approach, States would have the responsibility for allocating allowances to their respective affected sources and could meet control requirements differently than assumed in EPA's analyses. Further, these commenters claimed a State-by-State analysis is more consistent with the analysis of NO
                        <E T="52">X</E>
                         allocation methodologies in the Notice of Reconsideration and the final CAIR itself. Finally, one commenter noted that company-specific analysis can obscure state-by-state variation and may not be reliable given continual shifts in ownership structure. 
                    </P>
                    <P>
                        EPA agrees with the commenters that one method of evaluating the reasonableness of SO
                        <E T="52">2</E>
                         allocation approaches is (in addition to company-by-company analyses) to compare State budgets calculated according to various methodologies. Despite one commenter's assertion that company-level analysis is made unreliable by constantly changing corporate structures, EPA believes that such an analysis remains instructive. A State-level analysis provides additional perspective on the impact of various allocation approaches, though it will, of course, obscure some of the potential company-level variability among allowance approaches. 
                    </P>
                    <P>EPA presented such a State-by-State analysis in the final CAIR RTC (final CAIR “Corrected Response to Significant Public Comments on the Proposed Clean Air Interstate Rule,” Corrected April 2005 (Docket Number OAR-2003-0053)). EPA recognizes that the analysis prepared for the CAIR RTC did not consider two of the alternative allocation approaches discussed above. For today's notice, EPA has analyzed State budgets calculated under eight different approaches (title IV and seven alternatives). These eight approaches are described in Table IIIA.1, below. </P>
                    <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="s50,r150">
                        <TTITLE>Table III.A.1.—Description of Allocation Approaches Included in EPA Analysis </TTITLE>
                        <BOXHD>
                            <CHED H="1">Approach name </CHED>
                            <CHED H="1">Description of approach </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">EPA Title IV </ENT>
                            <ENT>Title IV allocations adjusted for the 2 to 1 allowance retirement ratio in 2010-2014 and the 2.86 to 1 allowance retirement ratio in 2015 and thereafter. EPA's chosen approach. </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Average 1999-2002 (Pure) Heat Input </ENT>
                            <ENT>
                                For each State, calculates the average heat input over the years 1999-2002. Apportions the region-wide SO
                                <E T="52">2</E>
                                 cap to individual States based on each State's share of the total region-wide average for those years. 
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1999-2002 Heat Input w/Fuel Factors </ENT>
                            <ENT>
                                For each State, calculates the average adjusted heat input over the years 1999-2002. Adjusts heat input using factors of 1.0 for coal, 0.009 for natural gas, and 0.3 for oil. Apportions the region-wide SO
                                <E T="52">2</E>
                                 cap to individual States based on each State's share of the total region-wide average adjusted heat input for those years. 
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1999-2002 Heat Input w/Fuel Factors &amp; Coal Type </ENT>
                            <ENT>
                                For each State, calculates the average adjusted heat input over the years 1999-2002. Adjusts heat input using factors of 2.6 for bituminous coal, 1.0 for subbituminous and lignite coals, 0.2 for natural gas, and 0.7 for oil. Apportions the region-wide SO
                                <E T="52">2</E>
                                 cap to individual States based on each State's share of the total region-wide average adjusted heat input for those years. 
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Average 1999-2002 Heat Input Coal + Oil </ENT>
                            <ENT>
                                For each State, calculates the average heat input from coal- and oil-fired units over the years 1999-2002. Apportions the region-wide SO
                                <E T="52">2</E>
                                 cap to individual States based on each State's share of the total region-wide average heat input from these units for those years. 
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                Average 1999-2002 SO
                                <E T="52">2</E>
                                 Emissions 
                            </ENT>
                            <ENT>
                                For each State, calculates the average emissions over the years 1999-2002. Apportions the region-wide SO
                                <E T="52">2</E>
                                 cap to individual States based on each State's share of the total region-wide average emissions for those years. 
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Average 1999-2002 Generation Output (all sources fossil and non-fossil) </ENT>
                            <ENT>
                                For each State, calculates the average output over the years 1999-2002. Apportions the region-wide SO
                                <E T="52">2</E>
                                 cap to individual States based on each State's share of the total region-wide average output for those years. 
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1999-2002 Generation Output (Fossil-fuel-fired units only) </ENT>
                            <ENT>
                                For each State, calculates the average output from fossil fuel-fired units over the years 1999-2002. Apportions the region-wide SO
                                <E T="52">2</E>
                                 cap to individual States based on each State's share of the total region-wide average output from these units for those years. 
                            </ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>
                        As is shown in Table III.A.2, the first component of EPA's State-level analysis compared the individual State shares of total region-wide SO
                        <E T="52">2</E>
                         allocations under the various approaches. The revised analysis is consistent with EPA's original findings. As can be seen from Table III.A.2, 80 percent of States get neither the most nor the least allowances relative to what they receive under the other allocation approaches, under the title IV approach. (See “Sulfur Dioxide Allowance Allocation Methodology Comparative Analysis” Technical Support Document (Docket ID: EPA-HQ-OAR-2003-0053)). Furthermore, when compared specifically to the methods supported by commenters (pure heat input, heat input with fuel factors, heat input with fuel factors and coal type, coal and oil heat input and average output all), distribution of State budgets using title IV allocations results in an individual State receiving its smallest or greatest share of total SO
                        <E T="52">2</E>
                         allocations relative to what the individual State receives under the alternative approaches the same number of times as the pure heat input methodology and fewer times than the other methodologies supported by commenters (see the last three rows of Table III.A.2). Such results support EPA's argument that its chosen allocation approach is reasonable. While the coal and oil heat input approach appears to perform best in this analysis, this approach received more limited commenter support. 
                    </P>
                    <P>
                        In examining the results of this analysis for the States where commenters that submitted adverse comments on the use of title IV own generating units (FL, IN, MD, MN, NY, NC, PA, SC, TX), it becomes apparent that each allocation approach makes some States better off and others worse off. (
                        <E T="03">See</E>
                         “CAIR SO
                        <E T="52">2</E>
                         Allocation Approach Analysis” Technical Support Document available in the docket.) 
                        <SU>5</SU>
                        <FTREF/>
                          
                        <PRTPAGE P="25312"/>
                        While using a heat input with fuel factors approach would provide an advantage to many of the States that provided adverse comments on title IV, shifting to this approach would disadvantage 10 of the 23 States (DC is not counted) relative to the title IV approach.
                    </P>
                    <FTNT>
                        <P>
                            <SU>5</SU>
                             Also, it is worth noting that these many of the commenters are all in cost-of-service States, where they should be able to pass through costs. In other words, sources in these States are likely to recover their cost of compliance, and the rate impact in 
                            <PRTPAGE/>
                            these States, spread over all generation, transmission, and distribution is likely to be minimal. EPA's Regulatory Impact Analysis for CAIR forecasts an increase of only about 2.0 percent and 2.7 percent in average electricity prices in the CAIR region in 2010 and 2015, respectively. Florida is projected to experience an increase in retail electricity prices of 0.8 percent in 2010 and 1.4 percent in 2015. Also, the region containing North Carolina and South Carolina is forecast to have retail electricity price increases lower than the regional average increases under CAIR in 2010 and 2015. 
                        </P>
                    </FTNT>
                    <GPOTABLE COLS="09" OPTS="L2,i1" CDEF="s50,10,10,10,10,10,10,10,10">
                        <TTITLE>Table III.A.2.—States Share of Budget Under Various Allocation Approaches</TTITLE>
                        <BOXHD>
                            <CHED H="1">State</CHED>
                            <CHED H="1">EPA title IV</CHED>
                            <CHED H="1">Average 1999-2002 (pure) heat input</CHED>
                            <CHED H="1">1999-2002 Heat input w/fuel factors</CHED>
                            <CHED H="1">1999-2002 Heat input w/fuel factors &amp; coal type</CHED>
                            <CHED H="1">Average 1999-2002 heat input coal + oil</CHED>
                            <CHED H="1">Average 1999-2002 emissions</CHED>
                            <CHED H="1">
                                Average 
                                <LI>1999-2002 </LI>
                                <LI>output all</LI>
                            </CHED>
                            <CHED H="1">Average 1999-2002 output fossil</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">AL </ENT>
                            <ENT>4.4% </ENT>
                            <ENT>4.3% </ENT>
                            <ENT>4.9% </ENT>
                            <ENT>5.2% </ENT>
                            <ENT>4.7% </ENT>
                            <ENT>5.0% </ENT>
                            <ENT>4.7% </ENT>
                            <ENT>4.2%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">DC </ENT>
                            <ENT>0.0% </ENT>
                            <ENT>0.0% </ENT>
                            <ENT>0.0% </ENT>
                            <ENT>0.0% </ENT>
                            <ENT>0.0% </ENT>
                            <ENT>0.0% </ENT>
                            <ENT>0.0% </ENT>
                            <ENT>0.0%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL </ENT>
                            <ENT>7.0% </ENT>
                            <ENT>7.7% </ENT>
                            <ENT>5.6% </ENT>
                            <ENT>6.7% </ENT>
                            <ENT>7.3% </ENT>
                            <ENT>6.0% </ENT>
                            <ENT>7.2% </ENT>
                            <ENT>7.7%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">GA </ENT>
                            <ENT>5.9% </ENT>
                            <ENT>4.1% </ENT>
                            <ENT>4.7% </ENT>
                            <ENT>5.3% </ENT>
                            <ENT>4.5% </ENT>
                            <ENT>5.2% </ENT>
                            <ENT>4.5% </ENT>
                            <ENT>4.2%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">IA </ENT>
                            <ENT>1.8% </ENT>
                            <ENT>1.9% </ENT>
                            <ENT>2.4% </ENT>
                            <ENT>1.2% </ENT>
                            <ENT>2.3% </ENT>
                            <ENT>1.4% </ENT>
                            <ENT>1.5% </ENT>
                            <ENT>1.8%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">IL </ENT>
                            <ENT>5.3% </ENT>
                            <ENT>4.7% </ENT>
                            <ENT>5.4% </ENT>
                            <ENT>4.4% </ENT>
                            <ENT>5.2% </ENT>
                            <ENT>4.7% </ENT>
                            <ENT>6.6% </ENT>
                            <ENT>4.4%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">IN </ENT>
                            <ENT>7.0% </ENT>
                            <ENT>6.5% </ENT>
                            <ENT>7.9% </ENT>
                            <ENT>7.9% </ENT>
                            <ENT>7.5% </ENT>
                            <ENT>8.6% </ENT>
                            <ENT>4.6% </ENT>
                            <ENT>6.2%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">KY </ENT>
                            <ENT>5.2% </ENT>
                            <ENT>4.9% </ENT>
                            <ENT>6.0% </ENT>
                            <ENT>7.3% </ENT>
                            <ENT>5.8% </ENT>
                            <ENT>5.8% </ENT>
                            <ENT>3.5% </ENT>
                            <ENT>4.5%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">LA </ENT>
                            <ENT>1.7% </ENT>
                            <ENT>3.3% </ENT>
                            <ENT>1.6% </ENT>
                            <ENT>1.0% </ENT>
                            <ENT>1.5% </ENT>
                            <ENT>1.1% </ENT>
                            <ENT>3.4% </ENT>
                            <ENT>3.6%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">MD </ENT>
                            <ENT>2.0% </ENT>
                            <ENT>1.8% </ENT>
                            <ENT>1.9% </ENT>
                            <ENT>2.3% </ENT>
                            <ENT>2.0% </ENT>
                            <ENT>2.7% </ENT>
                            <ENT>1.9% </ENT>
                            <ENT>1.7%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">MI </ENT>
                            <ENT>4.9% </ENT>
                            <ENT>4.2% </ENT>
                            <ENT>4.4% </ENT>
                            <ENT>3.7% </ENT>
                            <ENT>4.3% </ENT>
                            <ENT>3.7% </ENT>
                            <ENT>4.1% </ENT>
                            <ENT>4.2%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">MN </ENT>
                            <ENT>1.4% </ENT>
                            <ENT>1.9% </ENT>
                            <ENT>2.3% </ENT>
                            <ENT>1.1% </ENT>
                            <ENT>2.2% </ENT>
                            <ENT>1.0% </ENT>
                            <ENT>1.9% </ENT>
                            <ENT>1.7%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">MO </ENT>
                            <ENT>3.8% </ENT>
                            <ENT>3.6% </ENT>
                            <ENT>4.3% </ENT>
                            <ENT>2.3% </ENT>
                            <ENT>4.1% </ENT>
                            <ENT>2.4% </ENT>
                            <ENT>2.9% </ENT>
                            <ENT>3.4%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">MS </ENT>
                            <ENT>0.9% </ENT>
                            <ENT>1.4% </ENT>
                            <ENT>1.0% </ENT>
                            <ENT>1.0% </ENT>
                            <ENT>1.1% </ENT>
                            <ENT>1.2% </ENT>
                            <ENT>1.6% </ENT>
                            <ENT>1.6%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">NC </ENT>
                            <ENT>3.8% </ENT>
                            <ENT>3.7% </ENT>
                            <ENT>4.5% </ENT>
                            <ENT>5.5% </ENT>
                            <ENT>4.3% </ENT>
                            <ENT>4.7% </ENT>
                            <ENT>4.5% </ENT>
                            <ENT>3.8%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">NY </ENT>
                            <ENT>3.7% </ENT>
                            <ENT>4.0% </ENT>
                            <ENT>2.2% </ENT>
                            <ENT>2.7% </ENT>
                            <ENT>3.4% </ENT>
                            <ENT>2.7% </ENT>
                            <ENT>5.3% </ENT>
                            <ENT>3.9%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">OH </ENT>
                            <ENT>9.2% </ENT>
                            <ENT>6.4% </ENT>
                            <ENT>7.9% </ENT>
                            <ENT>9.6% </ENT>
                            <ENT>7.5% </ENT>
                            <ENT>12.2% </ENT>
                            <ENT>5.4% </ENT>
                            <ENT>6.5%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">PA </ENT>
                            <ENT>7.6% </ENT>
                            <ENT>6.0% </ENT>
                            <ENT>7.1% </ENT>
                            <ENT>8.4% </ENT>
                            <ENT>6.9% </ENT>
                            <ENT>9.5% </ENT>
                            <ENT>7.4% </ENT>
                            <ENT>6.1%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">SC </ENT>
                            <ENT>1.6% </ENT>
                            <ENT>2.0% </ENT>
                            <ENT>2.3% </ENT>
                            <ENT>2.9% </ENT>
                            <ENT>2.2% </ENT>
                            <ENT>2.1% </ENT>
                            <ENT>3.4% </ENT>
                            <ENT>2.0%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">TN </ENT>
                            <ENT>3.8% </ENT>
                            <ENT>3.0% </ENT>
                            <ENT>3.7% </ENT>
                            <ENT>4.4% </ENT>
                            <ENT>3.5% </ENT>
                            <ENT>4.0% </ENT>
                            <ENT>3.5% </ENT>
                            <ENT>3.0%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">TX </ENT>
                            <ENT>8.9% </ENT>
                            <ENT>15.3% </ENT>
                            <ENT>9.4% </ENT>
                            <ENT>5.5% </ENT>
                            <ENT>9.0% </ENT>
                            <ENT>6.0% </ENT>
                            <ENT>13.9% </ENT>
                            <ENT>16.6%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">VA </ENT>
                            <ENT>1.8% </ENT>
                            <ENT>2.3% </ENT>
                            <ENT>2.5% </ENT>
                            <ENT>3.1% </ENT>
                            <ENT>2.5% </ENT>
                            <ENT>2.3% </ENT>
                            <ENT>2.8% </ENT>
                            <ENT>2.3%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">WI </ENT>
                            <ENT>2.4% </ENT>
                            <ENT>2.5% </ENT>
                            <ENT>2.9% </ENT>
                            <ENT>1.8% </ENT>
                            <ENT>2.8% </ENT>
                            <ENT>2.0% </ENT>
                            <ENT>2.2% </ENT>
                            <ENT>2.2%</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">WV </ENT>
                            <ENT>6.0% </ENT>
                            <ENT>4.4% </ENT>
                            <ENT>5.4% </ENT>
                            <ENT>6.7% </ENT>
                            <ENT>5.2% </ENT>
                            <ENT>5.8% </ENT>
                            <ENT>3.4% </ENT>
                            <ENT>4.5%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Total </ENT>
                            <ENT>100% </ENT>
                            <ENT>100% </ENT>
                            <ENT>100% </ENT>
                            <ENT>100% </ENT>
                            <ENT>100% </ENT>
                            <ENT>100% </ENT>
                            <ENT>100% </ENT>
                            <ENT>100%</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Number of times method provides least allowances </ENT>
                            <ENT>3 </ENT>
                            <ENT>4 </ENT>
                            <ENT>1 </ENT>
                            <ENT>7 </ENT>
                            <ENT>0 </ENT>
                            <ENT>2 </ENT>
                            <ENT>4 </ENT>
                            <ENT>4 </ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">Number of times method provides most allowances </ENT>
                            <ENT>2 </ENT>
                            <ENT>1 </ENT>
                            <ENT>5 </ENT>
                            <ENT>6 </ENT>
                            <ENT>0 </ENT>
                            <ENT>4 </ENT>
                            <ENT>4 </ENT>
                            <ENT>4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Total (most + least) </ENT>
                            <ENT>5 </ENT>
                            <ENT>5 </ENT>
                            <ENT>6 </ENT>
                            <ENT>13 </ENT>
                            <ENT>0 </ENT>
                            <ENT>6 </ENT>
                            <ENT>8 </ENT>
                            <ENT>8</ENT>
                        </ROW>
                        <TNOTE>Source: EPA, 2006.</TNOTE>
                    </GPOTABLE>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>
                            For NO
                            <E T="52">X</E>
                            , EPA calculated a separate region-wide budget for New Jersey and Delaware using the same approach that was used to calculate the larger CAIR region-wide budget. This region-wide budget was then apportioned to individual State budgets using the same approach used in CAIR. Because New Jersey and Delaware were treated separately in the context of NO
                            <E T="52">X</E>
                             allocations, EPA has not included them in the SO
                            <E T="52">2</E>
                             analysis. 
                        </P>
                    </NOTE>
                    <P>
                        Two commenters performed alternative analyses of State budgets, modeled after the calculations done for the CAIR Reconsideration related to NO
                        <E T="52">X</E>
                         budgets (CAIR Statewide NO
                        <E T="52">X</E>
                         Budget Calculations, EPA Docket Number OAR-2003-0053, December 2005). The commenters claim that their analysis proves that EPA's SO
                        <E T="52">2</E>
                         allowance allocation approach is inferior to a fuel-adjusted heat input method, such as the allocation approach used in the CAIR NO
                        <E T="52">X</E>
                         model trading rule. They assert that EPA's analysis of NO
                        <E T="52">X</E>
                         allocation methodologies is also the appropriate way to compare the reasonableness of the SO
                        <E T="52">2</E>
                         allocation alternatives. 
                    </P>
                    <P>
                        As EPA explained in the Technical Support Document for the Agency's NO
                        <E T="52">X</E>
                         budget analysis (“CAIR Statewide NO
                        <E T="52">X</E>
                         Budget Calculations,” available in the docket), to quantitatively evaluate whether the fuel factor approach is providing States with annual NO
                        <E T="52">X</E>
                         budgets that more closely reflected their projected emissions, EPA calculated the arithmetic mean of the (absolute) difference between the ratio of each State's allowance allocation under each approach to its projected emissions under CAIR (coverage ratio), and 1.0 (
                        <E T="03">i.e.</E>
                        , the value representing a State's projected emissions matching the State's CAIR NO
                        <E T="52">X</E>
                         budget). In other words, EPA calculated how far off the State's coverage ratio was from 1.0, and then determined the average value of this difference for each approach. 
                    </P>
                    <P>
                        One commenter performed a similar analysis of State budgets, comparing each State's projected emissions to its projected allowances under each allocation approach. The commenter analyzed the results in relation to a coverage ratio of 1.0 (as EPA did in its 
                        <PRTPAGE P="25313"/>
                        NO
                        <E T="52">X</E>
                         analysis) and averaged the values for each approach. Another commenter performed a similar analysis but presented the results as the cumulative value (sum) of absolute differences between the coverage ratios and 1.0. 
                    </P>
                    <P>
                        EPA disagrees with the commenter's assertion that the methodology that the Agency used to evaluate State NO
                        <E T="52">X</E>
                         allocations should be the primary means by which to evaluate the reasonableness of the SO
                        <E T="52">2</E>
                         allocation methodology. As explained in the CAIR preamble, in the case of SO
                        <E T="52">2</E>
                        , EPA needs to balance various considerations, including the need to allocate SO
                        <E T="52">2</E>
                         allowances in a way that is less disruptive to the title IV program. In light of these considerations, minimizing the disparity between a State's allocation and projected emissions cannot be the primary objective. For SO
                        <E T="52">2</E>
                        , there is a pre-existing national trading program (the Acid Rain SO
                        <E T="52">2</E>
                         trading program) that Congress intended to continue as a viable program into the future and under which allowances have been allocated in perpetuity. For NO
                        <E T="52">X</E>
                        , there is no pre-existing national trading program where efficiency and effectiveness would be jeopardized by creating new CAIR NO
                        <E T="52">X</E>
                         allowances. There is, of course, a pre-existing regional NO
                        <E T="52">X</E>
                         ozone-season program covering a portion of the CAIR region (the NO
                        <E T="52">X</E>
                         Budget Trading Program, established by regulation, rather than directly by Congress). Under the existing NO
                        <E T="52">X</E>
                         ozone-season program, no State has allocated allowances past 2009 (and only a handful of States have allocated allowances past 2008). Therefore, in contrast with EPA's determination concerning SO
                        <E T="52">2</E>
                         allocations, evaluation of potential approaches to NO
                        <E T="52">X</E>
                         allocations did not involve concerns about Congressional intent to preserve an existing trading program and about preserving the value of allowances already allocated in perpetuity. For NO
                        <E T="52">X</E>
                        , EPA does not need to consider other important policy concerns that are important for SO
                        <E T="52">2</E>
                        . 
                    </P>
                    <P>
                        While the methodology used by EPA to evaluate NO
                        <E T="52">X</E>
                         allocation methodologies for CAIR can be applied to analysis of SO
                        <E T="52">2</E>
                         allocations, EPA believes that the commenters performed their State-by-State analyses incorrectly, overlooking a fundamental difference between the CAIR NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         trading programs, which is the existence of a significant bank of pre-2010 allowances that will be eligible for use for compliance with CAIR. Because of the existence of a SO
                        <E T="52">2</E>
                         allowance bank, EPA believes that the commenter's comparison of allocation approaches using a coverage ratio of 1.0, which would assume that in a given year total SO
                        <E T="52">2</E>
                         emissions in the region are equal to the total region-wide SO
                        <E T="52">2</E>
                         budget, is not appropriate for evaluating the SO
                        <E T="52">2</E>
                         State budgets resulting from the various SO
                        <E T="52">2</E>
                         allocation methodologies. A State that had a coverage ratio of 1.0 would have enough allowances to cover its emissions, and, while this ratio would be a meaningful target in the context of the CAIR NO
                        <E T="52">X</E>
                         trading program, it is not for SO
                        <E T="52">2</E>
                        , because 2010 and 2015 emissions will be higher than the region-wide cap due to the use of banked allowances. For SO
                        <E T="52">2</E>
                        , the region-wide ratios of allowances to projected emissions are 0.70 for 2010 and 0.60 for 2015. On average, one would expect States to have coverage ratios similar to the region-wide average. 
                    </P>
                    <P>
                        While in both the NO
                        <E T="52">X</E>
                         annual and NO
                        <E T="52">X</E>
                         ozone season trading programs some allowances beyond the State Budgets (
                        <E T="03">i.e.</E>
                        , compliance supplement pool allowances in the annual program and banked allowances from the NO
                        <E T="52">X</E>
                         Budget Trading Program in the ozone-season program) will be available to sources, the amount of these extra allowances will be too small to affect the State-by-State NO
                        <E T="52">X</E>
                         analysis. Consequently, EPA believes that a more appropriate way to evaluate SO
                        <E T="52">2</E>
                         allocation methods is to use the 0.70 (for 2010) and 0.60 (for 2015) coverage ratios, rather than a ratio of 1.0. Further, because each allocation approach results in allocations that are advantageous for different companies and States, EPA believes that the reasonableness of a given allocation approach should be judged by its overall impact on companies and States, not its specific impact on any single company or State or on a few companies or States. 
                    </P>
                    <P>
                        EPA has redone the commenters' analysis, using the methodology used by EPA in its analysis of NO
                        <E T="52">X</E>
                         allocations and corrected coverage ratios described above. This analysis is presented in the “CAIR SO
                        <E T="52">2</E>
                         Allocation Approach Analysis” Technical Support Document available in the docket. While the title IV SO
                        <E T="52">2</E>
                         allocation approach does not perform the best of the allocation approaches considered using this metric, the differences observed among the approaches are of a lower magnitude than those suggested by the commenters. The commenters did not provide any benchmark in their analysis for assessing whether or not a given allocation approach was reasonable. Further, although the commenters discuss some of the implications of the differences observed between an allocation approach based on fuel factors and the allocation approach based on title IV, they do not conclude their analyses with any meaningful arguments that EPA's approach is not reasonable. 
                    </P>
                    <P>As EPA noted earlier in this section, there are a number of ways by which to assess the equitability of a given allowance allocation approach. For a further understanding of the overall relative impacts of the various allocation approaches, EPA believes that it is useful to apply the statistical concepts of (1) bias and (2) consistency. EPA determined that an appropriate statistic for examining the bias of a given allocation approach is the average difference between a State's coverage ratio and the coverage ratio for the entire region (e.g., 0.70 for 2010 or 0.60 for 2015). The degree of bias inherent in a given allocation approach cannot be discerned from the absolute value statistic, because it ignores the degree to which positive and negative differences cancel each other out. A perfectly unbiased distribution under a given allocation approach would be one that resulted in an average difference of zero, meaning that on average a State-by-State coverage ratio higher than the regional coverage ratio is balanced out by a ratio below. Another useful statistic is the percent of instances in which the allocation approach yields a State coverage ratio that is high (or low) relative to the regional coverage ratio. Lack of bias would be indicated if 50 percent of the State coverage ratios are higher than the regional coverage ratio and 50 percent are lower. </P>
                    <P>
                        EPA evaluated the four allocation approaches considered during the CAIR rulemaking (title IV, pure heat input, heat input with fuel-factors, and heat input with fuel factors and coal type factors) along these metrics. From EPA's calculations (Table III.A.3), all the approaches are biased high for 2010 and all but one is biased high for 2015 (with CAIR controls). The average differences for EPA's approach, 0.06 in 2010 and 0.17 in 2015, are among the closest to zero compared to the alternatives examined. The one approach (heat input with fuel and coal adjustment factors) that exhibits less bias than the title IV approach in 2010 exhibits bias of the same magnitude (but opposite direction) as the title IV approach in 2015. In addition, the percent of positive differences for EPA's approach for 2010 and 2015 are near 50 percent and do not greatly vary from the alternative methods analyzed. This demonstrates that EPA's approach provides a reasonable result.
                        <PRTPAGE P="25314"/>
                    </P>
                    <GPOTABLE COLS="09" OPTS="L2,i1" CDEF="s50,10,10,10,10,10,10,10,10">
                        <TTITLE>
                            Table III.A.3.—Evaluation of Bias and Consistency of Four Different SO
                            <E T="52">2</E>
                             Allocation Approaches, 2010 and 2015
                        </TTITLE>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">2010</CHED>
                            <CHED H="2">EPA title IV</CHED>
                            <CHED H="2">Average 1999-2002 (pure) heat input</CHED>
                            <CHED H="2">
                                1999-2002 heat input w/fuel 
                                <LI>factors</LI>
                            </CHED>
                            <CHED H="2">
                                1999-2002 heat input w/fuel 
                                <LI>factors &amp; coal type</LI>
                            </CHED>
                            <CHED H="1">2015</CHED>
                            <CHED H="2">EPA title IV</CHED>
                            <CHED H="2">Average 1999-2002 (pure) heat input</CHED>
                            <CHED H="2">1999-2002 heat input w/fuel factors</CHED>
                            <CHED H="2">1999-2002 heat input w/fuel factors &amp; coal type</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Average Difference</ENT>
                            <ENT>0.06</ENT>
                            <ENT>0.11</ENT>
                            <ENT>0.06</ENT>
                            <ENT>0.05</ENT>
                            <ENT>0.17</ENT>
                            <ENT>0.18</ENT>
                            <ENT>0.14</ENT>
                            <ENT>−0.17</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Percent Positive</ENT>
                            <ENT>43%</ENT>
                            <ENT>39%</ENT>
                            <ENT>52%</ENT>
                            <ENT>48%</ENT>
                            <ENT>43%</ENT>
                            <ENT>43%</ENT>
                            <ENT>43%</ENT>
                            <ENT>52%</ENT>
                        </ROW>
                        <TNOTE>Source: EPA 2006.</TNOTE>
                    </GPOTABLE>
                    <HD SOURCE="HD3">Potential for Regional Emissions Increases </HD>
                    <P>
                        As discussed above and in the CAIR preamble, another important reason for use of the title IV allowances is to avoid SO
                        <E T="52">2</E>
                         emissions increases in 2010 and thereafter in non-CAIR States. If title IV allowances were not used in the CAIR SO
                        <E T="52">2</E>
                         trading program, the resulting reduction in the value of title IV allowances would result in an increase in emissions in non-CAIR States. EPA estimates that emissions “leakage” of title IV allowances from the CAIR region into the non-CAIR region would be approximately 260,000 tons annually in 2010 and thereafter (See 70 FR 25293). 
                    </P>
                    <P>One commenter argues that EPA has not sufficiently evaluated and compared the impact of the potential for increases in CAIR region emissions under the approach of using title IV allowances that could result from allocations to title IV opt-in units and title IV allowances traded into the CAIR region from non-CAIR States to the potential for emissions increases in non-CAIR States from “leakage” of title IV allowances from CAIR States to non-CAIR States under an allocation approach that does not rely on title IV. </P>
                    <P>
                        EPA has, in fact, considered the issue of emissions “leakage” outside of the CAIR region throughout its analysis of CAIR and has also analyzed the potential increases outside of the CAIR region if EPA were to not use an allocation system based on title IV. EPA estimates, based on its CAIR analysis, that title IV allowances from the non-CAIR region equivalent to about 150,000 tons of SO
                        <E T="52">2</E>
                         emissions may be traded into the CAIR region in 2010, which represent about 4 percent of the projected CAIR region emissions in 2010. This compares to approximately 260,000 title IV allowances, representing that many tons of SO
                        <E T="52">2</E>
                         emissions, that sources in non-CAIR States would have incentive to use to cover emissions at little to no cost, if we chose an alternative system that is not based on title IV (an increase equal to about 30 percent of the 0.9 million tons of emissions EPA projects for non-CAIR region). This increase would occur because title IV allowances would have no economic value.
                    </P>
                    <P>
                        EPA has also considered the impact of opt-in unit allocations and projects that in 2010 allowances equivalent to approximately 25,000 tons could be generated by units opting into the Acid Rain Program and used for compliance in the CAIR SO
                        <E T="52">2</E>
                         trading program. This is less than one percent of the projected CAIR region-wide emissions in 2010. (
                        <E T="03">See</E>
                         the spreadsheet “SO
                        <E T="52">2</E>
                         Allocation Analysis Data—Owner and Parent Comparison” available in the docket). Thus, EPA believes that the effect of selecting the title IV allocation approach for SO
                        <E T="52">2</E>
                         under CAIR will not significantly affect the overall SO
                        <E T="52">2</E>
                         emission reduction objectives of the rule. 
                    </P>
                    <P>
                        It should also be noted that an alternative to including non-title IV sources under CAIR and allowing them to use opt-in allowances from title IV would be excluding these units altogether from CAIR. In choosing to opt into title IV to provide allowances for use under CAIR, these units would have to reduce emissions from the baseline at which they were allocated in order to generate excess title IV allowances. Thus, actual cumulative net emissions increases within the CAIR region from title IV opt-in sources subject to CAIR are unlikely. Alternatively, excluding these units from CAIR and keeping the same SO
                        <E T="52">2</E>
                         allowance retirement ratios (and the same State budgets) would achieve many, but not all, of the highly cost-effective SO
                        <E T="52">2</E>
                         reductions and could result in emissions leakage within the CAIR region at these sources, as generation (and thus emissions) shift from the EGUs covered by the cap to EGUs not covered by the cap. 
                    </P>
                    <HD SOURCE="HD3">Opting Into the Acid Rain Program </HD>
                    <P>
                        As discussed above, EPA's analyses of the distribution of allowances under EPA's allocation approach included allowances allocated to CAIR units that can opt into the title IV Acid Rain Program. The statutory and regulatory provisions governing Acid Rain Program opt-in units allow units that are subject to CAIR, but not to the Acid Rain Program, to opt into the Acid Rain Program. Under section 410(a) of the Clean Air Act, the owner or operator of any unit that emits SO
                        <E T="52">2</E>
                         and “is not, nor will become, an affected unit” under the general applicability provisions of CAA title IV (i.e., starting in 2000, CAA sections 403(e)(for new units) and 405 (for existing units)) may apply to have the unit become an opt-in unit under the Acid Rain Program. 42 U.S.C. 7651i(a). (The separate treatment of “process sources” under sections 410(a) and (e) is not applicable to electric generating units covered by CAIR.) Section 410 was added to the Clean Air Act by the Clean Air Act Amendments of 1990, which were enacted on November 15, 1990. 
                    </P>
                    <P>
                        EPA interprets section 410(a) to allow any SO
                        <E T="52">2</E>
                        -emitting unit not currently covered by the general applicability provisions to opt into the Acid Rain Program and receive SO
                        <E T="52">2</E>
                         allowances, provided that certain requirements (e.g., emissions monitoring and reporting requirements under part 75 of the Acid Rain regulations) are met. The use of two separate terms, one to refer to a unit that “is not” an affected unit, and the other to refer to a unit that “will not become” an affected unit reflects the fact that there are two separate applicability provisions, section 405 applying to units in existence and generating electricity for sale when the CAA Amendments were enacted and section 403(e), applying to units to be constructed at some later date. In short, section 410(a) included language using both a verb in the present tense (i.e., “is not”) to refer to existing units and a verb in the future tense (i.e., “nor will become”) to refer to begin generation or begin construction in the future. EPA does not interpret the term “nor will become” to bar, from opting in, currently operating units that are not covered by the generally applicability 
                        <PRTPAGE P="25315"/>
                        provisions but that may become subject to those provisions sometime in the future. Consequently, a unit that currently has an exemption from the general applicability provisions (e.g., an exempt cogeneration unit under CAA section 402(17)(C) or 405(g)(6)(A)), may opt in under section 410(a)) even if the exemption may be lost sometime in the future. Such a unit may become and remain an opt-in unit until the unit loses its exemption. 
                    </P>
                    <P>This interpretation of section 410(a) is reflected in the implementing regulations. For example, § 74.2 states that the opt-in regulations apply to units that “are not affected units under § 72.6 [the general applicability provisions] * * * and that are operating and are located in the 48 contiguous States of the District of Columbia”. 40 CFR 74.2. The opt-in regulations do not exclude operating units that are currently exempt from the general applicability provisions but that may subsequently lose their exemption. Moreover, § 74.46(b)(iii) specifically addresses how to treat opt-in allowance allocations for operating units that opt in but subsequently become subject to the general applicability provisions. The provision explains how to treat such allowance allocations for the year in which the units lose their exemption and for subsequent years. This supports EPA's interpretation that currently exempt units may become opt-in units even though they may lose their exemption in the future. </P>
                    <P>EPA notes that the additional cost for CAIR units of opting into the Acid Rain Program will be minimal. The major cost for any unit to opt in is the cost of meeting emissions monitoring and reporting costs under part 75. Whether or not they become Acid Rain Program opt-in units, all units under CAIR already have to meet, and incur the costs of, part 75 emissions monitoring and reporting requirements. EPA also notes that currently under the Acid Rain Program only a small number of units have opted into the program. Because EPA anticipates that the existence of the CAIR program will result in more units opting in, EPA will work with potential opt-in sources to consider opportunities to improve the opt-in program. </P>
                    <HD SOURCE="HD2">
                        B. Fuel Adjustment Factors Used to Set State NO
                        <E T="54">X</E>
                         Budgets 
                    </HD>
                    <P>
                        As described in the December 2, 2005 Notice of Reconsideration for CAIR, EPA received several petitions for reconsideration asking EPA to reconsider its decision to use fuel adjustment factors (FAF) to establish NO
                        <E T="52">X</E>
                         budgets for State in the CAIR region. Petitioners contended that the Agency did not provide adequate notice and that the use of the FAF approach adversely impacted States with large gas- and oil-fired generation portfolios. Given the significant public interest in this issue, EPA granted reconsideration and solicited additional public comment on this issue. 
                    </P>
                    <P>
                        The Notice of Reconsideration explained that EPA believes that it provided adequate notice both that the fuel adjustment factors might be used and of the calculation procedures that it would use to determine the specific factors. Nevertheless, in light of the significant public interest in this issue, EPA granted reconsideration on the the use FAFs (
                        <E T="03">i.e.</E>
                        , 1.0 for coal, 0.4 for gas, and 0.6 for fuel oil) in the development of statewide NO
                        <E T="52">X</E>
                         budgets. The Notice of Reconsideration provided an additional opportunity for public comment on the issue and presented additional analysis that EPA conducted to further explain the impact of these factors on State annual NO
                        <E T="52">X</E>
                         budgets. That additional analysis demonstrated that the factors selected are reasonable and decrease the disparity between most States' projected electric generation unit (EGU) emissions and their State NO
                        <E T="52">X</E>
                         budgets. The Notice of Reconsideration did not propose to change any aspect of how the CAIR apportions the regionwide NO
                        <E T="52">X</E>
                         budget among States. 
                    </P>
                    <P>Today's action responds to public comment received on the Notice of Reconsideration and presents some additional analysis that supports the analysis presented in the Notice of Reconsideration. </P>
                    <HD SOURCE="HD3">
                        Background on the Use of NO
                        <E T="52">X</E>
                         FAFs in the Statewide NO
                        <E T="52">X</E>
                         Budgets 
                    </HD>
                    <P>
                        The CAIR establishes regional emission budgets for annual and seasonal NO
                        <E T="52">X</E>
                         emissions. These regional budgets are then further divided into State budgets, with a share of each total regionwide budget apportioned to each State in the corresponding CAIR region. The CAIR determines each State's pro-rata share of the regionwide budget by using that State's share of the regionwide heat input, as adjusted by the FAFs (
                        <E T="03">i.e.</E>
                        , 1.0 for coal, 0.4 for gas, and 0.6 for fuel oil). Petitioners asked EPA to reconsider this methodology. 
                    </P>
                    <P>
                        As explained in the Notice of Reconsideration, States choosing to participate in the trading program may allocate their statewide budgets to sources in their respective State. In a cap-and-trade system, however, the methodology used to allocate allowances in any given year would not affect where control technologies are installed.
                        <SU>6</SU>
                        <FTREF/>
                         Rather, the determinant would be the cost of adding controls compared to the cost of buying, or the profit from selling, allowances. Controls are expected to be installed where it is relatively less expensive, without regard to which units received the initial allocation of allowances. Further, the total cost to industry of controlling emissions and the total amount of reductions achieved would not be affected by the allocation methodology in a given year (for a permanent system). The allocation method, however, could have financial impacts on individual units and companies. A unit that receives more allocations than it has emissions would get a benefit at the expense of a unit that does not receive enough allocations to cover its emissions. While States choosing to participate in the cap-and-trade program can determine how to allocate allowances among their units, companies in States whose budgets exceed projected EGU emissions would likely receive a financial benefit while companies in States whose budgets are lower than their EGU emissions would likely incur additional costs. In the absence of other considerations, EPA believes that it is in the public interest to reduce the disparity between the number of allowances in a State budget and total projected State EGU emissions. In the case of NO
                        <E T="52">X</E>
                         allowances, there are no considerations that offset the desirability of reducing the disparity between a State's budget and projected emissions. This contrasts with the case of SO
                        <E T="52">2</E>
                         allowances, as described above, where there are counter-balancing considerations, such as the importance of preserving the efficacy of the existing title IV SO
                        <E T="52">2</E>
                         trading program. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>6</SU>
                             A permanent allocation approach, such as the CAIR allocation methodology in the model trading rules, should not affect where controls are installed. This is true regardless of the type of approach used to permanently allocate allowances (
                            <E T="03">e.g.</E>
                            , heat input, adjusted heat input, or output). The use of an updating allocation system, on the other hand, could have some impact future generation. 
                        </P>
                    </FTNT>
                    <HD SOURCE="HD3">1. Summary of Additional Analysis Presented in the Notice of Reconsideration </HD>
                    <P>
                        The Notice of Reconsideration presented two analyses that EPA conducted to evaluate the potential impact of using the adjusted heat input method versus the simple heat input method on State annual NO
                        <E T="52">X</E>
                         budgets: one regionwide analysis and a second State-by-State analysis. 
                    </P>
                    <P>
                        The regionwide analysis of the potential impacts compared regionwide budgets using both approaches (i.e., simple heat input and fuel factor) to the 
                        <PRTPAGE P="25316"/>
                        regionwide projected emissions of units fired with that fuel.
                        <SU>7</SU>
                        <FTREF/>
                         That analysis illustrated that: under either approach, the portion of the State budgets derived from the heat input from the gas-fired units generally exceeds both the historical and the future projected emissions from these units; the fuel factor approach generally provides additional allowances to States with large amounts of coal-fired units that are making the majority of the investments in emission control measures and technologies; and, using the fuel factor approach, the disparity between the number of allowances provided to each type of fossil fuel-fired electric generation and the projected emissions for each fossil fuel type is less than under the simple heat input method. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>7</SU>
                             It should be noted that simple heat input or adjusted heat input are used to set State budgets and do not imply that States would allocate allowances to units in that manner. In the proposal, EPA gives States flexibility in the distribution of allowances. 
                        </P>
                    </FTNT>
                    <P>
                        The second analysis presented in the Notice of Reconsideration examined the potential impacts of the two approaches for developing Statewide budgets (
                        <E T="03">i.e.</E>
                        , simple heat input and fuel factor) on a State-by-State basis. That analysis showed that States receiving fewer allowances using a fuel factor approach, generally still receive Statewide budgets that are greater than their projected emissions in 2009 and 2015. This results because a substantial portion of their generation portfolio consists of gas-fired sources with generally low NO
                        <E T="52">X</E>
                         emission levels. More specifically, the analysis illustrated that while States dominated by gas-fired generation (
                        <E T="03">i.e.</E>
                        , District of Columbia, Florida, Louisiana, Mississippi, New York, and Texas) receive fewer allowances under a fuel factor approach, they are provided with reasonable Statewide budgets that are comparable to their projected emissions in 2009 and 2015. In addition, this analysis shows that, relative to the simple heat input method, the fuel factor method reduces the disparity between projected State emissions and State budgets, e.g., allocating State budgets that are generally closer to projected State emissions. 
                    </P>
                    <P>
                        EPA conducted the same analyses for the annual NO
                        <E T="52">X</E>
                         programs proposed for Delaware and New Jersey, which are being included in the CAIR PM
                        <E T="52">2.5</E>
                         finding of significant contribution in a separate rulemaking published today. This analysis showed results similar to that found for the other CAIR PM
                        <E T="52">2.5</E>
                         States. 
                    </P>
                    <P>
                        Finally, to ensure that our estimates appropriately reflect the distribution of emissions in the case of higher electricity demand and increased gas and oil prices, the Notice of Reconsideration presented EPA analysis based upon a sensitivity run using EIA's forecast of higher electricity demand and gas and oil prices. This run produced very similar emissions results to the original NO
                        <E T="52">X</E>
                         analysis, showing that EPA's original analysis is robust enough to support the fuel adjusted heat input approach finalized in CAIR. (See the “CAIR Statewide NO
                        <E T="52">X</E>
                         Budget Calculations Technical Support Document, EPA 2005, for additional discussion of the analysis.) 
                    </P>
                    <HD SOURCE="HD3">2. Public Comments on Analysis Presented in the Notice of Reconsideration </HD>
                    <P>Many commenters supported the EPA analysis presented in the Notice of Reconsideration that demonstrated that: </P>
                    <P>• Under either approach, the portion of the State budgets derived from the heat input from the gas-fired units generally exceeds both the historical and the future projected emissions from these units; </P>
                    <P>• The fuel factor approach generally provides additional allowances to States with large amounts of coal-fired units that are making majority of the investments in emission control measures and technologies; and </P>
                    <P>• Using the fuel factor approach, the disparity between the number of allowances provided and the emissions is less than under the simple heat input method. </P>
                    <HD SOURCE="HD3">Adverse Comments on the Notice of Reconsideration </HD>
                    <P>a. Comments on EPA's Characterization of Operational Costs for Low-Emitting Generation in Analysis </P>
                    <P>
                        Some commenters contended that EPA analysis of the projected impacts on different types of power generation (i.e., coal-fired, gas- and oil-fired units) was inaccurate because it did not reflect inherent differences in the cost (e.g., fuel costs) to operate each type of unit. Specifically, the commenters claim that gas-fired units “have incurred historical costs to burn a cleaner but higher-priced fuel.” The commenter continues with “while gas-fired plants have continually paid the price for cleaner fuels, under CAIR these owners may be penalized with additional costs of purchasing allowances.” The commenters believed that, as a result, EPA analysis of the potential impacts of using the FAF approach—which was based on comparing CAIR NO
                        <E T="52">X</E>
                         allowances to the projected emissions—has not properly considered the economic impacts to these units and their customers. 
                    </P>
                    <P>
                        EPA disagrees that higher fuel costs of oil- and gas-fired units are not properly considered in the analysis of potential impacts of using the FAF method in developing statewide NO
                        <E T="52">X</E>
                         budgets. In projecting which sources would install advanced controls under CAIR, EPA modeling factored-in the operating characteristics of each source, including fuel costs.
                        <SU>8</SU>
                        <FTREF/>
                         This modeling showed that coal-fired units—not gas- and oil-fired units—would make the significant investment in advanced controls in order to achieve the CAIR mandated emission reductions. The commenter did not demonstrate that EPA modeling, used in the development of CAIR and the Notice of Reconsideration analysis, mischaracterized the operating costs of these units. Further, the commenter did not explain how a decision to build a gas-or oil-fired unit prior to CAIR that has high operating costs, warrants an award of valuable allowances to offset operating costs that they would have with or without CAIR. Notably, although natural gas inherently burns with lower NO
                        <E T="52">X</E>
                         emissions, its choice in the CAIR region historically is based much more on the economics to meet electric demand requirements—electric generation from natural gas has been the cheapest approach. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>8</SU>
                             IPM modeling uses “model plants ” to represent the characteristics of a group of actual facilities. 
                        </P>
                    </FTNT>
                    <P>
                        In addition, it is not clear why the commenter believes that using the FAF approach would result in gas-fired units having to purchase NO
                        <E T="52">X</E>
                         allowances. Analysis presented in the Notice of Reconsideration showed that, in general, States with predominantly gas- and oil-fired generation are provided with reasonable statewide budgets that are comparable to their projected emissions in 2009 and 2015. If the States were to directly pass through allowances to their gas-fired units, these units would still have excess allowances. Furthermore in most cases, these States still receive a larger budget than they need to cover their projected emissions. 
                    </P>
                    <P>
                        In conclusion, EPA believes the projected emission levels used in EPA's analysis of the potential impacts of using a FAF method to apportion statewide NO
                        <E T="52">X</E>
                         budgets appropriately considers the operational costs of oil- and gas-fired units. 
                    </P>
                    <HD SOURCE="HD3">b. Comments on EPA Projections of Oil- and Gas-Fired Boilers Retirement and Impacts on Analysis </HD>
                    <P>
                        A few commenters believed that EPA inaccurately accounted for their projected emissions because the IPM modeling did not consider 
                        <PRTPAGE P="25317"/>
                        requirements, outside of environmental regulatory programs, to maintain reserve electricity generation capacity. The commenter claims that, as a result, there are oil-fired units that would continue to operate even though IPM projects that they would retire because they are no longer economical to run. The commenter believes that this potential underestimation of projected NO
                        <E T="52">X</E>
                         emissions is significant enough to change the outcome of EPA's analysis which demonstrated that predominantly gas-fired States would receive CAIR NO
                        <E T="52">X</E>
                         allowances sufficient to account for their future NO
                        <E T="52">X</E>
                         emissions. 
                    </P>
                    <P>
                        EPA disagrees with the commenters' contention that the potential underestimation of emissions for oil-fired boilers would significantly impact the EPA's analysis comparing apportioning statewide NO
                        <E T="52">X</E>
                         budgets using simple heat input and the FAF approach. The EPA analysis showed that Florida, the State of concern to the commenter, has coverage ratios (
                        <E T="03">i.e.</E>
                        , the ratio of the statewide NO
                        <E T="52">X</E>
                         budget and the projected NO
                        <E T="52">X</E>
                         emissions) of 1.45 and 1.35 under CAIR in 2009 and 2015, respectively. In other words, the statewide NO
                        <E T="52">X</E>
                         budget provides 145 percent of the allowances that Florida sources would need to account for their projected emissions. 
                    </P>
                    <P>
                        EPA modeling projected that approximately 11 percent of the oil- and gas-fired generation capacity (other than coal-fired generation and combined-cycle turbines) would retire early in both 2009 and 2015, respectively. These retirements comprise 4 and 5 percent of Florida's total capacity in 2009 and 2015, respectively. Even if it was necessary for all of these units to remain in operation to comply with requirements for reserve capacity, it is not clear that this relatively small portion of the total capacity would emit enough NO
                        <E T="52">X</E>
                         to significantly change the outcome of the EPA analysis. Should all or some portion of these units remain in service, Florida's NO
                        <E T="52">X</E>
                         budget—which is 45 percent and 35 percent above their projected emissions according to EPA analysis—would have a surplus of allowances that it could provide to these units to offset emissions. Further, these units could choose to reduce their emissions using a range of advanced control options that, in some cases, achieve greater emission reduction levels than found in coal-fired units. 
                    </P>
                    <HD SOURCE="HD3">3. Public Comment on the Notice of Reconsideration Discussion of Notice </HD>
                    <P>
                        Several commenters supported EPA's position that adequate notice was provided on the use of FAFs in the development of the statewide NO
                        <E T="52">X</E>
                         budgets. Many of these commenters also supported the analysis EPA presented in the Notice of Reconsideration (discussed below.) 
                    </P>
                    <P>
                        Other commenters maintained that the final CAIR did not provide sufficient notice on the use of the FAF approach to developing statewide budgets. The methodology used for developing the statewide budgets, the FAFs, and the actual statewide budgets were discussed in detail in the CAIR NFR (70 FR 25230) and supporting documentation.
                        <SU>9</SU>
                        <FTREF/>
                         By granting reconsideration and, thereby, requesting public comment on this issue in response to the Notice of Reconsideration, the Agency has provided an additional opportunity for public involvement. As a result, EPA believes that it provided ample notice and opportunity for comment on the use of fuel adjustment factors, the calculation procedures used to determine the specific factors, and the specific factors themselves. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>9</SU>
                             Both the “Corrected Response to Significant Public Comments on the Proposed Clean Air Interstate Rule” (pp. 520-576) and the “Technical Support Document for the Clean Air Interstate Rule Notice of Final Rulemaking, Regional and State SO
                            <E T="52">2</E>
                             and NO
                            <E T="52">X</E>
                             Emissions Budgets” include information on the use of FAFs for developing the statewide NO
                            <E T="52">X</E>
                             budgets.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD3">
                        4. Use of FAF Approach To Determining Statewide NO
                        <E T="52">X</E>
                         Budgets in the Final CAIR 
                    </HD>
                    <P>
                        Today's action does not change the use of the FAF methodology to determine the statewide NO
                        <E T="52">X</E>
                         budgets for the CAIR. While EPA believes that adequate notice was provided on the use of the FAF approach and the specific FAFs, EPA granted the petitions on this issue in consideration of general public interest in the matter. EPA believes that today's action, in conjunction with the Notice of Reconsideration, adequately responds to concerns raised by the petitioners. 
                    </P>
                    <HD SOURCE="HD2">
                        C. PM
                        <E T="54">2.5</E>
                         Modeling for Minnesota 
                    </HD>
                    <P>
                        One Petition for Reconsideration asked EPA to reconsider whether emissions from Minnesota significantly contribute to downwind nonattainment of the PM
                        <E T="52">2.5</E>
                         NAAQS. The petitioner (Minnesota Power, or MP) asserted that EPA's modeling failed to account for certain emissions reductions required by State programs (especially those required under the Minnesota Emissions Reduction Program, or MERP). In granting reconsideration, EPA explained that it was aware of the emission reductions in question when it made the significant contribution determinations in the final CAIR. EPA had accounted for these reductions during the rulemaking by conducting a sensitivity analysis (available in the CAIR docket), but had not conducted revised air quality modeling (70 FR at 72279-72280). In response to the reconsideration petition, EPA conducted revised air quality modeling which used the inputs reflecting emission reductions required by the MERP. This modeling showed (consistent with the sensitivity analysis) that Minnesota contributes a maximum of 0.20 μg/m
                        <SU>3</SU>
                         to the downwind PM
                        <E T="52">2.5</E>
                         nonattainment area of Chicago-Gary-Lake County, IL-IN. This modeling thus supported EPA's conclusion that Minnesota's contribution met the criteria in CAIR for determining “significant contribution.” 
                        <E T="03">Id.</E>
                         This revised air quality modeling used the same modeling platform used for all of the air quality modeling in CAIR. In the Notice of Reconsideration, EPA solicited comment on the inputs used to model Minnesota emissions, but declined to reconsider or reopen for public comment issues relating to the air quality modeling platform itself. 
                        <E T="03">Id.</E>
                         at 72280. 
                    </P>
                    <P>
                        Most of the comments received on this issue in response to the Notice of Reconsideration supported EPA's conclusion. These include comments from the Minnesota Pollution Control Agency (MPCA), the entity with the most direct knowledge of emission reductions required by state programs. EPA also received no adverse comments from Xcel Energy, the entity that entered into the MERP with the MPCA and whose projected emission levels were the centerpiece of the reconsideration petition. In fact, no other power generation source in Minnesota besides Minnesota Power offered adverse comments.
                        <SU>10</SU>
                        <FTREF/>
                         EPA views these comments as confirmation of the reasonableness of the modeling approach used by EPA to assess significance of contribution of the State. EPA also views these comments as confirmation that its revised modeling accurately accounts for the MERP reductions. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>10</SU>
                             Another power company in the Midwest region, Midwest Generation, supported EPA emissions assessment for Minnesota.
                        </P>
                    </FTNT>
                    <P>
                        Minnesota Power (MP) did not comment on the revised emissions modeling done for power sector units in Minnesota and instead directed its comments to the original emissions modeling done for the Final CAIR that did not fully account for the MERP reductions. MP does not directly challenge EPA's conclusion that the revised modeling accurately accounts for the emission reductions required by 
                        <PRTPAGE P="25318"/>
                        the MERP. MP claims, nonetheless, that the model inputs for the final CAIR modeling (not the modeling done for the Notice of Reconsideration, as just noted) contain errors. To the extent these alleged errors relate to the MERP, EPA has corrected the errors as explained above.
                        <SU>11</SU>
                        <FTREF/>
                         The additional “errors” of which MP complains relate to inputs regarding the 
                        <E T="03">projected</E>
                         2010 emissions for certain units in Minnesota. Although MP states that EPA has mischaracterized emissions from some units, EPA believes that the emissions projections done to provide inputs for the revised air quality modeling described in the Notice of Reconsideration are appropriate. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>11</SU>
                             The revised IPM modeling performed for the reconsideration fully accounted for emission reductions attributable to the MERP. These include emission reductions from the repowering of the two units at the Riverside plant from coal to natural gas and the retirement of a third coal unit at the plant. The inputs to the revised modeling for the Notice of Reconsideration also accounted for emission reductions from retrofit of the coal unit at the Allen S. King plant with advanced pollution controls (scrubber for SO
                            <E T="52">2</E>
                             removal and selective catalytic reduction technology for NO
                            <E T="52">X</E>
                             removal) and for emission reductions from re-powering of two units at the High Bridge plant that will be re-powered from coal to natural gas. It should be noted that MP has submitted revised projected emission levels for certain Xcel units covered by the MERP. These projections do not correspond precisely with the projections EPA used in its revised modeling (but are very similar). However, as explained below, EPA believes the projections for these units used by EPA are more accurate than the projections MP suggests should be used.
                        </P>
                    </FTNT>
                    <P>EPA believes its method of projecting power sector emissions for units in Minnesota reflects a more accurate and robust method for projecting emissions than the method used by MP. MP presents a method for projecting 2010 emissions for certain select units using the combination of a 2001 emission rate (based on Title IV data) and EPA's projected 2010 heat input projection under the 2010 base case (no CAIR). MP applies this method to several of its own units and several owned by Xcel Energy. </P>
                    <P>
                        MP claims that if these lower emissions were used as inputs to the PM
                        <E T="52">2.5</E>
                         modeling, that modeling would show that Minnesota's contribution is below the PM
                        <E T="52">2.5</E>
                         significance threshold of 0.2 μg/m
                        <E T="52">3</E>
                        . However, the petitioner was selective in its application of its methodology for projecting emissions. MP applies their method only for units where that method results in emissions projections that are lower than the original EPA emissions projections. 
                    </P>
                    <P>
                        Application of this approach to all units in Minnesota would result in emissions levels for several units in 2010 that are above EPA's projections. In such cases, however, MP relies upon the lower EPA projections. It is also unclear why Minnesota Power used 2001 data to develop 2010 emission levels, rather than 2004 data, for example. Data from 2004 (as opposed to 2001 data), used in the manner MP has done, would produce different emissions levels of SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         in 2010 for every unit in Minnesota. Selectively developing projections in this manner is an insufficient approach for developing power sector forecasts (see further discussion on IPM below). 
                    </P>
                    <P>
                        MP also comments that “EPA had erroneously assigned 2010 sulfur dioxide emission rates on scrubbed Minnesota units at values as much as double that of the performance levels posted in 2001.”
                        <E T="03">MP Comment</E>
                         p. 4. After reviewing the modeling results, EPA is unable to find any instances in Minnesota where EPA projected SO
                        <E T="52">2</E>
                         emission rates of scrubbed units from the revised power sector modeling that are double that of the 2001 performance level. 
                        <E T="03">Id.</E>
                         Although the emission rates are higher in EPA 2010 projections for the 3 Sherburne County Plant units than 2001 levels, they are well within permitted levels at those units and reflect projected changes in unit operations to maximize efficiency (see further discussion on IPM below). 
                    </P>
                    <P>
                        MP also claims that “NO
                        <E T="52">X</E>
                         emission rates deviated between 2001 and 2010 without supportive operating rationale.” 
                        <E T="03"> Id.</E>
                         The difference in NO
                        <E T="52">X</E>
                         rates that MP alludes to is again based upon the modeling for the Final CAIR, not for the Notice of Reconsideration. In addition, MP's characterization is inaccurate. First and most important, EPA's 2010 projections of NO
                        <E T="52">X</E>
                         emission rates are generally lower than 2001 NO
                        <E T="52">X</E>
                         emission rate data for Minnesota units. EPA's projections show that for the 7 non-MERP units in Minnesota where MP provided revised NO
                        <E T="52">X</E>
                         emission estimates, 4 units have lower emission rates in 2010 under EPA projections and only 3 units will have higher emission rates (compared to 2001 data). Of the 3 units where the 2010 emission rate values are higher for those units in EPA revised emissions modeling versus 2001 data, EPA finds that one unit is higher by 2 percent and two units are higher by about 7 percent. Differences in emission rates of this magnitude can occur for a variety of reasons and without significant operational changes to a particular unit. Also, the petitioner has also failed to demonstrate that EPA's projected NO
                        <E T="52">X</E>
                         emission rates are inaccurate. 
                    </P>
                    <P>
                        Another comment from MP stated that “the EPA IPM modeling had shifted heat input from large, lower emission units to higher emission units.” 
                        <E T="03">Id.</E>
                         A comparison of the historical data from 2001 with the revised emissions modeling does not support this broad conclusion. Heat input usage does not change significantly, and although there are some shifts in heat input usage between 2010 EPA projections and the 2001 data, these shifts occur where the IPM projects it will be cost-effective to make relatively small changes to where electricity is produced. In addition, EPA does not accept the suggestion that because a certain rate applied in 2001 it should be applied in 2010. This argument is not adequate and ignores the many other factors that may change in the future which could cause a change in the way a unit produces electricity. These include (among others) fuel supply and demand dynamics, the cost of technologies to reduce emissions, relative performance changes in power generation technologies, and the price of an allowance. EPA used a version of IPM completed in 2004 that incorporated the best available data for EPA's power sector database and the most recent cost and performance of technologies at that time, focusing on what emissions and emission rates are likely to occur in 2010 with full consideration of all the key factors of power plant operations that can influence future emission levels. 
                    </P>
                    <P>The power sector is a complicated, interrelated, and interdependent system of operation, and must be looked at holistically to ascertain the sector's response to a certain set of conditions or constraints. The petitioner's approach selectively chooses the methodology for determining emissions at certain units and ignores the changes that may occur at other units as a result. In addition, it is easy to question the choices or assumptions that one makes for selective forecasts of this nature, since methodologies can be developed to support foregone conclusions, like lower emission levels in a future year. For this reason, EPA uses the Integrated Planning Model to develop its power sector emissions projections. </P>
                    <P>
                        IPM is a detailed, sophisticated, and comprehensive electric power sector model that is used to derive all manner of projections for the power sector and is used to develop the power sector emissions projections that are used in air quality modeling. The model accurately reflects the power sector and contains millions of variables to best ascertain how specific facilities will produce electricity to meet demand in the most cost-effective manner possible. The variables are based upon the best available data, both current and anticipated, and include permitted emission rates for units, unit efficiency, 
                        <PRTPAGE P="25319"/>
                        cost data, and operational constraints. This model has been used to support the development of Title IV of the Clean Air Act (the Acid Rain Program), the NO
                        <E T="52">X</E>
                         SIP Call, the Clean Air Interstate Rule, the Clean Air Mercury Rule, and the Clean Air Visibility Rule. In addition, it is used by the Federal Energy Regulatory Commission, private sector, non-profits, research groups, States, and regional planning organizations for power sector projections. The model has undergone extensive peer-review and scrutiny, and EPA believes it is an appropriate tool for use in developing power sector emission projections and better accounts for the many dynamics that exist in the power sector (
                        <E T="03">http://www.epa.gov/airmarkets/epa-ipm/index.html</E>
                        ).
                    </P>
                    <P>MP does not challenge the use of IPM for developing power sector emission projections for certain units, but comments that at other units, a revised methodology should be used. EPA believes that a holistic approach is necessary and using a modeling tool that reflects the integrated nature of the power sector as accurately as possible is the most rational approach to forecasting emissions for all units comprehensively. </P>
                    <P>
                        To its credit, MP also points out that emissions from the Taconite Harbor Facility (a facility that was recently converted from an industrial source to an electricity generating source) were not included by EPA in either the power sector emissions data or in other emissions inventory used for CAIR modeling. EPA will include the facility in the next version of the IPM. If the facility had been included in the inventory, emissions in Minnesota would have been higher by almost 2,000 tons of SO
                        <E T="52">2</E>
                         and about 1,150 tons NO
                        <E T="52">X</E>
                         than what EPA projected (according to the commenter). Since EPA did not include this facility, EPA believes that its own projections of emissions in Minnesota underestimate likely future emissions. 
                    </P>
                    <P>MP also stated that it is “noteworthy that there are other reductions that Minnesota Power has not modeled that should warrant consideration by EPA, including those resulting from emission controls provided on Minnesota BART eligible units for the regional haze program.” MP Comment p. 6. The Regional Haze program requires Best Available Retrofit Technology or BART to be installed and operational on sources that the State finds subject to BART within five years after EPA approves a State's regional haze SIP. These SIPs are due in December 2007. EPA does not believe that States will require the installation or operation of BART controls before 2010. Thus, it is highly unlikely that 2010 emissions would be affected by the BART requirements. In addition, MP does not quantify any reductions it believes will occur due to the application of BART in Minnesota. Thus, MP has not established that there will be additional reductions due to BART that must be taken into account when projecting 2010 emissions for units in MN. It is also important to note that EPA has determined that CAIR achieves greater progress than BART, and may be used by States in the CAIR region as an alternative to BART. </P>
                    <P>
                        In sum, EPA continues to believe its emission projections have reasonably accounted for emission trends within Minnesota and fully account for emission reductions attributable to the MERP. EPA believes the inputs used for the modeling discussed in the Notice of Reconsideration are reasonable and rational projections of 2010 emissions in Minnesota.
                        <SU>12</SU>
                        <FTREF/>
                         For these reasons, EPA is not making any additional changes to the inputs to the PM
                        <E T="52">2.5</E>
                         modeling for Minnesota, beyond those changes described in the Notice of Reconsideration. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>12</SU>
                             Another power company in the Midwest region, Midwest Generation, supported EPA emissions assessment for Minnesota.
                        </P>
                    </FTNT>
                    <P>For more detail on EPA's characterization of power sector units in Minnesota and power sector emission inputs to the air quality modeling, please see the Technical Support Document titled “Emissions in Minnesota: Additional Analysis as Part of the CAIR Reconsideration” that is part of the record for this proceeding. </P>
                    <P>
                        Minnesota Power also raised a new issue in its comments on the Notice of Reconsideration, which is that EPA should use a more recent version of its modeling platform to conduct air quality modeling. MP argues that if EPA had done so, Minnesota would be below the PM
                        <E T="52">2.5</E>
                         significance threshold. EPA's modeling for the entire final CAIR (as well as the revised Minnesota air quality analysis) used the Community Multiscale Air Quality (CMAQ) model 4.3. Minnesota Power, however, advocates use of the post-CAIR CMAQ 4.5. The commenter states that the CMAQ 4.5 includes corrections to a mass stability problem in the version (4.3) used by EPA. 
                    </P>
                    <P>
                        As noted earlier, EPA stated when granting reconsideration that it was not reopening any issues dealing with the modeling platforms used for the revised Minnesota modeling. We reiterate that position here. EPA used CMAQ 4.3 for all of the air quality analyses conducted for the final CAIR, and provided full notice and opportunity to comment on the appropriateness of the model. See 69 FR 47828 (August 6, 2004) (announcing plan to use CMAQ 4.3 for the final rule); see also 70 FR 25234-36 (summarizing the use of CMAQ 4.3). There was ample opportunity to comment on any issues regarding the adequacy of the model during the rulemaking. Nor is the existence of a new iteration of the model “grounds for * * * objection ar[ising] after the period for public comment” (CAA section 307(d)(7)(B)). Predictive models are of course open to the possibility of updating and so are often adjusted. Such adjustments do not normally occasion new opportunities for comment, particularly after the close of a rulemaking. Indeed, doing so would create a perverse incentive to leave models unadjusted. The ultimate issue is whether the model used in the rulemaking bears a “rational relationship to the characteristics of the data to which it is applied”. 
                        <E T="03">Appalachian Power</E>
                         v. 
                        <E T="03">EPA</E>
                        , 249 F. 3d 1032, 1052 (D.C. Cir. 2001). There has already been full opportunity to comment on this issue. 
                    </P>
                    <P>
                        Accordingly, after careful examination of Minnesota Power's petition, as well as all comments submitted in response to EPA's notice, EPA continues to find that Minnesota emissions contribute significantly to downwind nonattainment of the PM
                        <E T="52">2.5</E>
                         NAAQS. EPA is therefore not amending the rule to remove Minnesota from the CAIR PM
                        <E T="52">2.5</E>
                         region. 
                    </P>
                    <HD SOURCE="HD2">D. Inclusion of Florida in the CAIR Region for Ozone </HD>
                    <P>Several petitioners sought reconsideration of EPA's determination to include Florida within the CAIR ozone region. Although there were substantial arguments that EPA had already provided adequate notice on this issue (see 70 FR at 72280; several commenters also indicated that this issue had already been noticed), EPA decided to grant the petition. </P>
                    <P>
                        EPA included Florida within the CAIR ozone region because emissions passed all of the contribution metrics EPA uses to evaluate significance of contribution for ozone, and because highly cost effective controls are available to control NO
                        <E T="52">X</E>
                         emissions from the state. Specifically, Florida contributes significantly to nonattainment of the 8-hour ozone NAAQS in Fulton County, Georgia (which includes Atlanta). See 70 FR at 25249 (Table VI-9). 
                    </P>
                    <P>
                        Many commenters agreed with EPA's analysis. The petitioners and other commenters argued that Florida should 
                        <PRTPAGE P="25320"/>
                        not be included within the CAIR ozone region at all, or that at most, only the northern portion of the State should be included. Although the reconsideration petitions originally challenged EPA's factual basis for including Florida within the CAIR ozone region, the petitioners were able to duplicate EPA's modeling results relating to magnitude of contribution, frequency of contribution, and relative amount of contribution (the three factors EPA evaluated in determining whether an upwind State's contribution to a downwind State could be considered significant), and therefore are not pursuing this claim. “Assessment of the Contribution of Florida Emissions to Ozone Nonattainment Under EPA's Clean Air Interstate Rule” (Morris, Tai, Tesche, and McNally) (October, 2005) (“Ozone Report”) at pp. 4-6 to 4-7; see also Supplemental Brief of Florida Power and Light in 
                        <E T="03">North Carolina</E>
                         v. EPA (D.C. Cir. No. 05-1244) at p. 9; Supplemental Brief of Florida Electric Utilities in the same case at pp. 5-6. Rather, the commenters are now challenging how to interpret the relative amount of contribution factor, which is one of the initial screening factors used by EPA to assess if it is appropriate to further analyze the significance of a State's contribution to downwind ozone nonattainment areas.
                    </P>
                    <P>
                        In assessing relative amount of contribution, EPA stated that the amount would not be considered to contribute significantly if it was “less than one percent of total nonattainment in the downwind area”. 70 FR at 25191 (at 70 FR 25175 and 70 FR 25246, EPA incorrectly described the metric as “the average contribution is greater than one percent”; the correct formulation is as quoted above).
                        <SU>13</SU>
                        <FTREF/>
                         The average percent contribution of Florida to nonattainment in Fulton County is 0.81%. Document OAR-2003-0053-2214.
                        <SU>14</SU>
                        <FTREF/>
                         Commenters argued that because 0.81% is less than one percent, the relative amount of contribution is too small and therefore should not create a significant contribution linkage. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>13</SU>
                             See also CAIR Air Quality Modeling Technical Support Document at 32 (“[t]his initial screening was based on * * * a percent of total nonattainment of less than 1 percent”).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>14</SU>
                             There are three parts to the calculation of the average percent of nonattainment metric. In step 1, the ozone values for each of the exceedance periods in a particular downwind area (here, Fulton Co.) are summed over the three episodes. In step 2, the total ozone from the previous step that is due to anthropogenic sources is calculated based on the source apportionment results. In step 3, the contributions from a given source region to this downwind area are summed over the exceedance periods. The total contribution calculated in step 3 is then divided by the total nonattainment ozone resulting from manmade sources in step 2 to determine the fraction of ozone that is due to emissions from the upwind source area. The fractional value is multiplied by 100 to express the metric in terms of percent. The values in steps 1 and 2 are reported to the nearest integer. The value in step 3 is reported with one digit to the right of the decimal place. The final average percent of nonattainment value is reported to the nearest integer. 
                        </P>
                        <P>
                            Applied to Florida NO
                            <E T="52">X</E>
                             emissions to Fulton County, this methodology yields the following: 
                        </P>
                        <P>Step 1: Over the three episodes modeled, there was 120,511 ppb of ozone greater than or equal to 85.0 ppb (the level of the 8-hour NAAQS) in Fulton County. </P>
                        <P>Step 2: From source apportionment modeling, 96,067 ppb of the ozone in Fulton Co. was determined to be of anthropogenic origin. </P>
                        <P>Step 3: 781.0 ppb of the 8-hour ozone greater than or equal to 85.0 ppb was determined via the source apportionment approach to be from emissions in Florida. Thus the average percent nonattainment is 0.81 percent. This value was rounded to 1 percent. </P>
                        <P>See generally the spreadsheet found in Document OAR-2003-0053-2214.</P>
                    </FTNT>
                    <P>
                        For all relative amount of contribution calculations (not just those involving Florida and Fulton County), EPA rounded the average percent of contribution figure up or down to the nearest integer value, so that values 0.5% and higher were rounded up to one percent, and values less than 0.5% were rounded down to zero.
                        <SU>15</SU>
                        <FTREF/>
                         EPA agrees with the petitioners (and other commenters) that it would have been preferable if EPA had stated this rounding protocol explicitly.
                        <SU>16</SU>
                        <FTREF/>
                         That being said, however, it is commonplace to round fractions up or down to the nearest integer. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>15</SU>
                             These commenters also correctly identified a small discrepancy in the final rule's technical analysis for assessing significance of upwind states' contribution to downwind states' ozone nonattainment. However, as we now explain, this discrepancy does not affect the ultimate conclusions as to which States should be included in the CAIR ozone control region. Values of the average percent contribution metric that were less than 1% after rounding to the nearest integer were determined not to be significant and were dropped from further evaluation. For the final CAIR modeling, values of this metric were calculated to one place to the right of the decimal, after rounding. In a later step of the process, EPA then rounded these data to the nearest integer. The net effect was an inappropriate “double rounding” for values that were between 0.450 and 0.499 percent. EPA has recalculated the values for the average percent contribution metric without the inappropriate double rounding. Twenty upwind State-to-downwind nonattainment area linkages had average percent contribution values between 0.450 and 0.499 percent that were erroneously rounded to 1% (rather than 0%). Of these twenty linkages, 19 did not pass other screening criteria, so the linkages were correctly categorized as not significant despite the “double rounding” in the calculation of the average percent contribution metric. The remaining linkage (Mississippi's contribution to Fulton Co., GA) did pass the other screening tests, but was subsequently determined in the post-screening aggregate determination of significance not to be significant based on EPA's evaluation of all of the contribution metrics. EPA has corrected the ozone contribution metrics tables in Appendix G of the CAIR Air Quality Modeling Technical Support Document.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>16</SU>
                             Nor is this the only instance of where EPA used the rounding protocol in applying the average percent of contribution metric. In total, nine of the 226 significant linkages in the entire CAIR ozone region using this metric had average percent contributions greater than or equal to 0.5 and less than 1.0 percent. Two of these nine linkages, involving Massachusetts' average percent contribution, were between 0.5 and 1.0 percent and, like Florida's, were rounded up to 1 percent. See Revised Appendix G to Air Quality Modeling TSD.
                        </P>
                    </FTNT>
                    <P>
                        These same commenters argued that due to the rounding convention, EPA's screening criteria was really .5% rather than one per cent and that this is too low a level to be considered significant. This comment appears to misapprehend critical aspects of EPA's significance determination process. As described on pp. 32-35 of the CAIR Air Quality Modeling Technical Support Document, this process contains four steps: (1) Evaluation of contributions against screening criteria, (2) evaluation of contributions from zero out modeling, (3) evaluation of contributions from source apportionment modeling, and (4) a final aggregate determination of significance. The average percent contribution metric is an initial screening step (a step to screen out contributions that are “clearly small”, see id. at 32), which does not by itself identify a contribution as significant but rather determines whether further analysis of significance is justified. It is customary and appropriate for such initial screening steps to be conservative, that is, to cast a wider net, with further winnowing to occur in the subsequent steps when more detailed analysis is applied. EPA views the average percent of contribution screening level of one percent, with customary rounding, as reasonable to serve this screening function. This is confirmed by the further analysis applied to assess Florida contributions to nonattainment of the 8-hour NAAQS in Fulton County. In the case of the Florida contribution, steps 2 and 3 of the determination process indicated that there are large and frequent contributions from that State to elevated ozone concentrations in Fulton Co. EPA's CAIR modeling estimates that Florida can contribute as much as 3—5 ppb, depending on the modeling technique, toward modeled eight hour ozone exceedance periods in Fulton Co. Further, it was determined that between 10—13 percent of the modeled periods above 85 ppb in Fulton Co. were affected by at least 2 ppb of ozone that resulted from emissions from Florida.
                        <SU>17</SU>
                        <FTREF/>
                         This means that emissions from Florida can cause as much as 6 percent (5 ppb/
                        <PRTPAGE P="25321"/>
                        85 ppb) of the ozone in Fulton County during an exceedance period, and these emissions contribute at least 2 ppb during 10 per cent or more of Fulton County's exceedance periods, a contribution that reasonably can be regarded as significant. Accordingly, based on the magnitude and frequency, but not the relative amount of contribution, EPA determined that Florida's contribution to nonattainment in Fulton County, Georgia is significant.
                        <SU>18</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>17</SU>
                             The criteria used to distinguish which values comprise a significant contribution are set out at p. 40 of the Air Quality Modeling TSD.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>18</SU>
                             As explained on p. 33 of the Air Quality Modeling TSD, for linkages in which the three contribution factors were not unanimous, we required that two of the three factors had to indicate high magnitude, frequent, and/or relatively large contributions in order to find that the linkage was significant. EPA applied this approach consistently to each of the linkages for which it made a significance determination.
                        </P>
                    </FTNT>
                    <P>
                        Commenters further argued that EPA was applying the rounding protocol inconsistently because in other instances, which they view as comparable, EPA truncates fractional digits (i.e. simply eliminates them), rather than rounds them. The examples given are the ozone magnitude of contribution metric (actual amount of ozone contributed by emissions in the upwind State to nonattainment in the downwind area), and the annual average PM
                        <E T="52">2.5</E>
                         contribution threshold. 
                    </P>
                    <P>EPA does truncate when applying each of these metrics. The ozone magnitude of contribution metric quantifies a maximum impact (in parts per billion) on predicted exceedances for a downwind nonattainment area. The exceedance level—i.e. the level of the standard—for the 8-hour ozone NAAQS is 85 parts per billion (‘ppb’) which is obtained by “report[ing] parts per million values to the third decimal place, with additional digits to the right being truncated”. 40 CFR part 50 App. I (“Interpretation of the 8-Hour Primary and Secondary National Ambient Air Quality Standard for Ozone”) at 2.1.1. The truncation protocol used in the magnitude of contribution metric is thus directly related to the form of the NAAQS itself. Because the magnitude of contribution metric is tied directly to the 8-hour NAAQS exceedance level, EPA uses the identical truncation protocol as is used in the NAAQS. In contrast, the average percent of nonattainment metric is not directly related to the form of the 8-hour ozone NAAQS (indeed, it is not related at all). As stated earlier, and illustrated in note 14 above, the metric assesses overall impacts which are expressed by aggregating all the impacts of a State on a downwind receptor divided by the total impacts from all anthropogenic emissions. Since there is no direct comparison with the ozone NAAQS, there is no reason to utilize the conventions used in expressing that NAAQS. </P>
                    <P>
                        The comments also maintain that EPA used a different protocol to evaluate when an upwind State's contribution to downwind nonattainment of the PM
                        <E T="52">2.5</E>
                         NAAQS is significant. EPA's metric for determining significant contribution to PM
                        <E T="52">2.5</E>
                         NAAQS nonattainment is 1 % of the standard, or .15 μg/m3 which EPA rounds up to 0.2 μg/m3. 70 FR at 25191. EPA took this step to avoid expressing the contribution metric using a greater level of precision (i.e. a greater number of digits) than is used in the NAAQS itself. 
                        <E T="03">Id.</E>
                         Since the PM
                        <E T="52">2.5</E>
                         contribution metric is expressed as a direct percentage of the NAAQS itself, it is appropriate that it conform to the form of the NAAQS. The percent of nonattainment metric at issue here, as explained above, is not directly related to the form of the 8-hour ozone NAAQS, so there is no reason to adopt the conventions which are part of that form. For the same reason, there is no inconsistency in EPA's approach in choosing for purposes of PM contribution expressed in terms of a percent of the PM
                        <E T="52">2.5</E>
                         NAAQS to use the conventions used in the form of that NAAQS. 
                    </P>
                    <P>The comments go on to say that even if it is reasonable to include Florida within the CAIR ozone region, only a portion of the state (the northern portion as delineated in the comments) should be included rather than the entire state. </P>
                    <P>
                        The commenters have the burden of demonstrating that EPA's approach of assessing significant contribution based on the collective emissions from the entire state lacks rationality. 
                        <E T="03">Appalachian Power</E>
                         v. 
                        <E T="03">EPA</E>
                        , 249 F. 3d 1032, 1050 (D.C. Cir. 2001); see also 
                        <E T="03">State of Michigan</E>
                         v. 
                        <E T="03">EPA</E>
                        , 213 F. 3d 663, 683-84 (D.C. Cir. 2000) (burden is on the party seeking to exclude a portion of a State to demonstrate that the portion is “innocent of material contribution”). As EPA explained in responding to these same commenters' motions for a stay of the rule in the D.C. Circuit (which response is part of the administrative record for this proceeding), not only have the commenters failed to carry their burden, but their modeling confirms that Florida represents a classic instance of collective contribution to downwind nonattainment. The commenters' report shows that both the (posited) northern and southern regions contribute substantial portions of the total ozone loading from Florida to Fulton County, namely 69 percent from the northern region and 31 percent from the southern region. Ozone Report at 5-3. Nor does there appear to be any basis for the north-south divisions put forward in the comments. Not only does the report underlying the comments itself concede that there are a multitude of potential divisions (the Report suggests six ozone subregions in various permutations, and the Report further states that “clearly numerous other ones could be also be constructed” (Ozone Report at 5-1)), but that the ones put forward were done so essentially to show that the (posited) northern portion met significance criteria but the (posited) southern portion(s) does not. Ozone Report at 3-2. Accordingly, EPA does not agree with the commenters' arguments that contribution must be assessed on a different basis than EPA used in the rule. 
                    </P>
                    <HD SOURCE="HD2">
                        E. Impact on CAIR Analyses of D.C. Circuit Decision in 
                        <E T="03">New York</E>
                         v. 
                        <E T="03">EPA</E>
                    </HD>
                    <P>
                        As described in the December 29, 2005 CAIR Supplemental Notice of Reconsideration, “Rule To Reduce Interstate Transport of Fine Particulate Matter and Ozone (Clean Air Interstate Rule): Supplemental Notice of Reconsideration” (70 FR 77101-77113), EPA decided to grant Petitioner's request that EPA reconsider the impact of 
                        <E T="03">New York</E>
                         v. 
                        <E T="03">EPA</E>
                        , 413 F.3d 3 (D.C. Cir. 2005) on certain analyses prepared for the final CAIR. One petitioner claimed that this June 2005 opinion of the D.C. Circuit raised questions about the sufficiency of certain analyses prepared for the CAIR. Among other things, the opinion vacated a provision of the New Source Review (NSR) regulations, commonly known as the pollution control project (PCP) exclusion. The CAIR Supplemental Notice of Reconsideration explained that EPA reviewed the petition for reconsideration and analyzed the potential impact of 
                        <E T="03">New York</E>
                         v. 
                        <E T="03">EPA</E>
                         on CAIR analyses regarding cost-effectiveness and timing. This analysis indicated that, as a result of the 
                        <E T="03">New York</E>
                         v. 
                        <E T="03">EPA</E>
                         decision, some electric generating units (EGUs) that install SO
                        <E T="52">2</E>
                         and/or NO
                        <E T="52">X</E>
                         controls for CAIR may incur relatively minor additional costs and a few such units may be subject to additional permitting requirements, but that these potential impacts will neither affect the highly cost-effective determination that the Agency made in CAIR nor impact the timeframe for CAIR reductions. 
                    </P>
                    <P>
                        The CAIR Supplemental Notice of Reconsideration presented this and concluded that the potential impacts of the D.C. Circuit Decision in 
                        <E T="03">New York</E>
                         v. 
                        <E T="03">EPA</E>
                         do not alter the final highly cost-
                        <PRTPAGE P="25322"/>
                        effective determination made in the final CAIR and do not affect the feasibility of implementing the CAIR reductions in the required timeframe. Thus, the CAIR Supplemental Notice of Reconsideration did not propose any modifications to the final CAIR. 
                    </P>
                    <P>Today's action finalizes EPA's determination that no modifications to the final CAIR are needed to address this issue and responds to public comments received on the CAIR Supplemental Notice of Reconsideration. </P>
                    <HD SOURCE="HD2">
                        1. Background on the Impact on CAIR Analyses of D.C. Circuit Decision in 
                        <E T="03">New York</E>
                         v. 
                        <E T="03">EPA</E>
                    </HD>
                    <P>For background information on this issue, please refer to the CAIR Supplemental Notice of Reconsideration (70 FR 77103-77113). </P>
                    <HD SOURCE="HD2">
                        2. Additional Analysis on the Impact on CAIR Analyses of D.C. Circuit Decision in 
                        <E T="03">New York</E>
                         v. 
                        <E T="03">EPA</E>
                         Presented in the CAIR Supplemental Notice of Reconsideration 
                    </HD>
                    <P>
                        The CAIR Supplemental Notice of Reconsideration presented analysis that EPA conducted to evaluate the potential impact on CAIR Analyses of the D.C. Circuit Decision in 
                        <E T="03">New York</E>
                         v. 
                        <E T="03">EPA.</E>
                         The analysis first examined the potential cost and timing impacts of the decision, assuming units would take measures to mitigate any potential significant collateral increases in emissions of NSR-regulated pollutants. Then, the analysis examined the potential impact of NSR permitting on the CAIR cost-effectiveness and timing analyses. 
                    </P>
                    <P>
                        First, the analysis looked at the potential costs and timing implications of measures that could be taken to mitigate collateral emission increases and thus avoid NSR permitting. As part of the analysis, EPA made several assumptions it believes to be generally very conservative. However, the analysis still showed that the potential impacts would neither affect the highly cost-effective determination that the Agency made in the CAIR nor impact the timeframe for CAIR reductions. (
                        <E T="03">See</E>
                         70 FR 77105-77109). 
                    </P>
                    <P>
                        Second, the analysis examined the potential impact of NSR permitting. It showed that, although sources installing controls for CAIR generally will have options to avoid triggering NSR for collateral increases, some sources may conduct projects that could result in a net emissions increase despite possible mitigation measures. These sources might therefore apply for and obtain the necessary NSR permits to address such increase. EPA's analysis showed, however, that the impact of permitting of such sources on EPA's CAIR analyses is minimal. The Agency believes that the impacts of choosing to undertake NSR for these units are not substantial enough to affect the CAIR highly cost-effective determination or the feasibility and timing analysis. (
                        <E T="03">See</E>
                         70 FR 77109-77111). 
                    </P>
                    <P>Overall, the analysis presented in the CAIR Supplemental Notice of Reconsideration showed that the decision to vacate the PCP exclusion under NSR does not require any modification of the final CAIR. The Notice thus did not propose any changes to the CAIR. </P>
                    <HD SOURCE="HD2">3. Public Comment on the CAIR Supplemental Notice of Reconsideration </HD>
                    <P>
                        EPA received several comments on the Supplemental Notice of Reconsideration.
                        <SU>19</SU>
                        <FTREF/>
                         Most of the commenters supported the conclusions in EPA's analysis regarding the impact of the 
                        <E T="03">New York</E>
                         v. 
                        <E T="03">EPA</E>
                         decision on both the cost-effectiveness analysis and timing analysis prepared for CAIR. Some commenters, however, did disagree with some aspects of the analysis that EPA performed in coming to its conclusion. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>19</SU>
                             These documents are available in the docket for the CAIR (EPA-OAR-2003-0053).
                        </P>
                    </FTNT>
                    <P>
                        One commenter, who generally agreed with EPA's conclusion that the potential impacts of D.C. Circuit Decision in 
                        <E T="03">New York</E>
                         v. 
                        <E T="03">EPA</E>
                         do not alter the final highly cost-effective determination made in the final CAIR and do not affect the feasibility of implementing the CAIR reductions in the required timeframe, disagreed with several points in the supporting analysis. First, the commenter does not believe that the emissions increases associated with coal switching identified in two categories of controls in EPA's analysis would be considered in calculating collateral emission increases. While EPA agrees that in most cases coal switching would not be included in calculating collateral emission increases for a PCP, this inclusion/exclusion is dependent upon the specific permit of the affected source. In its analysis, EPA made the conservative assumption that coal switching would be included in calculating collateral emission increases for PCPs involving SCR and/or FGD retrofits. 
                    </P>
                    <P>
                        In its cost-effectiveness analysis, EPA also made the conservative assumptions that all EGUs that will install SCR and/or wet FGD will experience a significant emissions increase in sulfuric acid mist and that all of those EGUs will install a wet ESP to mitigate those emissions. The commenter believes these assumptions are unrealistic. The Agency agrees that these assumptions lead to an overestimate of the cost impact of the decision in 
                        <E T="03">New York</E>
                         v. 
                        <E T="03">EPA</E>
                        , since the number of EGUs with collateral increases in sulfuric acid mist will be much smaller than the universe assumed in EPA's analysis and that the BACT determinations in those cases with significant increases in sulfuric acid mist may not involve the installation of wet ESP due to its high cost. As mentioned in the CAIR Supplemental Notice of Reconsideration, historically, BACT for sulfuric acid mist at combustion sources generally has been switching to lower sulfur coal or installation of wet FGD. 
                    </P>
                    <P>
                        The commenter argued that EPA improperly assumed that condensable emissions are regulated as a component of PM, and suggested that EPA's analysis was flawed in this respect. It should also be noted that EPA is not taking action to change the manner in which EPA treats condensable emissions. Further, the status of condensable emissions as a regulated NSR pollutant does not change the outcome of the Agency analysis discussed here. This analysis, which assumed that sulfuric acid mist would be regulated as a component of particulates, concludes that the 
                        <E T="03">New York</E>
                         v. 
                        <E T="03">EPA</E>
                         decision will not change the conclusions of the cost-effectiveness and timing analyses prepared for CAIR.
                        <SU>20</SU>
                        <FTREF/>
                         If EPA were to assume, as the commenter suggests, that these emissions are not regulated as NSR pollutants, the conclusion of EPA's analysis would only be strengthened.
                        <SU>21</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>20</SU>
                             The commenter challenges these conclusions and says they only hold true if condensables are not regulated. However, the commenter offers no analysis to support this assertion or to identify any errors in EPA's analysis to support this argument.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>21</SU>
                             The commenter further notes that it would disagree with the conclusions in EPA's analysis if it assumes condensables are regulated; however, it does not provide any analysis to demonstrate that EPA's conclusions are flawed. As explained above and in the Supplemental Notice of Reconsideration, EPA's analysis shows that, even when very conservative assumptions are made, the court decision does not alter the conclusions of the analyses supporting the CAIR.
                        </P>
                    </FTNT>
                    <P>
                        The same commenter also suggested that for some large EGUs burning high sulfur coal and installing wet FGD, sulfuric acid mist emissions may exceed the NSR threshold. While this may be true in some cases, EPA does not feel that this will undermine the conclusions of the analysis in the CAIR Supplemental Notice of Reconsideration because of the very conservative assumptions made throughout the analysis (For purposes of its cost 
                        <PRTPAGE P="25323"/>
                        analysis, EPA assumed that these units installed wet ESP). It is difficult to estimate the number of such units without permit information for all units at which this may occur. Further, as mentioned in the CAIR Supplemental Notice of Reconsideration, much of the SO
                        <E T="52">3</E>
                         produced by SCR does not reach the stack; SCR conditions favor a reaction between SO
                        <E T="52">3</E>
                         and ammonia that produces ammonia bisulfate, which condenses to form solid PM, the majority of which will be captured in the unit's particulate control device. Thus, EPA does not feel that many such units will reach the NSR threshold for sulfuric acid mist. 
                    </P>
                    <P>
                        Another commenter disagreed with EPA's assessment of potential collateral increases in CO from low NO
                        <E T="52">X</E>
                         burners (LNB). While EPA believes that installing combustion control systems can lead to collateral increases in CO, triggering NSR, generally LNB will not significantly affect the combustion process and production of CO. It is the Agency's position that increases in CO can be minimized through adjustments of combustion control systems (e.g., good combustion practices), and at this time there are no other cost-effective control options for reducing CO. Therefore, even in cases where NSR is triggered, no significant additional control costs would be incurred. 
                    </P>
                    <P>A third commenter asserts that “based upon EPA's discussion in the Reconsideration Decision, [the commenter] understands that only those analyses performed by EPA and described in the Reconsideration Decision are needed to assess whether a PCP undertaken for CAIR compliance would increase emissions of any NSR regulated pollutant in an amount that exceeds the applicable NSR significance level. If there are other methods or means by which EPA believes a PCP performed for CAIR compliance would trigger NSR, or if, using EPA emission increase methodologies, EPA believes or would find that other air pollutant emissions would increase above an applicable NSR significance level as a result of PCPs that are expected to be performed for CAIR compliance, then the Reconsideration Decision is deficient.” </P>
                    <P>
                        The analysis presented in the CAIR Supplemental Notice of Reconsideration addresses only those general categories of projects that would have qualified as PCPs under the NSR rules vacated by the court and that we believe have the potential to increase collateral emissions of NSR regulated pollutants enough to trigger NSR. It is not our intent, nor is it within the scope of our analysis, to consider at this time what permitting requirements might apply to all categories of pollution control activities (including those that were not listed as a PCP under the NSR rules) that might be undertaken by EGUs attempting to comply with the CAIR requirements. The analysis was conducted to determine whether the elimination of the PCP exemption would impact the cost-effectiveness and timing analyses for the CAIR. Potential permitting requirements for categories of activities that would not have been subject to that exemption are not relevant to that analysis.
                        <SU>22</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>22</SU>
                             The analysis addresses all relevant categories of PCPs of which EPA is currently aware. The commenter failed to identify any concrete problems that they were concerned about facing or other relevant categories of PCPs. Moreover, in addressing the relevant general categories of PCPs, EPA does not purport to make determinations about whether NSR would be triggered in any specific PCPs undertaken to comply with the CAIR, EPA will consider, and make determinations based on, the specific circumstances of those projects.
                        </P>
                    </FTNT>
                    <P>
                        On all other major points, commenters agreed with EPA's analysis, and half of the commenters also explicitly agreed with EPA's conclusion that impacts of D.C. Circuit Decision in 
                        <E T="03">New York</E>
                         v. 
                        <E T="03">EPA</E>
                         do not alter the final highly cost-effective determination made in the final CAIR and do not affect the feasibility of implementing the CAIR reductions in the required timeframe. It should also be noted that other than the four commenters, no other affected parties offered problems associated with the impacts of D.C. Circuit Decision in 
                        <E T="03">New York</E>
                         v. 
                        <E T="03">EPA</E>
                         that might undermine the final CAIR cost-effective determination and timing of compliance dates. 
                    </P>
                    <P>
                        Today's action does not modify the final CAIR. In the CAIR Supplemental Notice of Reconsideration, EPA announced that it would reconsider the impact of the 
                        <E T="03">New York</E>
                         v. 
                        <E T="03">EPA</E>
                         decision on cost-effectiveness and timing analyses prepared for the CAIR. The EPA analyzed the potential impact of the decision and solicited, considered and responded to public comment on that analysis. The EPA's analysis shows that the D.C. Circuit Decision in 
                        <E T="03">New York</E>
                         v. 
                        <E T="03">EPA</E>
                         does not significantly impact either the CAIR cost-effectiveness determination or the compliance dates. For that reason, EPA has determined that modifications to the final CAIR are not warranted. The Agency believes that installation of emission controls for CAIR, as well as other programs, is extremely beneficial and is working on ways to minimize permitting issues associated with installation of these devices in a way that is consistent with the D.C. Circuit Decision in 
                        <E T="03">New York</E>
                         v. 
                        <E T="03">EPA.</E>
                    </P>
                    <HD SOURCE="HD1">IV. Statutory and Executive Order Reviews </HD>
                    <HD SOURCE="HD2">A. Executive Order 12866: Regulatory Planning and Review </HD>
                    <P>Under Executive Order 12866 (58 FR 51735, October 4, 1993), the Agency must determine whether the regulatory action is “significant” and, therefore, subject to Office of Management and Budget (OMB) review and the requirements of the Executive Order. The Order defines “significant regulatory action” as one that is likely to result in a rule that may: </P>
                    <P>(1) Have an annual effect on the economy of $100 million or more or adversely affect in a material way the economy, a sector of the economy, productivity, competition, jobs, the environment, public health or safety, or State, local, or Tribal governments or communities; </P>
                    <P>(2) Create a serious inconsistency or otherwise interfere with an action taken or planned by another agency; </P>
                    <P>(3) Materially alter the budgetary impact of entitlements, grants, user fees, or loan programs or the rights and obligations of recipients thereof; or </P>
                    <P>(4) Raise novel legal or policy issues arising out of legal mandates, the President's priorities, or the principles set forth in the Executive Order. </P>
                    <P>Pursuant to the terms of Executive Order 12866, OMB has determined that this is a significant regulatory action in view of its important policy implications. As a result, this action was submitted to OMB for review. However, this action does not promulgate any modifications to the CAIR. Therefore a regulatory impact analysis was not prepared. </P>
                    <HD SOURCE="HD2">B. Paperwork Reduction Act </HD>
                    <P>
                        This action does not promulgate information collection request requirements under the provisions of the Paperwork Reduction Act, 44 U.S.C. 3501 
                        <E T="03">et seq.</E>
                         Therefore, an information collection request document is not required. 
                    </P>
                    <P>
                        Burden means the total time, effort, or financial resources expended by persons to generate, maintain, retain, or disclose or provide information to or for a Federal agency. This includes the time needed to review instructions; develop, acquire, install, and utilize technology and systems for the purposes of collecting, validating, and verifying information, processing and maintaining information, and disclosing and providing information; adjust the existing ways to comply with any previously applicable instructions and requirements; train personnel to be able to respond to a collection of 
                        <PRTPAGE P="25324"/>
                        information; search data sources; complete and review the collection of information; and transmit or otherwise disclose the information. 
                    </P>
                    <P>An agency may not conduct or sponsor, and a person is not required to respond to a collection of information unless it displays a currently valid OMB control number. The OMB control numbers for EPA's regulations in 40 CFR are listed in 40 CFR part 9. </P>
                    <HD SOURCE="HD2">C. Regulatory Flexibility Act </HD>
                    <P>EPA has determined that it is not necessary to prepare a regulatory flexibility analysis in connection with this final rule. </P>
                    <P>For purposes of assessing the impacts of today's notice on small entities, small entity is defined as: (1) A small business that is a small industrial entity as defined in the U.S. Small Business Administration (SBA) size standards. (See 13 CFR part 121.); (2) a governmental jurisdiction that is a government of a city, county, town, school district or special district with a population of less than 50,000; and (3) a small organization that is any not-for-profit enterprise which is independently owned and operated and is not dominant in its field. </P>
                    <P>After considering the economic impacts of today's notice on small entities, I have concluded that this action will not have a significant economic impact on a substantial number of small entities. This notice does not impose any requirements on small entities. This notice does not promulgate any modifications to the CAIR. </P>
                    <HD SOURCE="HD2">D. Unfunded Mandates Reform Act </HD>
                    <P>Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), Public Law 104-4, establishes requirements for Federal agencies to assess the effects of their regulatory actions on State, local, and Tribal governments and the private sector. Under section 202 of the UMRA, EPA generally must prepare a written statement, including a cost-benefit analysis, for proposed and final rules with “Federal mandates” that may result in expenditures by State, local, and Tribal governments, in the aggregate, or by the private sector, of $100 million or more in any 1 year. Before promulgating an EPA rule for which a written statement is needed, UMRA section 205 generally requires EPA to identify and consider a reasonable number of regulatory alternatives and adopt the least costly, most cost-effective, or least-burdensome alternative that achieves the objectives of the rule. The provisions of section 205 do not apply when they are inconsistent with applicable law. Moreover, section 205 allows EPA to adopt an alternative other than the least-costly, most cost-effective, or least-burdensome alternative if the Administrator publishes with the final rule an explanation why that alternative was not adopted. Before EPA establishes any regulatory requirements that may significantly or uniquely affect small governments, including tribal governments, it must have developed, under section 203 of the UMRA, a small government agency plan. The plan must provide for notifying potentially affected small governments, enabling officials of affected small governments to have meaningful and timely input in the development of EPA's regulatory proposals with significant Federal intergovernmental mandates, and informing, educating, and advising small governments on compliance with the regulatory requirements. </P>
                    <P>The EPA has determined that today's notice does not contain a Federal mandate that may result in expenditures of $100 million or more for State, local, and Tribal governments, in the aggregate, or the private sector in any 1 year. Today's notice does not add new requirements that would increase the cost of the CAIR. Thus, today's notice is not subject to the requirements of sections 202 and 205 of the UMRA. In addition, EPA has determined that today's notice does not significantly or uniquely affect small governments because it contains no requirements that apply to such governments or impose obligations upon them. Therefore, today's notice is not subject to section 203 of the UMRA. </P>
                    <HD SOURCE="HD2">E. Executive Order 13132: Federalism </HD>
                    <P>Executive Order 13132, entitled “Federalism” (64 FR 43255, August 10, 1999), requires EPA to develop an accountable process to ensure “meaningful and timely input by State and local officials in the development of regulatory policies that have federalism implications.” “Policies that have federalism implications” is defined in the Executive Order to include regulations that have “substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.” </P>
                    <P>This action does not have federalism implications. It would not have substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government, as specified in Executive Order 13132. The CAA establishes the relationship between the Federal Government and the States, and this action would not impact that relationship. Thus, Executive Order 13132 does not apply to this action. </P>
                    <HD SOURCE="HD2">F. Executive Order 13175: Consultation and Coordination With Indian Tribal Governments </HD>
                    <P>Executive Order 13175, entitled “Consultation and Coordination with Indian Tribal Governments” (65 FR 67249, November 9, 2000), requires EPA to develop an accountable process to ensure “meaningful and timely input by Tribal officials in the development of regulatory policies that have Tribal implications.”</P>
                    <P>
                        For the same reasons stated in the final CAIR 
                        <SU>23</SU>
                        <FTREF/>
                        , today's notice does not have Tribal implications as defined by Executive Order 13175. It does not have a substantial direct effect on one or more Indian Tribes, since no Tribe has implemented a federally-enforceable air quality management program under the CAA at this time. Furthermore, this action does not affect the relationship or distribution of power and responsibilities between the Federal government and Indian Tribes. The CAA and the Tribal Air Rule establish the relationship of the Federal government and Tribes in developing plans to attain the NAAQS, and today's notice does nothing to modify that relationship. Because this notice does not have Tribal implications, Executive Order 13175 does not apply. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>23</SU>
                             
                            <E T="03">http://www.epa.gov/cair.</E>
                        </P>
                    </FTNT>
                    <P>If one assumes a Tribe is implementing a Tribal implementation plan, the CAIR could have implications for that Tribe, but it would not impose substantial direct costs upon the Tribe, nor would it preempt Tribal Law. </P>
                    <P>Although Executive Order 13175 does not apply to the CAIR or this notice of final action on reconsideration of the CAIR, EPA consulted with Tribal officials in developing the CAIR. </P>
                    <HD SOURCE="HD2">G. Executive Order 13045: Protection of Children From Environmental Health and Safety Risks </HD>
                    <P>
                        Executive Order 13045: “Protection of Children From Environmental Health and Safety Risks” (62 FR 19885, April 23, 1997) applies to any rule that (1) is determined to be “economically significant” as defined under Executive Order 12866, and (2) concerns an environmental health or safety risk that EPA has reason to believe may have disproportionate effect on children. If the regulatory action meets both criteria, the Agency must evaluate the 
                        <PRTPAGE P="25325"/>
                        environmental health or safety effects of the planned rule on children, and explain why the planned regulation is preferable to other potentially effective and reasonably feasible alternatives considered by the Agency. 
                    </P>
                    <P>This notice is not subject to Executive Order 13045 because it does not involve decisions on environmental health risks or safety risks that may disproportionately affect children. The EPA believes that the emissions reductions from the CAIR will further improve air quality and children's health. </P>
                    <HD SOURCE="HD2">H. Executive Order 13211: Actions That Significantly Affect Energy Supply, Distribution, or Use </HD>
                    <P>
                        Executive Order 13211 (66 FR 28355, May 22, 2001) provides that agencies shall prepare and submit to the Administrator of the Office of Regulatory Affairs, OMB, a Statement of Energy Effects for certain actions identified as “significant energy actions.” Section 4(b) of Executive Order 13211 defines “significant energy actions” as “any action by an agency (normally published in the 
                        <E T="04">Federal Register</E>
                        ) that promulgates or is expected to lead to the promulgation of a final rule or regulation, including notices of inquiry, advance notices of final rulemaking, and notices of final rulemaking (1)(i) that is a significant regulatory action under Executive Order 12866 or any successor order, and (ii) is likely to have a significant adverse effect on the supply, distribution, or use of energy; or (2) that is designated by the Administrator of the Office of Information and Regulatory Affairs as a significant energy action.” The final CAIR is a significant regulatory action under Executive Order 12866, and EPA concluded that the final CAIR rule may have a significant adverse effect on the supply, distribution, or use of energy. The impacts are detailed in the final CAIR (70 FR 25315). Today's notice is a significant action under Executive Order 12866, but it is not a rulemaking action and does not revise the final CAIR rule in any way. Therefore this action does not change EPA's previous conclusions regarding the energy impacts of CAIR. EPA's analysis of these impacts is explained in the preamble to the CAIR (70 FR 25315-16) and in the Regulatory Impact Analysis for the Final CAIR (March 2005). 
                    </P>
                    <HD SOURCE="HD2">I. National Technology Transfer Advancement Act </HD>
                    <P>Section 12(d) of the National Technology Transfer Advancement Act of 1995, Public Law No. 104-113, section 12(d) (15 U.S.C. 272 note) directs EPA to use voluntary consensus standards in its regulatory activities unless to do so would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (e.g., materials specifications, test methods, sampling procedures, and business practices) that are developed or adopted by voluntary consensus standards bodies. The National Technology Transfer Advancement Act of 1995 directs EPA to provide Congress, through OMB, explanations when the Agency decides not to use available and applicable voluntary consensus standards. </P>
                    <P>Today's notice does not involve technical standards. Therefore, the National Technology Transfer and Advancement Act of 1995 does not apply. </P>
                    <HD SOURCE="HD2">J. Executive Order 12898: Federal Actions To Address Environmental Justice in Minority Populations and Low-Income Populations </HD>
                    <P>
                        Executive Order 12898, “Federal Actions to Address Environmental Justice in Minority Populations and Low-Income Populations,” requires Federal agencies to consider the impact of programs, policies, and activities on minority populations and low-income populations. According to EPA guidance,
                        <SU>24</SU>
                        <FTREF/>
                         agencies are to assess whether minority or low-income populations face risks or a rate of exposure to hazards that are significant and that “appreciably exceed or is likely to appreciably exceed the risk or rate to the general population or to the appropriate comparison group.” (EPA, 1998). 
                    </P>
                    <FTNT>
                        <P>
                            <SU>24</SU>
                             U.S. Environmental Protection Agency, 1998. Guidance for Incorporating Environmental Justice Concerns in EPA's NEPA Compliance Analyses. Office of Federal Activities, Washington, DC, April, 1998.
                        </P>
                    </FTNT>
                    <P>In accordance with Executive Order 12898, the Agency has considered whether the CAIR may have disproportionate negative impacts on minority or low income populations. The EPA expects the CAIR to lead to reductions in air pollution and exposures generally. Therefore, EPA concluded that negative impacts to these sub-populations that appreciably exceed similar impacts to the general population are not expected. For the same reasons, EPA is drawing the same conclusion for today's notice to reconsider certain aspects of the CAIR. </P>
                    <HD SOURCE="HD2">K. Congressional Review Act </HD>
                    <P>
                        The Congressional Review Act, 5 U.S.C. 801 
                        <E T="03">et seq.</E>
                        , as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. The EPA will submit a report containing this notice and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the notice in the 
                        <E T="04">Federal Register</E>
                        . A major rule cannot take effect until 60 days after it is published in the 
                        <E T="04">Federal Register</E>
                        . This action is not a “major rule” as defined by 5 U.S.C. 804. 
                    </P>
                    <HD SOURCE="HD2">L. Judicial Review </HD>
                    <P>Section 307(b)(1) of the CAA indicates which Federal Courts of Appeal have venue for petitions of review of final actions by EPA. This section provides, in part, that petitions for review must be filed in the Court of Appeals for the District of Columbia Circuit if (i) the agency action consists of “nationally applicable regulations promulgated, or final action taken, by the Administrator,” or (ii) such action is locally or regionally applicable, if “such action is based on a determination of nationwide scope or effect and if in taking such action the Administrator finds and publishes that such action is based on such a determination.” </P>
                    <P>
                        Final actions described in this Notice of Final Action on Reconsideration are “nationally applicable” within the meaning of section 307(b)(1). This Notice explains the final actions EPA is taking on the petitions for reconsideration of the CAIR. It describes EPA's final action on the six issues for which EPA previously granted reconsideration, and provides notice of EPA's decision to deny reconsideration of several additional issues. EPA has determined that all of these actions are of nationwide scope and effect for purposes of section 307(d)(1) because the actions directly affect the CAIR, which previously was found to be of nationwide scope and effect. Thus, any petitions for review of the final described in this Notice must be filed in the Court of Appeals for the District of Columbia Circuit within 60 days from the date this Notice is published in the 
                        <E T="04">Federal Register</E>
                        . 
                    </P>
                    <LSTSUB>
                        <HD SOURCE="HED">List of Subjects </HD>
                        <CFR>40 CFR Part 51 </CFR>
                        <P>
                            Administrative practice and procedure, Air pollution control, Intergovernmental relations, Nitrogen oxides, Ozone, Particulate matter, Regional haze, Reporting and 
                            <PRTPAGE P="25326"/>
                            recordkeeping requirements, Sulfur dioxide. 
                        </P>
                        <CFR>40 CFR Part 96 </CFR>
                        <P>Administrative practice and procedure, Air pollution control, Electric utilities, Nitrogen oxides, Reporting and recordkeeping requirements, Sulfur dioxide.</P>
                    </LSTSUB>
                    <SIG>
                        <DATED>Dated: March 15, 2006. </DATED>
                        <NAME>Stephen L. Johnson, </NAME>
                        <TITLE>Administrator. </TITLE>
                    </SIG>
                </SUPLINF>
                <FRDOC>[FR Doc. 06-2693 Filed 4-27-06; 8:45 am] </FRDOC>
                <BILCOD>BILLING CODE 6560-50-P</BILCOD>
            </RULE>
        </RULES>
    </NEWPART>
    <VOL>71</VOL>
    <NO>82</NO>
    <DATE>Friday, April 28, 2006</DATE>
    <UNITNAME>Rules and Regulations</UNITNAME>
    <NEWPART>
        <PTITLE>
            <PRTPAGE P="25327"/>
            <PARTNO>Part IV</PARTNO>
            <AGENCY TYPE="P">Environmental Protection Agency</AGENCY>
            <CFR>40 CFR Parts 51, 52 et al.</CFR>
            <TITLE>
                Air Pollution Control—Transport of Emissions of Nitrogen Oxides (NO
                <E T="52">X</E>
                ) and Sulfur Dioxide (SO
                <E T="52">2</E>
                ); Final Rule
            </TITLE>
        </PTITLE>
        <RULES>
            <RULE>
                <PREAMB>
                    <PRTPAGE P="25328"/>
                    <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY </AGENCY>
                    <CFR>40 CFR Parts 51, 52, 72, 73, 74, 78, 96, and 97 </CFR>
                    <DEPDOC>[EPA-HQ-OAR-2004-0076; FRL-8047-5] </DEPDOC>
                    <RIN>RIN 2060-AM99 </RIN>
                    <SUBJECT>Rulemaking on Section 126 Petition From North Carolina To Reduce Interstate Transport of Fine Particulate Matter and Ozone; Federal Implementation Plans To Reduce Interstate Transport of Fine Particulate Matter and Ozone; Revisions to the Clean Air Interstate Rule; Revisions to the Acid Rain Program </SUBJECT>
                    <AGY>
                        <HD SOURCE="HED">AGENCY:</HD>
                        <P>Environmental Protection Agency (EPA). </P>
                    </AGY>
                    <ACT>
                        <HD SOURCE="HED">ACTION:</HD>
                        <P>Notice of final rulemaking (NFR).</P>
                    </ACT>
                    <SUM>
                        <HD SOURCE="HED">SUMMARY:</HD>
                        <P>
                            Today, EPA is taking actions to address the interstate transport of emissions of nitrogen oxides (NO
                            <E T="52">X</E>
                            ) and sulfur dioxide (SO
                            <E T="52">2</E>
                            ) that contribute significantly to nonattainment and maintenance problems with respect to the national ambient air quality standards (NAAQS) for fine particulate matter (PM
                            <E T="52">2.5</E>
                            ) and 8-hour ozone. As one part of today's action, EPA is providing its final response to a petition submitted to EPA by the State of North Carolina under section 126 of the Clean Air Act (CAA). The petition requests that EPA find that SO
                            <E T="52">2</E>
                             and/or NO
                            <E T="52">X</E>
                             emissions from electric generating units (EGUs) in 13 States are significantly contributing to PM
                            <E T="52">2.5</E>
                             and/or 8-hour ozone nonattainment and maintenance problems in North Carolina, and requested that EPA establish control requirements to prohibit such significant contribution. The EPA is denying the petition because, in today's action, EPA is promulgating Federal implementation plans (FIPs) for all jurisdictions covered by the Clean Air Interstate Rule (CAIR) to address interstate transport. 
                        </P>
                        <P>The FIPs will regulate EGUs in the affected States and achieve the emissions reductions requirements established by the CAIR until States have approved State implementation plans (SIPs) to achieve the reductions. As the control requirement for the FIPs, EPA is adopting the model trading rules that EPA provided in CAIR as a control option for States, with minor changes to account for Federal rather than State implementation. </P>
                        <P>Today's action also revises CAIR SIP model trading rules in order to address the interaction between the EPA-administered CAIR FIP trading programs being promulgated today and the EPA-administered CAIR State trading programs that will be created by any State that elects to submit a SIP establishing such a trading program to meet the requirements of the CAIR. In addition, EPA is taking final action on our reconsideration of the definition of “EGU” as it relates to solid waste incinerators. </P>
                        <P>Today's action also makes revisions to the Acid Rain Program in order to make the administrative appeals procedures, which currently apply to final determinations by the Administrator under the EPA-administered CAIR State trading programs, also apply to the EPA-administered trading programs under the FIP action. In addition, we are making certain minor revisions to the Acid Rain Program that will apply to all affected units. </P>
                    </SUM>
                    <EFFDATE>
                        <HD SOURCE="HED">DATES:</HD>
                        <P>This action is effective on June 27, 2006. </P>
                    </EFFDATE>
                    <ADD>
                        <HD SOURCE="HED">ADDRESSES:</HD>
                        <P>
                            The EPA has established a docket for this action under Docket ID No. EPA-HQ-OAR-2004-0076. All documents in the docket are listed on the 
                            <E T="03">http://www.regulations.gov</E>
                             Web site. Although listed in the index, some information is not publicly available, 
                            <E T="03">e.g.,</E>
                             confidential business information (CBI) or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically through 
                            <E T="03">http://www.regulations.gov</E>
                             or in hard copy at the EPA Docket Center (Air Docket), EPA/DC, EPA West, Room B102, 1301 Constitution Ave., NW., Washington, DC. The Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Public Reading Room is (202) 566-1744 and the telephone number for the Air Docket is (202) 566-1742. 
                        </P>
                    </ADD>
                    <FURINF>
                        <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                        <P>
                            For general questions concerning today's section 126 action, please contact Carla Oldham, U.S. EPA, Office of Air Quality Planning and Standards, Air Quality Policy Division, C504-05, Research Triangle Park, NC 27711, telephone (919) 541-3347, e-mail at 
                            <E T="03">oldham.carla@epa.gov</E>
                            . For general questions concerning today's FIP action, please contact Tom Coda, U.S. EPA, Office of Air Quality Planning and Standards, Air Quality Policy Division, C539-01, Research Triangle Park, NC 27711, telephone (919) 541-3037, e-mail at 
                            <E T="03">coda.tom@epa.gov</E>
                            . For legal questions concerning the section 126 action, please contact Steven Silverman, U.S. EPA, Office of General Counsel, Mail Code 2344A, 1200 Pennsylvania Avenue, NW., Washington, DC 20460, telephone (202) 564-5523, e-mail at 
                            <E T="03">silverman.steven@epa.gov</E>
                            . For legal questions concerning the FIP action, please contact Sonja Rodman, U.S. EPA, Office of General Counsel, Mail Code 2344A, 1200 Pennsylvania Avenue, NW., Washington, DC 20460, telephone (202) 564-4097, e-mail at 
                            <E T="03">rodman.sonja@epa.gov</E>
                            . For questions regarding the cap-and-trade programs and emissions budgets, please contact Meg Victor, U.S. EPA, Office of Atmospheric Programs, Clean Air Markets Division, Mail Code 6204J, 1200 Pennsylvania Avenue, NW., Washington, DC 20460, telephone (202) 343-9193, e-mail at 
                            <E T="03">victor.meg@epa.gov</E>
                            . For questions regarding the revisions to the CAIR and Acid Rain Programs, please contact Dwight Alpern, U.S. EPA, Office of Atmospheric Programs, Clean Air Markets Division, Mail Code 6204J, 1200 Pennsylvania Avenue, NW., Washington, DC 20460, telephone (202) 343-9151, e-mail at 
                            <E T="03">alpern.dwight@epa.gov</E>
                            . 
                        </P>
                    </FURINF>
                </PREAMB>
                <SUPLINF>
                    <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                    <HD SOURCE="HD1">I. Does This Action Apply to Me? </HD>
                    <P>Categories and entities potentially regulated by this action include the following: </P>
                    <GPOTABLE COLS="03" OPTS="L2,tp0,i1" CDEF="s100,8,r100">
                        <TTITLE> </TTITLE>
                        <BOXHD>
                            <CHED H="1">Category </CHED>
                            <CHED H="1">
                                NAICS code 
                                <SU>1</SU>
                            </CHED>
                            <CHED H="1">
                                Examples of potentially regulated
                                <LI>entities</LI>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Industry </ENT>
                            <ENT>221112 </ENT>
                            <ENT>Fossil fuel-fired electric utility steam generating units.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Federal government </ENT>
                            <ENT>
                                <SU>2</SU>
                                 221122 
                            </ENT>
                            <ENT>Fossil fuel-fired electric utility steam generating units owned by the Federal government.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">State/local/Tribal government </ENT>
                            <ENT>
                                <SU>2</SU>
                                 221122 
                            </ENT>
                            <ENT>Fossil fuel-fired electric utility steam generating units owned by municipalities.</ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="25329"/>
                            <ENT I="22">  </ENT>
                            <ENT>921150 </ENT>
                            <ENT>Fossil fuel-fired electric utility steam generating units in Indian Country.</ENT>
                        </ROW>
                        <TNOTE>
                            <SU>1</SU>
                             North American Industry Classification System.
                        </TNOTE>
                        <TNOTE>
                            <SU>2</SU>
                             Federal, State, or local government-owned and operated establishments are classified according to the activity in which they are engaged.
                        </TNOTE>
                    </GPOTABLE>
                    <P>
                        This table is not intended to be exhaustive, but rather provides a guide for readers regarding entities likely to be regulated by this action. To determine whether your facility is affected by this action, you should examine the definitions and applicability criteria in §§ 72.2, 72.6, 72.7, 72.8, and 74.2 for purposes of the Acid Rain Program revisions and §§ 97.102, 97.104, 97.105, 97.202, 97.204, 97.205, 97.302, 97.304, and 97.305 for purposes of the FIP action. If you have any questions regarding the applicability of this action to a particular entity, consult the person listed in the preceding section under 
                        <E T="02">FOR FURTHER INFORMATION CONTACT.</E>
                    </P>
                    <HD SOURCE="HD1">II. Availability of Related Information </HD>
                    <P>
                        The EPA has conducted separate rulemakings that contain actions and information related to today's action. The final “Rule to Reduce Interstate Transport of Fine Particulate Matter and Ozone (Clean Air Interstate Rule)” was published on May 12, 2005 (70 FR 25162) (see also proposal at 69 FR 4566, January 30, 2004; supplemental proposal at 69 FR 32684, June 10, 2004; and notice of data availability at 69 FR 47828, August 6, 2004). The EPA subsequently reconsidered several aspects of the final CAIR (see 70 FR 72268; December 2, 2005 and 70 FR 77101; December 29, 2005) and is taking final action on reconsideration in a separate action today. In addition, the EPA issued a proposal to include Delaware and New Jersey in CAIR for PM
                        <E T="52">2.5</E>
                         (70 FR 25408, May 12, 2005) and is finalizing that rulemaking today, also in a separate action. Documents related to the CAIR, including the actions on reconsideration and to include Delaware and New Jersey in CAIR for PM
                        <E T="52">2.5</E>
                        , are available for inspection in docket EPA-HQ-OAR-2003-0053 at the address and times given above. The EPA has established a website for the CAIR at 
                        <E T="03">http://www.epa.gov/cleanairinterstaterule</E>
                         or more simply 
                        <E T="03">http://www.epa.gov/cair/</E>
                         which also includes information on the section 126 rulemaking. The rulemaking docket for the CAIR contains information and analyses that are relied upon in today's actions. Therefore, EPA is including by reference the entire CAIR record for purposes of the section 126 and FIP rulemakings. 
                    </P>
                    <HD SOURCE="HD1">III. Judicial Review </HD>
                    <P>Under CAA section 307(b), judicial review of this final action is available only by filing a petition for review in the U.S. Court of Appeals for the District of Columbia Circuit on or before June 27, 2006. Under CAA section 307(d)(7)(B), only those objections to the final rule that were raised with specificity during the period for public comment may be raised during judicial review. Moreover, under CAA section 307(b)(2), the requirements established by today's final rule may not be challenged separately in any civil or criminal proceedings brought by EPA to enforce these requirements. </P>
                    <P>Section 307(d)(7)(B)also provides a mechanism for the EPA to convene a proceeding for reconsideration if the petitioner demonstrates that it was impracticable to raise an objection during the public comment period or if the grounds for such objection arose after the comment period (but within the time for judicial review) and if the objection is of central relevance to the rule. Any person seeking to make such a demonstration to EPA should submit a Petition for Reconsideration, clearly labeled as such, to the Office of the Administrator, U.S. EPA, Room 3000, Ariel Rios Building, 1200 Pennsylvania Ave., Washington, DC 20460, with a copy to the Associate General Counsel for the Air and Radiation Law Office, Office of General Counsel, Mail Code 2344A, U.S. EPA, 1200 Pennsylvania Ave., NW., Washington, DC 20460. </P>
                    <HD SOURCE="HD1">Outline </HD>
                    <EXTRACT>
                        <FP SOURCE="FP-2">I. Background and Summary of Rule </FP>
                        <FP SOURCE="FP1-2">A. Summary of Rule </FP>
                        <FP SOURCE="FP1-2">
                            B. General Background on PM
                            <E T="52">2.5</E>
                             and Ozone 
                        </FP>
                        <FP SOURCE="FP1-2">
                            1. The PM
                            <E T="52">2.5</E>
                             Problem 
                        </FP>
                        <FP SOURCE="FP1-2">2. The 8-Hour Ozone Problem </FP>
                        <FP SOURCE="FP1-2">
                            3. Other Environmental Effects Associated With SO
                            <E T="52">2</E>
                             and NO
                            <E T="52">X</E>
                             Emissions 
                        </FP>
                        <FP SOURCE="FP1-2">C. What Is the Statutory and Regulatory Background for Today's Action? </FP>
                        <FP SOURCE="FP1-2">1. What Is the “Good Neighbor” Provision? </FP>
                        <FP SOURCE="FP1-2">2. What Is the CAA Section 126 Provision? </FP>
                        <FP SOURCE="FP1-2">3. What Is EPA's Previous Section 126 Rulemaking? </FP>
                        <FP SOURCE="FP1-2">4. What Is the Clean Air Interstate Rule? </FP>
                        <FP SOURCE="FP1-2">5. What Are the Findings of Failure to Submit for the Section 110(a)(2)(D) Plans? </FP>
                        <FP SOURCE="FP1-2">6. What Are the Petitions for Reconsideration of the CAIR? </FP>
                        <FP SOURCE="FP1-2">D. Summary of North Carolina's Section 126 Petition </FP>
                        <FP SOURCE="FP1-2">1. What Sources Does the Petition Target? </FP>
                        <FP SOURCE="FP1-2">2. What Control Remedy Does the Petition Request? </FP>
                        <FP SOURCE="FP1-2">3. What Is the Technical Support for the Petition? </FP>
                        <FP SOURCE="FP1-2">E. What Is the Consent Decree on the Section 126 Rulemaking Schedule? </FP>
                        <FP SOURCE="FP-2">II. What Is EPA's Legal and Analytical Approach for the Section 126 Petition? </FP>
                        <FP SOURCE="FP-2">III. What Is EPA's Final Action on the Section 126 Petition? </FP>
                        <FP SOURCE="FP1-2">A. What Is EPA's Final Action With Respect to the 8-Hour Ozone NAAQS? </FP>
                        <FP SOURCE="FP1-2">
                            B. What Is EPA's Final Action With Respect to the PM
                            <E T="52">2.5</E>
                             NAAQS? 
                        </FP>
                        <FP SOURCE="FP-2">IV. What Is the Federal Implementation Plan for the CAIR? </FP>
                        <FP SOURCE="FP1-2">A. What Is the Legal Framework for the FIPs? </FP>
                        <FP SOURCE="FP1-2">B. What Is the Timing and Scope of the CAIR FIP Actions? </FP>
                        <FP SOURCE="FP1-2">C. What Are the FIP Control Measures? </FP>
                        <FP SOURCE="FP1-2">D. When and How Will EPA Remove the FIP Requirements if EPA Approves a SIP to Meet the CAIR? </FP>
                        <FP SOURCE="FP-2">V. Emission Reduction Requirements for the CAIR FIP </FP>
                        <FP SOURCE="FP1-2">A. Introduction </FP>
                        <FP SOURCE="FP1-2">
                            B. Regionwide SO
                            <E T="52">2</E>
                             and NO
                            <E T="52">X</E>
                             Caps 
                        </FP>
                        <FP SOURCE="FP1-2">
                            C. State SO
                            <E T="52">2</E>
                             Emission Budgets 
                        </FP>
                        <FP SOURCE="FP1-2">
                            D. State NO
                            <E T="52">X</E>
                             Annual and NO
                            <E T="52">X</E>
                             Ozone Season Emission Budgets 
                        </FP>
                        <FP SOURCE="FP1-2">
                            E. State NO
                            <E T="52">X</E>
                             Annual Compliance Supplement Pool 
                        </FP>
                        <FP SOURCE="FP-2">
                            VI. CAIR FIP NO
                            <E T="52">X</E>
                             and SO
                            <E T="52">2</E>
                             Cap-and-trade Programs for EGUs 
                        </FP>
                        <FP SOURCE="FP1-2">
                            A. Purpose of CAIR FIP NO
                            <E T="52">X</E>
                             and SO
                            <E T="52">2</E>
                             Cap-and-trade Programs and Relationship to the CAIR 
                        </FP>
                        <FP SOURCE="FP1-2">B. Relationship of Emissions Trading Programs to Section 126 Relief </FP>
                        <FP SOURCE="FP1-2">C. Abbreviated SIP Revisions Covering Elements of the CAIR FIP Cap-and-trade Programs </FP>
                        <FP SOURCE="FP1-2">D. Overall Structure of the CAIR FIP Cap-and-trade Programs </FP>
                        <FP SOURCE="FP1-2">
                            1. SO
                            <E T="52">2</E>
                             Annual Program 
                        </FP>
                        <FP SOURCE="FP1-2">
                            2. NO
                            <E T="52">X</E>
                             Annual Program 
                        </FP>
                        <FP SOURCE="FP1-2">
                            3. NO
                            <E T="52">X</E>
                             Ozone Season Program 
                        </FP>
                        <FP SOURCE="FP1-2">E. Sources Subject to the CAIR FIP Cap-and-trade Programs </FP>
                        <FP SOURCE="FP1-2">
                            F. Allocation of NO
                            <E T="52">X</E>
                             Emission Allowances to Sources 
                        </FP>
                        <FP SOURCE="FP1-2">
                            1. Schedule for Determining and Recording NO
                            <E T="52">X</E>
                             Allocations 
                        </FP>
                        <FP SOURCE="FP1-2">
                            2. Method for Allocating NO
                            <E T="52">X</E>
                             Allowances 
                        </FP>
                        <FP SOURCE="FP1-2">
                            G. Allocation of SO
                            <E T="52">2</E>
                             Allowances to Sources 
                        </FP>
                        <FP SOURCE="FP1-2">H. Allowance Banking </FP>
                        <FP SOURCE="FP1-2">I. Incentives for Early Reductions </FP>
                        <FP SOURCE="FP1-2">
                            1. SO
                            <E T="52">2</E>
                             Annual Program 
                        </FP>
                        <FP SOURCE="FP1-2">
                            2. NO
                            <E T="52">X</E>
                             Annual Program 
                        </FP>
                        <FP SOURCE="FP1-2">
                            3. NO
                            <E T="52">X</E>
                             Ozone Season Program 
                        </FP>
                        <FP SOURCE="FP1-2">J. Monitoring and Reporting Requirements </FP>
                        <FP SOURCE="FP1-2">
                            K. Interactions with Other CAA Programs 
                            <PRTPAGE P="25330"/>
                        </FP>
                        <FP SOURCE="FP-2">VII. What are the Revisions of the CAIR SIP Rule, Including the CAIR Model Cap-and-trade Rules? </FP>
                        <FP SOURCE="FP-2">VIII. What Are the Revisions of the Acid Rain Program Regulations? </FP>
                        <FP SOURCE="FP-2">IX. Statutory and Executive Order Reviews</FP>
                        <FP SOURCE="FP1-2">A. Executive Order 12866: Regulatory Planning and Review </FP>
                        <FP SOURCE="FP1-2">B. Paperwork Reduction Act </FP>
                        <FP SOURCE="FP1-2">C. Regulatory Flexibility Act </FP>
                        <FP SOURCE="FP1-2">D. Unfunded Mandates Reform Act </FP>
                        <FP SOURCE="FP1-2">E. Executive Order 13132: Federalism </FP>
                        <FP SOURCE="FP1-2">F. Executive Order 13175: Consultation and Coordination With Indian Tribal Governments </FP>
                        <FP SOURCE="FP1-2">G. Executive Order 13045: Protection of Children From Environmental Health and Safety Risks </FP>
                        <FP SOURCE="FP1-2">H. Executive Order 13211: Actions That Significantly Affect Energy Supply, Distribution, or Use </FP>
                        <FP SOURCE="FP1-2">I. National Technology Transfer Advancement Act </FP>
                        <FP SOURCE="FP1-2">J. Executive Order 12898: Federal Actions to Address Environmental Justice in Minority Populations and Low-Income Populations </FP>
                        <FP SOURCE="FP1-2">K. Congressional Review Act </FP>
                    </EXTRACT>
                    <HD SOURCE="HD1">I. Background and Summary of Rule </HD>
                    <HD SOURCE="HD2">A. Summary of Rule </HD>
                    <P>
                        In this rule, EPA is taking two final actions related to the interstate transport of emissions of NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         that contribute significantly to nonattainment and maintenance problems with respect to the NAAQS for PM
                        <E T="52">2.5</E>
                         and 8-hour ozone. First, EPA is providing its final response to the petition submitted to EPA by the State of North Carolina under section 126 of the CAA. Second, EPA is promulgating FIPs for all jurisdictions covered by the CAIR. The EPA is also making revisions to the final CAIR to clarify certain provisions, to correct minor errors, and to take final action on reconsideration of the definition of “EGU” as it relates to solid waste incinerators. Finally, EPA is making minor revisions to the Title IV Acid Rain Program. 
                    </P>
                    <P>
                        The North Carolina petition requests that EPA establish control requirements for EGUs in 13 States based on findings that these sources are significantly contributing to PM
                        <E T="52">2.5</E>
                         and/or 8-hour ozone nonattainment and maintenance problems in North Carolina. (See Petition, Docket No. EPA-HQ-OAR-2004-0076-0002.) 
                    </P>
                    <P>
                        The EPA's response (as well as the petition itself) is based on extensive analyses conducted for the CAIR (70 FR 25162; May 12, 2005). The EPA is denying the petition in full. For sources in States not shown in the final CAIR to be linked to (that is, to significantly contribute to) nonattainment and maintenance problems in North Carolina, the lack of significant contribution to North Carolina is the basis for this denial. For sources in States that are linked to North Carolina under the CAIR for the PM
                        <E T="52">2.5</E>
                         NAAQS, EPA is denying the petition because, concurrently with the section 126 response, EPA is promulgating FIPs that require elimination of the significant contribution. The FIPs will control the significant transport from sources in States named in the petition as well as from sources in the other CAIR States, in the event that the States do not have timely, approved SIPs meeting the CAIR requirements. The States named in the petition with respect to the PM
                        <E T="52">2.5</E>
                         NAAQS are: Alabama, Georgia, Illinois, Indiana, Kentucky, Michigan, Ohio, Pennsylvania, South Carolina, Tennessee, Virginia, and West Virginia. Of these, Illinois and Michigan are not linked to North Carolina in the final CAIR. 
                    </P>
                    <P>The States named in the petition with respect to the 8-hour ozone NAAQS are: Georgia, Maryland, South Carolina, Tennessee, and Virginia. There are no States linked to North Carolina under the CAIR for the 8-hour ozone NAAQS because North Carolina is projected to be in attainment in the 2010 baseline for the analyses. </P>
                    <P>
                        As mentioned above, in today's action, EPA is also promulgating FIPs to address interstate transport of NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         under section 110(a)(2)(D) for all jurisdictions that are covered by the CAIR. In the CAIR, EPA determined that 28 States and the District of Columbia contribute significantly to nonattainment of the NAAQS for PM
                        <E T="52">2.5</E>
                         and/or 8-hour ozone in downwind States. The CAIR explains EPA's basis for determining significant contribution to downwind nonattainment and maintenance problems. In that rule, the EPA required the affected upwind States to revise their SIPs to include control measures to reduce emissions of SO
                        <E T="52">2</E>
                         and/or NO
                        <E T="52">X</E>
                        . Sulfur dioxide is a precursor to PM
                        <E T="52">2.5</E>
                         formation, and NO
                        <E T="52">X</E>
                         is a precursor to both ozone and PM
                        <E T="52">2.5</E>
                         formation. 
                    </P>
                    <P>
                        In an action published on the same day as the final CAIR, EPA proposed to find that Delaware and New Jersey contribute significantly to PM
                        <E T="52">2.5</E>
                         nonattainment and maintenance problems in downwind States considering these States as a single entity (70 FR 25408; May 12, 2005). These States were included in the final CAIR only with respect to their impacts on downwind 8-hour ozone nonattainment and maintenance problems. Today, in a separate action, EPA is issuing the final rule to include Delaware and New Jersey in the CAIR region for PM
                        <E T="52">2.5</E>
                        . Therefore, today's FIP rule includes emissions reductions requirements for Delaware and New Jersey to address their significant contribution to nonattainment or maintenance problems for the PM
                        <E T="52">2.5</E>
                         NAAQS. 
                    </P>
                    <P>The FIPs will regulate EGUs in the affected States and achieve the emissions reductions required by the CAIR until States have approved SIPs to achieve the reductions. The CAIR emissions budgets were based on control requirements that are highly cost effective for EGUs. </P>
                    <P>The EPA intends the CAIR FIPs to address the requirements of section 110(a)(2)(D)(i) to prevent interstate transport that contributes significantly to nonattainment or interferes with maintenance in downwind areas and to provide a Federal backstop for CAIR. In no way should the FIPs for CAIR be viewed as a sign of any concern about States meeting their SIP responsibilities under CAIR. There are no sanctions associated with these FIPs and EPA does not intend for CAIR FIPs to have any negative consequences for the affected States. The EPA is providing FIP approaches that are flexible and intended to provide States options for getting their SIPs in place. </P>
                    <P>
                        As the control requirement for the FIPs, EPA is adopting the model trading rules that EPA provided in CAIR as a control option for States, with minor changes to account for Federal rather than State implementation. The CAIR FIP NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         trading programs provide emissions reductions equal to those required under the CAIR in affected States. 
                    </P>
                    <P>
                        These trading programs provide emissions reductions equal to those required under CAIR in the affected States. The CAIR FIP trading programs are integrated with the EPA-administered State CAIR trading programs that are based on the model rules so that sources can trade with one another under the respective emissions caps. The EPA emphasizes that the FIPs do not limit the options available to States to meet the requirements of the CAIR. We do not intend to record NO
                        <E T="52">X</E>
                         allocations in sources' allowance accounts (or take any other steps to implement FIP requirements that could impact a State's ability to regulate their sources in a different manner) until a year after the CAIR SIP submission deadline.
                        <SU>1</SU>
                        <FTREF/>
                         This will allow EPA time to 
                        <PRTPAGE P="25331"/>
                        take rulemaking action to approve timely SIPs before implementation of FIP requirements occurs. In addition, States could replace the FIP requirements at a later time. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>1</SU>
                             The CAIR requires affected sources to begin monitoring 1 year before the initial control periods (
                            <E T="03">i.e.,</E>
                             sources begin monitoring in 2008 for the NO
                            <E T="52">X</E>
                             programs and begin monitoring in 2009 for the SO
                            <E T="52">2</E>
                             program). Note that EPA will take any necessary actions to implement the monitoring provisions of the FIP trading rules in time for monitoring to begin in 2008. To the extent that a State chooses to 
                            <PRTPAGE/>
                            control EGUs to meet its CAIR obligations, the monitoring requirements will be identical whether EPA regulations EGUs through the Federal trading programs or the State regulates EGUs through its SIP.
                        </P>
                    </FTNT>
                    <P>
                        In today's action, EPA is also making revisions to the CAIR in order to address the interaction of EPA-administered NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         trading programs under the CAIR and under the FIP action. In addition, EPA is making revisions to the CAIR in order to clarify certain provisions and to correct certain minor errors and taking final action on reconsideration of the definition of “EGU” as it relates to solid waste incinerators.
                    </P>
                    <P>The EPA is also revising the Title IV Acid Rain Program in order to make the administrative appeals procedures (in 40 CFR part 78), which currently apply to final determinations by the Administrator under the EPA-administered State CAIR trading programs, also apply to the EPA-administered trading programs under the FIPs. In addition, EPA is making minor revisions that would apply to all affected units under the Acid Rain Program. </P>
                    <HD SOURCE="HD2">
                        B. General Background on PM
                        <E T="52">2.5</E>
                         and Ozone 
                    </HD>
                    <HD SOURCE="HD3">
                        1. The PM
                        <E T="52">2.5</E>
                         Problem
                    </HD>
                    <P>
                        In an action published on July 18, 1997, we revised the NAAQS for particulate matter (PM) to add new standards for fine particles, using as the indicator particles with aerodynamic diameters smaller than a nominal 2.5 micrometers, termed PM
                        <E T="52">2.5</E>
                         (62 FR 38652). We established health- and welfare-based (primary and secondary) annual and 24-hour standards for PM
                        <E T="52">2.5.</E>
                         The annual standard is 15 micrograms per cubic meter, based on the 3-year average of annual mean PM
                        <E T="52">2.5</E>
                         concentrations. The 24-hour standard is 65 micrograms per cubic meter, based on the 3-year average of the annual 98th percentile of 24-hour concentrations. The annual standard is generally considered the more limiting value.
                        <SU>2</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>2</SU>
                             The EPA recently proposed to amend the NAAQS for PM
                            <E T="52">2.5</E>
                             (71 FR 2620; Jan. 17, 2006). The EPA is scheduled to take final action on this proposal by September 27, 2006. These actions are not relevant to this rulemaking because all of the actions herein concern the existing NAAQS.
                        </P>
                    </FTNT>
                    <P>
                        Fine particles are associated with a number of serious health effects including premature mortality, aggravation of respiratory and cardiovascular disease (as indicated by increased hospital admissions, emergency room visits, absences from school or work, and restricted activity days), lung disease, decreased lung function, asthma attacks, and certain cardiovascular problems. (See EPA, Air Quality Criteria for Particulate Matter (EPA/600/P-99/002bF, October 2004) at 9.2.2.3).) The EPA has estimated that attainment of the current PM
                        <E T="52">2.5</E>
                         standards would prolong tens of thousands of lives and would prevent, each year, tens of thousands of hospital admissions as well as hundreds of thousands of doctor visits, absences from work and school, and respiratory illnesses in children. 
                    </P>
                    <P>
                        Individuals particularly sensitive to fine particle exposure include older adults, people with heart and lung disease, and children. More detailed information on health effects of fine particles can be found on EPA's Web site at: 
                        <E T="03">http://www.epa.gov/ttn/naaqs/standards/pm/s_pm_index.html.</E>
                    </P>
                    <P>
                        The secondary or welfare-based PM
                        <E T="52">2.5</E>
                         standards are designed to protect against major environmental effects caused by PM such as visibility impairment, soiling, and materials damage. 
                    </P>
                    <P>
                        As discussed in other sections of this preamble, SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions both contribute to fine particle concentrations. In addition, NO
                        <E T="52">X</E>
                         emissions contribute to ozone concentrations, described in the next section. 
                    </P>
                    <P>
                        The PM
                        <E T="52">2.5</E>
                         ambient air quality monitoring for the 2001-2003 period shows that areas violating the standards are located across much of the eastern half of the United States and in parts of California and Montana. The EPA published the PM
                        <E T="52">2.5</E>
                         attainment and nonattainment designations on January 5, 2005 (70 FR 944) and issued supplemental amendments on April 14, 2005 (70 FR 19844). 
                    </P>
                    <HD SOURCE="HD3">2. The 8-Hour Ozone Problem </HD>
                    <P>In an action published on July 18, 1997, we promulgated identical revised primary and secondary ozone standards that specified an 8-hour ozone standard of 0.08 parts per million (ppm). Specifically, under the standards, the 3-year average of the fourth highest daily maximum 8-hour average ozone concentration may not exceed 0.08 ppm. In general, the revised 8-hour standards are more protective of public health and the environment and more stringent than the pre-existing 1-hour ozone standards. </P>
                    <P>Short-term (1- to 3-hour) and prolonged (6-to 8-hour) exposures to ambient ozone have been linked to a number of adverse health effects. At sufficient concentrations, short-term exposure to ozone can irritate the respiratory system, causing coughing, throat irritation, and chest pain. Ozone can reduce lung function and make it more difficult to breathe deeply. Breathing may become more rapid and shallow than normal, thereby limiting a person's normal activity. Ozone also can aggravate asthma, leading to more asthma attacks that may require a doctor's attention and the use of additional medication. Increased hospital admissions and emergency room visits for respiratory problems have been associated with ambient ozone exposures. Longer-term ozone exposure can inflame and damage the lining of the lungs, which may lead to permanent changes in lung tissue and irreversible reductions in lung function. A lower quality of life may result if the inflammation occurs repeatedly over a long time period (such as months, years, or a lifetime). There is also recent epidemiological evidence suggesting that there may be a correlation between short-term ozone exposure and premature mortality. </P>
                    <P>People who are particularly susceptible to the effects of ozone include people with respiratory diseases, such as asthma. Those who are exposed to higher levels of ozone include adults and children who are active outdoors. </P>
                    <P>
                        In addition to causing adverse health effects, ozone affects vegetation and ecosystems, leading to reductions in agricultural crop and commercial forest yields; reduced growth and survivability of tree seedlings; and increased plant susceptibility to disease, pests, and other environmental stresses (
                        <E T="03">e.g.,</E>
                         harsh weather). In long-lived species, these effects may become evident only after several years or even decades and have the potential for long-term adverse impacts on forest ecosystems. Ozone damage to the foliage of trees and other plants can also decrease the aesthetic value of ornamental species used in residential landscaping, as well as the natural beauty of our national parks and recreation areas. More detailed information on health effects of ozone can be found at the following EPA Web site: 
                        <E T="03">http://www.epa.gov/ttn/naaqs/standards/ozone/s_o3_index.html.</E>
                    </P>
                    <P>
                        Presently, wide geographic areas, including most of the nation's major population centers, experience ozone levels that violate the NAAQS for 8-hour ozone. These areas include much of the eastern part of the United States and large areas of California. The EPA published the 8-hour ozone attainment and nonattainment designations in the 
                        <E T="04">Federal Register</E>
                         on April 30, 2004 (69 FR 23858).
                        <PRTPAGE P="25332"/>
                    </P>
                    <HD SOURCE="HD3">
                        3. Other Environmental Effects Associated With SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         Emissions 
                    </HD>
                    <P>
                        In addition to the enumerated human health and welfare benefits resulting from reductions in ambient levels of PM
                        <E T="52">2.5</E>
                         and ozone, reductions in NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         will contribute to substantial visibility improvements in many parts of the eastern United States. Reductions in these pollutants will also reduce acidification and eutrophication of water bodies in the region. In addition, reducing emissions of NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         from EGUs can be expected to reduce emissions of mercury. Reduced mercury emissions in turn may reduce mercury loadings in lakes and thereby potentially decrease both human and wildlife exposure to fish containing mercury. 
                    </P>
                    <HD SOURCE="HD2">C. What Is the Statutory and Regulatory Background for Today's Action? </HD>
                    <HD SOURCE="HD3">1. What Is the “Good Neighbor” Provision? </HD>
                    <P>Following promulgation of new or revised NAAQS, the CAA requires all areas, regardless of their designation as attainment, nonattainment, or unclassifiable, to submit SIPs containing provisions specified under section 110(a)(2). Among these requirements are those specified by the so-called “good neighbor” provision section 110(a)(2)(D) which addresses interstate transport of air pollution. </P>
                    <P>Section 110(a)(2)(D) requires that a SIP contain adequate provisions— </P>
                    <EXTRACT>
                        <P>(i) Prohibiting, consistent with the provisions of this title, any source or other type of emissions activity within the State from emitting any air pollutant in amounts which will— </P>
                        <P>(I) Contribute significantly to nonattainment in, or interfere with maintenance by, any other State with respect to [any] national primary or secondary ambient air quality standard, or </P>
                        <P>(II) Interfere with measures required to be included in the applicable implementation plan for any other State under part C to prevent significant deterioration of air quality or to protect visibility. </P>
                        <P>(ii) Insuring compliance with the applicable requirements of sections 126 and 115 (relating to interstate and international pollution abatement);</P>
                    </EXTRACT>
                    <P>Section 126 is discussed in the following section and section II of this preamble explains the relationship between CAA sections 110 and 126 with respect to our final response to the section 126 petition and the CAIR FIPs. </P>
                    <HD SOURCE="HD3">2. What Is the CAA Section 126 Provision? </HD>
                    <P>Subsection (a) of section 126 requires, among other things, that SIPs require major proposed new (or modified) stationary sources to notify nearby States for which the air pollution levels may be affected by the fact that such sources have been permitted to commence construction. Subsection (b) provides:</P>
                    <EXTRACT>
                        <P>Any State or political subdivision may petition the Administrator for a finding that any major source or group of stationary sources emits or would emit any air pollutant in violation of the prohibition of section 110(a)(2)(D)[(i)] [of] this section* * *. </P>
                        <P>Subsection (c) of section 126 states that— </P>
                        <P>[I]t shall be a violation of this section and the applicable implementation plan in such State [in which the source is located or intends to locate]— </P>
                        <P>
                            (1) For any major proposed new (or modified) source with respect to which a finding has been made under subsection (b) to be constructed or to operate in violation of this section and the prohibition of section 110(a)(2)(D)[(i)] 
                            <SU>3</SU>
                            <FTREF/>
                             [of] this section, or
                        </P>
                        <FTNT>
                            <P>
                                <SU>3</SU>
                                 While the text of section 126 refers to section 110(a)(2)(D)(ii), this is a scrivener's error. Congress intended to refer to section 110(a)(2)(D)(i). (See 64 FR 28267.) The EPA's interpretation was upheld in 
                                <E T="03">Appalachian Power Co.</E>
                                 v. 
                                <E T="03">EPA,</E>
                                 249 F. 3d 1032, 1040-44 (D.C. Cir. 2001).
                            </P>
                        </FTNT>
                        <P>(2) for any major existing source to operate more than three months after such finding has been made with respect to it.</P>
                    </EXTRACT>
                    <FP>However, subsection (c) further provides that EPA may permit the continued operation of such major existing sources beyond the 3-month period, if such sources comply with EPA-promulgated emissions limits within 3 years of the date of the finding. </FP>
                    <HD SOURCE="HD3">3. What Is EPA's Previous Section 126 Rulemaking? </HD>
                    <P>The EPA has previously taken action under section 126 to address interstate ozone transport (64 FR 28250; May 25, 1999 and 65 FR 2674; January 18, 2000). Because there are many parallels between that earlier action and today's rule, we briefly discuss our earlier action here. </P>
                    <P>
                        Like the present rulemaking, EPA's previous section 126 rulemaking, dealing with interstate transport of NO
                        <E T="52">X</E>
                        , occurred essentially in conjunction with an EPA rulemaking dealing with interstate transport of the same pollutants, the NO
                        <E T="52">X</E>
                         SIP Call (62 FR 60318; November 7, 1997). As in today's rule, EPA concluded that section 126 and section 110(a)(2)(D)(i) are integrally connected (due to the reference to the section 110(a)(2)(D)(i) prohibition found in section 126 (b)). Thus, the interstate transport problem at issue could be addressed under either provision, and once the underlying section 110(a)(2)(D)(i) SIP deficiency is eliminated, there no longer is a basis for EPA to make a positive finding under section 126. (See sections II and III below for a more detailed discussion.) In the earlier rulemaking, we therefore concluded that emissions reductions sufficient to eliminate a section 110(a)(2)(D) SIP deficiency would also be sufficient to satisfy section 126. 
                    </P>
                    <P>
                        The NO
                        <E T="52">X</E>
                         SIP Call required SIP revisions eliminating the amount of emissions that contribute significantly to nonattainment in downwind States, the amount of emissions reductions corresponding to the quantity of emissions that could be eliminated by the application of highly cost-effective controls on specified sources in each upwind State. The section 126 remedy consequently called for the same set of highly cost-effective controls for the section 126 source categories, based on the record of the NO
                        <E T="52">X</E>
                         SIP Call. We are adopting this same conceptual approach in today's rulemaking. 
                    </P>
                    <P>
                        There are also parallels between our earlier section 126 action and this action with regard to timing of actions in the section 126 proceeding and in the closely-related interstate transport proceeding under section 110(a)(2)(D)(i). Because a section 126 finding turns on the existence of a section 110(a)(2)(D)(i) deficiency, in the May 1999 Section 126 Rule, we determined which petitions had technical merit, but we stopped short of granting the findings sought by the petitions. Instead, we stated that because we had promulgated the NO
                        <E T="52">X</E>
                         SIP Call, as long as an upwind State remained on track to comply with that rule, EPA would defer making the section 126 findings (See 64 FR 28271-28272). Later judicial action staying the NO
                        <E T="52">X</E>
                         SIP Call rule resulted in EPA granting the section 126 petitions at issue, but the new rule retained the basic linkage between section 126 and section 110(a)(2)(D)(i) by providing that EPA would withdraw the section 126 findings upon EPA approval of a SIP satisfying the emission reduction requirements of the NO
                        <E T="52">X</E>
                         SIP Call rule or upon EPA's promulgation of a FIP that achieved the emissions reductions. [See 65 FR at 2683 and 
                        <E T="03">Appalachian Power</E>
                         v. 
                        <E T="03">EPA</E>
                        , 249 F. 3d 1032, 1039 (D.C. Cir., 2001).] Similarly, in our proposal on the North Carolina section 126 petition, we proposed to deny the section 126 petition if we approved SIPs which satisfied the emission reduction requirements of the CAIR, or if we promulgated a FIP which included the emission reduction requirements of the CAIR. (In today's final rule, we are denying the petition because we are promulgating FIPs concurrently with the final section 126 response, which FIPs eliminate the significant 
                        <PRTPAGE P="25333"/>
                        contribution from upwind sources to North Carolina.) 
                    </P>
                    <P>
                        Finally, in the earlier section 126 rule, EPA adopted as a remedy for section 126 a Federal NO
                        <E T="52">X</E>
                         cap-and-trade program patterned after the model NO
                        <E T="52">X</E>
                         cap-and-trade program that EPA developed for States as an option to meet their NO
                        <E T="52">X</E>
                         SIP Call requirements. See 65 FR 2686. The EPA proposed the same approach for the North Carolina section 126 petition, in the event that EPA granted the petition. 
                    </P>
                    <HD SOURCE="HD3">4. What Is the Clean Air Interstate Rule? </HD>
                    <P>
                        The EPA developed the CAIR to address interstate pollution transport with respect to the newly adopted PM
                        <E T="52">2.5</E>
                         and 8-hour ozone NAAQS. 
                    </P>
                    <P>
                        In the CAIR, based on air quality modeling analyses and cost analyses, EPA concluded that SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions in certain States in the eastern part of the country, through the phenomenon of air pollution transport,
                        <SU>4</SU>
                        <FTREF/>
                         contribute significantly to PM
                        <E T="52">2.5</E>
                         and/or 8-hour ozone nonattainment and maintenance problems in downwind States. The CAIR establishes emission reduction requirements for the affected upwind States under CAA section 110(a)(2)(D)(i). The affected States and the District of Columbia have until September 11, 2006 to adopt and submit SIP revisions to achieve these required reductions. The SIP revision must contain measures that will assure that sources in the State reduce their SO
                        <E T="52">2</E>
                         and/or NO
                        <E T="52">X</E>
                         emissions sufficiently to eliminate the amounts of SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         that contribute significantly to nonattainment downwind. Reducing upwind precursor emissions will assist the downwind PM
                        <E T="52">2.5</E>
                         and 8-hour ozone areas in achieving and maintaining the NAAQS. Moreover, attainment will be achieved in a more equitable, cost-effective manner than if each nonattainment area attempted to achieve attainment by implementing local emissions reductions alone. The EPA specified that the CAIR emissions reductions be implemented in two phases. The first phase of NO
                        <E T="52">X</E>
                         reductions starts in 2009 (covering 2009-2014) and the first phase of SO
                        <E T="52">2</E>
                         reductions starts in 2010 (covering 2010-2014); the second phase of reductions for both NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         starts in 2015 (covering 2015 and thereafter). The emissions reduction requirements are based on controls that are known to be highly cost effective for EGUs; however, States have the flexibility to determine what measures to adopt to achieve the necessary reductions. In the CAIR, EPA provided model SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         trading programs for EGUs that States can choose to adopt to meet the emissions reduction requirements in a flexible and highly cost-effective manner. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>4</SU>
                             When we use the term “transport” we mean to include the transport of both fine particles (PM
                            <E T="52">2.5</E>
                            ) and their precursor emissions and/or transport of both ozone and its precursor emissions.
                        </P>
                    </FTNT>
                    <P>
                        With the inclusion of Delaware and New Jersey in the CAIR PM
                        <E T="52">2.5</E>
                         region, EPA estimates that the CAIR will reduce SO
                        <E T="52">2</E>
                         emissions by 3.6 million tons in 2010 and by 3.9 million tons in 2015; and will reduce annual NO
                        <E T="52">X</E>
                         emissions by 1.2 million tons in 2009 and by 1.5 million tons in 2015. (These numbers reflect the annual SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         requirements.) If all these States choose to achieve these reductions through EGU controls, then EGU SO
                        <E T="52">2</E>
                         emissions in the affected States would be capped at 3.7 million tons in 2010 and 2.6 million tons in 2015; 
                        <SU>5</SU>
                        <FTREF/>
                         and EGU annual NO
                        <E T="52">X</E>
                         emissions would be capped at 1.5 million tons in 2009 and 1.3 million tons in 2015. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>5</SU>
                             It should be noted that the SO
                            <E T="52">2</E>
                             trading program provides that sources may bank pre-2010 title IV SO
                            <E T="52">2</E>
                             allowances to be used for compliance with CAIR. These provisions encourage sources to make early emission reductions and ease the transition to the CAIR SO
                            <E T="52">2</E>
                             program, and as a result, emissions may not reflect the emission caps in any given year.
                        </P>
                    </FTNT>
                    <P>
                        Based on the promulgated CAIR (70 FR 25162), EPA estimates that the required SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions reductions would, by themselves, bring into attainment 52 of the 79 counties that are otherwise projected to be in nonattainment for PM
                        <E T="52">2.5</E>
                         in 2010, and 57 of the 74 counties that are otherwise projected to be in nonattainment for PM
                        <E T="52">2.5</E>
                         in 2015. The EPA further estimates that the required NO
                        <E T="52">X</E>
                         emissions reductions would, by themselves, bring into attainment 3 of the 40 counties that are otherwise projected to be in nonattainment for 8-hour ozone in 2010, and 6 of the 22 counties that are projected to be in nonattainment for 8-hour ozone in 2015. In addition, the CAIR will improve PM
                        <E T="52">2.5</E>
                         and 8-hour ozone air quality in the areas that would remain in nonattainment for those two NAAQS after implementation of the CAIR. Because of CAIR, the States with those remaining nonattainment areas will find it less burdensome and less expensive to reach attainment by adopting additional local controls. The CAIR will also reduce PM
                        <E T="52">2.5</E>
                         and 8-hour ozone levels in attainment areas, providing significant health and environmental benefits in all areas of the eastern United States. 
                    </P>
                    <P>For a more complete description of the CAIR and its impacts, the reader is encouraged to review the preamble to the CAIR. </P>
                    <HD SOURCE="HD3">5. What Are the Findings of Failure To Submit for the Section 110(a)(2)(D) Plans?</HD>
                    <P>
                        In a final rule published on April 25, 2005 (70 FR 21147), we made national findings that States have failed to submit SIPs required under section 110(a)(2)(D) to address interstate transport with respect to the 8-hour ozone and PM
                        <E T="52">2.5</E>
                         NAAQS. 
                    </P>
                    <P>The April 25, 2005 findings started a 2-year clock for EPA to promulgate a FIP to address the requirements of section 110(a)(2)(D). Under section 110(c)(1), EPA may issue a FIP any time after such findings are made and must do so unless a SIP revision correcting the deficiency is approved by EPA before the FIP is promulgated. For States affected by CAIR, an approved SIP meeting the CAIR requirements would satisfy the requirement and turn off the FIP clock. As discussed below in section IV, EPA is today promulgating FIPs for States affected by the CAIR. However, EPA intends to withdraw the FIP in a State in coordination with approval of a SIP for the State that meets the CAIR requirements. </P>
                    <P>The findings do not start a sanctions clock pursuant to section 179 because the findings do not pertain to a part D plan for nonattainment areas required under section 110(a)(2)(I) and because the action is not a SIP Call pursuant to section 110(k)(5). </P>
                    <HD SOURCE="HD3">6. What Are the Petitions for Reconsideration of the CAIR? </HD>
                    <P>
                        Following publication of the final CAIR, EPA received twelve petitions requesting reconsideration of certain aspects of the final rule. The EPA considered all issues raised in the petitions and decided to reconsider six issues. In the notice of proposed rulemaking for this rule, EPA announced its decision to reconsider one issue: the definition of “EGU” as it relates to certain solid waste incineration units. Subsequently, on December 2, 2005 (70 FR 72268), and December 29, 2005 (70 FR 77101), EPA published in the 
                        <E T="04">Federal Register</E>
                         notices announcing its decisions to reconsider five additional aspects of CAIR and requesting comment on those issues. 
                    </P>
                    <P>As part of this rule, EPA is taking final action on reconsideration of the definition of “EGU” as it relates to certain solid waste incineration units. As explained in sections VI.E and VII below, EPA has revised the definition of EGU to establish a specific exemption for certain solid waste incineration units. </P>
                    <P>
                        In a separate notice signed today, EPA is taking final action on the five 
                        <PRTPAGE P="25334"/>
                        additional aspects of CAIR for which EPA granted petitions for reconsideration. The EPA also is taking final action today to deny the remaining issues raised in the twelve petitions for reconsideration. These actions are discussed in greater detail in the preamble for the notice of final action on reconsideration, titled “Rule to Reduce Interstate Transport of Fine Particulate Matter and Ozone (Clean Air Interstate Rule): Reconsideration” and all related documents are available in the docket for the CAIR (EPA-HQ-OAR-2003-0053). 
                    </P>
                    <HD SOURCE="HD2">D. Summary of North Carolina's Section 126 Petition </HD>
                    <HD SOURCE="HD3">1. What Sources Does the Petition Target? </HD>
                    <P>
                        The North Carolina petition requests reductions of certain emissions from large EGUs located in 13 States. With respect to the PM
                        <E T="52">2.5</E>
                         NAAQS, the petition requests that EPA find that NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         emissions from large EGUs in 12 States (Alabama, Georgia, Illinois, Indiana, Kentucky, Michigan, Ohio, Pennsylvania, South Carolina, Tennessee, Virginia, and West Virginia) are significantly contributing to nonattainment in, or interfering with maintenance by, North Carolina. With respect to the 8-hour ozone NAAQS, the petition requests that EPA find that NO
                        <E T="52">X</E>
                         emissions from large EGUs in 5 States (Georgia, Maryland, South Carolina, Tennessee, and Virginia) are significantly contributing to nonattainment in, or interfering with maintenance by, North Carolina (Petition, p.1). 
                    </P>
                    <P>
                        The petition defines the term “EGUs” as all facilities meeting the criteria described in the proposal for the CAIR. (
                        <E T="03">See</E>
                         69 FR 4566, 4610; January 30, 2004.) In the proposal for the CAIR, we defined EGUs as “fossil-fuel fired boilers and turbines serving an electric generator with a nameplate capacity of greater than 25 megawatts (MW) producing electricity for sale.” (Id.) (See sections VI.E. and VII of today's preamble for clarification of the EGU definition.) 
                    </P>
                    <HD SOURCE="HD3">2. What Control Remedy Does the Petition Request? </HD>
                    <P>
                        In its petition, North Carolina states that compliance with the NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         emissions budgets in the proposal for the CAIR would satisfy the requirements of the petition. These emissions budgets were based on controls that are highly cost effective for EGUs [the highly cost effective control metric being a component of determining which emissions contribute significantly (see 
                        <E T="03">State of Michigan</E>
                         v. 
                        <E T="03">EPA</E>
                        , 213 F.3d 663, 674-80 (D.C. Cir., 2000) (upholding consideration of cost as an aspect of significant contribution)]. North Carolina also states that it does not oppose the flexibility discussed by EPA (69 FR at 4622) to allow equivalent reductions from other source categories in given States, so long as those reductions are real and enforceable (Petition, p. 24). 
                    </P>
                    <P>
                        In the CAIR, EPA provided model NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         cap-and-trade programs for EGUs as control options for States to choose to meet the CAIR emissions reductions requirements. The trading programs allow interstate trading among sources in all States subject to the CAIR that adopt the programs. In its petition, North Carolina said it recognizes the value of allowing sources flexibility to reduce their emissions in the most cost-effective manner consistent with the statute. However, North Carolina expressed concerns about a regional trading program (Petition, pp. 25-28). We address this issue below in sections II and VI. 
                    </P>
                    <HD SOURCE="HD3">3. What Is the Technical Support for the Petition? </HD>
                    <P>
                        To support its claim that EGUs outside North Carolina are contributing significantly to nonattainment and maintenance problems in the State, North Carolina relies largely on EPA's technical analyses for the proposed CAIR. Therefore, as discussed above, the petition targets sources in the same States that EPA linked to North Carolina in the proposed CAIR. As corroborative support, North Carolina cites analyses conducted by the Southern Appalachian Mountains Initiative (SAMI) on PM
                        <E T="52">2.5</E>
                         transport, North Carolina's further evaluation of the SAMI's analyses, as well as back trajectory analyses performed by the North Carolina Division of Air Quality from PM
                        <E T="52">2.5</E>
                         monitors in two counties. (See Petition, pp. 13-17.) 
                    </P>
                    <HD SOURCE="HD2">E. What Is the Consent Decree on the Section 126 Rulemaking Schedule? </HD>
                    <P>On March 19, 2004, EPA received a petition from the State of North Carolina filed under CAA section 126. Section 126(b) requires EPA to make the requested finding, or to deny the petition, within 60 days of receipt. It also requires EPA to provide a public hearing before acting on the petition. In addition, EPA's action under section 126 is subject to the procedural requirements of section 307(d) of the CAA. [See section 307(d)(2)-(5).] One of these requirements is that EPA conduct notice-and-comment rulemaking. Section 307(d)(10) provides for a time extension, under certain circumstances, for rulemakings subject to that provision. Specifically, it allows statutory deadlines that require promulgation in less than 6 months from proposal to be extended to not more than 6 months from proposal to afford the public and the Agency adequate opportunity to carry out the purposes of section 307(d). In an action published on May 26, 2004 (69 FR 30038), EPA extended the deadline for EPA to take action on the North Carolina petition by the full 6 months, to November 18, 2004. </P>
                    <P>
                        On February 17, 2005, the State of North Carolina and the citizen's group Environmental Defense filed complaints against EPA seeking to compel EPA to take action on the State's section 126 petition: 
                        <E T="03">State of North Carolina</E>
                         v. 
                        <E T="03">Johnson</E>
                        , No. 5:05-CV-112 (E.D. N.C.) and 
                        <E T="03">Environmental Defense</E>
                         v. 
                        <E T="03">Johnson</E>
                        , No. 5:05-CV-113 (E.D. N.C.). The EPA, North Carolina, and Environmental Defense filed a proposed consent decree that would establish a schedule for EPA to act on the petitions. Pursuant to CAA section 113(g), the EPA solicited comments on the proposed consent decree, by notice dated March 2, 2005 (70 FR 10089). The comment period closed April 1, 2005 without EPA receiving negative comment. On May 9, 2005, the court entered a slightly modified version of the consent decree. 
                    </P>
                    <P>The schedule in the consent decree required EPA to sign a proposal to grant or deny the petition by August 1, 2005, a date EPA met. (See 70 FR 49746.) The consent decree also required EPA to hold a public hearing on the proposal during the week of September 12 in North Carolina, and EPA held hearings in Research Triangle Park, North Carolina and Washington, DC during that week. The EPA must also take final action to grant or deny the petition by March 15, 2006, and is doing so in this rule. With the signature of today's final response to the petition, EPA has thus fulfilled all the deadlines and provisions of the consent decree. </P>
                    <HD SOURCE="HD1">II. What Is EPA's Legal and Analytical Approach for the Section 126 Petition? </HD>
                    <P>
                        For the PM
                        <E T="52">2.5</E>
                         NAAQS, EPA proposed to deny the petition with respect to sources in any State having an approved SIP meeting the CAIR emissions reductions requirements, and with respect to sources in any State for which EPA promulgated a FIP with those same emission reductions requirements. In either case, there would no longer be a violation of the prohibition in section 110(a)(2)(D)(i). Since a violation of that prohibition is a condition precedent for granting a section 126 petition, EPA 
                        <PRTPAGE P="25335"/>
                        necessarily would deny the petition. (
                        <E T="03">See</E>
                         70 FR at 49716-49717.) 
                    </P>
                    <P>A number of commenters disagreed with EPA's approach. In their view, section 126 guarantees a particular result: reductions of emissions from designated upwind sources linked to North Carolina nonattainment or maintenance problems, which reductions are to occur within three years.</P>
                    <P>In the commenters' view, if an approved SIP or a FIP does not provide this result within the three year time frame stated in section 126(c), then EPA must grant the petition. Thus, the argument goes, EPA must find that certain sources significantly contribute to nonattainment problems in North Carolina regardless of whether there is a current violation of the section 110(a)(2)(D)(i) prohibition. The commenters maintain that the statute, case-law, and past EPA practice all compel their interpretation. </P>
                    <P>
                        EPA disagrees. In our view, section 126 provides a mechanism forcing EPA to act, but does not force adoption of controls beyond those necessary to remove the underlying SIP deficiency which violates the prohibition of section 110(a)(2)(D)(i). In essence, section 126 provides States a means to force EPA to take action to reduce specific emissions when EPA has not taken the actions required by section 110(a)(2)(D)(i) to address significant contribution to downwind receptors, but does not force further action. It follows, therefore, that once EPA has taken action to eliminate the SIP deficiencies by approving SIPs which implement CAIR (
                        <E T="03">i.e.,</E>
                         which eliminate the significant contribution), or itself promulgates a CAIR FIP for states with SIP deficiencies, there is no longer a cause of action under section 126.
                        <SU>6</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>6</SU>
                             This analysis assumes that the facts underlying CAIR remain unchanged. If a Petition were to present new information showing, for example, that there is a different level of contribution than EPA analyzed in CAIR, compliance with CAIR would not automatically be determinative regarding whether upwind sources are emitting in violation of the section 110 (a)(2)(D)(i) prohibition. See 64 FR at 28274 n. 15 and 
                            <E T="03">Appalachian Power,</E>
                             249 F.3d at 1067 (later developments can be the basis for another section 126 petition). 
                        </P>
                    </FTNT>
                    <P>
                        This interpretation is consistent with the text of the statute, which links action under section 126 inextricably with the existence of an underlying section 110(a)(2)(D)(i) SIP deficiency: “[a]ny State * * * may petition the Administrator for a finding that any major source or group of stationary sources emits * * * any air pollutant 
                        <E T="03">in violation of the prohibition of section 110(a)(2)(D)[(i)]</E>
                         
                        <E T="51">7</E>
                        <FTREF/>
                          
                        <E T="03">o[f] this section</E>
                        ” (emphasis added). Case law likewise makes clear that EPA's determination of whether or not to grant a section 126 petition turns on whether SIPs are in violation of section 110(a)(2)(D)(i). 
                        <E T="03">Appalachian Power</E>
                         v. 
                        <E T="03">EPA</E>
                        , 249 F.3d 1032, 1045-46 (D.C. Cir. 2001). Similarly, in the rulemaking dealing with a section 126 petition in circumstances most analogous to those here (EPA's response to the Northeastern states' petition regarding interstate transport of ozone precursors, issued roughly contemporaneously with the NO
                        <E T="52">X</E>
                         SIP Call), EPA stated that it “interprets section 126 to provide that a source is emitting in violation of the prohibition of section 110(a)(2)(D)(i) where the applicable SIP fails to prohibit (and EPA has not remedied this failure through a FIP) a quantity of emissions from that source that EPA has determined contributes significantly to nonattainment or interferes with maintenance in a downwind [S]tate” (64 FR at 28272; May 25, 1999). Thus, “[a]n upwind State and EPA may remedy this excessive interstate transport of air pollutants through adoption and approval of a SIP revision barring the emission of such pollutants. Alternatively, a downwind State and EPA may remedy this excessive interstate transport of air pollutants through the State petitioning EPA under section 126 and EPA regulating the sources directly” (65 FR 2680; January 18, 2000).
                    </P>
                    <FTNT>
                        <P>
                            <SU>7</SU>
                             As noted earlier, the statutory text refers to subsection (ii) of section 110(a)(2)(D), but this is a scrivener's error. 
                            <E T="03">Appalachian Power,</E>
                             249 F.3d 1032, 1040-44.
                        </P>
                    </FTNT>
                    <P>
                        Commenters argued, however, that the reference in section 126(b) and (c) to “the prohibition of section 110(a)(2)(D) [(i)]” must be to the functional prohibition in section 110(a)(2)(D)(i), by which they mean a cessation of emissions that contribute significantly to nonattainment in a downwind state. Under this reading, a remedy under section 126 must entail emission reductions, not merely SIP revisions. EPA agrees that the prohibition referred to is the functional prohibition on significant contribution to downwind states, and therefore, for example, EPA cannot defer granting a section 126 petition merely because a state is under a legal obligation to revise its SIP. 
                        <E T="03">Appalachian Power,</E>
                         249 F.3d at 1044. However, adoption of a SIP implementing CAIR (or EPA enacting a CAIR FIP) addresses the functional prohibition of section 110(a)(2)(D)(i) by eliminating the SIP deficiency triggering the prohibition through requirements on sources to eliminate the significant contribution to downwind receptors. Moreover, to the extent the commenters are maintaining that the ‘functional prohibition in section 110(a)(2)(D)(i)’ refers to some specific environmental result, such as North Carolina coming into attainment (see Comments of North Carolina Attorney General at 17), we disagree. EPA interprets “significant contribution” in the CAIR and in this proceeding to include both an emission component and a feasibility/cost-effectiveness component, so that what is prohibited are specific levels of emissions which can feasibly be reduced in a highly cost-effective manner. See also 65 FR at 2677 (applying cost effectiveness component of the significant contribution standard in granting a section 126 petition). Adoption of a CAIR SIP (or EPA adopting a CAIR FIP) fully addresses this prohibition. 
                    </P>
                    <P>
                        In the same vein, other commenters argued that sections 110(a)(2)(D) and 126 are independent provisions, and that EPA is vitiating that independence by substituting a section 110 remedy for the section 126 remedy, the implication again being that section 126 commands an environmental result which must be effectuated once the section 110(a)(2)(D) prohibition is violated. EPA disagrees with the premise of the comment. Although the two provisions unquestionably may be applied independently, they are also closely linked in that a violation of the prohibition in section 110(a)(2)(D)(i) is a condition precedent for action under section 126 and, critically, that significant contribution is construed identically for purposes of both provisions (since the identical term naturally is interpreted as meaning the same thing in the two linked provisions). See 
                        <E T="03">Appalachian Power,</E>
                         249 F. 3d at 1049-50. If EPA or a State has adopted provisions that eliminate the significant contribution to downwind states, then there simply is no violation of the section 110(a)(2)(D) prohibition. Moreover, since we interpret significant contribution to mean the same thing under both provisions, relief under section 126 to eliminate significant contribution must in any case mean eliminating those emissions which can feasibly be controlled in a highly cost-effective manner as defined in the CAIR. Put another way, requiring additional reductions would result in eliminating emissions which do not contribute significantly, an action beyond the scope of section 126. 
                    </P>
                    <P>
                        Commenters further argued that relief under section 126 must occur within 3 years and therefore that the CAIR emission reductions do not satisfy 
                        <PRTPAGE P="25336"/>
                        section 126 because although those reductions commence within 3 years they are phased in over a longer time. These comments assume that EPA must make the section 126 findings, however, in which case sources covered by the petition would indeed have to eliminate significant contribution within 3 years. But as just explained, a condition precedent to making section 126 findings is the existence of an underlying SIP deficiency, which EPA has chosen to address directly through action under section 110(a)(2)(D). Moreover, this choice is appropriate. As a result of today's action, not only will there be an approved SIP or a CAIR FIP in place requiring emission reductions which eliminate the significant contribution to North Carolina, but these reductions occur within 3 years, commencing in 2009 when NO
                        <E T="52">X</E>
                         controls (a PM
                        <E T="52">2.5</E>
                         precursor) are required (70 FR at 49718). This is similar to EPA's decisions in the parallel NO
                        <E T="52">X</E>
                         SIP Call/section 126 rulemakings where EPA initially deferred making section 126 findings because there would be approved SIPs in place requiring elimination of significant contribution to downwind States with emission reductions to commence (although not be concluded) within the 3-year period (64 FR at 28275).
                        <SU>8</SU>
                        <FTREF/>
                         When the NO
                        <E T="52">X</E>
                         SIP Call rule was judicially stayed, it was no longer appropriate to defer making the section 126 findings because there were no longer “explicit and expeditious deadlines for compliance with the NO
                        <E T="52">X</E>
                         SIP Call” (65 FR 2680). Here, the certainty of SIP submissions (or action under a CAIR FIP) coupled with explicit and certain compliance deadlines calling for emissions reductions commencing in the same timeframe as the section 126 3-year window make it appropriate for EPA to utilize the section 110(a)(2)(D) remedy.
                    </P>
                    <FTNT>
                        <P>
                            <SU>8</SU>
                             Commenters asserted that all emissions reductions under the SIP Call would have occurred within the three-year period, but this is not the case. The date for achieving the budgets provided by the SIP Call (
                            <E T="03">i.e.,</E>
                             the full panoply of annual emission reductions) was 2007, six years from the rule's promulgation date. See 63 FR at 57450.
                        </P>
                    </FTNT>
                    <P>
                        We note further that in arguing that EPA must order all emissions reductions from designated sources which contribute to North Carolina PM
                        <E T="52">2.5</E>
                         nonattainment to occur within 3 years, commenters again ignore the feasibility/cost-effectiveness prong of the significant contribution test. EPA has found that the CAIR emissions reductions are highly cost effective based on the compliance schedule established in that rule, and further found that that compliance schedule is needed for reasons of technical feasibility (70 FR at 25195-25229). Requiring those reductions to occur on a more rapid timeframe would thus require considerably more than merely eliminating significant contribution, and so would exceed the scope of section 126. Moreover, commenters presented no independent analysis showing that emission reductions from the designated sources could be obtained cost-effectively (or even feasibly) within 3 years.
                        <SU>9</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>9</SU>
                             The petitioner (in its comments on the proposal) stated that “[c]ontrols for sources contributing to nonattainment in North Carolina would be cost effective. EPA concluded as much in the Proposed CAIR Rule * * *. There is nothing in the Final CAIR Rule that indicates that adding North Carolina to the list of downwind states would ‘break the bank’ on cost effectiveness.' ” Comments of North Carolina Attorney General at p. 30 n. 16. This statement does not address whether controls on upwind souces would be cost effective (or feasible) in timeframes more rapid than those found to be cost effective and feasible in the CAIR. 
                        </P>
                    </FTNT>
                    <P>
                        Commenters also argued that because a SIP (or the CAIR FIP) could (or in the case of the FIP, would) reflect a trading component, such a scheme would not satisfy section 126. The legal argument is that section 126 requires emission reductions to come from designated sources, a result not possible to guarantee under a trading regime. More basically, commenters stated that under a trading regime there was no certainty that there would be reduction of emissions to North Carolina, so that at the least, trading should be limited to sources designated in the petition as contributing significantly to nonattainment in North Carolina. These arguments again assume that EPA must grant the petition, which is not our view so long as the underlying SIP deficiencies are rectified, as explained above. The arguments also do not address the critical point that availability of trading options are part of the basis for EPA's findings that reductions are highly cost effective, and hence are an element of the finding that emissions contribute significantly to nonattainment.
                        <SU>10</SU>
                        <FTREF/>
                         The approach here is also consistent with the one EPA adopted initially in the NO
                        <E T="52">X</E>
                         SIP Call/section 126 rulemaking, where EPA deferred granting section 126 petitions based on the existence of the NO
                        <E T="52">X</E>
                         SIP Call remedy, which included a trading scheme across the entire region. 63 FR at 56309-320; see generally 64 FR at 28307-309 (appropriateness of trading as a section 126 remedy). Indeed, as noted earlier, EPA adopted a trading scheme when granting that earlier section 126 petition. See 65 FR at 2686; see also 
                        <E T="03">Appalachian Power,</E>
                         249 F. 3d at 1039 noting that EPA's section 126 rule included a cap-and-trade program. Further discussion of issues relating to the trading regime are found in section VI.B of this preamble. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>10</SU>
                             Indeed, the Petition relies on EPA's analysis of what constitutes significant contribution, which, as just noted, includes an assumption that sources participate in a trading scheme to achieve highly cost-effective emission reductions. The Petition presents no independent analysis of what would constitute a significant contribution in the absence of a trading program. It is thus illogical for the Petition to argue that sources must eliminate all significant contribution (of which trading is a necessary element) but must do so without a trading program.
                        </P>
                    </FTNT>
                    <P>Some commenters also challenged EPA's basis for proposing to deny the petition with respect to ozone. EPA did so because no area in North Carolina is projected to be in nonattainment with the ozone 8-hour NAAQS in the CAIR base case and therefore upwind states would (by definition) not be contributing significantly to North Carolina nonattainment (70 FR at 25162). Commenters argued that EPA is obligated to consider current conditions, and not base findings on future conditions, because some areas in North Carolina are presently in nonattainment. They base this argument on the use of the present tense in section 126(b) (“emits or would emit any air pollutant in violation of the prohibition of section 110(a)(2)(D)[(i)]”), plus equitable consideration of the need to address existing pollution problems. </P>
                    <P>
                        EPA disagrees. With respect to the statutory language, both section 126(b) and 110(a)(2)(D)(i) do not specify the time by which EPA must evaluate significance of contribution. Indeed, section 110(a)(2)(D)(i) is written exclusively in the future tense, and the reference to “emits or would emit” in section 126(b) is naturally read as making clear that controls can apply to both existing and new sources. See 
                        <E T="03">Appalachian Power,</E>
                         249 F. 3d at 1056-57. Moreover, it makes sense for significant contribution determinations to be based on conditions at the time at which potential controls are contemplated. Suppose, for example, that due to future rules (a clutch of effective mobile source controls, for example) it can reliably be predicted that an area will be in attainment although it is not so presently. We do not believe that the statute mandates immediate assessment of interstate contribution to address a nonattainment problem that will no longer exist at the time controls on the interstate emissions would be implemented. EPA thus has consistently adopted this future-looking approach when assessing interstate transport, and believes it reasonable to continue doing so here. See 63 FR at 57375 (adopting this approach in NO
                        <E T="52">X</E>
                         SIP Call). 
                        <PRTPAGE P="25337"/>
                    </P>
                    <P>Finally, commenters argued that EPA had ignored the statutory requirement in section 110(a)(2)(D)(i) (incorporated within section 126(b) and (c)) to prohibit interstate transport that “interefere[s] with maintenance” by North Carolina of the 8-hour ozone NAAQS. They further stated that a number of North Carolina counties projected to attain the ozone NAAQS are modeled to do so by narrow margins that should be deemed to fall within the interfere with maintenance test based on modeling uncertainties and historic ozone variability patterns in the counties in question. </P>
                    <P>
                        EPA stated in the CAIR rule that it would apply the interfere with maintenance provision in section 110(a)(2)(D) in conjunction with the significant contribution to nonattainment provision and so did not use the maintenance prong to separately identify upwind States subject to CAIR (70 FR at 25193). EPA did this so as not to give the interfere with maintenance requirement greater weight than the significant contribution requirement, thus avoiding giving greater weight to the potentially lesser environmental effect. (See CAIR Response to Comments Response at p. 63.) EPA's reading also promotes a reasonable balance between controls on upwind states and in-state controls, an important objective in applying the section 110 and 126 interstate transport provisions. (See 70 FR at 25193.) Suppose, for example, that a downwind area is projected to attain by the effective date of potential section 110(a)(2)(D) (or section 126(b)) controls, so that those controls are unnecessary to prevent significant contribution to nonattainment. Applying controls on upwind sources in these circumstances not only could be environmentally unnecessary, but could even create a perverse incentive for downwind states to increase local emissions.
                        <SU>11</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>11</SU>
                             In this case, the three North Carolina counties mentioned in comments as warranting upwind reductions to maintain attainment status, are not only projected to be in attainment in 2010 in both the base case and the CAIR case (considering emission reductions occurring under CAIR to prevent significant contribution) and the 2015 base case and CAIR case. In fact, in 2015, these counties (Mecklenburg, Rowan, and Wake) are projected to be attaining by comfortable margins. CAIR Modeling TSD App. E Table E-1 (projected levels of 75.0 ppb, 74.1 ppb, and 70.8 ppb respectively in the 2015 CAIR case, which are all below the levels (3-5 ppb) EPA considered to raise maintenance concerns in the CAIR. These projections do not consider the effect of local controls other than those already enacted. Projected levels in the 2015 base case, 
                            <E T="03">i.e.</E>
                             without CAIR and without further local controls, are likewise comfortably below the levels which could raise likely possibility of returning to nonattainment. (It is reasonable to defer consideration of maintenance issues until 2015 in this anlaysis because the CAIR remedy is in two parts. There thus will be further emission controls of NO
                            <E T="52">X</E>
                             between 2010 and 2015 as a result of CAIR which could subsume any controls adopted for maintenance reasons.) EPA thus in any case does not beleive that further reductions from upwind sources is needed to maintain the 8-hour ozone standard in these counties, and that such emission reductions would not reasonably balance upwind and local controls. See also Response to Comment Document addressing these factual issues.
                        </P>
                    </FTNT>
                    <P>We note further that even if (against our view) the interference with maintenance standard were to be applied in cases where there is no evidence of significant contribution to nonattainment, EPA would still interpret the standard as requiring consideration of cost and technical feasibility since EPA already considers these factors as aspects of significant contribution, and it would make little sense to interpret the interfere with maintenance language (the lesser environmental effect) as allowing reductions without considering those same factors. See also 63 FR 57370 (interfere with maintenance must also reflect significant contribution to be cognizable under section 110 remedies for interstate transport. Moreover, given that maintenance addresses the less significant environmental effect, EPA would likely require that emission reductions be no less highly cost effective than those which significantly contribute to nonattainment, and might require that reductions be even more highly cost effective. It is thus difficult to see that further emission reductions than those already required under CAIR would be warranted. </P>
                    <HD SOURCE="HD1">III. What Is EPA's Final Action on the Section 126 Petition? </HD>
                    <P>
                        In determining whether emissions from EGUs in the States named in the North Carolina section 126 petition contribute significantly to 8-hour ozone and/or PM
                        <E T="52">2.5</E>
                         nonattainment and maintenance problems in North Carolina, EPA is relying on the conclusions drawn in the final CAIR. As discussed in section I above, North Carolina based its petition in large part on the analyses for the proposed CAIR—identifying EGUs in the same upwind States that EPA proposed to link to North Carolina. The EPA conducted new modeling analyses using updated emissions inventories for the final CAIR. The EPA also applied a different value for the threshold contribution level for the air quality portion of the significant contribution determination for PM
                        <E T="52">2.5</E>
                         in the final CAIR. Therefore, the upwind State-to-downwind State linkages differed in the final CAIR from the proposal. 
                    </P>
                    <HD SOURCE="HD2">A. What Is EPA's Final Action With Respect to the 8-Hour Ozone NAAQS? </HD>
                    <P>
                        In its petition, North Carolina requested that EPA make findings that large EGUs in Georgia, Maryland, South Carolina, Tennessee, and Virginia contribute significantly to nonattainment in, or interfere with maintenance by, North Carolina with respect to the 8-hour ozone NAAQS. In the proposed CAIR, EPA linked these States to 8-hour ozone air quality problems in Mecklenburg County, North Carolina. In the final CAIR, EPA's updated analyses project all of North Carolina to be in attainment for 8-hour ozone in the CAIR 2010 base case. Therefore, EPA did not link any upwind States to North Carolina with respect to the 8-hour ozone NAAQS in the final CAIR (
                        <E T="03">See</E>
                         CAIR preamble, Table VI-9 at 70 FR at 25249). Consequently, EPA is denying the section 126 petition with respect to the 8-hour ozone NAAQS. 
                    </P>
                    <HD SOURCE="HD2">
                        B. What Is EPA's Final Action With Respect to the PM
                        <E T="54">2.5</E>
                         NAAQS? 
                    </HD>
                    <P>
                        In its petition, North Carolina also requested that EPA make findings that large EGUs in Alabama, Georgia, Illinois, Indiana, Kentucky, Michigan, Ohio, Pennsylvania, South Carolina, Tennessee, Virginia and West Virginia contribute significantly to nonattainment in, or interfere with maintenance by, North Carolina with respect to the PM
                        <E T="52">2.5</E>
                         NAAQS. In the proposed CAIR, these 12 States were linked to PM
                        <E T="52">2.5</E>
                         nonattainment problems in North Carolina. In the final CAIR, as noted, EPA used different, updated modeling and also applied a 0.2 (μ/m
                        <E T="51">3</E>
                         contribution threshold level rather than the proposed 0.15 (μ/m
                        <E T="51">3</E>
                         for the air quality portion of the significant contribution determination (70 FR 25190-25191). Based on the updated modeling and the 0.2 (μ/m
                        <E T="51">3</E>
                         contribution threshold level, EPA determined in CAIR that only the following 10 States are significantly contributing to PM
                        <E T="52">2.5</E>
                         air quality problems in North Carolina: Alabama, Georgia, Indiana, Kentucky, Ohio, Pennsylvania, South Carolina, Tennessee, Virginia, and West Virginia (see preamble Table VI-8; 70 FR at 25248-25249). This means for purposes of section 126(b) that sources within these States for which EPA determined highly cost-effective controls are available are also contributing significantly to PM
                        <E T="52">2.5</E>
                         nonattainment problems in North Carolina. 
                    </P>
                    <P>
                        In determining what action to take in response to the PM
                        <E T="52">2.5</E>
                         portion of the section 126 petition, EPA is taking into consideration the CAIR FIPs that are being promulgated today in conjunction 
                        <PRTPAGE P="25338"/>
                        with the section 126 action (see section IV below). The FIP action establishes control requirements for each of the States affected by the CAIR in order to achieve the emissions reductions required to address interstate transport. 
                    </P>
                    <P>
                        In the proposal for the section 126 action, for EGUs in States linked to North Carolina in CAIR (and therefore, for which EPA proposed a FIP), EPA proposed in the alternative (1) to deny the petition if EPA issued the final FIPs to address the interstate transport no later than the final section 126 response or (2) to grant the petition and make section 126 findings if EPA did not promulgate the FIPs prior to or concurrently with the final section 126 response. Because the FIPs would fully address the PM
                        <E T="52">2.5</E>
                        -related interstate transport problem identified in CAIR and thus eliminate the section 110(a)(2)(D) violation, there would no longer be a basis for the section 126 findings. In today's action, EPA is finalizing the CAIR FIPs. Therefore, EPA is denying the section 126 petition for EGUs in States linked to North Carolina for PM
                        <E T="52">2.5</E>
                        . 
                    </P>
                    <P>
                        For EGUs located in Illinois and Michigan, which are not linked to North Carolina in the final CAIR with respect to the PM
                        <E T="52">2.5</E>
                         NAAQS (70 FR 25247-25248), EPA is also denying the petition. 
                    </P>
                    <HD SOURCE="HD1">IV. What Is the Federal Implementation Plan for the CAIR? </HD>
                    <HD SOURCE="HD2">A. What Is the Legal Framework for the FIPs? </HD>
                    <P>Section 110(c)(1) of the CAA requires the Administrator to promulgate a FIP within 2 years of: (1) Finding that a State has failed to make a required submittal, (2) finding that a submittal received does not satisfy the minimum completeness criteria established under section 110(k)(1)(A), or (3) disapproving a SIP submittal in whole or in part. The EPA may issue a FIP any time after making one of these findings or the Agency may issue a SIP disapproval. However, EPA is relieved of the obligation to promulgate the FIP if a SIP revision correcting the deficiency identified is approved by EPA before such a FIP is promulgated. </P>
                    <P>
                        As discussed in paragraph I.D.5, in a final rule signed the same day as CAIR, EPA found that States have failed to submit SIPs to satisfy the interstate transport requirement under section 110(a)(2)(D)(i) of the CAA for the PM
                        <E T="52">2.5</E>
                         and 8-hour ozone NAAQS (70 FR 21147). These findings started the 2-year clock for the promulgation of a FIP. They did not start a “sanctions clock” as there are no mandatory sanctions associated with the FIP or the finding of State failure to submit SIPs to satisfy 110(a)(2)(D)(i). 
                    </P>
                    <P>The EPA's authority to act when it has identified deficiencies in SIPs is derived from multiple sources. First, EPA may promulgate any measure which it is permitted to issue pursuant to pre-existing independent statutory authority—for example, the provisions of title II. That is, EPA may promulgate any measure which it has authority to issue in a non-FIP context, without reliance on section 110(c). Second, EPA may invoke section 110(c)'s general FIP authority and act in accordance with this provision, and the CAA more broadly, to cure a SIP deficiency. Third, under section 110(c), the courts have held that EPA may exercise all authority that the State may exercise under the CAA. </P>
                    <P>The first type of authority, EPA's general authority, is independent of section 110(c). It is not dependent on or altered by finding a deficiency in a SIP. </P>
                    <P>
                        The second type of authority, EPA's general authority under section 110(c), is essentially remedial. The EPA has broad power under that section to cure a defective State plan. Thus, in promulgating a FIP, EPA may exercise its own, independent regulatory authority in accordance with section 110(c), and the CAA more broadly. When EPA has promulgated a FIP, courts have not required explicit authority for specific measures: “We are inclined to construe Congress' broad grant of power to the EPA as including all enforcement devices reasonably necessary to the achievement and maintenance of the goals established by the legislation.” (
                        <E T="03">South Terminal Corp.</E>
                         v. 
                        <E T="03">EPA,</E>
                         504 F.2d 646, 669. (1st Cir., 1974)). 
                    </P>
                    <P>
                        Third, the same authority that is exercised by the States under the CAA in connection with the adoption, implementation, and enforcement of a SIP may be assumed to be available to the EPA when the agency issues a FIP, after determining that a State has not adopted a satisfactory SIP. As the Ninth Circuit has held, when EPA acts in place of the State pursuant to a FIP under section 110(c), EPA “stands in the shoes of the defaulting State, and all of the rights and duties that would otherwise fall to the State accrue instead to EPA,” (
                        <E T="03">Central Arizona Water Conservation District</E>
                         v. 
                        <E T="03">EPA,</E>
                         990 F.2d 1531, at 1541 9th Cir., 1993). The First Circuit, in an early FIP case, agreed: 
                    </P>
                    <EXTRACT>
                        <P>* * * the Administrator must promulgate promptly regulations setting forth an implementation plan for a State should the State itself fail to propose a satisfactory one. The statutory scheme would be unworkable were it read as giving to EPA when promulgating an implementation plan for a State, less than those necessary measures allowed by Congress to a State to accomplish Federal clean air goals. We do not adopt any such crippling interpretation. </P>
                        <P>
                            <E T="03">South Terminal Corporation</E>
                             v. 
                            <E T="03">EPA,</E>
                             504 F.2d 668 (1st Cir., 1974). 
                        </P>
                    </EXTRACT>
                    <P>In the case of Federally-recognized Indian Tribes, as we explained in the CAIR, (70 FR 25167-25168) Tribes are subject to section 110(a)(2)(D), but are not required to submit implementation plans. The EPA is required to promulgate FIPs for Indian country as necessary or appropriate to protect air quality. See 40 CFR 49.11(a). Presently, there are no emissions sources in Indian country within the region affected by CAIR which would make a FIP necessary or appropriate. In the event of the planned construction of such a source within Indian country in the 28-State region subject to CAIR, EPA will work with the relevant Tribal government to regulate the source through a Tribal or Federal implementation plan. In the case of an EGU, the EPA anticipates that the Tribal implementation plan (TIP) or FIP would involve the participation of the EGU in the EPA administered cap-and-trade program. The EPA will also work with the Tribe and affected States to determine how allowances allocated to the Indian country source will affect State allowance allocations. Because any FIPs for Indian country will necessarily be tailored to the specific circumstances, today's action contains no such FIP. The reader is referred to the CAIR for a more detailed discussion of the potential impact of the CAIR in Indian country (70 FR 25167-25168, 25315). </P>
                    <HD SOURCE="HD2">B. What Is the Timing and Scope of the CAIR FIP Actions? </HD>
                    <P>
                        As described in the CAIR, EPA views seriously its responsibility to address the issue of regional transport. Decreases in NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         emissions are needed in the States identified in the CAIR to enable downwind States to develop and implement plans to achieve and maintain the PM
                        <E T="52">2.5</E>
                         and 8-hour ozone NAAQS. The CAIR identified the amount of emissions reductions necessary for each State identified in the CAIR to meet their section 110(a)(2)(D) interstate transport obligations. Implementation of these reductions is necessary to help downwind States to achieve the NAAQS in order to provide clean air for their residents. 
                    </P>
                    <P>
                        Therefore, EPA is promulgating FIPs today in conjunction with the action responding to North Carolina's section 126 petition concerning transport of 
                        <PRTPAGE P="25339"/>
                        PM
                        <E T="52">2.5</E>
                         and 8-hour ozone. The EPA is promulgating these FIPs at the same time as its response to North Carolina's section 126 petition, which is required to be finalized no later than March 15, 2006 in accordance with a judicially-enforceable consent decree. The EPA believes it is appropriate to coordinate these two actions because they both address interstate transport, both apply to EGUs, and because the States of concern in the section 126 petition are a geographical subset of the States covered by CAIR. Promulgating the CAIR FIPs at this time provides a backstop of Federal controls for all States covered by CAIR for PM
                        <E T="52">2.5</E>
                         and/or 8-hour ozone, not just those States that significantly contribute to North Carolina for PM
                        <E T="52">2.5</E>
                        . This provides a level playing field, giving assurance to all the affected downwind States that the upwind emissions reductions required under CAIR will be achieved on time. Further, EPA believes that the CAIR reductions are best implemented as a unified program. The EPA believes that States will submit SIP revisions implementing the CAIR reductions in their States in a unified manner, and that this reduces workload for the States and provides sources with more certainty. Finally, promulgating the 8-hour ozone FIP as well as the PM
                        <E T="52">2.5</E>
                         FIP as early as possible gives States more flexibility to take advantage of the abbreviated SIP option discussed below and in section VI.C. This could further reduce workload for States to meet the requirements of CAIR. In today's action, EPA is not promulgating FIPs for any States not covered by CAIR. 
                    </P>
                    <P>The Agency is taking this action to provide a Federal backstop for CAIR where all States may not be able to develop and submit timely, approvable SIP revisions. In no way should the FIP for CAIR be viewed as a sign of any concern about States ultimately making the emission reductions required under CAIR. There are no sanctions associated with today's rule, and EPA does not intend CAIR FIPs to have any negative consequences for the affected States. To the contrary, EPA is finalizing FIP approaches that are flexible and allow States a full opportunity to get their SIP revisions in place, with minimal disruption in transitioning from Federal to State implementation. </P>
                    <P>Moving quickly to promulgate a FIP is consistent with Congress' intent that attaining the standard occurs in these downwind nonattainment areas “as expeditiously as practicable” (sections 181(a) and 172(a)(2)(B)). The FIP will help ensure that all emissions reductions required by CAIR, and the associated environmental benefits, will be achieved by the CAIR deadlines. In addition, the FIP will ensure that sources in all States covered by CAIR, regardless of whether they were included in the North Carolina section 126 petition, will be required to achieve emissions reductions at the same time. </P>
                    <P>
                        By finalizing the FIP well before the deadline for States to submit their CAIR SIPs, EPA is providing States an additional option for complying with the requirements of CAIR. States planning to adopt the model trading programs contained in the CAIR rule, can accept the FIP and significantly reduce the State resources needed to establish a program to implement the CAIR. Since there are no punitive consequences for States associated with the FIP or the finding of failure to submit SIPs to satisfy section 110(a)(2)(D)(i), some States could avoid much of the time and expense of revising their SIPs to comply with CAIR. Some States, particularly those subject to the NO
                        <E T="52">X</E>
                         SIP Call, may need to prepare minor SIP revisions regardless of whether they accept the FIP implementing the requirements of CAIR; yet the time and expense involved would be significantly reduced. 
                    </P>
                    <P>The EPA is finalizing, with certain changes described in section VI.C, the approach that a State can choose to modify the application of the CAIR FIP through abbreviated SIP revisions. The abbreviated SIP revisions approach covers specific elements of the FIP trading programs without submitting full SIP revisions to meet the requirements of CAIR. By accepting such abbreviated SIP revisions, EPA is providing additional options for States to comply with CAIR. A State can choose to retain control of these specific elements of the trading programs, without submitting a full SIP revision to meet the requirements of CAIR. As there are no sanctions associated with the FIP, EPA anticipates that some States will prefer to avoid spending the time and money necessary to submit a full SIP revision. </P>
                    <P>
                        The Agency will accept abbreviated SIP revisions for any or all of the following four specific elements of the FIP trading programs: (1) Provisions for otherwise unaffected units to opt-in to the FIP trading programs, (2) allocating annual and/or ozone season NO
                        <E T="52">X</E>
                        , (3) allocating allowances from the annual NO
                        <E T="52">X</E>
                         Compliance Supplement Pool (CSP), and (4) including NO
                        <E T="52">X</E>
                         SIP Call trading sources that are not EGUs under CAIR in the Federal CAIR ozone season NO
                        <E T="52">X</E>
                         cap-and-trade program. Upon approval of any such SIP revisions, EPA anticipates that the corresponding portions of the FIP for that State would be replaced or their application to sources would be modified. 
                    </P>
                    <P>
                        In offering a framework for abbreviated SIP revisions, the Agency anticipates that many States will wish to retain control over the allocation of allowances. Additionally, the Agency recognizes that States may wish to meet their NO
                        <E T="52">X</E>
                         SIP Call obligations by allowing NO
                        <E T="52">X</E>
                         budget units (that is, units in the NO
                        <E T="52">X</E>
                         SIP Call trading program) that are not EGUs under CAIR to participate in the CAIR ozone season trading program. 
                    </P>
                    <P>In its proposal, the EPA invited comment on the option for States to submit abbreviated SIPs covering specific elements of the Federal trading programs. A more complete discussion of the proposed abbreviated SIP provisions and the comments received is found in section VI of today's preamble. </P>
                    <P>Thus, the FIP will increase the options available for a State to comply with CAIR. Through the CAIR rulemaking actions, EPA has provided States with a great deal of data and analyses concerning air quality and control costs, as well as a determination whether upwind sources contribute significantly to downwind nonattainment under section 110(a)(2)(D). The EPA recognizes that States would face great difficulties in developing transport SIPs to meet the requirements of section 110(a)(2)(D) without these data and policies. Indeed, EPA acknowledged in the CAIR that the Agency's extensive analyses and data, including the multi-year operation of a federally-funded monitoring system (and the considerable information generated through that system) was a necessary element in the Agency's conclusion that it was appropriate to impose such requirements on States (70 FR 25267). </P>
                    <P>States have 18 months from the signature date of the CAIR, or until September 11, 2006, to develop, adopt, and submit revisions to their SIPs that meet the requirements of CAIR. The EPA will withdraw the FIP once EPA approves a SIP that meets the CAIR requirements in that State. </P>
                    <P>
                        Having the FIP in place early provides for a transition to a CAIR trading program with the greatest continuity, administrative ease, and cost savings for States that would otherwise develop a program identical to the model trading programs. The EPA's goal is to have approvable programs in place that meet the requirements of the CAIR whether they are in the form of a SIP or a FIP. By finalizing a FIP today, EPA in no way precludes a State from developing its own SIP to either adopt the trading 
                        <PRTPAGE P="25340"/>
                        rules with any discretionary elements allowed by the CAIR or from meeting the State emissions budget through different measures of the State's choosing. The EPA has considered the timing of each element of the FIP process to make sure to preserve each State's freedom to develop and implement SIPs. In this way, EPA has enhanced each State's options for complying with the requirements of the CAIR while ensuring that all the emissions reductions and environmental benefits of the CAIR are realized. 
                    </P>
                    <HD SOURCE="HD2">C. What Are the FIP Control Measures? </HD>
                    <P>In contrast to the SIP process—where selection and implementation of control measures is the primary responsibility of the State—in the case of a FIP, it is EPA's responsibility to select the control measures for sources and assure compliance with those measures. Thus, while the FIP is designed by EPA to achieve the same total emissions reductions described in the CAIR, the specific control measures assigned in the FIP may be different from what a State might choose. </P>
                    <P>
                        In selecting the control measures for the FIP, EPA is adopting the same measures used in the CAIR for calculating the required emissions reductions. In the CAIR, EPA is requiring States to achieve specified levels of emissions reductions based on levels that are achievable through implementation of highly cost-effective controls on EGUs. See the discussion in section IV of the CAIR, “What Amounts of SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         Emissions Did EPA Determine Should Be Reduced?” The EPA is including by reference the technical basis and supporting rationale for EPA's conclusions as to the highly cost-effective strategy developed for the CAIR. 
                    </P>
                    <P>
                        The SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         cap-and-trade programs for the FIP are discussed below in section VI. The unit NO
                        <E T="52">X</E>
                         allocations will be provided in a later action and will meet the State EGU budgets that are established in the CAIR for States that choose to meet the required emissions reductions by controlling EGUs only. 
                    </P>
                    <HD SOURCE="HD2">D. When and How Will EPA Remove the FIP Requirements if EPA Approves a SIP To Meet the CAIR? </HD>
                    <P>As discussed previously, EPA is finalizing the FIP today concurrently with EPA's response to the section 126 petition from North Carolina. The EPA intends to withdraw the FIP in a State in coordination with EPA's approval of a SIP for that State that meets the CAIR requirements. It is EPA's preference that States regulate sources to control the interstate transport; therefore, EPA will work with States to help ensure that the FIP would not need to be implemented. </P>
                    <P>
                        The EPA intends to withdraw the FIP requirements as soon as practical after receiving approvable CAIR SIP revisions. The EPA will work with States to ensure a timely withdrawal of the FIP and recording of State NO
                        <E T="52">X</E>
                         allocations in source accounts (for States choosing to allocate NO
                        <E T="52">X</E>
                         allowances). A more detailed discussion of the timing for recording allocations is found in section VI.F.1 of this preamble. 
                    </P>
                    <HD SOURCE="HD1">V. Emission Reduction Requirements for the CAIR FIP </HD>
                    <HD SOURCE="HD2">A. Introduction </HD>
                    <P>
                        In the CAIR (70 FR 25162), EPA determined that SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions from sources in the District of Columbia and the following 23 States contribute significantly to downwind PM
                        <E T="52">2.5</E>
                         nonattainment: Alabama, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Louisiana, Maryland, Michigan, Minnesota, Mississippi, Missouri, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, West Virginia, and Wisconsin. 
                    </P>
                    <P>
                        In a separate rulemaking signed the same day as this action, EPA finds that SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions from sources in Delaware and New Jersey also contribute significantly to downwind PM
                        <E T="52">2.5</E>
                         nonattainment. 
                    </P>
                    <P>In the CAIR, the Agency also determined that the District of Columbia and the following 25 States contribute significantly to downwind 8-hour ozone nonattainment: Alabama, Arkansas, Connecticut, Delaware, Florida, Illinois, Indiana, Iowa, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Mississippi, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Virginia, West Virginia, and Wisconsin. </P>
                    <P>
                        The EPA established CAIR annual SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emission reduction requirements for States that contribute significantly to downwind PM
                        <E T="52">2.5</E>
                         nonattainment and established NO
                        <E T="52">X</E>
                         ozone season emission-reduction requirements for States that contribute significantly to downwind 8-hour ozone nonattainment. The CAIR requires upwind States to revise their SIPs to include control measures to reduce emissions of SO
                        <E T="52">2</E>
                         and/or NO
                        <E T="52">X</E>
                         to meet the requirements in CAIR (SO
                        <E T="52">2</E>
                         is a precursor to PM
                        <E T="52">2.5</E>
                         formation, and NO
                        <E T="52">X</E>
                         is a precursor to both ozone and PM
                        <E T="52">2.5</E>
                         formation). 
                    </P>
                    <P>
                        The CAIR requires that the emission reductions be implemented in two phases. The first phase of CAIR NO
                        <E T="52">X</E>
                         reductions starts in 2009 (covering 2009-2014) and the first phase of CAIR SO
                        <E T="52">2</E>
                         reductions starts in 2010 (covering 2010-2014); the second phase of CAIR reductions for both NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         starts in 2015, covering 2015 and thereafter. 
                    </P>
                    <P>
                        In CAIR, EPA determined the extent of reductions required to eliminate significant contribution (
                        <E T="03">i.e.</E>
                        , to remove the section 110(a)(2)(D) violation). EPA interprets significant contribution as a specific level of emissions that can be feasibly reduced in a highly cost-effective manner. The required reductions are expressed as statewide budgets of SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions. Regionwide emissions trading programs for large EGUs (within the constraints of the emissions caps based on these statewide emission budgets 
                        <SU>12</SU>
                        <FTREF/>
                        ) provide one option for eliminating significant contribution and thus also eliminating the section 110(a)(2)(D) violation. The violation is eliminated once a State adopts a SIP containing the CAIR trading programs (or a SIP containing other emission reduction options meeting the requirements specified in CAIR), or EPA promulgates a FIP to achieve those same reductions. The CAIR includes model rules for regionwide EGU SO
                        <E T="52">2</E>
                         annual, NO
                        <E T="52">X</E>
                         annual, and NO
                        <E T="52">X</E>
                         ozone season emission cap-and-trade programs. States can choose to adopt these model rules (the CAIR SIP model trading rules) to obtain the required reductions in a flexible and cost-effective manner. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>12</SU>
                             It should be noted that the SO
                            <E T="52">2</E>
                             trading program provides that sources may bank pre-2010 title IV SO
                            <E T="52">2</E>
                             allowances to be used for compliance with CAIR. These provisions encourage sources to make early emission reductions and ease the transition to the CAIR SO
                            <E T="52">2</E>
                             program, and as a result, emissions may not reflect the emission caps in any given year.
                        </P>
                    </FTNT>
                    <P>Today, EPA is finalizing FIPs that implement the emission reduction requirements of the CAIR in all States covered by CAIR. The Agency is promulgating today's FIPs to provide a federal backstop for CAIR. </P>
                    <P>
                        EPA decided to adopt, as the FIP for each State in the CAIR region, the SIP model trading programs in the final CAIR, modified slightly to allow for federal instead of State implementation.
                        <SU>13</SU>
                        <FTREF/>
                         The specific requirements of the FIP trading programs are explained in greater detail in section VI below. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>13</SU>
                             Today's action includes revisions to the CAIR SIP model rules as described in section VII in this preamble. For the FIP trading programs the Agency adopts the SIP model rules as finalized today and modified for federal implementation.
                        </P>
                    </FTNT>
                    <P>
                        The CAIR FIPs will require SO
                        <E T="52">2</E>
                         annual and NO
                        <E T="52">X</E>
                         annual emission 
                        <PRTPAGE P="25341"/>
                        reductions from EGUs in States contributing significantly to PM
                        <E T="52">2.5</E>
                         nonattainment and NO
                        <E T="52">X</E>
                         ozone season emission reductions from EGUs in States contributing significantly to ozone nonattainment through participation in the regionwide cap-and-trade programs. The requirements of these trading programs were developed in the SIP model trading rules. The SIP model trading rules provide flexibility to the implementing organization only in certain specific areas. In adopting these model trading programs as FIPs, the Agency adopts the requirements of the model trading rules. As the implementing organization, therefore, it has only the same flexibility that is available to States that choose to implement the model trading programs. 
                    </P>
                    <P>
                        The CAIR FIP trading programs will achieve the emission reductions required by CAIR by the deadlines established in that rule, with the same highly cost-effective EGU control measures forming the basis for the emission budgets. The regionwide emission reduction requirements, State emission budgets and trading rules that are the basis for today's FIPs were established in the final CAIR rule. They were developed through a process that involved significant public participation. In the CAIR rulemaking, EPA determined that the CAIR emission reduction requirements can be met in a highly cost-effective manner using regionwide SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         cap-and-trade programs for large EGUs (70 FR 25195-25229). The incentives provided by such regionwide cap-and-trade programs encourage economically efficient compliance over the entire region. 
                    </P>
                    <P>
                        The applicability provisions of the FIPs promulgated in today's final rule, which cover large EGUs, are identical to the applicability provisions in the CAIR SIP model rules including the revisions finalized today. 
                        <E T="03">See</E>
                         sections VI.E and VII in today's preamble for detailed discussion of applicability. The FIPs and the CAIR SIP model rules apply to large EGUs because EPA determined that their emissions can be reduced through the application of highly cost-effective controls (70 FR 25195-25229). 
                    </P>
                    <P>
                        During development of the CAIR, the Agency considered the interactions between the existing title IV Acid Rain Program and the new CAIR (
                        <E T="03">see</E>
                         the preamble to the final CAIR for discussion, 70 FR 25290). As explained in CAIR, “In the absence of an approach for taking account of the title IV program, a new program (
                        <E T="03">i.e.,</E>
                         the CAIR) that imposes a significantly tighter cap on SO
                        <E T="52">2</E>
                         emissions for a region encompassing most of the sources and most of the SO
                        <E T="52">2</E>
                         emissions covered by title IV would likely result in a significant excess in the supply of title IV allowances, a collapse of the price of title IV allowances, disruption of operation of the title IV allowance market and the title IV SO
                        <E T="52">2</E>
                         cap-and-trade system, and the potential for increased SO
                        <E T="52">2</E>
                         emissions.” These impacts would undermine the efficacy of the title IV program and could erode confidence in emissions trading programs in general. For these same reasons, today's FIP SO
                        <E T="52">2</E>
                         trading program is integrated with the title IV program (
                        <E T="03">see</E>
                         discussion of FIP SO
                        <E T="52">2</E>
                         trading program in section VI, below). EPA was petitioned for and granted reconsideration of CAIR on claims that inequities result from applying the SO
                        <E T="52">2</E>
                         allocation methodology (which is based on title IV allocations). In the notice of final action on reconsideration, signed the same day as this action, EPA decided not to alter the approach taken in the final CAIR (
                        <E T="03">see</E>
                         further discussion of reconsideration in section VI.G, below). 
                    </P>
                    <P>
                        Today's FIPs implement the CAIR emission reduction requirements by adopting the CAIR SIP model trading rules; the FIPs do not develop new emission reduction requirements or trading programs. For these reasons, the Agency did not re-open in the FIP rulemaking any elements of the reduction requirements and trading programs (except for the elements such as NO
                        <E T="52">X</E>
                         allocations and opt-ins where States had flexibility) that were determined in the CAIR NFR and that were not modified by today's rule. By adopting as FIPs the CAIR SIP model trading programs, the Agency intends to implement the requirements of CAIR in a highly cost-effective manner and to ease the transition for sources that might initially be covered by the FIP programs and subsequently be covered by SIP programs that also adopt the model trading rules.
                    </P>
                    <P>The Agency is promulgating these FIPs to provide a Federal backstop for CAIR. In no way should the FIPs be viewed as a sign of any concern about States ultimately making the emission reductions required under CAIR. There are no sanctions associated with today's rule, and EPA does not intend CAIR FIPs to have any negative consequences for the affected States. To the contrary, EPA is finalizing FIP approaches that are flexible and allow States a full opportunity to get their SIP revisions in place, with minimal disruption in transitioning from Federal to State implementation. </P>
                    <HD SOURCE="HD2">
                        B. Regionwide SO
                        <E T="54">2</E>
                         and NO
                        <E T="54">X</E>
                         Caps 
                    </HD>
                    <P>Today's final rule provides a federal backstop for achieving the CAIR emission reduction requirements. Today's rule does not establish those reduction requirements, which were established in the CAIR rulemaking. </P>
                    <P>
                        In the preamble to the CAIR NFR, the Agency explained how it determined regionwide SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions caps. See section IV in the CAIR NFR preamble (70 FR 25195-25229). The EPA also summarized the process for determining the regionwide CAIR SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions caps in the preamble to the proposed CAIR FIP (70 FR 49722). The CAIR FIP proposal did not reopen for public comment EPA's determination of the CAIR regionwide caps or the caps themselves. The EPA received a few comments on the CAIR regionwide caps during the public comment process on the proposed FIP. Those comments are not within the scope of today's final rule. As discussed above, in today's FIP rule the Agency is implementing the emission reduction requirements (including regionwide SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         caps) that EPA developed in the CAIR rulemaking through a process that included extensive public participation. 
                    </P>
                    <P>
                        The CAIR regionwide caps (including the States of Delaware and New Jersey) are: for SO
                        <E T="52">2</E>
                        , 3.7 million tons and 2.6 million tons in 2010 and 2015, respectively; for NO
                        <E T="52">X</E>
                         annual, 1.5 million tons and 1.3 million tons in 2009 and 2015, respectively; for NO
                        <E T="52">X</E>
                         ozone season, 0.6 million and 0.5 million tons in 2009 and 2015, respectively. 
                    </P>
                    <HD SOURCE="HD2">
                        C. State SO
                        <E T="54">2</E>
                         Emission Budgets 
                    </HD>
                    <P>
                        In the preamble to the final CAIR, the EPA explained how it determined CAIR State annual SO
                        <E T="52">2</E>
                         emission budgets (
                        <E T="03">see</E>
                         section V.A.1.a of the CAIR NFR preamble, 70 FR 25229-25230; 
                        <E T="03">see also</E>
                         the rulemaking, signed the same day as this action, to include Delaware and New Jersey in CAIR for PM
                        <E T="52">2.5</E>
                        ). The EPA also summarized the process for determining CAIR State SO
                        <E T="52">2</E>
                         budgets in the preamble to the proposed FIP (70 FR 49723). The CAIR FIP proposal did not reopen for public comment EPA's determination of the CAIR State SO
                        <E T="52">2</E>
                         budgets or the budgets themselves. As discussed above, in today's FIP rule, the Agency is implementing the emission reduction requirements (including State SO
                        <E T="52">2</E>
                         emission budgets) that EPA developed in the CAIR rulemaking through a process that included extensive public participation. 
                    </P>
                    <P>
                        Today's final FIP rule will achieve the required SO
                        <E T="52">2</E>
                         emission reductions 
                        <PRTPAGE P="25342"/>
                        through a regionwide SO
                        <E T="52">2</E>
                         cap-and-trade program for EGUs. As discussed further in section VI, below, the CAIR FIP SO
                        <E T="52">2</E>
                         cap-and-trade program will rely on title IV allowances, which sources will retire at specified ratios generally greater than 1-to-1 for compliance with the CAIR FIP SO
                        <E T="52">2</E>
                         program. Congress has already allocated title IV SO
                        <E T="52">2</E>
                         allowances to sources in perpetuity. State SO
                        <E T="52">2</E>
                         emissions budgets would not affect the distribution of SO
                        <E T="52">2</E>
                         allowances for the CAIR FIP SO
                        <E T="52">2</E>
                         trading program (because SO
                        <E T="52">2</E>
                         allowances are already allocated to sources) and are not directly relevant for today's final FIP rule. 
                    </P>
                    <P>
                        After EPA finalized CAIR, the Agency was petitioned for and granted reconsideration on claims that inequities result from applying the CAIR SIP model rule SO
                        <E T="52">2</E>
                         allocation methodology (which is based on existing title IV allocations). The Agency announced its decision to reconsider this issue in a 
                        <E T="04">Federal Register</E>
                         action dated December 2, 2005 (70 FR 72268) and is taking final action on the reconsideration in a separate action signed the same day as this action. EPA decided not to alter the approach taken in the final CAIR (
                        <E T="03">see</E>
                         further discussion of reconsideration in section VI.G, below). 
                    </P>
                    <P>
                        A few commenters on the proposed CAIR FIP expressed concern with the use of title IV to establish State SO
                        <E T="52">2</E>
                         emission budgets. The FIP State SO
                        <E T="52">2</E>
                         budgets and the FIP unit SO
                        <E T="52">2</E>
                         allocations are both based on existing title IV allocations. The EPA responds to comments on the budgets and allocations for the FIP together in section VI.G, below. 
                    </P>
                    <P>
                        The Agency is finalizing its proposed approach regarding SO
                        <E T="52">2</E>
                         budgets for the CAIR FIP SO
                        <E T="52">2</E>
                         trading programs. 
                    </P>
                    <HD SOURCE="HD2">
                        D. State NO
                        <E T="54">X</E>
                         Annual and NO
                        <E T="54">X</E>
                         Ozone Season Emission Budgets 
                    </HD>
                    <P>
                        In the preamble to the final CAIR, the EPA explained how it determined CAIR State NO
                        <E T="52">X</E>
                         annual and NO
                        <E T="52">X</E>
                         ozone season emission budgets (
                        <E T="03">see</E>
                         section V.A.1.a of the CAIR NFR preamble, 70 FR 25230-25233; 
                        <E T="03">see also</E>
                         the rulemaking, signed the same day as this action, to include Delaware and New Jersey in CAIR for PM
                        <E T="52">2.5</E>
                        ). 
                    </P>
                    <P>
                        The EPA also summarized the process for determining CAIR State NO
                        <E T="52">X</E>
                         annual and NO
                        <E T="52">X</E>
                         ozone season budgets in the preamble to the proposed FIP (70 FR 49723). The CAIR FIP proposal did not reopen for public comment EPA's determination of the CAIR State NO
                        <E T="52">X</E>
                         annual and NO
                        <E T="52">X</E>
                         ozone season budgets or the budgets themselves. As discussed above, in today's FIP rule the Agency is implementing the emission reduction requirements (including State NO
                        <E T="52">X</E>
                         annual and NO
                        <E T="52">X</E>
                         ozone season emission budgets) that EPA developed in the CAIR rulemaking through a process that included extensive public participation. 
                    </P>
                    <P>
                        After EPA finalized CAIR, the Agency was petitioned for and granted reconsideration on the use of fuel adjustment factors in determining CAIR State NO
                        <E T="52">X</E>
                         annual and NO
                        <E T="52">X</E>
                         ozone season emission budgets. The EPA announced its decision to reconsider this issue in a 
                        <E T="04">Federal Register</E>
                         notice dated December 2, 2005 (70 FR 72268) and is taking final action on the reconsideration in a separate action signed the same day as this action. EPA decided not to alter the approach taken in the final CAIR. 
                    </P>
                    <P>
                        A commenter on the proposed CAIR FIP raised concerns regarding the use of fuel adjustment factors in determining State NO
                        <E T="52">X</E>
                         emission budgets. Concerns raised by the commenter with respect to EPA's use of fuel adjustment factors in determining State emission budgets are the same issues that the Agency is addressing in the context of the CAIR reconsideration process. The Agency's responses to this commenter on the use of fuel adjustment factors in setting FIP State NO
                        <E T="52">X</E>
                         emission budgets are addressed in the CAIR reconsideration notice. See the December 2, 2005 
                        <E T="04">Federal Register</E>
                         notice announcing the reconsideration (70 FR 72268) as well the notice of final action on reconsideration signed the same day as this action. 
                    </P>
                    <P>
                        Some commenters addressed the use of fuel adjustment factors in the proposed FIP methodology for unit-by-unit NO
                        <E T="52">X</E>
                         allocations. The Agency's responses regarding the use of fuel adjustment factors in the NO
                        <E T="52">X</E>
                         allocation methodology are discussed in section VI.F in this preamble. 
                    </P>
                    <P>
                        The State annual and ozone season EGU NO
                        <E T="52">X</E>
                         budgets for today's final CAIR FIP trading programs are the same as the budgets in the final CAIR. For each State affected by the FIP NO
                        <E T="52">X</E>
                         trading programs, the State NO
                        <E T="52">X</E>
                         budgets are the total amount of allowances 
                        <SU>14</SU>
                        <FTREF/>
                         that the Agency will allocate to sources in the State or that States will allocate using an abbreviated SIP revision. 
                        <E T="03">See</E>
                         section VI.F, below, for EPA's methodology and schedule for allocating NO
                        <E T="52">X</E>
                         allowances to affected sources.
                    </P>
                    <FTNT>
                        <P>
                            <SU>14</SU>
                             As in CAIR, a NO
                            <E T="52">X</E>
                             annual allowance will authorize the emission of a ton of NO
                            <E T="52">X</E>
                             during a calendar year, and a NO
                            <E T="52">X</E>
                             ozone season allowance will authorize the emission of a ton of NO
                            <E T="52">X</E>
                             during an ozone season.
                        </P>
                    </FTNT>
                    <P>
                        Table V-1 shows the State NO
                        <E T="52">X</E>
                         emission budgets for the final FIP NO
                        <E T="52">X</E>
                         cap-and-trade program. These are the same State NO
                        <E T="52">X</E>
                         budgets as in the final CAIR (
                        <E T="03">see</E>
                         Table V-2 in the CAIR NFR preamble (70 FR 25231); 
                        <E T="03">see also</E>
                         the rulemaking, signed the same day as this action, to include Delaware and New Jersey in CAIR for PM
                        <E T="52">2.5</E>
                        ). 
                    </P>
                    <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s25,10,10">
                        <TTITLE>
                            Table V-1.—CAIR FIP NO
                            <E T="52">X</E>
                             Annual Electric Generating Units Budgets 
                        </TTITLE>
                        <TDESC>[tons] </TDESC>
                        <BOXHD>
                            <CHED H="1">State </CHED>
                            <CHED H="1">
                                State NO
                                <E T="52">X</E>
                                 annual budget 2009-2014 
                            </CHED>
                            <CHED H="1">
                                State NO
                                <E T="52">X</E>
                                 annual budget 2015 and thereafter 
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Alabama </ENT>
                            <ENT>69,020 </ENT>
                            <ENT>57,517 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Delaware </ENT>
                            <ENT>4,166 </ENT>
                            <ENT>3,472 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">District of Columbia </ENT>
                            <ENT>144 </ENT>
                            <ENT>120 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Florida </ENT>
                            <ENT>99,445 </ENT>
                            <ENT>82,871 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Georgia </ENT>
                            <ENT>66,321 </ENT>
                            <ENT>55,268 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Illinois </ENT>
                            <ENT>76,230 </ENT>
                            <ENT>63,525 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Indiana </ENT>
                            <ENT>108,935 </ENT>
                            <ENT>90,779 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Iowa </ENT>
                            <ENT>32,692 </ENT>
                            <ENT>27,243 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Kentucky </ENT>
                            <ENT>83,205 </ENT>
                            <ENT>69,337 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Louisiana </ENT>
                            <ENT>35,512 </ENT>
                            <ENT>29,593 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Maryland </ENT>
                            <ENT>27,724 </ENT>
                            <ENT>23,104 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Michigan </ENT>
                            <ENT>65,304 </ENT>
                            <ENT>54,420 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Minnesota </ENT>
                            <ENT>31,443 </ENT>
                            <ENT>26,203 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Mississippi </ENT>
                            <ENT>17,807 </ENT>
                            <ENT>14,839 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Missouri </ENT>
                            <ENT>59,871 </ENT>
                            <ENT>49,892 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">New Jersey </ENT>
                            <ENT>12,670 </ENT>
                            <ENT>10,558 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">New York </ENT>
                            <ENT>45,617 </ENT>
                            <ENT>38,014 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">North Carolina </ENT>
                            <ENT>62,183 </ENT>
                            <ENT>51,819 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Ohio </ENT>
                            <ENT>108,667 </ENT>
                            <ENT>90,556 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Pennsylvania </ENT>
                            <ENT>99,049 </ENT>
                            <ENT>82,541 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">South Carolina </ENT>
                            <ENT>32,662 </ENT>
                            <ENT>27,219 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Tennessee </ENT>
                            <ENT>50,973 </ENT>
                            <ENT>42,478 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Texas </ENT>
                            <ENT>181,014 </ENT>
                            <ENT>150,845 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Virginia </ENT>
                            <ENT>36,074 </ENT>
                            <ENT>30,062 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">West Virginia </ENT>
                            <ENT>74,220 </ENT>
                            <ENT>61,850 </ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">Wisconsin </ENT>
                            <ENT>40,759 </ENT>
                            <ENT>33,966 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="02">CAIR Region Total </ENT>
                            <ENT>1,521,707 </ENT>
                            <ENT>1,268,091 </ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>
                        Table V-2 shows the State NO
                        <E T="52">X</E>
                         ozone season emission budgets for the final CAIR FIP NO
                        <E T="52">X</E>
                         ozone season cap-and-trade program. These are the same State NO
                        <E T="52">X</E>
                         ozone season budgets as in the final CAIR (
                        <E T="03">see</E>
                         Table V-4 in the CAIR NFR preamble (70 FR 25233). 
                    </P>
                    <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s25,10,10">
                        <TTITLE>
                            Table V-2.—CAIR FIP NO
                            <E T="52">X</E>
                             Ozone Season Electricity Generating Unit Budgets 
                        </TTITLE>
                        <TDESC>[tons]</TDESC>
                        <BOXHD>
                            <CHED H="1">State * </CHED>
                            <CHED H="1">
                                State NO
                                <E T="52">X</E>
                                 ozone season budget 2009-2014 
                            </CHED>
                            <CHED H="1">
                                State NO
                                <E T="52">X</E>
                                 ozone season budget 2015 and thereafter 
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Alabama </ENT>
                            <ENT>32,182 </ENT>
                            <ENT>26,818 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Arkansas </ENT>
                            <ENT>11,515 </ENT>
                            <ENT>9,596 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Connecticut </ENT>
                            <ENT>2,559 </ENT>
                            <ENT>2,559 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Delaware </ENT>
                            <ENT>2,226 </ENT>
                            <ENT>1,855 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">District of Columbia </ENT>
                            <ENT>112 </ENT>
                            <ENT>94 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Florida </ENT>
                            <ENT>47,912 </ENT>
                            <ENT>39,926 </ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="25343"/>
                            <ENT I="01">Illinois </ENT>
                            <ENT>30,701 </ENT>
                            <ENT>28,981 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Indiana </ENT>
                            <ENT>45,952 </ENT>
                            <ENT>39,273 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Iowa </ENT>
                            <ENT>14,263 </ENT>
                            <ENT>11,886 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Kentucky </ENT>
                            <ENT>36,045 </ENT>
                            <ENT>30,587 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Louisiana </ENT>
                            <ENT>17,085 </ENT>
                            <ENT>14,238 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Maryland </ENT>
                            <ENT>12,834 </ENT>
                            <ENT>10,695 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Massachusetts </ENT>
                            <ENT>7,551 </ENT>
                            <ENT>6,293 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Michigan </ENT>
                            <ENT>28,971 </ENT>
                            <ENT>24,142 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Mississippi</ENT>
                            <ENT>8,714 </ENT>
                            <ENT>7,262 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Missouri </ENT>
                            <ENT>26,678 </ENT>
                            <ENT>22,231 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">New Jersey </ENT>
                            <ENT>6,654 </ENT>
                            <ENT>5,545 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">New York </ENT>
                            <ENT>20,632 </ENT>
                            <ENT>17,193 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">North Carolina </ENT>
                            <ENT>28,392 </ENT>
                            <ENT>23,660 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Ohio </ENT>
                            <ENT>45,664 </ENT>
                            <ENT>39,945 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Pennsylvania </ENT>
                            <ENT>42,171 </ENT>
                            <ENT>35,143 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">South Carolina </ENT>
                            <ENT>15,249 </ENT>
                            <ENT>12,707 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Tennessee </ENT>
                            <ENT>22,842 </ENT>
                            <ENT>19,035 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Virginia </ENT>
                            <ENT>15,994 </ENT>
                            <ENT>13,328 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">West Virginia </ENT>
                            <ENT>26,859 </ENT>
                            <ENT>26,525</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">Wisconsin </ENT>
                            <ENT>17,987 </ENT>
                            <ENT>14,989 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="02">CAIR Region Total </ENT>
                            <ENT>567,744 </ENT>
                            <ENT>484,506 </ENT>
                        </ROW>
                        <TNOTE>
                            * For States that have lower EGU budgets under the NO
                            <E T="52">X</E>
                             SIP Call than their 2009 CAIR budget, table V-2 includes their SIP Call budget. For Connecticut, the NO
                            <E T="52">X</E>
                             SIP Call budget is also used for 2015 and beyond. 
                        </TNOTE>
                    </GPOTABLE>
                    <HD SOURCE="HD2">
                        E. State NO
                        <E T="54">X</E>
                         Annual Compliance Supplement Pool 
                    </HD>
                    <P>
                        The CAIR established State Compliance Supplement Pools (CSP) of NO
                        <E T="52">X</E>
                         annual allowances of vintage 2009. In the FIP NPR, the Agency proposed to include in the CAIR FIP NO
                        <E T="52">X</E>
                         trading program the same State CSP amounts as were established in CAIR. 
                    </P>
                    <P>
                        The Agency received several comments on its proposal to include the CAIR CSPs in the CAIR FIP NO
                        <E T="52">X</E>
                         trading program. The EPA responds to comments on inclusion of the CAIR CSPs in the FIP program, as well as comments on EPA's proposed method for distributing CSP allowances to sources, in section VI.I in today's preamble, below. 
                    </P>
                    <P>
                        The Agency is finalizing its proposal to include the CAIR CSPs in the FIP trading programs. Table V-3 shows the State CSP amounts for the final CAIR FIP NO
                        <E T="52">X</E>
                         trading program. These are the same CSP amounts as shown in the CAIR NFR preamble (
                        <E T="03">see</E>
                         Table V-3 in the CAIR NFR at 70 FR 25232; 
                        <E T="03">see also</E>
                         the rulemaking, signed the same day as this action, to include Delaware and New Jersey in CAIR for PM
                        <E T="52">2.5</E>
                        ). 
                    </P>
                    <P>
                        The CSPs provide, for each affected State, a pool of CAIR NO
                        <E T="52">X</E>
                         annual allowances from which EPA, or a State using an abbreviated SIP revision, can distribute allowances for use in complying with the CAIR FIP NO
                        <E T="52">X</E>
                         annual trading program (
                        <E T="03">see</E>
                         section VI.I in today's preamble for further discussion regarding distribution of CSP allowances). 
                    </P>
                    <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="s25,10">
                        <TTITLE>
                            Table V-3.—CAIR FIP NO
                            <E T="52">X</E>
                             Annual Compliance Supplement Pool 
                        </TTITLE>
                        <TDESC>[tons]</TDESC>
                        <BOXHD>
                            <CHED H="1">State </CHED>
                            <CHED H="1">Compliance supplement pool </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Alabama </ENT>
                            <ENT>10,166 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Delaware </ENT>
                            <ENT>843 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">District Of Columbia </ENT>
                            <ENT>0 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Florida </ENT>
                            <ENT>8,335 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Georgia </ENT>
                            <ENT>12,397 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Illinois </ENT>
                            <ENT>11,299 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Indiana </ENT>
                            <ENT>20,155 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Iowa </ENT>
                            <ENT>6,978 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Kentucky </ENT>
                            <ENT>14,935 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Louisiana </ENT>
                            <ENT>2,251 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Maryland </ENT>
                            <ENT>4,670 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Michigan </ENT>
                            <ENT>8,347 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Minnesota </ENT>
                            <ENT>6,528 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Mississippi </ENT>
                            <ENT>3,066 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Missouri </ENT>
                            <ENT>9,044 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">New Jersey </ENT>
                            <ENT>660 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">New York </ENT>
                            <ENT>0 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">North Carolina</ENT>
                            <ENT>0 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Ohio </ENT>
                            <ENT>25,037 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Pennsylvania </ENT>
                            <ENT>16,009 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">South Carolina </ENT>
                            <ENT>2,600 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Tennessee </ENT>
                            <ENT>8,944 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Texas </ENT>
                            <ENT>772 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Virginia </ENT>
                            <ENT>5,134 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">West Virginia </ENT>
                            <ENT>16,929 </ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">Wisconsin </ENT>
                            <ENT>4,898 </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Total </ENT>
                            <ENT>199,997 </ENT>
                        </ROW>
                    </GPOTABLE>
                    <HD SOURCE="HD1">
                        VI. CAIR FIP NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         Cap-and-Trade Programs for EGUs 
                    </HD>
                    <HD SOURCE="HD2">
                        A. Purpose of CAIR FIP NO
                        <E T="54">X</E>
                         and SO
                        <E T="54">2</E>
                         Cap-and-Trade Programs and Relationship to the CAIR 
                    </HD>
                    <P>
                        In today's action, EPA is finalizing CAIR FIP NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         cap-and-trade programs for EGUs as the Implementation Plan remedy for CAIR. The Agency is finalizing 3 separate CAIR FIP cap-and-trade programs: (1) SO
                        <E T="52">2</E>
                         annual; (2) NO
                        <E T="52">X</E>
                         annual; and (3) NO
                        <E T="52">X</E>
                         ozone season. The EPA decided to adopt, as the FIP for each State in the CAIR region, the model cap-and-trade programs in the final CAIR, modified slightly to allow for Federal instead of State implementation. 
                        <SU>15</SU>
                        <FTREF/>
                         Emissions cap-and-trade programs are a proven method for achieving highly cost-effective emissions reductions while providing regulated sources of emissions with flexibility in adopting compliance strategies. The incentives provided by regionwide cap-and-trade programs encourage economically efficient compliance over the entire region. The specific elements of the 3 trading programs in the FIP were developed by EPA, with significant public participation, during the CAIR development process.
                    </P>
                    <FTNT>
                        <P>
                            <SU>15</SU>
                             Today's action includes revisions to the CAIR SIP model rules as described in section VII in this preamble. For the FIP trading programs the Agency adopts the SIP model rules as finalized today and modified for federal implementation.
                        </P>
                    </FTNT>
                    <P>
                        Participation in the new CAIR FIP NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         cap-and-trade programs is mandatory for all sources covered by the final CAIR FIP.
                        <E T="03"> See</E>
                         section VI.E in today's preamble for discussion of affected sources (applicability). Regulatory text for today's new CAIR FIP NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         cap-and-trade programs will be located in part 97 in title 40 of the CFR. 
                    </P>
                    <P>
                        The CAIR established State EGU emissions budgets that each State will use to determine its required emissions reductions. Today's final CAIR FIP cap-and-trade programs set specific rules for EGUs to decrease NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         emissions sufficiently to achieve emission reductions that are required under CAIR. As explained above in section IV, EPA will withdraw a State's FIP in coordination with approval of a SIP implementing the requirements of CAIR. 
                    </P>
                    <P>
                        States may choose to meet their emission reduction obligations under CAIR by adopting, as part of their SIPs, the model cap-and-trade rules set forth in the CAIR and participating in the EPA administered trading programs. Any such participation will be fully integrated with the CAIR FIP NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         cap-and-trade programs that are finalized in today's action. 
                    </P>
                    <P>
                        In order to be eligible to participate in an emissions cap-and-trade program, the Agency believes that there are two principal criteria that sources must meet, as stated in the supplemental proposal for the NO
                        <E T="52">X</E>
                         SIP Call (62 FR 25923). The first criterion requires that sources be able to account accurately and consistently for all of their emissions to ensure the trading program goal of maintaining emissions within a cap. Emissions monitoring must be accurate and consistent among all sources so that each allowance turned in, represents its assigned amount of emissions. The second criterion for participation in a trading program is the ability to identify a responsible party for each regulated source who would be accountable for demonstrating and ensuring compliance with the program's provisions. The EPA believes that today's rule meets those criteria. The Agency also believes that, because 
                        <PRTPAGE P="25344"/>
                        today's rule contains the same mandatory program elements as are in the part 96 CAIR SIP model trading programs and is designed to meet the same environmental goals and caps sources at the same levels as those model trading programs, it is appropriate to integrate today's CAIR FIP with the CAIR SIP trading programs. 
                    </P>
                    <P>Sources subject to trading programs under the FIP and sources in States choosing to participate in the EPA-administered CAIR SIP trading programs will be able to trade allowances with one another under common emissions caps across participating States. Integration of the trading programs reduces the possibility of inconsistent or conflicting deadlines or requirements, increases the potential cost savings for sources, and streamlines program administration. Unnecessary inconsistency in trading programs could hamper sources' ability to plan and achieve the needed reductions as cost effectively as possible. In addition, if a State submits and EPA approves a SIP revision including the CAIR SIP model trading programs after EPA establishes trading programs under today's FIP, disruptions to sources that shift from regulation under a FIP to regulation under a SIP will be minimized due to the consistency between the respective CAIR SIP and FIP programs. </P>
                    <P>The EPA establishes (in part 97) the geographic boundaries of the common trading programs as those States that submit SIP revisions in response to the CAIR implementing the EPA-administered trading programs or that are subject to FIPs. The EPA will administer these common trading programs in collaboration with affected States. </P>
                    <P>
                        For the final CAIR FIP NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         cap-and-trade programs, EPA adopted the CAIR model trading programs with slight revisions to allow for Federal implementation. The FIP trading programs are thus virtually identical to the CAIR SIP model trading programs. The CAIR FIP cap-and-trade programs include all of the mandatory elements that States are required to include in their SIPs in order to participate in the EPA-administered cap-and-trade programs for CAIR. 
                    </P>
                    <P>
                        The Agency is finalizing, with certain changes described in section VI.C, the proposal to provide States that are subject to today's CAIR FIP requirements with the option to submit abbreviated SIP revisions covering specific elements of the FIP trading programs without submitting full SIP revisions to meet the requirements of CAIR. 
                        <E T="03">See</E>
                         section VI.C in this preamble for further discussion of abbreviated SIP revisions. 
                    </P>
                    <HD SOURCE="HD2">B. Relationship of Emissions Trading Programs to Section 126 Relief </HD>
                    <P>In section II of today's preamble, EPA responds to commenters who argued that, because a CAIR SIP could or the CAIR FIP would reflect a trading component, such an implementation plan would not satisfy section 126 as a matter of law. As explained in section II, these arguments assume that the Agency must grant the petition, which is not EPA's view so long as the underlying SIP deficiencies are rectified. </P>
                    <P>Although EPA is denying the section 126 petition as discussed elsewhere in today's preamble, based on modeling projections the Agency believes that sources in States upwind of North Carolina will reduce emissions under the CAIR trading regime. </P>
                    <P>
                        As discussed in the FIP NPR (70 FR 49737), EPA believes that upwind sources in States that were found to contribute significantly to North Carolina nonattainment will in fact reduce emissions of PM
                        <E T="52">2.5</E>
                         precursors under the CAIR trading regime. The Agency explained that its Integrated Planning Model (IPM) 
                        <SU>16</SU>
                        <FTREF/>
                         analysis conducted for the CAIR NFR—which assumes emissions trading—projects decreases in annual SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions under CAIR compared to the Base Case (
                        <E T="03">i.e.,</E>
                         compared to projections without CAIR) in both 2010 and 2015 for each of the States found in the CAIR NFR analysis to contribute significantly to nonattainment of the PM
                        <E T="52">2.5</E>
                         NAAQS in North Carolina. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>16</SU>
                             The IPM is a multiregional, dynamic, deterministic linear programming model of the U.S. electric power sector. The Agency uses IPM to examine costs and, more broadly, analyze the projected impact of environmental policies on the electric power sector in the 48 contiguous States and the District of Columbia.
                        </P>
                    </FTNT>
                    <P>
                        The EPA further explained that the Agency's CAIR modeling—which, again, assumes interstate emissions trading—projects that under CAIR by 2010, with the projected emission reductions, there will be no remaining PM
                        <E T="52">2.5</E>
                         nonattainment counties in North Carolina. Thus, the emission reductions under CAIR are projected to be sufficient to eliminate PM
                        <E T="52">2.5</E>
                         nonattainment in North Carolina and, necessarily, no States will contribute to nonattainment.
                        <SU>17</SU>
                        <FTREF/>
                         This discussion of the Agency's analysis of CAIR is informational and is not intended to reopen or reconsider any issue related to that analysis. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>17</SU>
                             IPM emissions modeling conducted for the final CAIR is in the CAIR docket EPA-HQ-OAR-2003-0053; air quality modeling results are in the Air Quality Modeling Technical Support Document for the Final Clean Air Interstate Rule, March 2005, Appendix F; 
                            <E T="03">see also</E>
                             Table VI-10 to the preamble of the CAIR final rule at 70 FR 25251.
                        </P>
                    </FTNT>
                    <P>As discussed in section II in today's preamble, some commenters argued that relief under section 126 must occur within 3 years and therefore that the CAIR emission reductions do not satisfy section 126 because although those reductions commence within 3 years they are phased in over a longer time. We respond to legal arguments in section II, above. </P>
                    <P>
                        In any case, the EPA believes that many emission sources in States upwind of North Carolina will install NO
                        <E T="52">X</E>
                         and/or SO
                        <E T="52">2</E>
                         emission control technology before 2009. As explained above, EPA modeling projects that North Carolina will come into attainment of the PM
                        <E T="52">2.5</E>
                         standards by 2010 under CAIR, including trading programs. Much of the emission reductions that will bring North Carolina counties into attainment with the PM
                        <E T="52">2.5</E>
                         standards will result from use of selective catalytic reduction (SCR) for NO
                        <E T="52">X</E>
                         control and flue gas desulphurization (FGD) for SO
                        <E T="52">2</E>
                         control on units in upwind States. For the following reasons, EPA believes that many of these controls will be installed before 2009. 
                    </P>
                    <P>
                        Early emission reductions occur for several reasons. Today's CAIR FIP trading rules and the CAIR SIP model trading rules include incentives for early emission reductions. For example, sources may bank title IV SO
                        <E T="52">2</E>
                         allowances into the CAIR FIP or CAIR SIP SO
                        <E T="52">2</E>
                         trading programs (
                        <E T="03">see</E>
                         section VI.I, below, for further discussion of incentives for early reductions). Another reason why sources may reduce emissions early is the need to stagger control installations at plants where multiple units will be retrofitted to avoid operational disruptions. 
                    </P>
                    <P>
                        As discussed elsewhere in today's preamble, the 10 States that EPA determined in CAIR contribute to North Carolina's nonattainment of the PM
                        <E T="52">2.5</E>
                         standards are Alabama, Georgia, Indiana, Kentucky, Ohio, Pennsylvania, South Carolina, Tennessee, Virginia, and West Virginia. Table VI-1, below, summarizes for these 10 States the total coal-fired electric generating capacity expected to be on-line by the end of 2006 as well as the portion of that capacity expected to be controlled with SCR or FGD.
                        <SU>18</SU>
                        <FTREF/>
                         In addition, the table 
                        <PRTPAGE P="25345"/>
                        summarizes for the 10 States the generating capacity that EPA expects to be controlled with SCR or FGD through the end of 2008 based on research that the Agency conducted for today's action.
                        <SU>19</SU>
                        <FTREF/>
                         The table also summarizes for the 10 States the generating capacity that EPA projects will be controlled with SCR or FGD by the end of 2010 based on IPM modeling projections.
                        <SU>20</SU>
                        <FTREF/>
                         As Table VI-1 indicates, many of the emission controls that EPA's modeling projects will be installed by the end of 2010 are actually likely to be installed before 2009. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>18</SU>
                             Generating capacity through the end of 2006 (with capacity greater than 25 MWe) based on EPA's v.2.1.9 NEEDS database (2004). Capacity expected to be controlled with SCR or FGD by the end of 2006 based on research EPA conducted on planned control retrofits on coal-fired units.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>19</SU>
                             This includes expected capacity (greater than 25 MWe) with control retrofits through the end of 2008 based on EPA research of planned control retrofits on coal-fired units. Research included searching the Internet for company announcements regarding contracts for control retrofits. For 2007 and 2008 retrofits EPA focused its research on units with capacity greater than 100 MWe; if smaller units were included, we might have identified additional planned retrofits.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>20</SU>
                             These 2010 projections are from IPM modeling conducted for the final CAIR and include units with capacity greater than 25 MWe (IPM version 2.1.9, 2004).
                        </P>
                    </FTNT>
                    <GPOTABLE COLS="04" OPTS="L2,i1" CDEF="s50,r50,r50,r50">
                        <TTITLE>
                            Table VI-1.—SCR and FGD Summary for 10 States Contributing to North Carolina's Nonattainment of the PM
                            <E T="52">2.5</E>
                             Standards
                        </TTITLE>
                        <BOXHD>
                            <CHED H="1">Total generating capacity by end of 2006</CHED>
                            <CHED H="1">Expected capacity with emission controls by end of 2006</CHED>
                            <CHED H="1">Expected capacity with emission controls by end of 2008</CHED>
                            <CHED H="1">Projected capacity with emission controls by end of 2010 under CAIR</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">132 GW (466 units) </ENT>
                            <ENT>SCR: 67 GW (126 units) </ENT>
                            <ENT>SCR: 70 GW (130 units) </ENT>
                            <ENT>SCR: 82 GW (184 units)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22">  </ENT>
                            <ENT>FGD: 48 GW (111 units) </ENT>
                            <ENT>FGD: 64 GW (137 units) </ENT>
                            <ENT>FGD: 73 GW (167 units)</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>EPA believes that even more controls may be installed before 2009 than were identified in the Agency's research. It is reasonable to suppose that, once CAIR SIP revisions are submitted and approved, additional plans for control retrofits will be adopted due to SIP revisions. </P>
                    <P>
                        Some commenters supported the use of trading programs in connection with a section 126 remedy and some did not. A commenter, using South Carolina as an example, questioned why emissions can be above State budget amounts through allowance trading. This commenter points out that EPA's IPM modeling for CAIR projects emissions in South Carolina above the State's 2015 SO
                        <E T="52">2</E>
                         emissions budget 5 years after 2015 and asserts that emissions over the State budget “will still contribute to attainment problems in North Carolina.” However, as explained above, based on modeling for CAIR—which assumes interstate emissions trading—by 2010 there will be no remaining PM
                        <E T="52">2.5</E>
                         nonattainment counties in North Carolina. In other words, the EGU emission reductions projected by IPM to occur under the CAIR trading regimes 
                        <E T="03">are</E>
                         the amounts that are projected to be sufficient to bring North Carolina into attainment in 2010, regardless of whether for some States emissions are projected to be above the State EGU emissions budgets. 
                    </P>
                    <HD SOURCE="HD2">C. Abbreviated SIP Revisions Covering Elements of the CAIR FIP Cap-and-Trade Programs </HD>
                    <P>In the FIP NPR (70 FR 49720, 49727-49739), the Agency proposed to provide States that are covered by CAIR with the option to submit abbreviated SIP revisions covering specific elements of the CAIR FIP trading programs without submitting full SIP revisions to meet the requirements of CAIR. By proposing to accept such abbreviated SIP revisions, the Agency intended to increase the options available for States to comply with CAIR. A State could choose to retain control of these specific elements of the trading programs without submitting a full SIP revision. </P>
                    <P>As proposed, a State would submit an abbreviated SIP revision that would modify the application of certain elements of the FIP in order to better meet the needs of the State. The EPA proposed that a State could choose to modify the application of the FIP through abbreviated SIP revisions that would do any or all of the following: </P>
                    <P>• Make applicable, to the State, provisions in the FIP for otherwise unaffected units to opt into the FIP trading programs,</P>
                    <P>
                        • Allow the State, rather than EPA, to allocate NO
                        <E T="52">X</E>
                         annual and/or NO
                        <E T="52">X</E>
                         ozone season allowances,
                    </P>
                    <P>
                        • Allow the State, rather than EPA, to allocate allowances from the NO
                        <E T="52">X</E>
                         annual Compliance Supplement Pool (CSP), and 
                    </P>
                    <P>
                        • Include NO
                        <E T="52">X</E>
                         SIP Call trading sources that are not EGUs under CAIR in the CAIR FIP NO
                        <E T="52">X</E>
                         ozone season cap-and-trade program. 
                    </P>
                    <P>As there are no sanctions or penalties for leaving the CAIR FIP trading programs in place, EPA anticipates that some States may prefer to avoid spending the time and money necessary to submit a full SIP revision and may just modify the application of certain parts of the FIP. </P>
                    <P>
                        The final CAIR (70 FR 25162) requires States to submit SIP revisions complying with the CAIR requirements to the Agency by September 11, 2006 and to submit the initial set of NO
                        <E T="52">X</E>
                         allocations by October 31, 2006. 
                    </P>
                    <P>
                        In the CAIR FIP NPR, the Agency proposed that States choosing to submit abbreviated SIP revisions addressing the specific elements identified in the proposal would be required to submit such revisions to EPA by March 31, 2007, and—if choosing to address NO
                        <E T="52">X</E>
                         allocations in an abbreviated SIP revision—would be required to submit the initial set of NO
                        <E T="52">X</E>
                         allocations by September 30, 2007 (70 FR 49731).
                        <SU>21</SU>
                        <FTREF/>
                         The EPA proposed allowing States to submit abbreviated SIP revisions later than full revisions because the Agency anticipates that it will be able to complete the approval process more quickly for abbreviated revisions due to their narrower scope. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>21</SU>
                             The proposed regulatory text at § 51.123 (70 FR 49746) would require States using the abbreviated SIP revision approach for NO
                            <E T="52">X</E>
                             allocations to notify EPA of such allocations by September 30, 2007 for 2009, 2010 and 2011. Through an inadvertent error, the preamble listed a different date—the preamble indicated that the proposed deadline for such allocations would be October 31, 2007 (70 FR 49731). The Agency intended the proposed date to be September 30, 2007 as indicated in the regulatory text.
                        </P>
                    </FTNT>
                    <P>
                        The Agency proposed to include appendices in part 97 that will be amended in the future to list any States for which the Administrator approves abbreviated SIP revisions covering opt-ins, allocation of NO
                        <E T="52">X</E>
                         allowances, distribution of CSP allowances, or inclusion of non-CAIR NO
                        <E T="52">X</E>
                         SIP Call trading sources in the CAIR FIP NO
                        <E T="52">X</E>
                         ozone season trading program. 
                    </P>
                    <P>
                        The Agency received a number of comments on its proposal to allow submission of abbreviated SIP revisions for CAIR. Several commenters supported the abbreviated SIP revision approach. A commenter states that the approach provides States added flexibility, helps facilitate eventual transitions from a FIP-implemented to a State-implemented CAIR, and provides 
                        <PRTPAGE P="25346"/>
                        sources with better certainty regarding key operational elements (such as NO
                        <E T="52">X</E>
                         allocations) over the initial years of the program. Commenters generally supported the choice of specific elements that EPA proposed to allow States to control using abbreviated SIP revisions. 
                    </P>
                    <P>
                        Several commenters argued against the Agency's proposed submission deadline for abbreviated SIP revisions. Commenters who argued against the proposed submission deadline generally did so in relation to the timing for NO
                        <E T="52">X</E>
                         allocations. The EPA discusses the schedule for determining and recording NO
                        <E T="52">X</E>
                         allocations in detail in the NO
                        <E T="52">X</E>
                         allocations section in today's preamble (section VI.F, below) and responds in that section to commenters' concerns regarding submission deadlines for abbreviated SIP revisions in relation to NO
                        <E T="52">X</E>
                         allocation timing. 
                    </P>
                    <P>One commenter that did not support the proposal for abbreviated SIP revisions suggested that allowing such revisions to be submitted later than the deadline for a full SIP revision sets a poor procedural precedent. The Agency disagrees. The proposal to allow abbreviated SIP revisions for CAIR is based on the unique circumstances in this case and does not set precedent for other different circumstances. </P>
                    <P>The EPA is finalizing, with certain changes described below, the approach that a State can choose to modify the application of the CAIR FIP through abbreviated SIP revisions that do any or all of the following: </P>
                    <P>• Make applicable, to the State, provisions in the FIP for otherwise unaffected units to opt into the FIP trading programs, </P>
                    <P>
                        • Allow the State, rather than EPA, to allocate annual and/or ozone season NO
                        <E T="52">X</E>
                         allowances, 
                    </P>
                    <P>
                        • Allow the State, rather than EPA, to allocate allowances from the annual NO
                        <E T="52">X</E>
                         Compliance Supplement Pool (CSP), and 
                    </P>
                    <P>
                        • Include NO
                        <E T="52">X</E>
                         SIP Call trading sources that are not EGUs under CAIR in the CAIR FIP NO
                        <E T="52">X</E>
                         ozone season cap-and-trade program. 
                    </P>
                    <P>
                        Thus a State could choose, through its abbreviated SIP revision, to bring its NO
                        <E T="52">X</E>
                         SIP Call trading sources that are not EGUs under CAIR from the NO
                        <E T="52">X</E>
                         SIP Call trading program into the CAIR NO
                        <E T="52">X</E>
                         ozone season trading program. 
                    </P>
                    <P>
                        With regard to the provision allowing an abbreviated SIP revision to provide for State allocation of annual and/or ozone season NO
                        <E T="52">X</E>
                         allowances, EPA is revising that provision to give States the same flexibility concerning such allocations as States have in a full SIP revision. In a full SIP revision, States have the option of allocating allowances to CAIR units or to other entities (such as renewable energy facilities) or of auctioning allowances. The States must submit the CAIR unit allocations to the Administrator by specified deadlines so that the allowances can be recorded in the allowance tracking system, but the requirements for a full SIP revision do not address what happens if the State fails to meet these deadlines. In contrast, under the proposed provision for an abbreviated SIP revision allowing for State allowance allocations, a State's allocation provisions must provide that, if a State does not inform the Administrator of the allocations to CAIR units by the specified deadlines, the Administrator will assume that the units get the same allocations for the year as in the prior year and will record such unit allocations. (EPA notes that the deadline for submitting the initial set of allocations is changed, as described below, from the proposed deadline of September 30, 2007 to April 30, 2007.) 
                    </P>
                    <P>The difficulty with the proposed approach is that it assumes that the State is distributing (not auctioning) allowances and is providing them to CAIR units (not to other entities). In order to clarify that States have the same flexibility in allocating in abbreviated SIP revisions and full SIP revisions, EPA is removing the abbreviated SIP revision language concerning the Administrator's actions in the event a State fails to inform in a timely manner the Administrator of the allocations. However, it should be noted that the provisions for both abbreviated SIP revisions and full SIP revisions set deadlines for State submission of allocations to the Administrator for recordation and that, in reviewing such SIP revisions, EPA intends to ensure that the SIP revisions are consistent with those deadlines. </P>
                    <P>With regard to the provision allowing an abbreviated SIP revision to provide for State allocation of the CSP, EPA is revising that provision to give States the same flexibility with regard to CSP allocations as States have in a full SIP revision. Under § 51.123(e)(4)(iii), States may use in a full SIP revision one or both of the mechanisms described for CSP allocation, one based on early reductions and one based on need. Under the proposed provision for an abbreviated SIP revision concerning State CSP allocations, a State must use the allocation methods detailed in either § 96.143 or § 97.143. In order that an abbreviated SIP revision provides States the same flexibility as a full SIP revision, EPA is revising the abbreviated SIP revision language to give States the options of using the § 96.143 or § 97.143 provisions or the provisions under § 51.123(e)(4). </P>
                    <P>The EPA will include appendices in part 97 that will be amended in the future to list any States for which the Administrator approves abbreviated SIP revisions covering any of the 4 specific elements listed above. The EPA anticipates coordinating such amendments of the appendices with the Administrator's final decision to approve such SIP revisions. </P>
                    <HD SOURCE="HD2">D. Overall Structure of the CAIR FIP Cap-and-Trade Programs </HD>
                    <P>
                        In the CAIR NFR, the Agency provided SIP model rules for the CAIR NO
                        <E T="52">X</E>
                         annual, CAIR NO
                        <E T="52">X</E>
                         ozone season, and CAIR SO
                        <E T="52">2</E>
                         annual trading programs that States can use to meet the emission reduction requirements in the CAIR (in part 96). For the final CAIR FIP cap-and-trade programs, EPA decided to adopt the CAIR SIP model rules with minor changes to allow for Federal implementation. 
                    </P>
                    <P>
                        The emission reductions mandated by today's final rule will be achieved from EGUs (
                        <E T="03">see</E>
                         sections VI.E and VII, below, for discussion of applicability provisions). 
                    </P>
                    <P>
                        The CAIR FIP cap-and-trade programs rely on the detailed unit-level emissions monitoring and reporting procedures of part 75 and consistent allowance management practices. All affected sources are required to monitor and report their emissions using part 75. Source information management, emissions data reporting, and allowance trading will be accomplished using on-line systems similar to those currently used for the Acid Rain SO
                        <E T="52">X</E>
                         and NO
                        <E T="52">X</E>
                         SIP Call trading programs. 
                    </P>
                    <P>
                        The penalty provisions for excess emissions under today's FIP trading programs were also adopted from the CAIR model trading rules. As discussed in section VII in today's preamble, the Agency revised the excess emission penalties in the CAIR SO
                        <E T="52">2</E>
                         trading program to clarify the penalties for units that have excess emissions under both the Acid Rain Program and the CAIR SO
                        <E T="52">2</E>
                         trading program. The penalty provisions adopted for the final FIP thus are the excess emissions penalty provisions in the CAIR with the revised CAIR SO
                        <E T="52">2</E>
                         trading program penalties. 
                    </P>
                    <HD SOURCE="HD3">
                        1. SO
                        <E T="52">2</E>
                         Annual Program 
                    </HD>
                    <P>
                        The final CAIR FIP SO
                        <E T="52">2</E>
                         cap-and-trade program requires affected sources to hold SO
                        <E T="52">2</E>
                         allowances sufficient to cover their emissions for each control period. For the FIP SO
                        <E T="52">2</E>
                         program, EPA decided to adopt the CAIR model SO
                        <E T="52">2</E>
                         trading rule (with minor changes to allow for Federal implementation) which is based 
                        <PRTPAGE P="25347"/>
                        on the existing Acid Rain Program and relies on title IV SO
                        <E T="52">2</E>
                         allowances. 
                    </P>
                    <P>
                        As in the CAIR SIP SO
                        <E T="52">2</E>
                         model trading program, the SO
                        <E T="52">2</E>
                         reductions for the CAIR FIP SO
                        <E T="52">2</E>
                         trading program will be achieved by requiring sources to retire, in most cases, more than one title IV allowance for each ton of SO
                        <E T="52">2</E>
                         emissions.
                        <SU>22</SU>
                        <FTREF/>
                         Sources can use pre-2010 title IV SO
                        <E T="52">2</E>
                         allowances for compliance with the CAIR FIP SO
                        <E T="52">2</E>
                         cap-and-trade program at a 1-to-1 ratio (
                        <E T="03">i.e.,</E>
                         SO
                        <E T="52">2</E>
                         allowances of vintage 2009 and earlier will offset one ton of SO
                        <E T="52">2</E>
                         emissions). Allowances of vintages 2010 through 2014 will offset 0.5 tons of emissions (
                        <E T="03">i.e.,</E>
                         such allowances will need to be retired at a ratio of 2-to-1 for CAIR compliance, in other words 2 allowances for every ton of emissions). Allowances of vintages 2015 and beyond will offset 0.35 tons of emissions (
                        <E T="03">i.e.,</E>
                         such allowances will need to be retired at a ratio of 2.86-to-1, in other words 2.86 allowances for every ton of emissions). The emission value of an SO
                        <E T="52">2</E>
                         allowance is independent of the year in which it is used, but rather is be based on its vintage (
                        <E T="03">i.e.,</E>
                         the year for which the allowance is issued). These SO
                        <E T="52">2</E>
                         allowance retirement ratios are the retirement ratios in the CAIR NFR, which EPA adopted in the CAIR FIP SO
                        <E T="52">2</E>
                         trading program (
                        <E T="03">see</E>
                         discussion in section VII in the CAIR NFR preamble at 70 FR 25255-25273, as well as in section IX at 70 FR 25290-25291). 
                    </P>
                    <FTNT>
                        <P>
                            <SU>22</SU>
                             Allowances of pre-2010 vintage will be retired at a ratio of one allowance per ton of emissions. For allowances of later vintages, more than one allowance will be retired per ton of emissions.
                        </P>
                    </FTNT>
                    <P>
                        The Agency uses the single term, “CAIR SO
                        <E T="52">2</E>
                         allowance, ” to refer to an SO
                        <E T="52">2</E>
                         allowance under a CAIR SIP using the model trading rule or CAIR FIP.
                        <SU>23</SU>
                        <FTREF/>
                         A CAIR SO
                        <E T="52">2</E>
                         allowance can be used for compliance with the SO
                        <E T="52">2</E>
                         allowance-holding requirement in a CAIR SIP or CAIR FIP SO
                        <E T="52">2</E>
                         trading program. Sources in States governed by either of these SO
                        <E T="52">2</E>
                         trading programs can trade CAIR SO
                        <E T="52">2</E>
                         allowances with each other. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>23</SU>
                             A CAIR SO
                            <E T="52">2</E>
                             allowance is generally a tilte IV SO
                            <E T="52">2</E>
                             allowance; the only exception is where a State adopts the provisions allowing units not otherwise covered by the CAIR SO
                            <E T="52">2</E>
                             trading program to opt in and allocates allowances (which are not title IV allowances) to such units. For purposes of compliance with the EPA-administered CAIR SIP SO
                            <E T="52">2</E>
                             trading program or with the CAIR FIP SO
                            <E T="52">2</E>
                             trading program in today's rule, the value of SO
                            <E T="52">2</E>
                             allowances are discounted based on the allowance vintage year, as explained above.
                        </P>
                    </FTNT>
                    <HD SOURCE="HD3">
                        2. NO
                        <E T="54">X</E>
                         Annual Program 
                    </HD>
                    <P>
                        The final CAIR FIP NO
                        <E T="52">X</E>
                         annual cap-and-trade program requires affected sources to hold NO
                        <E T="52">X</E>
                         annual allowances sufficient to cover their emissions for each control period. For the FIP NO
                        <E T="52">X</E>
                         trading program, EPA adopted the CAIR SIP model NO
                        <E T="52">X</E>
                         trading program with minor revisions to allow for Federal implementation. The FIP NO
                        <E T="52">X</E>
                         program relies on CAIR NO
                        <E T="52">X</E>
                         annual allowances that will be allocated to affected units by the EPA (
                        <E T="03">see</E>
                         section VI.F in today's preamble for discussion of the methodology and schedule for allocating NO
                        <E T="52">X</E>
                         allowances) or allocated by States using abbreviated SIP revisions. A NO
                        <E T="52">X</E>
                         annual allowance authorizes the emission of one ton of NO
                        <E T="52">X</E>
                        . 
                    </P>
                    <P>
                        The Agency is finalizing the proposed Compliance Supplement Pool (CSP) of allowances that will be allocated to sources and can be used for compliance with the CAIR FIP NO
                        <E T="52">X</E>
                         annual cap-and-trade program. 
                        <E T="03">See</E>
                         sections V and VI.I in today's preamble for further discussion of the CSP. 
                    </P>
                    <P>
                        NO
                        <E T="52">X</E>
                         ozone season allowances issued under the NO
                        <E T="52">X</E>
                         SIP Call or under the CAIR FIP NO
                        <E T="52">X</E>
                         ozone season trading program can't be used for compliance with the CAIR FIP NO
                        <E T="52">X</E>
                         annual reduction requirement. (Pre-2009 NO
                        <E T="52">X</E>
                         ozone season allowances issued under the NO
                        <E T="52">X</E>
                         SIP Call can be banked into the CAIR FIP NO
                        <E T="52">X</E>
                         ozone season program; 
                        <E T="03">see</E>
                         discussion of FIP NO
                        <E T="52">X</E>
                         ozone season program, below.) 
                    </P>
                    <P>
                        The Agency uses the single term, “CAIR NO
                        <E T="52">X</E>
                         allowance,” to refer to a NO
                        <E T="52">X</E>
                         allowance issued under a CAIR SIP using the model trading rule or CAIR FIP. A CAIR NO
                        <E T="52">X</E>
                         allowance can be used for compliance in a CAIR SIP or CAIR FIP NO
                        <E T="52">X</E>
                         annual trading program. Sources in States governed by either of these NO
                        <E T="52">X</E>
                         annual trading programs can trade CAIR NO
                        <E T="52">X</E>
                         allowances with each other. 
                    </P>
                    <HD SOURCE="HD3">
                        3. NO
                        <E T="52">X</E>
                         Ozone Season Program 
                    </HD>
                    <P>
                        The final CAIR FIP NO
                        <E T="52">X</E>
                         ozone season cap-and-trade program requires affected sources to hold CAIR NO
                        <E T="52">X</E>
                         ozone season allowances sufficient to cover their emissions for each control period. For the ozone season program, the control period extends from May 1 through September 30 for each year of the program. For this trading program also, EPA adopted the trading program from the CAIR SIP model NO
                        <E T="52">X</E>
                         ozone season trading rule with minor modifications to allow for Federal implementation. Under the FIP program, a NO
                        <E T="52">X</E>
                         ozone season allowance authorizes the emission of one ton of NO
                        <E T="52">X</E>
                         during the ozone season. 
                    </P>
                    <P>
                        The FIP program relies on CAIR NO
                        <E T="52">X</E>
                         ozone season allowances that will be allocated to affected sources by the EPA (
                        <E T="03">see</E>
                         section VI.F in today's preamble for discussion of the methodology and schedule for allocating NO
                        <E T="52">X</E>
                         allowances) or allocated by States using abbreviated SIP revisions. In addition, pre-2009 NO
                        <E T="52">X</E>
                         SIP Call allowances can be banked into the CAIR FIP NO
                        <E T="52">X</E>
                         ozone season program and used by affected sources for compliance with that program. NO
                        <E T="52">X</E>
                         allowances issued under the CAIR FIP NO
                        <E T="52">X</E>
                         annual program can't be used for compliance with the CAIR FIP NO
                        <E T="52">X</E>
                         ozone season reduction requirement. 
                    </P>
                    <P>
                        As discussed in the CAIR NFR and the CAIR FIP NPR, certain emission sources that do not meet the applicability requirements of CAIR are included in the existing EPA-administered NO
                        <E T="52">X</E>
                         Budget Trading Program under the NO
                        <E T="52">X</E>
                         SIP Call. (The types of NO
                        <E T="52">X</E>
                         Budget Trading Program units that are not EGUs under CAIR include industrial boilers and turbines, cement kilns, and small EGUs.) As explained in the CAIR NFR and CAIR FIP NPR, EPA will no longer administer the NO
                        <E T="52">X</E>
                         SIP Call ozone season cap-and-trade program for ozone seasons after 2008; however, NO
                        <E T="52">X</E>
                         SIP Call requirements will remain in place. The CAIR NFR provides that States that choose to participate in the CAIR EPA-administered NO
                        <E T="52">X</E>
                         ozone season cap-and-trade program may choose whether or not to bring their non-CAIR NO
                        <E T="52">X</E>
                         SIP Call trading sources into the CAIR ozone season trading program, through their SIP revisions. Bringing the non-CAIR NO
                        <E T="52">X</E>
                         SIP Call trading sources into the CAIR ozone season program is one way to continue to meet NO
                        <E T="52">X</E>
                         SIP Call requirements. 
                        <E T="03">See</E>
                         section VII in the CAIR NFR (70 FR 25255-25273) and section IX.A. (70 FR 25289-25290). 
                    </P>
                    <P>
                        As discussed above, the Agency is finalizing its proposal that States may choose to submit an abbreviated SIP revision to bring their non-CAIR NO
                        <E T="52">X</E>
                         SIP Call trading sources into the CAIR FIP NO
                        <E T="52">X</E>
                         ozone season cap-and-trade program. The abbreviated SIP revision may increase a State's NO
                        <E T="52">X</E>
                         ozone season trading budget under the CAIR FIP NO
                        <E T="52">X</E>
                         ozone season cap-and-trade program by an amount equal to the portion of the State's NO
                        <E T="52">X</E>
                         SIP Call State trading budget that is attributed to such units. 
                    </P>
                    <P>
                        The Agency uses the single term, “CAIR NO
                        <E T="52">X</E>
                         Ozone Season allowance,” to refer to a NO
                        <E T="52">X</E>
                         ozone season allowance issued under a CAIR SIP using the model trading rule or CAIR FIP. A CAIR NO
                        <E T="52">X</E>
                         ozone season allowance could be used for compliance in a CAIR SIP or CAIR FIP NO
                        <E T="52">X</E>
                         ozone season trading program. Sources in States governed by either of these NO
                        <E T="52">X</E>
                         ozone season trading programs can trade CAIR NO
                        <E T="52">X</E>
                         Ozone Season allowances with each other.
                        <PRTPAGE P="25348"/>
                    </P>
                    <HD SOURCE="HD2">E. Sources Subject to the CAIR FIP Cap-and-Trade Programs </HD>
                    <P>Under the proposed CAIR FIP cap-and-trade programs, only EGUs were subject to the proposed rules. The proposed applicability provisions are, by design, identical to the provisions for applicability the CAIR SIP model trading programs and incorporated the FIP NPR revisions to the applicability provisions of the final CAIR SIP model trading rules. The revisions to CAIR SIP model rule applicability include exemptions for (1) municipal solid waste incinerators and (2) existing units that have not served a generator since before November 15, 1990. Incorporating these exemptions into the applicability provisions in both the CAIR SIP and CAIR FIP trading programs provides clarity and aligns the provisions more closely with the provisions in the title IV Acid Rain Program. A detailed discussion of the rationales for including these exemptions may be found in section VII of the CAIR FIP NPR. (See section VIII.C. in the CAIR NFR preamble for applicability discussion at 70 FR 25276-25278 and section VII in today's preamble for additional discussion of changes to the CAIR EGU definition). </P>
                    <P>Public comment on the proposed applicability provisions of the CAIR FIP trading programs primarily expressed interest in additional exemptions for waste coal-fired units, biomass-fired units, and low emissions units. These are discussed in detail below. </P>
                    <P>
                        <E T="03">Applicability in the Final CAIR FIP.</E>
                         Today's action finalizes that, in any jurisdiction for which a final CAIR FIP is promulgated, units will be subject to the CAIR FIP trading programs (
                        <E T="03">i.e.,</E>
                         to the CAIR FIP SO
                        <E T="52">2</E>
                        , NO
                        <E T="52">X</E>
                         annual, or NO
                        <E T="52">X</E>
                         ozone season programs, as appropriate) if they are stationary, fossil-fuel-fired boiler or stationary, fossil-fuel-fired combustion turbine serving at any time, since the later of November 15, 1990 or the start-up of the unit's combustion chamber, a generator with nameplate capacity of more than 25 MWe producing electricity for sale. Certain cogeneration units or solid waste incinerators are exempt from the CAIR FIP and are described below. 
                    </P>
                    <P>
                        <E T="03">Cogeneration Unit Exemption.</E>
                         As in the CAIR NFR, certain cogeneration units are exempt from the CAIR FIP trading programs. Cogeneration units include units having equipment used to produce electricity and useful thermal energy for industrial, commercial, heating, or cooling purposes through sequential use of energy and meeting certain operating and efficiency standards. The program has different applicability provisions for non-cogeneration units and cogeneration units. Any cogeneration unit, serving (since the later of November 15, 1990 or the start-up of the unit), a generator with a nameplate capacity of greater than 25 MW and supplying more than 
                        <FR>1/3</FR>
                         potential electric output capacity and more than 219,000 MW-hrs annually to any utility power distribution system for sale, will be subject to the requirements of the CAIR FIP trading rules. Otherwise, the unit will qualify for an exemption under the FIP rules. This cogeneration unit exemption is identical to the exemption in the CAIR NFR, as revised by today's action. Section VIII.C.3. of the CAIR NFR preamble describes the cogeneration unit exemption and discusses the specific elements of how units would qualify and remain qualified for the exemption (70 FR 25276-25278). 
                    </P>
                    <P>
                        <E T="03">Solid Waste Incinerator Exemption.</E>
                         Today's action includes an exemption for certain solid waste incinerators in both the CAIR and CAIR FIP cap-and-trade programs. Specifically, a solid waste incineration unit commencing operation before January 1, 1985, for which the average annual fuel consumption of non-fossil fuels during 1985-1987 exceeded 80 percent and during any 3 consecutive calendar years after 1990 the average annual fuel consumption of non-fossil fuels exceeds 80 percent, is not subject to either the CAIR or CAIR FIP cap-and-trade programs. (Section VII of the preamble for today's rule provides additional discussion.) 
                    </P>
                    <P>
                        <E T="03">Individual Unit Opt-ins.</E>
                         Today's action includes provisions for individual units to opt-in to the CAIR FIP trading programs. These units, when they opt-in, become “affected” by the CAIR FIP trading program and, as a result, must comply with allowance holding requirements, monitor and report emissions, and receive CAIR allowances. 
                    </P>
                    <P>The opt-in provisions of the CAIR FIP trading programs would become applicable to sources in a given State only if the State chooses to submit an abbreviated SIP revision that would provide for the inclusion of opt-ins in the CAIR FIP trading programs. The EPA considered requiring all States to have opt-in provisions in the proposed CAIR FIP trading programs. By not requiring opt-in provisions in all States covered by the proposed FIP trading programs, the Agency seeks to preserve the States' flexibility to decide whether to allow opt-in units. In addition, the EPA believes that including opt-in provisions only in States that have elected to include them in an abbreviated SIP revision avoids the possibility of “stranding” some opt-in units. More specifically, this requirement avoids a situation where a unit might make investments based upon assumption that it will opt-in to a CAIR FIP trading program only to be stranded if the CAIR FIP program was later supplanted by EPA approving a CAIR SIP submitted by the State that did not include opt-in provisions. </P>
                    <P>If States choose to submit abbreviated SIP revisions to provide for the inclusion of opt-ins in the CAIR FIP trading programs, the SIP revisions must include the opt-in provisions that are provided in the CAIR final rule. See section VIII.G. of the CAIR NFR preamble for discussion of opt-in provisions (70 FR 25286-25288). </P>
                    <P>
                        <E T="03">Waste Coal-Fired Units Under CAIR FIP.</E>
                         The EPA received comments requesting an exemption for waste coal-fired units from both the CAIR and CAIR FIP SO
                        <E T="52">2</E>
                         annual programs. Some commenters claimed that their costs to comply with the programs are excessively high. The economics of a waste coal-fired unit are different depending upon whether the unit has a fixed price power purchase agreement in place or whether it is selling electricity on the wholesale market. 
                    </P>
                    <P>
                        Units that had power purchase agreements with fixed prices in place on November 15, 1990, are exempt from title IV and do not receive title IV allowances. The commenters state that, while their agreements are in effect, these units are not able to pass through cost increases, such as the cost of compliance with CAIR, except where specific escalations are provided (
                        <E T="03">e.g.,</E>
                         compensation for increases in fuel costs or inflation). 
                    </P>
                    <P>
                        While under the agreements and exempt from title IV, the units can opt into the title IV program and receive allowances as opt-in units. Commenters claim that the title IV opt-in provisions could allocate allowances to them at levels below their projected emissions because the years on which title IV bases the allocations are early in the units operation and might under-represent the unit's typical heat input. The commenters add that it is not cost effective for the units to reduce SO
                        <E T="52">2</E>
                         emissions by installing advanced emission controls because the units already achieve significant reductions and have fixed price contracts that do not allow them to pass through control costs. 
                    </P>
                    <P>
                        The second scenario is the period beginning when the units' power purchase agreements expire and the units lose their title IV exemption. As title IV affected units, they lose their 
                        <PRTPAGE P="25349"/>
                        title IV opt-in status and can no longer receive title IV allowances under the title IV opt-in provisions. These units are no longer locked into their power purchase contracts and are free to participate in the wholesale electricity markets. The commenters contend that reducing emissions—even when they are free to pass through the cost of compliance—is not cost-effective, because most waste coal-fired facilities already operate at lower SO
                        <E T="52">2</E>
                         emission rates than many other sources. This, however, belies the real issue, since under a trading program, sources have multiple compliance options including installing emission controls, switching fuels or purchasing allowances. If a source's control costs are above the marginal cost of control in the region, the unit is likely to comply by purchasing allowances, thereby reducing their cost of control to the market price. 
                    </P>
                    <P>
                        In general, information regarding the cost of generation, electricity markets, and cost of controlling emissions may be found through publicly available sources. This information is used, and in some cases developed, by EPA in its regulatory efforts (
                        <E T="03">e.g.,</E>
                         IPM modeling results, technical support documents (TSD) examining the cost and feasibility of control options). However, information regarding specific terms of the contracts, such as found in the power purchase agreements of the waste coal-fired units, is generally proprietary and is claimed to vary widely from contract to contract. Although complete information on contracts (
                        <E T="03">e.g.,</E>
                         the fixed price for electricity, price escalators) could have been provided in order to perform a thorough analysis, commenters provided EPA with some limited information (much of it after the public comment period closed) that did not support the commenters' case for the broad closure of waste coal-fired units as a category of sources. In addition, commenters presented some limited analysis of the ratio of their estimated cost of compliance with CAIR to their projected revenue. Again, EPA's evaluation of this limited analysis showed that it did not support the commenters claims that they would not be economically viable. (The results of EPA's evaluation of the commenters' analysis are discussed later in this section.) Because the unit-specific information provided by the commenters was limited, EPA conducted an analysis using generally available information to evaluate the potential impact of the cost of complying with CAIR for a typical CFB combusting waste coal. This analysis shows that the typical waste coal-fired unit would remain economically viable under CAIR. (The results of this analysis are discussed later in this section.) 
                    </P>
                    <P>
                        EPA understands that waste coal-fired facilities have not received a title IV SO
                        <E T="52">2</E>
                         allowance allocation because they have been exempt from title IV under the IPP exemption. Title IV's IPP exemption applies to units that had power purchase agreements with fixed prices in place on November 15, 1990, and includes units other than waste coal-fired facilities. Congress limited this exemption to only those units with power purchase commitments in effect, thereby acknowledging that once the unit was freed from its power purchase commitment, it was free to pass through compliance costs to its customers. The unit may lose this exemption even before the full-term of the contract if the power purchase commitment changes after November 15, 1990, in a way that allows the cost of compliance with the Acid Rain Program to be shifted to the purchaser. For example, expiration or termination of the power purchase commitment or modification so that the price is increased (
                        <E T="03">e.g.,</E>
                         changed to a market price) results in loss of the exemption. The purpose of the exemption is to protect IPP facilities subject to contract prices that were set before passage of the CAA Amendments of 1990 (including the Acid Rain Program in title IV) and that did not allow pass through of the costs of Acid Rain Program compliance. Congress has limited the exemption to apply to the Acid Rain Program and did not mandate the Agency with maintaining the exemption in future programs. EPA believes that this exemption was aimed at easing the transition of such facilities into the Acid Rain Program and that there is no basis for maintaining this exemption for every subsequent cap-and-trade program. 
                    </P>
                    <P>
                        Waste coal-fired units are designed and operated for the purpose of generating electricity for sale. As a result, they are reasonably treated as part of the power generation sector, which comprises the category of sources the CAIR and CAIR FIP trading programs aimed at regulating. For this reason, EPA modeling for CAIR included waste coal-fired EGUs as part of the power sector, which was shown to collectively be able to make highly cost-effective SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emission reductions. The marginal cost of control and the average cost of control, shown to be highly cost-effective, reflect a range of power sector control costs that include costs from sources such as waste coal-fired units. Notably, the model considers where control will be least expensive and that some units will purchase allowances in the determination of which units are projected to dispatch. EPA modeling shows that waste coal-fired units continue to be dispatched even when the cost of complying with CAIR is part of the unit's production costs. Commenters did not provide any basis for changing EPA's treatment of waste coal-fired units in the modeling or for challenging EPA's modeling results. 
                    </P>
                    <P>
                        EPA agrees that these units do not have large SO
                        <E T="52">2</E>
                         emissions. These units may emit based on a reduction in SO
                        <E T="52">2</E>
                         from sulfur content in the fuel of approximately 90 percent, or in some cases greater, reductions in SO
                        <E T="52">2</E>
                         from sulfur content of the fuel.
                        <SU>24</SU>
                        <FTREF/>
                         However, many continue to emit at rates above those recently achieved by coal-fired units with advanced SO
                        <E T="52">2</E>
                         controls (
                        <E T="03">i.e.</E>
                        , scrubbers). Nevertheless, because these units tend to be relatively small and have lower total emissions, they would be required to purchase significantly fewer allowances than other, potentially higher emitting, sources that also may not have received SO
                        <E T="52">2</E>
                         allowances under title IV.
                    </P>
                    <FTNT>
                        <P>
                            <SU>24</SU>
                             Reduction in SO
                            <E T="52">2</E>
                             from CFB units are EPA estimates based upon the design of the facilities.
                        </P>
                    </FTNT>
                    <P>
                        However, EPA does not believe that the CAIR SO
                        <E T="52">2</E>
                         annual requirements would impose an undue or inequitable “economic burden” on waste coal-fired units that would “threaten the viability” of all, or even many, of these units. EPA considered the potential impacts for both the periods of the concern identified by the commenter: (1) When the power purchase agreement is in place and the unit is exempt from title IV; and (2) after the power purchase agreement has expired and the unit is title IV affected. 
                    </P>
                    <P>
                        For the period in which the waste coal-fired unit has a power purchase contract in place, EPA examined the analysis presented by the commenters in support of their argument that CAIR compliance costs would threaten their economic viability. EPA believes the commenters' analysis substantially overestimated the potential compliance costs of CAIR and the CAIR FIP (by inaccurately accounting for the future projected cost of emitting one ton of SO
                        <E T="52">2</E>
                        , underestimating access to title IV SO
                        <E T="52">2</E>
                         allowances through the title IV opt-in provisions, and inaccuracies in other analytical assumptions) and, when more realistic assumptions are correctly applied, these units are much better off. (Section VI.A of the CAIR FIP Response to Comment Document presents the results of this analysis.) 
                        <PRTPAGE P="25350"/>
                    </P>
                    <P>
                        As mentioned above, while waste coal-fired units have a valid power purchase agreement (and, subsequently, an exemption from title IV), they may choose to opt-in to the title IV program and receive SO
                        <E T="52">2</E>
                         allowances. The title IV opt-in provisions provide units with SO
                        <E T="52">2</E>
                         allowances based upon their heat input (
                        <E T="03">i.e.</E>
                        , the average of their annual heat input for the years 1985 through 1987 or their first 3 whole years of operation) and their emission rate (
                        <E T="03">i.e.</E>
                        , the lesser of their actual emission rate during the first baseline year or, their lowest permitted emission limit in year they apply that will be effective that year or any time after). As a result, these units could receive SO
                        <E T="52">2</E>
                         allowances sufficient to authorize all of their future, annual emissions under the title IV program. Other units, that may operate more than they did during the baseline years, may receive SO
                        <E T="52">2</E>
                         allowances from the title IV opt-in provisions at levels lower than their future emissions. Assuming the waste coal-fired units made no additional reduction in SO
                        <E T="52">2</E>
                         emissions, this same opt-in allocation level would authorize half of their emissions, and require them to purchase SO
                        <E T="52">2</E>
                         allowances equal to half of their emissions, under the first phase of CAIR or the CAIR FIP.
                        <SU>25</SU>
                        <FTREF/>
                         Considering that waste coal-fired CFB units generally achieve greater than 90 percent SO
                        <E T="52">2</E>
                         emission reductions, the unit would purchase SO
                        <E T="52">2</E>
                         allowances equal 5 percent of this total, uncontrolled emissions. The retirement ratio for the second phase of CAIR or the CAIR FIP would result in the sources purchasing SO
                        <E T="52">2</E>
                         allowances equivalent to 7 percent of this uncontrolled emissions level (
                        <E T="03">i.e.</E>
                        , two thirds of the remaining 10 percent of the uncontrolled emissions). From the evidence that EPA has been provided, the commenters have not demonstrated that purchasing allowances equal to approximately 5 percent or 7 percent of uncontrolled emissions in the phases 1 and 2 of the CAIR FIP (and CAIR), respectively, would result in the units not being economically viable. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>25</SU>
                             Assumes sources receive title IV opt-in allowances equal to their current emissions. The 2-to-1 retirement ratio of CAIR's first phase requires CAIR sources to hold twice as many allowances.
                        </P>
                    </FTNT>
                    <P>
                        The commenters concerns about the economic viability of waste coal-fired units continue for periods of time when the power purchase agreements have expired (
                        <E T="03">i.e.</E>
                        , the units have lost the exemption from title IV) and the units are free to participate in the electricity markets. EPA addressed this concern by conducting additional analysis using generally available information to evaluate the potential impact of the cost of complying with CAIR for a typical CFB combusting waste coal. More specifically, EPA examined how the potential cost to operate a typical waste coal-fired CFB unit (in $/MWh) compares to the potential price it would receive on the electricity market. This analysis estimated the potential cost of producing electricity for a waste coal-fired CFB (including the cost of complying with CAIR) to be significantly less than the EPA projected wholesale price and the forecasted price of electricity. In general, waste coal-fired facilities will continue to be profitable, even when factoring in the cost of complying with CAIR. 
                    </P>
                    <P>
                        EPA also notes that, upon the expiration of the power purchase agreements, waste coal-fired units will participate in the electricity markets and be required to comply with all applicable emission control programs, including the title IV Acid Rain Program, just as other coal-fired facilities. Some of these coal-fired units have installed emission control equipment, emit SO
                        <E T="52">2</E>
                         at lower rates than the waste coal-fired units, and are complying with title IV while they compete in the electricity markets. Additionally, new units continue to come online and are economically viable even though they must acquire title IV SO
                        <E T="52">2</E>
                         allowances on the market. 
                    </P>
                    <P>
                        In addition, commenters mentioned that waste coal-fired facilities provide benefits outside of air emissions, such as assisting in the mitigation of waste coal impacts on the land. EPA notes that, in case of waste coal-fired units, there are a variety of avenues of potential relief for States that wish to assist these units as they transition to competitive markets. Options for States to encourage certain types of generation include, but are not limited to: Revenue from renewable portfolio standards (where waste coal-fired units can qualify); and providing valuable CAIR NO
                        <E T="52">X</E>
                         annual and ozone season allowances, as well as mercury allowances under the Clean Air Mercury Rule (which are options in Pennsylvania, where most of the commenters waste coal-fired units are located). EPA also notes that, in the case of waste coal-fired units that have contended that they provide multi-media benefits, that they will have the flexibility to develop integrated, multi-pollutant compliance strategies under CAIR. 
                    </P>
                    <P>
                        In summary, EPA does not agree with commenters that believe that complying with the CAIR FIP or CAIR SO
                        <E T="52">2</E>
                         annual program would result in this category of units not being economically viable. These units are designed to generate electricity for sale on the grid and are part of the power generation sector. The CAIR FIP and CAIR trading programs are designed to achieve emission reductions from EGUs while providing the flexibility for the markets to find the least-cost reductions. Once their contracts expire, waste coal-fired units, just as other coal-fired generation sources which may or may not receive title IV SO
                        <E T="52">2</E>
                         allowances, will be expected to hold SO
                        <E T="52">2</E>
                         allowances and compete in the electricity markets. In addition, the commenter has not provided analysis that demonstrates that waste coal-fired units, as a category, would not be economically viable as a result of CAIR. For these reasons, EPA has not included an exemption for waste coal-fired units or IPPs in the CAIR FIP or CAIR trading programs. 
                    </P>
                    <P>
                        <E T="03">Biomass-Fired Units under CAIR FIP.</E>
                         EPA received comment that biomass-fired units should be exempt from the CAIR and CAIR FIP trading programs. These commenters claimed that their operations are similar to those of solid waste incineration units, which EPA proposed to exempt in the CAIR FIP NPR. Commenters added that they could meet fossil fuel use criteria used in the solid waste incineration unit exemption (
                        <E T="03">i.e.,</E>
                         the average annual fuel consumption of non-fossil fuels not exceeding 80 percent for the years 1985-1987 (or for a unit commencing operation after January 1, 1985, the first 3 years of operation) and during any 3 consecutive calendar years after 1990). In addition, commenters noted that this would be consistent with the title IV exemptions for biomass-fired units as “qualifying facilities.” 
                    </P>
                    <P>
                        EPA disagrees with commenters that request that biomass-fired EGUs be exempted from the CAIR and CAIR FIP trading programs because they are similar to solid waste incinerators. While biomass-fired EGUs may be able to meet the criteria for limited combustion of fossil fuel used in the solid waste incineration unit exemption in the CAIR and CAIR FIP trading programs, they differ from solid waste incineration units in that biomass-fired units are designed and operated for the purpose of generating electricity for sale. As a result, they are reasonably treated as part of the power generation sector, which comprises the category of sources the CAIR and CAIR FIP trading programs aimed at regulating. For this reason, EPA modeling for CAIR included biomass-fired EGUs as part of the power sector, which was shown to be able to make highly cost-effective SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emission reductions. The marginal cost of control and the average 
                        <PRTPAGE P="25351"/>
                        cost of control, shown to be highly cost-effective, reflect a range of power sector control costs that include costs from sources such as biomass-fired units. Commenters did not provide any basis for changing EPA's treatment of biomass-fired units in the modeling or for challenging EPA's modeling results. 
                    </P>
                    <P>Biomass-fired units included in the CAIR and CAIR FIP trading programs are distinguishable from solid waste incineration units exempt from the CAIR and CAIR FIP trading programs. First, while the purpose of biomass-fired units are to generate electricity (and, in some cases, useful thermal energy), solid waste incineration units are designed and operated for the purpose of disposing of solid waste, with electricity generation incidental to this purpose. In fact, the term “solid waste incineration unit” excludes sources whose primary purpose is something other than waste disposal, such as “material recovery facilities * * * which combust for the primary purpose of recovering materials” and “qualifying small power production facilities * * * or qualifying cogeneration facilities * * * which burn homogeneous waste for the production of electric energy * * * for the production of electric energy and steam or forms of useful energy (such as heat) * * *” (18 U.S.C. 7429(g)(1)) Thus, it was reasonable for EPA to treat biomass-fired units, but not solid waste incineration units, as part of the power sector. Second, as explained in the CAIR FIP NPR, emission reductions from solid waste incineration units, treated as a separate source category, were not considered in EPA's determination of highly cost-effective reductions from the power sector. Biomass-fired units were treated as part of the power sector, which was shown in EPA's modeling to be able to make highly cost-effective reductions. </P>
                    <P>
                        EPA does not believe that the title IV exemption for qualifying biomass-fired units means that these units should be exempt from all cap-and-trade programs developed after the Acid Rain Program. Under the Acid Rain Program, an IPP facility (such as a biomass-fired unit) that has, as of November 15, 1990, a qualifying power purchase commitment (including a sales price) to sell at least 15 percent of planned net output capacity and has installed net output capacity not exceeding 130 percent of planned net output capacity is exempt from the program. However, if the power purchase commitment changes after November 15, 1990 in a way that allows the cost of compliance with the Acid Rain Program to be shifted to the purchaser, then the IPP facility loses the exemption. For example, expiration or termination of the power purchase commitment or modification so that the price is increased (
                        <E T="03">e.g.,</E>
                         changed to a market price) results in loss of the exemption. The purpose of the exemption is to protect IPP facilities subject to contract prices that were set before passage of the CAA Amendments of 1990 (including the Acid Rain Program in title IV) and that did not allow pass through of the costs of Acid Rain Program compliance. However, EPA maintains that this exemption was aimed at easing the transition of such facilities into the Acid Rain Program and that there is no basis for maintaining this exemption for every subsequent cap-and-trade program. 
                    </P>
                    <P>
                        Under the CAIR trading programs, a biomass-fired unit can be allocated NO
                        <E T="52">X</E>
                         allowances, just as any other CAIR unit. Further, although biomass-fired units are not generally allocated title IV allowances, which are used in the CAIR SO
                        <E T="52">2</E>
                         annual trading program, those units can opt into the Acid Rain Program and receive title IV allowances as long as they retain their IPP exemption. If they lose the exemption because they are no longer bound by their power purchase commitment, then they can pass through compliance costs to the same extent any CAIR unit can do so.
                    </P>
                    <P>For the reasons discussed above, the EPA is not including an exemption from the CAIR and CAIR FIP trading programs for biomass-fired units in today's final rule. </P>
                    <P>
                        <E T="03">Low Emissions Units Under CAIR FIP.</E>
                         EPA received comment requesting that units with low emissions, such as units that emit less than 25-tons annually, be exempt from the CAIR and CAIR FIP trading programs. This includes simple cycle turbines that are operated infrequently, primarily during peak demand or when there are operational difficulties with baseload units. Commenters claim that the cost of monitoring and reporting their emissions is excessively burdensome and that special provisions in part 75 monitoring for low mass emitting (LME) units does not provide adequate relief. 
                    </P>
                    <P>Today's final CAIR FIP trading rules do not include an exemption for low emitting units. While low emitting, these units are designed and operated for the purposes of generating electricity for sale. As a result, they are reasonably treated as part of the power generation sector, which comprises the category of sources the CAIR and CAIR FIP trading programs aimed at regulating. For this reason, low-emitting units were included as part of the power sector, which was shown through EPA modeling for CAIR to be able to make highly cost-effective emission reductions. The marginal cost of control and the average cost of control, shown to be highly cost effective, reflect a range of power sector control costs that include costs from low-emitting units (including simple-cycle turbines). </P>
                    <P>Commenters advocating an exemption of these units did not provide any basis for changing EPA's treatment of these units in the modeling or for challenging EPA's modeling results. </P>
                    <P>
                        The NO
                        <E T="52">X</E>
                         SIP Call did include an exemption for units that could demonstrate that their permits imposed an operating hour limitation under which their potential emissions during the ozone season did not exceed 25 tons (the “25-ton exemption”). Units wishing to obtain the 25-ton exemption were required to use conservative emission estimates of their potential emissions and State budgets were adjusted to remove the equivalent of their potential emissions from that State's trading program budget. In general, this exemption was undersubscribed and complex. EPA also notes that it received little comment on including a 25-ton exemption, with only a single facility claiming that this exemption is necessary. EPA does not see compelling justification to include this exemption in the CAIR and CAIR FIP trading programs. 
                    </P>
                    <P>
                        EPA does not agree with commenters that contend that the LME provisions do not adequately relieve the cost of monitoring and reporting for low emitting units. The part 75 LME provisions provide qualifying sources with multiple options to allow facilities to choose the approach that best fits their circumstances. First, units may choose to use EPA-provided, conservative emission factors in lieu of installing and operating Continuous Emissions Monitoring Systems (CEMS). The LME provisions provide a second option that allows facilities to determine unit-specific emission factors for use in estimating their annual emissions. Additionally, EPA provides the software necessary to generate the quarterly emissions reports for these sources to further lessen the burden on these sources. These streamlined monitoring and reporting procedures relieve much of the administrative burden, and therefore, the compliance costs, for LME qualifying units. This allows EPA to accurately and cost-effectively account for the emissions, even at low emission levels, and allow these units to participate in the CAIR trading programs. 
                        <PRTPAGE P="25352"/>
                    </P>
                    <HD SOURCE="HD2">
                        F. Allocation of NO
                        <E T="54">X</E>
                         Emission Allowances to Sources 
                    </HD>
                    <P>
                        The EPA presented in the NPR (70 FR 49730-49734) its proposed schedules and methods for allocating NO
                        <E T="52">X</E>
                         allowances to sources, including allowances for the CAIR FIP NO
                        <E T="52">X</E>
                         annual trading program and the CAIR FIP NO
                        <E T="52">X</E>
                         ozone season trading program. The Agency proposed to use NO
                        <E T="52">X</E>
                         allocation methods that are consistent with the NO
                        <E T="52">X</E>
                         allocation methods in the CAIR SIP model trading rules. 
                    </P>
                    <P>
                        As discussed above, the Agency proposed that a State could choose to modify the application of the FIP through abbreviated SIP revisions that would allow the State, rather than EPA, to allocate NO
                        <E T="52">X</E>
                         annual and/or ozone season allowances for the CAIR FIP trading programs. 
                    </P>
                    <P>
                        The EPA proposed formulas for EPA-determined allocations of NO
                        <E T="52">X</E>
                         allowances to units (both existing units with sufficient baseline data and new units) under the CAIR FIP trading programs. Further, the Agency proposed schedules for applying the allocation formulas and for determining such NO
                        <E T="52">X</E>
                         allocations for the CAIR FIP trading programs. The EPA also proposed schedules for States to apply State-determined allocation formulas under abbreviated SIP revisions. In addition, EPA proposed a schedule for the Administrator to record NO
                        <E T="52">X</E>
                         allocations (whether EPA-or State-determined) in source accounts. 
                    </P>
                    <P>
                        The EPA received a number of comments on each of these elements of its proposed schedules and methods for NO
                        <E T="52">X</E>
                         allocations. The Agency discusses the comments and presents the final schedules and methods for NO
                        <E T="52">X</E>
                         allocations below. 
                    </P>
                    <P>
                        <E T="03">See</E>
                         section VI.I in today's preamble for a discussion of the Agency's method for distributing FIP NO
                        <E T="52">X</E>
                         annual allowances from the NO
                        <E T="52">X</E>
                         annual CSP. 
                    </P>
                    <HD SOURCE="HD3">
                        1. Schedule for Determining and Recording NO
                        <E T="52">X</E>
                         Allocations 
                    </HD>
                    <P>
                        The Agency's preference is for States to make decisions about NO
                        <E T="52">X</E>
                         allocations for their sources. Although EPA will determine NO
                        <E T="52">X</E>
                         allocations for the CAIR FIP trading programs, we intend to only record EPA-determined allocations in allowance accounts for sources located in a State without a timely, approved CAIR SIP revision (or timely, approved abbreviated CAIR SIP revision providing for State-determined allocations). 
                    </P>
                    <P>
                        While EPA's proposal included schedules for determining and recording NO
                        <E T="52">X</E>
                         allocations for both existing units with sufficient baseline data and new units, this section of the preamble—and the public comments—focus on the allocations for existing units.
                        <SU>26</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>26</SU>
                             The Agency is finalizing the proposed schedules for determiing and recording FIP NO
                            <E T="52">X</E>
                             allocations for new units; see §§ 97.141, 97.341, 97.153 and 97.353.
                        </P>
                    </FTNT>
                    <P>
                        As discussed further below, EPA intends to determine NO
                        <E T="52">X</E>
                         allocations for the CAIR FIP trading programs by October 31, 2006 (covering 2009-2014). For any State choosing to determine CAIR FIP NO
                        <E T="52">X</E>
                         allocations using an abbreviated SIP revision, the deadline for States to notify EPA of their first set of NO
                        <E T="52">X</E>
                         allocations (covering at least 2009-2011) is April 30, 2007. The Agency will record EPA-determined allocations for the CAIR FIP trading programs by September 30, 2007 (covering 2009), September 30, 2008 (covering 2010) and September 30, 2009 (covering 2011-2013). If State-determined NO
                        <E T="52">X</E>
                         allocations are approved earlier than these recordation deadlines (under a full SIP revision or an abbreviated SIP revision), the Agency intends to record the State-determined allocations in source accounts rather than EPA-determined allocations, as soon as possible. Table VI-2, below, summarizes the final deadlines for recording CAIR FIP NO
                        <E T="52">X</E>
                         allocations (EPA-determined allocations or State-determined allocations using an abbreviated SIP revision). Table VI-3 summarizes the final deadlines for recording CAIR SIP NO
                        <E T="52">X</E>
                         allocations for States choosing to use the CAIR model trading rules (full SIP revisions). 
                    </P>
                    <P>
                        As discussed in the NPR, the Agency developed proposed schedules for recording CAIR F IP NO
                        <E T="52">X</E>
                         allocations for existing units in source accounts with the objective of balancing the following two goals: (1) Providing both adequate certainty to sources regarding their CAIR NO
                        <E T="52">X</E>
                         allocations and adequate time for sources to make compliance decisions, and (2) providing States choosing to allocate CAIR NO
                        <E T="52">X</E>
                         allowances with time to submit, and EPA to approve, abbreviated or full SIP revisions that provide for State-determination of allowance allocations. 
                    </P>
                    <P>
                        The final CAIR (70 FR 25162) requires States to submit SIP revisions complying with the CAIR requirements to the Agency by September 11, 2006 and to submit the initial set of NO
                        <E T="52">X</E>
                         allocations by October 31, 2006. 
                    </P>
                    <P>
                        In the CAIR FIP NPR, the Agency proposed that States choosing to submit abbreviated SIP revisions would be required to submit such revisions to EPA by March 31, 2007, and—if choosing to address NO
                        <E T="52">X</E>
                         allocations in an abbreviated SIP revision—would be required to submit the initial set of NO
                        <E T="52">X</E>
                         allocations by September 30, 2007. The EPA proposed allowing States to submit abbreviated SIP revisions later than full revisions because the Agency anticipates being able to complete the approval process more quickly for abbreviated revisions due to their narrower scope. 
                    </P>
                    <P>
                        The Agency stated in the FIP NPR its intention to determine final NO
                        <E T="52">X</E>
                         allocations for 2009 through 2014 for the FIP trading programs prior to December 1, 2007 (70 FR 49732). The EPA has further considered its plans for determining these final NO
                        <E T="52">X</E>
                         allocations and now intends to determine them by October 31, 2006. The Agency intends to publish a Notice of Data Availability (NODA) during spring 2006 with NO
                        <E T="52">X</E>
                         allocations for 2009 through 2014. The public will have an opportunity to make objections to any of the data used in these allocations. EPA will publish a NODA with the final NO
                        <E T="52">X</E>
                         allocations for 2009 through 2014 (adjusted if necessary in light of any objections) by October 31, 2006. In this manner, the Agency intends to provide earlier notice to sources of the EPA-determined NO
                        <E T="52">X</E>
                         allocations. 
                    </P>
                    <P>
                        The EPA proposed to determine NO
                        <E T="52">X</E>
                         allocations by July 31, 2011 and July 31 of each year thereafter for the control period in the fourth year after the year of the deadline for the determination and then to provide opportunity for submission of objections to the determination. The EPA would make any necessary adjustments to the allocations in light of any objections, before the deadline for EPA to record the allocations. The EPA is now finalizing this schedule. For example, the Agency will determine allocations by July 31, 2011 for the 2015 control period and then provide opportunity for submission of objections. The Agency intends to make any necessary adjustments to these allocations, in light of any objections, as soon as possible after the receipt of objections and before the recordation deadline 
                        <SU>27</SU>
                        <FTREF/>
                         of December 1, 2011. As discussed further below, the Agency intends to record EPA-determined NO
                        <E T="52">X</E>
                         allocations in source accounts only in the absence of a timely, approved full CAIR SIP revision or a timely, approved abbreviated CAIR SIP revision providing for State-determined allocations. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>27</SU>
                             Recordation deadline means the date by which the Administrator will record allocations in source accounts in the allowance tracking systems.
                        </P>
                    </FTNT>
                    <P>
                        The EPA presented in the FIP NPR its proposed deadlines for recording NO
                        <E T="52">X</E>
                         allocations in source accounts for the CAIR FIP trading programs (
                        <E T="03">see</E>
                         Table 
                        <PRTPAGE P="25353"/>
                        VI-1 in the NPR at 70 FR 49732.) The proposed recordation deadlines for FIP NO
                        <E T="52">X</E>
                         allocations were as follows: By December 1, 2007 for the 2009 control period; by December 1, 2008 for the 2010 control period; by December 1, 2009 for the 2011, 2012 and 2013 control periods; by December 1, 2010 and December 1 of each year thereafter for the control period in the fourth year after the recordation deadline. These proposed recordation deadlines were the latest dates by which EPA proposed to record NO
                        <E T="52">X</E>
                         allocations for the CAIR FIP trading programs. The EPA proposed to record EPA-determined NO
                        <E T="52">X</E>
                         allocations 
                        <E T="03">only</E>
                         in the absence of a timely, approved full CAIR SIP revision or a timely, approved abbreviated CAIR SIP revision providing for State-determined NO
                        <E T="52">X</E>
                         allocations. The Agency intended to record any NO
                        <E T="52">X</E>
                         allocations determined by a State using an abbreviated SIP revision as soon as feasible after approval of the abbreviated SIP revision; EPA did not intend to wait until the proposed deadlines to record such State-determined allocations. Likewise, the Agency intended to record any NO
                        <E T="52">X</E>
                         allocations determined by a State using a full SIP revision as soon as feasible after approval of the full revision (and according to the recordation deadlines in the CAIR SIP rules at §§ 96.153 and 96.353).
                        <SU>28</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>28</SU>
                             The FIP NPR preamble contained an inaccurate statement regarding proposed NO
                            <E T="52">X</E>
                             allocation recordation deadlines. The preamble (70 FR 49731) indicated that the recordation deadlines would be the same whether the allocations were in a full SIP revision or in an abbreviated revision; however the proposed recordation deadlines relevant to abbreviated revisions are different from deadlines for full SIP revisions.
                        </P>
                    </FTNT>
                    <P>
                        In the FIP NPR (70 FR 49739), the Agency proposed to remove the deadline to record NO
                        <E T="52">X</E>
                         allocations for the first set of years submitted in a SIP revision (
                        <E T="03">i.e.,</E>
                         in a full SIP revision) that used the model allocation method in part 96, but to retain the deadlines to record the subsequent allocations. The CAIR NO
                        <E T="52">X</E>
                         model trading rules, as finalized at 70 FR 25162, required the Administrator to record the initial set of NO
                        <E T="52">X</E>
                         allocations submitted by the States by December 1, 2006 (§§ 96.153 and 96.353). However, since the SIP revisions that include such allocations are not due until September 11, 2006, it is highly unlikely that all the SIP revisions will be approved by EPA in time for the allocations to be recorded by December 1, 2006. CAIR NO
                        <E T="52">X</E>
                         allowance allocations should not be recorded, and thereby be tradable in the allowance market, before the SIP revision on which the allocations are based is final; it would be highly disruptive to the allowance market if allocations that are recorded and could be traded could subsequently be rendered invalid due to disapproval of the SIP revision on which the allocations are based. 
                    </P>
                    <P>
                        The Agency's proposal to remove the deadline to record the first set of NO
                        <E T="52">X</E>
                         allocations submitted in a full SIP revision did not include an alternative recordation deadline. Some commenters suggested that EPA should set an alternative deadline, and one commenter suggested that the deadline should be within 30 to 60 days following EPA approval of a State's SIP revision. The Agency is finalizing a recordation deadline of September 30, 2007 for the first set of NO
                        <E T="52">X</E>
                         allocations submitted with a full SIP revision. This recordation deadline is based on the Agency's belief that full SIP revisions can be approved in about a year from submission, that is by about September 2007. 
                    </P>
                    <P>
                        Some industry commenters who supported the abbreviated SIP revision approach did not support the proposed schedule for abbreviated revisions, in particular with regard to the schedule for NO
                        <E T="52">X</E>
                         allocations. Some suggested that abbreviated SIP revisions should be due on the same schedule as full SIP revisions (
                        <E T="03">i.e.,</E>
                         that the deadline for abbreviated SIP revisions should be September 11, 2006, instead of March 31, 2007 as proposed) or, as suggested by one commenter, on an even earlier schedule than full SIP revisions. Similarly, some suggested that the deadline for the first set of NO
                        <E T="52">X</E>
                         allocations submitted with an abbreviated SIP revision should be the same as the NO
                        <E T="52">X</E>
                         allocations deadline for a full SIP revision (
                        <E T="03">i.e.,</E>
                         that the deadline for allocations in an abbreviated revision should be October 31, 2006, instead of the proposed deadline).
                        <SU>29</SU>
                        <FTREF/>
                         Some commenters suggested that sources should be provided earlier knowledge of their allocations in order to plan for compliance. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>29</SU>
                             The deadline that EPA proposed for submitting NO
                            <E T="52">X</E>
                             allocations with an abbreviated SIP revision is September 30, 2007 for 2009, 2010 and 2011, as specified in the proposed regulatory text at § 51.123 (70 FR 49746). Through an inadvertent error the preamble to the NPR listed a different date; the preamble indicated that the proposed deadline for such allocations would be October 31, 2007 (70 FR 49731).
                        </P>
                    </FTNT>
                    <P>A State commenter asserts that submitting an abbreviated SIP revision under the proposed schedule will be problematic for some States that may not be able to complete a State rulemaking prior to the deadline for such submission. </P>
                    <P>The EPA is finalizing the proposed March 31, 2007 deadline for submission of abbreviated SIP revisions to the Agency. Because of the narrower scope of abbreviated SIP revisions, EPA anticipates that it will be able to complete the approval process more quickly for such revisions than for full SIP revisions. The EPA believes that it can approve abbreviated SIP revisions in about 6 months from submission. With abbreviated SIP revisions due to the Agency about 6 months later than the deadline for full SIP revisions, EPA anticipates that approval for both types of submissions would be feasible by about the same time, that is by about September 2007.</P>
                    <P>
                        The Agency is finalizing a deadline of April 30, 2007—instead of September 30, 2007 as proposed—for States to submit to EPA their first set of NO
                        <E T="52">X</E>
                         allocations associated with an abbreviated SIP revision (covering at least 2009, 2010 and 2011). The Agency revised this deadline in order to provide sources with an earlier opportunity to have notice of the State-determined NO
                        <E T="52">X</E>
                         allocations. 
                    </P>
                    <P>
                        A few industry commenters argued that the deadlines for recording NO
                        <E T="52">X</E>
                         allocations in source accounts for the CAIR FIP trading programs should be earlier than proposed, to provide earlier knowledge to sources of their allocations. One recommended that NO
                        <E T="52">X</E>
                         allocations for the CAIR FIP trading programs—whether determined by EPA or determined by a State using an abbreviated SIP revision—be recorded in source accounts by December 1, 2006 for 2009 through 2011. 
                    </P>
                    <P>
                        Another industry commenter suggested that, if a State fails to meet the October 31, 2006 deadline for allowance allocations in a full SIP revision, EPA should immediately record the FIP allowance allocations. The same commenter also suggested that NO
                        <E T="52">X</E>
                         allocations should be recorded in source accounts a minimum of 3 years prior to the date they can be used for compliance and asserted that, if a source did not know until a year before the compliance deadline what its allocation will be, the source “would be completely unable to plan for compliance.” 
                    </P>
                    <P>
                        A State commenter suggests that the requirements for notification of allocations under CAIR SIP trading programs and the CAIR FIP trading programs should be the same. According to the commenter, if EPA finalizes a lead time for recording NO
                        <E T="52">X</E>
                         allocations under the CAIR FIP trading programs of less than 3 years for the first 4 control periods, “the same flexibility 
                        <PRTPAGE P="25354"/>
                        should be extended to approved CAIR SIP trading programs.” 
                    </P>
                    <P>
                        In determining the final NO
                        <E T="52">X</E>
                         allocation recordation deadlines, abbreviated SIP submission deadlines, and schedules for determining NO
                        <E T="52">X</E>
                         allocations, the Agency is balancing the goals of (1) providing information in advance to source owners and operators regarding their future CAIR NO
                        <E T="52">X</E>
                         allocations in order to facilitate their decision-making concerning compliance with the requirements to hold allowances and (2) providing States choosing to allocate CAIR NO
                        <E T="52">X</E>
                         allowances sufficient time to prepare and submit SIP revisions (full or abbreviated revisions) setting forth the State allocation methodology and prepare and submit unit allocations for specific years and providing EPA sufficient time to review and approve these SIP revisions and record these unit allocations. The EPA made adjustments to the proposed NO
                        <E T="52">X</E>
                         allocation schedules in response to public comments received on the proposal. The Agency believes that the final schedules achieve a reasonable balance between these goals within the constraints of the available time. 
                    </P>
                    <P>
                        The Agency is finalizing a deadline of September 30, 2007 (instead of December 1, 2007 as proposed) for recording NO
                        <E T="52">X</E>
                         allocations for 2009 for the CAIR FIP trading programs, whether EPA-determined or State-determined using an abbreviated SIP revision. This is the same deadline that EPA is finalizing for recording the first set of State-determined NO
                        <E T="52">X</E>
                         allocations in a full SIP revision, as discussed above. This is the earliest feasible recordation date based on EPA's assumption that it will take about a year to approve a full revision and about 6 months to approve an abbreviated revision. The EPA would like to stress that, if State-determined NO
                        <E T="52">X</E>
                         allocations are approved earlier than this deadline (under a full SIP revision or an abbreviated SIP revision) the Agency intends to record the State-determined allocations in source accounts as soon as possible. The Agency does not intend to wait until the recordation deadline to record State-determined allocations and will record EPA-determined allocations for 2009 by this deadline in the absence of an approved full SIP revision or an approved abbreviated SIP revision providing for State-determined allocations. 
                    </P>
                    <P>
                        Similarly, the Agency is finalizing a recordation deadline of September 30, 2008 (instead of December 1, 2008) for recording CAIR FIP NO
                        <E T="52">X</E>
                         allocations for 2010; and September 30, 2009 (instead of December 1, 2009) for recording CAIR FIP NO
                        <E T="52">X</E>
                         allocations for 2011, 2012 and 2013. The Agency does not intend to wait until these deadlines to record State-determined allocations and will record EPA-determined allocations for 2010, 2011, 2012 and 2013 according to these deadlines in the absence of an approved full SIP revision or an approved abbreviated SIP revision providing for State-determined allocations. The Agency will record EPA-determined allocations in source accounts one year at a time for 2009 and 2010 in order to provide flexibility to States to determine allocations for their sources. 
                    </P>
                    <P>
                        Beginning with allocations for the 2014 compliance year, EPA is finalizing the proposed recordation deadlines for CAIR FIP NO
                        <E T="52">X</E>
                         allowances. That is, beginning with the 2014 control period and for each control period thereafter, EPA intends to record NO
                        <E T="52">X</E>
                         allocations for the CAIR FIP trading programs in source accounts by December 1 of each year for the control period 4 years after the year in which the allocations are recorded. This approach will provide sources with their allocations about 3 years in advance. For example, EPA will record FIP allocations for the 2014 control period by December 1, 2010. The Agency will record EPA-determined allocations only in the absence of an approved full SIP revision or an approved abbreviated SIP revision providing for State-determined allocations.
                    </P>
                    <P>
                        Table VI-2, below, summarizes the final NO
                        <E T="52">X</E>
                         allocation recordation deadlines for the CAIR FIP trading programs. Deadlines for future control periods not shown in the table follow the same pattern shown for 2014 through 2016. Note that these are the latest dates by which EPA will record CAIR FIP NO
                        <E T="52">X</E>
                         allocations. The EPA intends to record State-determined CAIR FIP NO
                        <E T="52">X</E>
                         allocations as soon as possible after approval of abbreviated SIP revisions.
                    </P>
                    <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="s30,r100">
                        <TTITLE>
                            Table VI—2.—Recordation Deadlines for CAIR FIP NO
                            <E T="52">X</E>
                             Allocations 
                        </TTITLE>
                        <BOXHD>
                            <CHED H="1">CAIR control period </CHED>
                            <CHED H="1">
                                Deadline by which FIP NO
                                <E T="52">X</E>
                                 allocations are recorded (EPA-determined allocations or state-determined allocations using abbreviated SIP revision) 
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">2009 </ENT>
                            <ENT>September 30, 2007. </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2010 </ENT>
                            <ENT>September 30, 2008. </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2011 </ENT>
                            <ENT>September 30, 2009. </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2012 </ENT>
                            <ENT>September 30, 2009. </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2013 </ENT>
                            <ENT>September 30, 2009. </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2014 </ENT>
                            <ENT>December 1, 2010. </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2015 </ENT>
                            <ENT>December 1, 2011. </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2016 </ENT>
                            <ENT>December 1, 2012. </ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>
                        As discussed in the FIP NPR (70 FR 49731), EPA acknowledges that it is preferable for source owners and operators to have at least 3 years lead time with regard to allowance allocations when feasible. A shorter lead time would reduce the period for buying or selling allowances and could prevent sources from participating in allowance futures markets, a mechanism for hedging risk and lowering costs (CAIR NFR, 70 FR 25279). Although lead time may impact the selection of trading strategies, as discussed further below, EPA believes that the selection of compliance methods (
                        <E T="03">e.g.,</E>
                         installation of emission control technology, fuel switching, or allowance purchases) should not be impacted by the amount of allowances a source is allocated for a given year. 
                    </P>
                    <P>
                        The final schedule for recording NO
                        <E T="52">X</E>
                         allocations for the CAIR FIP trading programs in today's rulemaking provides that allocations will be recorded with at least 3 years lead time in all but the initial 4 compliance years. For those initial years, the Agency will work with the States to be able to record State-determined NO
                        <E T="52">X</E>
                         allocations as soon as feasible and will record EPA-determined allocations by the recordation deadlines in the absence of timely, approved full SIP revisions or timely, approved abbreviated SIP revisions providing for State-determined allocations. 
                    </P>
                    <P>
                        Table VI-3, below, summarizes the final recordation deadlines for NO
                        <E T="52">X</E>
                         allocations for the CAIR SIP model trading rules (
                        <E T="03">i.e.,</E>
                         NO
                        <E T="52">X</E>
                         allocations contained in full SIP revisions). Deadlines for future control periods not shown in the table follow the same pattern shown for 2015 and 2016. The EPA intends to record State-determined allocations as soon as possible after approval of full SIP revisions. 
                    </P>
                    <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="s30,r100">
                        <TTITLE>
                            Table VI—3.—Recordation Deadlines for CAIR SIP Model Rule NO
                            <E T="52">X</E>
                             Allocations 
                        </TTITLE>
                        <BOXHD>
                            <CHED H="1">CAIR control period </CHED>
                            <CHED H="1">
                                Deadline by which SIP NO
                                <E T="52">X</E>
                                 allocations are recorded (for States choosing to use the CAIR SIP model rules) 
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">2009 </ENT>
                            <ENT>September 30, 2007. </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2010 </ENT>
                            <ENT>September 30, 2007. </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2011 </ENT>
                            <ENT>September 30, 2007. </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2012 </ENT>
                            <ENT>September 30, 2007. </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2013 </ENT>
                            <ENT>September 30, 2007. </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2014 </ENT>
                            <ENT>September 30, 2007. </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2015 </ENT>
                            <ENT>December 1, 2009. </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2016 </ENT>
                            <ENT>December 1, 2010. </ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>
                        It is likely that source owners and operators will know or at least have a reasonable understanding of the likely 
                        <PRTPAGE P="25355"/>
                        amounts of their NO
                        <E T="52">X</E>
                         allocations substantially earlier than the deadlines for recording allocations in source accounts. States submitting full CAIR SIP revisions must notify EPA of their initial set of unit-by-unit NO
                        <E T="52">X</E>
                         allocations (covering at least 2009, 2010 and 2011) by October 31, 2006. As indicated in the CAIR, the States have broad discretion in making unit-by-unit allocations, and EPA's review will center on whether the total allocations in a given year exceed the State's trading budget. 
                        <E T="03">See</E>
                         §§ 51.123(o)(2)(ii)(A) and (aa)(2)(iii)(A). The Agency intends to determine unit-by-unit NO
                        <E T="52">X</E>
                         allocations for the initial compliance years of the CAIR FIP trading programs by the same date, October 31, 2006 (covering 2009 through 2014). States submitting abbreviated SIP revisions must notify EPA of their unit-by-unit NO
                        <E T="52">X</E>
                         allocations for the CAIR FIP trading programs by April 30, 2007 (covering at least 2009, 2010 and 2011). As is the case for States submitting full SIP revisions, EPA's review of unit-by-unit allocations will center on ensuring that the State budget would not be exceeded. 
                    </P>
                    <P>
                        Moreover, through each State's public rulemaking, adjudicative, and/or legislative processes for determining allocations, source owners and operators will likely be aware of their State's plans regarding NO
                        <E T="52">X</E>
                         allocations even in advance of the deadlines by which the States must submit their unit-by-unit allocations to EPA. For example, the public is likely to know whether the State is planning to allocate using the example NO
                        <E T="52">X</E>
                         allocation method provided in the CAIR SIP model rules, or what alternative allocation method the State is planning to use. This knowledge would give owners and operators a sense for what their allocations will be. 
                    </P>
                    <P>
                        An industry commenter asserted that, if a source did not know until a year before the compliance deadline what its allocation will be the source “would be completely unable to plan for compliance,” stating as a reason “it takes longer than a year to install the controls that might be necessary to meet an unexpectedly low allocation.” Another commenter asserted that “Sources use the period of time between finalization of source-by-source allocations and the control period to plan and implement any strategy necessary to achieve compliance.” The Agency disagrees with these arguments. The EPA believes—and general economic theory suggests—that for owners and operators of sources covered by CAIR trading programs, the determination regarding what will be the lowest cost compliance methods (
                        <E T="03">e.g.,</E>
                         installation of emission control technology, fuel switching, or allowance purchases) should not be impacted by the amount of allowances a source is allocated for a given year. 
                    </P>
                    <P>
                        The Agency believes the decision to install NO
                        <E T="52">X</E>
                         control technology will be made based on evaluating the cost to that source of installing controls compared to the price of NO
                        <E T="52">X</E>
                         allowances in the allowance market. For a particular source, if the cost to control a ton of NO
                        <E T="52">X</E>
                         emissions is lower than the NO
                        <E T="52">X</E>
                         allowance price, then the source will likely choose to control emissions. This is the case regardless of the amount of allowances allocated to the source since using an allocated allowance to cover emissions has an opportunity cost (
                        <E T="03">i.e.,</E>
                         the value of that allowance if it were sold in the allowance market) just as using a purchased allowance to cover emissions has a cost (
                        <E T="03">i.e.,</E>
                         the price of purchasing that allowance in the allowance market). 
                    </P>
                    <P>
                        Such a source may choose to over-control and make greater reductions than those required on average by the NO
                        <E T="52">X</E>
                         trading program cap either to free up allocated allowances that can then be sold for more than it cost to free up the allowances or in order to avoid purchasing allowances in the allowance market. In contrast, for a particular source, if the cost to control a ton of NO
                        <E T="52">X</E>
                         emissions is higher than the NO
                        <E T="52">X</E>
                         allowance price, the source will likely choose to use allocated allowances or buy allowances to cover its NO
                        <E T="52">X</E>
                         emissions since that will cost less than installing control technology. 
                    </P>
                    <P>
                        The Agency strongly urges States to submit CAIR SIP revisions (full or abbreviated revisions) to EPA in a timely manner. The EPA will endeavor to work with States to ensure that the Agency can timely approve SIP revisions and record State NO
                        <E T="52">X</E>
                         allocations in source accounts.
                        <SU>30</SU>
                        <FTREF/>
                         However, once EPA-determined NO
                        <E T="52">X</E>
                         allocations are recorded for a particular control period (which would only occur in the absence of a timely, approved full CAIR SIP revision, or a timely, approved abbreviated CAIR SIP revision providing for State-determined allocations), EPA intends not to record overlapping State-determined allocations for that same control period. Rather, EPA will work with the States to approve SIP revisions with State allocations for control periods after the last control period for which EPA-determined allocations have been recorded in source accounts. It would be highly disruptive to the allowance market if EPA-determined allocations that had been recorded and could be traded in the market could subsequently be rendered invalid due to approval of overlapping State allocations for the same control period.
                        <SU>31</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>30</SU>
                             EPA believes that, if a State submits its CAIR SIP revision later than the submission deadline (September 11, 2006 or March 31, 2007 for a full or abbreviated SIP revision, respectively), it is unlikely that there will be adequate time for the Agency to review and approve the SIP revision and record State-determined NO
                            <E T="52">X</E>
                             allocations by the recordation deadline under the FIP for the 2009 compliance year. For a CAIR SIP revision submitted after its deadline, EPA intends to withdraw FIP requirements in a State as soon as practical after receiving approvable SIP revisions and will work with any State to ensure a timely withdrawal of the FIP and recording of State NO
                            <E T="52">X</E>
                             allocations in source accounts. The deadlines for recording CAIR FIP NO
                            <E T="52">X</E>
                             allocations and CAIR SIP NO
                            <E T="52">X</E>
                             allocations are presented above in Tables VI-2 and VI-3, respectively.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>31</SU>
                             The discussion in this section focuses on the time frame in which EPA plans to record EPA-determined allocations in order to coordinate with the approval of SIP revisions and the recordation of State allocations, assuming States choose to participate in the EPA-administered CAIR NO
                            <E T="52">X</E>
                             trading programs. The Agency will also carefully consider the timing of a transition from federal to State-implemented programs for any States choosing to use a method other than the EPA-administered CAIR SIP trading programs to meet their CAIR obligations.
                        </P>
                    </FTNT>
                    <P>
                        For States choosing to submit full SIP revisions for CAIR, the Agency suggests they consider designating any of the 4 specific elements that can be included in abbreviated SIP revisions (
                        <E T="03">e.g.,</E>
                         NO
                        <E T="52">X</E>
                         allocations) as being submitted for purposes of both a full SIP revision and an abbreviated SIP revision. Because the Agency anticipates that it will be able to approve abbreviated SIP revisions more quickly than full SIP revisions, a State's designation of its NO
                        <E T="52">X</E>
                         allocations as an abbreviated SIP revision (as well as part of a full SIP revision) may result in EPA being able to approve the allocations portion more quickly and being able to record the State-determined unit-by-unit allocations sooner. 
                    </P>
                    <P>
                        The Agency intends to work with any State choosing to allocate NO
                        <E T="52">X</E>
                         allocations (whether through a full SIP revision or an abbreviated SIP revision) and to ensure that the State's allocations, rather than EPA-determined allocations, will be recorded as soon as possible. 
                    </P>
                    <P>
                        The Clean Air Act is designed to give States the first obligation (and opportunity) to prevent significant contribution to a downwind State's nonattainment problems. The EPA only acts in the case where a State does not meet this obligation. The Agency is promulgating CAIR FIPs as soon as possible to assure downwind States that emission reductions will occur in time to help them meet their nonattainment deadlines. Even though EPA is 
                        <PRTPAGE P="25356"/>
                        promulgating FIPs, the Agency recognizes that the Clean Air Act assigns first responsibility to the States, and it is EPA's preference to defer, wherever possible, to States the decisions about control mechanisms to prevent significant contribution, including States' decisions about allocation of NO
                        <E T="52">X</E>
                         allowances. 
                    </P>
                    <HD SOURCE="HD3">
                        2. Method for Allocating NO
                        <E T="52">X</E>
                         Allowances 
                    </HD>
                    <P>
                        <E T="03">Proposed NO</E>
                        <E T="54">X</E>
                          
                        <E T="03">Allocation Methodology.</E>
                         In the NPR, EPA proposed a NO
                        <E T="52">X</E>
                         allocation approach for both annual and ozone season allowances that is consistent with the example methodology presented in the CAIR SIP model trading rules. The proposed methodology was the same for annual NO
                        <E T="52">X</E>
                         allowances and for ozone season NO
                        <E T="52">X</E>
                         allowances, except that the ozone season method uses ozone season heat input not annual heat input. 
                    </P>
                    <P>
                        For existing units, the proposed NO
                        <E T="52">X</E>
                         allocation methodology used input-based allocations, adjusting the heat input by factors based on fuel type (described later in this section). As in the example allocation methodology in the CAIR SIP model trading rules, for existing units the Agency proposed to use heat input based on the average of the 3 highest amounts of a unit's adjusted heat input for 5 years (2000 through 2004). The EPA took comment on using heat input based on 3 or 4 years of data rather than 5 years. 
                    </P>
                    <P>For new units that have established baselines, EPA proposed that allocations would be based on generation using a modified output approach to convert output to heat input (described below), and allocations to existing units would be updated to take into account new generation, because new units would receive allocations from the pool of allowances shared with existing sources. New units that have not yet established baseline data would receive allowances from a new unit set-aside. </P>
                    <P>
                        The Agency proposed that EPA would allocate allowances to existing units from the State's EGU NO
                        <E T="52">X</E>
                         budget for the first 6 control periods (2009 through 2014) for existing sources on the basis of historic baseline heat input. Consistent with CAIR, EPA proposed January 1, 2001 as the proposed cut-off on-line date for considering units as existing units. Allowances for 2015 and later would be allocated from the State's EGU NO
                        <E T="52">X</E>
                         budget annually, 3 years in advance. These allocations would take into account output data from new units with established baselines (modified by heat input conversion factors to yield heat input numbers, as described below). As new units enter into service and establish a baseline, they would be allocated allowances in proportion to their share of the total calculated region-wide heat input. Allowances allocated to existing units would slowly decline as their share of total calculated heat input decreases with the entry of new units. (Note that once a baseline heat input was established for existing units, this baseline heat input would not change). 
                    </P>
                    <P>EPA proposed to allocate allowances from a new unit set aside to new units that have entered service but have not yet established a 5-year baseline. The allowances from the set-aside would be distributed based on a unit's reported emissions from the previous control period, which would provide allowances for use in meeting the allowance-holding requirement during the interim period before the unit would be allocated allowances on the same basis as existing units. </P>
                    <P>Consistent with the CAIR SIP example allocation methodology, the new unit set-aside would be equal to 5 percent of a State's emission budget for the years 2009-2013 and 3 percent of a State's emission budget for subsequent years. New units would begin receiving allowances from the set-aside for the control period immediately following the control period in which the new unit commences commercial operation, based on the unit's emissions from the preceding control period. EPA would allocate allowances from the set-aside to all new units in any given year as a group. If there were more allowances requested than exist in the set-aside, allowances would be distributed on a pro-rata basis. </P>
                    <P>
                        EPA received a number of comments on various aspects of the proposed NO
                        <E T="52">X</E>
                         allocation methodology. First, while most commenters were supportive of allocating allowances to existing units using historic heat input, some commenters advocated the use of output data for determining allocations, suggesting that such an approach would reward cleaner, more efficient generation, particularly with updating. 
                    </P>
                    <P>Second, most commenters supported the use of a 5-year baseline for allocating allowances based on heat input, noting that a longer period of data collection is more likely to capture a unit's normal operating conditions. One commenter suggested that a shorter baseline period would allow new sources to enter the existing source pool in a more timely manner and thus provide existing sources with more certainty. </P>
                    <P>One commenter requested clarification on the treatment of replacement units under the allocation provisions, regarding whether they would be treated as new units, and have to reestablish a baseline, or maintain their allowance allocation similarly to retired units. </P>
                    <P>
                        Several industry commenters made suggestions regarding the use of new unit set-asides in the FIP NO
                        <E T="52">X</E>
                         allocation methodology. Some stated that EPA should provide that unused allowances from the set-aside would be returned to existing units. The Agency proposed to do so, and is finalizing that any unallocated allowances that remain in the new unit set-asides will be allocated on a prorated basis to the units that received allocations. See §§ 97.142(d) and 97.342(d). One commenter argued against using a new unit set-aside. Another commenter supported the use of a set-aside but argued that new units should be provided access to allocations during their initial year of operation. 
                    </P>
                    <P>
                        In today's rule, EPA is finalizing most of the NO
                        <E T="52">X</E>
                         allowance allocation provisions as proposed. First, EPA is finalizing the use of an input-based approach for allocating allowances. This approach uses a baseline heat input comprised of operating data from the years 2000-2004, and uses the average of the 3 highest heat input years from this time period for allowance allocation calculations for existing units. This baseline heat input will not be updated over time. 
                    </P>
                    <P>EPA believes, as it stated in the final CAIR, that allocating to existing units based on a baseline of historic heat input data, rather than output data, is desirable because accurate protocols currently exist for monitoring this data and reporting it to EPA, and several years of certified data are available for most of existing units. EPA has chosen not to utilize an updating system for allocating allowances, in order to avoid the subsidization of increased fuel use (or increased electricity generation) and the associated market distortions. If allocations were based on updated heat input (or updated output) data then increased fuel use (or increased electricity generation) would result in increased future allocations and thus would in effect be subsidized. </P>
                    <P>For new units, EPA is finalizing the use of the proposed modified output approach for calculating baseline heat input, described in detail below, as well as the allocation to new units without a baseline from a new unit set aside of 5 percent of a State's emission budget for the years 2009-2013 and 3 percent of a State's emission budget for subsequent years. </P>
                    <P>
                        The Agency believes that it is reasonable to provide a set-aside for allocations to new units and further 
                        <PRTPAGE P="25357"/>
                        believes that it is reasonable not to provide access to allocations for a new unit during its initial year of operation. The Agency's final methodology provides allocations to new units based on the prior year's emissions until the new unit establishes a baseline and is allocated as an existing unit. The methodology does not provide allowances to a unit in its first year of operation; however, it is straightforward, reasonable to implement, and predictable (see preamble to final CAIR, 70 FR 25281). 
                    </P>
                    <P>
                        As in the CAIR SIP example methodology, after 5 years of operation, a new unit will have an adequate operating baseline of output data to be incorporated into the calculations for NO
                        <E T="52">X</E>
                         allocations for existing units. (However, as discussed below in section VII of this preamble, allowances are allocated to existing units several years in advance, and a new unit with a baseline may need to continue to get allowances from the new unit set-aside for a few years after the unit's baseline is established.) The average of the highest 3 years from these 5 years will be multiplied by a heat-input conversion factor of 7,900 Btu/KWh to calculate the heat input value used to determine the new unit's allocation from the pool of allowances for existing units. New units will update the heat input numbers only once—for the initial 5-year baseline period after they start operating. As in the CAIR SIP example methodology, existing units as a group will not update their heat input. This eliminates the potential for a generation subsidy because current or future operating behavior will not impact the units' allocations. Retired units will continue to receive allowances indefinitely, thereby avoiding creation of a disincentive to retire less efficient units. 
                    </P>
                    <P>As discussed in section VII in today's preamble, EPA is adopting technical changes to the SIP rules that make it clear that a separate request for new-unit-set-aside allowances must be submitted for each control period for which they are sought and must be submitted by May 1 (rather than July 1) of that control period; the final FIP rules are consistent with these technical changes. </P>
                    <P>
                        Regarding replacement units, EPA's allocation approach allows such units to retain their NO
                        <E T="52">X</E>
                         allowance allocation, so as not to provide a disincentive to replace (
                        <E T="03">e.g.,</E>
                         repower) older, less-efficient units. As discussed in section VII in today's preamble, a definition of “replacement” has been added and the definition of “commence commercial operation” has been clarified in the CAIR SIP model trading rules in order to clarify the treatment of replacement units. The final CAIR FIP rules are consistent with these changes in the SIP rules. 
                    </P>
                    <P>
                        <E T="03">Adjustments to Heat Input Data by Fuel Factors.</E>
                         In the NPR, EPA proposed an allocation methodology based on the example allocation methodology in the CAIR SIP model rules, which included adjustments to heat input by fuel type, using fuel adjustment factors that are based on average historic NO
                        <E T="52">X</E>
                         emissions rates by 3 fuel types (coal, natural gas, and oil) for the years 1999—2002. These adjustment factors are 1.0 for coal-fired units, 0.6 for oil-fired units, and 0.4 for units fired with all other fuels (
                        <E T="03">e.g.,</E>
                         natural gas). The factors reflect the inherently different emissions rates of different fossil fuel-fired units. 
                    </P>
                    <P>A number of commenters supported the use of the proposed fuel factors to adjust heat input, arguing that adjusting heat input for fuel type results in a more equitable allocation scheme that would provide allowances that are in closer proportion to historic emissions. Commenters supporting the use of fuel factors also noted that EPA should retain these fuel factors in order to maintain consistency with the model cap-and-trade rule, which would ease any necessary transitions from a CAIR FIP to a CAIR SIP if most States are expected to eventually adopt the model rule. One commenter opposing the use of fuel factors for individual unit allocations argued that adjusting baseline heat input for fuel use is inequitable and penalizes clean generation and is irreconcilable with EPA's “highly cost-effective” determination and EPA's air quality modeling. This same commenter also questioned EPA's legal authority to use fuel adjustment factors in the allocation of allowances. </P>
                    <P>
                        EPA is finalizing the use of the proposed adjustment factors (1.0 for coal-fired units, 0.6 for oil-fired units, and 0.4 for units fired with all other fuels (
                        <E T="03">e.g.,</E>
                         natural gas)), to adjust baseline heat input. EPA believes that these adjustment factors appropriately consider the inherently higher emissions rate of coal-fired units and the relatively greater burden on these units to control emissions. 
                    </P>
                    <P>EPA's determination that CAIR control levels are highly cost effective was assessed at the regional, rather than the State, level because of the ability of sources to meet control requirements through a regional cap-and-trade program for EGUs. While the chosen allocation methodology can affect the distribution of compliance costs under the cap-and-trade program, it will have little effect on overall compliance costs or environmental outcome. This is because the incentives provided by cap-and-trade encourage economically efficient compliance over the entire region, as discussed above. The economically efficient outcome will not depend on the relative levels of individual unit allowance allocations. </P>
                    <P>For this same reason, air quality modeling is not relevant to the determination of allowance allocations, and a given allowance allocation approach, particularly one based on historic data, would have no affect on air quality modeling. </P>
                    <P>
                        Finally, EPA disagrees with the commenter who questioned its legal authority to use this allocation scheme. The approach selected by EPA is reasonable, is supported by the information available to EPA and is well within the scope of EPA's authority to act. For further discussion of this issue, see the CAIR notice of final action on reconsideration signed the same day as the final FIP notice. While the reconsideration notice addresses the use of fuel factors in the context of determining the State NO
                        <E T="52">X</E>
                         budgets, the same rationale applies to the use of fuel factors for individual unit allocations. 
                    </P>
                    <P>
                        <E T="03">Cogeneration Units.</E>
                         In the NPR, EPA proposed that for a new cogeneration unit that is a boiler, annual heat input values used to calculate the unit's baseline heat input for purposes of allowance allocations would be determined by converting the available thermal output (Btu) of useable steam from the boiler to an equivalent heat input by dividing the total thermal output (Btu) by a standard boiler/heat exchanger efficiency rate of 80 percent. In today's rule, EPA is finalizing this approach. 
                    </P>
                    <P>For new cogeneration combustion turbines, EPA proposed in the NPR to calculate annual heat input for such a unit by: Converting the available thermal output of useable steam from a heat recovery steam generator (HRSG) to an equivalent heat input by dividing the total thermal output (Btu) by a standard boiler/heat exchanger efficiency rate of 80 percent; and then adding the equivalent heat input for the electrical generation from the combustion turbine, which is calculated by multiplying the turbine's generation (in KWh) by the conversion factor of 3,413 Btu/kWh. EPA is finalizing this approach as proposed. </P>
                    <P>
                        One commenter suggested that EPA's approaches for allocating to new cogeneration boilers and combustion turbines be modified. This commenter argued that EPA's proposed 
                        <PRTPAGE P="25358"/>
                        methodology improperly rewards new cogeneration units by not matching the rate of allocation with the degree of benefits realized by a specific cogeneration unit. The commenter further asserts that EPA's methodology would give a unit that only slightly improves its efficiency the same allowance allocation benefit as a unit that achieves a large increase in efficiency. 
                    </P>
                    <P>The commenter proposes an alternative allocation approach for cogeneration units, the primary goal of which is rewarding electricity as a higher value product than steam. </P>
                    <P>As EPA noted in the final CAIR preamble, steam and heat output, like electrical output, are useable forms of energy that can be utilized to power other processes. Because it would be nearly impossible to adequately define the efficiency in converting steam energy into the final product for each of the various processes and uses for these outputs, EPA selected an approach that focuses on the effectiveness of a cogeneration unit in capturing energy from fuel input and converting it into the useable forms of steam and electricity. EPA's approach does not attempt to regulate the efficiency of the processes that are powered by the steam output from cogeneration units. </P>
                    <P>Further, EPA disagrees with the commenters suggestion that the Agency's approach would not provide an incentive for cogeneration units to operate efficiently. The use of modified output, rather than actual heat input, as the basis of determining allowance allocations will promote the development of cleaner and more efficient generation of both electricity and process steam. EPA's approach rewards cogeneration combustion turbines that have HRSGs capable of recapturing greater than 80 percent of the available heat from the combustion turbine exhaust and any auxiliary burners. Furthermore, EPA's use of a 3,413 btu/KWh factor to convert electrical output from the combustion turbine to an equivalent heat input assumes that 100 percent of the combustion turbine's heat input that is not converted to electricity is sent to the HRSG as heat. This approach neglects energy losses in the combustion turbine and generator. EPA believes that any efficiency gains made by reducing these losses will be rewarded by the Agency's approach, by resulting in greater electricity and/or steam output for a given amount of heat input. </P>
                    <P>
                        <E T="03">Comments on providing sources owned by small entities with a greater share of allowances:</E>
                         In the NPR, EPA took comment on allocating NO
                        <E T="52">X</E>
                         allowances in such a way as to provide sources owned by small entities with a greater share of allowances. As discussed at proposal, this option was based on the recommendation of one of the Small Business Advocacy Review Panel members. This option would necessitate reducing the number of NO
                        <E T="52">X</E>
                         allowances available to other affected sources in order to ensure that the overall reduction requirements of CAIR are achieved, but could potentially provide economic relief to small entities that demonstrate economic hardship as a result of the rulemaking. 
                    </P>
                    <P>
                        A number of commenters expressed opposition to such an allocation approach arguing that it is inappropriate for EPA to subsidize small entity sources through additional allocations that result in reduced allowance allocations and increased compliance costs for larger sources. Additionally, some of these commenters noted that such an approach could open the NO
                        <E T="52">X</E>
                         allowance allocation system to gaming, such as through a company establishing subsidiaries in order to obtain additional allowances made available for small entities. Finally, one of these commenters suggested that such an approach would deviate from the CAIR model rules, and could restrict a State's freedom if the State plans to transition from CAIR FIP allocations to CAIR SIP allocations. One commenter expressed support for the approach described in the NPR, but noted the need for additional clarification on the definition of hardship and how such an approach would fit in with the compliance supplement pool. No potentially affected small entities, as defined in the NPR, submitted comments in support of this approach. 
                    </P>
                    <P>
                        EPA is not finalizing a NO
                        <E T="52">X</E>
                         allocation approach that gives a greater share of allowances to small entities that demonstrate hardship. EPA believes that the flexibilities inherent in the CAIR FIP trading program, as well as the existence of the Compliance Supplement Pool in the first year of the program, will reasonably address concerns about the economic impact of the rule on all sources. Additionally, the lack of commenter support for such an approach suggests that such an approach may not be warranted. 
                    </P>
                    <P>
                        <E T="03">Comments on use of an auction to distribute NO</E>
                        <E T="54">X</E>
                          
                        <E T="03">allowances.</E>
                         In the NPR, the Agency asked for comment on using a combination of direct allocation and auctions for distributing NO
                        <E T="52">X</E>
                         allowances in the proposed CAIR FIP trading programs. The proposed approach was analogous to the approach in the Administration's proposed Clear Skies legislation: For the first CAIR NO
                        <E T="52">X</E>
                         control period (2009) the Agency would allocate 100 percent of the allowances using the fuel-factor adjusted heat input approach described above. For the second control period (2010) the Agency would allocate 99 percent of allowances to units and auction the remaining 1 percent. The percentage of allowances distributed via auction would increase over time, with the Agency distributing via auction an additional 1 percent of allowances every year for 20 years and then an additional 2.5 percent of allowances every year thereafter, until eventually 100 percent of allowances would be distributed via auction. The Agency also requested comment on appropriate auction procedures for the proposed CAIR FIP trading programs. 
                    </P>
                    <P>The majority of commenters opposed the use of an auction for allocating allowances. One commenter expressed support for an auction and the specific approach that EPA outlined at proposal. This commenter suggested that EPA modeled the auction procedure after that used in the Acid Rain Program. EPA does not necessarily agree with the specifics of the arguments submitted by commenters opposing the use of an auction. However, in light of the comments, EPA is concerned that adoption of the auction approach would be premature because the Agency lacks sufficient information about the potential impact of such auctions on sources and about the appropriate procedures for implementing such auctions. Consequently, the allocation provisions for today's final rule do not include auctions. Today's final allocation methodology, described earlier in this section, provides for the direct distribution of allowances to affected units. </P>
                    <HD SOURCE="HD2">
                        G. Allocation of SO
                        <E T="54">2</E>
                         Allowances to Sources 
                    </HD>
                    <P>
                        The Agency proposed a CAIR FIP SO
                        <E T="52">2</E>
                         cap-and-trade program substantively identical to the CAIR SIP model SO
                        <E T="52">2</E>
                         trading rule, which relies on title IV allowances. Title IV allowances have already been allocated in perpetuity to individual units by title IV of the CAA (70 FR 25278). Thus, the FIP proposal did not include an allocation methodology for SO
                        <E T="52">2</E>
                         allowances, except with regard to opt-in units. 
                    </P>
                    <P>
                        The Agency received several comments on the use of the title IV allowances in the CAIR FIP SO
                        <E T="52">2</E>
                         program. EPA also received several petitions for reconsideration of the CAIR, and granted reconsideration concerning claims that inequities result from using title IV allowance allocations in the CAIR program. EPA received, considered, and responded to numerous 
                        <PRTPAGE P="25359"/>
                        comments on this issue as part of the reconsideration process. As explained in the CAIR Notice of Final Action on Reconsideration signed the same day as this action, EPA has decided not to alter the approach taken in the final CAIR. 
                    </P>
                    <P>
                        In today's action, EPA is adopting the CAIR model SO
                        <E T="52">2</E>
                         trading rules as the CAIR FIP SO
                        <E T="52">2</E>
                         trading rules, with minor revisions to allow for Federal implementation. Thus, EPA is adopting the approach taken in the final CAIR for SO
                        <E T="52">2</E>
                         allowance allocation and State SO
                        <E T="52">2</E>
                         budgets, which was not changed during the reconsideration process. This approach is explained below, with a brief explanation of EPA's response to the major comments received on this process. A more complete discussion of this issue and the comments received appears in the preamble to the CAIR Notice of Final Action on Reconsideration. 
                    </P>
                    <P>
                        Several issues on SO
                        <E T="52">2</E>
                         allowance allocations and State budgets were raised both in comments on the proposed CAIR FIP and in the context of the CAIR reconsideration process. EPA has responded to such FIP comments in the CAIR Notice of Final Action on Reconsideration, a separate action signed the same day as this notice. These comments include the following claims: 
                    </P>
                    <P>
                        • Inequities result from EPA's allocation approach, 
                        <E T="03">i.e.,</E>
                         using title IV allowance allocations in the CAIR FIP trading program. A few commenters suggested that EPA instead create new CAIR SO
                        <E T="52">2</E>
                         allowances and allocate these allowances using a methodology similar to that adopted in the CAIR SIP model trading rule for NO
                        <E T="52">X</E>
                        . 
                    </P>
                    <P>
                        • EPA's approach to SO
                        <E T="52">2</E>
                         allowance allocation and State budgets creates inequities between States. 
                    </P>
                    <P>
                        • New units and independent power production (IPP) facilities, which did not receive allocations under the Acid Rain Program, are unfairly disadvantaged by the CAIR SO
                        <E T="52">2</E>
                         budget and allocation methodology. 
                    </P>
                    <P>
                        A variety of approaches to SO
                        <E T="52">2</E>
                         allowance allocation were raised and analyzed during the CAIR rulemaking process, including the approach EPA adopted in the final CAIR SIP model rule and in today's final FIP trading rule. Alternative approaches analyzed for the final CAIR included the creation of new CAIR SO
                        <E T="52">2</E>
                         allowances and allocating on the basis of historic tonnage emissions, heat input (with alternatives based on heat input from all fossil generation or heat input from coal- and oil-fired generation only), and output (with alternatives based on all generation and all fossil-fired generation). (
                        <E T="03">See</E>
                         CAIR Corrected Response to Comments, section X.A.26, Docket #: EPA-HQ-OAR-2003-0053-2172). 
                    </P>
                    <P>
                        Furthermore, as a part of the CAIR reconsideration, EPA reanalyzed State differences in allocation approaches using the same methodology as for the final CAIR, comparing the title IV approach and seven alternative approaches (those discussed above, and those raised by the commenters on the reconsideration, discussed below). EPA also performed additional analyses to evaluate the use of title IV allowance allocations in the final CAIR to see how companies and States fared in terms of the amount of allowances allocated relative to their projected SO
                        <E T="52">2</E>
                         emissions. In these analyses, EPA compared 3 alternative SO
                        <E T="52">2</E>
                         allowance allocation methodologies that were either referred to by the petitioner in the petition for reconsideration or by commenters on the proposed response to the petition, to the use of title IV SO
                        <E T="52">2</E>
                         allowance allocations. EPA considered the following approaches, all using 1999-2002 data: (1) Pure heat input; (2) heat input adjusted for fuel type (
                        <E T="03">e.g.,</E>
                         coal, oil and gas); and (3) heat input adjusted for fuel type and coal type (
                        <E T="03">e.g.,</E>
                         bituminous, sub-bituminous, and lignite). 
                    </P>
                    <P>
                        Each allocation methodology suggested by the petitioner and commenters during the CAIR rulemaking results in both advantages and disadvantages for different companies and States. However, as EPA explained in the CAIR Response to Comments and again in the CAIR Notice of Final Action on Reconsideration, the analyses performed by EPA demonstrate that EPA's use of title IV allowance allocations is reasonable (
                        <E T="03">see</E>
                         CAIR Notice of Final Action on Reconsideration, signed in a separate action the same day as this notice). 
                    </P>
                    <P>
                        Comments about new units and IPPs, which did not receive allocations under the acid rain program, being disadvantaged by the CAIR SO
                        <E T="52">2</E>
                         budget and allocation methodology are also addressed in the CAIR Notice of Final Action on Reconsideration, as well as in the applicability section (VI.E) of this final FIP action. EPA considered the allocation of title IV allowances to CAIR region units that are not currently in the Acid Rain Program but that could opt into the Acid Rain Program and receive title IV allowances (
                        <E T="03">see</E>
                         42 U.S.C. 7651i and 18 CFR part 74). EPA assumes that companies owning non-Acid Rain units subject to CAIR will opt into the Acid Rain Program to receive title IV allowances to cover a portion of the units' emissions under CAIR. EPA believes this assumption is reasonable because, as explained in the CAIR Notice of Final Action on Reconsideration, each of these units has the option of becoming an Acid Rain Program opt-in unit at little cost. 
                    </P>
                    <P>
                        The fact that non-Acid Rain units may opt into the Acid Rain Program and receive allocations addresses the concern that the CAIR applicability provisions sweep in units that are not covered under the Acid Rain Program and thus do not receive Acid Rain Program allocations. EPA maintains that the statutory and regulatory provisions governing Acid Rain Program opt-in units allow units that are subject to CAIR, but not to the Acid Rain Program, to opt into the Acid Rain Program. 
                        <E T="03">See</E>
                         CAIR Notice of Final Action on Reconsideration—signed the same day as the final FIP rule—for additional discussion of authority under section 410(a) of the Clean Air Act. 
                    </P>
                    <P>
                        Further, it should be noted, that not all units required to participate in the Acid Rain Program receive allocations under the Acid Rain Program. While, as noted above, the Acid Rain Program provides allowances for non-Acid Rain units opting into the program as long as they remain non-Acid Rain units, the Acid Rain Program provides no allocations for virtually all new Acid Rain units (
                        <E T="03">i.e.,</E>
                         Acid Rain units commencing commercial operation on or after November 15, 1990) and for all existing units that were not Acid Rain units when the allowance allocations were completed in 1998 but that become Acid Rain units thereafter. By using title IV allowance allocations in the CAIR SIP SO
                        <E T="52">2</E>
                         model trading program (adopted today as the CAIR FIP SO
                        <E T="52">2</E>
                         trading program), EPA is taking the same approach to allocations for these units. 
                    </P>
                    <P>Finally, it is worth noting that not all title IV allowances for future years have been allocated. 250,000 allowances will continue to be auctioned for the years 2012 and thereafter, and these allowances could be used to comply with the requirements of CAIR. The availability of these allowances ensures that all sources, including new units and non-title IV sources, will have access to a pool of allowances. </P>
                    <P>
                        In summary, EPA's use of title IV allowances in the CAIR (and CAIR FIP) SO
                        <E T="52">2</E>
                         trading program is supported by: (1) EPA's determination that this approach is necessary to maintain the efficacy of the title IV program and prevent erosion of confidence in cap-and-trade programs in general; and (2) the results of EPA's analysis which indicate that the allocations resulting from this approach are reasonable. 
                        <PRTPAGE P="25360"/>
                    </P>
                    <P>
                        A few comments related to SO
                        <E T="52">2</E>
                         budgets and allocations submitted in response to the proposed CAIR FIP were unique to this action and, therefore, are addressed below.
                    </P>
                    <P>One FIP commenter states that the CAIR final allocation methodology is “inequitable” because lower emitting units would buy allowances from higher emitting units that install emission controls. However, it is unclear why such a result would actually be inequitable. On the contrary, the owner of each of the units involved would be choosing to adopt the most economic compliance strategy in light of the unit's emission control costs and the market value of allowances. The ability of the owners to make such choices reflects the flexibility provided by a cap-and-trade program. </P>
                    <P>Moreover, EPA believes that for purposes of evaluating various allocation methodologies, computing allocations on a company-by-company basis is more appropriate than comparing allocations on a unit-by-unit basis. This is because, while one unit could be allocated fewer allowances under one methodology, another unit owned by the same company could be allocated more allowances, which may offset the smaller allocation of the first unit. </P>
                    <P>
                        This same commenter performed its own analysis of differences in SO
                        <E T="52">2</E>
                         State budgets for select States, comparing EPA's finalized method to “a heat input method (similar to the NO
                        <E T="52">X</E>
                         allowance allocation method).” The commenter described the 6 of its selected States as “[l]ow-emitting states that already have made substantial investments in SO
                        <E T="52">2</E>
                         emissions controls (
                        <E T="03">e.g.,</E>
                         South Carolina, Minnesota, Iowa, Wisconsin, Virginia, and North Carolina).” Another 5 States the commenter analyzed were described as “high-emitting states (
                        <E T="03">e.g.,</E>
                         Ohio, Georgia, West Virginia, Pennsylvania and New York).” 
                        <E T="03">See</E>
                         Docket ID: EPA-HQ-OAR-2004-0076-0204. The commenter's characterization of States as “low-” or “high-emitting” and as having made “substantial” SO
                        <E T="52">2</E>
                         control investments is entirely unsupported. The commenter provided no criteria or factual basis for making such characterization, and the analysis submitted by the commenter appears to disregard the cost of installing controls in order to generate any excess allowances in States that are characterized as “high-emitting.” Further, only 3 utilities from the State's listed as “low-emitting” by the commenter, submitted adverse comments on EPA's use of title IV. 
                    </P>
                    <P>
                        Nevertheless, as mentioned above, EPA performed a comprehensive State-by-State SO
                        <E T="52">2</E>
                         budget analysis of all CAIR States and a variety of alternative methodologies to evaluate the claim of inequity as a part of the CAIR Notice of Final Action on Reconsideration. In that analysis, EPA demonstrated that the CAIR (and CAIR FIP) SO
                        <E T="52">2</E>
                         State budget and allocation methodology provides a reasonable result. EPA's use of title IV allowances in the CAIR (and CAIR FIP) SO
                        <E T="52">2</E>
                         trading program is supported by: EPA's determination that this approach is necessary to maintain the emissions reductions from, and effectiveness of, the title IV program; prevent erosion of confidence in cap-and-trade programs in general; and EPA's analysis showing that the allocations resulting from this approach is reasonable. 
                    </P>
                    <HD SOURCE="HD2">H. Allowance Banking </HD>
                    <P>Allowance banking is the retention of unused emissions allowances from one calendar year for use in a later calendar year (or from one ozone season for use in a later ozone season). Banking allows sources to make reductions beyond required levels and “bank” the unused allowances for use later. Generally speaking, banking has several advantages. Allowance banking can encourage earlier or greater reductions than are required from sources, stimulate the market and encourage efficiency, and provide flexibility in achieving emissions reduction goals. The CAIR FIP NPR proposed a trading program with unrestricted banking. </P>
                    <HD SOURCE="HD3">Comments on the Banking of Allowances </HD>
                    <P>Several commenters supported EPA's proposal to allow unrestricted banking of allowances. In general, they agreed with EPA that this approach: provides incentives for sources to make emission reductions beyond required levels, in some cases earlier emission reductions; is consistent with the CAIR SIP model trading rules; and provides flexibility in compliance strategies. Supporters of unrestricted banking also agreed with the EPA assessment that the use of banking restrictions, such as the “flow control” in the Ozone Transport Commission (OTC) cap-and-trade program, is complicated to understand and implement and caused market complexity. </P>
                    <P>Other commenters supported the use of banking restrictions claiming that allowing unrestricted banking delays emission reductions. These commenters did not provide additional details regarding an alternative to banking or, if banking were to be restricted, what restrictions should be used. </P>
                    <HD SOURCE="HD3">Final CAIR FIP Cap-and-Trade Program </HD>
                    <P>Today's final CAIR FIP cap-and-trade programs allow unrestricted banking. EPA disagrees with commenters who claimed that unrestricted banking simply delays emission reductions. The ability of sources to sell allowances, without restriction, provides incentives for sources to over-control their emissions prior to emission reduction deadlines. As discussed in the CAIR NFR (section VIII.E), this creates a “glide path” towards the final emission cap levels. Emission levels along the glide path, which may not equate to the emissions caps for any given year, are the levels of emission reductions that are shown to address the pollution transport issue. </P>
                    <P>EPA also agrees with supporting commenters that banking restrictions, such as “flow control,” introduce uncertainty into source planning by introducing the potential for devaluing allowances on short notice. EPA also agrees that allowing unrestricted banking in the CAIR FIP cap-and-trade programs provides consistency with the CAIR cap-and-trade programs. </P>
                    <HD SOURCE="HD2">I. Incentives for Early Reductions </HD>
                    <P>
                        When sources reduce their SO
                        <E T="52">2</E>
                         and NO
                        <E T="52">X</E>
                         emissions prior to the first phase of a multi-phase cap-and-trade program, it creates a slope of emissions that gradually declines over time, an emission reduction “glide path” that provides early environmental benefit and lowers the costs of compliance. Each of the cap-and-trade programs proposed in the CAIR FIP NPR incorporated the incentives for early reductions provided in the respective CAIR model trading programs: 
                        <E T="03">i.e.,</E>
                         the banking of title IV allowances allocated of vintage years pre-2010 into the CAIR SO
                        <E T="52">2</E>
                         trading program, the compliance supplement pool (CSP) in the CAIR NO
                        <E T="52">X</E>
                         annual program, and the banking of NO
                        <E T="52">X</E>
                         SIP Call allowances of pre-2009 vintage into the CAIR NO
                        <E T="52">X</E>
                         ozone season program. While EPA believes that modeling has shown that the CAIR and CAIR FIP timelines are as early as feasible, early reductions incentives provide a mechanism for those facilities that can reduce their emissions prior to the implementation deadline to receive some credit. By shifting some emission reductions earlier, some environmental benefit is realized earlier. In addition, the CAIR FIP trading programs' early reduction mechanisms provide a way for companies that may have some difficulty meeting the implementation timeline to start early and achieve the mandated reductions on a more gradual pace. These mechanisms, along with 
                        <PRTPAGE P="25361"/>
                        public comment on each, are discussed below. 
                    </P>
                    <HD SOURCE="HD3">
                        1. SO
                        <E T="52">2</E>
                         Annual Program 
                    </HD>
                    <P>
                        The proposed CAIR FIP SO
                        <E T="52">2</E>
                         annual cap-and-trade program would provide incentives for sources to reduce their SO
                        <E T="52">2</E>
                         emissions prior to the 2010 implementation date by allowing affected sources to use title IV SO
                        <E T="52">2</E>
                         allowances of vintage 2009 and earlier for compliance with the CAIR FIP program at a 1-to-1 ratio. The CAIR FIP trading program adopts the early reductions incentive mechanism in the CAIR model trading rules. The modeling for the CAIR assumed the existence of such incentive mechanisms and showed that the SO
                        <E T="52">2</E>
                         cap-and-trade program, with this early incentive mechanism, will achieve the level of SO
                        <E T="52">2</E>
                         reductions needed to meet the CAIR goals. 
                    </P>
                    <P>
                        <E T="03">Comments on Early Emission Reduction Incentives in the CAIR FIP SO</E>
                        <E T="54">2</E>
                          
                        <E T="03">Cap-and-trade Program.</E>
                         In general, commenters supported EPA's approach of allowing sources to bank title IV SO
                        <E T="52">2</E>
                         allowances into the CAIR FIP SO
                        <E T="52">2</E>
                         trading program at a 1-to-1 ratio. One commenter opposed this mechanism because “EPA does not explain how carrying these allowances over to the CAIR bank creates an incentive for reductions if the allowances already exist.” The commenter continues by highlighting that EPA modeling projects emissions to be approximately 37 percent above the annual CAIR emission caps for the first 5 years after the compliance deadline. 
                    </P>
                    <P>
                        <E T="03">Final CAIR FIP SO</E>
                        <E T="52">2</E>
                          
                        <E T="03">Annual Cap-and-trade Program</E>
                        . Today's action allows sources to bank title IV SO
                        <E T="52">2</E>
                         allowances into the Federal CAIR SO
                        <E T="52">2</E>
                         annual cap-and-trade program at a 1-to-1 ratio. EPA disagrees with the comment that allowing banked allowances does not promote early reductions because allowances were banked before CAIR was proposed or finalized. Allowing sources to bank title IV allowances in the CAIR FIP SO
                        <E T="52">2</E>
                         annual program provides incentive for sources to: (1) Preserve reductions already made (whether before or after CAIR was proposed) rather than negating these reductions by increasing their emissions before 2010 and “spending down” their bank; and (2) to reduce further emissions before 2010 and increase their bank. This incentive is created by allowing sources to benefit financially from allowances banked before 2010 that retain their value in the CAIR FIP and CAIR SO
                        <E T="52">2</E>
                         trading programs. All pre-2010 vintage allowances will retain their value in the CAIR and CAIR FIP trading programs because they can be used (on a one-allowance-per-ton basis) to meet the requirement to hold allowance to cover emissions under the CAIR FIP (and CAIR) trading programs. In summary, a source has an incentive to continue banking allowances before 2010, which results in the preservation of existing emission reductions and the creation of further reductions. 
                    </P>
                    <P>
                        The commenter noted that allowing banking into the CAIR FIP SO
                        <E T="52">2</E>
                         annual program results in the emissions being greater than the cap levels. However, the gradually declining emissions “glide slope” is one of the keys to cap-and-trade programs achieving cost-effective reductions. As discussed above, EPA's modeling for CAIR showed that, with the pre-2010 title IV SO
                        <E T="52">2</E>
                         allowance banking and subsequent use of the bank, the environmental goals of reducing the interstate transport of pollution will be achieved. 
                    </P>
                    <HD SOURCE="HD3">
                        2. NO
                        <E T="52">X</E>
                         Annual Program 
                    </HD>
                    <P>
                        The FIP NPR proposed a CAIR FIP NO
                        <E T="52">X</E>
                         annual cap-and-trade program that included a Compliance Supplement Pool (CSP) to provide an incentive for early, annual NO
                        <E T="52">X</E>
                         annual emission reductions. The CSP would provide, for each affected State, a pool of CAIR NO
                        <E T="52">X</E>
                         annual allowances from which EPA could distribute allowances for early, surplus NO
                        <E T="52">X</E>
                         emissions reductions occurring in the years 2007 and 2008. The CSP would provide a total of 200,000 annual NO
                        <E T="52">X</E>
                         allowances of vintage 2009 for the CAIR region (including Delaware and New Jersey's share of the pool), apportioned to each State, which would be in addition to each State's annual NO
                        <E T="52">X</E>
                         budgets. Table V-3 in this preamble sets forth the CSP amounts by State. The CAIR FIP trading program adopts the CSP established in the CAIR model trading program. However, where the CAIR model trading program provides States with flexibility to determine what constitutes an early reduction qualifying for an allocation of allowances from the CSP, the Administrator allocates the CSP in the CAIR FIP trading program. As a result, the CAIR FIP, provides a specific methodology for determining early reductions than is in the CAIR model rules. This methodology is explained below. 
                    </P>
                    <P>
                        As proposed, Federal CSP allowances could be distributed to sources based upon: (1) Implementing NO
                        <E T="52">X</E>
                         control measures that result in early emission reductions in 2007 or 2008, 
                        <E T="03">i.e.,</E>
                         reductions beyond what is required by any applicable State or Federal emissions limitation; or, (2) a demonstration of need for an extension of the 2009 deadline for implementing emission controls. See section VII.A. in the CAIR NFR preamble (70 FR 25256-25263). The Agency proposed that, in order for early emission reductions to qualify for allowances from the CAIR FIP CSP, sources would have to demonstrate that—for each year for which they apply for CAIR FIP CSP allowances—they had an annual NO
                        <E T="52">X</E>
                         emission rate below 0.25 lb/mmBtu. In addition, sources who also participate in a title IV NO
                        <E T="52">X</E>
                         averaging plan would have to demonstrate that the plan-wide weighted-average annual NO
                        <E T="52">X</E>
                         emission rate for each such year was equal to or lower than the plan-wide rate for the preceding year. Sources meeting this criterion could request early reduction credit equal to the difference between 0.25 lb/mmBtu and the unit's actual emission rate multiplied by the unit's actual heat input for the applicable control period. 
                    </P>
                    <P>
                        <E T="03">Comments on Federal CSP.</E>
                         Several commenters supported the use of a CAIR FIP CSP to encourage early emission reductions and provide sources access to some additional allowances for demonstrated reliability needs. Some commenters supported including a CAIR FIP CSP but were concerned about the use of additional criteria (
                        <E T="03">i.e.,</E>
                         a 0.25 lb/mmBtu threshold and the limitation on emissions under a title IV NO
                        <E T="52">X</E>
                         averaging plan). Other commenters believed that providing additional allowances would delay emission reductions and that EPA's analysis already demonstrated that the mandated emission reduction levels and timelines are feasible. 
                    </P>
                    <P>
                        EPA disagrees with commenters that believe the CAIR FIP CSP should not include the criterion that units can only request early reduction credit equal to the difference between 0.25 lb/mmBtu and the unit's actual emission rate multiplied by the unit's actual heat input for the applicable control period. EPA believes that the 0.25 lb/mmBtu threshold (coupled with the limitation on emissions under a title IV NO
                        <E T="52">X</E>
                         averaging plan) provides a reasonable proxy for the more general standard that emission reductions exceed what is required under State or Federal law.
                        <SU>32</SU>
                        <FTREF/>
                         Applying these criteria will provide reasonable assurance that only early reductions (
                        <E T="03">i.e.,</E>
                         reductions exceeding existing requirements) will be awarded CAIR FIP CSP allowances. Further, because these criteria are clearer and more precise than the general standard that reductions exceed existing 
                        <PRTPAGE P="25362"/>
                        requirements, the criteria will give owners and operators greater certainty when making reasonable projections about how many allowances they may receive for their early reductions and will, thereby, encourage early emission reductions. 
                    </P>
                    <FTNT>
                        <P>
                            <SU>32</SU>
                             The 0.25 lbs/mmBtu criterion is based upon EPA analysis described in the CAIR FIP CSP Technical Support Document and is similar to the criterion used for the CSP established under the NO
                            <E T="52">X</E>
                             SIP Call section 126 action. (65 FR 2674, January 18, 2000).
                        </P>
                    </FTNT>
                    <P>
                        Additionally, EPA disagrees with commenters that believe the CAIR FIP CSP should not include the distribution criterion that units in a title IV NO
                        <E T="52">X</E>
                         averaging plan would have to demonstrate that the current plan-wide average NO
                        <E T="52">X</E>
                         emission rate be less than the plan-wide average for the previous year. The averaging plan criterion acknowledges the unique circumstances for units that are in title IV NO
                        <E T="52">X</E>
                         averaging plans, where emission reductions by one unit in the plan may be offset by emission increases by another unit in the plan, thereby, making it difficult to determine whether early reductions are taking place. As discussed above, EPA believes that this criterion, coupled with the 0.25 lb/mmBtu criterion, provides a reasonable proxy for the general standard that reductions exceed existing requirements and that the criteria provide greater certainty about the rewarding of CAIR FIP CSP allowances. EPA believes it is appropriate to base the averaging plan criterion on a single, prior year's plan-wide average emission rate because the averaging of emissions across a plan tends to mitigate year-to-year fluctuations.
                    </P>
                    <P>
                        EPA disagrees with commenters that believe a CAIR FIP CSP will significantly delay emission reductions. For the CAIR NFR, EPA conducted IPM modeling of the CAIR trading programs to evaluate the effect of the 200,000 CAIR annual CSP NO
                        <E T="52">X</E>
                         allowances. The modeling shows that these CSP allowances do not have a significant impact on regionwide NO
                        <E T="52">X</E>
                         emissions. 
                    </P>
                    <P>
                        <E T="03">CAIR FIP CSP Finalized in Today's Action.</E>
                         Today's rule finalizes the CAIR FIP CSP mechanism proposed in the FIP NPR. EPA believes that including a CAIR FIP CSP will encourage early emission reductions and alleviate concerns of some sources that they have unique issues concerning compliance with the 2009 implementation deadline of the CAIR FIP trading program. (See 70 FR 25286 for additional discussion of the CAIR CSP.) EPA also believes that the CSP will not significantly impact the achievement of emission reduction goals. 
                    </P>
                    <P>The CAIR FIP CSP includes specific criteria for distributing allowances based upon early emission reductions that do not appear in the CAIR SIP trading programs. (Note that, as discussed in section IV.E of today's action, States choosing the abbreviated SIP revision option may choose to use the CAIR FIP CSP or the CAIR CSP mechanism or may choose another mechanism consistent with § 51.123(e)(4).) EPA believes that the criteria will reasonably ensure that the award of CSP allowances will be aimed at early reductions and give owners and operators greater certainty to make reasonable projections about how many allowances they may receive for their early reductions. </P>
                    <HD SOURCE="HD3">
                        3. NO
                        <E T="52">X</E>
                         Ozone Season Program 
                    </HD>
                    <P>
                        The final CAIR FIP NO
                        <E T="52">X</E>
                         ozone season cap-and-trade program allows the banking of NO
                        <E T="52">X</E>
                         SIP Call allowances of vintage years 2008 and earlier and their use in the CAIR FIP NO
                        <E T="52">X</E>
                         ozone season program to meet the requirement to hold allowances covering their emissions. This provides incentive for sources in the NO
                        <E T="52">X</E>
                         SIP Call to reduce their ozone season NO
                        <E T="52">X</E>
                         emissions before 2009 and bank additional allowances into the CAIR FIP NO
                        <E T="52">X</E>
                         ozone season program. This early-reduction incentive mechanism is in the CAIR NO
                        <E T="52">X</E>
                         ozone season model rule and is adopted as part of the CAIR FIP NO
                        <E T="52">X</E>
                         ozone season cap-and-trade programs. EPA did not receive any comments specifically addressing the early-reduction incentive mechanism in the CAIR FIP NO
                        <E T="52">X</E>
                         ozone season program. However, several commenters generally supported mechanisms to provide incentives for early emission reductions. The Agency is finalizing this mechanism. 
                    </P>
                    <HD SOURCE="HD2">J. Monitoring and Reporting Requirements </HD>
                    <P>
                        Under the CAIR SIP model cap-and-trade rules, sources are required to monitor and report NO
                        <E T="52">X</E>
                         and SO
                        <E T="52">2</E>
                         mass emissions in accordance with 40 CFR part 75. (
                        <E T="03">See</E>
                         Section VIII.H. of the CAIR NFR preamble, 70 FR 25288.) Many CAIR sources are measuring and reporting SO
                        <E T="52">2</E>
                         mass emissions and NO
                        <E T="52">X</E>
                         emission rate year round under the Acid Rain Program. Many additional sources are also reporting NO
                        <E T="52">X</E>
                         mass emissions at least during the ozone season and often year round under the NO
                        <E T="52">X</E>
                         SIP Call. The CAIR SIP model rules require continuous monitoring of NO
                        <E T="52">X</E>
                         mass emissions by all existing, affected units by January 1, 2008 using part 75 certified monitoring systems for the NO
                        <E T="52">X</E>
                         annual program and May 1, 2008 for the NO
                        <E T="52">X</E>
                         ozone season program. SO
                        <E T="52">2</E>
                         emissions must be monitored by those same units beginning January 1, 2009. 
                    </P>
                    <P>
                        Today's rulemaking requires part 75 monitoring, reporting, and recordkeeping for all units subject to the CAIR FIP cap-and-trade programs. This is consistent with the CAIR model cap-and-trade programs. For additional discussion on monitoring and reporting requirements, 
                        <E T="03">see</E>
                         Section VIII.H. in the CAIR NFR preamble (70 FR 25288). 
                    </P>
                    <HD SOURCE="HD2">K. Interactions With Other CAA Programs </HD>
                    <P>
                        In the CAIR NFR preamble, section IX discusses interactions between the NO
                        <E T="52">X</E>
                         SIP Call and CAIR. Section IX also discusses interactions between the title IV Acid Rain Program and CAIR. Today's final rule covers the same States as the CAIR and adopts as FIP trading programs the CAIR SIP model trading rules, thus the interactions would be as described in CAIR (70 FR 25289-25299). 
                    </P>
                    <HD SOURCE="HD1">VII. What Are the Revisions of the CAIR SIP Rule, Including the CAIR Model Cap-and-Trade Rules? </HD>
                    <P>
                        The EPA is adopting several revisions of the CAIR SIP rule. One such revision is part of EPA's final action on reconsideration concerning the applicability provisions as they relate to solid waste incineration units. In particular, for the reasons stated in the preamble of the August 24, 2005 proposed rule, EPA is finalizing the EGU definition in §§ 51.123(cc) and 51.124(q). The EGU definition, as adopted, excludes certain solid waste incineration units from being EGUs; limits EGUs to units that, as of November 15, 1990 or any time later, serve a generator with a greater than 25 MWe nameplate capacity producing electricity for sale; and clarifies language concerning cogeneration units. The final EGU definition is the same as the definition proposed on reconsideration except for a few minor changes, 
                        <E T="03">e.g.,</E>
                         to clarify the circumstances under which a unit that is not an EGU, but that begins to combust fossil fuel or to serve a generator with a 25 MWe nameplate, becomes an EGU. (For the reasons in the preamble of the August 24, 2005 proposed rule, the language in the final EGU definition is also reflected in final applicability provisions of the CAIR model trading rules and the CAIR FIP trading programs.) EPA is also finalizing, as discussed in detail above, provisions allowing States to submit abbreviated SIP revisions. 
                    </P>
                    <P>
                        EPA is also adopting a number of revisions of the CAIR SIP model cap-and-trade rules. The revisions are generally necessary to integrate each of the CAIR SIP model cap-and-trade programs with its corresponding CAIR FIP cap-and-trade program, and some of the final revisions reflect needed technical and clarifying changes. The revisions are consistent with the 
                        <PRTPAGE P="25363"/>
                        analogous provisions of the final CAIR FIP trading programs. One such revision is part of EPA's final action on reconsideration concerning the applicability provisions as they relate to solid waste incineration units. 
                    </P>
                    <P>
                        In particular, several definitions of terms are revised, and a few new definitions are added. For example, the definitions of “CAIR designated representative” and “alternate CAIR designated representative” are modified to require that the respective individuals designated for these positions be the same individuals as designated, for a given source, as the designated representative and alternate designated representative under any applicable trading program under the Clean Air Mercury Rule (CAMR). (CAMR was promulgated in May 2005 to achieve reduction of national mercury (Hg) emissions. 
                        <E T="03">See</E>
                         70 FR 28606, May 18, 2005.) This will greatly simplify the administration of the allowance tracking systems for the trading programs, including the Hg trading programs, for which EPA intends to propose analogous changes. (In order to implement this change, a new definition for “Hg Budget Trading Program” is added to the CAIR SIP model trading rules.) 
                    </P>
                    <P>As a further example, a new definition is added (“solid waste incineration unit”), and certain definitions are modified (“commence commercial operation” and “commence operation”), to reflect final changes in the applicability provisions for the CAIR model trading rule and to clarify and streamline the language in the definitions. In particular, the modified definitions are consistent with the above-noted revisions of the applicability provisions that: exempt certain solid waste incineration units from the CAIR trading programs; limit applicability to units that, as of November 15, 1990 or any time later, serve a generator with a greater than 25 MWe nameplate capacity producing electricity for sale; and clarify the language concerning cogeneration units. In addition, the “commence commercial operation” and “commence operation” definitions are simplified by removing unnecessary language, such as the language referring to CAIR opt-in units, which is unnecessary because these terms are not used in the CAIR opt-in rule provisions. Also, the simplified definition of “commence operation” means that all units will use the same “commence operation” definition in determining, for purposes of allocations under § 96.142 and 96.342, their baseline periods for calculating adjusted or converted heat input. (The provisions for opt-in units that subsequently become subject to the allocation provisions of § 96.142 and 96.342 and lose their opt-in status are also revised to reflect this approach.) </P>
                    <P>Further, a definition of “replacement,” a term used in the “commence commercial operation” and “commence operation” definitions, is added in order to clarify the application of the latter two terms to cases when a unit is replaced by another unit, rather than simply being modified. The revised applicability provisions and related definitions in the CAIR SIP model trading rules are consistent with the applicability provisions and related definitions in the final CAIR FIP trading rules and with the above-discussed EGU definition in §§ 51.123(cc) and 51.124(q). </P>
                    <P>
                        In addition, the definitions of “CAIR NO
                        <E T="52">X</E>
                         allowance,” “CAIR NO
                        <E T="52">X</E>
                         Annual Trading Program,” “CAIR SO
                        <E T="52">2</E>
                         allowance,” “CAIR SO
                        <E T="52">2</E>
                         Annual Trading Program,” “CAIR NO
                        <E T="52">X</E>
                         Ozone Season allowance,” and “CAIR NO
                        <E T="52">X</E>
                         Ozone Season Trading Program” are modified to provide for integrated operation of each CAIR SIP trading program administered by EPA for any State with its corresponding CAIR FIP trading program for any State. Under these revised definitions, CAIR NO
                        <E T="52">X</E>
                        , SO
                        <E T="52">2</E>
                        , or NO
                        <E T="52">X</E>
                         Ozone Season allowances issued under either type of program for any State would be a “CAIR NO
                        <E T="52">X</E>
                         allowance,” “CAIR SO
                        <E T="52">2</E>
                         allowance,” or “CAIR NO
                        <E T="52">X</E>
                         Ozone Season allowance,” respectively, usable by owners and operators for meeting the allowance-holding requirement under the corresponding CAIR SIP model trading program or CAIR FIP trading program for any State. 
                    </P>
                    <P>EPA is also simplifying and clarifying other definitions. For example, the term “allocate” is simplified to cover allocation of allowances for either the CAIR SIP or FIP trading programs. The definition of “maximum design heat input” is simplified, and the definition of “nameplate capacity” is clarified. </P>
                    <P>Further, the retired unit exemption provisions are revised. The revisions clarify that the provisions concerning CAIR designated representatives and the appeal procedures generally applicable to final actions of the Administrator are applicable to retired units and to final actions of the Administrator with regard to retired units. </P>
                    <P>In addition, the provisions listing the content of a certificate of representation are revised to clarify that the identification of each unit covered by the certificate of representation includes identification and nameplate capacity of each generator served by the unit. EPA believes that the current rule language requiring “identification” of each unit subject to the trading program is already broad enough to encompass such information concerning each generator served by the unit, particularly since only a unit serving a generator with a nameplate capacity greater than 25 MWe can be subject to the CAIR trading programs. However, EPA is revising the language to make it clear that generator information is required in the certificate of representation. </P>
                    <P>EPA is also making technical revisions to the provisions concerning the reflection in certificates of representation of the owners and operators of the source and units involved. The changes make it clear that all owners and operators must be listed and that those that should be, but are not, listed are still bound by the certificate of representation and the CAIR designated representative. </P>
                    <P>
                        Further, new provisions concerning designated representatives and authorized account representatives are added to clarify that such individuals may use agents in order to make electronic submissions. The existing CAIR SIP model trading rules provide for certain submissions (
                        <E T="03">i.e.,</E>
                         certificates of representation, applications for general account, allowance transfers, and quarterly emissions reports) required to be “in a format prescribed” or “in a format specified” by the Administrator. (The terms “prescribed” and “specified” have the identical meaning in these contexts.) These submissions may be made, and in the case of quarterly emissions reports must be made, electronically. Although the formats for the CAIR trading programs have not yet been developed, other EPA-administered trading programs (
                        <E T="03">i.e.,</E>
                         the Acid Rain Program and the NO
                        <E T="52">X</E>
                         Budget Trading Program) have analogous language concerning submission formats and have existing, prescribed formats for submissions. The electronic formats prescribed by the Administrator for the Acid Rain Program and the NO
                        <E T="52">X</E>
                         Budget Trading Program allow the designated representative or authorized account representative, as appropriate, to designate other individuals (“agents”) who may make the electronic submissions for the designated representative or authorized account representative, who is fully bound by the agent's actions. EPA maintains that the references in the Acid Rain Program and NO
                        <E T="52">X</E>
                         Budget Trading Program regulations to “prescribed” (or “specified”) formats, coupled with the existing electronic formats, provide the legal authority necessary for designated representatives and authorized account 
                        <PRTPAGE P="25364"/>
                        representatives to use agents to make electronic submissions in the applicable trading programs. EPA plans to adopt electronic formats for the CAIR trading programs that, similarly, allow for the use of agents. EPA believes that the existing references in the CAIR SIP model trading rules to “format[s] prescribed ” or “specified” by the Administrator, when coupled with the appropriate electronic formats, will similarly provide the legal authority necessary for the use of agents. However, in order to remove any uncertainty about such legal authority, EPA is adding provisions to the CAIR SIP model trading rules (and to the CAIR FIP trading rules) that explicitly authorize the use of agents for electronic submissions.
                    </P>
                    <P>
                        In addition, in the permitting provisions, EPA is revising the deadline for submission of CAIR permit applications to run from the later of January 1, 2009 (for the NO
                        <E T="52">X</E>
                         programs) or 2010 (for the SO2 program) or the date on which the unit commences commercial operation, rather than the date on which the unit simply commences operation. A unit's date of commencement of commercial operation is not likely to range from more than a few days to a few months later than the unit's date of commencement of operation since owners and operators of EGUs generally prefer to minimize using fuel without producing electricity. Moreover, running the permit application deadline from the commencement of commercial operation avoids the need for complex provisions in the definition of “commence operation” to address, solely for permitting purposes, units that are not subject to the CAIR trading programs when they first combust fuel and that subsequently become CAIR units. (The simplified definition of “commence operation” reflects this revision.) 
                    </P>
                    <P>
                        Further, EPA is adopting certain technical corrections in the NO
                        <E T="52">X</E>
                         allowance allocation provisions. In particular, the current provisions concerning timing of submission of unit allocations by the permitting authority to the Administrator provide that if the unit allocations are not submitted on time, the Administrator will assume that the allocations are the same as in the prior year. If the year for which allocations are submitted late is 2015 (the beginning of phase II of the CAIR trading programs, the Administrator will assume that the allocations are 83% of the 2014 allocations. EPA is removing these provisions both for existing and new units because they seem unlikely to be used, are unduly complicated, and may result in 2015 in total allocations that do not equal the respective State trading budget. Moreover, there are no comparable provisions in the CAIR FIP trading rules. 
                    </P>
                    <P>EPA is also revising the current provisions for new unit allocations that provide that a new unit is eligible for allocations from the new unit set-aside until that unit has operated long enough to develop a baseline heat input using the 3 highest figures for converted control period heat input out of such figures for the first 5 years of operation. At that point, the unit is supposed to be allocated allowances from the pool of allowances allocated to all units that have a baseline heat input. However, allowances for units with baselines are allocated a number of years in advance of the first year for which such allowances may be used to meet the allowance-holding requirement. Consequently, it is possible for a new unit to have a baseline as of a given year but find that no more allowances are available for that year for units with baselines because the allowances for that year were allocated before the time when the new unit's baseline was developed. A new unit could find that, for some years, it was both ineligible for the new unit set-aside and unable to obtain an allocation from the pool for units with baselines. EPA intended that new units move seamlessly from new-unit-set-aside eligibility to units-with-baselines allocations and not to fall in between the two types of allocation procedures. EPA is revising the allocation provisions to clarify that a new unit continues to be eligible for the new unit set-aside so long as the unit is not allocated allowances from the pool for units with baselines allocations either because the new unit does not yet have a baseline or because all the allowances for units with baselines have already been allocated for the year involved. </P>
                    <P>
                        EPA also is adopting technical changes that make it clear that a separate request for new-unit-set-aside allowances must be submitted for each control period for which they are sought and must be submitted by May 1 (for the NO
                        <E T="52">X</E>
                         annual program) or February 1 (for the NO
                        <E T="52">X</E>
                         ozone season program) of that control period. This approach will reasonably put the burden on owners and operators to inform the State permitting authority each year. This will ensure that the State permitting authority can keep track, for each control period in the future, of which units are seeking new-unit-set-aside allowances for that control period. These submission deadlines will give the State permitting authorities more time to process (which may include, when appropriate, opportunity for public comment) the requests in time to submit the allocations to the Administrator for recordation by December 1 (for the NO
                        <E T="52">X</E>
                         annual program) or September 1 (for the NO
                        <E T="52">X</E>
                         ozone season program). Similarly, EPA is revising the deadline for submission of requests for allowances from the compliance supplement pool to be May 1, 2009 (rather than July 1, 2009). Just as emissions data for 2008 will be available in time for new-unit-set-aside requests due on May 1, emissions data for 2008 (and 2007) will be available in time for compliance-supplement-pool requests due on May 1. The July 1, 2009 deadline did not provide sufficient time for State permitting authorities to process the requests.
                    </P>
                    <P>In addition, EPA is adopting technical changes to the provisions for recordation of allowance allocations, for the reasons discussed below and elsewhere in this preamble. For example, the current provisions require the Administrator to record the initial allocations for 2010-2014 by December 1, 2006. Because State plans are not due until September 11, 2006, EPA cannot review and approve all State plans in time to record allowance allocations in those plans by December 1, 2006, which date is changed to September 30, 2007. Further, the current provisions also require the recordation of allocations for subsequent years to occur only after completion of the end-of-year compliance determination process for a previous year. Because of the need to finalize emissions data for a year before the compliance determination process for that year can be completed, the current provisions may delay recordation for a number of months. However, as a matter of logic, there is no necessary connection between one year's compliance determination and the future year's allocation recordation. Consequently, EPA is removing the connection made in the current provisions and is setting an independent deadline (December 1) for allocation recordation, which will result in recordation several months earlier than under the current provisions. </P>
                    <P>
                        Further, EPA is adopting technical changes to the provisions referring to when an allowance transfer by the owner of an allowance to another allowance tracking system account is “correctly submitted.” The changes clarify that a “correctly submitted” allowance transfer is one that references allowances that both: Were in the owner's allowance tracking system account when the allowance transfer form was submitted to the 
                        <PRTPAGE P="25365"/>
                        Administrator; and continue to be in such account when the allowance transfer form is processed by the Administrator. 
                    </P>
                    <P>
                        In addition, EPA is revising the provisions for deducting allowances to determine compliance with the allowance-holding requirement under the trading programs. The revisions do not change the requirements that an allowance usable for compliance: be allocated for the year, or a year before the year, for which compliance is being determined; and be in or covered by a proper request for transfer into the source's compliance account by the allowance transfer deadline. However, the statement indicating that the allowance must also not be necessary to account for excess emissions for a prior year is removed because it is confusing and inconsistent with the compliance procedures that EPA has been using in its ongoing cap-and-trade programs, 
                        <E T="03">i.e.,</E>
                         the Acid Rain Program and the NO
                        <E T="52">X</E>
                         Budget Trading Program. 
                    </P>
                    <P>
                        Further, as explained in the preamble of the August 24, 2005 proposed rule, EPA is adopting revisions clarifying the application of excess emissions penalties for a source that is subject to, and has excess emissions under, both the Acid Rain Program and the CAIR SO
                        <E T="52">2</E>
                         model trading rule. Under these revisions, a given ton of SO
                        <E T="52">2</E>
                         excess emissions at a source, the owners and operators of the source will be liable, if that ton is an excess emission under both the Acid Rain Program and the CAIR trading program, for the offset (the deduction of one allowance) and the dollar penalty ($2,000 inflation adjusted) under the Acid Rain Program and liable, if that ton is only an excess emission under the CAIR trading program, for the 3-for-1 allowance deduction under the CAIR trading program. 
                    </P>
                    <P>In addition, EPA is revising certain provisions concerning the use of substitute data when the owner or operator of a unit adds a new stack or flue and fails to meet the deadline for monitoring certification. EPA proposed, but is not finalizing, procedures that would allow for substitute data other than data reflecting maximum potential emissions. Because EPA believes that the proposed provisions would in fact still result in the use of data reflecting maximum potential emissions, EPA is not adopting the proposed provisions. </P>
                    <P>Further, EPA is removing a provision that separately requires units to monitor heat input. The provision is unnecessary because heat input monitoring is already explicitly required in the monitoring provisions in § 96.170, 96.270, and 96.370. </P>
                    <P>In addition, EPA is revising the requirements for CAIR opt-in permits for owners and operators planning to repower an opt-in unit and seeking special allowance allocations for such unit. The revisions require that the owners and operators state, in the permit application, that they intend to repower the opt-in unit before January 1, 2015. EPA believes that this is a reasonable requirement to prevent frivolous requests for the special allocations for opt-in units to be repowered. The permit application, like any submission for owners and operators, must of course include a certification as to the truth, accuracy, and completeness of the submission. </P>
                    <P>
                        A few changes are adopted for some other provisions (concerning, 
                        <E T="03">e.g.,</E>
                         the submission deadlines for quarterly emissions reports for CAIR opt-in units and units applying to be CAIR opt-in units and inclusion of the CAIR opt-in permit in the CAIR permit and the title V permit for the source that includes the CAIR opt-in unit) of the CAIR SIP model trading rules. These other changes are similarly technical or clarifying in nature. All of these changes are consistent with the analogous provisions in the final CAIR FIP trading rules. 
                    </P>
                    <HD SOURCE="HD1">VIII. What Are the Revisions of Acid Rain Program Regulations? </HD>
                    <P>
                        A few changes are adopted for the Acid Rain Program regulations. As explained in the preamble of the August 24, 2005 preamble, EPA is adopting revisions aimed at facilitating interaction among the CAIR FIP trading programs, any EPA-administered CAIR SIP trading programs, and the Acid Rain SO
                        <E T="52">2</E>
                         trading program and revisions related to the change, finalized in the CAIR rulemaking, from unit-level to source-level compliance with the Acid Rain SO
                        <E T="52">2</E>
                         trading program. 
                    </P>
                    <P>In addition, EPA is revising the provisions listing the content of a certificate of representation to clarify that the identification of each unit covered by the certificate of representation includes identification and nameplate capacity of each generator served by the unit. EPA believes that the current rule language requiring “identification” of each unit subject to the trading program is already broad enough to encompass such information concerning each generator served by the unit, particularly since only a unit serving a generator with a nameplate capacity greater than 25 MWe can be subject to the Acid Rain Program. However, EPA is adopting revised language to make it clear that generator information is required in the certificate of representation. </P>
                    <P>EPA is also making technical revisions to the provisions concerning the reflection in certificates of representation of the owners and operators of the source and units involved. The changes make these provisions consistent with those in the CAIR trading programs. The changes make it clear that all owners and operators must be listed and that those that should be, but are not, listed are still bound by the certificate of representation and the CAIR designated representative. </P>
                    <P>Further, EPA is adding a new § 72.26 and a new § 73.33(g) that are analogous to provisions adopted in the CAIR SIP model trading rules and the CAIR FIP trading rules and concern the use of agents by a designated representative and authorized account representative. As discussed above in Section VII of this preamble, EPA maintains that the existing Acid Rain Program regulations already authorize a designated representative or authorized account representative to use agents to make certain electronic submissions. However, in order to remove any uncertainty about such legal authority, EPA is adding provisions to the Acid Rain Program regulations that explicitly authorize such use of agents. </P>
                    <P>In addition, EPA is revising the appeal provisions of part 78 to apply to the appeals procedures to final actions of the Administrator under the CAIR FIP trading rule, just as these provisions already apply to final Administrator actions under the CAIR SIP model trading rules. Part 78 is revised to refer specifically, where appropriate, to the CAIR FIP trading rules in a similar way to how part 78 currently refers specifically, where appropriate, to the CAIR SIP model trading rules. </P>
                    <HD SOURCE="HD1">IX. Statutory and Executive Order Reviews </HD>
                    <HD SOURCE="HD2">A. Executive Order 12866: Regulatory Planning and Review </HD>
                    <P>Under Executive Order 12866 (58 FR 51735, October 4, 1993), the Agency must determine whether a regulatory action is “significant” and therefore subject to Office of Management and Budget (OMB) review and the requirements of the Executive Order. The Order defines “significant regulatory action” as one that is likely to result in a rule that may: </P>
                    <P>
                        1. Have an annual effect on the economy of $100 million or more or adversely affect in a material way the economy, a sector of the economy, productivity, competition, jobs, the 
                        <PRTPAGE P="25366"/>
                        environment, public health or safety, or State, local, or Tribal governments or communities; 
                    </P>
                    <P>2. Create a serious inconsistency or otherwise interfere with an action taken or planned by another agency; </P>
                    <P>3. Materially alter the budgetary impact of entitlements, grants, user fees, or loan programs or the rights and obligations of recipients thereof; or </P>
                    <P>4. Raise novel legal or policy issues arising out of legal mandates, the President's priorities, or the principles set forth in the Executive Order. </P>
                    <P>Today's action both provides a response to the Section 126 Petition filed by North Carolina and promulgates FIPs to implement the requirements of the recently published CAIR (May 2005) in all affected States. It also makes minor changes to the CAIR and the Acid Rain Program. The FIPs require the same set of air pollution emissions reductions required by the CAIR. For this reason, EPA is relying on the economic analysis conducted for CAIR entitled “Regulatory Impact Analysis of the Final Clean Air Interstate Rule” (March 2005) to serve as the analysis for these rulemakings. </P>
                    <P>
                        This economic analysis shows that substantial net economic benefits to society are likely to be achieved due to reduction in emissions resulting from the CAIR program. The results show that the CAIR program would be highly beneficial to society, with annual net benefits (benefits less costs) of approximately $71.4 or $60.4 billion in 2010 and $98.5 or $83.2 billion in 2015. These alternative net benefits estimates occur due to differing assumptions concerning the social discount rate used to estimate the annual value of the benefits of the rule with the lower estimates relating to a discount rate of 7 percent and the higher estimates a discount rate of 3 percent. All amounts are reflected in 1999 dollars. The costs and benefits presented in the CAIR economic analysis are an accurate representation of the benefits and costs anticipated for the FIPs. For more information, see the NFR for the CAIR published in the 
                        <E T="04">Federal Register</E>
                         (70 FR 25162; May 12, 2005) and the “Regulatory Impact Analysis for the Final Clean Air Interstate Rule” (March 2005). 
                    </P>
                    <P>In view of its important policy implications and potential effect on the economy of over $100 million, this action has been judged to be an economically “significant regulatory action” within the meaning of the Executive Order. As a result, today's action was submitted to OMB for review. Changes made in response to OMB suggestions or recommendations are documented in the public record. </P>
                    <HD SOURCE="HD2">B. Paperwork Reduction Act </HD>
                    <P>
                        The EPA believes that the Paperwork Reduction Act (44 U.S.C. 3501 
                        <E T="03">et seq.</E>
                        ) requirements of this rule are satisfied through the Information Collection Request (ICR) (EPA ICR number 2152.02; OMB control number 2060-0570) submitted to the OMB for review and approval on May 12, 2005 as part of the CAIR (70 FR 25162-25405) and approved by the OMB in September 2005. The ICR describes the nature of the information collection and its estimated burden and cost associated with that final rule. In cases where information is already collected by a related program, the ICR takes into account only the additional burden. [This situation arises in States that are also subject to requirements of the Consolidated Emissions Reporting Rule (EPA ICR number 0916.10; OMB control number 2060-0088) or for sources that are subject to the Acid Rain Program (EPA ICR number 1633.13; OMB control number 2060-0258) or NO
                        <E T="52">X</E>
                         SIP Call (EPA ICR number 1857.03; OMB number 2060-0445) requirements.] 
                    </P>
                    <P>The burden of today's rule is essentially the same as the burden estimated for the CAIR. There is a modest transfer of burden from the States to EPA if the Federal plan is implemented rather than the CAIR State plan. The overall total burden is essentially unchanged. Thus, the ICR prepared for CAIR satisfies the requirements of the Paperwork Reduction Act for this rule. </P>
                    <P>Burden means the total time, effort, or financial resources expended by persons to generate, maintain, retain, or disclose or provide information to or for a Federal agency. This includes the time needed to review instructions; develop, acquire, install, and utilize technology and systems for the purposes of collecting, validating, and verifying information, processing and maintaining information, and disclosing and providing information; adjust the existing ways to comply with any previously applicable instructions and requirements; train personnel to be able to respond to a collection of information; search data sources; complete and review the collection of information; and transmit or otherwise disclose the information.</P>
                    <P>An agency may not conduct or sponsor, and a person is not required to respond to a collection of information unless it displays a currently valid OMB control number. The OMB control numbers for EPA's regulations in 40 CFR, after appearing in the preamble of the final rule, are listed in 40 CFR part 9. </P>
                    <HD SOURCE="HD2">C. Regulatory Flexibility Act </HD>
                    <P>The Regulatory Flexibility Act (RFA) generally requires an agency to prepare a regulatory flexibility analysis of any rule subject to notice and comment rulemaking requirements under the Administrative Procedure Act or any other statute unless the agency certifies that the rule will not have a significant economic impact on a substantial number of small entities. Small entities include small businesses, small organizations, and small governmental jurisdictions. </P>
                    <P>For the purposes of this rulemaking, EPA defined small entities according to the following three criteria: </P>
                    <P>(1) A small business according to the Small Business Administration size standards by the North American Industry Classification System (NAICS) category of the owning entity. The range of small business size standards for electric utilities is 4 billion kilowatt-hours of production or less; </P>
                    <P>(2) A small government jurisdiction that is a government of a city, county, town, district, or special district with a population of less than 50,000; and </P>
                    <P>(3) A small organization that is any not-for-profit enterprise that is independently owned and operated and is not dominant in its field. </P>
                    <P>Table IX-1 lists entities potentially affected by this rule with applicable NAICS code. </P>
                    <GPOTABLE COLS="3" OPTS="L2,i1," CDEF="s100,8,r100">
                        <TTITLE>
                            Table IX-1.—Potentially Regulated Categories and Entities 
                            <E T="51">a</E>
                        </TTITLE>
                        <BOXHD>
                            <CHED H="1">Category </CHED>
                            <CHED H="1">
                                NAICS code 
                                <E T="51">b</E>
                            </CHED>
                            <CHED H="1">Examples of potentially regulated entities </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Industry </ENT>
                            <ENT>221112 </ENT>
                            <ENT>Fossil fuel-fired electric utility steam generating units. </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Federal Government </ENT>
                            <ENT>
                                <E T="51">c</E>
                                 221112
                            </ENT>
                            <ENT>Fossil fuel-fired electric utility steam generating units owned by the Federal government. </ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="25367"/>
                            <ENT I="01">State/Local/ </ENT>
                            <ENT>
                                <E T="51">c</E>
                                 221112 
                            </ENT>
                            <ENT>Fossil fuel-fired electric utility steam generating units owned by municipalities. </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Tribal Government </ENT>
                            <ENT>921150 </ENT>
                            <ENT>Fossil fuel-fired electric utility steam generating units in Indian Country. </ENT>
                        </ROW>
                        <TNOTE>
                            <E T="51">a</E>
                             Include NAICS categories for source categories that own and operate electric generating units only. 
                        </TNOTE>
                        <TNOTE>
                            <E T="51">b</E>
                             North American Industry Classification System. 
                        </TNOTE>
                        <TNOTE>
                            <E T="51">c</E>
                             Federal, State, or local government-owned and operated establishments are classified according to the activity in which they are engaged. 
                        </TNOTE>
                    </GPOTABLE>
                    <P>After considering the economic impacts of today's final rule on small entities, EPA is certifying that this action will not have a significant economic impact on a substantial number of small entities. </P>
                    <P>EPA has assessed the potential impact of today's action on small entities. Pursuant to section 603 of the RFA, EPA prepared an initial regulatory flexibility analysis (IRFA) for the proposed rule (70 FR 49708, 49743). Approximately 140 of the estimated 3,000 EGUs potentially affected by today's action are owned by the 58 potentially affected small entities identified by EPA. Of the 140, 49 units are owned by small entities that also share ownership with large entities. Of these units, 34 are believed to be more than 50 percent owned by a large entity. </P>
                    <P>Beyond the 140, an additional 185 units owned by small entities in these states could be exempted because they have a nameplate capacity less than 25 MW. The above estimates include a number of units that are owned jointly by small and non-small entities. In addition, these estimates represent the maximum number of units potentially affected by the CAIR FIP. Only units in States that fail to submit an approved SIP would be directly regulated under the CAIR FIP. The actual number of affected units will depend on the number of States that do not submit a SIP or do not get their SIP submittal approved. </P>
                    <P>
                        This analysis is based in large part on EPA's prior analysis of the potential impact of regulations implementing the CAIR model trading programs in the CAIR region. The analysis of the model trading programs was based on the best information available at that time and assumed that 75 small entities could be affected by any eventual implementation of the trading programs. However, EPA subsequently determined that some of these 75 entities either did not meet the definition of a small entity, or had units that were no longer generating. EPA's final analysis thus concluded that only 58 entities would be affected by today's action. Because the Agency's analysis of small entity impacts was based on the earlier estimate of affected small entities (
                        <E T="03">i.e.,</E>
                         the impacts were analyzed based on 75 affected entities, not 58 entities), the impact analysis overstates the maximum potential impact of today's action on small entities. 
                    </P>
                    <P>Overall, EPA analysis suggested that about 445 MW of total small entity capacity, or 1.0 percent of total small entity capacity in the CAIR region, is projected to be uneconomic to maintain under regulations implementing the CAIR trading programs relative to the Base Case. In practice, units projected to be uneconomic to maintain may be “mothballed”, retired, or kept in service to ensure transmission reliability in certain parts of the grid. Our IPM modeling is unable to distinguish between these potential outcomes. </P>
                    <P>Of the 75 initially identified as potentially impacted by regulations implementing the model trading programs, EPA determined that 29 might experience compliance costs in excess of one percent of revenues in 2010 and 46 might in 2015. Potentially affected small entities experiencing compliance costs in excess of 1 percent of revenues have some potential for significant impact resulting from implementation of CAIR. </P>
                    <P>Pursuant to section 609(b) of the RFA, EPA convened a Small Business Advocacy Review Panel to obtain advice and recommendations from representatives of small entities that would potentially be regulated by the rule. A detailed discussion of the Panel's advice and recommendations is found in the Panel Report (EPA-HQ-OAR-2004-0076-0074). A summary of the Panel's recommendations is presented at 70 FR 49708, 49741.</P>
                    <P>
                        A detailed discussion of the panel process is provided in the proposed rule. In the proposed rule, EPA took comment on all aspects of the proposed FIP and its impact on small entities. EPA did not receive significant comments in this regard. In addition, in section VI.D of the proposed rule preamble, EPA specifically took comment on one of the panel recommendations, which was to consider providing a greater share of NO
                        <E T="52">X</E>
                         allowances to small entities. A number of utilities submitted comments opposing such a provision, and one State expressed support for such a provision. These comments are discussed in more detail in section VI.F of this preamble. 
                    </P>
                    <P>The decision to certify that this rule will not have a significant economic impact on a substantial number of small entities is largely a result of two factors. First, because the rule only affects sources with a capacity greater than 25 MW, the majority of potentially affected small entities are exempted. The decision to include only units greater than 25 MW in size exempts 185 small entities that would otherwise be potentially affected by today's actions. In the final CAIR, EPA stated its belief that it is reasonable to assume no further control of air emissions from these smaller EGUs. Second, as EPA's analysis of potential impacts of this rulemaking on small entities progressed, we determined that our initial estimates were too high, because some of the entities that EPA had projected to be affected either did not meet the definition of a small entity, or had units that were no longer generating. Finally, as was discussed in the NPR, the use of cap-and-trade in general will limit impacts on small entities relative to a less flexible command-and-control program. </P>
                    <HD SOURCE="HD2">D. Unfunded Mandates Reform Act </HD>
                    <P>
                        Title II of the Unfunded Mandates Reform Act of 1995, Public Law 104-4, establishes requirements for Federal agencies to assess the effects of their regulatory actions on State, local, and Tribal governments and the private sector. Under section 202 of the UMRA, 2 U.S.C. 1532, EPA generally must prepare a written statement, including a cost-benefit analysis, for proposed and final rules with “Federal mandates” that may result in expenditures by State, local, and tribal governments, in the aggregate, or by the private sector, of 
                        <PRTPAGE P="25368"/>
                        $100,000,000 or more in any 1 year. Before promulgating an EPA rule for which a written statement is needed, section 205 of the UMRA generally requires EPA to identify and consider a reasonable number of regulatory alternatives and to adopt the least costly, most cost-effective or least burdensome alternative that achieves the objectives of the rule. The provisions of section 205 do not apply when they are inconsistent with applicable law. Moreover, section 205 allows EPA to adopt an alternative other than the least costly, most cost-effective or least burdensome alternative if the Administrator publishes with the final rule an explanation why that alternative was not adopted. 
                    </P>
                    <P>In addition, before EPA establishes any regulatory requirements that may significantly or uniquely affect small governments, including Tribal governments, it must have developed under section 203 of the UMRA, a small government agency plan. The plan must provide for notifying potentially affected small governments, enabling officials of affected small governments to have meaningful and timely input in the development of EPA regulatory proposals with significant Federal intergovernmental mandates, and informing, educating, and advising small governments on compliance with the regulatory requirements. </P>
                    <P>The EPA has determined that this rule contains a Federal mandate that may result in expenditures of $100 million or more in 1 year. The costs of compliance will be borne predominately by sources in the private sector although a small number of sources owned by State and local governments may also be impacted. EPA prepared a written statement meeting the requirements of section 202 of the UMRA during the CAIR rulemaking process. The Federal mandates in today's action relate to its implementation of the CAIR and thus the analyses prepared for CAIR are applicable to today's action. </P>
                    <P>
                        In accordance with section 202(c) of UMRA, EPA prepared the statement required by section 202 in conjunction with the Regulatory Impact Analysis prepared for the CAIR. This document is available at 
                        <E T="03">http://www.epa.gov/cair/pdfs/finaltech08.pdf</E>
                         and contains analyses that meet the requirements of section 202(a) of UMRA. That is, it contains a qualitative and quantitative assessment of the anticipated costs and benefits of the Federal mandate; estimates of future compliance costs and any disproportionate budgetary effects upon any particular regions of the nation; and estimates of the effect on the national economy. 
                    </P>
                    <P>Consultation with State, local and Tribal governments potentially affected by the CAIR emission reduction requirements was conducted during the CAIR rulemaking process. Such consultation was conducted in a manner consistent with the intergovernmental consultation provisions of section 204 of the UMRA, and Executive Order 12875, “Enhancing the Intergovernmental Partnership.” </P>
                    <P>EPA has determined that this rule contains no regulatory requirements that might significantly or uniquely affect small governments. Therefore, development of a small government plan under section 203 of the Act is not required. The requirements in this action do not distinguish EGUs based on ownership, either for those units that are included within the scope of the rule or for those units that are exempted by the generating capacity cut-off. Consequently, the rule has no requirements that uniquely affect small governments that own or operate EGUs within the region. Further, with respect to the significance of the rule's provisions, EPA's UMRA analysis demonstrates that the economic impact of the rule will not significantly affect State or municipal EGUs or non-EGUs, either in terms of total cost incurred and the impact of the costs on revenue, or increased cost of electricity to consumers. </P>
                    <HD SOURCE="HD2">E. Executive Order 13132: Federalism </HD>
                    <P>Executive Order 13132, entitled “Federalism” (64 FR 43255, August 10, 1999), requires EPA to develop an accountable process to ensure “meaningful and timely input by State and local officials in the development of regulatory policies that have federalism implications.” “Policies that have federalism implications” is defined in the Executive Order to include regulations that have “substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.” </P>
                    <P>This rule does not have federalism implications. It does not have substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government, as specified in Executive Order 13132. These effects do not occur from the final rule itself because it is the provisions of the CAA that require EPA, after a State has failed to submit a SIP or a complete SIP, to make a finding to that effect and then to promulgate a FIP within 2 years of the finding. Although EPA is exercising discretion to promulgate the FIP within the early part of the 2-year period, EPA intends to rescind the FIP for each State that submits a SIP that EPA approves, and, if the FIP remains, sources are not required to implement controls until after the close of the 2-year period. Moreover, as emphasized throughout the preamble, States are not required to adopt the FIP provisions, or any particular portion thereof, in order for EPA to approve their SIPs. Thus, Executive Order 13132 does not apply to this rule. </P>
                    <HD SOURCE="HD2">F. Executive Order 13175: Consultation and Coordination With Indian Tribal Governments </HD>
                    <P>Executive Order 13175, entitled “Consultation and Coordination with Indian Tribal Governments” (65 FR 67249, November 9, 2000), requires EPA to develop an accountable process to ensure “meaningful and timely input by Tribal officials in the development of regulatory policies that have Tribal implications.” This rule does not have “Tribal implications” as specified in Executive Order 13175. </P>
                    <P>
                        This rule addresses transport of pollution for precursors of ozone and PM
                        <E T="52">2.5.</E>
                         The CAA provides for States and Tribes to develop plans to regulate emissions of air pollutants within their jurisdictions. The regulations clarify the statutory obligations of States and Tribes that develop plans to implement these rules. The Tribal Authority Rule (TAR) gives Tribes the opportunity to develop and implement CAA programs, but it leaves to the discretion of the Tribe whether to develop these programs and which programs, or appropriate elements of a program, the Tribe will adopt. 
                    </P>
                    <P>This rule does not have Tribal implications as defined by Executive Order 13175. It does not have a substantial direct effect on one or more Indian Tribes because no Tribe has implemented a federally-enforceable air quality management program under the CAA at this time. Furthermore, this rule does not affect the relationship or distribution of power and responsibilities between the Federal Government and Indian Tribes. The CAA and the TAR establish the relationship of the Federal Government and Tribes in developing plans to attain the NAAQS, and this rule does nothing to modify that relationship. Because this rule does not have Tribal implications, Executive Order 13175 does not apply. </P>
                    <P>
                        If one assumes a Tribe is implementing a Tribal Implementation Plan, today' rule could have implications for that Tribe, but would 
                        <PRTPAGE P="25369"/>
                        not impose substantial direct costs upon the Tribe, nor preempt Tribal law. The EPA has estimated the total annual private costs for the FIP for the CAIR region as implemented by State, local, and Tribal governments to be approximately $2.4 billion in 2010 and $3.6 billion in 2015 (1999$). There are currently very few emissions sources in Indian country that could be affected by these rules and the percentage of Tribal land that will be impacted is very small. For Tribes that choose to regulate sources in Indian country, the costs would primarily be attributed to inspecting regulated facilities and enforcing adopted regulations. 
                    </P>
                    <P>EPA consulted with Tribal officials in developing the final CAIR, which provides the basis for the FIPs in today's rule. The EPA encouraged Tribal input at an early stage. Also, EPA held periodic meetings with the States and the Tribes during the technical development of CAIR. Three meetings were held with the Crow Tribe, where the Tribe expressed concerns about potential impacts of the rule on their coal mine operations. In addition, EPA held three calls with Tribal environmental professionals to address concerns specific to the Tribes. These discussions have given EPA valuable information about Tribal concerns regarding the development of CAIR. During the CAIR rulemaking process, the EPA provided briefings for Tribal representatives and the newly formed National Tribal Air Association (NTAA), and other national Tribal forums. Input from Tribal representatives was taken into consideration in development of CAIR. </P>
                    <HD SOURCE="HD2">G. Executive Order 13045: Protection of Children From Environmental Health and Safety Risks </HD>
                    <P>Executive Order 13045, “Protection of Children from Environmental Health and Safety Risks” (62 FR 19885,      April 23, 1997) applies to any rule that (1) is determined to be “economically significant” as defined under Executive Order 12866, and (2) concerns an environmental health or safety risk that EPA has reason to believe may have a disproportionate effect on children. If the regulatory action meets both criteria, Section 5-501 of the Order directs the Agency to evaluate the environmental health or safety effects of the planned rule on children, and explain why the planned regulation is preferable to other potentially effective and reasonably feasible alternatives considered by the Agency. </P>
                    <P>This rule is not subject to the Executive Order, because it does not involve decisions on environmental health or safety risks that may disproportionately affect children. The EPA believes that the emissions reductions from the strategy in this rule would further improve air quality and would further improve children's health. </P>
                    <HD SOURCE="HD2">H. Executive Order 13211: Actions That Significantly Affect Energy Supply, Distribution, or Use </HD>
                    <P>
                        Executive Order 13211 (66 FR 28355, May 22, 2001) provides that agencies shall prepare and submit to the Administrator of the Office of Regulatory Affairs, OMB, a Statement of Energy Effects for certain actions identified as “significant energy actions.” Section 4(b) of Executive Order 13211 defines “significant energy actions” as “any action by an agency (normally published in the 
                        <E T="04">Federal Register</E>
                        ) that promulgates or is expected to lead to the promulgation of a final rule or regulation, including notices of inquiry, advance notices of proposed rulemaking, and notices of proposed rulemaking: (1)(i) That is a significant regulatory action under Executive Order 12866 or any successor order, and (ii) is likely to have a significant adverse effect on the supply, distribution, or use of energy; or (2) that is designated by the Administrator of the Office of Information and Regulatory Affairs as a significant energy action.” 
                    </P>
                    <P>This final rule is a significant regulatory action under Executive Order 12866 and this rule may have a significant adverse effect on the supply, distribution, or use of energy. The energy impacts of this rule come from its implementation of the emission reduction requirements in the CAIR. The impacts for this rule will therefore not differ from those for the CAIR. These impacts are detailed in the final CAIR (70 FR 25315). As discussed in the CAIR NFR, EPA's analysis shows that the EGU emission reductions required under the trading programs are projected to result in a 1.6 percent or less increase in natural gas prices projected from 2010 to 2020. If base case natural gas prices are higher than EPA has assumed in its primary analysis, the impact on natural gas price will be even less. </P>
                    <HD SOURCE="HD2">I. National Technology Transfer Advancement Act </HD>
                    <P>
                        Section 12(d) of the National Technology Transfer Advancement Act (NTTAA) of 1995 (Pub. L. 104-113; 15 U.S.C. 272 note) directs EPA to use voluntary consensus standards in its regulatory and procurement activities unless to do so would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (
                        <E T="03">e.g.,</E>
                         materials specifications, test methods, sampling procedures, business practices) developed or adopted by one or more voluntary consensus bodies. The NTTAA directs EPA to provide Congress, through annual reports to OMB, with explanations when an agency does not use available and applicable voluntary consensus standards. 
                    </P>
                    <P>Today's rule implements requirements largely identical to the requirements in the CAIR. This rule requires all sources that participate in the trading programs under part 97 (analogous to the CAIR SIP trading programs under part 96) to meet the applicable monitoring requirements of part 75. Part 75 already incorporates a number of voluntary consensus standards. Consistent with the Agency's Performance Based Measurement System (PBMS), part 75 sets forth performance criteria that allow the use of alternative methods to the ones set forth in part 75. The PBMS approach is intended to be more flexible and cost effective for the regulated community; it is also intended to encourage innovation in analytical technology and improved data quality. At this time, EPA is not recommending any revisions to part 75; however, EPA periodically revises the test procedures set forth in part 75. When EPA revises the test procedures set forth in part 75 in the future, EPA will address the use of any new voluntary consensus standards that are equivalent. Currently, even if a test procedure is not set forth in part 75, EPA is not precluding the use of any method, whether it constitutes a voluntary consensus standard or not, as long as it meets the performance criteria specified; however, any alternative methods must be approved through the petition process under § 75.66 before they are used under part 75. </P>
                    <HD SOURCE="HD2">J. Executive Order 12898: Federal Actions To Address Environmental Justice in Minority Populations and Low-Income Populations </HD>
                    <P>
                        Executive Order 12898, Federal Actions to Address Environmental Justice in Minority Populations and Low-Income Populations, requires Federal agencies to consider the impact of programs, policies, and activities on minority populations and low-income populations. According to EPA guidance, U.S. Environmental Protection Agency, 1998. Guidance for Incorporating Environmental Justice Concerns in EPAs NEPA Compliance Analyses. Office of Federal Activities, Washington, D.C., April, 1998. Agencies 
                        <PRTPAGE P="25370"/>
                        are to assess whether minority or low-income populations face risks or a rate of exposure to hazards that are significant and that appreciably exceed or is likely to appreciably exceed the risk or rate to the general population or to the appropriate comparison group (EPA, 1998). 
                    </P>
                    <P>
                        In accordance with Executive Order 12898, the Agency has considered whether this rule may have disproportionate negative impacts on minority or low income populations. The Agency expects this rule will lead to reductions in air pollution and exposures generally. In addition, EPA has conducted an air quality modeling analysis to estimate the changes in exposure of minority and low-income populations to ambient concentrations of PM
                        <E T="52">2.5</E>
                         as a result of implementation of a cap-and-trade program similar to CAIR: the Acid Rain Program. The analysis shows that each racial, ethnic, and income-level group studied is projected to experience similar average improvement in ambient concentrations of PM
                        <E T="52">2.5</E>
                         in the eastern U.S. (where the vast majority of the emission reductions took place) as a result of the Acid Rain Program in 2010. No disproportionately high and adverse human health or environmental effects of the Acid Rain Program were found for any minority, low-income, or other population. For these reasons, negative impacts to these sub-populations that appreciably exceed similar impacts to the general population are not expected. 
                    </P>
                    <HD SOURCE="HD2">K. Congressional Review Act </HD>
                    <P>
                        The Congressional Review Act, 5 U.S.C. 801 et seq., as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. Therefore, EPA will submit a report containing this rule and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the 
                        <E T="04">Federal Register</E>
                        . A major rule cannot take effect until 60 days after it is published in the 
                        <E T="04">Federal Register</E>
                        . This action is a “major rule” as defined by 5 U.S.C. 804(2). This rule will be effective June 27, 2006. 
                    </P>
                    <LSTSUB>
                        <HD SOURCE="HED">List of Subjects </HD>
                        <CFR>40 CFR Parts 51 and 52 </CFR>
                        <P>Environmental protection, Administrative practice and procedure, Air pollution control, Intergovernmental relations, Nitrogen dioxide, Ozone, Particulate matter, Reporting and recordkeeping requirements, Sulfur oxides. </P>
                        <CFR>40 CFR Parts 72, 73, 74, and 78 </CFR>
                        <P>Environmental protection, Acid rain, Administrative practice and procedure, Air pollution control, Electric utilities, Intergovernmental relations, Nitrogen oxides, Reporting and recordkeeping requirements, Sulfur oxides. </P>
                        <CFR>40 CFR Parts 96 and 97 </CFR>
                        <P>Environmental protection, Administrative practice and procedure, Air pollution control, Intergovernmental relations, Nitrogen oxides, Reporting and recordkeeping requirements. </P>
                    </LSTSUB>
                    <SIG>
                        <DATED>Dated: March 15, 2006. </DATED>
                        <NAME>Stephen L. Johnson, </NAME>
                        <TITLE>Administrator. </TITLE>
                    </SIG>
                      
                    <REGTEXT TITLE="40" PART="">
                        <AMDPAR>For the reasons set forth in the preamble, parts 51, 52, 72, 73, 74, 78, 96, and 97 of chapter I of title 40 of the Code of Federal Regulations are amended as follows: </AMDPAR>
                        <PART>
                            <HD SOURCE="HED">PART 51—[AMENDED] </HD>
                        </PART>
                        <AMDPAR>1. The authority citation for Part 51 continues to read as follows: </AMDPAR>
                        <AUTH>
                            <HD SOURCE="HED">Authority:</HD>
                            <P>23 U.S.C. 101; 42 U.S.C. 7401-7671q.   </P>
                        </AUTH>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="51">
                        <AMDPAR>2. Section 51.123 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (o)(2)(ii)(B), by revising the words “for the year after the year of” to read “for the 4th year after the year of” and by removing the word “and” at the end; </AMDPAR>
                        <AMDPAR>b. In paragraph (o)(2)(ii)(C), by revising the words “allocated.” to read allocated; and”; </AMDPAR>
                        <AMDPAR>c. By adding a new paragraph (o)(2)(ii)(D); </AMDPAR>
                        <AMDPAR>d. By adding a new paragraph (p); </AMDPAR>
                        <AMDPAR>e. In paragraph (cc), by amending the definition of “Electric generating unit” or “EGU” by: </AMDPAR>
                        <AMDPAR>i. In paragraph (1) of the definition, by redesignating the paragraph as paragraph “(1)(i)”, by revising the words “since the start-up” to read “since the later of November 15, 1990 or the start-up”, and by adding a new paragraph (1)(ii); and </AMDPAR>
                        <AMDPAR>ii. By revising paragraph (2) of the definition; and </AMDPAR>
                        <AMDPAR>f. In paragraph (cc), by adding a new definition for “Solid waste incineration unit”; and </AMDPAR>
                        <AMDPAR>g. By adding a new paragraph (ee). </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 51.123</SECTNO>
                            <SUBJECT>Findings and requirements for submission of State implementation plan revisions relating to emissions of oxides of nitrogen pursuant to the Clean Air Interstate Rule.</SUBJECT>
                            <STARS/>
                            <P>(o) * * * </P>
                            <P>(ii) * * * </P>
                            <P>(D) The State's methodology for allocating the compliance supplement pool must be substantively identical to § 97.143 (except that the permitting authority makes the allocations and the Administrator records the allocations made by the permitting authority) or otherwise in accordance with paragraph (e)(4) of this section. </P>
                            <STARS/>
                            <P>
                                (p) Notwithstanding any other provision of this section, a State may adopt, and include in a SIP revision submitted by March 31, 2007, regulations relating to the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual Trading Program under subparts AA through HH of part 97 of this chapter as follows: 
                            </P>
                            <P>
                                (1) The State may adopt, as CAIR NO
                                <E T="52">X</E>
                                 allowance allocation provisions replacing the provisions in subpart EE of part 97 of this chapter: 
                            </P>
                            <P>(i) Allocation provisions substantively identical to subpart EE of part 96 of this chapter, under which the permitting authority makes the allocations; or </P>
                            <P>
                                (ii) Any methodology for allocating CAIR NO
                                <E T="52">X</E>
                                 allowances to individual sources under which the permitting authority makes the allocations, provided that: 
                            </P>
                            <P>
                                (A) The State's methodology must not allow the permitting authority to allocate CAIR NO
                                <E T="52">X</E>
                                 allowances for a year in excess of the amount in the State's Annual EGU NO
                                <E T="52">X</E>
                                 budget for such year. 
                            </P>
                            <P>
                                (B) The State's methodology must require that, for EGUs commencing operation before January 1, 2001, the permitting authority will determine, and notify the Administrator of, each unit's allocation of CAIR NO
                                <E T="52">X</E>
                                 allowances by April 30, 2007 for 2009, 2010, and 2011 and by October 31, 2008 and October 31 of each year thereafter for the 4th year after the year of the notification deadline. 
                            </P>
                            <P>
                                (C) The State's methodology must require that, for EGUs commencing operation on or after January 1, 2001, the permitting authority will determine, and notify the Administrator of, each unit's allocation of CAIR NO
                                <E T="52">X</E>
                                 allowances by October 31 of the year for which the CAIR NO
                                <E T="52">X</E>
                                 allowances are allocated. 
                            </P>
                            <P>
                                (2) The State may adopt, as compliance supplement pool provisions replacing the provisions in ( 97.143 of this chapter: 
                                <PRTPAGE P="25371"/>
                            </P>
                            <P>(i) Provisions for allocating the State's compliance supplement pool that are substantively identical to § 97.143 of this chapter, except that the permitting authority makes the allocations and the Administrator records the allocations made by the permitting authority; </P>
                            <P>(ii) Provisions for allocating the State's compliance supplement pool that are substantively identical to § 96.143 of this chapter; or </P>
                            <P>(iii) Other provisions for allocating the State's compliance supplement pool that are in accordance with paragraph (e)(4) of this section. </P>
                            <P>(3) The State may adopt CAIR opt-in unit provisions as follows: </P>
                            <P>
                                (i) Provisions for CAIR opt-in units, including provisions for applications for CAIR opt-in permits, approval of CAIR opt-in permits, treatment of units as CAIR opt-in units, and allocation and recordation of CAIR NO
                                <E T="52">X</E>
                                 allowances for CAIR opt-in units, that are substantively identical to subpart II of part 96 of this chapter and the provisions of subparts AA through HH that are applicable to CAIR opt-in units or units for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied; 
                            </P>
                            <P>
                                (ii) Provisions for CAIR opt-in units, including provisions for applications for CAIR opt-in permits, approval of CAIR opt-in permits, treatment of units as CAIR opt-in units, and allocation and recordation of CAIR NO
                                <E T="52">X</E>
                                 allowances for CAIR opt-in units, that are substantively identical to subpart II of part 96 of this chapter and the provisions of subparts AA through HH that are applicable to CAIR opt-in units or units for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied, except that the provisions exclude § 96.188(b) of this chapter and the provisions of subpart II of part 96 of this chapter that apply only to units covered by § 96.188(b) of this chapter; or 
                            </P>
                            <P>
                                (iii) Provisions for applications for CAIR opt-in units, including provisions for CAIR opt-in permits, approval of CAIR opt-in permits, treatment of units as CAIR opt-in units, and allocation and recordation of CAIR NO
                                <E T="52">X</E>
                                 allowances for CAIR opt-in units, that are substantively identical to subpart II of part 96 of this chapter and the provisions of subparts AA through HH that are applicable to CAIR opt-in units or units for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied, except that the provisions exclude § 96.188(c) of this chapter and the provisions of subpart II of part 96 of this chapter that apply only to units covered by § 96.188(c) of this chapter. 
                            </P>
                            <P>(cc) * * * </P>
                            <P>
                                <E T="03">Electric generating unit</E>
                                 or 
                                <E T="03">EGU</E>
                                 means: 
                            </P>
                            <P>(1)(i) * * * </P>
                            <P>(ii) If a stationary boiler or stationary combustion turbine that, under paragraph (1)(i) of this section, is not an electric generating unit begins to combust fossil fuel or to serve a generator with nameplate capacity of more than 25 MWe producing electricity for sale, the unit shall become an electric generating unit as provided in paragraph (1)(i) of this section on the first date on which it both combusts fossil fuel and serves such generator. </P>
                            <P>(2) A unit that meets the requirements set forth in paragraphs (2)(i)(A), (2)(ii)(A), or (2)(ii)(B) of this definition paragraph shall not be an electric generating unit: </P>
                            <P>(i)(A) Any unit that is an electric generating unit under paragraph (1)(i) or (ii) of this definition: </P>
                            <P>
                                <E T="03">(1)</E>
                                 Qualifying as a cogeneration unit during the 12-month period starting on the date the unit first produces electricity and continuing to qualify as a cogeneration unit; and 
                            </P>
                            <P>
                                <E T="03">(2)</E>
                                 Not serving at any time, since the later of November 15, 1990 or the start-up of the unit's combustion chamber, a generator with nameplate capacity of more than 25 MWe supplying in any calendar year more than one-third of the unit's potential electric output capacity or 219,000 MWh, whichever is greater, to any utility power distribution system for sale. 
                            </P>
                            <P>
                                (B) If a unit qualifies as a cogeneration unit during the 12-month period starting on the date the unit first produces electricity and meets the requirements of paragraphs (2)(i)(A) of this section for at least one calendar year, but subsequently no longer meets all such requirements, the unit shall become an electric generating unit starting on the earlier of January 1 after the first calendar year during which the unit first no longer qualifies as a cogeneration unit or January 1 after the first calendar year during which the unit no longer meets the requirements of paragraph (2)(i)(A)
                                <E T="03">(2)</E>
                                 of this section. 
                            </P>
                            <P>(ii)(A) Any unit that is an electric generating unit under paragraph (1)(i) or (ii) of this definition commencing operation before January 1, 1985: </P>
                            <P>
                                <E T="03">(1)</E>
                                 Qualifying as a solid waste incineration unit; and 
                            </P>
                            <P>
                                <E T="03">(2)</E>
                                 With an average annual fuel consumption of non-fossil fuel for 1985-1987 exceeding 80 percent (on a Btu basis) and an average annual fuel consumption of non-fossil fuel for any 3 consecutive calendar years after 1990 exceeding 80 percent (on a Btu basis). 
                            </P>
                            <P>(B) Any unit that is an electric generating unit under paragraph (1)(i) or (ii) of this definition commencing operation on or after January 1, 1985: </P>
                            <P>
                                <E T="03">(1)</E>
                                 Qualifying as a solid waste incineration unit; and 
                            </P>
                            <P>
                                <E T="03">(2)</E>
                                 With an average annual fuel consumption of non-fossil fuel for the first 3 calendar years of operation exceeding 80 percent (on a Btu basis) and an average annual fuel consumption of non-fossil fuel for any 3 consecutive calendar years after 1990 exceeding 80 percent (on a Btu basis). 
                            </P>
                            <P>(C) If a unit qualifies as a solid waste incineration unit and meets the requirements of paragraph (2)(ii)(A) or (B) of this section for at least 3 consecutive calendar years, but subsequently no longer meets all such requirements, the unit shall become an electric generating unit starting on the earlier of January 1 after the first calendar year during which the unit first no longer qualifies as a solid waste incineration unit or January 1 after the first 3 consecutive calendar years after 1990 for which the unit has an average annual fuel consumption of fossil fuel of 20 percent or more. </P>
                            <STARS/>
                            <P>
                                <E T="03">Solid waste incineration unit</E>
                                 means a stationary, fossil-fuel-fired boiler or stationary, fossil-fuel-fired combustion turbine that is a “solid waste incineration unit” as defined in section 129(g)(1) of the Clean Air Act. 
                            </P>
                            <STARS/>
                            <P>
                                (ee) Notwithstanding any other provision of this section, a State may adopt, and include in a SIP revision submitted by March 31, 2007, regulations relating to the Federal CAIR NO
                                <E T="52">X</E>
                                 Ozone Season Trading Program under subparts AAAA through HHHH of part 97 of this chapter as follows: 
                            </P>
                            <P>(1) The State adopt, as applicability provisions replacing the provisions in § 97.304 of this chapter, provisions for applicability that are substantively identical to the provisions in § 96.304 of this chapter expanded to include all non-EGUs subject to the State's emissions trading program approved under § 51.121(p). </P>
                            <P>
                                (2) The State may adopt, as CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowance allocation provisions replacing the provisions in subpart EEEE of part 97 of this chapter: 
                            </P>
                            <P>(i) Allocation provisions substantively identical to subpart EEEE of part 96 of this chapter, under which the permitting authority makes the allocations; or </P>
                            <P>
                                (ii) Any methodology for allocating CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances to 
                                <PRTPAGE P="25372"/>
                                individual sources under which the permitting authority makes the allocations, provided that: 
                            </P>
                            <P>
                                (A) The State may provide for issuance of an amount of CAIR Ozone Season NO
                                <E T="52">X</E>
                                 allowances for an ozone season, in addition to the amount in the State's Ozone Season EGU NO
                                <E T="52">X</E>
                                 Budget for such ozone season, not exceeding the portion of the State's trading program budget, under the State's emissions trading program approved under § 51.121(p), attributed to the non-EGUs that the applicability provisions in § 96.304 of this chapter are expanded to include under paragraph (ee)(1) of this section. 
                            </P>
                            <P>
                                (B) The State's methodology must not allow the State to allocate CAIR Ozone Season NO
                                <E T="52">X</E>
                                 allowances for an ozone season in excess of the amount in the State's Ozone Season EGU NO
                                <E T="52">X</E>
                                 Budget for such ozone season plus any additional amount of CAIR Ozone Season NO
                                <E T="52">X</E>
                                 allowances issued under paragraph (ee)(2)(ii)(A) of this section for such ozone season. 
                            </P>
                            <P>
                                (C) The State's methodology must require that, for EGUs commencing operation before January 1, 2001, the permitting authority will determine, and notify the Administrator of, each unit's allocation of CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances by April 30, 2007 for 2009, 2010, and 2011 and by October 31, 2008 and October 31 of each year thereafter for the 4th year after the year of the notification deadline. 
                            </P>
                            <P>
                                (D) The State's methodology must require that, for EGUs commencing operation on or after January 1, 2001, the permitting authority will determine, and notify the Administrator of, each unit's allocation of CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances by July 31 of the year for which the CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances are allocated. 
                            </P>
                            <P>(3) The State may adopt CAIR opt-in unit provisions as follows: </P>
                            <P>
                                (i) Provisions for CAIR opt-in units, including provisions for applications for CAIR opt-in permits, approval of CAIR opt-in permits, treatment of units as CAIR opt-in units, and allocation and recordation of CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances for CAIR opt-in units, that are substantively identical to subpart IIII of part 96 of this chapter and the provisions of subparts AAAA through HHHH that are applicable to CAIR opt-in units or units for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied; 
                            </P>
                            <P>
                                (ii) Provisions for CAIR opt-in units, including provisions for applications for CAIR opt-in permits, approval of CAIR opt-in permits, treatment of units as CAIR opt-in units, and allocation and recordation of CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances for CAIR opt-in units, that are substantively identical to subpart IIII of part 96 of this chapter and the provisions of subparts AAAA through HHHH that are applicable to CAIR opt-in units or units for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied, except that the provisions exclude § 96.388(b) of this chapter and the provisions of subpart IIII of part 96 of this chapter that apply only to units covered by § 96.388(b) of this chapter; or 
                            </P>
                            <P>
                                (iii) Provisions for applications for CAIR opt-in units, including provisions for CAIR opt-in permits, approval of CAIR opt-in permits, treatment of units as CAIR opt-in units, and allocation and recordation of CAIR NO
                                <E T="52">X</E>
                                 allowances for CAIR opt-in units, that are substantively identical to subpart IIII of part 96 of this chapter and the provisions of subparts AAAA through HHHH that are applicable to CAIR opt-in units or units for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied, except that the provisions exclude § 96.388(c) of this chapter and the provisions of subpart IIII of part 96 of this chapter that apply only to units covered by § 96.388(c) of this chapter. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="51">
                        <AMDPAR>3. Section 51.124 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (q), by amending the definition of “Electric generating unit” or “EGU” by:</AMDPAR>
                        <AMDPAR>i. In paragraph (1) of the definition, redesignating the paragraph as paragraph “(1)(i)”, revising the words “since the start-up” to read “since the later of November 15, 1990 or the start-up”, and adding a new paragraph (1)(ii); and </AMDPAR>
                        <AMDPAR>ii. Revising paragraph (2) of the definition; and </AMDPAR>
                        <AMDPAR>b. In paragraph (q), add a new definition for “Solid waste incineration unit”; and </AMDPAR>
                        <AMDPAR>c. Add a new paragraph (r). </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 51.124</SECTNO>
                            <SUBJECT>Findings and requirements for submission of State implementation plan revisions relating to emissions of sulfur dioxide pursuant to the Clean Air Interstate Rule. </SUBJECT>
                            <STARS/>
                            <P>(q) * * * </P>
                            <P>
                                <E T="03">Electric generating unit</E>
                                 or 
                                <E T="03">EGU</E>
                                 means: 
                            </P>
                            <P>(1)(i) * * * </P>
                            <P>(ii) If a stationary boiler or stationary combustion turbine that, under paragraph (1)(i) of this section, is not an electric generating unit begins to combust fossil fuel or to serve a generator with nameplate capacity of more than 25 MWe producing electricity for sale, the unit shall become an electric generating unit as provided in paragraph (1)(i) of this section on the first date on which it both combusts fossil fuel and serves such generator. </P>
                            <P>(2) A unit that meets the requirements set forth in paragraphs (2)(i)(A), (2)(ii)(A), or (2)(ii)(B) of this definition paragraph shall not be an electric generating unit: </P>
                            <P>(i)(A) Any unit that is an electric generating unit under paragraph (1)(i) or (ii) of this definition: </P>
                            <P>
                                <E T="03">(1)</E>
                                 Qualifying as a cogeneration unit during the 12-month period starting on the date the unit first produces electricity and continuing to qualify as a cogeneration unit; and 
                            </P>
                            <P>
                                <E T="03">(2)</E>
                                 Not serving at any time, since the later of November 15, 1990 or the start-up of the unit's combustion chamber, a generator with nameplate capacity of more than 25 MWe supplying in any calendar year more than one-third of the unit's potential electric output capacity or 219,000 MWh, whichever is greater, to any utility power distribution system for sale. 
                            </P>
                            <P>
                                (B) If a unit qualifies as a cogeneration unit during the 12-month period starting on the date the unit first produces electricity and meets the requirements of paragraphs (2)(i)(A) of this section for at least one calendar year, but subsequently no longer meets all such requirements, the unit shall become an electric generating unit starting on the earlier of January 1 after the first calendar year during which the unit first no longer qualifies as a cogeneration unit or January 1 after the first calendar year during which the unit no longer meets the requirements of paragraph (2)(i)(A)
                                <E T="03">(2)</E>
                                 of this section. 
                            </P>
                            <P>(ii)(A) Any unit that is an electric generating unit under paragraph (1)(i) or (ii) of this definition commencing operation before January 1, 1985: </P>
                            <P>
                                <E T="03">(1)</E>
                                 Qualifying as a solid waste incineration unit; and 
                            </P>
                            <P>
                                <E T="03">(2)</E>
                                 With an average annual fuel consumption of non-fossil fuel for 1985-1987 exceeding 80 percent (on a Btu basis) and an average annual fuel consumption of non-fossil fuel for any 3 consecutive calendar years after 1990 exceeding 80 percent (on a Btu basis). 
                            </P>
                            <P>(B) Any unit that is an electric generating unit under paragraph (1)(i) or (ii) of this definition commencing operation on or after January 1, 1985: </P>
                            <P>
                                <E T="03">(1)</E>
                                 Qualifying as a solid waste incineration unit; and 
                            </P>
                            <P>
                                <E T="03">(2)</E>
                                 With an average annual fuel consumption of non-fossil fuel for the first 3 calendar years of operation exceeding 80 percent (on a Btu basis) 
                                <PRTPAGE P="25373"/>
                                and an average annual fuel consumption of non-fossil fuel for any 3 consecutive calendar years after 1990 exceeding 80 percent (on a Btu basis). 
                            </P>
                            <P>(C) If a unit qualifies as a solid waste incineration unit and meets the requirements of paragraph (2)(ii)(A) or (B) of this section for at least 3 consecutive calendar years, but subsequently no longer meets all such requirements, the unit shall become an electric generating unit starting on the earlier of January 1 after the first calendar year during which the unit first no longer qualifies as a solid waste incineration unit or January 1 after the first 3 consecutive calendar years after 1990 for which the unit has an average annual fuel consumption of fossil fuel of 20 percent or more. </P>
                            <STARS/>
                            <P>
                                <E T="03">Solid waste incineration unit</E>
                                 means a stationary, fossil-fuel-fired boiler or stationary, fossil-fuel-fired combustion turbine that is a “solid waste incineration unit” as defined in section 129(g)(1) of the Clean Air Act. 
                            </P>
                            <STARS/>
                            <P>
                                (r) Notwithstanding any other provision of this section, a State may adopt, and include in a SIP revision submitted by March 31, 2007, regulations relating to the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program under subparts AAA through HHH of part 97 of this chapter as follows. The State may adopt the following CAIR opt-in unit provisions: 
                            </P>
                            <P>
                                (1) Provisions for CAIR opt-in units, including provisions for applications for CAIR opt-in permits, approval of CAIR opt-in permits, treatment of units as CAIR opt-in units, and allocation and recordation of CAIR SO
                                <E T="52">2</E>
                                 allowances for CAIR opt-in units, that are substantively identical to subpart III of part 96 of this chapter and the provisions of subparts AAA through HHH that are applicable to CAIR opt-in units or units for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied; 
                            </P>
                            <P>
                                (2) Provisions for CAIR opt-in units, including provisions for applications for CAIR opt-in permits, approval of CAIR opt-in permits, treatment of units as CAIR opt-in units, and allocation and recordation of CAIR SO
                                <E T="52">2</E>
                                 allowances for CAIR opt-in units, that are substantively identical to subpart III of part 96 of this chapter and the provisions of subparts AAA through HHH that are applicable to CAIR opt-in units or units for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied, except that the provisions exclude § 96.288(b) of this chapter and the provisions of subpart III of part 96 of this chapter that apply only to units covered by § 96.288(b) of this chapter; or 
                            </P>
                            <P>
                                (3) Provisions for applications for CAIR opt-in units, including provisions for CAIR opt-in permits, approval of CAIR opt-in permits, treatment of units as CAIR opt-in units, and allocation and recordation of CAIR SO
                                <E T="52">2</E>
                                 allowances for CAIR opt-in units, that are substantively identical to subpart III of part 96 of this chapter and the provisions of subparts AAA through HHH that are applicable to CAIR opt-in units or units for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied, except that the provisions exclude § 96.288(c) of this chapter and the provisions of subpart III of part 96 of this chapter that apply only to units covered by § 96.288(c) of this chapter. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <PART>
                            <HD SOURCE="HED">PART 52—[AMENDED] </HD>
                        </PART>
                        <AMDPAR>1. The authority citation for part 52 continues to read as follows: </AMDPAR>
                        <AUTH>
                            <HD SOURCE="HED">Authority:</HD>
                            <P>
                                42 U.S.C. 7401 
                                <E T="03">et seq.</E>
                            </P>
                        </AUTH>
                    </REGTEXT>
                      
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart A—General Provisions </HD>
                        </SUBPART>
                        <AMDPAR>2. Subpart A is amended by adding §§ 52.35 and 52.36 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.35 </SECTNO>
                            <SUBJECT>What are the requirements of the Federal Implementation Plans (FIPs) for the Clean Air Interstate Rule relating to emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The Federal CAIR NO
                                <E T="52">X</E>
                                 Annual Trading Program provisions of part 97 of this chapter constitute the Clean Air Interstate Rule Federal Implementation Plan provisions that relate to annual emissions of nitrogen oxides (NO
                                <E T="52">X</E>
                                ). These provisions apply to sources in each State that is described in § 51.123(c)(1) and (2) of this chapter, Delaware, and New Jersey, each of which States is subject to a finding by the Administrator that the State failed to submit a State Implementation Plan (SIP) to satisfy the requirements of section 110(a)(2)(D)(I) of the Clean Air Act for the PM
                                <E T="52">2.5</E>
                                 NAAQS. The Federal CAIR NO
                                <E T="52">X</E>
                                 Ozone Season Trading Program provisions of part 97 of this chapter constitute the Clean Air Interstate Rule Federal Implementation Plan provisions for emissions of nitrogen oxides (NO
                                <E T="52">X</E>
                                ) during the ozone season, as defined in § 97.302 of this chapter. These provisions apply to sources in each State that is described in § 51.123(c)(1) and (3) of this chapter, each of which States is subject to a finding by the Administrator that the State failed to submit a State Implementation Plan (SIP) to satisfy the requirements of section 110(a)(2)(D)(I) of the Clean Air Act for the 8-hour ozone NAAQS. These provisions do not invalidate or otherwise affect the obligations of States, emissions sources, or other responsible entities with respect to all portions of plans approved or promulgated under this part, nor the obligations of States under the requirements of § 51.123 and 51.125 of this chapter. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.36 </SECTNO>
                            <SUBJECT>What are the requirements of the Clean Air Interstate Rule Federal Implementation Plans relating to emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program provisions of part 97 of this chapter constitute the Clean Air Interstate Rule Federal Implementation Plan provisions for emissions of sulfur dioxide (SO
                                <E T="52">2</E>
                                ). These provisions apply to sources in each State that is described in § 51.124(c) of this chapter, Delaware, and New Jersey, each of which States is subject to an EPA finding that the State failed to submit a State Implementation Plan (SIP) to satisfy the requirements of section 110(a)(2)(D)(I) of the Clean Air Act for the PM
                                <E T="52">2.5</E>
                                 NAAQS. These provisions do not invalidate or otherwise affect the obligations of States, emissions sources, or other responsible entities with respect to all portions of plans approved or promulgated under this part, nor the obligations of States under the requirements of §§ 51.124 and 51.125 of this chapter. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                      
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart B—Alabama </HD>
                        </SUBPART>
                        <AMDPAR>3. Subpart B is amended by adding §§ 52.54 and 52.55 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.54 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Alabama and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.55 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Alabama and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <PRTPAGE P="25374"/>
                            <HD SOURCE="HED">Subpart E—Arkansas </HD>
                        </SUBPART>
                        <AMDPAR>4. Subpart E is amended by adding §§ 52.184 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.184 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Arkansas and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Ozone Season Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart H—Connecticut </HD>
                        </SUBPART>
                        <AMDPAR>5. Subpart H is amended by adding §§ 52.386 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.386 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Connecticut and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Ozone Season Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart I—Delaware </HD>
                        </SUBPART>
                        <AMDPAR>6. Subpart I is amended by adding §§ 52.440 and 52.441 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.440 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides?</SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Delaware and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.441 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Delaware and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart J—District of Columbia </HD>
                        </SUBPART>
                        <AMDPAR>7. Subpart J is amended by adding §§ 52.484 and 52.485 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.484 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the District of Columbia and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.485 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the District of Columbia and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart K—Florida </HD>
                        </SUBPART>
                        <AMDPAR>8. Subpart K is amended by adding §§ 52.540 and 52.541 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.540 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Florida and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.541 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Florida and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart L—Georgia </HD>
                        </SUBPART>
                        <AMDPAR>9. Subpart L is amended by adding §§ 52.584 and 52.585 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.584 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Georgia and for which requirements are set forth under Federal CAIR NO
                                <E T="52">X</E>
                                 Annual Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.585 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Georgia and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart O—Illinois </HD>
                        </SUBPART>
                        <AMDPAR>10. Subpart O is amended by adding §§ 52.745 and 52.746 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.745 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides?</SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Illinois and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements.
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.746 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Illinois and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart P—Indiana </HD>
                        </SUBPART>
                        <AMDPAR>11. Subpart P is amended by adding §§ 52.789 and 52.790 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.789 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Indiana and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.790 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Indiana and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <PRTPAGE P="25375"/>
                            <HD SOURCE="HED">Subpart Q—Iowa </HD>
                        </SUBPART>
                        <AMDPAR>12. Subpart Q is amended by adding §§ 52.840 and 52.841 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.840 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Iowa and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.841 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide?</SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Iowa and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart S—Kentucky</HD>
                        </SUBPART>
                        <AMDPAR>13. Subpart S is amended by adding §§ 52.940 and 52.941 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.940 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Kentucky and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.941 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Kentucky and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart T—Louisiana </HD>
                        </SUBPART>
                        <AMDPAR>14. Subpart T is amended by adding §§ 52.984 and 52.985 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.984 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Louisiana and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements.
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.985 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Louisiana and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements.
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart V—Maryland </HD>
                        </SUBPART>
                        <AMDPAR>15. Subpart V is amended by adding §§ 52.1084 and 52.1085 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.1084 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Maryland and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.1085 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Maryland and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements.
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart W—Massachusetts </HD>
                        </SUBPART>
                        <AMDPAR>16. Subpart W is amended by adding § 52.1140 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.1140 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Massachusetts and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Ozone Season Trading Program in part 97 of this chapter must comply with such applicable requirements.
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart X—Michigan </HD>
                        </SUBPART>
                        <AMDPAR>17. Subpart X is amended by adding §§ 52.1186 and 52.1187 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.1186 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Michigan and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.1187 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Michigan and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart Y—Minnesota </HD>
                        </SUBPART>
                        <AMDPAR>18. Subpart Y is amended by adding §§ 52.1240 and 52.1241 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.1240 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Minnesota and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.1241 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Minnesota and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart Z—Mississippi </HD>
                        </SUBPART>
                        <AMDPAR>19. Subpart Z is amended by adding §§ 52.1284 and 52.1285 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.1284 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Mississippi and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must 
                                <PRTPAGE P="25376"/>
                                comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.1285 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Mississippi and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart AA—Missouri </HD>
                        </SUBPART>
                        <AMDPAR>20. Subpart AA is amended by adding §§ 52.1341 and 52.1342 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.1341 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Missouri and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.1342 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Missouri and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart FF—New Jersey </HD>
                        </SUBPART>
                        <AMDPAR>21. Subpart FF is amended by adding §§ 52.1584 and 52.1585 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.1584 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of New Jersey and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.1585 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of New Jersey and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart HH—New York </HD>
                        </SUBPART>
                        <AMDPAR>22. Subpart HH is amended by adding §§ 52.1684 and 52.1685 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.1684 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of New York and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.1685 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of New York and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart II—North Carolina </HD>
                        </SUBPART>
                        <AMDPAR>23. Subpart II is amended by adding §§ 52.1784 and 52.1785 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.1784 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of North Carolina and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.1785 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of North Carolina and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart KK—Ohio </HD>
                        </SUBPART>
                        <AMDPAR>24. Subpart KK is amended by adding §§ 52.1891 and 52.1892 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.1891 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Ohio and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.1892 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Ohio and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart NN—Pennsylvania </HD>
                        </SUBPART>
                        <AMDPAR>25. Subpart NN is amended by adding §§ 52.2040 and 52.2041 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.2040 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Pennsylvania and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.2041 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Pennsylvania and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart PP—South Carolina </HD>
                        </SUBPART>
                        <AMDPAR>26. Subpart PP is amended by adding §§ 52.2140 and 52.2141 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.2140 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of South Carolina and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must 
                                <PRTPAGE P="25377"/>
                                comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.2141 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of South Carolina and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart RR—Tennessee </HD>
                        </SUBPART>
                        <AMDPAR>27. Subpart RR is amended by adding §§ 52.2240 and 52.2241 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.2240 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Tennessee and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.2241 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Tennessee and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart SS—Texas </HD>
                        </SUBPART>
                        <AMDPAR>28. Subpart SS is amended by adding §§ 52.2283 and 52.2284 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.2283 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Texas and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.2284 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Texas and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart VV—Virginia </HD>
                        </SUBPART>
                        <AMDPAR>29. Subpart VV is amended by adding §§ 52.2440 and 52.2441 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.2440 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Virginia and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.2441 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Virginia and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="52">
                        <SUBPART>
                            <HD SOURCE="HED">Subpart XX—West Virginia </HD>
                        </SUBPART>
                        <AMDPAR>30. Subpart XX is amended by adding §§ 52.2540 and 52.2541 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.2540 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of West Virginia and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.2541 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of West Virginia and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SUBPART>
                            <HD SOURCE="HED">Subpart YY—Wisconsin </HD>
                        </SUBPART>
                        <AMDPAR>31. Subpart YY is amended by adding §§ 52.2587 and 52.2588 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 52.2587 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of nitrogen oxides? </SUBJECT>
                            <P>
                                The owner or operator of each NO
                                <E T="52">X</E>
                                 source located within the State of Wisconsin and for which requirements are set forth under the Federal CAIR NO
                                <E T="52">X</E>
                                 Annual and Ozone Season Trading Programs in part 97 of this chapter must comply with such applicable requirements. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 52.2588 </SECTNO>
                            <SUBJECT>Interstate pollutant transport provisions; What are the FIP requirements for decreases in emissions of sulfur dioxide? </SUBJECT>
                            <P>
                                The owner or operator of each SO
                                <E T="52">2</E>
                                 source located within the State of Wisconsin and for which requirements are set forth under the Federal CAIR SO
                                <E T="52">2</E>
                                 Trading Program in part 97 of this chapter must comply with such applicable requirements.
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="72">
                        <PART>
                            <HD SOURCE="HED">PART 72—[AMENDED] </HD>
                        </PART>
                        <AMDPAR>1. The authority citation for Part 72 continues to read as follows: </AMDPAR>
                        <AUTH>
                            <HD SOURCE="HED">Authority:</HD>
                            <P>
                                42 U.S.C. 7601 and 7651, 
                                <E T="03">et seq.</E>
                                  
                            </P>
                        </AUTH>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="72">
                        <AMDPAR>2. Section 72.2 is amended, in the definition of “Receive or receipt”, by revising the words “official correspondence log” to read “official log”. </AMDPAR>
                        <AMDPAR>3. Section 72.7 is amended as follows: </AMDPAR>
                        <AMDPAR>a. By revising paragraph (f)(2); and</AMDPAR>
                        <AMDPAR>b. In paragraph (f)(4)(i), by revising the words “become an affected unit under the Acid Rain Program and parts 70 and 71 of this chapter” to read, for purposes of applying parts 70 and 71 of this chapter, shall be treated as an affected unit under the Acid Rain Program”. The revision reads as follows:</AMDPAR>
                        <SECTION>
                            <SECTNO>§ 72.7 </SECTNO>
                            <SUBJECT>New units exemption. </SUBJECT>
                            <STARS/>
                            <P>(f) * * * </P>
                            <P>(2) For any period for which a unit is exempt under this section: </P>
                            <P>(i) For purposes of applying parts 70 and 71 of this chapter, the unit shall not be treated as an affected unit under the Acid Rain Program and shall continue to be subject to any other applicable requirements under parts 70 and 71 of this chapter. </P>
                            <P>(ii) The unit shall not be eligible to be an opt-in source under part 74 of chapter. </P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="72">
                        <AMDPAR>4. Section 72.8 is amended as follows: </AMDPAR>
                        <AMDPAR>a. By revising paragraph (d)(4); and </AMDPAR>
                        <AMDPAR>
                            b. In paragraph (d)(6)(i) introductory text, by revising the words “become an affected unit under the Acid Rain Program and parts 70 and 71 of this chapter” to read ,“ for purposes of 
                            <PRTPAGE P="25378"/>
                            applying parts 70 and 71 of this chapter, shall be treated as an affected unit under the Acid Rain Program”. 
                        </AMDPAR>
                        <P>The revision reads as follows: </P>
                        <SECTION>
                            <SECTNO>§ 72.8 </SECTNO>
                            <SUBJECT>Retired units exemption. </SUBJECT>
                            <STARS/>
                            <P>(d) * * *</P>
                            <P>(4) For any period for which a unit is exempt under this section: </P>
                            <P>(i) For purposes of applying parts 70 and 71 of this chapter, the unit shall not be treated as an affected unit under the Acid Rain Program and shall continue to be subject to any other applicable requirements under parts 70 and 71 of this chapter. </P>
                            <P>(ii) The unit shall not be eligible to be an opt-in source under part 74 of chapter. </P>
                            <STARS/>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 72.20 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="72">
                        <AMDPAR>5. Section 72.20 is amended, in paragraph (b), by revising the words “his or her actions” to read “his or her representations, actions”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 72.22 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="72">
                        <AMDPAR>6. Section 72.22 is amended, in paragraph (b), by revising the words “any action, representation, or failure to act” to read “any representation, action, inaction, or submission” whenever they appear. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 72.23 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="72">
                        <AMDPAR>7. Section 72.23 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraphs (a) and (b), by revising the words “submissions, actions, and inactions” to read “representations, actions, inactions, and submissions”; and </AMDPAR>
                        <AMDPAR>b. In paragraph (c)(1), by revising the words “a new owner” to read “an owner”, by revising the words “such new owner” to read “such owner”, by revising the words “submissions, actions, and inactions” to read “representations, actions, inactions, and submissions”, and by revising the words “the new owner” to read “the owner.” </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 72.24 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="72">
                        <AMDPAR>8. Section 72.24 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a)(1) by revising the words “is submitted.” to read “is submitted, including identification and nameplate capacity of each generator served by each such unit”; </AMDPAR>
                        <AMDPAR>b. In paragraph (a)(6), by revising the words “actions, inactions, or submissions” to read “representations, actions, inactions, or submissions”; and </AMDPAR>
                        <AMDPAR>c. In paragraph (a)(9)(ii), by revising the words “or ,if such multiple” to read “, except that, if such multiple”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 72.25 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="72">
                        <AMDPAR>9. Section 72.25 is amended, in paragraph (b), by revising the words “submission, action or inaction” to read “representation, action, inaction, or submission” and revise the words “submission, action, or inaction” to read “representation, action, inaction, or submission”. </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="72">
                        <AMDPAR>10. Add a new 72.26 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 72.26 </SECTNO>
                            <SUBJECT>Delegation by designated representative and alternate designated representative. </SUBJECT>
                            <P>(a) A designated representative may delegate, to one or more natural persons, his or her authority to make an electronic submission (in a format prescribed by the Administrator) to the Administrator provided for or required under this part and parts 73 through 77 of this chapter. </P>
                            <P>(b) An alternate designated representative may delegate, to one or more natural persons, his or her authority to make an electronic submission (in a format prescribed by the Administrator) to the Administrator provided for or required under this part and parts 73 through 77 of this chapter. </P>
                            <P>(c) In order to delegate authority to make an electronic submission to the Administrator in accordance with paragraph (a) or (b) of this section, the designated representative or alternate designated representative, as appropriate, must submit to the Administrator a notice of delegation, in a format prescribed by the Administrator, that includes the following elements: </P>
                            <P>(1) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of such designated representative or alternate designated representative; </P>
                            <P>(2) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of each such natural person (referred to as an “agent”); </P>
                            <P>(3) For each such natural person, a list of the type or types of electronic submissions under paragraph (a) or (b) of this section for which authority is delegated to him or her; and </P>
                            <P>(4) The following certification statements by such designated representative or alternate designated representative, as appropriate: </P>
                            <P>(i) “I agree that any electronic submission to the Administrator that is by an agent identified in this notice of delegation and of a type listed for such agent in this notice of delegation and that is made when I am a designated representative or alternate designated representative, as appropriate, and before this notice of delegation is superseded by another notice of delegation under 40 CFR 72.26(d) shall be deemed to be an electronic submission by me.” </P>
                            <P>(ii) “Until this notice of delegation is superseded by another notice of delegation under 40 CFR 72.26(d), I agree to maintain an e-mail account and to notify the Administrator immediately of any change in my e-mail address unless all delegation of authority by me under 40 CFR 72.26 is terminated.” </P>
                            <P>(d) A notice of delegation submitted under paragraph (c) of this section shall be effective, with regard to the designated representative or alternate designated representative identified in such notice, upon receipt of such notice by the Administrator and until receipt by the Administrator of a superseding notice of delegation submitted by such designated representative or alternate designated representative, as appropriate. The superseding notice of delegation may replace any previously identified agent, add a new agent, or eliminate entirely any delegation of authority. </P>
                            <P>(e) Any electronic submission covered by the certification in paragraph (c)(4)(i) of this section and made in accordance with a notice of delegation effective under paragraph (d) of this section shall be deemed to be an electronic submission by the designated representative or alternate designated representative submitting such notice of delegation. </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="73">
                        <PART>
                            <HD SOURCE="HED">PART 73—[AMENDED] </HD>
                        </PART>
                        <AMDPAR>1. The authority citation for part 73 continues to read as follows: </AMDPAR>
                        <AUTH>
                            <HD SOURCE="HED">Authority:</HD>
                            <P>
                                42 U.S.C. 7601 and 7651, 
                                <E T="03">et seq.</E>
                            </P>
                        </AUTH>
                        <SECTION>
                            <SECTNO>§ 73.31 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                      
                    <REGTEXT TITLE="40" PART="73">
                        <AMDPAR>2. Section 73.31 is amended, in paragraph (c)(1)(v), by revising the words “actions, inactions, or submissions” to read “representations, actions, inactions, or submissions”. </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="73">
                        <AMDPAR>3. Section 73.33 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (d)(4), by revising the words “action, representation, or failure to act” to read “representation, action, inaction, or submission” and by revising the word “an action” to read “a representation, action, inaction, or submission”; </AMDPAR>
                        <AMDPAR>b. In paragraph (e), by revising the word “actions” to read “representations, actions, inactions, or submissions”; </AMDPAR>
                        <AMDPAR>
                            c. In paragraph (f), by revising the words “any submission to” to read “any representation, action, inaction, or submission to” and revise the words “the recordation of transfers submitted 
                            <PRTPAGE P="25379"/>
                            by” to read “any representation, action, inaction, or submission of”; and 
                        </AMDPAR>
                        <AMDPAR>d. By adding a new paragraph (g) to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 73.33 </SECTNO>
                            <SUBJECT>Authorized account representative. </SUBJECT>
                            <STARS/>
                            <P>
                                (g) 
                                <E T="03">Delegation by authorized account representative and alternate authorized account representative.</E>
                                 (1) An authorized account representative may delegate, to one or more natural persons, his or her authority to make an electronic submission (in a format prescribed by the Administrator) to the Administrator provided for or required under this part. 
                            </P>
                            <P>(2) An alternate authorized account representative may delegate, to one or more natural persons, his or her authority to make an electronic submission (in a format prescribed by the Administrator) to the Administrator provided for or required under this part. </P>
                            <P>(3) In order to delegate authority to make an electronic submission to the Administrator in accordance with paragraph (g)(1) or (2) of this section, the authorized account representative or alternate authorized account representative, as appropriate, must submit to the Administrator a notice of delegation, in a format prescribed by the Administrator, that includes the following elements: </P>
                            <P>(i) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of such authorized account representative or alternate authorized account representative; </P>
                            <P>(ii) The name, address, e-mail address, telephone number, and, facsimile transmission number (if any) of each such natural person (referred to as an “agent”); </P>
                            <P>(iii) For each such natural person, a list of the type or types of electronic submissions under paragraph (g)(1) or (2) of this section for which authority is delegated to him or her; </P>
                            <P>(iv) The following certification statements by such authorized account representative or alternate authorized account representative: </P>
                            <P>(A) “I agree that any electronic submission to the Administrator that is by an agent identified in this notice of delegation and of a type listed for such agent in this notice of delegation and that is made when I am a authorized account representative or alternate authorized representative, as appropriate, and before this notice of delegation is superseded by another notice of delegation under 40 CFR 73.33(g)(4) shall be deemed to be an electronic submission by me.” </P>
                            <P>(B) “Until this notice of delegation is superseded by another notice of delegation under 40 CFR 73.33(g)(4), I agree to maintain an e-mail account and to notify the Administrator immediately of any change in my e-mail address unless all delegation of authority by me under 40 CFR 73.33(g) is eliminated.” </P>
                            <P>(4) A notice of delegation submitted under paragraph (g)(3) of this section shall be effective, with regard to the authorized account representative or alternate authorized account representative identified in such notice, upon receipt of such notice by the Administrator and until receipt by the Administrator of a superseding notice of delegation submitted by such authorized account representative or alternate authorized account representative, as appropriate. The superseding notice of delegation may replace any previously identified agent, add a new agent, or eliminate entirely any delegation of authority. </P>
                            <P>(5) Any electronic submission covered by the certification in paragraph (g)(3)(iv)(A) of this section and made in accordance with a notice of delegation effective under paragraph (g)(4) of this section shall be deemed to be an electronic submission by the designated representative or alternate designated representative submitting such notice of delegation. </P>
                        </SECTION>
                    </REGTEXT>
                      
                    <REGTEXT TITLE="40" PART="74">
                        <PART>
                            <HD SOURCE="HED">PART 74—[AMENDED] </HD>
                        </PART>
                        <AMDPAR>1. The authority citation for Part 74 continues to read as follows: </AMDPAR>
                        <AUTH>
                            <HD SOURCE="HED">Authority:</HD>
                            <P>
                                7601 and 7651 
                                <E T="03">et seq</E>
                                . 
                            </P>
                        </AUTH>
                        <SECTION>
                            <SECTNO>§ 74.4 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="74">
                        <AMDPAR>2. In § 74.4, paragraph (c) is removed. </AMDPAR>
                    </REGTEXT>
                      
                    <REGTEXT TITLE="40" PART="78">
                        <PART>
                            <HD SOURCE="HED">PART 78—[AMENDED] </HD>
                        </PART>
                        <AMDPAR>1. The authority citation for part 78 continues to read as follows: </AMDPAR>
                        <AUTH>
                            <HD SOURCE="HED">Authority:</HD>
                            <P>
                                42 U.S.C. 7401, 7403, 7410, 7426, 7601, and 7651, 
                                <E T="03">et seq.</E>
                            </P>
                        </AUTH>
                    </REGTEXT>
                      
                    <REGTEXT TITLE="40" PART="78">
                        <AMDPAR>2. Section 78.1 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (b)(8)(ii), by revising “§ 97.256” to read “§ 96.256”. </AMDPAR>
                        <AMDPAR>b. By adding new paragraphs (b)(10), (b)(11), and (b)(12) to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 78.1 </SECTNO>
                            <SUBJECT>Purpose and scope. </SUBJECT>
                            <STARS/>
                            <P>(b) * * * </P>
                            <P>(10) Under subparts AA through II of part 97 of this chapter, </P>
                            <P>
                                (i) The decision on the allocation of CAIR NO
                                <E T="52">X</E>
                                 allowances under subpart EE of part 97 of this chapter. 
                            </P>
                            <P>
                                (ii) The decision on the deduction of CAIR NO
                                <E T="52">X</E>
                                 allowances, and the adjustment of the information in a submission and the decision on the deduction or transfer of CAIR NO
                                <E T="52">X</E>
                                 allowances based on the information as adjusted, under § 97.154 of this chapter; 
                            </P>
                            <P>
                                (iii) The correction of an error in a CAIR NO
                                <E T="52">X</E>
                                 Allowance Tracking System account under § 97.156 of this chapter; 
                            </P>
                            <P>
                                (iv) The decision on the transfer of CAIR NO
                                <E T="52">X</E>
                                 allowances under § 97.161 of this chapter; 
                            </P>
                            <P>(v) The finalization of control period emissions data, including retroactive adjustment based on audit; </P>
                            <P>(vi) The approval or disapproval of a petition under § 97.175 of this chapter. </P>
                            <P>(11) Under subparts AAA through III of part 97 of this chapter, </P>
                            <P>
                                (i) The decision on the deduction of CAIR SO
                                <E T="52">2</E>
                                 allowances, and the adjustment of the information in a submission and the decision on the deduction or transfer of CAIR SO
                                <E T="52">2</E>
                                 allowances based on the information as adjusted, under § 97.254 of this chapter; 
                            </P>
                            <P>
                                (ii) The correction of an error in a CAIR SO
                                <E T="52">2</E>
                                 Allowance Tracking System account under § 97.256 of this chapter; 
                            </P>
                            <P>
                                (iii) The decision on the transfer of CAIR SO
                                <E T="52">2</E>
                                 allowances under § 97.261 of this chapter; 
                            </P>
                            <P>(iv) The finalization of control period emissions data, including retroactive adjustment based on audit; </P>
                            <P>(v) The approval or disapproval of a petition under § 97.275 of this chapter.</P>
                            <P>(12) Under subparts AAAA through IIII of part 97 of this chapter, </P>
                            <P>
                                (i) The decision on the allocation of CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances under subpart EEEE of part 97 of this chapter. 
                            </P>
                            <P>
                                (ii) The decision on the deduction of CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances, and the adjustment of the information in a submission and the decision on the deduction or transfer of CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances based on the information as adjusted, under § 97.354 of this chapter; 
                            </P>
                            <P>
                                (iii) The correction of an error in a CAIR NO
                                <E T="52">X</E>
                                 Ozone Season Allowance Tracking System account under § 97.356 of this chapter; 
                            </P>
                            <P>
                                (iv) The decision on the transfer of CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances under § 97.361; 
                            </P>
                            <P>(v) The finalization of control period emissions data, including retroactive adjustment based on audit; </P>
                            <P>(vi) The approval or disapproval of a petition under § 97.375 of this chapter. </P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="78">
                        <AMDPAR>3. Section 78.3 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (b)(3)(i), by revising the words “under paragraph (a)(4), (5), or (6) of this section” to read “under paragraph (a)(4), (5), (6), (7), (8), or (9) of this section”; </AMDPAR>
                        <AMDPAR>
                            b. In paragraph (d)(3), by revising the words “account certificate of 
                            <PRTPAGE P="25380"/>
                            representation submitted by a CAIR designated representative” to read “certificate of representation submitted by a CAIR designated representative” and by revising the words “or subparts AAAA through IIII of part 96 of this chapter”, the words “subparts AAAA through IIII of part 96 of this chapter, or under part 97 of this chapter”; and 
                        </AMDPAR>
                        <AMDPAR>c. By adding new paragraphs (a)(7), (a)(8), (a)(9), (d)(8), (d)(9), and (d)(10) to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 78.3</SECTNO>
                            <SUBJECT>Petition for administrative review and request for evidentiary hearing. </SUBJECT>
                            <P>(a) * * * </P>
                            <P>(7) The following persons may petition for administrative review of a decision of the Administrator that is made under subparts AA through II of part 97 of this chapter and that is appealable under § 78.1(a): </P>
                            <P>
                                (i) The CAIR designated representative for a unit or source, or the CAIR authorized account representative for any CAIR NO
                                <E T="52">X</E>
                                 Allowance Tracking System account, covered by the decision; or 
                            </P>
                            <P>(ii) Any interested person. </P>
                            <P>(8) The following persons may petition for administrative review of a decision of the Administrator that is made under subparts AAA through III of part 97 and that is appealable under § 78.1(a): </P>
                            <P>
                                (i) The CAIR designated representative for a unit or source, or the CAIR authorized account representative for any CAIR SO
                                <E T="52">2</E>
                                 Allowance Tracking System account, covered by the decision; or 
                            </P>
                            <P>(ii) Any interested person. </P>
                            <P>(9) The following persons may petition for administrative review of a decision of the Administrator that is made under subparts AAAA through III of part 97 and that is appealable under § 78.1(a): </P>
                            <P>
                                (i) The CAIR designated representative for a unit or source, or the CAIR authorized account representative for any CAIR Ozone Season NO
                                <E T="52">X</E>
                                 Allowance Tracking System account, covered by the decision; or 
                            </P>
                            <P>(ii) Any interested person. </P>
                            <STARS/>
                            <P>(d) * * * </P>
                            <P>(8) Any provision or requirement of subparts AA through II of part 97 of this chapter, including the standard requirements under § 97.106 of this chapter and any emission monitoring or reporting requirements. </P>
                            <P>(9) Any provision or requirement of subparts AAA through III of part 97 of this chapter, including the standard requirements under § 97.206 of this chapter and any emission monitoring or reporting requirements. </P>
                            <P>(10) Any provision or requirement of subparts AAAA through IIII of part 97 of this chapter, including the standard requirements under § 97.306 of this chapter and any emission monitoring or reporting requirements. </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <PART>
                            <HD SOURCE="HED">
                                PART 96—NO
                                <E T="52">X</E>
                                 BUDGET TRADING PROGRAM AND CAIR NO
                                <E T="52">X</E>
                                 AND SO
                                <E T="52">2</E>
                                 TRADING PROGRAMS FOR STATE IMPLEMENTATION PLANS 
                            </HD>
                        </PART>
                        <AMDPAR>1. The heading of part 96 is revised to read as set forth above. </AMDPAR>
                        <AMDPAR>2. The authority citation for part 96 continues to read as follows: </AMDPAR>
                        <AUTH>
                            <HD SOURCE="HED">Authority:</HD>
                            <P>
                                42 U.S.C. 7401, 7403, 7410, 7601, and 7651, 
                                <E T="03">et seq.</E>
                                  
                            </P>
                        </AUTH>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>3. Section 96.102 is amended as follows: </AMDPAR>
                        <AMDPAR>a. By revising the definition of “Allocate or allocation”; </AMDPAR>
                        <AMDPAR>b. In the definition of “Allowance transfer deadline”, by revising the words “midnight of March 1, if it is a business day, or, if March 1 is not a business day, midnight of the first business day thereafter” to read “midnight of March 1 (if it is a business day), or midnight of the first business day thereafter (if March 1 is not a business day),”; </AMDPAR>
                        <AMDPAR>
                            c. In the definition of “Alternate CAIR designated representative”, by revising the words “in accordance with” to read “, in accordance with” and by adding at the end the words “If the CAIR NO
                            <E T="52">X</E>
                             source is also subject to the Hg Budget Trading Program, then this natural person shall be the same person as the alternate Hg designated representative under the Hg Budget Trading Program.”; 
                        </AMDPAR>
                        <AMDPAR>d. In the definition of “CAIR authorized account representative”, by revising the words “subparts BB and II” to read “subparts BB, FF, and II”; </AMDPAR>
                        <AMDPAR>
                            e. In the definition of “CAIR designated representative”, by adding at the end the words “If the CAIR NO
                            <E T="52">X</E>
                             source is also subject to the Hg Budget Trading Program, then this natural person shall be the same person as the Hg designated representative under the Hg Budget Trading Program.”; 
                        </AMDPAR>
                        <AMDPAR>
                            f. By revising the definition of “CAIR NO
                            <E T="52">X</E>
                             allowance”;
                        </AMDPAR>
                        <AMDPAR>
                            g. In the definition of “CAIR NO
                            <E T="52">X</E>
                             allowance deduction or deduct CAIR NO
                            <E T="52">X</E>
                             allowances”, by adding, after the words “compliance account”, the words “, 
                            <E T="03">e.g.,</E>
                            ”; 
                        </AMDPAR>
                        <AMDPAR>
                            h. In the definition of “CAIR NO
                            <E T="52">X</E>
                             Annual Trading Program”, by revising the words “§ 51.123 of this chapter,” to read “§ 51.123 of this chapter or established by the Administrator in accordance with subparts AA through II of part 97 of this chapter and §§ 51.123(p) and 52.35 of this chapter,”; 
                        </AMDPAR>
                        <AMDPAR>
                            i. In the definition of “CAIR NO
                            <E T="52">X</E>
                             emissions limitation”, by revising the words “tonnage equivalent of” to read “tonnage equivalent, in NO
                            <E T="52">X</E>
                             emissions in a control period, of” and by revising the words “for a control period” to read “for the control period”; 
                        </AMDPAR>
                        <AMDPAR>
                            j. In the definition of “CAIR NO
                            <E T="52">X</E>
                             Ozone Season source”, by revising the words “includes one or more CAIR NO
                            <E T="52">X</E>
                             Ozone Season units” to read “is subject to the CAIR NO
                            <E T="52">X</E>
                             Ozone Season Trading Program”; 
                        </AMDPAR>
                        <AMDPAR>
                            k. In the definition of “CAIR NO
                            <E T="52">X</E>
                             Ozone Season Trading Program”, by revising the words “§ 51.123 of this chapter,” to read “§ 51.123 of this chapter or established by the Administrator in accordance with subparts AAAA through IIII of part 97 of this chapter and §§ 51.123(ee) and 52.35 of this chapter,”; 
                        </AMDPAR>
                        <AMDPAR>
                            l. By removing the definition of “CAIR NO
                            <E T="52">X</E>
                             Ozone Season unit”; 
                        </AMDPAR>
                        <AMDPAR>
                            m. In the definition of “CAIR SO
                            <E T="52">2</E>
                             source”, by revising the words “includes one or more CAIR SO
                            <E T="52">2</E>
                             units” to read “is subject to the CAIR SO
                            <E T="52">2</E>
                             Trading Program”; 
                        </AMDPAR>
                        <AMDPAR>
                            n. In the definition of “CAIR SO
                            <E T="52">2</E>
                             Trading Program”, by revising the words “§ 51.124 of this chapter,” to read “§ 51.124 of this chapter or established by the Administrator in accordance with subparts AAA through III of part 97 of this chapter and §§ 51.124(r) and 52.36 of this chapter,”; 
                        </AMDPAR>
                        <AMDPAR>
                            o. By removing the definition of “CAIR SO
                            <E T="52">2</E>
                             unit”; 
                        </AMDPAR>
                        <AMDPAR>p. In paragraph (2) of the definition of “Cogeneration unit”, by revising the words “calendar year after which” to read “calendar year after the calendar year in which”; </AMDPAR>
                        <AMDPAR>q. In paragraph (2) of the definition of “Combustion turbine”, by revising the words “any associated heat recovery steam generator”to read “any associated duct burner, heat recovery steam generator,”; </AMDPAR>
                        <AMDPAR>r. By revising the definition of “Commence commercial operation”; </AMDPAR>
                        <AMDPAR>s. By revising the definition of “Commence operation”; </AMDPAR>
                        <AMDPAR>t. In the definition of “Control period”, by revising the words “January 1 of a calendar year and” to read “January 1 of a calendar year, except as provided in § 96.106(c)(2), and”; </AMDPAR>
                        <AMDPAR>u. By revising the definition of “Maximum design heat input”; </AMDPAR>
                        <AMDPAR>
                            v. In the definition of “Nameplate capacity”, by revising the words “other deratings) as specified” to read “other deratings) as of such installation as specified” and by revising the words “maximum amount as specified” to read 
                            <PRTPAGE P="25381"/>
                            “maximum amount as of such completion as specified”; 
                        </AMDPAR>
                        <AMDPAR>w. In the definition of “Oil-fired”, by revising the words “in a specified year.” to read “in a specified year and not qualifying as coal-fired.”; </AMDPAR>
                        <AMDPAR>x. In the definition of “Receive or receipt”, by revising the words “official correspondence log” to read “official log”; and </AMDPAR>
                        <AMDPAR>y. By adding new definitions of “Hg Budget Trading Program”, “Replacement, replace, or replaced”, and “Solid waste incineration unit” to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.102 </SECTNO>
                            <SUBJECT>Definitions. </SUBJECT>
                            <STARS/>
                            <P>
                                <E T="03">Allocate</E>
                                 or 
                                <E T="03">allocation</E>
                                 means, with regard to CAIR NO
                                <E T="52">X</E>
                                 allowances, the determination by a permitting authority or the Administrator of the amount of such CAIR NO
                                <E T="52">X</E>
                                 allowances to be initially credited to a CAIR NO
                                <E T="52">X</E>
                                 unit, a new unit set-aside, or other entity. 
                            </P>
                            <STARS/>
                            <P>
                                <E T="03">CAIR NO</E>
                                <E T="54">X</E>
                                  
                                <E T="03">allowance</E>
                                 means a limited authorization issued by a permitting authority or the Administrator under provisions of a State implementation plan that are approved under § 51.123(o)(1) or (2) or (p) of this chapter, or under subpart EE of part 97 or § 97.188 of this chapter, to emit one ton of nitrogen oxides during a control period of the specified calendar year for which the authorization is allocated or of any calendar year thereafter under the CAIR NO
                                <E T="52">X</E>
                                 Program. An authorization to emit nitrogen oxides that is not issued under provisions of a State implementation plan that are approved under § 51.123(o)(1) or (2) or (p) of this chapter or subpart EE of part 97 or § 97.188 of this chapter shall not be a CAIR NO
                                <E T="52">X</E>
                                 allowance.
                            </P>
                            <STARS/>
                            <P>
                                <E T="03">Commence commercial operation means</E>
                                , with regard to a unit: 
                            </P>
                            <P>(1) To have begun to produce steam, gas, or other heated medium used to generate electricity for sale or use, including test generation, except as provided in § 96.105 and § 96.184(h). </P>
                            <P>
                                (i) For a unit that is a CAIR NO
                                <E T="52">X</E>
                                 unit under § 96.104 on the later of November 15, 1990 or the date the unit commences commercial operation as defined in paragraph (1) of this definition and that subsequently undergoes a physical change (other than replacement of the unit by a unit at the same source), such date shall remain the date of commencement of commercial operation of the unit, which shall continue to be treated as the same unit. 
                            </P>
                            <P>
                                (ii) For a unit that is a CAIR NO
                                <E T="52">X</E>
                                 unit under § 96.104 on the later of November 15, 1990 or the date the unit commences commercial operation as defined in paragraph (1) of this definition and that is subsequently replaced by a unit at the same source (
                                <E T="03">e.g.,</E>
                                 repowered), such date shall remain the replaced unit's date of commencement of commercial operation, and the replacement unit shall be treated as a separate unit with a separate date for commencement of commercial operation as defined in paragraph (1) or (2) of this definition as appropriate. 
                            </P>
                            <P>
                                (2) Notwithstanding paragraph (1) of this definition and except as provided in § 96.105, for a unit that is not a CAIR NO
                                <E T="52">X</E>
                                 unit under § 96.104 on the later of November 15, 1990 or the date the unit commences commercial operation as defined in paragraph (1) of this definition, the unit's date for commencement of commercial operation shall be the date on which the unit becomes a CAIR NO
                                <E T="52">X</E>
                                 unit under § 96.104. 
                            </P>
                            <P>(i) For a unit with a date for commencement of commercial operation as defined in paragraph (2) of this definition and that subsequently undergoes a physical change (other than replacement of the unit by a unit at the same source), such date shall remain the date of commencement of commercial operation of the unit, which shall continue to be treated as the same unit. </P>
                            <P>
                                (ii) For a unit with a date for commencement of commercial operation as defined in paragraph (2) of this definition and that is subsequently replaced by a unit at the same source (
                                <E T="03">e.g.,</E>
                                 repowered), such date shall remain the replaced unit's date of commencement of commercial operation, and the replacement unit shall be treated as a separate unit with a separate date for commencement of commercial operation as defined in paragraph (1) or (2) of this definition as appropriate. 
                            </P>
                            <P>
                                <E T="03">Commence operation means:</E>
                            </P>
                            <P>(1) To have begun any mechanical, chemical, or electronic process, including, with regard to a unit, start-up of a unit's combustion chamber, except as provided in § 96.184(h). </P>
                            <P>(2) For a unit that undergoes a physical change (other than replacement of the unit by a unit at the same source) after the date the unit commences operation as defined in paragraph (1) of this definition, such date shall remain the date of commencement of operation of the unit, which shall continue to be treated as the same unit. </P>
                            <P>
                                (3) For a unit that is replaced by a unit at the same source (
                                <E T="03">e.g.,</E>
                                 repowered) after the date the unit commences operation as defined in paragraph (1) of this definition, such date shall remain the replaced unit's date of commencement of operation, and the replacement unit shall be treated as a separate unit with a separate date for commencement of operation as defined in paragraph (1), (2), or (3) of this definition as appropriate, except as provided in § 96.184(h). 
                            </P>
                            <STARS/>
                            <P>
                                <E T="03">Hg Budget Trading Program</E>
                                 means a multi-state Hg air pollution control and emission reduction program approved and administered by the Administrator in accordance subpart HHHH of part 60 of this chapter and § 60.24(h)(6), or established by the Administrator under section 111 of the Clean Air Act, as a means of reducing national Hg emissions. 
                            </P>
                            <STARS/>
                            <P>
                                <E T="03">Maximum design heat input</E>
                                 means the maximum amount of fuel per hour (in Btu/hr) that a unit is capable of combusting on a steady state basis as of the initial installation of the unit as specified by the manufacturer of the unit. 
                            </P>
                            <STARS/>
                            <P>
                                <E T="03">Replacement</E>
                                , 
                                <E T="03">replace</E>
                                , or 
                                <E T="03">replaced</E>
                                 means, with regard to a unit, the demolishing of a unit, or the permanent shutdown and permanent disabling of a unit, and the construction of another unit (the replacement unit) to be used instead of the demolished or shutdown unit (the replaced unit). 
                            </P>
                            <STARS/>
                            <P>
                                <E T="03">Solid waste incineration unit</E>
                                 means a stationary, fossil-fuel-fired boiler or stationary, fossil-fuel-fired combustion turbine that is a “solid waste incineration unit” as defined in section 129(g)(1) of the Clean Air Act. 
                            </P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>4. Section 96.103 is revised to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.103 </SECTNO>
                            <SUBJECT>Measurements, abbreviations, and acroynyms. </SUBJECT>
                            <P>Measurements, abbreviations, and acronyms used in this subpart and subparts BB through II are defined as follows:</P>
                            <FP SOURCE="FP-1">Btu—British thermal unit. </FP>
                            <FP SOURCE="FP-1">
                                CO
                                <E T="52">2</E>
                                —carbon dioxide 
                            </FP>
                            <FP SOURCE="FP-1">
                                H
                                <E T="52">2</E>
                                O—water 
                            </FP>
                            <FP SOURCE="FP-1">Hg—mercury </FP>
                            <FP SOURCE="FP-1">hr—hour </FP>
                            <FP SOURCE="FP-1">kW—kilowatt electrical </FP>
                            <FP SOURCE="FP-1">kWh—kilowatt hour </FP>
                            <FP SOURCE="FP-1">lb—pound </FP>
                            <FP SOURCE="FP-1">mmBtu—million Btu </FP>
                            <FP SOURCE="FP-1">MWe—megawatt electrical </FP>
                            <FP SOURCE="FP-1">MWh—megawatt hour </FP>
                            <FP SOURCE="FP-1">
                                NO
                                <E T="52">X</E>
                                —nitrogen oxides 
                            </FP>
                            <FP SOURCE="FP-1">O2—oxygen </FP>
                            <FP SOURCE="FP-1">ppm—parts per million </FP>
                            <FP SOURCE="FP-1">scfh—standard cubic feet per hour </FP>
                            <FP SOURCE="FP-1">
                                SO
                                <E T="52">2</E>
                                —sulfur dioxide
                            </FP>
                            <FP SOURCE="FP-1">yr—year </FP>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <PRTPAGE P="25382"/>
                        <AMDPAR>5. Section 96.104 is revised to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.104 </SECTNO>
                            <SUBJECT>Applicability. </SUBJECT>
                            <P>(a) Except as provided in paragraph (b) of this section: </P>
                            <P>
                                (1) The following units in a State shall be CAIR NO
                                <E T="52">X</E>
                                 units, and any source that includes one or more such units shall be a CAIR NO
                                <E T="52">X</E>
                                 source, subject to the requirements of this subpart and subparts BB through HH of this part: any stationary, fossil-fuel-fired boiler or stationary, fossil-fuel-fired combustion turbine serving at any time, since the later of November 15, 1990 or the start-up of the unit's combustion chamber, a generator with nameplate capacity of more than 25 MWe producing electricity for sale. 
                            </P>
                            <P>
                                (2) If a stationary boiler or stationary combustion turbine that, under paragraph (a)(1) of this section, is not a CAIR NO
                                <E T="52">X</E>
                                 unit begins to combust fossil fuel or to serve a generator with nameplate capacity of more than 25 MWe producing electricity for sale, the unit shall become a CAIR NO
                                <E T="52">X</E>
                                 unit as provided in paragraph (a)(1) of this section on the first date on which it both combusts fossil fuel and serves such generator. 
                            </P>
                            <P>
                                (b) The units in a State that meet the requirements set forth in paragraph (b)(1)(i), (b)(2)(i), or (b)(2)(ii) of this section shall not be CAIR NO
                                <E T="52">X</E>
                                 units: 
                            </P>
                            <P>
                                (1)(i) Any unit that is a CAIR NO
                                <E T="52">X</E>
                                 unit under paragraph (a)(1) or (2) of this section: 
                            </P>
                            <P>(A) Qualifying as a cogeneration unit during the 12-month period starting on the date the unit first produces electricity and continuing to qualify as a cogeneration unit; and </P>
                            <P>(B) Not serving at any time, since the later of November 15, 1990 or the start-up of the unit's combustion chamber, a generator with nameplate capacity of more than 25 MWe supplying in any calendar year more than one-third of the unit's potential electric output capacity or 219,000 MWh, whichever is greater, to any utility power distribution system for sale. </P>
                            <P>
                                (ii) If a unit qualifies as a cogeneration unit during the 12-month period starting on the date the unit first produces electricity and meets the requirements of paragraphs (b)(1)(i) of this section for at least one calendar year, but subsequently no longer meets all such requirements, the unit shall become a CAIR NO
                                <E T="52">X</E>
                                 unit starting on the earlier of January 1 after the first calendar year during which the unit first no longer qualifies as a cogeneration unit or January 1 after the first calendar year during which the unit no longer meets the requirements of paragraph (b)(1)(i)(B) of this section. 
                            </P>
                            <P>
                                (2)(i) Any unit that is a CAIR NO
                                <E T="52">X</E>
                                 unit under paragraph (a)(1) or (2) of this section commencing operation before January 1, 1985: 
                            </P>
                            <P>(A) Qualifying as a solid waste incineration unit; and </P>
                            <P>(B) With an average annual fuel consumption of non-fossil fuel for 1985-1987 exceeding 80 percent (on a Btu basis) and an average annual fuel consumption of non-fossil fuel for any 3 consecutive calendar years after 1990 exceeding 80 percent (on a Btu basis). </P>
                            <P>
                                (ii) Any unit that is a CAIR NO
                                <E T="52">X</E>
                                 unit under paragraph (a)(1) or (2) of this section commencing operation on or after January 1, 1985: 
                            </P>
                            <P>(A) Qualifying as a solid waste incineration unit; and </P>
                            <P>(B) With an average annual fuel consumption of non-fossil fuel for the first 3 calendar years of operation exceeding 80 percent (on a Btu basis) and an average annual fuel consumption of non-fossil fuel for any 3 consecutive calendar years after 1990 exceeding 80 percent (on a Btu basis). </P>
                            <P>
                                (iii) If a unit qualifies as a solid waste incineration unit and meets the requirements of paragraph (b)(2)(i) or (ii) of this section for at least 3 consecutive calendar years, but subsequently no longer meets all such requirements, the unit shall become a CAIR NO
                                <E T="52">X</E>
                                 unit starting on the earlier of January 1 after the first calendar year during which the unit first no longer qualifies as a solid waste incineration unit or January 1 after the first 3 consecutive calendar years after 1990 for which the unit has an average annual fuel consumption of fossil fuel of 20 percent or more. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 96.105 </SECTNO>
                            <SUBJECT>[Amended]</SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>6. Section 96.105 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a)(1), by revising the words “§ 96.106(c)(4) through (8), § 96.107, and subparts EE through GG of this part” to read “§ 96.106(c)(4) through (7), § 96.107, § 96.108, and (subparts BB and EE through GG”; </AMDPAR>
                        <AMDPAR>b. In paragraph (b)(3), by revising the words “shall retain at the source” to read “shall retain, at the source”; and </AMDPAR>
                        <AMDPAR>c. In paragraph (b)(7), by revising the words “commences operation and commercial operation” to read “commences commercial operation”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.106 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>7. Section 96.106 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a)(1)(i), by revising the words “in § 96.121(a) and (b)” to read “in § 96.121”; </AMDPAR>
                        <AMDPAR>b. In paragraph (c)(2), by revising the words “under paragraph (c)(1) of this section” to read “under paragraph (c)(1) of this section for the control period” and by revising the words “under § 96.170(b)(1), (2), or (5)” to read “under § 96.170(b)(1), (2), or (5) and for each control period thereafter”; </AMDPAR>
                        <AMDPAR>c. In paragraph (c)(4), by revising the words “subpart EE” to read “subparts FF, GG, and II”; </AMDPAR>
                        <AMDPAR>
                            d. In paragraph (c)(7), by revising the words “under subpart FF, GG, or II” to read “under subpart EE, FF, GG, or II”, by revising the words “from a CAIR NO
                            <E T="52">X</E>
                             unit's compliance account” to read “from a CAIR NO
                            <E T="52">X</E>
                             source's compliance account”, and by removing the words “that includes the CAIR NO
                            <E T="52">X</E>
                             unit”; 
                        </AMDPAR>
                        <AMDPAR>e. In paragraph (d)(1), by removing the paragraph designation “(1)” and by redesignating paragraph (i) as paragraph (d)(1); and </AMDPAR>
                        <AMDPAR>f. By removing paragraph (d)(2) and by redesignating paragraph (ii) as paragraph (d)(2). </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.111 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>8. Section 96.111 is amended, in paragraph (c), by revising the words “§ 96.151 and 96.182” to read “96.115, 96.151, and 96.182”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.112 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>9. Section 96.112 is amended, in paragraph (c)(1), by revising the words “a new owner” to read “an owner”, by revising the words “such new owner” to read “such owner”, and by revising the words “the new owner” to read “the owner”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.113 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>10. Section 96.113 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a)(1), by revising the words “is submitted” to read “is submitted, including identification and nameplate capacity of each generator served by each such unit”; and </AMDPAR>
                        <AMDPAR>b. In paragraph (a)(4)(iv), by revising the words “where a customer” to read “where a utility or industrial customer”. </AMDPAR>
                        <AMDPAR>11. Add a new § 96.115 to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.115 </SECTNO>
                            <SUBJECT>Delegation by CAIR designated representative and alternate CAIR designated representative. </SUBJECT>
                            <P>(a) A CAIR designated representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under this part. </P>
                            <P>
                                (b) An alternate CAIR designated representative may delegate, to one or more natural persons, his or her authority to make an electronic 
                                <PRTPAGE P="25383"/>
                                submission to the Administrator provided for or required under this part. 
                            </P>
                            <P>(c) In order to delegate authority to make an electronic submission to the Administrator in accordance with paragraph (a) or (b) of this section, the CAIR designated representative or alternate CAIR designated representative, as appropriate, must submit to the Administrator a notice of delegation, in a format prescribed by the Administrator that includes the following elements: </P>
                            <P>(1) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of such CAIR designated representative or alternate CAIR designated representative; </P>
                            <P>(2) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of each such natural person (referred to as an “agent”); </P>
                            <P>(3) For each such natural person, a list of the type or types of electronic submissions under paragraph (a) or (b) of this section for which authority is delegated to him or her; and </P>
                            <P>(4) The following certification statements by such CAIR designated representative or alternate CAIR designated representative: </P>
                            <P>(i) “I agree that any electronic submission to the Administrator that is by an agent identified in this notice of delegation and of a type listed for such agent in this notice of delegation and that is made when I am a CAIR designated representative or alternate CAIR designated representative, as appropriate, and before this notice of delegation is superseded by another notice of delegation under 40 CFR 96.115(d) shall be deemed to be an electronic submission by me.” </P>
                            <P>(ii) “Until this notice of delegation is superseded by another notice of delegation under 40 CFR 96.115(d), I agree to maintain an e-mail account and to notify the Administrator immediately of any change in my e-mail address unless all delegation of authority by me under 40 CFR 96.115 is terminated.” </P>
                            <P>(d) A notice of delegation submitted under paragraph (c) of this section shall be effective, with regard to the CAIR designated representative or alternate CAIR designated representative identified in such notice, upon receipt of such notice by the Administrator and until receipt by the Administrator of a superseding notice of delegation submitted by such CAIR designated representative or alternate CAIR designated representative, as appropriate. The superseding notice of delegation may replace any previously identified agent, add a new agent, or eliminate entirely any delegation of authority. </P>
                            <P>(e) Any electronic submission covered by the certification in paragraph (c)(4)(i) of this section and made in accordance with a notice of delegation effective under paragraph (d) of this section shall be deemed to be an electronic submission by the CAIR designated representative or alternate CAIR designated representative submitting such notice of delegation. </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 96.120</SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>12. Section 96.120 is amended, in paragraph (a), by revising the words “otherwise by this subpart and” to read “otherwise by § 96.105, this subpart, and”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.121 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>13. Section 96.121 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a), by revising the words “commences operation” to read “commences commercial operation, except as provided in § 96.183(a)”; and </AMDPAR>
                        <AMDPAR>b. In paragraph (b), by revising the words “permit renewal” to read “permit renewal, except as provided in § 96.183(b)”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.123 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>14. Section 96.123 is amended, in paragraph (b), by revising the words “subpart FF, GG, or II” to read “subpart EE, FF, GG, or II”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.141 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>15. Section 96.141 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (b)(1), removing the paragraph designation “(1)”; </AMDPAR>
                        <AMDPAR>b. By removing paragraph (b)(2); </AMDPAR>
                        <AMDPAR>c. In paragraph (c)(1), removing the paragraph designation “(1)”; and </AMDPAR>
                        <AMDPAR>d. By removing paragraph (c)(2). </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>16. Section 96.142 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a)(2)(ii)(C), by revising the words “3,414 Btu/kWh” to read “3,413 Btu/kWh”; </AMDPAR>
                        <AMDPAR>b. By revising paragraph (c) introductory text; </AMDPAR>
                        <AMDPAR>c. In paragraph (c)(1), by revising the words “2009 through 2013” to read “2009 through 2014” and by revising the words “in 2014” to read “in 2015”; </AMDPAR>
                        <AMDPAR>
                            d. In paragraph (c)(2), by revising the words “The CAIR NO
                            <E T="52">X</E>
                             allowance allocation request must be submitted on or before July 1 of the first control period for which CAIR NO
                            <E T="52">X</E>
                             allowances are requested” to read “A separate CAIR NO
                            <E T="52">X</E>
                             allowance allocation request for each control period for which CAIR NO
                            <E T="52">X</E>
                             allowances are sought must be submitted on or before May 1 of such control period”; and 
                        </AMDPAR>
                        <AMDPAR>e. In paragraph (c)(4)(ii), by revising the words “On or after July 1” to read “On or after May 1”; and revising to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.142 </SECTNO>
                            <SUBJECT>
                                CAIR NO
                                <E T="52">X</E>
                                 allowance allocations. 
                            </SUBJECT>
                            <STARS/>
                            <P>
                                (c) For each control period in 2009 and thereafter, the permitting authority will allocate CAIR NO
                                <E T="52">X</E>
                                 allowances to CAIR NO
                                <E T="52">X</E>
                                 units in a State that are not allocated CAIR NO
                                <E T="52">X</E>
                                 allowances under paragraph (b) of this section because the units do not yet have a baseline heat input under paragraph (a) of this section or because the units have a baseline heat input but all CAIR NO
                                <E T="52">X</E>
                                 allowances available under paragraph (b) of this section for the control period are already allocated, in accordance with the following procedures: 
                            </P>
                            <STARS/>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 96.143 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>17. Section 96.143 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraphs (b)(2), (c)(1), and (d), by revising the words “July 1” to read “May 1”; </AMDPAR>
                        <AMDPAR>
                            b. In paragraph (d)(3), by revising the words “ ‘Unit's allocation’ is the number of CAIR NO
                            <E T="52">X</E>
                             allowances” to read “ ‘Unit's allocation’ is the amount of CAIR NO
                            <E T="52">X</E>
                             allowances”; 
                        </AMDPAR>
                        <AMDPAR>c. In paragraph (d)(4), by revising the words “paragraph (d)(3) or (4)” to read “paragraph (d)(2) or (3)”; and </AMDPAR>
                        <AMDPAR>d. In paragraph (d)(5), by revising the words “paragraph (d)(5)” to read “paragraph (d)(4)”. </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>18. Section 96.151 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (b)(2) introductory text, by revising the word “representative” to read “representative or alternate CAIR authorized account representative”; </AMDPAR>
                        <AMDPAR>b. In paragraph (b)(3)(iii)(A), by revising the words “a new person” to read “a person”, by revising the words “such new person” to read “such person”, and by revising the words “the new person” to read “the person”; </AMDPAR>
                        <AMDPAR>c. In paragraph (b)(3)(iii)(B), by revising the words “addition of persons” to read “addition of a new person”; </AMDPAR>
                        <AMDPAR>d. In paragraph (b)(4) introductory text, by revising the word “representative” to read “representative or alternate CAIR authorized account representative”; </AMDPAR>
                        <AMDPAR>e. In paragraphs (b)(4)(ii) and (iii), by revising the words “alternative CAIR” to read “alternate CAIR” whenever they appear; and </AMDPAR>
                        <AMDPAR>f. By adding a new paragraph (b)(5) to read as follows: </AMDPAR>
                        <SECTION>
                            <PRTPAGE P="25384"/>
                            <SECTNO>§ 96.151 </SECTNO>
                            <SUBJECT>Establishment of accounts. </SUBJECT>
                            <STARS/>
                            <P>(b) * * * </P>
                            <P>
                                (5) 
                                <E T="03">Delegation by CAIR authorized account representative and alternate CAIR authorized account representative.</E>
                                 (i) A CAIR authorized account representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under subparts FF and GG of this part. 
                            </P>
                            <P>(ii) An alternate CAIR authorized account representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under subparts FF and GG of this part. </P>
                            <P>(iii) In order to delegate authority to make an electronic submission to the Administrator in accordance with paragraph (b)(5)(i) or (ii) of this section, the CAIR authorized account representative or alternate CAIR authorized account representative, as appropriate, must submit to the Administrator a notice of delegation, in a format prescribed by the Administrator, that includes the following elements: </P>
                            <P>(A) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of such CAIR authorized account representative or alternate CAIR authorized account representative; </P>
                            <P>(B) The name, address, e-mail address, telephone number, and, facsimile transmission number (if any) of each such natural person (referred to as an “agent”); </P>
                            <P>(C) For each such natural person, a list of the type or types of electronic submissions under paragraph (b)(5)(i) or (ii) of this section for which authority is delegated to him or her; </P>
                            <P>(D) The following certification statement by such CAIR authorized account representative or alternate CAIR authorized account representative: “I agree that any electronic submission to the Administrator that is by an agent identified in this notice of delegation and of a type listed for such agent in this notice of delegation and that is made when I am a CAIR authorized account representative or alternate CAIR authorized representative, as appropriate, and before this notice of delegation is superseded by another notice of delegation under 40 CFR 96.151(b)(5)(iv) shall be deemed to be an electronic submission by me.”; and </P>
                            <P>(E) The following certification statement by such CAIR authorized account representative or alternate CAIR authorized account representative: “Until this notice of delegation is superseded by another notice of delegation under 40 CFR 96.151 (b)(5)(iv), I agree to maintain an e-mail account and to notify the Administrator immediately of any change in my e-mail address unless all delegation of authority by me under 40 CFR 96.151 (b)(5) is terminated.” </P>
                            <P>(iv) A notice of delegation submitted under paragraph (b)(5)(iii) of this section shall be effective, with regard to the CAIR authorized account representative or alternate CAIR authorized account representative identified in such notice, upon receipt of such notice by the Administrator and until receipt by the Administrator of a superseding notice of delegation submitted by such CAIR authorized account representative or alternate CAIR authorized account representative, as appropriate. The superseding notice of delegation may replace any previously identified agent, add a new agent, or eliminate entirely any delegation of authority. </P>
                            <P>(v) Any electronic submission covered by the certification in paragraph (b)(5)(iii)(D) of this section and made in accordance with a notice of delegation effective under paragraph (b)(5)(iv) of this section shall be deemed to be an electronic submission by the CAIR designated representative or alternate CAIR designated representative submitting such notice of delegation. </P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>19. Section 96.153 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a), by revising the words “By December 1, 2006,” to read “By September 30, 2007,” and revising the words “at a source” to read “at the source”; </AMDPAR>
                        <AMDPAR>b. In paragraphs (b) and (d), by removing the words “or as determined by the Administrator”; and </AMDPAR>
                        <AMDPAR>c. By revising paragraph (c) to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.153</SECTNO>
                            <SUBJECT>
                                Recordation of CAIR NO
                                <E T="52">X</E>
                                 allowance allocations. 
                            </SUBJECT>
                            <STARS/>
                            <P>
                                (c) By December 1, 2009 and December 1 of each year thereafter, the Administrator will record in the CAIR NO
                                <E T="52">X</E>
                                 source's compliance account the CAIR NO
                                <E T="52">X</E>
                                 allowances allocated for the CAIR NO
                                <E T="52">X</E>
                                 units at the source, as submitted by the permitting authority in accordance with § 96.141(b), for the control period in the sixth year after the year of the applicable deadline for recordation under this paragraph. 
                            </P>
                            <STARS/>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 96.154</SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                        <AMDPAR>20. Section 96.154 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a)(1), by revising the words “prior year;” to read “prior year; and”; </AMDPAR>
                        <AMDPAR>b. In paragraph (a)(2), revising the words “§ 96.160 by the allowance transfer deadline for the control period; and” to read “§§ 96.160 and 96.161 by the allowance transfer deadline for the control period.”; </AMDPAR>
                        <AMDPAR>c. By removing paragraph (a)(3); </AMDPAR>
                        <AMDPAR>d. In paragraph (c)(2)(ii), by revising the words “to any unit” to read “to any entity”; </AMDPAR>
                        <AMDPAR>e. In paragraph (e), by revising the words “under paragraph (b) or (d) of this section” to read “under paragraphs (b) and (d) of this section and subpart II”; </AMDPAR>
                        <AMDPAR>f. In paragraph (f)(2), by revising the words “of this section.” to read “of this section, and record such deductions and transfers.” </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.155</SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>21. Section 96.155 is amended, in paragraph (b), by revising the words “§ 96.156, or subpart GG” to read “§ 96.156, or subpart GG or II”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.157</SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>22. Section 96.157 is amended, in paragraphs (a) and (b), by revising the words “§ 96.160” to read “§§ 96.160 and 96.161”. </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>23. Section 96.170 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (b) introductory text, by revising the words “The owner” to read “Except as provided in paragraph (e) of this section, the owner”; </AMDPAR>
                        <AMDPAR>b. In paragraph (b)(5), by revising the words “paragraphs (b)(1), (2), and (4) of this section and solely for purposes of § 96.106(c)(2), for the owner” to read “paragraphs (b)(1) and (2) of this section, for the owner”; </AMDPAR>
                        <AMDPAR>c. In paragraph (c)(1), by removing the paragraph designation “(1)” and by revising the words “Except as provided in paragraph (c)(2) of this section, the owner” to read “The owner”; </AMDPAR>
                        <AMDPAR>d. By removing paragraph (c)(2); </AMDPAR>
                        <AMDPAR>e. In paragraph (d)(3), by revising the words “the atmosphere” to read “the atmosphere or heat input”; and </AMDPAR>
                        <AMDPAR>f. By adding a new paragraph (e) to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.170</SECTNO>
                            <SUBJECT>General Requirements. </SUBJECT>
                            <STARS/>
                            <P>
                                (e) 
                                <E T="03">Long-term cold storage</E>
                                . The owner or operator of a CAIR NO
                                <E T="52">X</E>
                                 unit is subject to the applicable provisions of part 75 of this chapter concerning units in long-term cold storage. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <PRTPAGE P="25385"/>
                            <SECTNO>§ 96.171</SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>24. Section 96.171 is amended, in paragraph (c), by revising the words “§ 75.12, § 75.17, or subpart H of part 75” to read “§ 75.12 or § 75.17”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.173</SECTNO>
                            <SUBJECT>[Amended]</SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>25. Section 96.173 is amended by removing the words “, except that if the unit is not subject to an Acid Rain emissions limitation, the notification is only required to be sent to the permitting authority”. </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>26. Section 96.174 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (d)(1)(i), by revising the words “2008; or” to read “2008;”; </AMDPAR>
                        <AMDPAR>b. In paragraph (d)(1)(ii), by revising the words “2008.” to read “2008;”; </AMDPAR>
                        <AMDPAR>c. By adding new paragraphs (d)(1)(iii) and (iv); and </AMDPAR>
                        <AMDPAR>
                            d. In paragraph (d)(3), by revising the words “or CAIR SO
                            <E T="52">2</E>
                             Trading Program,” to read “, CAIR SO
                            <E T="52">2</E>
                             Trading Program, or Hg Budget Trading Program,” and by revising the words “subparts F through H” to read “subparts F through I” and revising to read as follows: 
                        </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.174</SECTNO>
                            <SUBJECT>Recordkeeping and reporting. </SUBJECT>
                            <STARS/>
                            <P>(d) * * * </P>
                            <P>(1) * * * </P>
                            <P>(iii) Notwithstanding paragraphs (d)(1)(i) and (ii) of this section, for a unit for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under subpart II of this part, the calendar quarter corresponding to the date specified in § 96.184(b); and </P>
                            <P>
                                (iv) Notwithstanding paragraphs (d)(1)(i) and (ii) of this section, for a CAIR NO
                                <E T="52">X</E>
                                 opt-in unit under subpart II of this part, the calendar quarter corresponding to the date on which the CAIR NO
                                <E T="52">X</E>
                                 opt-in unit enters the CAIR NO
                                <E T="52">X</E>
                                 Annual Trading Program as provided in § 96.184(g). 
                            </P>
                            <STARS/>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 96.176</SECTNO>
                            <SUBJECT>[Removed] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>27. Section 96.176 is removed.</AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>28. Section 96.183 is amended as follows: </AMDPAR>
                        <AMDPAR>a. By revising paragraph (a)(5); and </AMDPAR>
                        <AMDPAR>
                            b. In paragraph (b)(2), by revising the words “CAIR opt-in unit“to read ”CAIR NO
                            <E T="52">X</E>
                             opt-in unit” and revising to read as follows: 
                        </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.183 </SECTNO>
                            <SUBJECT>Applying for CAIR opt-in permit. </SUBJECT>
                            <P>(a)* * *</P>
                            <P>
                                (5) A statement, in a format specified by the permitting authority, whether the CAIR designated representative requests that the unit be allocated CAIR NO
                                <E T="52">X</E>
                                 allowances under § 96.188(b) or § 96.188(c) (subject to the conditions in §§ 96.184(h) and 96.186(g)). If allocation under § 96.188(c) is requested, this statement shall include a statement that the owners and operators of the unit intend to repower the unit before January 1, 2015 and that they will provide, upon request, documentation demonstrating such intent. 
                            </P>
                            <STARS/>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 96.184 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>29. Section 96.184 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (c)(2), by revising the words “for the control period under paragraph (b)(1)(ii) of this section and for the control periods under paragraph (b)(2) of this section“to read”for the control periods under paragraphs (b)(1)(ii) and (2) of this section”; </AMDPAR>
                        <AMDPAR>b. In paragraph (d)(2), by revising the words “for the control period under paragraph (b)(1)(ii) of this section and the control periods under paragraph (b)(2) of this section“to read”for the control periods under paragraphs (b)(1)(ii) and (2) of this section”; </AMDPAR>
                        <AMDPAR>c. In paragraph (d)(3), by revising the words “for such control period” with words”for such control periods”; </AMDPAR>
                        <AMDPAR>
                            d. In paragraph (f), by revising the words “CAIR NO
                            <E T="52">X</E>
                             opt-in permit” to read “CAIR opt-in permit”; and 
                        </AMDPAR>
                        <AMDPAR>
                            e. In paragraph (h)(2), by revising the words “a CAIR opt-in unit” to read “a CAIR NO
                            <E T="52">X</E>
                             opt-in unit”. 
                        </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>30. Section 96.185 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a)(5), by revising the words “under § 96.188(c)“to read”§ 96.188(b) or § 96.188(c)”; and </AMDPAR>
                        <AMDPAR>b. By adding a new paragraph (c) to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.185 </SECTNO>
                            <SUBJECT>CAIR opt-in permit contents. </SUBJECT>
                            <STARS/>
                            <P>
                                (c) The CAIR opt-in permit shall be included, in a format specified by the permitting authority, in the CAIR permit for the source where the CAIR NO
                                <E T="52">X</E>
                                 opt-in unit is located and in a title V operating permit or other federally enforceable permit for the source. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 96.186 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>31. Section 96.186 is amended as follows: </AMDPAR>
                        <AMDPAR>
                            a. In paragraph (a), by revising the words “CAIR opt-in unit” to read “CAIR NO
                            <E T="52">X</E>
                             opt-in unit”; and 
                        </AMDPAR>
                        <AMDPAR>b. In paragraph (b)(2), by revising the words “equal in number to” to read “equal in amount to”. </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>32. Section 96.187 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (b)(1), by revising the words “under § 96.123” to read “under § 96.123, and remove the CAIR opt-in permit provisions,”; </AMDPAR>
                        <AMDPAR>b. In paragraph (b)(2)(i), by revising the words “equal in number to” to read “equal in amount to”; </AMDPAR>
                        <AMDPAR>c. By revising paragraph (b)(3)(i); </AMDPAR>
                        <AMDPAR>
                            d. In paragraph (b)(3)(ii), by revising the words “Notwithstanding paragraph (b)(3)(i) of this section, if” to read “If”, by revising the words “January 1” to read “December 31,” and by revising the words “number of CAIR NO
                            <E T="52">X</E>
                             allowances” to read “amount of CAIR NO
                            <E T="52">X</E>
                             allowances”; and 
                        </AMDPAR>
                        <AMDPAR>
                            e. In paragraph (b)(3)(ii)(A), by revising the words “number of CAIR NO
                            <E T="52">X</E>
                             allowances” to read “amount of CAIR NO
                            <E T="52">X</E>
                             allowances” and revising to read as follows: 
                        </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.187 </SECTNO>
                            <SUBJECT>Change in regulatory status. </SUBJECT>
                            <STARS/>
                            <P>(b) * * * </P>
                            <P>
                                (3)(i) For every control period after the date on which the CAIR NO
                                <E T="52">X</E>
                                 opt-in unit becomes a CAIR NO
                                <E T="52">X</E>
                                 unit under § 96.104, the CAIR NO
                                <E T="52">X</E>
                                 opt-in unit will be allocated CAIR NO
                                <E T="52">X</E>
                                 allowances under § 96.142. 
                            </P>
                            <STARS/>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 96.188 </SECTNO>
                            <SUBJECT>
                                CAIR NO
                                <E T="52">X</E>
                                 allowance allocations to CAIR NO
                                <E T="52">X</E>
                                 opt-in units. 
                            </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>33. Section 96.188 is amended as follows: </AMDPAR>
                        <AMDPAR>a. By revising the heading of the section as set forth above; </AMDPAR>
                        <AMDPAR>
                            b. In paragraph (a)(2), by revising the words “of the control period in which a CAIR opt-in unit” to read “of the control period after the control period in which a CAIR NO
                            <E T="52">X</E>
                             opt-in unit”; 
                        </AMDPAR>
                        <AMDPAR>c. In paragraph (c), by revising the words “issues a CAIR opt-in permit” to read “issues a CAIR opt-in permit (based on a demonstration of the intent to repower stated under § 96.183(a)(5))”; and </AMDPAR>
                        <AMDPAR>
                            d. In paragraph (d)(2), by revising the words “CAIR opt-in unit” to read “CAIR NO
                            <E T="52">X</E>
                             opt-in unit” and revising the words “CAIR opt-in unit”. 
                        </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>34. Section 96.202 is amended as follows: </AMDPAR>
                        <AMDPAR>a. By revising the definition of “Allocate or allocation”; </AMDPAR>
                        <AMDPAR>b. In the definition of “Allowance transfer deadline”, by revising the words “midnight of March 1, if it is a business day, or, if March 1 is not a business day, midnight of the first business day thereafter” to read “midnight of March 1 (if it is a business day), or midnight of the first business day thereafter (if March 1 is not a business day),”; </AMDPAR>
                        <AMDPAR>
                            c. In the definition of “Alternate CAIR designated representative”, by adding at the end the words “If the CAIR SO
                            <E T="52">2</E>
                              
                            <PRTPAGE P="25386"/>
                            source is also subject to the Hg Budget Trading Program, then this natural person shall be the same person as the alternate Hg designated representative under the Hg Budget Trading Program.”; 
                        </AMDPAR>
                        <AMDPAR>d. In the definition of “CAIR authorized account representative”, by revising the words “subparts BBB and III” to read “subparts BBB, FFF, and III”; </AMDPAR>
                        <AMDPAR>
                            e. In the definition of “CAIR designated representative”, by adding at the end the words “If the CAIR SO
                            <E T="52">2</E>
                             source is also subject to the Hg Budget Trading Program, then this natural person shall be the same person as the Hg designated representative under the Hg Budget Trading Program.”; 
                        </AMDPAR>
                        <AMDPAR>
                            f. In the definition of “CAIR NO
                            <E T="52">X</E>
                             Annual Trading Program”, by revising the words “§ 51.123 of this chapter,” to read “§ 51.123 of this chapter or established by the Administrator in accordance with subparts AA through II of part 97 of this chapter and §§ 51.123(p) and 52.35 of this chapter,”; 
                        </AMDPAR>
                        <AMDPAR>
                            g. In the definition of “CAIR NO
                            <E T="52">X</E>
                             Ozone Season source”, by revising the words “includes one or more CAIR NO
                            <E T="52">X</E>
                             Ozone Season unit” to read “is subject to the CAIR NO
                            <E T="52">X</E>
                             Ozone Season Trading Program”; 
                        </AMDPAR>
                        <AMDPAR>
                            h. In the definition of “CAIR NO
                            <E T="52">X</E>
                             Ozone Season Trading Program”, by revising the words “§ 51.123 of this chapter,” to read “§ 51.123 of this chapter or established by the Administrator in accordance with subparts AAAA through IIII of part 97 of this chapter and §§ 51.123(ee) and 52.35 of this chapter,”; 
                        </AMDPAR>
                        <AMDPAR>
                            i. By removing the definition of “CAIR NO
                            <E T="52">X</E>
                             Ozone Season unit”; 
                        </AMDPAR>
                        <AMDPAR>
                            j. In the definition of “CAIR NO
                            <E T="52">X</E>
                             source”, by revising the words “includes one or more CAIR NO
                            <E T="52">X</E>
                             units” to read “is subject to the CAIR NO
                            <E T="52">X</E>
                             Annual Trading Program”; 
                        </AMDPAR>
                        <AMDPAR>
                            k. By removing the definition of “CAIR NO
                            <E T="52">X</E>
                             unit”; 
                        </AMDPAR>
                        <AMDPAR>
                            l. In the definition of “CAIR SO
                            <E T="52">2</E>
                             allowance”, by revising in the introductory text the words “under § 96.288,” to read “under provisions of a State implementation plan that are approved under § 51.124(o)(1) or (2) or (r) of this chapter or § 97.288 of this chapter,”, by designating the last sentence of the definition as paragraph (4), and by revising in paragraph (4) the words “(Program or under the provisions of a State implementation plan that is approved under § 51.124(o)(1) or (2) of this chapter” to read “(Program, provisions of a State implementation plan that are approved under § 51.124(o)(1) or (2) or (r) of this chapter, or § 97.288 of this chapter”; 
                        </AMDPAR>
                        <AMDPAR>
                            m. In the definition of “CAIR SO
                            <E T="52">2</E>
                             allowance deduction or deduct CAIR SO
                            <E T="52">2</E>
                             allowances”, by adding, after the words “compliance account”, the words “, 
                            <E T="03">e.g.,</E>
                            ”; 
                        </AMDPAR>
                        <AMDPAR>
                            n. In the definition of “CAIR SO
                            <E T="52">2</E>
                             emissions limitation”, by revising the words “tonnage equivalent of” to read “tonnage equivalent, in SO
                            <E T="52">2</E>
                             emissions in a control period, of” and by revising the words “for a control period” to read “for the control period”
                        </AMDPAR>
                        <AMDPAR>
                            o. In the definition of “CAIR SO
                            <E T="52">2</E>
                             Trading Program”, by revising the words “§ 51.124 of this chapter,” to read “§ 51.124 of this chapter or established by the Administrator in accordance with subparts AAA through III of part 97 of this chapter and §§ 51.124(r) and 52.36 of this chapter,”; 
                        </AMDPAR>
                        <AMDPAR>p. In paragraph (2) of the definition of “Cogeneration unit”, by revising the words “calendar year after which” to read “calendar year after the calendar year in which”; </AMDPAR>
                        <AMDPAR>q. In the definition of “Combustion turbine”, by revising the words “any associated heat recovery steam generator” to read “any associated duct burner, heat recovery steam generator,”; </AMDPAR>
                        <AMDPAR>r. By revising the definition of “Commence commercial operation”; </AMDPAR>
                        <AMDPAR>s. By revising the definition of “Commence operation”; </AMDPAR>
                        <AMDPAR>t. In the definition of “Control period”, by revising the words “January 1 of a calendar year and” to read “January 1 of a calendar year, except as provided in § 96.206(c)(2), and”; </AMDPAR>
                        <AMDPAR>u. By revising the definition of “Maximum design heat input”; </AMDPAR>
                        <AMDPAR>v. In the definition of “Nameplate capacity”, by revising the words “other deratings) as specified” to read “other deratings) as of such installation as specified” and by revising the words “maximum amount as specified” to read “maximum amount as of such completion as specified”; </AMDPAR>
                        <AMDPAR>w. In the definition of “Receive or receipt”, by revising the words “official correspondence log” to read “official log”; </AMDPAR>
                        <AMDPAR>x. In the definition of “Useful thermal energy”, by revising in paragraph (2) the word “heat” with the word “heating”; and </AMDPAR>
                        <AMDPAR>y. By adding new definitions of “Hg Budget Trading Program”, “Replacement, replace, or replaced”, and “Solid waste incineration unit” to read as follows:</AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.202 </SECTNO>
                            <SUBJECT>Definitions. </SUBJECT>
                            <STARS/>
                            <P>
                                <E T="03">Allocate</E>
                                 or 
                                <E T="03">allocation</E>
                                 means, with regard to CAIR SO
                                <E T="52">2</E>
                                 allowances issued under the Acid Rain Program, the determination by the Administrator of the amount of such CAIR SO
                                <E T="52">2</E>
                                 allowances to be initially credited to a CAIR SO
                                <E T="52">2</E>
                                 unit or other entity and, with regard to CAIR SO
                                <E T="52">2</E>
                                 allowances issued under provisions of a State implementation plan that are approved under § 51.124(o)(1) or (2) or (r) of this chapter or § 97.288 of this chapter, the determination by a permitting authority of the amount of such CAIR SO
                                <E T="52">2</E>
                                 allowances to be initially credited to a CAIR SO
                                <E T="52">2</E>
                                 unit or other entity. 
                            </P>
                            <STARS/>
                            <P>
                                <E T="03">Commence commercial operation</E>
                                 means, with regard to a unit: 
                            </P>
                            <P>(1) To have begun to produce steam, gas, or other heated medium used to generate electricity for sale or use, including test generation, except as provided in § 96.205 and § 96.284(h). </P>
                            <P>
                                (i) For a unit that is a CAIR SO
                                <E T="52">2</E>
                                 unit under § 96.204 on the later of November 15, 1990 or the date the unit commences commercial operation as defined in paragraph (1) of this definition and that subsequently undergoes a physical change (other than replacement of the unit by a unit at the same source), such date shall remain the date of commencement of commercial operation of the unit, which shall continue to be treated as the same unit. 
                            </P>
                            <P>
                                (ii) For a unit that is a CAIR SO
                                <E T="52">2</E>
                                 unit under § 96.204 on the later of November 15, 1990 or the date the unit commences commercial operation as defined in paragraph (1) of this definition and that is subsequently replaced by a unit at the same source (
                                <E T="03">e.g.,</E>
                                 repowered), such date shall remain the replaced unit's date of commencement of commercial operation, and the replacement unit shall be treated as a separate unit with a separate date for commencement of commercial operation as defined in paragraph (1) or (2) of this definition as appropriate. 
                            </P>
                            <P>
                                (2) Notwithstanding paragraph (1) of this definition and except as provided in § 96.205, for a unit that is not a CAIR SO
                                <E T="52">2</E>
                                 unit under § 96.204 on the later of November 15, 1990 or the date the unit commences commercial operation as defined in paragraph (1) of this definition, the unit's date for commencement of commercial operation shall be the date on which the unit becomes a CAIR SO
                                <E T="52">2</E>
                                 unit under § 96.204. 
                            </P>
                            <P>
                                (i) For a unit with a date for commencement of commercial operation as defined in paragraph (2) of this definition and that subsequently undergoes a physical change (other than replacement of the unit by a unit at the same source), such date shall remain the date of commencement of commercial operation of the unit, which shall continue to be treated as the same unit. 
                                <PRTPAGE P="25387"/>
                            </P>
                            <P>
                                (ii) For a unit with a date for commencement of commercial operation as defined in paragraph (2) of this definition and that is subsequently replaced by a unit at the same source (
                                <E T="03">e.g.,</E>
                                 repowered), such date shall remain the replaced unit's date of commencement of commercial operation, and the replacement unit shall be treated as a separate unit with a separate date for commencement of commercial operation as defined in paragraph (1) or (2) of this definition as appropriate. 
                            </P>
                            <P>
                                <E T="03">Commence operation</E>
                                 means: 
                            </P>
                            <P>(1) To have begun any mechanical, chemical, or electronic process, including, with regard to a unit, start-up of a unit's combustion chamber, except as provided in § 96.284(h). </P>
                            <P>(2) For a unit that undergoes a physical change (other than replacement of the unit by a unit at the same source) after the date the unit commences operation as defined in paragraph (1) of this definition, such date shall remain the date of commencement of operation of the unit, which shall continue to be treated as the same unit. </P>
                            <P>
                                (3) For a unit that is replaced by a unit at the same source (
                                <E T="03">e.g.,</E>
                                 repowered) after the date the unit commences operation as defined in paragraph (1) of this definition, such date shall remain the replaced unit's date of commencement of operation, and the replacement unit shall be treated as a separate unit with a separate date for commencement of operation as defined in paragraph (1), (2), or (3) of this definition as appropriate, except as provided in (96.284(h). 
                            </P>
                            <STARS/>
                            <P>
                                <E T="03">Hg Budget Trading Program</E>
                                 means a multi-state Hg air pollution control and emission reduction program approved and administered by the Administrator in accordance subpart HHHH of part 60 of this chapter and § 60.24(h)(6), or established by the Administrator under section 111 of the Clean Air Act, as a means of reducing national Hg emissions. 
                            </P>
                            <STARS/>
                            <P>
                                <E T="03">Maximum design heat input</E>
                                 means the maximum amount of fuel per hour (in Btu/hr) that a unit is capable of combusting on a steady state basis as of the initial installation of the unit as specified by the manufacturer of the unit. 
                            </P>
                            <STARS/>
                            <P>
                                <E T="03">Replacement, replace,</E>
                                 or 
                                <E T="03">replaced</E>
                                 means, with regard to a unit, the demolishing of a unit, or the permanent shutdown and permanent disabling of a unit, and the construction of another unit (the replacement unit) to be used instead of the demolished or shutdown unit (the replaced unit). 
                            </P>
                            <STARS/>
                            <P>
                                <E T="03">Solid waste incineration unit</E>
                                 means a stationary, fossil-fuel-fired boiler or stationary, fossil-fuel-fired combustion turbine that is a “solid waste incineration unit” as defined in section 129(g)(1) of the Clean Air Act. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <STARS/>
                        <AMDPAR>35. Section 96.203 is revised to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.203</SECTNO>
                            <SUBJECT>Measurements, abbreviations, and acronyms. </SUBJECT>
                            <P>Measurements, abbreviations, and acronyms used in this subpart and subparts BBB through III are defined as follows: </P>
                            <FP SOURCE="FP-1">Btu—British thermal unit </FP>
                            <FP SOURCE="FP-1">
                                CO
                                <E T="52">2</E>
                                —carbon dioxide 
                            </FP>
                            <FP SOURCE="FP-1">
                                H
                                <E T="52">2</E>
                                O—water 
                            </FP>
                            <FP SOURCE="FP-1">Hg—mercury</FP>
                            <FP SOURCE="FP-1"> hr—hour </FP>
                            <FP SOURCE="FP-1">kW—kilowatt electrical</FP>
                            <FP SOURCE="FP-1">kWh—kilowatt hour</FP>
                            <FP SOURCE="FP-1">lb—pound</FP>
                            <FP SOURCE="FP-1">mmBtu—million Btu </FP>
                            <FP SOURCE="FP-1">MWe—megawatt electrical </FP>
                            <FP SOURCE="FP-1">MWh—megawatt hour </FP>
                            <FP SOURCE="FP-1">
                                NO
                                <E T="52">X</E>
                                —nitrogen oxides 
                            </FP>
                            <FP SOURCE="FP-1">
                                O
                                <E T="52">2</E>
                                —oxygen
                            </FP>
                            <FP SOURCE="FP-1">ppm—parts per million</FP>
                            <FP SOURCE="FP-1">scfh—standard cubic feet per hour </FP>
                            <FP SOURCE="FP-1">
                                SO
                                <E T="52">2</E>
                                —sulfur dioxide
                            </FP>
                            <FP SOURCE="FP-1"> yr—year </FP>
                        </SECTION>
                        <AMDPAR>36. Section 96.204 is revised to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.204 </SECTNO>
                            <SUBJECT>Applicability. </SUBJECT>
                            <P>(a) Except as provided in paragraph (b) of this section: </P>
                            <P>
                                (1) The following units in a State shall be CAIR SO
                                <E T="52">2</E>
                                 units, and any source that includes one or more such units shall be a CAIR SO
                                <E T="52">2</E>
                                 source, subject to the requirements of this subpart and subparts BBB through HHH of this part: any stationary, fossil-fuel-fired boiler or stationary, fossil-fuel-fired combustion turbine serving at any time, since the later of November 15, 1990 or the start-up of the unit's combustion chamber, a generator with nameplate capacity of more than 25 MWe producing electricity for sale. 
                            </P>
                            <P>
                                (2) If a stationary boiler or stationary combustion turbine that, under paragraph (a)(1) of this section, is not a CAIR SO
                                <E T="52">2</E>
                                 unit begins to combust fossil fuel or to serve a generator with nameplate capacity of more than 25 MWe producing electricity for sale, the unit shall become a CAIR SO
                                <E T="52">2</E>
                                 unit as provided in paragraph (a)(1) of this section on the first date on which it both combusts fossil fuel and serves such generator. 
                            </P>
                            <P>
                                (b) The units in a State that meet the requirements set forth in paragraph (b)(1)(i), (b)(2)(i), or (b)(2)(ii) of this section shall not be CAIR SO
                                <E T="52">2</E>
                                 units: 
                            </P>
                            <P>
                                (1)(i) Any unit that is a CAIR SO
                                <E T="52">2</E>
                                 unit under paragraph (a)(1) or (2) of this section: 
                            </P>
                            <P>(A) Qualifying as a cogeneration unit during the 12-month period starting on the date the unit first produces electricity and continuing to qualify as a cogeneration unit; and </P>
                            <P>(B) Not serving at any time, since the later of November 15, 1990 or the start-up of the unit's combustion chamber, a generator with nameplate capacity of more than 25 MWe supplying in any calendar year more than one-third of the unit's potential electric output capacity or 219,000 MWh, whichever is greater, to any utility power distribution system for sale. </P>
                            <P>
                                (ii) If a unit qualifies as a cogeneration unit during the 12-month period starting on the date the unit first produces electricity and meets the requirements of paragraphs (b)(1)(i) of this section for at least one calendar year, but subsequently no longer meets all such requirements, the unit shall become a CAIR SO
                                <E T="52">2</E>
                                 unit starting on the earlier of January 1 after the first calendar year during which the unit first no longer qualifies as a cogeneration unit or January 1 after the first calendar year during which the unit no longer meets the requirements of paragraph (b)(1)(i)(B) of this section. 
                            </P>
                            <P>
                                (2)(i) Any unit that is a CAIR SO
                                <E T="52">2</E>
                                 unit under paragraph (a)(1) or (2) of this section commencing operation before January 1, 1985: 
                            </P>
                            <P>(A) Qualifying as a solid waste incineration unit; and </P>
                            <P>(B) With an average annual fuel consumption of non-fossil fuel for 1985-1987 exceeding 80 percent (on a Btu basis) and an average annual fuel consumption of non-fossil fuel for any 3 consecutive calendar years after 1990 exceeding 80 percent (on a Btu basis). </P>
                            <P>
                                (ii) Any unit that is a CAIR SO
                                <E T="52">2</E>
                                 unit under paragraph (a)(1) or (2) of this section commencing operation on or after January 1, 1985: 
                            </P>
                            <P>(A) Qualifying as a solid waste incineration unit; and </P>
                            <P>(B) With an average annual fuel consumption of non-fossil fuel for the first 3 calendar years of operation exceeding 80 percent (on a Btu basis) and an average annual fuel consumption of non-fossil fuel for any 3 consecutive calendar years after 1990 exceeding 80 percent (on a Btu basis). </P>
                            <P>
                                (iii) If a unit qualifies as a solid waste incineration unit and meets the requirements of paragraph (b)(2)(i) or (ii) of this section for at least 3 consecutive 
                                <PRTPAGE P="25388"/>
                                calendar years, but subsequently no longer meets all such requirements, the unit shall become a CAIR SO
                                <E T="52">2</E>
                                 unit starting on the earlier of January 1 after the first calendar year during which the unit first no longer qualifies as a solid waste incineration unit or January 1 after the first 3 consecutive calendar years after 1990 for which the unit has an average annual fuel consumption of fossil fuel of 20 percent or more. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <SECTION>
                            <SECTNO>§ 96.205 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                        <AMDPAR>37. Section 96.205 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a)(1), by revising the words “§ 96.206(c)(4) through (8), § 96.207, and subparts FFF and GGG” to read “§ 96.206(c)(4) through (7), § 96.207, § 96.208, and subparts BBB, FFF, and GGG”; </AMDPAR>
                        <AMDPAR>b. In paragraph (b)(2), by revising the words “shall retain at the source” to read “shall retain, at the source”; and </AMDPAR>
                        <AMDPAR>c. In paragraph (b)(6), by revising the words “commences operation and commercial operation” to read “commences commercial operation”. </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <SECTION>
                            <SECTNO>§ 96.206 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                        <AMDPAR>38. Section 96.206 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a)(1)(i), by revising the words “in § 96.221(a) and (b)” to read “in § 96.221”; </AMDPAR>
                        <AMDPAR>b. In paragraph (c)(2), by revising the words “under paragraph (c)(1) of this section” with “under paragraph (c)(1) of this section for the control period” and by revising the words “under § 96.270(b)(1), (2), or (5)” to read “under § 96.270(b)(1), (2), or (5) and for each control period thereafter”; </AMDPAR>
                        <AMDPAR>
                            c. In paragraph (c)(7), by revising the words “from a CAIR SO
                            <E T="52">2</E>
                             unit's compliance account” to read “from a CAIR SO
                            <E T="52">2</E>
                             source's compliance account” and by removing the words “that includes the CAIR SO
                            <E T="52">2</E>
                             unit”; and 
                        </AMDPAR>
                        <AMDPAR>d. In paragraph (d)(1), by removing the paragraph designation “(1)” and by redesignating paragraph (i) as paragraph (d)(1); and </AMDPAR>
                        <AMDPAR>e. By removing paragraph (d)(2) and by redesignating paragraph (ii) as paragraph (d)(2). </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.211 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                        <AMDPAR>39. In paragraph (c), by revising the words “96.251 and 96.282” to read “96.215, 96.251, and 96.282”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.212 </SECTNO>
                            <SUBJECT>[Amended]</SUBJECT>
                        </SECTION>
                        <AMDPAR>40. Section 96.212 is amended, in paragraph (c)(1), by revising the words “a new owner” to read “an owner”, by revising the words “such new owner” to read “such owner”, and by revising the words “the new owner” to read “the owner”. </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <SECTION>
                            <SECTNO>§ 96.213 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                        <AMDPAR>41. Section 96.213 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a)(1), by revising the words “is submitted” to read “is submitted, including identification and nameplate capacity of each generator served by each such unit”; and </AMDPAR>
                        <AMDPAR>b. In paragraph (a)(4)(iv), by revising the words “where a customer” to read “where a utility or industrial customer”. </AMDPAR>
                        <AMDPAR>42. Add a new section 96.215 to read as follows:</AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <SECTION>
                            <SECTNO>§ 96.215 </SECTNO>
                            <SUBJECT>Delegation by CAIR designated representative and alternate CAIR designated representative. </SUBJECT>
                            <P>(a) A CAIR designated representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under this part. </P>
                            <P>(b) An alternate CAIR designated representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under this part. </P>
                            <P>(c) In order to delegate authority to make an electronic submission to the Administrator in accordance with paragraph (a) or (b) of this section, the CAIR designated representative or alternate CAIR designated representative, as appropriate, must submit to the Administrator a notice of delegation, in a format prescribed by the Administrator that includes the following elements: </P>
                            <P>(1) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of such CAIR designated representative or alternate CAIR designated representative; </P>
                            <P>(2) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of each such natural person “referred to as an “agent”); </P>
                            <P>(3) For each such natural person, a list of the type or types of electronic submissions under paragraph (a) or (b) of this section for which authority is delegated to him or her; and </P>
                            <P>(4) The following certification statements by such CAIR designated representative or alternate CAIR designated representative: </P>
                            <P>(i) “I agree that any electronic submission to the Administrator that is by an agent identified in this notice of delegation and of a type listed for such agent in this notice of delegation and that is made when I am a CAIR designated representative or alternate CAIR designated representative, as appropriate, and before this notice of delegation is superseded by another notice of delegation under 40 CFR 96.215(d) shall be deemed to be an electronic submission by me.” </P>
                            <P>(ii) “Until this notice of delegation is superseded by another notice of delegation under 40 CFR 96.215(d), I agree to maintain an e-mail account and to notify the Administrator immediately of any change in my e-mail address unless all delegation of authority by me under 40 CFR 96.215 is terminated.”. </P>
                            <P>(d) A notice of delegation submitted under paragraph (c) of this section shall be effective, with regard to the CAIR designated representative or alternate CAIR designated representative identified in such notice, upon receipt of such notice by the Administrator and until receipt by the Administrator of a superseding notice of delegation submitted by such CAIR designated representative or alternate CAIR designated representative, as appropriate. The superseding notice of delegation may replace any previously identified agent, add a new agent, or eliminate entirely any delegation of authority. </P>
                            <P>(e) Any electronic submission covered by the certification in paragraph (c)(4)(i) of this section and made in accordance with a notice of delegation effective under paragraph (d) of this section shall be deemed to be an electronic submission by the CAIR designated representative or alternate CAIR designated representative submitting such notice of delegation.</P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 96.220</SECTNO>
                            <SUBJECT>[Amended]</SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>43. Section 96.220 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a), by revising the words “otherwise by this subpart and” to read “otherwise by § 96.205, this subpart, and”; and </AMDPAR>
                        <AMDPAR>
                            b. In paragraph (b), by replacing the words “CAIR SO
                            <E T="52">2</E>
                             units at the source” to read “CAIR SO
                            <E T="52">2</E>
                             units at the source covered by the CAIR permit”. 
                        </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <SECTION>
                            <SECTNO>§ 96.221</SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                        <AMDPAR>44. Section 96.221 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a), by revising the words “commences operation” to read “commences commercial operation, except as provided in § 96.283(a)” and </AMDPAR>
                        <AMDPAR>b. In paragraph (b), by revising the words “permit renewal” to read “permit renewal, except as provided in § 96.283(b)”. </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>45. Section 96.251 is amended as follows: </AMDPAR>
                        <AMDPAR>
                            a. In paragraph (b)(2) introductory text, by revising the word “representative” to read “representative 
                            <PRTPAGE P="25389"/>
                            or alternate CAIR authorized account representative”; 
                        </AMDPAR>
                        <AMDPAR>b. In paragraph (b)(3)(iii)(A), by revising the words “a new person” to read “a person”, revise the words “such new person” to read “such person”, and revise the words “the new person” to read “the person”;</AMDPAR>
                        <AMDPAR>c. In paragraph (b)(3)(iii)(B), by revising the words “addition of persons” to read “addition of a new person”; </AMDPAR>
                        <AMDPAR>d. In paragraph (b)(4) introductory text, by revising the word “representative” to read “representative or alternate CAIR authorized account representative”; </AMDPAR>
                        <AMDPAR>e. In paragraphs (b)(4)(ii) and (iii), by revising the words “alternative CAIR” to read “alternate CAIR” whenever they appear; and </AMDPAR>
                        <AMDPAR>f. By adding a new paragraph (b)(5) to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.251</SECTNO>
                            <SUBJECT>Establishment of accounts. </SUBJECT>
                            <STARS/>
                            <P>(b) * * * </P>
                            <P>
                                (5) 
                                <E T="03">Delegation by CAIR authorized account representative and alternate CAIR authorized account representative.</E>
                                 (i) A CAIR authorized account representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under subparts FFF and GGG of this part. 
                            </P>
                            <P>(ii) An alternate CAIR authorized account representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under subparts FFF and GGG of this part. </P>
                            <P>(iii) In order to delegate authority to make an electronic submission to the Administrator in accordance with paragraph (b)(5)(i) or (ii) of this section, the CAIR authorized account representative or alternate CAIR authorized account representative, as appropriate, must submit to the Administrator a notice of delegation, in a format prescribed by the Administrator, that includes the following elements: </P>
                            <P>(A) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of such CAIR authorized account representative or alternate CAIR authorized account representative; </P>
                            <P>(B) The name, address, e-mail address, telephone number, and, facsimile transmission number (if any) of each such natural person (referred to as an “agent”); </P>
                            <P>(C) For each such natural person, a list of the type or types of electronic submissions under paragraph (b)(5)(i) or (ii) of this section for which authority is delegated to him or her; </P>
                            <P>(D) The following certification statement by such CAIR authorized account representative or alternate CAIR authorized account representative: “I agree that any electronic submission to the Administrator that is by an agent identified in this notice of delegation and of a type listed for such agent in this notice of delegation and that is made when I am a CAIR authorized account representative or alternate CAIR authorized representative, as appropriate, and before this notice of delegation is superseded by another notice of delegation under 40 CFR 96.251(b)(5)(iv) shall be deemed to be an electronic submission by me.”; and </P>
                            <P>(E) The following certification statement by such CAIR authorized account representative or alternate CAIR authorized account representative: “Until this notice of delegation is superseded by another notice of delegation under 40 CFR 96.251 (b)(5)(iv), I agree to maintain an e-mail account and to notify the Administrator immediately of any change in my e-mail address unless all delegation of authority by me under 40 CFR 96.251 (b)(5) is terminated.” </P>
                            <P>(iv) A notice of delegation submitted under paragraph (b)(5)(iii) of this section shall be effective, with regard to the CAIR authorized account representative or alternate CAIR authorized account representative identified in such notice, upon receipt of such notice by the Administrator and until receipt by the Administrator of a superseding notice of delegation submitted by such CAIR authorized account representative or alternate CAIR authorized account representative, as appropriate. The superseding notice of delegation may replace any previously identified agent, add a new agent, or eliminate entirely any delegation of authority. </P>
                            <P>(v) Any electronic submission covered by the certification in paragraph (b)(5)(iii)(D) of this section and made in accordance with a notice of delegation effective under paragraph (b)(5)(iv) of this section shall be deemed to be an electronic submission by the CAIR designated representative or alternate CAIR designated representative submitting such notice of delegation. </P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <SECTION>
                            <SECTNO>§ 96.254</SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                        <AMDPAR>46. Section 96.254 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a)(1), by revising the words “prior year;” to read “prior year; and”;</AMDPAR>
                        <AMDPAR>b. In paragraph (a)(2), revising the words “§ 96.260 by the allowance transfer deadline for the control period; and” to read “§§ 96.260 and 96.261 by the allowance transfer deadline for the control period.”;</AMDPAR>
                        <AMDPAR>c. Removing paragraph (a)(3); </AMDPAR>
                        <AMDPAR>d. In paragraph (b)(1)(ii), by removing the words “available under paragraph (a) of this section and”; </AMDPAR>
                        <AMDPAR>d. In paragraphs (c)(2)(ii), (c)(2)(iv), and (c)(2)(vi), by revising the words “to any unit” to read “to any entity”; </AMDPAR>
                        <AMDPAR>
                            e. In paragraph (d)(1), by revising the words “3 times the number of tons of the source's excess emissions” to read “3 times the following amount: the number of tons of the source's excess emissions minus, if the source is subject to an Acid Rain emissions limitation, the amount of the CAIR SO
                            <E T="52">2</E>
                             allowances required to be deducted under paragraph (b)(1)(ii) of this section”;
                        </AMDPAR>
                        <AMDPAR>f. In paragraph (e), by revising the words “under paragraph (b) or (d) of this section” to read “under paragraphs (b) and (d) of this section) and subpart III”; and </AMDPAR>
                        <AMDPAR>g. In paragraph (f)(2), by revising the words “of this section” to read “of this section, and record such deductions and transfers”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.255</SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>47. Section 96.255 is amended, in paragraph (b), by revising the words “§ 96.256, or subpart GGG” to read “§ 96.256, or subpart GGG or III”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.257</SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>48. Section 96.257 is amended, in paragraphs (a) and (b), by revising the words “96.260”; to read “§§ 96.260 and 96.261”.</AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>49. Section 96.261 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a)(1), by revising the words “§ 96.260; and” to read “§ 96.260;”; </AMDPAR>
                        <AMDPAR>b. In paragraph (a)(2), by revising the words “transfer.” to read “transfer; and”; and </AMDPAR>
                        <AMDPAR>c. By adding a new paragraph (a)(3) to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.261</SECTNO>
                            <SUBJECT>EPA recordation. </SUBJECT>
                            <P>(a) * * * </P>
                            <P>(3) The transfer is in accordance with the limitation on transfer under § 74.42 of this chapter and § 74.47(c) of this chapter, as applicable. </P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>50. Section 96.270 is amended as follows: </AMDPAR>
                        <AMDPAR>
                            a. In paragraph (b) introductory text, by revising the words “The owner” to read “Except as provided in paragraph (e) of this section, the owner”; 
                            <PRTPAGE P="25390"/>
                        </AMDPAR>
                        <AMDPAR>b. In paragraph (b)(5), by revising the words “paragraphs (b)(1) and (2) of this section and solely for purposes of § 96.206(c)(2), for the owner” to read “paragraphs (b)(1) and (2) of this section, for the owner”;</AMDPAR>
                        <AMDPAR>
                            c. In paragraph (c)(1), by removing the paragraph designation “(1)” and by revising the words “Except as provided in paragraph (c)(2) of this section, the owner” to read “The owner” and the words “SO
                            <E T="52">2</E>
                             concentration, SO
                            <E T="52">2</E>
                             emission rate,” to read “SO
                            <E T="52">2</E>
                             concentration,”; 
                        </AMDPAR>
                        <AMDPAR>d. By removing paragraph (c)(2);</AMDPAR>
                        <AMDPAR>e. In paragraph (d)(3), by revising the words “the atmosphere” to read “the atmosphere or heat input”; and </AMDPAR>
                        <AMDPAR>f. By adding a new paragraph (e) to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.270</SECTNO>
                            <SUBJECT>General requirements. </SUBJECT>
                            <STARS/>
                            <P>
                                (e) 
                                <E T="03">Long-term cold storage.</E>
                                 The owner or operator of a CAIR SO
                                <E T="52">2</E>
                                 unit is subject to the applicable provisions of part 75 of this chapter concerning units in long-term cold storage. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 96.271</SECTNO>
                            <SUBJECT>[Amended]</SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>51. Section 96.271 is amended by removing and reserving paragraph (c). </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.273</SECTNO>
                            <SUBJECT>[Amended]</SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>52. Section 96.273 is amended by removing the words “, except that if the unit is not subject to an Acid Rain emissions limitation, the notification is only required to be sent to the permitting authority”. </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>53. Section 96.274 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (d)(1)(i), by revising the words “2009; or” to read “2009;”; </AMDPAR>
                        <AMDPAR>b. In paragraph (d)(1)(ii), by revising the words “2009.” to read “2009;”;</AMDPAR>
                        <AMDPAR>c. By adding new paragraphs (d)(1)(iii) and (iv); and </AMDPAR>
                        <AMDPAR>
                            d. In paragraph (d)(3), by revising the words “or CAIR NO
                            <E T="52">X</E>
                             Ozone Season Trading Program,” to read “, CAIR NO
                            <E T="52">X</E>
                             Ozone Season Trading Program, or Hg Budget Trading Program,” and by revising the words “subparts F through H” to read “subparts F through I” and revising to read as follows: 
                        </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.274</SECTNO>
                            <SUBJECT>Recordkeeping and reporting. </SUBJECT>
                            <STARS/>
                            <P>(d) * * * </P>
                            <P>(1) * * * </P>
                            <P>(iii) Notwithstanding paragraphs (d)(1)(i) and (ii) of this section, for a unit for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under subpart III of this part, the calendar quarter corresponding to the date specified in § 96.284(b); and </P>
                            <P>
                                (iv) Notwithstanding paragraphs (d)(1)(i) and (ii) of this section, for a CAIR SO
                                <E T="52">2</E>
                                 opt-in unit under subpart III of this part, the calendar quarter corresponding to the date on which the CAIR SO
                                <E T="52">2</E>
                                 opt-in unit enters the CAIR SO
                                <E T="52">2</E>
                                 Trading Program as provided in § 96.284(g). 
                            </P>
                            <STARS/>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 96.276</SECTNO>
                            <SUBJECT>[Removed]</SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>54. Section 96.276 is removed. </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>55. Section 96.283 is amended as follows: </AMDPAR>
                        <AMDPAR>
                            a. In paragraph (a)(2)(iii), by revising the words “CAIR opt-in unit” to read “CAIR SO
                            <E T="52">2</E>
                             opt-in unit”; 
                        </AMDPAR>
                        <AMDPAR>b. By revising paragraph (a)(5); </AMDPAR>
                        <AMDPAR>c. In paragraph (b)(1), by revising the words “or permitting authority's” to read “or the permitting authority's”; </AMDPAR>
                        <AMDPAR>
                            d. In paragraph (b)(2), by revising the words “withdrawal of the CAIR opt-in unit” to read “withdrawal of the CAIR SO
                            <E T="52">2</E>
                             opt-in unit” and revising to read as follows: 
                        </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.283</SECTNO>
                            <SUBJECT>Applying for CAIR opt-in permit. </SUBJECT>
                            <P>(a) * * * </P>
                            <P>
                                (5) A statement, in a format specified by the permitting authority, whether the CAIR designated representative requests that the unit be allocated CAIR SO
                                <E T="52">2</E>
                                 allowances under § 96.288(b) or § 96.288(c) (subject to the conditions in §§ 96.284(h) and 96.286(g)). If allocation under § 96.288(c) is requested, this statement shall include a statement that the owners and operators of the unit intend to repower the unit before January 1, 2015 and that they will provide, upon request, documentation demonstrating such intent. 
                            </P>
                            <STARS/>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 96.284</SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>56. Section 96.284 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a), by revising the words “heat input of the unit” to read “heat input of the unit and all other applicable parameters”; </AMDPAR>
                        <AMDPAR>b. In paragraph (c)(2), by revising the words “for the control period under paragraph (b)(1)(ii) of this section and the control periods under paragraph (b)(2) of this section” to read “for the control periods under paragraphs (b)(1)(ii) and (2) of this section”; </AMDPAR>
                        <AMDPAR>c. In paragraph (d)(2), by revising the words “for the control period under paragraph (b)(1)(ii) of this section and the control periods under paragraph (b)(2) of this section” to read “for the control periods under paragraphs (b)(1)(ii) and (2) of this section”; </AMDPAR>
                        <AMDPAR>d. In paragraph (d)(3), by revising the words “for such control period” with words “for such control periods”; </AMDPAR>
                        <AMDPAR>
                            d. In paragraph (f), by revising the words “CAIR SO
                            <E T="52">2</E>
                             opt-in permit” to read “CAIR opt-in permit”; and 
                        </AMDPAR>
                        <AMDPAR>
                            e. In paragraph (h)(2), by revising the words “a CAIR opt-in unit” to read “a CAIR SO
                            <E T="52">2</E>
                             opt-in unit”. 
                        </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>57. Section 96.285 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a)(5), by revising the words “under § 96.288(c)” to read “§ 96.288(b) or § 96.288(c)”; and </AMDPAR>
                        <AMDPAR>b. By adding a new paragraph (c) to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.285</SECTNO>
                            <SUBJECT>CAIR opt-in permit contents. </SUBJECT>
                            <STARS/>
                            <P>
                                (c) The CAIR opt-in permit shall be included, in a format specified by the permitting authority, in the CAIR permit for the source where the CAIR SO
                                <E T="52">2</E>
                                 opt-in unit is located and in a title V operating permit or other federally enforceable permit for the source. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 96.286</SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>58. Section 96.286 is amended as follows: </AMDPAR>
                        <AMDPAR>
                            a. In paragraph (a), by revising the words “CAIR opt-in unit” to read “CAIR SO
                            <E T="52">2</E>
                             opt-in unit”; and 
                        </AMDPAR>
                        <AMDPAR>b. In paragraph (b)(2), by revising the words “equal in number to” to read “equal in amount to” and by revising the words “§ 96.188” to read “§ 96.288”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.287</SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>59. Section 96.287 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (b)(1), by revising the words “under § 96.223” to read “under § 96.223, and remove the CAIR opt-in permit provisions,”; </AMDPAR>
                        <AMDPAR>b. In paragraph (b)(2)(i), by revising the words “equal in number to” to read “equal in amount to”; and </AMDPAR>
                        <AMDPAR>c. By removing paragraph (b)(3). </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.288</SECTNO>
                            <SUBJECT>
                                CAIR SO
                                <E T="52">2</E>
                                 allowance allocations to CAIR SO
                                <E T="52">2</E>
                                 opt-in units. 
                            </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>60. Section 96.288 is amended as follows: </AMDPAR>
                        <AMDPAR>a. By revising the heading of the section as set forth above;</AMDPAR>
                        <AMDPAR>
                            b. In paragraph (a)(2), by revising the words “of the control period in which a CAIR opt-in unit” to read “of the control period after the control period in which a CAIR SO
                            <E T="52">2</E>
                             opt-in unit”; 
                        </AMDPAR>
                        <AMDPAR>c. In paragraph (c), by revising the words “issues a CAIR opt-in permit” to read “issues a CAIR opt-in permit (based on a demonstration of the intent to repower stated under § 96.283(a)(5))”; and </AMDPAR>
                        <AMDPAR>
                            d. In paragraph (d)(2), by revising the words “CAIR opt-in unit” to read “CAIR SO
                            <E T="52">2</E>
                             opt-in unit”.   
                        </AMDPAR>
                    </REGTEXT>
                      
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>
                            61. Section 96.302 is amended as follows: 
                            <PRTPAGE P="25391"/>
                        </AMDPAR>
                        <AMDPAR>a. By revising the definition of “Allocate or allocation”; </AMDPAR>
                        <AMDPAR>b. In the definition of “Allowance transfer deadline”, by revising the words “midnight of November 30, if it is a business day, or, if November 30 is not a business day, midnight of the first business day thereafter” to read “midnight of November 30 (if it is a business day), or midnight of the first business day thereafter (if November 30 is not a business day),”; </AMDPAR>
                        <AMDPAR>
                            c. In the definition of “Alternate CAIR designated representative”, by adding at the end the words “If the CAIR NO
                            <E T="52">X</E>
                             Ozone Season source is also subject to the Hg Budget Trading Program, then this natural person shall be the same person as the alternate Hg designated representative under the Hg Budget Trading Program.” 
                        </AMDPAR>
                        <AMDPAR>d. In the definition of “CAIR authorized account representative”, by revising the words “subparts BBBB and IIII” to read ”subparts BBBB, FFFF, and IIII”; </AMDPAR>
                        <AMDPAR>
                            e. In the definition of “CAIR designated representative”, by adding at the end the words “If the CAIR NO
                            <E T="52">X</E>
                             Ozone Season source is also subject to the Hg Budget Trading Program, then this natural person shall be the same person as the Hg designated representative under the Hg Budget Trading Program.” 
                        </AMDPAR>
                        <AMDPAR>
                            f. In the definition of “CAIR NO
                            <E T="52">X</E>
                             Annual Trading Program”, by revising the words “§ 51.123 of this chapter,” to read “§ 51.123 of this chapter or established by the Administrator in accordance with subparts AA through II of part 97 of this chapter and §§ 51.123(p) and 52.35 of this chapter,”; 
                        </AMDPAR>
                        <AMDPAR>
                            g. Revising the definition of “CAIR NO
                            <E T="52">X</E>
                             Ozone Season allowance”; 
                        </AMDPAR>
                        <AMDPAR>
                            h. In the definition of “CAIR NO
                            <E T="52">X</E>
                             Ozone Season allowance deduction or deduct CAIR NO
                            <E T="52">X</E>
                             Ozone Season allowances”, by adding, after the words “compliance account”, the words “
                            <E T="03">, e.g.,</E>
                            ”; 
                        </AMDPAR>
                        <AMDPAR>
                            i. In the definition of “CAIR NO
                            <E T="52">X</E>
                             Ozone Season emissions limitation”, by revising the words “tonnage equivalent of” to read “tonnage equivalent, in NO
                            <E T="52">X</E>
                             emissions in a control period, of” and by revising the words “for a control period” to read “for the control period”; 
                        </AMDPAR>
                        <AMDPAR>
                            j. In the definition of “CAIR NO
                            <E T="52">X</E>
                             Ozone Season Trading Program”, by revising the words “§ 51.123 of this chapter,” to read “§ 51.123 of this chapter or established by the Administrator in accordance with subparts AAAA through IIII of part 97 of this chapter and §§ 51.123(ee) and 52.35 of this chapter,”; 
                        </AMDPAR>
                        <AMDPAR>
                            k. In the definition of “CAIR NO
                            <E T="52">X</E>
                             source”, by revising the words “includes one or more CAIR NO
                            <E T="52">X</E>
                             units” to read “is subject to the CAIR NO
                            <E T="52">X</E>
                             Annual Trading Program”; 
                        </AMDPAR>
                        <AMDPAR>
                            l. By removing the definition of “CAIR NO
                            <E T="52">X</E>
                             unit”; 
                        </AMDPAR>
                        <AMDPAR>
                            m. In the definition of “CAIR SO
                            <E T="52">2</E>
                             source”, by revising the words “includes one or more CAIR SO
                            <E T="52">2</E>
                             units” to read “is subject to the CAIR SO
                            <E T="52">2</E>
                             Trading Program”; 
                        </AMDPAR>
                        <AMDPAR>
                            n. In the definition of “CAIR SO
                            <E T="52">2</E>
                             Trading Program”, by revising the words “§ 51.124 of this chapter,” to read “§ 51.124 of this chapter or established by the Administrator in accordance with subparts AAA through III of part 97 of this chapter and §§ 51.124(r) and 52.36 of this chapter,”; 
                        </AMDPAR>
                        <AMDPAR>
                            o. By removing the definition of “CAIR SO
                            <E T="52">2</E>
                             unit”; 
                        </AMDPAR>
                        <AMDPAR>p. In paragraph (2) of the definition of “Cogeneration unit”, by revising the words “calendar year after which” to read “calendar year after the calendar year in which”; </AMDPAR>
                        <AMDPAR>q. In the definition of “Combustion turbine”, by revising the words “any associated heat recovery steam generator” to read “any associated duct burner, heat recovery steam generator,”; </AMDPAR>
                        <AMDPAR>r. By revising the definition of “Commence commercial operation”; </AMDPAR>
                        <AMDPAR>s. By revising the definition of “Commence operation”; </AMDPAR>
                        <AMDPAR>t. In the definition of “Control period”, by revising the words “May 1 of a calendar year and” to read “May 1 of a calendar year, except as provided in § 96.306(c)(2), and”; </AMDPAR>
                        <AMDPAR>u. By revising the definition of “Maximum design heat input”; </AMDPAR>
                        <AMDPAR>v. In the definition of “Nameplate capacity”, by revising the words “other deratings) as specified”to read “other deratings) as of such installation as specified” and by revising the words “maximum amount as specified” to read “maximum amount as of such completion as specified”; </AMDPAR>
                        <AMDPAR>w. In the definition of “Oil-fired”, by revising the words “in a specified year.” to read “in a specified year and not qualifying as coal-fired.”; </AMDPAR>
                        <AMDPAR>x. In the definition of “Receive or receipt”, by revising the words “official correspondence log” to read “official log”; </AMDPAR>
                        <AMDPAR>y. In the definition of “Useful thermal energy”, by revising in paragraph (2) the word “heat” with the word “heating”; and </AMDPAR>
                        <AMDPAR>z. By adding new definitions of “Hg Budget Trading Program”, “Replacement, replace, or replaced”, and “Solid waste incineration unit” and revising to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.302 </SECTNO>
                            <SUBJECT>Definitions. </SUBJECT>
                            <STARS/>
                            <P>
                                <E T="03">Allocate</E>
                                 or 
                                <E T="03">allocation means</E>
                                , with regard to CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances, the determination by a permitting authority or the Administrator of the amount of such CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances to be initially credited to a CAIR NO
                                <E T="52">X</E>
                                 Ozone Season unit, a new unit set-aside, or other entity.
                            </P>
                            <STARS/>
                            <P>
                                <E T="03">CAIR NO</E>
                                <E T="54">X</E>
                                  
                                <E T="03">Ozone Season allowance</E>
                                 means a limited authorization issued by a permitting authority or the Administrator under provisions of a State implementation plan that are approved under § 51.123(aa)(1) or (2) (and (bb)(1)), (bb)(2), (dd), or (ee) of this chapter, or under subpart EEEE of part 97 or § 97.388 of this chapter, to emit one ton of nitrogen oxides during a control period of the specified calendar year for which the authorization is allocated or of any calendar year thereafter under the CAIR NO
                                <E T="52">X</E>
                                 Ozone Season Trading Program or a limited authorization issued by a permitting authority for a control period during 2003 through 2008 under the NO
                                <E T="52">X</E>
                                 Budget Trading Program in accordance with § 51.121(p) of this chapter to emit one ton of nitrogen oxides during a control period, provided that the provision in § 51.121(b)(2)(ii)(E) of this chapter shall not be used in applying this definition and the limited authorization shall not have been used to meet the allowance-holding requirement under the NO
                                <E T="52">X</E>
                                 Budget Trading Program. An authorization to emit nitrogen oxides that is not issued under provisions of a State implementation plan approved under § 51.123(aa)(1) or (2) (and (bb)(1)), (bb)(2), (dd), or (ee) of this chapter or subpart EEEE of part 97 or § 97.388 of this chapter or under the NO
                                <E T="52">X</E>
                                 Budget Trading Program as described in the prior sentence shall not be a CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowance. 
                            </P>
                            <STARS/>
                            <P>
                                <E T="03">Commence commercial operation</E>
                                 means, with regard to a unit:
                            </P>
                            <P>(1) To have begun to produce steam, gas, or other heated medium used to generate electricity for sale or use, including test generation, except as provided in § 96.305 and § 96.384(h). </P>
                            <P>
                                (i) For a unit that is a CAIR NO
                                <E T="52">X</E>
                                 Ozone Season unit under § 97.304 on the later of November 15, 1990 or the date the unit commences commercial operation as defined in paragraph (1) of this definition and that subsequently undergoes a physical change (other than replacement of the unit by a unit at the same source), such date shall remain the date of commencement of commercial 
                                <PRTPAGE P="25392"/>
                                operation of the unit, which shall continue to be treated as the same unit. 
                            </P>
                            <P>
                                (ii) For a unit that is a CAIR NO
                                <E T="52">X</E>
                                 Ozone Season unit under § 96.304 on the later of November 15, 1990 or the date the unit commences commercial operation as defined in paragraph (1) of this definition and that is subsequently replaced by a unit at the same source (
                                <E T="03">e.g.,</E>
                                 repowered), such date shall remain the replaced unit's date of commencement of commercial operation, and the replacement unit shall be treated as a separate unit with a separate date for commencement of commercial operation as defined in paragraph (1) or (2) of this definition as appropriate.
                            </P>
                            <P>
                                (2) Notwithstanding paragraph (1) of this definition and except as provided in § 96.305, for a unit that is not a CAIR NO
                                <E T="52">X</E>
                                 Ozone Season unit under § 96.304 on the later of November 15, 1990 or the date the unit commences commercial operation as defined in paragraph (1) of this definition, the unit's date for commencement of commercial operation shall be the date on which the unit becomes a CAIR NO
                                <E T="52">X</E>
                                 Ozone Season unit under § 96.304.
                            </P>
                            <P>(i) For a unit with a date for commencement of commercial operation as defined in paragraph (2) of this definition and that subsequently undergoes a physical change (other than replacement of the unit by a unit at the same source), such date shall remain the date of commencement of commercial operation of the unit, which shall continue to be treated as the same unit.</P>
                            <P>
                                (ii) For a unit with a date for commencement of commercial operation as defined in paragraph (2) of this definition and that is subsequently replaced by a unit at the same source (
                                <E T="03">e.g.,</E>
                                 repowered), such date shall remain the replaced unit's date of commencement of commercial operation, and the replacement unit shall be treated as a separate unit with a separate date for commencement of commercial operation as defined in paragraph (1) or (2) of this definition as appropriate. 
                            </P>
                            <P>
                                <E T="03">Commence operation</E>
                                 means: 
                            </P>
                            <P>(1) To have begun any mechanical, chemical, or electronic process, including, with regard to a unit, start-up of a unit's combustion chamber, except as provided in § 96.384(h). </P>
                            <P>(2) For a unit that undergoes a physical change (other than replacement of the unit by a unit at the same source) after the date the unit commences operation as defined in paragraph (1) of this definition, such date shall remain the date of commencement of operation of the unit, which shall continue to be treated as the same unit. </P>
                            <P>
                                (3) For a unit that is replaced by a unit at the same source (
                                <E T="03">e.g.,</E>
                                 repowered) after the date the unit commences operation as defined in paragraph (1) of this definition, such date shall remain the replaced unit's date of commencement of operation, and the replacement unit shall be treated as a separate unit with a separate date for commencement of operation as defined in paragraph (1), (2), or (3) of this definition as appropriate, except as provided in § 96.384(h).
                            </P>
                            <STARS/>
                            <P>
                                <E T="03">Hg Budget Trading Program</E>
                                 means a multi-state Hg air pollution control and emission reduction program approved and administered by the Administrator in accordance subpart HHHH of part 60 of this chapter and § 60.24(h)(6), or established by the Administrator under section 111 of the Clean Air Act, as a means of reducing national Hg emissions. 
                            </P>
                            <STARS/>
                            <P>
                                <E T="03">Maximum design heat input</E>
                                 means the maximum amount of fuel per hour (in Btu/hr) that a unit is capable of combusting on a steady state basis as of the initial installation of the unit as specified by the manufacturer of the unit. 
                            </P>
                            <STARS/>
                            <P>
                                <E T="03">Replacement</E>
                                , 
                                <E T="03">replace</E>
                                , or 
                                <E T="03">replaced</E>
                                 means, with regard to a unit, the demolishing of a unit, or the permanent shutdown and permanent disabling of a unit, and the construction of another unit (the replacement unit) to be used instead of the demolished or shutdown unit (the replaced unit). 
                            </P>
                            <STARS/>
                            <P>
                                <E T="03">Solid waste incineration unit</E>
                                 means a stationary, fossil-fuel-fired boiler or stationary, fossil-fuel-fired combustion turbine that is a “solid waste incineration unit” as defined in section 129(g)(1) of the Clean Air Act. 
                            </P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>62. Section 96.303 is revised to read as follows:</AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.303 </SECTNO>
                            <SUBJECT>Measurements, abbreviations, and acronyms. </SUBJECT>
                            <P>Measurements, abbreviations, and acronyms used in this subpart and subparts BBBB through IIII are defined as follows: </P>
                            <FP SOURCE="FP-1">Btu—British thermal unit </FP>
                            <FP SOURCE="FP-1">
                                CO
                                <E T="52">2</E>
                                —carbon dioxide
                            </FP>
                            <FP SOURCE="FP-1">
                                H
                                <E T="52">2</E>
                                O—water
                            </FP>
                            <FP SOURCE="FP-1">Hg—mercury</FP>
                            <FP SOURCE="FP-1">hr—hour</FP>
                            <FP SOURCE="FP-1">kW—kilowatt electrical </FP>
                            <FP SOURCE="FP-1">kWh—kilowatt hour </FP>
                            <FP SOURCE="FP-1">lb—pound </FP>
                            <FP SOURCE="FP-1">mmBtu—million Btu </FP>
                            <FP SOURCE="FP-1">MWe—megawatt electrical </FP>
                            <FP SOURCE="FP-1">MWh—megawatt hour </FP>
                            <FP SOURCE="FP-1">
                                NO
                                <E T="52">X</E>
                                —nitrogen oxides 
                            </FP>
                            <FP SOURCE="FP-1">
                                O
                                <E T="52">2</E>
                                —oxygen 
                            </FP>
                            <FP SOURCE="FP-1">ppm—parts per million </FP>
                            <FP SOURCE="FP-1">scfh—standard cubic feet per hour </FP>
                            <FP SOURCE="FP-1">
                                SO
                                <E T="52">2</E>
                                —sulfur dioxide 
                            </FP>
                            <FP SOURCE="FP-1">yr—year </FP>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>63. Section 96.304 is revised to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.304</SECTNO>
                            <SUBJECT>Applicability. </SUBJECT>
                            <P>(a) Except as provided in paragraph (b) of this section: </P>
                            <P>
                                (1) The following units in a State shall be CAIR NO
                                <E T="52">X</E>
                                 Ozone Season units, and any source that includes one or more such units shall be a CAIR NO
                                <E T="52">X</E>
                                 Ozone Season source, subject to the requirements of this subpart and subparts BBBB through HHHH of this part: Any stationary, fossil-fuel-fired boiler or stationary, fossil-fuel-fired combustion turbine serving at any time, since the later of November 15, 1990 or the start-up of the unit's combustion chamber, a generator with nameplate capacity of more than 25 MWe producing electricity for sale. 
                            </P>
                            <P>
                                (2) If a stationary boiler or stationary combustion turbine that, under paragraph (a)(1) of this section, is not a CAIR NO
                                <E T="52">X</E>
                                 Ozone Season unit begins to combust fossil fuel or to serve a generator with nameplate capacity of more than 25 MWe producing electricity for sale, the unit shall become a CAIR NO
                                <E T="52">X</E>
                                 Ozone Season unit as provided in paragraph (a)(1) of this section on the first date on which it both combusts fossil fuel and serves such generator. 
                            </P>
                            <P>
                                (b) The units in a State that meet the requirements set forth in paragraph (b)(1)(i), (b)(2)(i), or (b)(2)(ii) of this section shall not be CAIR NO
                                <E T="52">X</E>
                                 Ozone Season units: 
                            </P>
                            <P>
                                (1)(i) Any unit that is a CAIR NO
                                <E T="52">X</E>
                                 Ozone Season unit under paragraph (a)(1) or (2) of this section: 
                            </P>
                            <P>(A) Qualifying as a cogeneration unit during the 12-month period starting on the date the unit first produces electricity and continuing to qualify as a cogeneration unit; and </P>
                            <P>(B) Not serving at any time, since the later of November 15, 1990 or the start-up of the unit's combustion chamber, a generator with nameplate capacity of more than 25 MWe supplying in any calendar year more than one-third of the unit's potential electric output capacity or 219,000 MWh, whichever is greater, to any utility power distribution system for sale. </P>
                            <P>
                                (ii) If a unit qualifies as a cogeneration unit during the 12-month period starting on the date the unit first produces electricity and meets the requirements of paragraphs (b)(1)(i) of this section for 
                                <PRTPAGE P="25393"/>
                                at least one calendar year, but subsequently no longer meets all such requirements, the unit shall become a CAIR NO
                                <E T="52">X</E>
                                 Ozone Season unit starting on the earlier of January 1 after the first calendar year during which the unit first no longer qualifies as a cogeneration unit or January 1 after the first calendar year during which the unit no longer meets the requirements of paragraph (b)(1)(i)(B) of this section. 
                            </P>
                            <P>
                                (2)(i) Any unit that is a CAIR NO
                                <E T="52">X</E>
                                 Ozone Season unit under paragraph (a)(1) or (2) of this section commencing operation before January 1, 1985: 
                            </P>
                            <P>(A) Qualifying as a solid waste incineration unit; and </P>
                            <P>(B) With an average annual fuel consumption of non-fossil fuel for 1985-1987 exceeding 80 percent (on a Btu basis) and an average annual fuel consumption of non-fossil fuel for any 3 consecutive calendar years after 1990 exceeding 80 percent (on a Btu basis). </P>
                            <P>
                                (ii) Any unit that is a CAIR NO
                                <E T="52">X</E>
                                 Ozone Season unit under paragraph (a)(1) or (2) of this section commencing operation on or after January 1, 1985: 
                            </P>
                            <P>(A) Qualifying as a solid waste incineration unit; and </P>
                            <P>(B) With an average annual fuel consumption of non-fossil fuel for the first 3 calendar years of operation exceeding 80 percent (on a Btu basis) and an average annual fuel consumption of non-fossil fuel for any 3 consecutive calendar years after 1990 exceeding 80 percent (on a Btu basis). </P>
                            <P>
                                (iii) If a unit qualifies as a solid waste incineration unit and meets the requirements of paragraph (b)(2)(i) or (ii) of this section for at least 3 consecutive calendar years, but subsequently no longer meets all such requirements, the unit shall become a CAIR NO
                                <E T="52">X</E>
                                 Ozone Season unit starting on the earlier of January 1 after the first calendar year during which the unit first no longer qualifies as a solid waste incineration unit or January 1 after the first 3 consecutive calendar years after 1990 for which the unit has an average annual fuel consumption of fossil fuel of 20 percent or more. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 96.305</SECTNO>
                            <SUBJECT>[Amended]</SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>64. Section 96.305 is amended as follows:</AMDPAR>
                        <AMDPAR>
                            a. In paragraph (a)(1), by revising the words “CAIR NO
                            <E T="52">X</E>
                             Ozone Season opt-in unit” to read “CAIR NO
                            <E T="52">X</E>
                             Ozone Season opt-in unit under subpart IIII of this part” and by revising the words “§ 96.306(c)(4) through (8), § 96.307, and subparts EEEE through GGGG” to read “§ 96.306(c)(4) through (7), § 96.307, § 96.308, and subparts BBBB and EEEE through GGGG”; 
                        </AMDPAR>
                        <AMDPAR>b. In paragraph (b)(3), by revising the words “shall retain at the source” to read “shall retain, at the source”; and </AMDPAR>
                        <AMDPAR>c. In paragraph (b)(7), by revising the words “commences operation and commercial operation” to read “commences commercial operation”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.306</SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>65. Section 96.306 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a)(1)(i), by revising the words “in § 96.321(a) and (b)” to read “in § 96.321”; </AMDPAR>
                        <AMDPAR>b. In paragraph (c)(2), by revising the words “under paragraph (c)(1) of this section” with “under paragraph (c)(1) of this section for the control period” and by revising the words “under § 96.370(b)(1), (2), (3), or (7)” to read “under § 96.370(b)(1), (2), (3), or (7) and for each control period thereafter”; </AMDPAR>
                        <AMDPAR>c. In paragraph (c)(4), by revising the words “subpart EEEE” to read “subparts FFFF, GGGG, and IIII”; </AMDPAR>
                        <AMDPAR>
                            d. In paragraph (c)(7), by revising the words “from a CAIR NO
                            <E T="52">X</E>
                             Ozone Season unit's compliance account” to read “from a CAIR NO
                            <E T="52">X</E>
                             Ozone Season source's compliance account”, and by removing the words “that includes the CAIR NO
                            <E T="52">X</E>
                             Ozone Season unit”; and 
                        </AMDPAR>
                        <AMDPAR>e. In paragraph (d)(1), by removing the paragraph designation “(1)” and by redesignating paragraph (i) as paragraph (d)(1); and </AMDPAR>
                        <AMDPAR>f. By removing paragraph (d)(2) and by redesignating paragraph (ii) as paragraph (d)(2). </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.311</SECTNO>
                            <SUBJECT>[Amended]</SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>66. In paragraph (c), by revising the words “96.351 and 96.382” to read “96.315, 96.351, and 96.382”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.312</SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>67. Section 96.312 is amended, in paragraph (c)(1), by revising the words “a new owner” to read “an owner”, by revising the words “such new owner” to read “such owner”, and by revising the words “the new owner” to read “the owner”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.313 </SECTNO>
                            <SUBJECT>Amended]</SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>68. Section 96.313 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a)(1), by revising the words “is submitted” to read “is submitted, including identification and nameplate capacity of each generator served by each such unit”; and </AMDPAR>
                        <AMDPAR>b. In paragraph (a)(4)(iv), by revising the words “where a customer” to read “where a utility or industrial customer”. </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>69. A new section 96.315 is added to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.315</SECTNO>
                            <SUBJECT>Delegation by CAIR designated representative and alternate CAIR designated representative. </SUBJECT>
                            <P>(a) A CAIR designated representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under this part. </P>
                            <P>(b) An alternate CAIR designated representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under this part. </P>
                            <P>(c) In order to delegate authority to make an electronic submission to the Administrator in accordance with paragraph (a) or (b) of this section, the CAIR designated representative or alternate CAIR designated representative, as appropriate, must submit to the Administrator a notice of delegation, in a format prescribed by the Administrator, that includes the following elements: </P>
                            <P>(1) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of such CAIR designated representative or alternate CAIR designated representative; </P>
                            <P>(2) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of each such natural person (referred to as an “agent”); </P>
                            <P>(3) For each such natural person, a list of the type or types of electronic submissions under paragraph (a) or (b) of this section for which authority is delegated to him or her; and </P>
                            <P>(4) The following certification statements by such CAIR designated representative or alternate CAIR designated representative: </P>
                            <P>(i) “I agree that any electronic submission to the Administrator that is by an agent identified in this notice of delegation and of a type listed for such agent in this notice of delegation and that is made when I am a CAIR designated representative or alternate CAIR designated representative, as appropriate, and before this notice of delegation is superseded by another notice of delegation under 40 CFR 96.315(d) shall be deemed to be an electronic submission by me.” </P>
                            <P>(ii) “Until this notice of delegation is superseded by another notice of delegation under 40 CFR 96.315(d), I agree to maintain an e-mail account and to notify the Administrator immediately of any change in my e-mail address unless all delegation of authority by me under 40 CFR 96.315 is terminated.”. </P>
                            <P>
                                (d) A notice of delegation submitted under paragraph (c) of this section shall 
                                <PRTPAGE P="25394"/>
                                be effective, with regard to the CAIR designated representative or alternate CAIR designated representative identified in such notice, upon receipt of such notice by the Administrator and until receipt by the Administrator of a superseding notice of delegation submitted by such CAIR designated representative or alternate CAIR designated representative, as appropriate. The superseding notice of delegation may replace any previously identified agent, add a new agent, or eliminate entirely any delegation of authority. 
                            </P>
                            <P>(e) Any electronic submission covered by the certification in paragraph (c)(4)(i) of this section and made in accordance with a notice of delegation effective under paragraph (d) of this section shall be deemed to be an electronic submission by the CAIR designated representative or alternate CAIR designated representative submitting such notice of delegation. </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 96.320</SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>70. Section 96.320 is amended, in paragraph (a), by revising the words “otherwise by this subpart and” to read “otherwise by § 96.305, this subpart, and”.</AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.321 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>71. Section 96.321 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a), by revising the words “commences operation” to read “commences commercial operation, except as provided in § 96.383(a)”; and </AMDPAR>
                        <AMDPAR>b. In paragraph (b), by revising the words to read “permit renewal”, to read “permit renewal, except as provided in § 96.383(b)”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.341 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>72. Section 96.341 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (b)(1), removing the paragraph designation “(1)”; </AMDPAR>
                        <AMDPAR>b. By removing paragraph (b)(2); </AMDPAR>
                        <AMDPAR>c. In paragraph (c)(1), removing the paragraph designation ((1)(; and </AMDPAR>
                        <AMDPAR>d.. By removing paragraph (c)(2). </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>73. Section 96.342 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a)(2)(i), by revising the words “during a calendar year” to read “during a control period in a calendar year”; </AMDPAR>
                        <AMDPAR>b. In paragraph (a)(2)(ii)(C), by revising the words “3,414 Btu/kWh” to read “3,413 Btu/kWh”; </AMDPAR>
                        <AMDPAR>c. By revising paragraph (c) introductory text; </AMDPAR>
                        <AMDPAR>d. In paragraph (c)(1), by revising the words “2009 through 2013” to read “2009 through 2014” and revise the words “in 2014” to read “in 2015”; </AMDPAR>
                        <AMDPAR>
                            e. In paragraph (c)(2), by revising the words “The CAIR NO
                            <E T="52">X</E>
                             Ozone Season allowance allocation request must be submitted on or before April 1 of the first control period for which CAIR NO
                            <E T="52">X</E>
                             Ozone Season allowances are requested” to read “A separate CAIR NO
                            <E T="52">X</E>
                             Ozone Season allowance allocation request for each control period for which CAIR NO
                            <E T="52">X</E>
                             allowances are sought must be submitted on or before February 1 of such control period”; and 
                        </AMDPAR>
                        <AMDPAR>f. In paragraph (c)(4)(ii), by revising the words “On or after April 1” to read “On or after February 1” and revising to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.342 </SECTNO>
                            <SUBJECT>
                                CAIR NO
                                <E T="0732">X</E>
                                 Ozone Season allowance allocations. 
                            </SUBJECT>
                            <STARS/>
                            <P>
                                (c) For each control period in 2009 and thereafter, the permitting authority will allocate CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances to CAIR NO
                                <E T="52">X</E>
                                 Ozone Season units in a State that are not allocated CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances under paragraph (b) of this section because the units do not yet have a baseline heat input under paragraph (a) of this section or because the units have a baseline heat input but all CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances available under paragraph (b) of this section for the control period are already allocated, in accordance with the following procedures: 
                            </P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>74. Section 96.351 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (b)(2) introductory text, by revising the word “representative” to read “representative or alternate CAIR authorized account representative”; </AMDPAR>
                        <AMDPAR>b. In paragraph (b)(3)(iii)(A), by revising the words “a new person” to read “a person”, by revising the words “such new person” to read “such person”, and by revising the words “the new person” to read “the person”; </AMDPAR>
                        <AMDPAR>c. In paragraph (b)(3)(iii)(B), by revising the words “addition of persons” to read “addition of a new person”; </AMDPAR>
                        <AMDPAR>d. In paragraph (b)(4) introductory text, by revising the word “representative” to read “representative or alternate CAIR authorized account representative”; </AMDPAR>
                        <AMDPAR>e. In paragraphs (b)(4)(ii) and (iii), by revising the words “alternative CAIR” to read “alternate CAIR” whenever they appear; and </AMDPAR>
                        <AMDPAR>f. By adding a new paragraph (b)(5) to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.351 </SECTNO>
                            <SUBJECT>Establishment of accounts. </SUBJECT>
                            <STARS/>
                            <P>(b) * * * </P>
                            <P>
                                (5) 
                                <E T="03">Delegation by CAIR authorized account representative and alternate CAIR authorized account representative.</E>
                                 (i) A CAIR authorized account representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under subparts FFFF and GGGG of this part. 
                            </P>
                            <P>(ii) An alternate CAIR authorized account representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under subparts FFFF and GGGG of this part. </P>
                            <P>(iii) In order to delegate authority to make an electronic submission to the Administrator in accordance with paragraph (b)(5)(i) or (ii) of this section, the CAIR authorized account representative or alternate CAIR authorized account representative, as appropriate, must submit to the Administrator a notice of delegation, in a format prescribed by the Administrator, that includes the following elements: </P>
                            <P>(A) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of such CAIR authorized account representative or alternate CAIR authorized account representative;</P>
                            <P>(B) The name, address, e-mail address, telephone number, and, facsimile transmission number (if any) of each such natural person (referred to as an “agent”); </P>
                            <P>(C) For each such natural person, a list of the type or types of electronic submissions under paragraph (b)(5)(i) or (ii) of this section for which authority is delegated to him or her; </P>
                            <P>(D) The following certification statement by such CAIR authorized account representative or alternate CAIR authorized account representative: “I agree that any electronic submission to the Administrator that is by an agent identified in this notice of delegation and of a type listed for such agent in this notice of delegation and that is made when I am a CAIR authorized account representative or alternate CAIR authorized representative, as appropriate, and before this notice of delegation is superseded by another notice of delegation under 40 CFR 96.351(b)(5)(iv) shall be deemed to be an electronic submission by me.”; and </P>
                            <P>
                                (E) The following certification statement by such CAIR authorized account representative or alternate CAIR authorized account representative: “Until this notice of delegation is superseded by another notice of delegation under 40 CFR 
                                <PRTPAGE P="25395"/>
                                96.351(b)(5)(iv), I agree to maintain an e-mail account and to notify the Administrator immediately of any change in my e-mail address unless all delegation of authority by me under 40 CFR 96.351(b)(5) is terminated.”. 
                            </P>
                            <P>(iv) A notice of delegation submitted under paragraph (b)(5)(iii) of this section shall be effective, with regard to the CAIR authorized account representative or alternate CAIR authorized account representative identified in such notice, upon receipt of such notice by the Administrator and until receipt by the Administrator of a superseding notice of delegation submitted by such CAIR authorized account representative or alternate CAIR authorized account representative, as appropriate. The superseding notice of delegation may replace any previously identified agent, add a new agent, or eliminate entirely any delegation of authority. </P>
                            <P>(v) Any electronic submission covered by the certification in paragraph (b)(5)(iii)(D) of this section and made in accordance with a notice of delegation effective under paragraph (b)(5)(iv) of this section shall be deemed to be an electronic submission by the CAIR designated representative or alternate CAIR designated representative submitting such notice of delegation. </P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>75. Section 96.353 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a), by revising the words “By December 1, 2006,” to read “By September 30, 2007,” and revising the words “at a source” to read “at the source”; </AMDPAR>
                        <AMDPAR>b. In paragraphs (b) and (d), by removing the words “or as determined by the Administrator”; and </AMDPAR>
                        <AMDPAR>c. By revising paragraph (c) to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.353 </SECTNO>
                            <SUBJECT>
                                Recordation of CAIR NO
                                <E T="0732">X</E>
                                 Ozone Season allowance allocations. 
                            </SUBJECT>
                            <STARS/>
                            <P>
                                (c) By December 1, 2010 and December 1 of each year thereafter, the Administrator will record in the CAIR NO
                                <E T="52">X</E>
                                 Ozone Season source's compliance account the CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances allocated for the CAIR NO
                                <E T="52">X</E>
                                 Ozone Season units at the source, as submitted by the permitting authority in accordance with § 96.341(b), for the control period in the sixth year after the year of the applicable deadline for recordation under this paragraph. 
                            </P>
                            <STARS/>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 96.354 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>76. Section 96.354 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a)(1), by revising the words “prior year;” to read “prior year; and”; </AMDPAR>
                        <AMDPAR>b. In paragraph (a)(2), revising the words “§ 96.360 by the allowance transfer deadline for the control period; and” to read “§§ 96.360 and 96.361 by the allowance transfer deadline for the control period.”; </AMDPAR>
                        <AMDPAR>c. Removing paragraph (a)(3); </AMDPAR>
                        <AMDPAR>d. In paragraph (c)(2)(ii), by revising the words “to any unit ”to read “to any entity”; </AMDPAR>
                        <AMDPAR>e. In paragraph (e), by revising the words “under paragraph (b) or (d) of this section” to read “under paragraphs (b) and (d) of this section and subpart IIII”; and </AMDPAR>
                        <AMDPAR>f. In paragraph (f)(2), by revising the words “of this section” to read “of this section, and record such deductions and transfers”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.355 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>77. Section 96.355 is amended, in paragraph (b), by revising the words “§ 96.356, or subpart GGGG” to read “§ 96.356, or subpart GGGG or IIII”. </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.357 </SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>78. Section 96.357 is amended, in paragraphs (a) and (b), by revising the words “§ 96.360” to read “§§ 96.360 and 96.361”. </AMDPAR>
                        <AMDPAR>79. Section 96.370 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (b) introductory text, by revising the words “The owner” to read “Except as provided in paragraph (e) of this section, the owner”; </AMDPAR>
                        <AMDPAR>b. In paragraph (b)(2)(ii), by removing the words “, if the compliance date under paragraph (b)(2)(i) is before May 1, 2008”; </AMDPAR>
                        <AMDPAR>c. In paragraph (b)(3) introductory text, by revising the words “commences operation” to read “commences commercial operation”; </AMDPAR>
                        <AMDPAR>
                            d. In paragraph (b)(7), by revising the words “paragraphs (b)(1), (2), and (3) of this section and solely for purposes of § 96.206(c)(2), for the owner” to read “paragraphs (b)(1), (2), and (3) of this section, for the owner” and by revising the words “CAIR NO
                            <E T="52">X</E>
                             Ozone Season opt-in unit” to read “CAIR NO
                            <E T="52">X</E>
                             Ozone Season opt-in unit under subpart IIII of this part”; 
                        </AMDPAR>
                        <AMDPAR>e. In paragraph (c)(1), by removing the paragraph designation “(1)” and by revising the words “Except as provided in paragraph (c)(2) of this section, the owner” to read “The owner”; </AMDPAR>
                        <AMDPAR>f. By removing paragraph (c)(2); </AMDPAR>
                        <AMDPAR>g. In paragraph (d)(3), by revising the words “the atmosphere” to read “the atmosphere or heat input”; and </AMDPAR>
                        <AMDPAR>h. By adding a new paragraph (e) to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.370 </SECTNO>
                            <SUBJECT>General Requirements. </SUBJECT>
                            <STARS/>
                            <P>
                                (e) 
                                <E T="03">Long-term cold storage.</E>
                                 The owner or operator of a CAIR NO
                                <E T="52">X</E>
                                 Ozone Season unit is subject to the applicable provisions of part 75 of this chapter concerning units in long-term cold storage. 
                            </P>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <SECTION>
                            <SECTNO>§ 96.371</SECTNO>
                            <SUBJECT> [Amended] </SUBJECT>
                        </SECTION>
                        <AMDPAR>80. Section 96.371 is amended, in paragraph (c), by revising the words “§ 75.12, § 75.17, or subpart H of part 75” to read “§ 75.12 or § 75.17”. </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <SECTION>
                            <SECTNO> § 96.373</SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                        <AMDPAR>81. Section 96.373 is amended by removing the words “, except that if the unit is not subject to an Acid Rain emissions limitation, the notification is only required to be sent to the permitting authority”.</AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>82. Section 96.374 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (d)(1)(i), by revising the words “2008; or” to read “2008;”; </AMDPAR>
                        <AMDPAR>b. In paragraph (d)(1)(ii), by revising the words “2008.” to read “2008;” and by revising the words “fourth quarter of 2007” to read “fourth quarter of 2007 or the first quarter of 2008”; </AMDPAR>
                        <AMDPAR>c. In paragraph (d)(2)(ii)(B), by revising the words “such date.” to read “such date;”; and </AMDPAR>
                        <AMDPAR>d. By adding new paragraphs (d)(1)(iii) and (iv) and (d)(2)(ii)(C) and (D); </AMDPAR>
                        <AMDPAR>
                            e. By renumbering the second paragraph (d)(2) and the second paragraph (d)(3) as paragraphs (d)(3) and (d)(4) respectively and, in paragraph (d)(4), by revising the words “or CAIR SO
                            <E T="52">2</E>
                             Trading Program,” to read “, CAIR SO
                            <E T="52">2</E>
                             Trading Program, or Hg Budget Trading Program,” and by revising the words “subparts F through H” to read “subparts F through I” and revising to read as follows: 
                        </AMDPAR>
                        <SECTION>
                            <SECTNO> § 96.374</SECTNO>
                            <SUBJECT>Recordkeeping and reporting. </SUBJECT>
                            <STARS/>
                            <P>(d) * * * </P>
                            <P>(1) * * * </P>
                            <P>(iii) Notwithstanding paragraphs (d)(1)(i) and (ii) of this section, for a unit for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under subpart IIII of this part, the calendar quarter corresponding to the date specified in § 96.384(b); and </P>
                            <P>
                                (iv) Notwithstanding paragraphs (d)(1)(i) and (ii) of this section, for a CAIR NO
                                <E T="52">X</E>
                                 Ozone Season opt-in unit under subpart IIII of this part, the calendar quarter corresponding to the date on which the CAIR NO
                                <E T="52">X</E>
                                 Ozone Season opt-in unit enters the CAIR NO
                                <E T="52">X</E>
                                  
                                <PRTPAGE P="25396"/>
                                Ozone Season Trading Program as provided in § 96.384(g). 
                            </P>
                            <P>(2) * * * </P>
                            <P>(ii) * * * </P>
                            <P>(C) Notwithstanding paragraphs (d)(2)(ii)(A) and (2)(ii)(B) of this section, for a unit for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under subpart IIII of this part, the calendar quarter corresponding to the date specified in § 96.384(b); and </P>
                            <P>
                                (D) Notwithstanding paragraphs (d)(2)(ii)(A) and (2)(ii)(B) of this section, for a CAIR NO
                                <E T="52">X</E>
                                 Ozone Season opt-in unit under subpart IIII of this part, the calendar quarter corresponding to the date on which the CAIR NO
                                <E T="52">X</E>
                                 Ozone Season opt-in unit enters the CAIR NO
                                <E T="52">X</E>
                                 Ozone Season Trading Program as provided in § 96.384(g). 
                            </P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <SECTION>
                            <SECTNO> § 96.376</SECTNO>
                            <SUBJECT> [Removed] </SUBJECT>
                        </SECTION>
                        <AMDPAR>83. Section 96.376 is removed.</AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>84. Section 96.383 is amended as follows:</AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>a. By revising paragraph (a)(5); and </AMDPAR>
                        <AMDPAR>
                            b. In paragraph (b)(2), by revising the words “CAIR opt-in unit” to read “CAIR NO
                            <E T="52">X</E>
                             Ozone Season opt-in unit”, by revising the words “Annual Trading Program” to read “Ozone Season Trading Program”, by revising the words “CAIR NO
                            <E T="52">X</E>
                             unit” to read “CAIR NO
                            <E T="52">X</E>
                             Ozone Season unit”, and by revising the words “CAIR NO
                            <E T="52">X</E>
                             opt-in unit” to read “CAIR NO
                            <E T="52">X</E>
                             Ozone Season opt-in unit” whenever they appear and revising to read as follows: 
                        </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.383</SECTNO>
                            <SUBJECT> Applying for CAIR opt-in permit. </SUBJECT>
                            <P>(a) * * * </P>
                            <P>
                                (5) A statement, in a format specified by the permitting authority, whether the CAIR designated representative requests that the unit be allocated CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances under § 96.388(b) or § 96.388(c) (subject to the conditions in §§ 96.384(h) and 96.386(g)). If allocation under § 96.388(c) is requested, this statement shall include a statement that the owners and operators of the unit intend to repower the unit before January 1, 2015 and that they will provide, upon request, documentation demonstrating such intent. 
                            </P>
                            <STARS/>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <SECTION>
                            <SECTNO>§ 96.384</SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                        <AMDPAR>85. Section 96.384 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (b), by revising the words “heat input of the unit emissions rate and the heat input of the unit” to read “heat input of the unit”; </AMDPAR>
                        <AMDPAR>b. In paragraph (c)(2), by revising the words “for the control period under paragraph (b)(1)(ii) of this section and for the control periods under paragraph (b)(2) of this section” to read “for the control periods under paragraphs (b)(1)(ii) and (2) of this section”; </AMDPAR>
                        <AMDPAR>c. In paragraph (d)(2), by revising the words “for the control period under paragraph (b)(1)(ii) of this section and the control periods under paragraph (b)(2) of this section” to read “for the control periods under paragraphs (b)(1)(ii) and (2) of this section”; </AMDPAR>
                        <AMDPAR>d. In paragraph (d)(3), by revising the words “for such control period” to read “for such control periods”; </AMDPAR>
                        <AMDPAR>
                            e. In paragraph (h)(2), revising the words “a CAIR opt-in unit” to read “a CAIR NO
                            <E T="52">X</E>
                             Ozone Season opt-in unit.” 
                        </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>86. Section 96.385 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (a)(5), by revising the words “under § 96.388(c)” to read “§ 96.388(b) or § 96.388(c)”; and </AMDPAR>
                        <AMDPAR>b. By adding a new paragraph (c) to read as follows: </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.385</SECTNO>
                            <SUBJECT>CAIR opt-in permit contents. </SUBJECT>
                            <STARS/>
                            <P>
                                (c) The CAIR opt-in permit shall be included, in a format specified by the permitting authority, in the CAIR permit for the source where the CAIR NO
                                <E T="52">X</E>
                                 Ozone Season opt-in unit is located and in a title V operating permit or other federally enforceable permit for the source. 
                            </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 96.386</SECTNO>
                            <SUBJECT>[Amended] </SUBJECT>
                        </SECTION>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="96">
                        <AMDPAR>87. Section 96.386 is amended as follows: </AMDPAR>
                        <AMDPAR>
                            a. In paragraph (a), by revising the words “CAIR opt-in unit” to read “CAIR NO
                            <E T="52">X</E>
                             Ozone Season opt-on unit”; 
                        </AMDPAR>
                        <AMDPAR>b. In paragraph (b)(2), by replacing the words “equal in number to” to read “equal in amount to”; and </AMDPAR>
                        <AMDPAR>
                            c. In paragraphs (c)(2) and (g), by revising the words “CAIR NO
                            <E T="52">X</E>
                             opt-in unit” to read “CAIR NO
                            <E T="52">X</E>
                             Ozone Season opt-in unit”. 
                        </AMDPAR>
                        <AMDPAR>88. Section 96.387 is amended as follows: </AMDPAR>
                        <AMDPAR>a. In paragraph (b)(1), by revising the words “under § 96.323” to read “under § 96.323, and remove the CAIR opt-in permit provisions,”; </AMDPAR>
                        <AMDPAR>b. In paragraph (b)(2)(i), by revising the words “equal in number to” to read “equal in amount to”; </AMDPAR>
                        <AMDPAR>c. By revising paragraph (b)(3)(i); </AMDPAR>
                        <AMDPAR>
                            d. In paragraph (b)(3)(ii), by revising the words “Notwithstanding paragraph (b)(3)(i) of this section if,” to read “If”, by revising the words “May 1” to read “September 30”, and by revising the words “number of CAIR NO
                            <E T="52">X</E>
                             Ozone Season allowances” to read “amount of CAIR NO
                            <E T="52">X</E>
                             Ozone Season allowances”; and 
                        </AMDPAR>
                        <AMDPAR>
                            e. In paragraph (b)(3)(ii)(A), by revising the words “number of CAIR NO
                            <E T="52">X</E>
                             Ozone Season allowances” to read “amount of CAIR NO
                            <E T="52">X</E>
                             Ozone Season allowances” and revising to read as follows: 
                        </AMDPAR>
                        <SECTION>
                            <SECTNO>§ 96.387</SECTNO>
                            <SUBJECT> Change in regulatory status. </SUBJECT>
                            <STARS/>
                            <P>(b) * * * </P>
                            <P>
                                (3)(i) For every control period after the date on which the CAIR NO
                                <E T="52">X</E>
                                 Ozone Season opt-in unit becomes a CAIR NO
                                <E T="52">X</E>
                                 Ozone Season unit under § 96.304, the CAIR NO
                                <E T="52">X</E>
                                 Ozone Season opt-in unit will be allocated CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances under § 96.342. 
                            </P>
                            <STARS/>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 96.388</SECTNO>
                            <SUBJECT>
                                 CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowance allocations to CAIR NO
                                <E T="52">X</E>
                                 Ozone Season opt-in units. 
                            </SUBJECT>
                        </SECTION>
                        <AMDPAR>89. Section 96.388 is amended as follows: </AMDPAR>
                        <AMDPAR>a. By revising the heading of the section as set forth above; </AMDPAR>
                        <AMDPAR>
                            b. In paragraph (a)(2), by revising the words “of the control period in which” to read “of the control period after the control period in which”, by revising the words “CAIR opt-in unit” to read “CAIR NO
                            <E T="52">X</E>
                             Ozone Season opt-in unit”, and by revising the words “CAIR NO
                            <E T="52">X</E>
                             opt-in unit” to read “CAIR NO
                            <E T="52">X</E>
                             Ozone Season opt-in unit”; 
                        </AMDPAR>
                        <AMDPAR>c. In paragraph (c), by revising the words “issues a CAIR opt-in permit” to read “issues a CAIR opt-in permit” (based on a demonstration of the intent to repower stated under § 96.383(a)(5)); and </AMDPAR>
                        <AMDPAR>
                            d. In paragraph (d)(2), by revising the words “CAIR opt-in unit” to read “CAIR NO
                            <E T="52">X</E>
                             Ozone Season opt-in unit.” 
                        </AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="97">
                        <PART>
                            <HD SOURCE="HED">
                                PART 97—FEDERAL NO
                                <E T="52">X</E>
                                 BUDGET TRADING PROGRAM AND CAIR NO
                                <E T="52">X</E>
                                 AND SO
                                <E T="52">2</E>
                                 TRADING PROGRAMS 
                            </HD>
                        </PART>
                        <AMDPAR>1. The heading of part 97 is revised to read as set forth above.</AMDPAR>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="97">
                        <AMDPAR>2. The authority citation for part 97 is revised to read as follows: </AMDPAR>
                        <AUTH>
                            <HD SOURCE="HED">Authority:</HD>
                            <P>
                                42 U.S.C. 7401, 7403, 7410, 7426, 7601, and 7651, 
                                <E T="03">et seq.</E>
                            </P>
                        </AUTH>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="97">
                        <AMDPAR>3. Part 97 is amended by adding subparts AA through II, to read as follows: </AMDPAR>
                        <CONTENTS>
                            <SUBPART>
                                <HD SOURCE="HED">
                                    Subpart AA—CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program General Provisions 
                                </HD>
                                <SECHD>Sec. </SECHD>
                                <SECTNO>97.101 </SECTNO>
                                <SUBJECT>Purpose. </SUBJECT>
                                <SECTNO>97.102 </SECTNO>
                                <SUBJECT>Definitions. </SUBJECT>
                                <SECTNO>97.103 </SECTNO>
                                <SUBJECT>Measurements, abbreviations, and acronyms. </SUBJECT>
                                <SECTNO>97.104 </SECTNO>
                                <SUBJECT>Applicability. </SUBJECT>
                                <SECTNO>97.105 </SECTNO>
                                <SUBJECT>
                                    Retired unit exemption. 
                                    <PRTPAGE P="25397"/>
                                </SUBJECT>
                                <SECTNO>97.106 </SECTNO>
                                <SUBJECT>Standard requirements. </SUBJECT>
                                <SECTNO>97.107 </SECTNO>
                                <SUBJECT>Computation of time. </SUBJECT>
                                <SECTNO>97.108 </SECTNO>
                                <SUBJECT>Appeal procedures. </SUBJECT>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">
                                    Subpart BB—CAIR Designated Representative for CAIR NO
                                    <E T="52">X</E>
                                     Sources 
                                </HD>
                                <SECTNO>97.110 </SECTNO>
                                <SUBJECT> Authorization and responsibilities of CAIR designated representative. </SUBJECT>
                                <SECTNO>97.111 </SECTNO>
                                <SUBJECT>Alternate CAIR designated representative. </SUBJECT>
                                <SECTNO>97.112 </SECTNO>
                                <SUBJECT>Changing CAIR designated representative and alternate CAIR designated representative; changes in owners and operators. </SUBJECT>
                                <SECTNO>97.113 </SECTNO>
                                <SUBJECT>Certificate of representation. </SUBJECT>
                                <SECTNO>97.114 </SECTNO>
                                <SUBJECT>Objections concerning CAIR designated representative. </SUBJECT>
                                <SECTNO>97.115 </SECTNO>
                                <SUBJECT>Delegation by CAIR designated representative and alternate CAIR designated representative. </SUBJECT>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart CC—Permits </HD>
                                <SECTNO>97.120 </SECTNO>
                                <SUBJECT>
                                    General CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program permit requirements. 
                                </SUBJECT>
                                <SECTNO>97.121 </SECTNO>
                                <SUBJECT>Submission of CAIR permit applications. </SUBJECT>
                                <SECTNO>97.122 </SECTNO>
                                <SUBJECT>Information requirements for CAIR permit applications. </SUBJECT>
                                <SECTNO>97.123 </SECTNO>
                                <SUBJECT>CAIR permit contents and term. </SUBJECT>
                                <SECTNO>97.124 </SECTNO>
                                <SUBJECT>CAIR permit revisions. </SUBJECT>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart DD—[Reserved] </HD>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">
                                    Subpart EE—CAIR NO
                                    <E T="52">X</E>
                                     Allowance Allocations 
                                </HD>
                                <SECTNO>97.140 </SECTNO>
                                <SUBJECT>State trading budgets. </SUBJECT>
                                <SECTNO>97.141 </SECTNO>
                                <SUBJECT>
                                    Timing requirements for CAIR NO
                                    <E T="52">X</E>
                                     allowance allocations. 
                                </SUBJECT>
                                <SECTNO>97.142 </SECTNO>
                                <SUBJECT>
                                    CAIR NO
                                    <E T="52">X</E>
                                     allowance allocations. 
                                </SUBJECT>
                                <SECTNO>97.143 </SECTNO>
                                <SUBJECT>Compliance supplement pool. </SUBJECT>
                                <SECTNO>97.144 </SECTNO>
                                <SUBJECT>
                                    Alternative of allocation of CAIR NO
                                    <E T="52">X</E>
                                     allowances and compliance supplement pool by permitting authority. 
                                </SUBJECT>
                                <HD SOURCE="HD1">Appendix A to Subpart EE of Part 97—States With Approved State Implementation Plan Revisions Concerning Allocations </HD>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">
                                    Subpart FF— CAIR NO
                                    <E T="52">X</E>
                                     Allowance Tracking System 
                                </HD>
                                <SECTNO>97.150 </SECTNO>
                                <SUBJECT>[Reserved] </SUBJECT>
                                <SECTNO>97.151 </SECTNO>
                                <SUBJECT>Establishment of accounts. </SUBJECT>
                                <SECTNO>97.152 </SECTNO>
                                <SUBJECT>Responsibilities of CAIR authorized account representative. </SUBJECT>
                                <SECTNO>97.153 </SECTNO>
                                <SUBJECT>
                                    Recordation of CAIR NO
                                    <E T="52">X</E>
                                     allowance allocations. 
                                </SUBJECT>
                                <SECTNO>97.154 </SECTNO>
                                <SUBJECT>
                                    Compliance with CAIR NO
                                    <E T="52">X</E>
                                     emissions limitation. 
                                </SUBJECT>
                                <SECTNO>97.155 </SECTNO>
                                <SUBJECT>Banking. </SUBJECT>
                                <SECTNO>97.156 </SECTNO>
                                <SUBJECT>Account error. </SUBJECT>
                                <SECTNO>97.157 </SECTNO>
                                <SUBJECT>Closing of general accounts. </SUBJECT>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">
                                    Subpart GG—CAIR NO
                                    <E T="52">X</E>
                                     Allowance Transfers 
                                </HD>
                                <SECTNO>97.160 </SECTNO>
                                <SUBJECT>
                                    Submission of CAIR NO
                                    <E T="52">X</E>
                                     allowance transfers. 
                                </SUBJECT>
                                <SECTNO>97.161 </SECTNO>
                                <SUBJECT>EPA recordation. </SUBJECT>
                                <SECTNO>97.162 </SECTNO>
                                <SUBJECT>Notification. </SUBJECT>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart HH—Monitoring and Reporting </HD>
                                <SECTNO>97.170 </SECTNO>
                                <SUBJECT>General requirements. </SUBJECT>
                                <SECTNO>97.171 </SECTNO>
                                <SUBJECT>Initial certification and recertification procedures. </SUBJECT>
                                <SECTNO>97.172 </SECTNO>
                                <SUBJECT>Out of control periods. </SUBJECT>
                                <SECTNO>97.173 </SECTNO>
                                <SUBJECT>Notifications.</SUBJECT>
                                <SECTNO>97.174 </SECTNO>
                                <SUBJECT>Recordkeeping and reporting. </SUBJECT>
                                <SECTNO>97.175 </SECTNO>
                                <SUBJECT>Petitions. </SUBJECT>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">
                                    Subpart II—CAIR NO
                                    <E T="52">X</E>
                                     Opt-in Units 
                                </HD>
                                <SECTNO>97.180</SECTNO>
                                <SUBJECT>Applicability. </SUBJECT>
                                <SECTNO>97.181 </SECTNO>
                                <SUBJECT>General. </SUBJECT>
                                <SECTNO>97.182 </SECTNO>
                                <SUBJECT>CAIR designated representative. </SUBJECT>
                                <SECTNO>97.183 </SECTNO>
                                <SUBJECT>Applying for CAIR opt-in permit. </SUBJECT>
                                <SECTNO>97.184 </SECTNO>
                                <SUBJECT>Opt-in process. </SUBJECT>
                                <SECTNO>97.185 </SECTNO>
                                <SUBJECT>CAIR opt-in permit contents. </SUBJECT>
                                <SECTNO>97.186 </SECTNO>
                                <SUBJECT>
                                    Withdrawal from CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program. 
                                </SUBJECT>
                                <SECTNO>97.187 </SECTNO>
                                <SUBJECT>Change in regulatory status. </SUBJECT>
                                <SECTNO>97.188 </SECTNO>
                                <SUBJECT>
                                    CAIR NO
                                    <E T="52">X</E>
                                     allowance allocations to CAIR NO
                                    <E T="52">X</E>
                                     opt-in units.
                                </SUBJECT>
                                <HD SOURCE="HD1">
                                    Appendix A to Subpart II of Part 97—States With Approved State Implementation Plan Revisions Concerning CAIR NO
                                    <E T="52">X</E>
                                     Opt-in Units
                                </HD>
                            </SUBPART>
                        </CONTENTS>
                        <SUBPART>
                            <HD SOURCE="HED">
                                Subpart AA—CAIR NO
                                <E T="52">X</E>
                                 Annual Trading Program General Provisions 
                            </HD>
                            <SECTION>
                                <SECTNO>§ 97.101</SECTNO>
                                <SUBJECT>Purpose.</SUBJECT>
                                <P>
                                    This subpart and subparts BB through II set forth the general provisions and the designated representative, permitting, allowance, monitoring, and opt-in provisions for the Federal Clean Air Interstate Rule (CAIR) NO
                                    <E T="52">X</E>
                                     Annual Trading Program, under section 110 of the Clean Air Act and § 52.35 of this chapter, as a means of mitigating interstate transport of fine particulates and nitrogen oxides. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.102</SECTNO>
                                <SUBJECT>Definitions. </SUBJECT>
                                <P>The terms used in this subpart and subparts BB through II shall have the meanings set forth in this section as follows: </P>
                                <P>
                                    <E T="03">Account number</E>
                                     means the identification number given by the Administrator to each CAIR NO
                                    <E T="52">X</E>
                                     Allowance Tracking System account. 
                                </P>
                                <P>
                                    <E T="03">Acid Rain emissions limitation</E>
                                     means a limitation on emissions of sulfur dioxide or nitrogen oxides under the Acid Rain Program. 
                                </P>
                                <P>
                                    <E T="03">Acid Rain Program</E>
                                     means a multi-state sulfur dioxide and nitrogen oxides air pollution control and emission reduction program established by the Administrator under title IV of the CAA and parts 72 through 78 of this chapter. 
                                </P>
                                <P>
                                    <E T="03">Actual weighted average NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">emission rate</E>
                                     means, for a NO
                                    <E T="52">X</E>
                                     averaging plan under § 76.11 of this chapter and for a year: 
                                </P>
                                <P>
                                    (1) The sum of the products of the actual annual average NO
                                    <E T="52">X</E>
                                     emission rate and actual annual heat input (as determined in accordance with part 75 of this chapter) for all units in the NO
                                    <E T="52">X</E>
                                     averaging plan for the year; divided by 
                                </P>
                                <P>
                                    (2) The sum of the actual annual heat input (as determined in accordance with part 75 of this chapter) for all units in the NO
                                    <E T="52">X</E>
                                     averaging plan for the year. 
                                </P>
                                <P>
                                    <E T="03">Administrator</E>
                                     means the Administrator of the United States Environmental Protection Agency or the Administrator's duly authorized representative. 
                                </P>
                                <P>
                                    <E T="03">Allocate</E>
                                     or 
                                    <E T="03">allocation</E>
                                     means, with regard to CAIR NO
                                    <E T="52">X</E>
                                     allowances, the determination by a permitting authority or the Administrator of the amount of such CAIR NO
                                    <E T="52">X</E>
                                     allowances to be initially credited to a CAIR NO
                                    <E T="52">X</E>
                                     unit, a new unit set-aside, or other entity. 
                                </P>
                                <P>
                                    <E T="03">Allowance transfer deadline</E>
                                     means, for a control period, midnight of March 1 (if it is a business day), or midnight of the first business day thereafter (if March 1 is not a business day), immediately following the control period and is the deadline by which a CAIR NO
                                    <E T="52">X</E>
                                     allowance transfer must be submitted for recordation in a CAIR NO
                                    <E T="52">X</E>
                                     source's compliance account in order to be used to meet the source's CAIR NO
                                    <E T="52">X</E>
                                     emissions limitation for such control period in accordance with § 97.154. 
                                </P>
                                <P>
                                    <E T="03">Alternate CAIR designated representative</E>
                                     means, for a CAIR NO
                                    <E T="52">X</E>
                                     source and each CAIR NO
                                    <E T="52">X</E>
                                     unit at the source, the natural person who is authorized by the owners and operators of the source and all such units at the source in accordance with subparts BB and II of this part, to act on behalf of the CAIR designated representative in matters pertaining to the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program. If the CAIR NO
                                    <E T="52">X</E>
                                     source is also a CAIR SO
                                    <E T="52">2</E>
                                     source, then this natural person shall be the same person as the alternate CAIR designated representative under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program. If the CAIR NO
                                    <E T="52">X</E>
                                     source is also a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source, then this natural person shall be the same person as the alternate CAIR designated representative under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. If the CAIR NO
                                    <E T="52">X</E>
                                     source is also subject to the Acid Rain Program, then this natural person shall be the same person as the alternate designated representative under the Acid Rain Program. If the CAIR NO
                                    <E T="52">X</E>
                                     source is also subject to the Hg Budget Trading Program, then this natural person shall be the same person as the alternate Hg designated representative under the Hg Budget Trading Program. 
                                </P>
                                <P>
                                    <E T="03">Automated data acquisition and handling system</E>
                                     or 
                                    <E T="03">DAHS</E>
                                     means that component of the continuous emission monitoring system, or other emissions monitoring system approved for use under subpart HH of this part, designed to interpret and convert individual output signals from pollutant concentration monitors, flow monitors, diluent gas monitors, and other component parts of the monitoring system to produce a continuous record of the measured parameters in the measurement units required by subpart HH of this part. 
                                    <PRTPAGE P="25398"/>
                                </P>
                                <P>
                                    <E T="03">Boiler</E>
                                     means an enclosed fossil- or other-fuel-fired combustion device used to produce heat and to transfer heat to recirculating water, steam, or other medium. 
                                </P>
                                <P>
                                    <E T="03">Bottoming-cycle cogeneration unit</E>
                                     means a cogeneration unit in which the energy input to the unit is first used to produce useful thermal energy and at least some of the reject heat from the useful thermal energy application or process is then used for electricity production. 
                                </P>
                                <P>
                                    <E T="03">CAIR authorized account representative</E>
                                     means, with regard to a general account, a responsible natural person who is authorized, in accordance with subparts BB, FF, and II of this part, to transfer and otherwise dispose of CAIR NO
                                    <E T="52">X</E>
                                     allowances held in the general account and, with regard to a compliance account, the CAIR designated representative of the source. 
                                </P>
                                <P>
                                    <E T="03">CAIR designated representative</E>
                                     means, for a CAIR NO
                                    <E T="52">X</E>
                                     source and each CAIR NO
                                    <E T="52">X</E>
                                     unit at the source, the natural person who is authorized by the owners and operators of the source and all such units at the source, in accordance with subparts BB and II of this part, to represent and legally bind each owner and operator in matters pertaining to the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program. If the CAIR NO
                                    <E T="52">X</E>
                                     source is also a CAIR SO
                                    <E T="52">2</E>
                                     source, then this natural person shall be the same person as the CAIR designated representative under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program. If the CAIR NO
                                    <E T="52">X</E>
                                     source is also a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source, then this natural person shall be the same person as the CAIR designated representative under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. If the CAIR NO
                                    <E T="52">X</E>
                                     source is also subject to the Acid Rain Program, then this natural person shall be the same person as the designated representative under the Acid Rain Program. If the CAIR NO
                                    <E T="52">X</E>
                                     source is also subject to the Hg Budget Trading Program, then this natural person shall be the same person as the Hg designated representative under the Hg Budget Trading Program. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">allowance</E>
                                     means a limited authorization issued by a permitting authority or the Administrator under subpart EE of this part or § 97.188, or under provisions of a State implementation plan that are approved under § 51.123(o)(1) or (2) or (p) of this chapter, to emit one ton of nitrogen oxides during a control period of the specified calendar year for which the authorization is allocated or of any calendar year thereafter under the CAIR NO
                                    <E T="52">X</E>
                                     Program. An authorization to emit nitrogen oxides that is not issued under subpart EE of this part, § 97.188, or provisions of a State implementation plan that are approved under § 51.123(o)(1) or (2) or (p) of this chapter shall not be a CAIR NO
                                    <E T="52">X</E>
                                     allowance. 
                                </P>
                                <P>
                                    <E T="03">CAIR</E>
                                      
                                    <E T="03">NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">allowance deduction or deduct CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">allowances</E>
                                     means the permanent withdrawal of CAIR NO
                                    <E T="52">X</E>
                                     allowances by the Administrator from a compliance account, 
                                    <E T="03">e.g.,</E>
                                     in order to account for a specified number of tons of total nitrogen oxides emissions from all CAIR NO
                                    <E T="52">X</E>
                                     units at a CAIR NO
                                    <E T="52">X</E>
                                     source for a control period, determined in accordance with subpart HH of this part, or to account for excess emissions. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Allowance Tracking System</E>
                                     means the system by which the Administrator records allocations, deductions, and transfers of CAIR NO
                                    <E T="52">X</E>
                                     allowances under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program. Such allowances will be allocated, held, deducted, or transferred only as whole allowances. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Allowance Tracking System account</E>
                                     means an account in the CAIR NO
                                    <E T="52">X</E>
                                     Allowance Tracking System established by the Administrator for purposes of recording the allocation, holding, transferring, or deducting of CAIR NO
                                    <E T="52">X</E>
                                     allowances. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">allowances held</E>
                                     or 
                                    <E T="03">hold CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">allowances</E>
                                     means the CAIR NO
                                    <E T="52">X</E>
                                     allowances recorded by the Administrator, or submitted to the Administrator for recordation, in accordance with subparts FF, GG, and II of this part, in a CAIR NO
                                    <E T="52">X</E>
                                     Allowance Tracking System account. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Annual Trading Program</E>
                                     means a multi-state nitrogen oxides air pollution control and emission reduction program established by the Administrator in accordance with subparts AA through II of this part and §§ 51.123(p) and 52.35 of this chapter or approved and administered by the Administrator in accordance with subparts AA through II of part 96 of this chapter and § 51.123(o)(1) or (2) of this chapter, as a means of mitigating interstate transport of fine particulates and nitrogen oxides. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">emissions limitation</E>
                                     means, for a CAIR NO
                                    <E T="52">X</E>
                                     source, the tonnage equivalent, in NO
                                    <E T="52">X</E>
                                     emissions in a control period, of the CAIR NO
                                    <E T="52">X</E>
                                     allowances available for deduction for the source under § 97.154(a) and (b) for the control period. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Ozone Season source</E>
                                     means a source that is subject to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Ozone Season Trading Program</E>
                                     means a multi-state nitrogen oxides air pollution control and emission reduction program established by the Administrator in accordance with subparts AAAA through IIII of this part and §§ 51.123(ee) and 52.35 of this chapter or approved and administered by the Administrator in accordance with under subparts AAAA through IIII and § 51.123(aa)(1) or (2) (and (bb)(1)), (bb)(2), or (dd) of this chapter, as a means of mitigating interstate transport of ozone and nitrogen oxides. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">source</E>
                                     means a source that includes one or more CAIR NO
                                    <E T="52">X</E>
                                     units. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">unit</E>
                                     means a unit that is subject to the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program under § 97.104 and, except for purposes of § 97.105 and subpart EE of this part, a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit under subpart II of this part. 
                                </P>
                                <P>
                                    <E T="03">CAIR permit</E>
                                     means the legally binding and federally enforceable written document, or portion of such document, issued by the permitting authority under subpart CC of this part, including any permit revisions, specifying the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program requirements applicable to a CAIR NO
                                    <E T="52">X</E>
                                     source, to each CAIR NO
                                    <E T="52">X</E>
                                     unit at the source, and to the owners and operators and the CAIR designated representative of the source and each such unit. 
                                </P>
                                <P>
                                    <E T="03">CAIR SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">source</E>
                                     means a source that is subject to the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program. 
                                </P>
                                <P>
                                    <E T="03">CAIR SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">Trading Program</E>
                                     means a multi-state sulfur dioxide air pollution control and emission reduction program established by the Administrator in accordance with subparts AAA through III of this part and §§ 51.124(r) and 52.36 of this chapter or approved and administered by the Administrator in accordance with subparts AAA through III of part 96 of this chapter and § 51.124(o)(1) or (2) of this chapter, as a means of mitigating interstate transport of fine particulates and sulfur dioxide. 
                                </P>
                                <P>
                                    <E T="03">Certifying official</E>
                                     means: 
                                </P>
                                <P>(1) For a corporation, a president, secretary, treasurer, or vice-president or the corporation in charge of a principal business function or any other person who performs similar policy or decision-making functions for the corporation; </P>
                                <P>(2) For a partnership or sole proprietorship, a general partner or the proprietor respectively; or </P>
                                <P>(3) For a local government entity or State, Federal, or other public agency, a principal executive officer or ranking elected official. </P>
                                <P>
                                    <E T="03">Clean Air Act</E>
                                     or 
                                    <E T="03">CAA</E>
                                     means the Clean Air Act, 42 U.S.C. 7401, 
                                    <E T="03">et seq.</E>
                                </P>
                                <P>
                                    <E T="03">Coal</E>
                                     means any solid fuel classified as anthracite, bituminous, subbituminous, or lignite. 
                                </P>
                                <P>
                                    <E T="03">Coal-derived fuel</E>
                                     means any fuel (whether in a solid, liquid, or gaseous state) produced by the mechanical, thermal, or chemical processing of coal. 
                                </P>
                                <P>
                                    <E T="03">Coal-fired</E>
                                     means: 
                                    <PRTPAGE P="25399"/>
                                </P>
                                <P>(1) Except for purposes of subpart EE of this part, combusting any amount of coal or coal-derived fuel, alone or in combination with any amount of any other fuel, during any year; or </P>
                                <P>(2) For purposes of subpart EE of this part, combusting any amount of coal or coal-derived fuel, alone or in combination with any amount of any other fuel, during a specified year. </P>
                                <P>
                                    <E T="03">Cogeneration unit</E>
                                     means a stationary, fossil-fuel-fired boiler or stationary, fossil-fuel-fired combustion turbine: 
                                </P>
                                <P>(1) Having equipment used to produce electricity and useful thermal energy for industrial, commercial, heating, or cooling purposes through the sequential use of energy; and </P>
                                <P>(2) Producing during the 12-month period starting on the date the unit first produces electricity and during any calendar year after the calendar year in which the unit first produces electricity— </P>
                                <P>(i) For a topping-cycle cogeneration unit, (A) Useful thermal energy not less than 5 percent of total energy output; and </P>
                                <P>(B) Useful power that, when added to one-half of useful thermal energy produced, is not less then 42.5 percent of total energy input, if useful thermal energy produced is 15 percent or more of total energy output, or not less than 45 percent of total energy input, if useful thermal energy produced is less than 15 percent of total energy output. </P>
                                <P>(ii) For a bottoming-cycle cogeneration unit, useful power not less than 45 percent of total energy input. </P>
                                <P>
                                    <E T="03">Combustion turbine</E>
                                     means:
                                </P>
                                <P>(1) An enclosed device comprising a compressor, a combustor, and a turbine and in which the flue gas resulting from the combustion of fuel in the combustor passes through the turbine, rotating the turbine; and </P>
                                <P>(2) If the enclosed device under paragraph (1) of this definition is combined cycle, any associated duct burner, heat recovery steam generator, and steam turbine. </P>
                                <P>
                                    <E T="03">Commence commercial operation</E>
                                     means, with regard to a unit: 
                                </P>
                                <P>(1) To have begun to produce steam, gas, or other heated medium used to generate electricity for sale or use, including test generation, except as provided in § 97.105 and § 97.184(h). </P>
                                <P>
                                    (i) For a unit that is a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104 on the later of November 15, 1990 or the date the unit commences commercial operation as defined in paragraph (1) of this definition and that subsequently undergoes a physical change (other than replacement of the unit by a unit at the same source), such date shall remain the date of commencement of commercial operation of the unit, which shall continue to be treated as the same unit. 
                                </P>
                                <P>
                                    (ii) For a unit that is a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104 on the later of November 15, 1990 or the date the unit commences commercial operation as defined in paragraph (1) of this definition and that is subsequently replaced by a unit at the same source (
                                    <E T="03">e.g.,</E>
                                     repowered), such date shall remain the replaced unit's date of commencement of commercial operation, and the replacement unit shall be treated as a separate unit with a separate date for commencement of commercial operation as defined in paragraph (1) or (2) of this definition as appropriate. 
                                </P>
                                <P>
                                    (2) Notwithstanding paragraph (1) of this definition and except as provided in § 97.105, for a unit that is not a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104 on the later of November 15, 1990 or the date the unit commences commercial operation as defined in paragraph (1) of this definition, the unit's date for commencement of commercial operation shall be the date on which the unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104. 
                                </P>
                                <P>(i) For a unit with a date for commencement of commercial operation as defined in paragraph (2) of this definition and that subsequently undergoes a physical change (other than replacement of the unit by a unit at the same source), such date shall remain the date of commencement of commercial operation of the unit, which shall continue to be treated as the same unit. </P>
                                <P>
                                    (ii) For a unit with a date for commencement of commercial operation as defined in paragraph (2) of this definition and that is subsequently replaced by a unit at the same source (
                                    <E T="03">e.g.,</E>
                                     repowered), such date shall remain the replaced unit's date of commencement of commercial operation, and the replacement unit shall be treated as a separate unit with a separate date for commencement of commercial operation as defined in paragraph (1) or (2) of this definition as appropriate. 
                                </P>
                                <P>
                                    <E T="03">Commence operation</E>
                                     means: 
                                </P>
                                <P>(1) To have begun any mechanical, chemical, or electronic process, including, with regard to a unit, start-up of a unit's combustion chamber, except as provided in § 97.184(h). </P>
                                <P>(2) For a unit that undergoes a physical change (other than replacement of the unit by a unit at the same source) after the date the unit commences operation as defined in paragraph (1) of this definition, such date shall remain the date of commencement of operation of the unit, which shall continue to be treated as the same unit. </P>
                                <P>
                                    (3) For a unit that is replaced by a unit at the same source (
                                    <E T="03">e.g.,</E>
                                     repowered) after the date the unit commences operation as defined in paragraph (1) of this definition, such date shall remain the replaced unit's date of commencement of operation, and the replacement unit shall be treated as a separate unit with a separate date for commencement of operation as defined in paragraph (1), (2), or (3) of this definition as appropriate, except as provided in § 97.184(h). 
                                </P>
                                <P>
                                    <E T="03">Common stack</E>
                                     means a single flue through which emissions from 2 or more units are exhausted. 
                                </P>
                                <P>
                                    <E T="03">Compliance account</E>
                                     means a CAIR NO
                                    <E T="52">X</E>
                                     Allowance Tracking System account, established by the Administrator for a CAIR NO
                                    <E T="52">X</E>
                                     source under subpart FF or II of this part, in which any CAIR NO
                                    <E T="52">X</E>
                                     allowance allocations for the CAIR NO
                                    <E T="52">X</E>
                                     units at the source are initially recorded and in which are held any CAIR NO
                                    <E T="52">X</E>
                                     allowances available for use for a control period in order to meet the source's CAIR NO
                                    <E T="52">X</E>
                                     emissions limitation in accordance with § 97.154. 
                                </P>
                                <P>
                                    <E T="03">Continuous emission monitoring system</E>
                                     or 
                                    <E T="03">CEMS</E>
                                     means the equipment required under subpart HH of this part to sample, analyze, measure, and provide, by means of readings recorded at least once every 15 minutes (using an automated data acquisition and handling system (DAHS)), a permanent record of nitrogen oxides emissions, stack gas volumetric flow rate, stack gas moisture content, and oxygen or carbon dioxide concentration (as applicable), in a manner consistent with part 75 of this chapter. The following systems are the principal types of continuous emission monitoring systems required under subpart HH of this part: 
                                </P>
                                <P>(1) A flow monitoring system, consisting of a stack flow rate monitor and an automated data acquisition and handling system and providing a permanent, continuous record of stack gas volumetric flow rate, in standard cubic feet per hour (scfh); </P>
                                <P>
                                    (2) A nitrogen oxides concentration monitoring system, consisting of a NO
                                    <E T="52">X</E>
                                     pollutant concentration monitor and an automated data acquisition and handling system and providing a permanent, continuous record of NO
                                    <E T="52">X</E>
                                     emissions, in parts per million (ppm); 
                                </P>
                                <P>
                                    (3) A nitrogen oxides emission rate (or NO
                                    <E T="52">X</E>
                                    -diluent) monitoring system, consisting of a NO
                                    <E T="52">X</E>
                                     pollutant concentration monitor, a diluent gas (CO
                                    <E T="52">2</E>
                                     or O
                                    <E T="52">2</E>
                                    ) monitor, and an automated data acquisition and handling system and providing a permanent, continuous record of NO
                                    <E T="52">X</E>
                                     concentration, in parts per million (ppm), diluent gas 
                                    <PRTPAGE P="25400"/>
                                    concentration, in percent CO
                                    <E T="52">2</E>
                                     or O
                                    <E T="52">2</E>
                                    , and NO
                                    <E T="52">X</E>
                                     emission rate, in pounds per million British thermal units (lb/mmBtu); 
                                </P>
                                <P>
                                    (4) A moisture monitoring system, as defined in § 75.11(b)(2) of this chapter and providing a permanent, continuous record of the stack gas moisture content, in percent H
                                    <E T="52">2</E>
                                    O; 
                                </P>
                                <P>
                                    (5) A carbon dioxide monitoring system, consisting of a CO
                                    <E T="52">2</E>
                                     pollutant concentration monitor (or an oxygen monitor plus suitable mathematical equations from which the CO
                                    <E T="52">2</E>
                                     concentration is derived) and an automated data acquisition and handling system and providing a permanent, continuous record of CO
                                    <E T="52">2</E>
                                     emissions, in percent CO
                                    <E T="52">2</E>
                                    ; and 
                                </P>
                                <P>
                                    (6) An oxygen monitoring system, consisting of an O
                                    <E T="52">2</E>
                                     concentration monitor and an automated data acquisition and handling system and providing a permanent, continuous record of O
                                    <E T="52">2</E>
                                    , in percent O
                                    <E T="52">2</E>
                                    . 
                                </P>
                                <P>
                                    <E T="03">Control period</E>
                                     means the period beginning January 1 of a calendar year, except as provided in § 97.106(c)(2), and ending on December 31 of the same year, inclusive. 
                                </P>
                                <P>
                                    <E T="03">Emissions</E>
                                     means air pollutants exhausted from a unit or source into the atmosphere, as measured, recorded, and reported to the Administrator by the CAIR designated representative and as determined by the Administrator in accordance with subpart HH of this part. 
                                </P>
                                <P>
                                    <E T="03">Excess emissions</E>
                                     means any ton of nitrogen oxides emitted by the CAIR NO
                                    <E T="52">X</E>
                                     units at a CAIR NO
                                    <E T="52">X</E>
                                     source during a control period that exceeds the CAIR NO
                                    <E T="52">X</E>
                                     emissions limitation for the source. 
                                </P>
                                <P>
                                    <E T="03">Fossil fuel</E>
                                     means natural gas, petroleum, coal, or any form of solid, liquid, or gaseous fuel derived from such material. 
                                </P>
                                <P>
                                    <E T="03">Fossil-fuel-fired</E>
                                     means, with regard to a unit, combusting any amount of fossil fuel in any calendar year. 
                                </P>
                                <P>
                                    <E T="03">Fuel oil</E>
                                     means any petroleum-based fuel (including diesel fuel or petroleum derivatives such as oil tar) and any recycled or blended petroleum products or petroleum by-products used as a fuel whether in a liquid, solid, or gaseous state. 
                                </P>
                                <P>
                                    <E T="03">General account</E>
                                     means a CAIR NO
                                    <E T="52">X</E>
                                     Allowance Tracking System account, established under subpart FF of this part, that is not a compliance account. 
                                </P>
                                <P>
                                    <E T="03">Generator</E>
                                     means a device that produces electricity. 
                                </P>
                                <P>
                                    <E T="03">Gross electrical output</E>
                                     means, with regard to a cogeneration unit, electricity made available for use, including any such electricity used in the power production process (which process includes, but is not limited to, any on-site processing or treatment of fuel combusted at the unit and any on-site emission controls). 
                                </P>
                                <P>
                                    <E T="03">Heat input</E>
                                     means, with regard to a specified period of time, the product (in mmBtu/time) of the gross calorific value of the fuel (in Btu/lb) divided by 1,000,000 Btu/mmBtu and multiplied by the fuel feed rate into a combustion device (in lb of fuel/time), as measured, recorded, and reported to the Administrator by the CAIR designated representative and determined by the Administrator in accordance with subpart HH of this part and excluding the heat derived from preheated combustion air, recirculated flue gases, or exhaust from other sources. 
                                </P>
                                <P>
                                    <E T="03">Heat input rate</E>
                                     means the amount of heat input (in mmBtu) divided by unit operating time (in hr) or, with regard to a specific fuel, the amount of heat input attributed to the fuel (in mmBtu) divided by the unit operating time (in hr) during which the unit combusts the fuel. 
                                </P>
                                <P>
                                    <E T="03">Hg Budget Trading Program</E>
                                     means a multi-state Hg air pollution control and emission reduction program approved and administered by the Administrator in accordance subpart HHHH of part 60 of this chapter and § 60.24(h)(6), or established by the Administrator under section 111 of the Clean Air Act, as a means of reducing national Hg emissions. 
                                </P>
                                <P>
                                    <E T="03">Life-of-the-unit, firm power contractual arrangement</E>
                                     means a unit participation power sales agreement under which a utility or industrial customer reserves, or is entitled to receive, a specified amount or percentage of nameplate capacity and associated energy generated by any specified unit and pays its proportional amount of such unit's total costs, pursuant to a contract: 
                                </P>
                                <P>(1) For the life of the unit; </P>
                                <P>(2) For a cumulative term of no less than 30 years, including contracts that permit an election for early termination; or </P>
                                <P>(3) For a period no less than 25 years or 70 percent of the economic useful life of the unit determined as of the time the unit is built, with option rights to purchase or release some portion of the nameplate capacity and associated energy generated by the unit at the end of the period. </P>
                                <P>
                                    <E T="03">Maximum design heat</E>
                                     input means the maximum amount of fuel per hour (in Btu/hr) that a unit is capable of combusting on a steady state basis as of the initial installation of the unit as specified by the manufacturer of the unit. 
                                </P>
                                <P>
                                    <E T="03">Monitoring system</E>
                                     means any monitoring system that meets the requirements of subpart HH of this part, including a continuous emissions monitoring system, an alternative monitoring system, or an excepted monitoring system under part 75 of this chapter. 
                                </P>
                                <P>
                                    <E T="03">Most stringent State or Federal NO</E>
                                    <E T="52">X</E>
                                      
                                    <E T="03">emissions limitation</E>
                                     means, with regard to a unit, the lowest NO
                                    <E T="52">X</E>
                                     emissions limitation (in terms of lb/mmBtu) that is applicable to the unit under State or Federal law, regardless of the averaging period to which the emissions limitation applies. 
                                </P>
                                <P>
                                    <E T="03">Nameplate capacity</E>
                                     means, starting from the initial installation of a generator, the maximum electrical generating output (in MWe) that the generator is capable of producing on a steady state basis and during continuous operation (when not restricted by seasonal or other deratings) as of such installation as specified by the manufacturer of the generator or, starting from the completion of any subsequent physical change in the generator resulting in an increase in the maximum electrical generating output (in MWe) that the generator is capable of producing on a steady state basis and during continuous operation (when not restricted by seasonal or other deratings), such increased maximum amount as of such completion as specified by the person conducting the physical change. 
                                </P>
                                <P>
                                    <E T="03">Oil-fired</E>
                                     means, for purposes of subpart EE of this part, combusting fuel oil for more than 15.0 percent of the annual heat input in a specified year and not qualifying as coal-fired. 
                                </P>
                                <P>
                                    <E T="03">Operator</E>
                                     means any person who operates, controls, or supervises a CAIR NO
                                    <E T="52">X</E>
                                     unit or a CAIR NO
                                    <E T="52">X</E>
                                     source and shall include, but not be limited to, any holding company, utility system, or plant manager of such a unit or source. 
                                </P>
                                <P>
                                    <E T="03">Owner</E>
                                     means any of the following persons: 
                                </P>
                                <P>
                                    (1) With regard to a CAIR NO
                                    <E T="52">X</E>
                                     source or a CAIR NO
                                    <E T="52">X</E>
                                     unit at a source, respectively: 
                                </P>
                                <P>
                                    (i) Any holder of any portion of the legal or equitable title in a CAIR NO
                                    <E T="52">X</E>
                                     unit at the source or the CAIR NO
                                    <E T="52">X</E>
                                     unit; 
                                </P>
                                <P>
                                    (ii) Any holder of a leasehold interest in a CAIR NO
                                    <E T="52">X</E>
                                     unit at the source or the CAIR NO
                                    <E T="52">X</E>
                                     unit; or 
                                </P>
                                <P>
                                    (iii) Any purchaser of power from a CAIR NO
                                    <E T="52">X</E>
                                     unit at the source or the CAIR NO
                                    <E T="52">X</E>
                                     unit under a life-of-the-unit, firm power contractual arrangement; provided that, unless expressly provided for in a leasehold agreement, owner shall not include a passive lessor, or a person who has an equitable interest through such lessor, whose rental payments are not based (either directly or indirectly) on the revenues or income from such CAIR NO
                                    <E T="52">X</E>
                                     unit; or 
                                    <PRTPAGE P="25401"/>
                                </P>
                                <P>
                                    (2) With regard to any general account, any person who has an ownership interest with respect to the CAIR NO
                                    <E T="52">X</E>
                                     allowances held in the general account and who is subject to the binding agreement for the CAIR authorized account representative to represent the person's ownership interest with respect to CAIR NO
                                    <E T="52">X</E>
                                     allowances. 
                                </P>
                                <P>
                                    <E T="03">Permitting authority</E>
                                     means the State air pollution control agency, local agency, other State agency, or other agency authorized by the Administrator to issue or revise permits to meet the requirements of the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program in accordance with subpart CC of this part or, if no such agency has been so authorized, the Administrator. 
                                </P>
                                <P>
                                    <E T="03">Potential electrical output capacity</E>
                                     means 33 percent of a unit's maximum design heat input, divided by 3,413 Btu/kWh, divided by 1,000 kWh/MWh, and multiplied by 8,760 hr/yr. 
                                </P>
                                <P>
                                    <E T="03">Receive or receipt of</E>
                                     means, when referring to the permitting authority or the Administrator, to come into possession of a document, information, or correspondence (whether sent in hard copy or by authorized electronic transmission), as indicated in an official log, or by a notation made on the document, information, or correspondence, by the permitting authority or the Administrator in the regular course of business. 
                                </P>
                                <P>
                                    <E T="03">Recordation, record,</E>
                                     or 
                                    <E T="03">recorded</E>
                                     means, with regard to CAIR NO
                                    <E T="52">X</E>
                                     allowances, the movement of CAIR NO
                                    <E T="52">X</E>
                                     allowances by the Administrator into or between CAIR NO
                                    <E T="52">X</E>
                                     Allowance Tracking System accounts, for purposes of allocation, transfer, or deduction. 
                                </P>
                                <P>
                                    <E T="03">Reference method</E>
                                     means any direct test method of sampling and analyzing for an air pollutant as specified in § 75.22 of this chapter. 
                                </P>
                                <P>
                                    <E T="03">Replacement, replace,</E>
                                     or 
                                    <E T="03">replaced</E>
                                     means, with regard to a unit, the demolishing of a unit, or the permanent shutdown and permanent disabling of a unit, and the construction of another unit (the replacement unit) to be used instead of the demolished or shutdown unit (the replaced unit). 
                                </P>
                                <P>
                                    <E T="03">Repowered</E>
                                     means, with regard to a unit, replacement of a coal-fired boiler with one of the following coal-fired technologies at the same source as the coal-fired boiler: 
                                </P>
                                <P>(1) Atmospheric or pressurized fluidized bed combustion; </P>
                                <P>(2) Integrated gasification combined cycle; </P>
                                <P>(3) Magnetohydrodynamics; </P>
                                <P>(4) Direct and indirect coal-fired turbines; </P>
                                <P>(5) Integrated gasification fuel cells; or </P>
                                <P>(6) As determined by the Administrator in consultation with the Secretary of Energy, a derivative of one or more of the technologies under paragraphs (1) through (5) of this definition and any other coal-fired technology capable of controlling multiple combustion emissions simultaneously with improved boiler or generation efficiency and with significantly greater waste reduction relative to the performance of technology in widespread commercial use as of January 1, 2005. </P>
                                <P>
                                    <E T="03">Sequential use of energy</E>
                                     means: 
                                </P>
                                <P>(1) For a topping-cycle cogeneration unit, the use of reject heat from electricity production in a useful thermal energy application or process; or </P>
                                <P>(2) For a bottoming-cycle cogeneration unit, the use of reject heat from useful thermal energy application or process in electricity production. </P>
                                <P>
                                    <E T="03">Serial number</E>
                                     means, for a CAIR NO
                                    <E T="52">X</E>
                                     allowance, the unique identification number assigned to each CAIR NO
                                    <E T="52">X</E>
                                     allowance by the Administrator. 
                                </P>
                                <P>
                                    <E T="03">Solid waste incineration unit</E>
                                     means a stationary, fossil-fuel-fired boiler or stationary, fossil-fuel-fired combustion turbine that is a “solid waste incineration unit” as defined in section 129(g)(1) of the Clean Air Act. 
                                </P>
                                <P>
                                    <E T="03">Source</E>
                                     means all buildings, structures, or installations located in one or more contiguous or adjacent properties under common control of the same person or persons. For purposes of section 502(c) of the Clean Air Act, a “source,” including a “source” with multiple units, shall be considered a single “facility.” 
                                </P>
                                <P>
                                    <E T="03">State</E>
                                     means one of the States or the District of Columbia that is subject to the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program pursuant to § 52.35 of this chapter. 
                                </P>
                                <P>
                                    <E T="03">Submit or serve</E>
                                     means to send or transmit a document, information, or correspondence to the person specified in accordance with the applicable regulation: 
                                </P>
                                <P>(1) In person; </P>
                                <P>(2) By United States Postal Service; or </P>
                                <P>(3) By other means of dispatch or transmission and delivery. Compliance with any “submission” or “service” deadline shall be determined by the date of dispatch, transmission, or mailing and not the date of receipt. </P>
                                <P>
                                    <E T="03">Title V operating permit</E>
                                     means a permit issued under title V of the Clean Air Act and part 70 or part 71 of this chapter. 
                                </P>
                                <P>
                                    <E T="03">Title V operating permit regulations</E>
                                     means the regulations that the Administrator has approved or issued as meeting the requirements of title V of the Clean Air Act and part 70 or 71 of this chapter. 
                                </P>
                                <P>
                                    <E T="03">Ton</E>
                                     means 2,000 pounds. For the purpose of determining compliance with the CAIR NO
                                    <E T="52">X</E>
                                     emissions limitation, total tons of nitrogen oxides emissions for a control period shall be calculated as the sum of all recorded hourly emissions (or the mass equivalent of the recorded hourly emission rates) in accordance with subpart HH of this part, but with any remaining fraction of a ton equal to or greater than 0.50 tons deemed to equal one ton and any remaining fraction of a ton less than 0.50 tons deemed to equal zero tons. 
                                </P>
                                <P>
                                    <E T="03">Topping-cycle cogeneration unit</E>
                                     means a cogeneration unit in which the energy input to the unit is first used to produce useful power, including electricity, and at least some of the reject heat from the electricity production is then used to provide useful thermal energy. 
                                </P>
                                <P>
                                    <E T="03">Total energy input</E>
                                     means, with regard to a cogeneration unit, total energy of all forms supplied to the cogeneration unit, excluding energy produced by the cogeneration unit itself. 
                                </P>
                                <P>
                                    <E T="03">Total energy output</E>
                                     means, with regard to a cogeneration unit, the sum of useful power and useful thermal energy produced by the cogeneration unit. 
                                </P>
                                <P>
                                    <E T="03">Unit</E>
                                     means a stationary, fossil-fuel-fired boiler or combustion turbine or other stationary, fossil-fuel-fired combustion device. 
                                </P>
                                <P>
                                    <E T="03">Unit operating day</E>
                                     means a calendar day in which a unit combusts any fuel. 
                                </P>
                                <P>
                                    <E T="03">Unit operating hour</E>
                                     or 
                                    <E T="03">hour of unit operation</E>
                                     means an hour in which a unit combusts any fuel. 
                                </P>
                                <P>
                                    <E T="03">Useful power</E>
                                     means, with regard to a cogeneration unit, electricity or mechanical energy made available for use, excluding any such energy used in the power production process (which process includes, but is not limited to, any on-site processing or treatment of fuel combusted at the unit and any on-site emission controls). 
                                </P>
                                <P>
                                    <E T="03">Useful thermal energy</E>
                                     means, with regard to a cogeneration unit, thermal energy that is: 
                                </P>
                                <P>(1) Made available to an industrial or commercial process (not a power production process), excluding any heat contained in condensate return or makeup water; </P>
                                <P>
                                    (2) Used in a heating application (
                                    <E T="03">e.g.,</E>
                                     space heating or domestic hot water heating); or 
                                </P>
                                <P>
                                    (3) Used in a space cooling application (
                                    <E T="03">i.e.,</E>
                                     thermal energy used by an absorption chiller). 
                                </P>
                                <P>
                                    <E T="03">Utility power distribution system</E>
                                     means the portion of an electricity grid 
                                    <PRTPAGE P="25402"/>
                                    owned or operated by a utility and dedicated to delivering electricity to customers. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.103</SECTNO>
                                <SUBJECT>Measurements, abbreviations, and acronyms. </SUBJECT>
                                <P>Measurements, abbreviations, and acronyms used in this subpart and subparts BB through II are defined as follows: </P>
                                <FP SOURCE="FP-1">Btu—British thermal unit </FP>
                                <FP SOURCE="FP-1">
                                    CO
                                    <E T="52">2</E>
                                    —carbon dioxide 
                                </FP>
                                <FP SOURCE="FP-1">
                                    H
                                    <E T="52">2</E>
                                    O—water 
                                </FP>
                                <FP SOURCE="FP-1">Hg—mercury </FP>
                                <FP SOURCE="FP-1">hr—hour </FP>
                                <FP SOURCE="FP-1">kW—kilowatt electrical </FP>
                                <FP SOURCE="FP-1">kWh—kilowatt hour</FP>
                                <FP SOURCE="FP-1"> lb—pound </FP>
                                <FP SOURCE="FP-1">mmBtu—million Btu </FP>
                                <FP SOURCE="FP-1">MWe—megawatt electrical </FP>
                                <FP SOURCE="FP-1">MWh—megawatt hour </FP>
                                <FP SOURCE="FP-1">
                                    NO
                                    <E T="52">X</E>
                                    —nitrogen oxides 
                                </FP>
                                <FP SOURCE="FP-1">
                                    O
                                    <E T="52">2</E>
                                    —oxygen 
                                </FP>
                                <FP SOURCE="FP-1">ppm—parts per million </FP>
                                <FP SOURCE="FP-1">scfh—standard cubic feet per hour</FP>
                                <FP SOURCE="FP-1">
                                    SO
                                    <E T="52">2</E>
                                    —sulfur dioxide 
                                </FP>
                                <FP SOURCE="FP-1">yr—year </FP>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.104</SECTNO>
                                <SUBJECT>Applicability </SUBJECT>
                                <P>(a) Except as provided in paragraph (b) of this section: </P>
                                <P>
                                    (1) The following units in a State shall be CAIR NO
                                    <E T="52">X</E>
                                     units, and any source that includes one or more such units shall be a CAIR NO
                                    <E T="52">X</E>
                                     source, subject to the requirements of this subpart and subparts BB through HH of this part: any stationary, fossil-fuel-fired boiler or stationary, fossil-fuel-fired combustion turbine serving at any time, since the later of November 15, 1990 or the start-up of the unit's combustion chamber, a generator with nameplate capacity of more than 25 MWe producing electricity for sale. 
                                </P>
                                <P>
                                    (2) If a stationary boiler or stationary combustion turbine that, under paragraph (a)(1) of this section, is not a CAIR NO
                                    <E T="52">X</E>
                                     unit begins to combust fossil fuel or to serve a generator with nameplate capacity of more than 25 MWe producing electricity for sale, the unit shall become a CAIR NO
                                    <E T="52">X</E>
                                     unit as provided in paragraph (a)(1) of this section on the first date on which it both combusts fossil fuel and serves such generator. 
                                </P>
                                <P>
                                    (b) The units in a State that meet the requirements set forth in paragraph (b)(1)(i), (b)(2)(i), or (b)(2)(ii) of this section shall not be CAIR NO
                                    <E T="52">X</E>
                                     units: 
                                </P>
                                <P>
                                    (1)(i) Any unit that is a CAIR NO
                                    <E T="52">X</E>
                                     unit under paragraph (a)(1) or (2) of this section: 
                                </P>
                                <P>(A) Qualifying as a cogeneration unit during the 12-month period starting on the date the unit first produces electricity and continuing to qualify as a cogeneration unit; and </P>
                                <P>(B) Not serving at any time, since the later of November 15, 1990 or the start-up of the unit's combustion chamber, a generator with nameplate capacity of more than 25 MWe supplying in any calendar year more than one-third of the unit's potential electric output capacity or 219,000 MWh, whichever is greater, to any utility power distribution system for sale. </P>
                                <P>
                                    (ii) If a unit qualifies as a cogeneration unit during the 12-month period starting on the date the unit first produces electricity and meets the requirements of paragraphs (b)(1)(i) of this section for at least one calendar year, but subsequently no longer meets all such requirements, the unit shall become a CAIR NO
                                    <E T="52">X</E>
                                     unit starting on the earlier of January 1 after the first calendar year during which the unit first no longer qualifies as a cogeneration unit or January 1 after the first calendar year during which the unit no longer meets the requirements of paragraph (b)(1)(i)(B) of this section. 
                                </P>
                                <P>
                                    (2)(i) Any unit that is a CAIR NO
                                    <E T="52">X</E>
                                     unit under paragraph (a)(1) or (2) of this section commencing operation before January 1, 1985: 
                                </P>
                                <P>(A) Qualifying as a solid waste incineration unit; and </P>
                                <P>(B) With an average annual fuel consumption of non-fossil fuel for 1985-1987 exceeding 80 percent (on a Btu basis) and an average annual fuel consumption of non-fossil fuel for any 3 consecutive calendar years after 1990 exceeding 80 percent (on a Btu basis). </P>
                                <P>
                                    (ii) Any unit that is a CAIR NO
                                    <E T="52">X</E>
                                     unit under paragraph (a)(1) or (2) of this section commencing operation on or after January 1, 1985: 
                                </P>
                                <P>(A) Qualifying as a solid waste incineration unit; and </P>
                                <P>(B) With an average annual fuel consumption of non-fossil fuel for the first 3 calendar years of operation exceeding 80 percent (on a Btu basis) and an average annual fuel consumption of non-fossil fuel for any 3 consecutive calendar years after 1990 exceeding 80 percent (on a Btu basis). </P>
                                <P>
                                    (iii) If a unit qualifies as a solid waste incineration unit and meets the requirements of paragraph (b)(2)(i) or (ii) of this section for at least 3 consecutive calendar years, but subsequently no longer meets all such requirements, the unit shall become a CAIR NO
                                    <E T="52">X</E>
                                     unit starting on the earlier of January 1 after the first calendar year during which the unit first no longer qualifies as a solid waste incineration unit or January 1 after the first 3 consecutive calendar years after 1990 for which the unit has an average annual fuel consumption of fossil fuel of 20 percent or more. 
                                </P>
                                <P>
                                    (c) A certifying official of an owner or operator of any unit may petition the Administrator at any time for a determination concerning the applicability, under paragraphs (a) and (b) of this section, of the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program to the unit. 
                                </P>
                                <P>
                                    (1) 
                                    <E T="03">Petition content.</E>
                                     The petition shall be in writing and include the identification of the unit and the relevant facts about the unit. The petition and any other documents provided to the Administrator in connection with the petition shall include the following certification statement, signed by the certifying official: “I am authorized to make this submission on behalf of the owners and operators of the unit for which the submission is made. I certify under penalty of law that I have personally examined, and am familiar with, the statements and information submitted in this document and all its attachments. Based on my inquiry of those individuals with primary responsibility for obtaining the information, I certify that the statements and information are to the best of my knowledge and belief true, accurate, and complete. I am aware that there are significant penalties for submitting false statements and information or omitting required statements and information, including the possibility of fine or imprisonment.”
                                </P>
                                <P>
                                    (2) 
                                    <E T="03">Submission.</E>
                                     The petition and any other documents provided in connection with the petition shall be submitted to the Director of the Clean Air Markets Division (or its successor), U.S. Environmental Protection Agency, who will act on the petition as the Administrator's duly authorized representative. 
                                </P>
                                <P>
                                    (3) 
                                    <E T="03">Response.</E>
                                     The Administrator will issue a written response to the petition and may request supplemental information relevant to such petition. The Administrator's determination concerning the applicability, under paragraphs (a) and (b) of this section, of the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program to the unit shall be binding on the permitting authority unless the petition or other information or documents provided in connection with the petition are found to have contained significant, relevant errors or omissions. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.105</SECTNO>
                                <SUBJECT>Retired unit exemption. </SUBJECT>
                                <P>
                                    (a)(1) Any CAIR NO
                                    <E T="52">X</E>
                                     unit that is permanently retired and is not a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit under subpart II of this part shall be exempt from the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program, except for the provisions of this section, §§ 97.102, 97.103, 97.104, 97.106(c)(4) through (7), 
                                    <PRTPAGE P="25403"/>
                                    97.107, 97.108, and subparts BB and EE through GG of this part. 
                                </P>
                                <P>
                                    (2) The exemption under paragraph (a)(1) of this section shall become effective the day on which the CAIR NO
                                    <E T="52">X</E>
                                     unit is permanently retired. Within 30 days of the unit's permanent retirement, the CAIR designated representative shall submit a statement to the permitting authority otherwise responsible for administering any CAIR permit for the unit and shall submit a copy of the statement to the Administrator. The statement shall state, in a format prescribed by the permitting authority, that the unit was permanently retired on a specific date and will comply with the requirements of paragraph (b) of this section. 
                                </P>
                                <P>(3) After receipt of the statement under paragraph (a)(2) of this section, the permitting authority will amend any permit under subpart CC of this part covering the source at which the unit is located to add the provisions and requirements of the exemption under paragraphs (a)(1) and (b) of this section. </P>
                                <P>
                                    (b) 
                                    <E T="03">Special provisions.</E>
                                     (1) A unit exempt under paragraph (a) of this section shall not emit any nitrogen oxides, starting on the date that the exemption takes effect. 
                                </P>
                                <P>
                                    (2) The Administrator or the permitting authority will allocate CAIR NO
                                    <E T="52">X</E>
                                     allowances under subpart EE of this part to a unit exempt under paragraph (a) of this section. 
                                </P>
                                <P>(3) For a period of 5 years from the date the records are created, the owners and operators of a unit exempt under paragraph (a) of this section shall retain, at the source that includes the unit, records demonstrating that the unit is permanently retired. The 5-year period for keeping records may be extended for cause, at any time before the end of the period, in writing by the permitting authority or the Administrator. The owners and operators bear the burden of proof that the unit is permanently retired. </P>
                                <P>
                                    (4) The owners and operators and, to the extent applicable, the CAIR designated representative of a unit exempt under paragraph (a) of this section shall comply with the requirements of the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program concerning all periods for which the exemption is not in effect, even if such requirements arise, or must be complied with, after the exemption takes effect. 
                                </P>
                                <P>(5) A unit exempt under paragraph (a) of this section and located at a source that is required, or but for this exemption would be required, to have a title V operating permit shall not resume operation unless the CAIR designated representative of the source submits a complete CAIR permit application under § 97.122 for the unit not less than 18 months (or such lesser time provided by the permitting authority) before the later of January 1, 2009 or the date on which the unit resumes operation. </P>
                                <P>(6) On the earlier of the following dates, a unit exempt under paragraph (a) of this section shall lose its exemption: </P>
                                <P>(i) The date on which the CAIR designated representative submits a CAIR permit application for the unit under paragraph (b)(5) of this section; </P>
                                <P>(ii) The date on which the CAIR designated representative is required under paragraph (b)(5) of this section to submit a CAIR permit application for the unit; or </P>
                                <P>(iii) The date on which the unit resumes operation, if the CAIR designated representative is not required to submit a CAIR permit application for the unit. </P>
                                <P>(7) For the purpose of applying monitoring, reporting, and recordkeeping requirements under subpart HH of this part, a unit that loses its exemption under paragraph (a) of this section shall be treated as a unit that commences commercial operation on the first date on which the unit resumes operation. </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.106</SECTNO>
                                <SUBJECT>Standard requirements. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Permit requirements.</E>
                                     (1) The CAIR designated representative of each CAIR NO
                                    <E T="52">X</E>
                                     source required to have a title V operating permit and each CAIR NO
                                    <E T="52">X</E>
                                     unit required to have a title V operating permit at the source shall: 
                                </P>
                                <P>(i) Submit to the permitting authority a complete CAIR permit application under § 97.122 in accordance with the deadlines specified in § 97.121; and </P>
                                <P>(ii) Submit in a timely manner any supplemental information that the permitting authority determines is necessary in order to review a CAIR permit application and issue or deny a CAIR permit. </P>
                                <P>
                                    (2) The owners and operators of each CAIR NO
                                    <E T="52">X</E>
                                     source required to have a title V operating permit and each CAIR NO
                                    <E T="52">X</E>
                                     unit required to have a title V operating permit at the source shall have a CAIR permit issued by the permitting authority under subpart CC of this part for the source and operate the source and the unit in compliance with such CAIR permit. 
                                </P>
                                <P>
                                    (3) Except as provided in subpart II of this part, the owners and operators of a CAIR NO
                                    <E T="52">X</E>
                                     source that is not otherwise required to have a title V operating permit and each CAIR NO
                                    <E T="52">X</E>
                                     unit that is not otherwise required to have a title V operating permit are not required to submit a CAIR permit application, and to have a CAIR permit, under subpart CC of this part for such CAIR NO
                                    <E T="52">X</E>
                                     source and such CAIR NO
                                    <E T="52">X</E>
                                     unit. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Monitoring, reporting, and recordkeeping requirements.</E>
                                     (1) The owners and operators, and the CAIR designated representative, of each CAIR NO
                                    <E T="52">X</E>
                                     source and each CAIR NO
                                    <E T="52">X</E>
                                     unit at the source shall comply with the monitoring, reporting, and recordkeeping requirements of subpart HH of this part. 
                                </P>
                                <P>
                                    (2) The emissions measurements recorded and reported in accordance with subpart HH of this part shall be used to determine compliance by each CAIR NO
                                    <E T="52">X</E>
                                     source with the CAIR NO
                                    <E T="52">X</E>
                                     emissions limitation under paragraph (c) of this section. 
                                </P>
                                <P>
                                    (c) 
                                    <E T="03">Nitrogen oxides emission requirements.</E>
                                     (1) As of the allowance transfer deadline for a control period, the owners and operators of each CAIR NO
                                    <E T="52">X</E>
                                     source and each CAIR NO
                                    <E T="52">X</E>
                                     unit at the source shall hold, in the source's compliance account, CAIR NO
                                    <E T="52">X</E>
                                     allowances available for compliance deductions for the control period under § 97.154(a) in an amount not less than the tons of total nitrogen oxides emissions for the control period from all CAIR NO
                                    <E T="52">X</E>
                                     units at the source, as determined in accordance with subpart HH of this part. 
                                </P>
                                <P>
                                    (2) A CAIR NO
                                    <E T="52">X</E>
                                     unit shall be subject to the requirements under paragraph (c)(1) of this section for the control period starting on the later of January 1, 2009 or the deadline for meeting the unit's monitor certification requirements under § 97.170(b)(1), (2), or (5) and for each control period thereafter. 
                                </P>
                                <P>
                                    (3) A CAIR NO
                                    <E T="52">X</E>
                                     allowance shall not be deducted, for compliance with the requirements under paragraph (c)(1) of this section, for a control period in a calendar year before the year for which the CAIR NO
                                    <E T="52">X</E>
                                     allowance was allocated. 
                                </P>
                                <P>
                                    (4) CAIR NO
                                    <E T="52">X</E>
                                     allowances shall be held in, deducted from, or transferred into or among CAIR NO
                                    <E T="52">X</E>
                                     Allowance Tracking System accounts in accordance with subparts EE, FF, GG, and II of this part. 
                                </P>
                                <P>
                                    (5) A CAIR NO
                                    <E T="52">X</E>
                                     allowance is a limited authorization to emit one ton of nitrogen oxides in accordance with the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program. No provision of the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program, the CAIR permit application, the CAIR permit, or an exemption under § 97.105 and no provision of law shall be construed to limit the authority of the United States to terminate or limit such authorization. 
                                </P>
                                <P>
                                    (6) A CAIR NO
                                    <E T="52">X</E>
                                     allowance does not constitute a property right. 
                                </P>
                                <P>
                                    (7) Upon recordation by the Administrator under subpart EE, FF, 
                                    <PRTPAGE P="25404"/>
                                    GG, or II of this part, every allocation, transfer, or deduction of a CAIR NO
                                    <E T="52">X</E>
                                     allowance to or from a CAIR NO
                                    <E T="52">X</E>
                                     source's compliance account is incorporated automatically in any CAIR permit of the source. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Excess emissions requirements.</E>
                                     If a CAIR NO
                                    <E T="52">X</E>
                                     source emits nitrogen oxides during any control period in excess of the CAIR NO
                                    <E T="52">X</E>
                                     emissions limitation, then: 
                                </P>
                                <P>
                                    (1) The owners and operators of the source and each CAIR NO
                                    <E T="52">X</E>
                                     unit at the source shall surrender the CAIR NO
                                    <E T="52">X</E>
                                     allowances required for deduction under § 97.154(d)(1) and pay any fine, penalty, or assessment or comply with any other remedy imposed, for the same violations, under the Clean Air Act or applicable State law; and 
                                </P>
                                <P>(2) Each ton of such excess emissions and each day of such control period shall constitute a separate violation of this subpart, the Clean Air Act, and applicable State law. </P>
                                <P>
                                    (e) 
                                    <E T="03">Recordkeeping and reporting requirements.</E>
                                     (1) Unless otherwise provided, the owners and operators of the CAIR NO
                                    <E T="52">X</E>
                                     source and each CAIR NO
                                    <E T="52">X</E>
                                     unit at the source shall keep on site at the source each of the following documents for a period of 5 years from the date the document is created. This period may be extended for cause, at any time before the end of 5 years, in writing by the permitting authority or the Administrator. 
                                </P>
                                <P>
                                    (i) The certificate of representation under § 97.113 for the CAIR designated representative for the source and each CAIR NO
                                    <E T="52">X</E>
                                     unit at the source and all documents that demonstrate the truth of the statements in the certificate of representation; provided that the certificate and documents shall be retained on site at the source beyond such 5-year period until such documents are superseded because of the submission of a new certificate of representation under § 97.113 changing the CAIR designated representative. 
                                </P>
                                <P>(ii) All emissions monitoring information, in accordance with subpart HH of this part, provided that to the extent that subpart HH of this part provides for a 3-year period for recordkeeping, the 3-year period shall apply. </P>
                                <P>
                                    (iii) Copies of all reports, compliance certifications, and other submissions and all records made or required under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program. 
                                </P>
                                <P>
                                    (iv) Copies of all documents used to complete a CAIR permit application and any other submission under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program or to demonstrate compliance with the requirements of the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program. 
                                </P>
                                <P>
                                    (2) The CAIR designated representative of a CAIR NO
                                    <E T="52">X</E>
                                     source and each CAIR NO
                                    <E T="52">X</E>
                                     unit at the source shall submit the reports required under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program, including those under subpart HH of this part. 
                                </P>
                                <P>
                                    (f) 
                                    <E T="03">Liability.</E>
                                     (1) Each CAIR NO
                                    <E T="52">X</E>
                                     source and each CAIR NO
                                    <E T="52">X</E>
                                     unit shall meet the requirements of the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program. 
                                </P>
                                <P>
                                    (2) Any provision of the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program that applies to a CAIR NO
                                    <E T="52">X</E>
                                     source or the CAIR designated representative of a CAIR NO
                                    <E T="52">X</E>
                                     source shall also apply to the owners and operators of such source and of the CAIR NO
                                    <E T="52">X</E>
                                     units at the source. 
                                </P>
                                <P>
                                    (3) Any provision of the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program that applies to a CAIR NO
                                    <E T="52">X</E>
                                     unit or the CAIR designated representative of a CAIR NO
                                    <E T="52">X</E>
                                     unit shall also apply to the owners and operators of such unit. 
                                </P>
                                <P>
                                    (g) 
                                    <E T="03">Effect on other authorities.</E>
                                     No provision of the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program, a CAIR permit application, a CAIR permit, or an exemption under § 97.105 shall be construed as exempting or excluding the owners and operators, and the CAIR designated representative, of a CAIR NO
                                    <E T="52">X</E>
                                     source or CAIR NO
                                    <E T="52">X</E>
                                     unit from compliance with any other provision of the applicable, approved State implementation plan, a federally enforceable permit, or the Clean Air Act. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.107 </SECTNO>
                                <SUBJECT>Computation of time. </SUBJECT>
                                <P>
                                    (a) Unless otherwise stated, any time period scheduled, under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program, to begin on the occurrence of an act or event shall begin on the day the act or event occurs. 
                                </P>
                                <P>
                                    (b) Unless otherwise stated, any time period scheduled, under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program, to begin before the occurrence of an act or event shall be computed so that the period ends the day before the act or event occurs. 
                                </P>
                                <P>
                                    (c) Unless otherwise stated, if the final day of any time period, under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program, falls on a weekend or a State or Federal holiday, the time period shall be extended to the next business day. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.108 </SECTNO>
                                <SUBJECT>Appeal procedures. </SUBJECT>
                                <P>
                                    The appeal procedures for decisions of the Administrator under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program are set forth in part 78 of this chapter. 
                                </P>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">
                                Subpart BB—CAIR Designated Representative for CAIR NO
                                <E T="52">X</E>
                                 Sources 
                            </HD>
                            <SECTION>
                                <SECTNO>§ 97.110</SECTNO>
                                <SUBJECT>Authorization and responsibilities of CAIR designated representative. </SUBJECT>
                                <P>
                                    (a) Except as provided under § 97.111, each CAIR NO
                                    <E T="52">X</E>
                                     source, including all CAIR NO
                                    <E T="52">X</E>
                                     units at the source, shall have one and only one CAIR designated representative, with regard to all matters under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program concerning the source or any CAIR NO
                                    <E T="52">X</E>
                                     unit at the source. 
                                </P>
                                <P>
                                    (b) The CAIR designated representative of the CAIR NO
                                    <E T="52">X</E>
                                     source shall be selected by an agreement binding on the owners and operators of the source and all CAIR NO
                                    <E T="52">X</E>
                                     units at the source and shall act in accordance with the certification statement in § 97.113(a)(4)(iv). 
                                </P>
                                <P>
                                    (c) Upon receipt by the Administrator of a complete certificate of representation under § 97.113, the CAIR designated representative of the source shall represent and, by his or her representations, actions, inactions, or submissions, legally bind each owner and operator of the CAIR NO
                                    <E T="52">X</E>
                                     source represented and each CAIR NO
                                    <E T="52">X</E>
                                     unit at the source in all matters pertaining to the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program, notwithstanding any agreement between the CAIR designated representative and such owners and operators. The owners and operators shall be bound by any decision or order issued to the CAIR designated representative by the permitting authority, the Administrator, or a court regarding the source or unit. 
                                </P>
                                <P>
                                    (d) No CAIR permit will be issued, no emissions data reports will be accepted, and no CAIR NO
                                    <E T="52">X</E>
                                     Allowance Tracking System account will be established for a CAIR NO
                                    <E T="52">X</E>
                                     unit at a source, until the Administrator has received a complete certificate of representation under § 97.113 for a CAIR designated representative of the source and the CAIR NO
                                    <E T="52">X</E>
                                     units at the source. 
                                </P>
                                <P>
                                    (e)(1) Each submission under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program shall be submitted, signed, and certified by the CAIR designated representative for each CAIR NO
                                    <E T="52">X</E>
                                     source on behalf of which the submission is made. Each such submission shall include the following certification statement by the CAIR designated representative: “I am authorized to make this submission on behalf of the owners and operators of the source or units for which the submission is made. I certify under penalty of law that I have personally examined, and am familiar with, the statements and information submitted in this document and all its attachments. Based on my inquiry of those individuals with primary 
                                    <PRTPAGE P="25405"/>
                                    responsibility for obtaining the information, I certify that the statements and information are to the best of my knowledge and belief true, accurate, and complete. I am aware that there are significant penalties for submitting false statements and information or omitting required statements and information, including the possibility of fine or imprisonment.” 
                                </P>
                                <P>
                                    (2) The permitting authority and the Administrator will accept or act on a submission made on behalf of owner or operators of a CAIR NO
                                    <E T="52">X</E>
                                     source or a CAIR NO
                                    <E T="52">X</E>
                                     unit only if the submission has been made, signed, and certified in accordance with paragraph (e)(1) of this section. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.111</SECTNO>
                                <SUBJECT>Alternate CAIR designated representative. </SUBJECT>
                                <P>(a) A certificate of representation under § 97.113 may designate one and only one alternate CAIR designated representative, who may act on behalf of the CAIR designated representative. The agreement by which the alternate CAIR designated representative is selected shall include a procedure for authorizing the alternate CAIR designated representative to act in lieu of the CAIR designated representative. </P>
                                <P>(b) Upon receipt by the Administrator of a complete certificate of representation under § 97.113, any representation, action, inaction, or submission by the alternate CAIR designated representative shall be deemed to be a representation, action, inaction, or submission by the CAIR designated representative. </P>
                                <P>(c) Except in this section and §§ 97.102, 97.110(a) and (d), 97.112, 97.113, 97.115, 97.151 and 97.182, whenever the term “CAIR designated representative” is used in subparts AA through II of this part, the term shall be construed to include the CAIR designated representative or any alternate CAIR designated representative.</P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.112 </SECTNO>
                                <SUBJECT>Changing CAIR designated representative and alternate CAIR designated representative; changes in owners and operators. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Changing CAIR designated representative.</E>
                                     The CAIR designated representative may be changed at any time upon receipt by the Administrator of a superseding complete certificate of representation under § 97.113. Notwithstanding any such change, all representations, actions, inactions, and submissions by the previous CAIR designated representative before the time and date when the Administrator receives the superseding certificate of representation shall be binding on the new CAIR designated representative and the owners and operators of the CAIR NO
                                    <E T="52">X</E>
                                     source and the CAIR NO
                                    <E T="52">X</E>
                                     units at the source. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Changing alternate CAIR designated representative.</E>
                                     The alternate CAIR designated representative may be changed at any time upon receipt by the Administrator of a superseding complete certificate of representation under § 97.113. Notwithstanding any such change, all representations, actions, inactions, and submissions by the previous alternate CAIR designated representative before the time and date when the Administrator receives the superseding certificate of representation shall be binding on the new alternate CAIR designated representative and the owners and operators of the CAIR NO
                                    <E T="52">X</E>
                                     source and the CAIR NO
                                    <E T="52">X</E>
                                     units at the source. 
                                </P>
                                <P>
                                    (c) 
                                    <E T="03">Changes in owners and operators.</E>
                                     (1) In the event an owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     source or a CAIR NO
                                    <E T="52">X</E>
                                     unit is not included in the list of owners and operators in the certificate of representation under § 97.113, such owner or operator shall be deemed to be subject to and bound by the certificate of representation, the representations, actions, inactions, and submissions of the CAIR designated representative and any alternate CAIR designated representative of the source or unit, and the decisions and orders of the permitting authority, the Administrator, or a court, as if the owner or operator were included in such list. 
                                </P>
                                <P>
                                    (2) Within 30 days following any change in the owners and operators of a CAIR NO
                                    <E T="52">X</E>
                                     source or a CAIR NO
                                    <E T="52">X</E>
                                     unit, including the addition of a new owner or operator, the CAIR designated representative or any alternate CAIR designated representative shall submit a revision to the certificate of representation under § 97.113 amending the list of owners and operators to include the change. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.113</SECTNO>
                                <SUBJECT>Certificate of representation. </SUBJECT>
                                <P>(a) A complete certificate of representation for a CAIR designated representative or an alternate CAIR designated representative shall include the following elements in a format prescribed by the Administrator: </P>
                                <P>
                                    (1) Identification of the CAIR NO
                                    <E T="52">X</E>
                                     source, and each CAIR NO
                                    <E T="52">X</E>
                                     unit at the source, for which the certificate of representation is submitted, including identification and nameplate capacity of each generator served by each such unit. 
                                </P>
                                <P>(2) The name, address, e-mail address (if any), telephone number, and facsimile transmission number (if any) of the CAIR designated representative and any alternate CAIR designated representative. </P>
                                <P>
                                    (3) A list of the owners and operators of the CAIR NO
                                    <E T="52">X</E>
                                     source and of each CAIR NO
                                    <E T="52">X</E>
                                     unit at the source. 
                                </P>
                                <P>(4) The following certification statements by the CAIR designated representative and any alternate CAIR designated representative— </P>
                                <P>
                                    (i) “I certify that I was selected as the CAIR designated representative or alternate CAIR designated representative, as applicable, by an agreement binding on the owners and operators of the source and each CAIR NO
                                    <E T="52">X</E>
                                     unit at the source.” 
                                </P>
                                <P>
                                    (ii) “I certify that I have all the necessary authority to carry out my duties and responsibilities under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program on behalf of the owners and operators of the source and of each CAIR NO
                                    <E T="52">X</E>
                                     unit at the source and that each such owner and operator shall be fully bound by my representations, actions, inactions, or submissions.” 
                                </P>
                                <P>
                                    (iii) “I certify that the owners and operators of the source and of each CAIR NO
                                    <E T="52">X</E>
                                     unit at the source shall be bound by any order issued to me by the Administrator, the permitting authority, or a court regarding the source or unit.” 
                                </P>
                                <P>
                                    (iv) (Where there are multiple holders of a legal or equitable title to, or a leasehold interest in, a CAIR NO
                                    <E T="52">X</E>
                                     unit, or where a utility or industrial customer purchases power from a CAIR NO
                                    <E T="52">X</E>
                                     unit under a life-of-the-unit, firm power contractual arrangement, I certify that: I have given a written notice of my selection as the ‘CAIR designated representative’ or ‘alternate CAIR designated representative’, as applicable, and of the agreement by which I was selected to each owner and operator of the source and of each CAIR NO
                                    <E T="52">X</E>
                                     unit at the source; and CAIR NO
                                    <E T="52">X</E>
                                     allowances and proceeds of transactions involving CAIR NO
                                    <E T="52">X</E>
                                     allowances will be deemed to be held or distributed in proportion to each holder's legal, equitable, leasehold, or contractual reservation or entitlement, except that, if such multiple holders have expressly provided for a different distribution of CAIR NO
                                    <E T="52">X</E>
                                     allowances by contract, CAIR NO
                                    <E T="52">X</E>
                                     allowances and proceeds of transactions involving CAIR NO
                                    <E T="52">X</E>
                                     allowances will be deemed to be held or distributed in accordance with the contract.” 
                                </P>
                                <P>(5) The signature of the CAIR designated representative and any alternate CAIR designated representative and the dates signed. </P>
                                <P>
                                    (b) Unless otherwise required by the permitting authority or the Administrator, documents of agreement referred to in the certificate of 
                                    <PRTPAGE P="25406"/>
                                    representation shall not be submitted to the permitting authority or the Administrator. Neither the permitting authority nor the Administrator shall be under any obligation to review or evaluate the sufficiency of such documents, if submitted. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.114</SECTNO>
                                <SUBJECT>Objections concerning CAIR designated representative. </SUBJECT>
                                <P>(a) Once a complete certificate of representation under § 97.113 has been submitted and received, the permitting authority and the Administrator will rely on the certificate of representation unless and until a superseding complete certificate of representation under § 97.113 is received by the Administrator. </P>
                                <P>
                                    (b) Except as provided in § 97.112(a) or (b), no objection or other communication submitted to the permitting authority or the Administrator concerning the authorization, or any representation, action, inaction, or submission, of the CAIR designated representative shall affect any representation, action, inaction, or submission of the CAIR designated representative or the finality of any decision or order by the permitting authority or the Administrator under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program. 
                                </P>
                                <P>
                                    (c) Neither the permitting authority nor the Administrator will adjudicate any private legal dispute concerning the authorization or any representation, action, inaction, or submission of any CAIR designated representative, including private legal disputes concerning the proceeds of CAIR NO
                                    <E T="52">X</E>
                                     allowance transfers. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.115</SECTNO>
                                <SUBJECT>Delegation by CAIR designated representative and alternate CAIR designated representative. </SUBJECT>
                                <P>(a) A CAIR designated representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under this part. </P>
                                <P>(b) An alternate CAIR designated representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under this part. </P>
                                <P>(c) In order to delegate authority to make an electronic submission to the Administrator in accordance with paragraph (a) or (b) of this section, the CAIR designated representative or alternate CAIR designated representative, as appropriate, must submit to the Administrator a notice of delegation, in a format prescribed by the Administrator, that includes the following elements: </P>
                                <P>(1) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of such CAIR designated representative or alternate CAIR designated representative; </P>
                                <P>(2) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of each such natural person (referred to as an “agent”); </P>
                                <P>(3) For each such natural person, a list of the type or types of electronic submissions under paragraph (a) or (b) of this section for which authority is delegated to him or her; and </P>
                                <P>(4) The following certification statements by such CAIR designated representative or alternate CAIR designated representative: </P>
                                <P>(i) “I agree that any electronic submission to the Administrator that is by an agent identified in this notice of delegation and of a type listed for such agent in this notice of delegation and that is made when I am a CAIR designated representative or alternate CAIR designated representative, as appropriate, and before this notice of delegation is superseded by another notice of delegation under 40 CFR 97.115(d) shall be deemed to be an electronic submission by me.” </P>
                                <P>(ii) “Until this notice of delegation is superseded by another notice of delegation under 40 CFR 97.115(d), I agree to maintain an e-mail account and to notify the Administrator immediately of any change in my e-mail address unless all delegation of authority by me under 40 CFR 97.115 is terminated.”. </P>
                                <P>(d) A notice of delegation submitted under paragraph (c) of this section shall be effective, with regard to the CAIR designated representative or alternate CAIR designated representative identified in such notice, upon receipt of such notice by the Administrator and until receipt by the Administrator of a superseding notice of delegation submitted by such CAIR designated representative or alternate CAIR designated representative, as appropriate. The superseding notice of delegation may replace any previously identified agent, add a new agent, or eliminate entirely any delegation of authority. </P>
                                <P>(e) Any electronic submission covered by the certification in paragraph (c)(4)(i) of this section and made in accordance with a notice of delegation effective under paragraph (d) of this section shall be deemed to be an electronic submission by the CAIR designated representative or alternate CAIR designated representative submitting such notice of delegation. </P>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">Subpart CC—Permits </HD>
                            <SECTION>
                                <SECTNO>§ 97.120 </SECTNO>
                                <SUBJECT>
                                    General CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program permit requirements. 
                                </SUBJECT>
                                <P>
                                    (a) For each CAIR NO
                                    <E T="52">X</E>
                                     source required to have a title V operating permit or required, under subpart II of this part, to have a title V operating permit or other federally enforceable permit, such permit shall include a CAIR permit administered by the permitting authority for the title V operating permit or the federally enforceable permit as applicable. The CAIR portion of the title V permit or other federally enforceable permit as applicable shall be administered in accordance with the permitting authority's title V operating permits regulations promulgated under part 70 or 71 of this chapter or the permitting authority's regulations for other federally enforceable permits as applicable, except as provided otherwise by § 97.105, this subpart, and subpart II of this part. 
                                </P>
                                <P>
                                    (b) Each CAIR permit shall contain, with regard to the CAIR NO
                                    <E T="52">X</E>
                                     source and the CAIR NO
                                    <E T="52">X</E>
                                     units at the source covered by the CAIR permit, all applicable CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program, CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program, and CAIR SO
                                    <E T="52">2</E>
                                     Trading Program requirements and shall be a complete and separable portion of the title V operating permit or other federally enforceable permit under paragraph (a) of this section. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.121 </SECTNO>
                                <SUBJECT>Submission of CAIR permit applications. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Duty to apply.</E>
                                     The CAIR designated representative of any CAIR NO
                                    <E T="52">X</E>
                                     source required to have a title V operating permit shall submit to the permitting authority a complete CAIR permit application under § 97.122 for the source covering each CAIR NO
                                    <E T="52">X</E>
                                     unit at the source at least 18 months (or such lesser time provided by the permitting authority) before the later of January 1, 2009 or the date on which the CAIR NO
                                    <E T="52">X</E>
                                     unit commences commercial operation, except as provided in § 97.183(a). 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Duty to reapply.</E>
                                     For a CAIR NO
                                    <E T="52">X</E>
                                     source required to have a title V operating permit, the CAIR designated representative shall submit a complete CAIR permit application under § 97.122 for the source covering each CAIR NO
                                    <E T="52">X</E>
                                     unit at the source to renew the CAIR permit in accordance with the permitting authority's title V operating permits regulations addressing permit renewal, except as provided in § 97.183(b). 
                                </P>
                            </SECTION>
                            <SECTION>
                                <PRTPAGE P="25407"/>
                                <SECTNO>§ 97.122 </SECTNO>
                                <SUBJECT>Information requirements for CAIR permit applications. </SUBJECT>
                                <P>
                                    A complete CAIR permit application shall include the following elements concerning the CAIR NO
                                    <E T="52">X</E>
                                     source for which the application is submitted, in a format prescribed by the permitting authority: 
                                </P>
                                <P>
                                    (a) Identification of the CAIR NO
                                    <E T="52">X</E>
                                     source; 
                                </P>
                                <P>
                                    (b) Identification of each CAIR NO
                                    <E T="52">X</E>
                                     unit at the CAIR NO
                                    <E T="52">X</E>
                                     source; and 
                                </P>
                                <P>(c) The standard requirements under § 97.106. </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.123 </SECTNO>
                                <SUBJECT>CAIR permit contents and term. </SUBJECT>
                                <P>(a) Each CAIR permit will contain, in a format prescribed by the permitting authority, all elements required for a complete CAIR permit application under § 97.122. </P>
                                <P>
                                    (b) Each CAIR permit is deemed to incorporate automatically the definitions of terms under § 97.102 and, upon recordation by the Administrator under subpart EE, FF, GG, or II of this part, every allocation, transfer, or deduction of a CAIR NO
                                    <E T="52">X</E>
                                     allowance to or from the compliance account of the CAIR NO
                                    <E T="52">X</E>
                                     source covered by the permit. 
                                </P>
                                <P>
                                    (c) The term of the CAIR permit will be set by the permitting authority, as necessary to facilitate coordination of the renewal of the CAIR permit with issuance, revision, or renewal of the CAIR NO
                                    <E T="52">X</E>
                                     source's title V operating permit or other federally enforceable permit as applicable. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.124 </SECTNO>
                                <SUBJECT>CAIR permit revisions. </SUBJECT>
                                <P>Except as provided in § 97.123(b), the permitting authority will revise the CAIR permit, as necessary, in accordance with the permitting authority's title V operating permits regulations or the permitting authority's regulations for other federally enforceable permits as applicable addressing permit revisions. </P>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">Subpart DD—[Reserved] </HD>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">
                                Subpart EE—CAIR NO
                                <E T="0732">X</E>
                                 Allowance Allocations 
                            </HD>
                            <SECTION>
                                <SECTNO>§ 97.140 </SECTNO>
                                <SUBJECT>State trading budgets. </SUBJECT>
                                <P>
                                    The State trading budgets for annual allocations of CAIR NO
                                    <E T="52">X</E>
                                     allowances for the control periods in 2009 through 2014 and in 2015 and thereafter are respectively as follows: 
                                </P>
                                <GPOTABLE COLS="03" OPTS="L2,tp0,i1" CDEF="s100,12,12">
                                    <TTITLE> </TTITLE>
                                    <BOXHD>
                                        <CHED H="1">State</CHED>
                                        <CHED H="1">
                                            State trading budget for 2009-2014
                                            <LI>(tons)</LI>
                                        </CHED>
                                        <CHED H="1">
                                            State trading budget for 2015 and thereafter
                                            <LI>(tons)</LI>
                                        </CHED>
                                    </BOXHD>
                                    <ROW>
                                        <ENT I="01">Alabama</ENT>
                                        <ENT>69,020 </ENT>
                                        <ENT>57,517</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Delaware </ENT>
                                        <ENT>4,166 </ENT>
                                        <ENT>3,472</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">District of Columbia </ENT>
                                        <ENT>144 </ENT>
                                        <ENT>120</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Florida </ENT>
                                        <ENT>99,445 </ENT>
                                        <ENT>82,871</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Georgia </ENT>
                                        <ENT>66,321 </ENT>
                                        <ENT>55,268</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Illinois </ENT>
                                        <ENT>76,230 </ENT>
                                        <ENT>63,525</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Indiana </ENT>
                                        <ENT>108,935 </ENT>
                                        <ENT>90,779</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Iowa </ENT>
                                        <ENT>32,692 </ENT>
                                        <ENT>27,243</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Kentucky </ENT>
                                        <ENT>83,205 </ENT>
                                        <ENT>69,337</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Louisiana </ENT>
                                        <ENT>35,512 </ENT>
                                        <ENT>29,593</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Maryland </ENT>
                                        <ENT>27,724 </ENT>
                                        <ENT>23,104</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Michigan </ENT>
                                        <ENT>65,304 </ENT>
                                        <ENT>54,420</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Minnesota </ENT>
                                        <ENT>31,443 </ENT>
                                        <ENT>26,203</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Mississippi </ENT>
                                        <ENT>17,807 </ENT>
                                        <ENT>14,839</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Missouri </ENT>
                                        <ENT>59,871 </ENT>
                                        <ENT>49,892</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">New Jersey </ENT>
                                        <ENT>12,670 </ENT>
                                        <ENT>10,558</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">New York </ENT>
                                        <ENT>45,617 </ENT>
                                        <ENT>38,014</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">North Carolina </ENT>
                                        <ENT>62,183 </ENT>
                                        <ENT>51,819</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Ohio </ENT>
                                        <ENT>108,667 </ENT>
                                        <ENT>90,556</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Pennsylvania </ENT>
                                        <ENT>99,049 </ENT>
                                        <ENT>82,541</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">South Carolina </ENT>
                                        <ENT>32,662 </ENT>
                                        <ENT>27,219</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Tennessee </ENT>
                                        <ENT>50,973 </ENT>
                                        <ENT>42,478</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Texas </ENT>
                                        <ENT>181,014 </ENT>
                                        <ENT>150,845</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Virginia </ENT>
                                        <ENT>36,074 </ENT>
                                        <ENT>30,062</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">West Virginia </ENT>
                                        <ENT>74,220 </ENT>
                                        <ENT>61,850</ENT>
                                    </ROW>
                                    <ROW RUL="n,s">
                                        <ENT I="01">Wisconsin </ENT>
                                        <ENT>40,759 </ENT>
                                        <ENT>33,966</ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="03">Total </ENT>
                                        <ENT>1,521,707 </ENT>
                                        <ENT>1,268,091</ENT>
                                    </ROW>
                                </GPOTABLE>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.141 </SECTNO>
                                <SUBJECT>
                                    Timing requirements for CAIR NO
                                    <E T="52">X</E>
                                     allowance allocations.
                                </SUBJECT>
                                <P>
                                    (a) The Administrator will determine by order the CAIR NO
                                    <E T="52">X</E>
                                     allowance allocations, in accordance with § 97.142(a) and (b), for the control periods in 2009, 2010, 2011, 2012, 2013, and 2014. 
                                </P>
                                <P>
                                    (b) By July 31, 2011 and July 31 of each year thereafter, the Administrator will determine by order the CAIR NO
                                    <E T="52">X</E>
                                     allowance allocations, in accordance with § 97.142(a) and (b), for the control period in the fourth year after the year of the applicable deadline for determination under this paragraph. 
                                </P>
                                <P>
                                    (c) By July 31, 2009 and July 31 of each year thereafter, the Administrator will determine by order the CAIR NO
                                    <E T="52">X</E>
                                     allowance allocations, in accordance with § 97.142(a),(c), and (d), for the control period in the year of the applicable deadline for determination under this paragraph. 
                                </P>
                                <P>
                                    (d) The Administrator will make available to the public each determination of CAIR NO
                                    <E T="52">X</E>
                                     allowances under paragraph (a), (b), or (c) of this section and will provide an opportunity for submission of objections to the determination. Objections shall be limited to addressing whether the determination is in accordance with § 97.142. Based on any such objections, the Administrator will adjust each determination to the extent necessary to ensure that it is in accordance with § 97.142. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <PRTPAGE P="25408"/>
                                <SECTNO>§ 97.142 </SECTNO>
                                <SUBJECT>
                                    CAIR NO
                                    <E T="52">X</E>
                                     allowance allocations. 
                                </SUBJECT>
                                <P>
                                    (a)(1) The baseline heat input (in mmBtu) used with respect to CAIR NO
                                    <E T="52">X</E>
                                     allowance allocations under paragraph (b) of this section for each CAIR NO
                                    <E T="52">X</E>
                                     unit will be: 
                                </P>
                                <P>(i) For units commencing operation before January 1, 2001 the average of the 3 highest amounts of the unit's adjusted control period heat input for 2000 through 2004, with the adjusted control period heat input for each year calculated as follows: </P>
                                <P>(A) If the unit is coal-fired during the year, the unit's control period heat input for such year is multiplied by 100 percent; </P>
                                <P>(B) If the unit is oil-fired during the year, the unit's control period heat input for such year is multiplied by 60 percent; and </P>
                                <P>(C) If the unit is not subject to paragraph (a)(1)(i)(A) or (B) of this section, the unit's control period heat input for such year is multiplied by 40 percent. </P>
                                <P>(ii) For units commencing operation on or after January 1, 2001 and operating each calendar year during a period of 5 or more consecutive calendar years, the average of the 3 highest amounts of the unit's total converted control period heat input over the first such 5 years. </P>
                                <P>
                                    (2)(i) A unit's control period heat input, and a unit's status as coal-fired or oil-fired, for a calendar year under paragraph (a)(1)(i) of this section, and a unit's total tons of NO
                                    <E T="52">X</E>
                                     emissions during a calendar year under paragraph (c)(3) of this section, will be determined in accordance with part 75 of this chapter, to the extent the unit was otherwise subject to the requirements of part 75 of this chapter for the year, or will be based on the best available data reported to the Administrator for the unit (in a format prescribed by the Administrator), to the extent the unit was not otherwise subject to the requirements of part 75 of this chapter for the year. 
                                </P>
                                <P>(ii) A unit's converted control period heat input for a calendar year specified under paragraph (a)(1)(ii) of this section equals: </P>
                                <P>(A) Except as provided in paragraph (a)(2)(ii)(B) or (C) of this section, the control period gross electrical output of the generator or generators served by the unit multiplied by 7,900 Btu/kWh, if the unit is coal-fired for the year, or 6,675 Btu/kWh, if the unit is not coal-fired for the year, and divided by 1,000,000 Btu/mmBtu, provided that if a generator is served by 2 or more units, then the gross electrical output of the generator will be attributed to each unit in proportion to the unit's share of the total control period heat input of such units for the year; </P>
                                <P>(B) For a unit that is a boiler and has equipment used to produce electricity and useful thermal energy for industrial, commercial, heating, or cooling purposes through the sequential use of energy, the total heat energy (in Btu) of the steam produced by the boiler during the control period, divided by 0.8 and by 1,000,000 Btu/mmBtu; or </P>
                                <P>(C) For a unit that is a combustion turbine and has equipment used to produce electricity and useful thermal energy for industrial, commercial, heating, or cooling purposes through the sequential use of energy, the control period gross electrical output of the enclosed device comprising the compressor, combustor, and turbine multiplied by 3,413 Btu/kWh, plus the total heat energy (in Btu) of the steam produced by any associated heat recovery steam generator during the control period divided by 0.8, and with the sum divided by 1,000,000 Btu/mmBtu. </P>
                                <P>(iii) Gross electrical output and total heat energy under paragraph (a)(2)(ii) of this section will be determined based on the best available data reported to the Administrator for the unit (in a format prescribed by the Administrator). </P>
                                <P>(3) The Administrator will determine what data are the best available data under paragraph (a)(2) of this section by weighing the likelihood that data are accurate and reliable and giving greater weight to data submitted to a governmental entity in compliance with legal requirements or substantiated by an independent entity. </P>
                                <P>
                                    (b)(1) For each control period in 2009 and thereafter, the Administrator will allocate to all CAIR NO
                                    <E T="52">X</E>
                                     units in a State that have a baseline heat input (as determined under paragraph (a) of this section) a total amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances equal to 95 percent for a control period during 2009 through 2014, and 97 percent for a control period during 2015 and thereafter, of the tons of NO
                                    <E T="52">X</E>
                                     emissions in the applicable State trading budget under § 97.140 (except as provided in paragraphs (d) and (e) of this section). 
                                </P>
                                <P>
                                    (2) The Administrator will allocate CAIR NO
                                    <E T="52">X</E>
                                     allowances to each CAIR NO
                                    <E T="52">X</E>
                                     unit under paragraph (b)(1) of this section in an amount determined by multiplying the total amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances allocated under paragraph (b)(1) of this section by the ratio of the baseline heat input of such CAIR NO
                                    <E T="52">X</E>
                                     unit to the total amount of baseline heat input of all such CAIR NO
                                    <E T="52">X</E>
                                     units in the State and rounding to the nearest whole allowance as appropriate. 
                                </P>
                                <P>
                                    (c) For each control period in 2009 and thereafter, the Administrator will allocate CAIR NO
                                    <E T="52">X</E>
                                     allowances to CAIR NO
                                    <E T="52">X</E>
                                     units in a State that are not allocated CAIR NO
                                    <E T="52">X</E>
                                     allowances under paragraph (b) of this section because the units do not yet have a baseline heat input under paragraph (a) of this section or because the units have a baseline heat input but all CAIR NO
                                    <E T="52">X</E>
                                     allowances available under paragraph (b) of this section for the control period are already allocated, in accordance with the following procedures: 
                                </P>
                                <P>
                                    (1) The Administrator will establish a separate new unit set-aside for each control period. Each new unit set-aside will be allocated CAIR NO
                                    <E T="52">X</E>
                                     allowances equal to 5 percent for a control period in 2009 through 2014, and 3 percent for a control period in 2015 and thereafter, of the amount of tons of NO
                                    <E T="52">X</E>
                                     emissions in the applicable State trading budget under § 97.140. 
                                </P>
                                <P>
                                    (2) The CAIR designated representative of such a CAIR NO
                                    <E T="52">X</E>
                                     unit may submit to the Administrator a request, in a format specified by the Administrator, to be allocated CAIR NO
                                    <E T="52">X</E>
                                     allowances, starting with the later of the control period in 2009 or the first control period after the control period in which the CAIR NO
                                    <E T="52">X</E>
                                     unit commences commercial operation and until the first control period for which the unit is allocated CAIR NO
                                    <E T="52">X</E>
                                     allowances under paragraph (b) of this section. A separate CAIR NO
                                    <E T="52">X</E>
                                     allowance allocation request for each control period for which CAIR NO
                                    <E T="52">X</E>
                                     allowances are sought must be submitted on or before May 1 of such control period and after the date on which the CAIR NO
                                    <E T="52">X</E>
                                     unit commences commercial operation. 
                                </P>
                                <P>
                                    (3) In a CAIR NO
                                    <E T="52">X</E>
                                     allowance allocation request under paragraph (c)(2) of this section, the CAIR designated representative may request for a control period CAIR NO
                                    <E T="52">X</E>
                                     allowances in an amount not exceeding the CAIR NO
                                    <E T="52">X</E>
                                     unit's total tons of NO
                                    <E T="52">X</E>
                                     emissions during the calendar year immediately before such control period. 
                                </P>
                                <P>
                                    (4) The Administrator will review each CAIR NO
                                    <E T="52">X</E>
                                     allowance allocation request under paragraph (c)(2) of this section and will allocate CAIR NO
                                    <E T="52">X</E>
                                     allowances for each control period pursuant to such request as follows: 
                                </P>
                                <P>(i) The Administrator will accept an allowance allocation request only if the request meets, or is adjusted by the Administrator as necessary to meet, the requirements of paragraphs (c)(2) and (3) of this section. </P>
                                <P>
                                    (ii) On or after May 1 of the control period, the Administrator will determine the sum of the CAIR NO
                                    <E T="52">X</E>
                                     allowances requested (as adjusted under 
                                    <PRTPAGE P="25409"/>
                                    paragraph (c)(4)(i) of this section) in all allowance allocation requests accepted under paragraph (c)(4)(i) of this section for the control period. 
                                </P>
                                <P>
                                    (iii) If the amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances in the new unit set-aside for the control period is greater than or equal to the sum under paragraph (c)(4)(ii) of this section, then the Administrator will allocate the amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances requested (as adjusted under paragraph (c)(4)(i) of this section) to each CAIR NO
                                    <E T="52">X</E>
                                     unit covered by an allowance allocation request accepted under paragraph (c)(4)(i) of this section. 
                                </P>
                                <P>
                                    (iv) If the amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances in the new unit set-aside for the control period is less than the sum under paragraph (c)(4)(ii) of this section, then the Administrator will allocate to each CAIR NO
                                    <E T="52">X</E>
                                     unit covered by an allowance allocation request accepted under paragraph (c)(4)(i) of this section the amount of the CAIR NO
                                    <E T="52">X</E>
                                     allowances requested (as adjusted under paragraph (c)(4)(i) of this section), multiplied by the amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances in the new unit set-aside for the control period, divided by the sum determined under paragraph (c)(4)(ii) of this section, and rounded to the nearest whole allowance as appropriate. 
                                </P>
                                <P>
                                    (v) The Administrator will notify each CAIR designated representative that submitted an allowance allocation request of the amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances (if any) allocated for the control period to the CAIR NO
                                    <E T="52">X</E>
                                     unit covered by the request. 
                                </P>
                                <P>
                                    (d) If, after completion of the procedures under paragraph (c)(4) of this section for a control period, any unallocated CAIR NO
                                    <E T="52">X</E>
                                     allowances remain in the new unit set-aside under paragraph (c) of this section for a State for the control period, the Administrator will allocate to each CAIR NO
                                    <E T="52">X</E>
                                     unit that was allocated CAIR NO
                                    <E T="52">X</E>
                                     allowances under paragraph (b) of this section in the State an amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances equal to the total amount of such remaining unallocated CAIR NO
                                    <E T="52">X</E>
                                     allowances, multiplied by the unit's allocation under paragraph (b) of this section, divided by 95 percent for a control period during 2009 through 2014, and 97 percent for a control period during 2015 and thereafter, of the amount of tons of NO
                                    <E T="52">X</E>
                                     emissions in the applicable State trading budget under § 97.140, and rounded to the nearest whole allowance as appropriate. 
                                </P>
                                <P>
                                    (e) If the Administrator determines that CAIR NO
                                    <E T="52">X</E>
                                     allowances were allocated under paragraphs (a) and (b) of this section, paragraphs (a) and (c) of this section, or paragraph (d) of this section for a control period and that the recipient of the allocation is not actually a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104 in such control period, then the Administrator will notify the CAIR designated representative and will act in accordance with the following procedures: 
                                </P>
                                <P>
                                    (1) Except as provided in paragraph (e)(2) or (3) of this section, the Administrator will not record such CAIR NO
                                    <E T="52">X</E>
                                     allowances under § 97.153. 
                                </P>
                                <P>
                                    (2) If the Administrator already recorded such CAIR NO
                                    <E T="52">X</E>
                                     allowances under § 97.153 and if the Administrator makes such determination before making deductions for the source that includes such recipient under § 97.154(b) for the control period, then the Administrator will deduct from the account in which such CAIR NO
                                    <E T="52">X</E>
                                     allowances were recorded under § 97.153 an amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances allocated for the same or a prior control period equal to the amount of such already recorded CAIR NO
                                    <E T="52">X</E>
                                     allowances. The CAIR designated representative shall ensure that there are sufficient CAIR NO
                                    <E T="52">X</E>
                                     allowances in such account for completion of the deduction. 
                                </P>
                                <P>
                                    (3) If the Administrator already recorded such CAIR NO
                                    <E T="52">X</E>
                                     allowances under § 97.153 and if the Administrator makes such determination after making deductions for the source that includes such recipient under § 97.154(b) for the control period, then the Administrator will apply paragraph (e)(1) or (2) of this section, as appropriate, to any subsequent control period for which CAIR NO
                                    <E T="52">X</E>
                                     allowances were allocated to such recipient. 
                                </P>
                                <P>
                                    (4) The Administrator will transfer the CAIR NO
                                    <E T="52">X</E>
                                     allowances that are not recorded, or that are deducted, in accordance with paragraphs (e)(1), (2), and (3) of this section to a new unit set-aside for the State in which such recipient is located. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.143 </SECTNO>
                                <SUBJECT>Compliance supplement pool. </SUBJECT>
                                <P>
                                    (a) In addition to the CAIR NO
                                    <E T="52">X</E>
                                     allowances allocated under § 97.142, the Administrator may allocate for the control period in 2009 up to the following amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances to CAIR NO
                                    <E T="52">X</E>
                                     units in the respective State: 
                                </P>
                                <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="s50,14">
                                    <TTITLE> </TTITLE>
                                    <BOXHD>
                                        <CHED H="1">State </CHED>
                                        <CHED H="1">
                                            Compliance 
                                            <LI>supplement </LI>
                                            <LI>pool </LI>
                                        </CHED>
                                    </BOXHD>
                                    <ROW>
                                        <ENT I="01">Alabama </ENT>
                                        <ENT>10,166 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Delaware </ENT>
                                        <ENT>843 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">District of Columbia </ENT>
                                        <ENT>0 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Florida </ENT>
                                        <ENT>8,335 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Georgia </ENT>
                                        <ENT>12,397 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Illinois </ENT>
                                        <ENT>11,299 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Indiana </ENT>
                                        <ENT>20,155 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Iowa </ENT>
                                        <ENT>6,978 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Kentucky </ENT>
                                        <ENT>14,935 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Louisiana </ENT>
                                        <ENT>2,251 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Maryland </ENT>
                                        <ENT>4,670 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Michigan </ENT>
                                        <ENT>8,347 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Minnesota </ENT>
                                        <ENT>6,528 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Mississippi </ENT>
                                        <ENT>3,066 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Missouri </ENT>
                                        <ENT>9,044 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">New Jersey </ENT>
                                        <ENT>660 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">New York </ENT>
                                        <ENT>0 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">North Carolina </ENT>
                                        <ENT>0 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Ohio </ENT>
                                        <ENT>25,037 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Pennsylvania </ENT>
                                        <ENT>16,009 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">South Carolina </ENT>
                                        <ENT>2,600 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Tennessee </ENT>
                                        <ENT>8,944 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Texas </ENT>
                                        <ENT>772 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Virginia </ENT>
                                        <ENT>5,134 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">West Virginia </ENT>
                                        <ENT>16,929 </ENT>
                                    </ROW>
                                    <ROW RUL="n,s">
                                        <ENT I="01">Wisconsin </ENT>
                                        <ENT>4,898 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="03">Total </ENT>
                                        <ENT>199,997 </ENT>
                                    </ROW>
                                </GPOTABLE>
                                <P>
                                    (b) For any CAIR NO
                                    <E T="52">X</E>
                                     unit in a State, if the unit's average annual NO
                                    <E T="52">X</E>
                                     emission rate for 2007 or 2008 is less than 0.25 lb/mmBtu and, where such unit is included in a NO
                                    <E T="52">X</E>
                                     averaging plan under § 76.11 of this chapter under the Acid Rain Program for such year, the unit's NO
                                    <E T="52">X</E>
                                     averaging plan has an actual weighted average NO
                                    <E T="52">X</E>
                                     emission rate for such year equal to or less than the actual weighted average NO
                                    <E T="52">X</E>
                                     emission rate for the year before such year and if the unit achieves NO
                                    <E T="52">X</E>
                                     emission reductions in 2007 and 2008, the CAIR designated representative of the unit may request early reduction credits, and allocation of CAIR NO
                                    <E T="52">X</E>
                                     allowances from the compliance supplement pool under paragraph (a) of this section for such early reduction credits, in accordance with the following: 
                                </P>
                                <P>
                                    (1) The owners and operators of such CAIR NO
                                    <E T="52">X</E>
                                     unit shall monitor and report the NO
                                    <E T="52">X</E>
                                     emissions rate and the heat input of the unit in accordance with subpart HH of this part in each control period for which early reduction credit is requested. 
                                </P>
                                <P>
                                    (2) The CAIR designated representative of such CAIR NO
                                    <E T="52">X</E>
                                     unit shall submit to the Administrator by May 1, 2009 a request, in a format specified by the Administrator, for allocation of an amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances from the compliance supplement pool not exceeding the sum of the unit's heat input for the control period in 2007 multiplied by the difference (if any greater than zero) between 0.25 lb/mmBtu and the unit's NO
                                    <E T="52">X</E>
                                     emission rate for the control period in 2007 plus the unit's heat input for the control period in 2008 multiplied by the difference (if any greater than zero) between 0.25 lb/mmBtu and the unit's 
                                    <PRTPAGE P="25410"/>
                                    NO
                                    <E T="52">X</E>
                                     emission rate for the control period in 2008, determined in accordance with subpart HH of this part and with the sum divided by 2,000 lb/ton and rounded to the nearest whole number of tons as appropriate. 
                                </P>
                                <P>
                                    (c) For any CAIR NO
                                    <E T="52">X</E>
                                     unit in a State whose compliance with CAIR NO
                                    <E T="52">X</E>
                                     emissions limitation for the control period in 2009 would create an undue risk to the reliability of electricity supply during such control period, the CAIR designated representative of the unit may request the allocation of CAIR NO
                                    <E T="52">X</E>
                                     allowances from the compliance supplement pool under paragraph (a) of this section, in accordance with the following: 
                                </P>
                                <P>
                                    (1) The CAIR designated representative of such CAIR NO
                                    <E T="52">X</E>
                                     unit shall submit to the Administrator by May 1, 2009 a request, in a format specified by the Administrator, for allocation of an amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances from the compliance supplement pool not exceeding the minimum amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances necessary to remove such undue risk to the reliability of electricity supply. 
                                </P>
                                <P>
                                    (2) In the request under paragraph (c)(1) of this section, the CAIR designated representative of such CAIR NO
                                    <E T="52">X</E>
                                     unit shall demonstrate that, in the absence of allocation to the unit of the amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances requested, the unit's compliance with CAIR NO
                                    <E T="52">X</E>
                                     emissions limitation for the control period in 2009 would create an undue risk to the reliability of electricity supply during such control period. This demonstration must include a showing that it would not be feasible for the owners and operators of the unit to: 
                                </P>
                                <P>
                                    (i) Obtain a sufficient amount of electricity from other electricity generation facilities, during the installation of control technology at the unit for compliance with the CAIR NO
                                    <E T="52">X</E>
                                     emissions limitation, to prevent such undue risk; or 
                                </P>
                                <P>
                                    (ii) Obtain under paragraphs (b) and (d) of this section, or otherwise obtain, a sufficient amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances to prevent such undue risk. 
                                </P>
                                <P>
                                    (d) The Administrator will review each request under paragraph (b) or (c) of this section submitted by May 1, 2009 and will allocate CAIR NO
                                    <E T="52">X</E>
                                     allowances for the control period in 2009 to CAIR NO
                                    <E T="52">X</E>
                                     units in a State and covered by such request as follows: 
                                </P>
                                <P>
                                    (1) Upon receipt of each such request, the Administrator will make any necessary adjustments to the request to ensure that the amount of the CAIR NO
                                    <E T="52">X</E>
                                     allowances requested meets the requirements of paragraph (b) or (c) of this section. 
                                </P>
                                <P>
                                    (2) If the State's compliance supplement pool under paragraph (a) of this section has an amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances not less than the total amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances in all such requests (as adjusted under paragraph (d)(1) of this section), the Administrator will allocate to each CAIR NO
                                    <E T="52">X</E>
                                     unit covered by such requests the amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances requested (as adjusted under paragraph (d)(1) of this section). 
                                </P>
                                <P>
                                    (3) If the State's compliance supplement pool under paragraph (a) of this section has a smaller amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances than the total amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances in all such requests (as adjusted under paragraph (d)(1) of this section), the Administrator will allocate CAIR NO
                                    <E T="52">X</E>
                                     allowances to each CAIR NO
                                    <E T="52">X</E>
                                     unit covered by such requests according to the following formula and rounding to the nearest whole allowance as appropriate:
                                </P>
                                <EXTRACT>
                                    <FP SOURCE="FP-2">Unit's allocation = Unit's adjusted allocation × (State's compliance supplement pool ÷ Total adjusted allocations for all units) </FP>
                                    <FP SOURCE="FP-2">Where: </FP>
                                    <FP SOURCE="FP-2">
                                        “Unit's allocation” is the amount of CAIR NO
                                        <E T="52">X</E>
                                         allowances allocated to the unit from the State's compliance supplement pool. 
                                    </FP>
                                    <FP SOURCE="FP-2">
                                        “Unit's adjusted allocation” is the amount of CAIR NO
                                        <E T="52">X</E>
                                         allowances requested for the unit under paragraph (b) or (c) of this section, as adjusted under paragraph (d)(1) of this section. 
                                    </FP>
                                    <FP SOURCE="FP-2">
                                        “State's compliance supplement pool” is the amount of CAIR NO
                                        <E T="52">X</E>
                                         allowances in the State's compliance supplement pool.
                                    </FP>
                                    <FP SOURCE="FP-2">“Total adjusted allocations for all units” is the sum of the amounts of allocations requested for all units under paragraph (b) or (c) of this section, as adjusted under paragraph (d)(1) of this section. </FP>
                                </EXTRACT>
                                <P>
                                    (4) By July 31, 2009, the Administrator will determine by order the allocations under paragraph (d)(2) or (3) of this section. The Administrator will make available to the public each determination of CAIR NO
                                    <E T="52">X</E>
                                     allowances under such paragraph and will provide an opportunity for submission of objections to the determination. Objections shall be limited to addressing whether the determination is in accordance with paragraph (b) or (c) of this section and paragraph (d)(2) or (3) of this section, as appropriate. Based on any such objections, the Administrator will adjust each determination to the extent necessary to ensure that it is in accordance with such paragraphs. 
                                </P>
                                <P>(5) By January 1, 2010, the Administrator will record the allocations under paragraph (d)(4) of this section. </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.144</SECTNO>
                                <SUBJECT>
                                    Alternative of allocation of CAIR NO
                                    <E T="52">X</E>
                                     allowances and compliance supplement pool by permitting authority. 
                                </SUBJECT>
                                <P>
                                    (a) Notwithstanding §§ 97.141, 97.142, and 97.153 if a State submits, and the Administrator approves, a State implementation plan revision in accordance with § 51.123(p)(1) of this chapter providing for allocation of CAIR NO
                                    <E T="52">X</E>
                                     allowances by the permitting authority, then the permitting authority shall make such allocations in accordance with such approved State implementation plan revision, the Administrator will not make allocations under §§ 97.141 and 97.142 for the CAIR NO
                                    <E T="52">X</E>
                                     units in the State, and under § 97.153, the Administrator will record the allocations made under such approved State implementation plan revision instead of allocations made under §§ 97.141 and 97.142. 
                                </P>
                                <P>
                                    (b) Notwithstanding § 97.143, if a State submits, and the Administrator approves, a State implementation plan revision in accordance with § 51.123(p)(2) of this chapter providing for allocation of the State's compliance supplement pool by the permitting authority, then the permitting authority shall make such allocations in accordance with such approved State implementation plan revision, the Administrator will not make allocations under § 97.143(d)(4) for the CAIR NO
                                    <E T="52">X</E>
                                     units in the State, and under § 97.143(d)(5), the Administrator will record the allocations of the State's compliance supplement pool made under such approved State implementation plan revision instead of allocations made under § 97.143(d)(4). 
                                </P>
                                <P>
                                    (c)(1) In implementing paragraph (a) of this section and §§ 97.141, 97.142, and 97.153, the Administrator will ensure that the total amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances allocated, under such provisions and under a State's State implementation plan revision approved in accordance with § 51.123(p)(1) of this chapter, for a control period for CAIR NO
                                    <E T="52">X</E>
                                     sources in the State or for other entities specified by the permitting authority will not exceed the State's State trading budget for the year of the control period. 
                                </P>
                                <P>
                                    (2) In implementing paragraph (b) of this section and § 97.143, the Administrator will ensure that the total amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances allocated, under such provisions and under a State's State implementation plan revision approved in accordance with § 51.123(p)(2), for CAIR NO
                                    <E T="52">X</E>
                                     sources in the State will not exceed the State(s compliance supplement pool. 
                                    <PRTPAGE P="25411"/>
                                </P>
                                <HD SOURCE="HD1">Appendix A to Subpart EE of Part 97—States With Approved State Implementation Plan Revisions Concerning Allocations </HD>
                                <EXTRACT>
                                    <P>
                                        1. The following States have State Implementation Plan revisions under § 51.123(p)(1) of this chapter approved by the Administrator and providing for allocation of CAIR NO
                                        <E T="52">X</E>
                                         allowances by the permitting authority under § 97.144(a): 
                                    </P>
                                    <P>[Reserved] </P>
                                    <P>2. The following States have State Implementation Plan revisions under § 51.123(p)(2) of this chapter approved by the Administrator and providing for allocation of the Compliance Supplement Pool by the permitting authority under § 97.144(b): </P>
                                    <P>[Reserved] </P>
                                </EXTRACT>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">
                                Subpart FF—CAIR NO
                                <E T="52">X</E>
                                 Allowance Tracking System 
                            </HD>
                            <SECTION>
                                <SECTNO>§ 97.150</SECTNO>
                                <SUBJECT>[Reserved] </SUBJECT>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.151</SECTNO>
                                <SUBJECT>Establishment of accounts. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Compliance accounts.</E>
                                     Except as provided in § 97.184(e), upon receipt of a complete certificate of representation under § 97.113, the Administrator will establish a compliance account for the CAIR NO
                                    <E T="52">X</E>
                                     source for which the certificate of representation was submitted, unless the source already has a compliance account. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">General accounts</E>
                                    —(1) 
                                    <E T="03">Application for general account.</E>
                                     (i) Any person may apply to open a general account for the purpose of holding and transferring CAIR NO
                                    <E T="52">X</E>
                                     allowances. An application for a general account may designate one and only one CAIR authorized account representative and one and only one alternate CAIR authorized account representative who may act on behalf of the CAIR authorized account representative. The agreement by which the alternate CAIR authorized account representative is selected shall include a procedure for authorizing the alternate CAIR authorized account representative to act in lieu of the CAIR authorized account representative. 
                                </P>
                                <P>(ii) A complete application for a general account shall be submitted to the Administrator and shall include the following elements in a format prescribed by the Administrator: </P>
                                <P>(A) Name, mailing address, e-mail address (if any), telephone number, and facsimile transmission number (if any) of the CAIR authorized account representative and any alternate CAIR authorized account representative; </P>
                                <P>(B) Organization name and type of organization, if applicable; </P>
                                <P>
                                    (C) A list of all persons subject to a binding agreement for the CAIR authorized account representative and any alternate CAIR authorized account representative to represent their ownership interest with respect to the CAIR NO
                                    <E T="52">X</E>
                                     allowances held in the general account; 
                                </P>
                                <P>
                                    (D) The following certification statement by the CAIR authorized account representative and any alternate CAIR authorized account representative: “I certify that I was selected as the CAIR authorized account representative or the alternate CAIR authorized account representative, as applicable, by an agreement that is binding on all persons who have an ownership interest with respect to CAIR NO
                                    <E T="52">X</E>
                                     allowances held in the general account. I certify that I have all the necessary authority to carry out my duties and responsibilities under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program on behalf of such persons and that each such person shall be fully bound by my representations, actions, inactions, or submissions and by any order or decision issued to me by the Administrator or a court regarding the general account.” 
                                </P>
                                <P>(E) The signature of the CAIR authorized account representative and any alternate CAIR authorized account representative and the dates signed. </P>
                                <P>(iii) Unless otherwise required by the permitting authority or the Administrator, documents of agreement referred to in the application for a general account shall not be submitted to the permitting authority or the Administrator. Neither the permitting authority nor the Administrator shall be under any obligation to review or evaluate the sufficiency of such documents, if submitted. </P>
                                <P>
                                    (2) 
                                    <E T="03">Authorization of CAIR authorized account representative and alternate CAIR authorized account representative</E>
                                    . (i) Upon receipt by the Administrator of a complete application for a general account under paragraph (b)(1) of this section: 
                                </P>
                                <P>(A) The Administrator will establish a general account for the person or persons for whom the application is submitted.</P>
                                <P>
                                    (B) The CAIR authorized account representative and any alternate CAIR authorized account representative for the general account shall represent and, by his or her representations, actions, inactions, or submissions, legally bind each person who has an ownership interest with respect to CAIR NO
                                    <E T="52">X</E>
                                     allowances held in the general account in all matters pertaining to the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program, notwithstanding any agreement between the CAIR authorized account representative or any alternate CAIR authorized account representative and such person. Any such person shall be bound by any order or decision issued to the CAIR authorized account representative or any alternate CAIR authorized account representative by the Administrator or a court regarding the general account. 
                                </P>
                                <P>(C) Any representation, action, inaction, or submission by any alternate CAIR authorized account representative shall be deemed to be a representation, action, inaction, or submission by the CAIR authorized account representative. </P>
                                <P>
                                    (ii) Each submission concerning the general account shall be submitted, signed, and certified by the CAIR authorized account representative or any alternate CAIR authorized account representative for the persons having an ownership interest with respect to CAIR NO
                                    <E T="52">X</E>
                                     allowances held in the general account. Each such submission shall include the following certification statement by the CAIR authorized account representative or any alternate CAIR authorized account representative: “I am authorized to make this submission on behalf of the persons having an ownership interest with respect to the CAIR NO
                                    <E T="52">X</E>
                                     allowances held in the general account. I certify under penalty of law that I have personally examined, and am familiar with, the statements and information submitted in this document and all its attachments. Based on my inquiry of those individuals with primary responsibility for obtaining the information, I certify that the statements and information are to the best of my knowledge and belief true, accurate, and complete. I am aware that there are significant penalties for submitting false statements and information or omitting required statements and information, including the possibility of fine or imprisonment.” 
                                </P>
                                <P>(iii) The Administrator will accept or act on a submission concerning the general account only if the submission has been made, signed, and certified in accordance with paragraph (b)(2)(ii) of this section. </P>
                                <P>
                                    (3) 
                                    <E T="03">Changing CAIR authorized account representative and alternate CAIR authorized account representative; changes in persons with ownership interest.</E>
                                     (i) The CAIR authorized account representative for a general account may be changed at any time upon receipt by the Administrator of a superseding complete application for a general account under paragraph (b)(1) of this section. Notwithstanding any such change, all representations, actions, inactions, and submissions by the previous CAIR authorized account representative before the time and date when the Administrator receives the superseding application for a general account shall be binding on the new CAIR authorized account representative 
                                    <PRTPAGE P="25412"/>
                                    and the persons with an ownership interest with respect to the CAIR NO
                                    <E T="52">X</E>
                                     allowances in the general account. 
                                </P>
                                <P>
                                    (ii) The alternate CAIR authorized account representative for a general account may be changed at any time upon receipt by the Administrator of a superseding complete application for a general account under paragraph (b)(1) of this section. Notwithstanding any such change, all representations, actions, inactions, and submissions by the previous alternate CAIR authorized account representative before the time and date when the Administrator receives the superseding application for a general account shall be binding on the new alternate CAIR authorized account representative and the persons with an ownership interest with respect to the CAIR NO
                                    <E T="52">X</E>
                                     allowances in the general account. 
                                </P>
                                <P>
                                    (iii)(A) In the event a person having an ownership interest with respect to CAIR NO
                                    <E T="52">X</E>
                                     allowances in the general account is not included in the list of such persons in the application for a general account, such person shall be deemed to be subject to and bound by the application for a general account, the representation, actions, inactions, and submissions of the CAIR authorized account representative and any alternate CAIR authorized account representative of the account, and the decisions and orders of the Administrator or a court, as if the person were included in such list. 
                                </P>
                                <P>
                                    (B) Within 30 days following any change in the persons having an ownership interest with respect to CAIR NO
                                    <E T="52">X</E>
                                     allowances in the general account, including the addition of a new person, the CAIR authorized account representative or any alternate CAIR authorized account representative shall submit a revision to the application for a general account amending the list of persons having an ownership interest with respect to the CAIR NO
                                    <E T="52">X</E>
                                     allowances in the general account to include the change. 
                                </P>
                                <P>
                                    (4) 
                                    <E T="03">Objections concerning CAIR authorized account representative and alternate CAIR authorized account representative.</E>
                                     (i) Once a complete application for a general account under paragraph (b)(1) of this section has been submitted and received, the Administrator will rely on the application unless and until a superseding complete application for a general account under paragraph (b)(1) of this section is received by the Administrator. 
                                </P>
                                <P>
                                    (ii) Except as provided in paragraph (b)(3)(i) or (ii) of this section, no objection or other communication submitted to the Administrator concerning the authorization, or any representation, action, inaction, or submission of the CAIR authorized account representative or any alternate CAIR authorized account representative for a general account shall affect any representation, action, inaction, or submission of the CAIR authorized account representative or any alternate CAIR authorized account representative or the finality of any decision or order by the Administrator under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program. 
                                </P>
                                <P>
                                    (iii) The Administrator will not adjudicate any private legal dispute concerning the authorization or any representation, action, inaction, or submission of the CAIR authorized account representative or any alternate CAIR authorized account representative for a general account, including private legal disputes concerning the proceeds of CAIR NO
                                    <E T="52">X</E>
                                     allowance transfers. 
                                </P>
                                <P>
                                    (5) 
                                    <E T="03">Delegation by CAIR authorized account representative and alternate CAIR authorized account representative.</E>
                                     (i) A CAIR authorized account representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under subparts FF and GG of this part. 
                                </P>
                                <P>(ii) An alternate CAIR authorized account representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under subparts FF and GG of this part. </P>
                                <P>(iii) In order to delegate authority to make an electronic submission to the Administrator in accordance with paragraph (b)(5)(i) or (ii) of this section, the CAIR authorized account representative or alternate CAIR authorized account representative, as appropriate, must submit to the Administrator a notice of delegation, in a format prescribed by the Administrator, that includes the following elements: </P>
                                <P>(A) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of such CAIR authorized account representative or alternate CAIR authorized account representative; </P>
                                <P>(B) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of each such natural person (referred to as an “agent”); </P>
                                <P>(C) For each such natural person, a list of the type or types of electronic submissions under paragraph (b)(5)(i) or (ii) of this section for which authority is delegated to him or her; </P>
                                <P>(D) The following certification statement by such CAIR authorized account representative or alternate CAIR authorized account representative: “I agree that any electronic submission to the Administrator that is by an agent identified in this notice of delegation and of a type listed for such agent in this notice of delegation and that is made when I am a CAIR authorized account representative or alternate CAIR authorized representative, as appropriate, and before this notice of delegation is superseded by another notice of delegation under 40 CFR 97.151(b)(5)(iv) shall be deemed to be an electronic submission by me.”; and </P>
                                <P>(E) The following certification statement by such CAIR authorized account representative or alternate CAIR authorized account representative: “Until this notice of delegation is superseded by another notice of delegation under 40 CFR 97.151(b)(5)(iv), I agree to maintain an e-mail account and to notify the Administrator immediately of any change in my e-mail address unless all delegation of authority by me under 40 CFR 97.151(b)(5) is terminated.”. </P>
                                <P>(iv) A notice of delegation submitted under paragraph (b)(5)(iii) of this section shall be effective, with regard to the CAIR authorized account representative or alternate CAIR authorized account representative identified in such notice, upon receipt of such notice by the Administrator and until receipt by the Administrator of a superseding notice of delegation submitted by such CAIR authorized account representative or alternate CAIR authorized account representative, as appropriate. The superseding notice of delegation may replace any previously identified agent, add a new agent, or eliminate entirely any delegation of authority. </P>
                                <P>(v) Any electronic submission covered by the certification in paragraph (b)(5)(iii)(D) of this section and made in accordance with a notice of delegation effective under paragraph (b)(5)(iv) of this section shall be deemed to be an electronic submission by the CAIR designated representative or alternate CAIR designated representative submitting such notice of delegation. </P>
                                <P>
                                    (c)
                                    <E T="03"> Account identification.</E>
                                     The Administrator will assign a unique identifying number to each account established under paragraph (a) or (b) of this section. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.152 </SECTNO>
                                <SUBJECT>Responsibilities of CAIR authorized account representative. </SUBJECT>
                                <P>
                                    Following the establishment of a CAIR NO
                                    <E T="52">X</E>
                                     Allowance Tracking System account, all submissions to the 
                                    <PRTPAGE P="25413"/>
                                    Administrator pertaining to the account, including, but not limited to, submissions concerning the deduction or transfer of CAIR NO
                                    <E T="52">X</E>
                                     allowances in the account, shall be made only by the CAIR authorized account representative for the account. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.153 </SECTNO>
                                <SUBJECT>
                                    Recordation of CAIR NO
                                    <E T="52">X</E>
                                     allowance allocations. 
                                </SUBJECT>
                                <P>
                                    (a) By September 30, 2007, the Administrator will record in the CAIR NO
                                    <E T="52">X</E>
                                     source's compliance account the CAIR NO
                                    <E T="52">X</E>
                                     allowances allocated for the CAIR NO
                                    <E T="52">X</E>
                                     units at the source in accordance with § 97.142(a) and (b) for the control period in 2009. 
                                </P>
                                <P>
                                    (b) By September 30, 2008, the Administrator will record in the CAIR NO
                                    <E T="52">X</E>
                                     source's compliance account the CAIR NO
                                    <E T="52">X</E>
                                     allowances allocated for the CAIR NO
                                    <E T="52">X</E>
                                     units at the source in accordance with § 97.142(a) and (b) for the control period in 2010. 
                                </P>
                                <P>
                                    (c) By September 30, 2009, the Administrator will record in the CAIR NO
                                    <E T="52">X</E>
                                     source's compliance account the CAIR NO
                                    <E T="52">X</E>
                                     allowances allocated for the CAIR NO
                                    <E T="52">X</E>
                                     units at the source in accordance with § 97.142(a) and (b) for the control periods in 2011, 2012, and 2013. 
                                </P>
                                <P>
                                    (d) By December 1, 2010 and December 1 of each year thereafter, the Administrator will record in the CAIR NO
                                    <E T="52">X</E>
                                     source's compliance account the CAIR NO
                                    <E T="52">X</E>
                                     allowances allocated for the CAIR NO
                                    <E T="52">X</E>
                                     units at the source in accordance with § 97.142(a) and (b) for the control period in the fourth year after the year of the applicable deadline for recordation under this paragraph. 
                                </P>
                                <P>
                                    (e) By December 1, 2009 and December 1 of each year thereafter, the Administrator will record in the CAIR NO
                                    <E T="52">X</E>
                                     source's compliance account the CAIR NO
                                    <E T="52">X</E>
                                     allowances allocated for the CAIR NO
                                    <E T="52">X</E>
                                     units at the source in accordance with § 97.142(a) and (c) for the control period in the year of the applicable deadline for recordation under this paragraph. 
                                </P>
                                <P>
                                    (f) 
                                    <E T="03">Serial numbers for allocated CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">allowances</E>
                                    . When recording the allocation of CAIR NO
                                    <E T="52">X</E>
                                     allowances for a CAIR NO
                                    <E T="52">X</E>
                                     unit in a compliance account, the Administrator will assign each CAIR NO
                                    <E T="52">X</E>
                                     allowance a unique identification number that will include digits identifying the year of the control period for which the CAIR NO
                                    <E T="52">X</E>
                                     allowance is allocated. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.154 </SECTNO>
                                <SUBJECT>
                                    Compliance with CAIR NO
                                    <E T="52">X</E>
                                     emissions limitation. 
                                </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Allowance transfer deadline.</E>
                                     The CAIR NO
                                    <E T="52">X</E>
                                     allowances are available to be deducted for compliance with a source's CAIR NO
                                    <E T="52">X</E>
                                     emissions limitation for a control period in a given calendar year only if the CAIR NO
                                    <E T="52">X</E>
                                     allowances: 
                                </P>
                                <P>(1) Were allocated for the control period in the year or a prior year; and </P>
                                <P>
                                    (2) Are held in the compliance account as of the allowance transfer deadline for the control period or are transferred into the compliance account by a CAIR NO
                                    <E T="52">X</E>
                                     allowance transfer correctly submitted for recordation under §§ 97.160 and 97.161 by the allowance transfer deadline for the control period.
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Deductions for compliance.</E>
                                     Following the recordation, in accordance with § 97.161, of CAIR NO
                                    <E T="52">X</E>
                                     allowance transfers submitted for recordation in a source's compliance account by the allowance transfer deadline for a control period, the Administrator will deduct from the compliance account CAIR NO
                                    <E T="52">X</E>
                                     allowances available under paragraph (a) of this section in order to determine whether the source meets the CAIR NO
                                    <E T="52">X</E>
                                     emissions limitation for the control period, as follows: 
                                </P>
                                <P>
                                    (1) Until the amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances deducted equals the number of tons of total nitrogen oxides emissions, determined in accordance with subpart HH of this part, from all CAIR NO
                                    <E T="52">X</E>
                                     units at the source for the control period; or 
                                </P>
                                <P>
                                    (2) If there are insufficient CAIR NO
                                    <E T="52">X</E>
                                     allowances to complete the deductions in paragraph (b)(1) of this section, until no more CAIR NO
                                    <E T="52">X</E>
                                     allowances available under paragraph (a) of this section remain in the compliance account. 
                                </P>
                                <P>
                                    (c)(1) 
                                    <E T="03">Identification of CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">allowances by serial number.</E>
                                     The CAIR authorized account representative for a source's compliance account may request that specific CAIR NO
                                    <E T="52">X</E>
                                     allowances, identified by serial number, in the compliance account be deducted for emissions or excess emissions for a control period in accordance with paragraph (b) or (d) of this section. Such request shall be submitted to the Administrator by the allowance transfer deadline for the control period and include, in a format prescribed by the Administrator, the identification of the CAIR NO
                                    <E T="52">X</E>
                                     source and the appropriate serial numbers. 
                                </P>
                                <P>
                                    (2) 
                                    <E T="03">First-in, first-out.</E>
                                     The Administrator will deduct CAIR NO
                                    <E T="52">X</E>
                                     allowances under paragraph (b) or (d) of this section from the source's compliance account, in the absence of an identification or in the case of a partial identification of CAIR NO
                                    <E T="52">X</E>
                                     allowances by serial number under paragraph (c)(1) of this section, on a first-in, first-out (FIFO) accounting basis in the following order: 
                                </P>
                                <P>
                                    (i) Any CAIR NO
                                    <E T="52">X</E>
                                     allowances that were allocated to the units at the source, in the order of recordation; and then 
                                </P>
                                <P>
                                    (ii) Any CAIR NO
                                    <E T="52">X</E>
                                     allowances that were allocated to any entity and transferred and recorded in the compliance account pursuant to subpart GG of this part, in the order of recordation. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Deductions for excess emissions.</E>
                                     (1) After making the deductions for compliance under paragraph (b) of this section for a control period in a calendar year in which the CAIR NO
                                    <E T="52">X</E>
                                     source has excess emissions, the Administrator will deduct from the source's compliance account an amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances, allocated for the control period in the immediately following calendar year, equal to 3 times the number of tons of the source's excess emissions. 
                                </P>
                                <P>
                                    (2) Any allowance deduction required under paragraph (d)(1) of this section shall not affect the liability of the owners and operators of the CAIR NO
                                    <E T="52">X</E>
                                     source or the CAIR NO
                                    <E T="52">X</E>
                                     units at the source for any fine, penalty, or assessment, or their obligation to comply with any other remedy, for the same violations, as ordered under the Clean Air Act or applicable State law. 
                                </P>
                                <P>
                                    (e) 
                                    <E T="03">Recordation of deductions.</E>
                                     The Administrator will record in the appropriate compliance account all deductions from such an account under paragraphs (b) and (d) of this section and subpart II. 
                                </P>
                                <P>
                                    (f) 
                                    <E T="03">Administrator's action on submissions.</E>
                                     (1) The Administrator may review and conduct independent audits concerning any submission under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program and make appropriate adjustments of the information in the submissions. 
                                </P>
                                <P>
                                    (2) The Administrator may deduct CAIR NO
                                    <E T="52">X</E>
                                     allowances from or transfer CAIR NO
                                    <E T="52">X</E>
                                     allowances to a source's compliance account based on the information in the submissions, as adjusted under paragraph (f)(1) of this section, and record such deductions and transfers. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.155 </SECTNO>
                                <SUBJECT>Banking. </SUBJECT>
                                <P>
                                    (a) CAIR NO
                                    <E T="52">X</E>
                                     allowances may be banked for future use or transfer in a compliance account or a general account in accordance with paragraph (b) of this section. 
                                </P>
                                <P>
                                    (b) Any CAIR NO
                                    <E T="52">X</E>
                                     allowance that is held in a compliance account or a general account will remain in such account unless and until the CAIR NO
                                    <E T="52">X</E>
                                     allowance is deducted or transferred under § 97.142, § 97.154, § 97.156, or subpart GG or II of this part. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <PRTPAGE P="25414"/>
                                <SECTNO>§ 97.156 </SECTNO>
                                <SUBJECT>Account error. </SUBJECT>
                                <P>
                                    The Administrator may, at his or her sole discretion and on his or her own motion, correct any error in any CAIR NO
                                    <E T="52">X</E>
                                     Allowance Tracking System account. Within 10 business days of making such correction, the Administrator will notify the CAIR authorized account representative for the account. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.157 </SECTNO>
                                <SUBJECT>Closing of general accounts. </SUBJECT>
                                <P>
                                    (a) The CAIR authorized account representative of a general account may submit to the Administrator a request to close the account, which shall include a correctly submitted allowance transfer under §§ 97.160 and 97.161 for any CAIR NO
                                    <E T="52">X</E>
                                     allowances in the account to one or more other CAIR NO
                                    <E T="52">X</E>
                                     Allowance Tracking System accounts. 
                                </P>
                                <P>
                                    (b) If a general account has no allowance transfers in or out of the account for a 12-month period or longer and does not contain any CAIR NO
                                    <E T="52">X</E>
                                     allowances, the Administrator may notify the CAIR authorized account representative for the account that the account will be closed following 20 business days after the notice is sent. The account will be closed after the 20-day period unless, before the end of the 20-day period, the Administrator receives a correctly submitted transfer of CAIR NO
                                    <E T="52">X</E>
                                     allowances into the account under §§ 97.160 and 97.161 or a statement submitted by the CAIR authorized account representative demonstrating to the satisfaction of the Administrator good cause as to why the account should not be closed. 
                                </P>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">
                                Subpart GG—CAIR NO
                                <E T="52">X</E>
                                 Allowance Transfers 
                            </HD>
                            <SECTION>
                                <SECTNO>§ 97.160 </SECTNO>
                                <SUBJECT>
                                    Submission of CAIR NO
                                    <E T="52">X</E>
                                     allowance transfers. 
                                </SUBJECT>
                                <P>
                                    A CAIR authorized account representative seeking recordation of a CAIR NO
                                    <E T="52">X</E>
                                     allowance transfer shall submit the transfer to the Administrator. To be considered correctly submitted, the CAIR NO
                                    <E T="52">X</E>
                                     allowance transfer shall include the following elements, in a format specified by the Administrator: 
                                </P>
                                <P>(a) The account numbers for both the transferor and transferee accounts; </P>
                                <P>
                                    (b) The serial number of each CAIR NO
                                    <E T="52">X</E>
                                     allowance that is in the transferor account and is to be transferred; and 
                                </P>
                                <P>(c) The name and signature of the CAIR authorized account representative of the transferor account and the date signed. </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.161 </SECTNO>
                                <SUBJECT>EPA recordation. </SUBJECT>
                                <P>
                                    (a) Within 5 business days (except as provided in paragraph (b) of this section) of receiving a CAIR NO
                                    <E T="52">X</E>
                                     allowance transfer, the Administrator will record a CAIR NO
                                    <E T="52">X</E>
                                     allowance transfer by moving each CAIR NO
                                    <E T="52">X</E>
                                     allowance from the transferor account to the transferee account as specified by the request, provided that: 
                                </P>
                                <P>(1) The transfer is correctly submitted under § 97.160; and </P>
                                <P>
                                    (2) The transferor account includes each CAIR NO
                                    <E T="52">X</E>
                                     allowance identified by serial number in the transfer. 
                                </P>
                                <P>
                                    (b) A CAIR NO
                                    <E T="52">X</E>
                                     allowance transfer that is submitted for recordation after the allowance transfer deadline for a control period and that includes any CAIR NO
                                    <E T="52">X</E>
                                     allowances allocated for any control period before such allowance transfer deadline will not be recorded until after the Administrator completes the deductions under § 97.154 for the control period immediately before such allowance transfer deadline. 
                                </P>
                                <P>
                                    (c) Where a CAIR NO
                                    <E T="52">X</E>
                                     allowance transfer submitted for recordation fails to meet the requirements of paragraph (a) of this section, the Administrator will not record such transfer. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.162 </SECTNO>
                                <SUBJECT>Notification. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Notification of recordation</E>
                                    . Within 5 business days of recordation of a CAIR NO
                                    <E T="52">X</E>
                                     allowance transfer under § 97.161, the Administrator will notify the CAIR authorized account representatives of both the transferor and transferee accounts. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Notification of non-recordation.</E>
                                     Within 10 business days of receipt of a CAIR NO
                                    <E T="52">X</E>
                                     allowance transfer that fails to meet the requirements of § 97.161(a), the Administrator will notify the CAIR authorized account representatives of both accounts subject to the transfer of: 
                                </P>
                                <P>(1) A decision not to record the transfer, and </P>
                                <P>(2) The reasons for such non-recordation. </P>
                                <P>
                                    (c) Nothing in this section shall preclude the submission of a CAIR NO
                                    <E T="52">X</E>
                                     allowance transfer for recordation following notification of non-recordation. 
                                </P>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">Subpart HH—Monitoring and Reporting </HD>
                            <SECTION>
                                <SECTNO>§ 97.170 </SECTNO>
                                <SUBJECT>General requirements. </SUBJECT>
                                <P>
                                    The owners and operators, and to the extent applicable, the CAIR designated representative, of a CAIR NO
                                    <E T="52">X</E>
                                     unit, shall comply with the monitoring, recordkeeping, and reporting requirements as provided in this subpart and in subpart H of part 75 of this chapter. For purposes of complying with such requirements, the definitions in § 97.102 and in § 72.2 of this chapter shall apply, and the terms “affected unit,” “designated representative,” and “continuous emission monitoring system” or “CEMS”) in part 75 of this chapter shall be deemed to refer to the terms “CAIR NO
                                    <E T="52">X</E>
                                     unit,“ “CAIR designated representative,” and “continuous emission monitoring system” (or “CEMS”) respectively, as defined in § 97.102. The owner or operator of a unit that is not a CAIR NO
                                    <E T="52">X</E>
                                     unit but that is monitored under § 75.72(b)(2)(ii) of this chapter shall comply with the same monitoring, recordkeeping, and reporting requirements as a CAIR NO
                                    <E T="52">X</E>
                                     unit. 
                                </P>
                                <P>
                                    (a) 
                                    <E T="03">Requirements for installation, certification, and data accounting.</E>
                                     The owner or operator of each CAIR NO
                                    <E T="52">X</E>
                                     unit shall: 
                                </P>
                                <P>
                                    (1) Install all monitoring systems required under this subpart for monitoring NO
                                    <E T="52">X</E>
                                     mass emissions and individual unit heat input (including all systems required to monitor NO
                                    <E T="52">X</E>
                                     emission rate, NO
                                    <E T="52">X</E>
                                     concentration, stack gas moisture content, stack gas flow rate, CO
                                    <E T="52">2</E>
                                     or O
                                    <E T="52">2</E>
                                     concentration, and fuel flow rate, as applicable, in accordance with (§§ 75.71 and 75.72 of this chapter); 
                                </P>
                                <P>(2) Successfully complete all certification tests required under § 97.171 and meet all other requirements of this subpart and part 75 of this chapter applicable to the monitoring systems under paragraph (a)(1) of this section; and </P>
                                <P>(3) Record, report, and quality-assure the data from the monitoring systems under paragraph (a)(1) of this section. </P>
                                <P>
                                    (b) 
                                    <E T="03">Compliance deadlines.</E>
                                     Except as provided in paragraph (e) of this section, the owner or operator shall meet the monitoring system certification and other requirements of paragraphs (a)(1) and (2) of this section on or before the following dates. The owner or operator shall record, report, and quality-assure the data from the monitoring systems under paragraph (a)(1) of this section on and after the following dates. 
                                </P>
                                <P>
                                    (1) For the owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     unit that commences commercial operation before July 1, 2007, by January 1, 2008. 
                                </P>
                                <P>
                                    (2) For the owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     unit that commences commercial operation on or after July 1, 2007, by the later of the following dates: 
                                </P>
                                <P>(i) January 1, 2008; or </P>
                                <P>(ii) 90 unit operating days or 180 calendar days, whichever occurs first, after the date on which the unit commences commercial operation. </P>
                                <P>
                                    (3) For the owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     unit for which construction of a new stack or flue or installation of add-on NO
                                    <E T="52">X</E>
                                     emission controls is completed after the applicable deadline 
                                    <PRTPAGE P="25415"/>
                                    under paragraph (b)(1), (2), (4), or (5) of this section, by 90 unit operating days or 180 calendar days, whichever occurs first, after the date on which emissions first exit to the atmosphere through the new stack or flue or add-on NO
                                    <E T="52">X</E>
                                     emissions controls. 
                                </P>
                                <P>(4) Notwithstanding the dates in paragraphs (b)(1) and (2) of this section, for the owner or operator of a unit for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under subpart II of this part, by the date specified in § 97.184(b). </P>
                                <P>
                                    (5) Notwithstanding the dates in paragraphs (b)(1) and (2) of this section, for the owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit under subpart II of this part, by the date on which the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit enters the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program as provided in § 97.184(g). 
                                </P>
                                <P>
                                    (c) 
                                    <E T="03">Reporting data.</E>
                                     The owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     unit that does not meet the applicable compliance date set forth in paragraph (b) of this section for any monitoring system under paragraph (a)(1) of this section shall, for each such monitoring system, determine, record, and report maximum potential (or, as appropriate, minimum potential) values for NO
                                    <E T="52">X</E>
                                     concentration, NO
                                    <E T="52">X</E>
                                     emission rate, stack gas flow rate, stack gas moisture content, fuel flow rate, and any other parameters required to determine NO
                                    <E T="52">X</E>
                                     mass emissions and heat input in accordance with § 75.31(b)(2) or (c)(3) of this chapter, section 2.4 of appendix D to part 75 of this chapter, or section 2.5 of appendix E to part 75 of this chapter, as applicable. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Prohibitions.</E>
                                     (1) No owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     unit shall use any alternative monitoring system, alternative reference method, or any other alternative to any requirement of this subpart without having obtained prior written approval in accordance with § 97.175. 
                                </P>
                                <P>
                                    (2) No owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     unit shall operate the unit so as to discharge, or allow to be discharged, NO
                                    <E T="52">X</E>
                                     emissions to the atmosphere without accounting for all such emissions in accordance with the applicable provisions of this subpart and part 75 of this chapter. 
                                </P>
                                <P>
                                    (3) No owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     unit shall disrupt the continuous emission monitoring system, any portion thereof, or any other approved emission monitoring method, and thereby avoid monitoring and recording NO
                                    <E T="52">X</E>
                                     mass emissions discharged into the atmosphere or heat input, except for periods of recertification or periods when calibration, quality assurance testing, or maintenance is performed in accordance with the applicable provisions of this subpart and part 75 of this chapter. 
                                </P>
                                <P>
                                    (4) No owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     unit shall retire or permanently discontinue use of the continuous emission monitoring system, any component thereof, or any other approved monitoring system under this subpart, except under any one of the following circumstances: 
                                </P>
                                <P>(i) During the period that the unit is covered by an exemption under § 97.105 that is in effect; </P>
                                <P>(ii) The owner or operator is monitoring emissions from the unit with another certified monitoring system approved, in accordance with the applicable provisions of this subpart and part 75 of this chapter, by the Administrator for use at that unit that provides emission data for the same pollutant or parameter as the retired or discontinued monitoring system; or </P>
                                <P>(iii) The CAIR designated representative submits notification of the date of certification testing of a replacement monitoring system for the retired or discontinued monitoring system in accordance with § 97.171(d)(3)(i). </P>
                                <P>
                                    (e) 
                                    <E T="03">Long-term cold storage.</E>
                                     The owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     unit is subject to the applicable provisions of part 75 of this chapter concerning units in long-term cold storage. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.171 </SECTNO>
                                <SUBJECT>Initial certification and recertification procedures. </SUBJECT>
                                <P>
                                    (a) The owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     unit shall be exempt from the initial certification requirements of this section for a monitoring system under § 97.170(a)(1) if the following conditions are met: 
                                </P>
                                <P>(1) The monitoring system has been previously certified in accordance with part 75 of this chapter; and </P>
                                <P>(2) The applicable quality-assurance and quality-control requirements of § 75.21 of this chapter and appendix B, appendix D, and appendix E to part 75 of this chapter are fully met for the certified monitoring system described in paragraph (a)(1) of this section. </P>
                                <P>(b) The recertification provisions of this section shall apply to a monitoring system under § 97.170(a)(1) exempt from initial certification requirements under paragraph (a) of this section. </P>
                                <P>
                                    (c) If the Administrator has previously approved a petition under § 75.17(a) or (b) of this chapter for apportioning the NO
                                    <E T="52">X</E>
                                     emission rate measured in a common stack or a petition under § 75.66 of this chapter for an alternative to a requirement in § 75.12 or § 75.17 of this chapter, the CAIR designated representative shall resubmit the petition to the Administrator under § 97.175 to determine whether the approval applies under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program. 
                                </P>
                                <P>
                                    (d) Except as provided in paragraph (a) of this section, the owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     unit shall comply with the following initial certification and recertification procedures for a continuous monitoring system (
                                    <E T="03">i.e.,</E>
                                     a continuous emission monitoring system and an excepted monitoring system under appendices D and E to part 75 of this chapter) under § 97.170(a)(1). The owner or operator of a unit that qualifies to use the low mass emissions excepted monitoring methodology under § 75.19 of this chapter or that qualifies to use an alternative monitoring system under subpart E of part 75 of this chapter shall comply with the procedures in paragraph (e) or (f) of this section respectively. 
                                </P>
                                <P>
                                    (1) 
                                    <E T="03">Requirements for initial certification.</E>
                                     The owner or operator shall ensure that each continuous monitoring system under § 97.170(a)(1) (including the automated data acquisition and handling system) successfully completes all of the initial certification testing required under § 75.20 of this chapter by the applicable deadline in § 97.170(b). In addition, whenever the owner or operator installs a monitoring system to meet the requirements of this subpart in a location where no such monitoring system was previously installed, initial certification in accordance with § 75.20 of this chapter is required. 
                                </P>
                                <P>
                                    (2) 
                                    <E T="03">Requirements for recertification.</E>
                                     Whenever the owner or operator makes a replacement, modification, or change in any certified continuous emission monitoring system under § 97.170(a)(1) that may significantly affect the ability of the system to accurately measure or record NO
                                    <E T="52">X</E>
                                     mass emissions or heat input rate or to meet the quality-assurance and quality-control requirements of § 75.21 of this chapter or appendix B to part 75 of this chapter, the owner or operator shall recertify the monitoring system in accordance with § 75.20(b) of this chapter. Furthermore, whenever the owner or operator makes a replacement, modification, or change to the flue gas handling system or the unit's operation that may significantly change the stack flow or concentration profile, the owner or operator shall recertify each continuous emission monitoring system whose accuracy is potentially affected by the change, in accordance with § 75.20(b) of this chapter. Examples of changes to a continuous emission monitoring system that require recertification include 
                                    <PRTPAGE P="25416"/>
                                    replacement of the analyzer, complete replacement of an existing continuous emission monitoring system, or change in location or orientation of the sampling probe or site. Any fuel flowmeter system, and any excepted NO
                                    <E T="52">X</E>
                                     monitoring system under appendix E to part 75 of this chapter, under § 97.170(a)(1) are subject to the recertification requirements in § 75.20(g)(6) of this chapter. 
                                </P>
                                <P>
                                    (3) 
                                    <E T="03">Approval process for initial certification and recertification.</E>
                                     Paragraphs (d)(3)(i) through (iv) of this section apply to both initial certification and recertification of a continuous monitoring system under § 97.170(a)(1). For recertifications, replace the words “certification” and “initial certification” with the word “recertification”, replace the word “certified” with the word “recertified”, and follow the procedures in §§ 75.20(b)(5) and (g)(7) of this chapter in lieu of the procedures in paragraph (d)(3)(v) of this section. 
                                </P>
                                <P>
                                    (i) 
                                    <E T="03">Notification of certification.</E>
                                     The CAIR designated representative shall submit to the appropriate EPA Regional Office and the Administrator written notice of the dates of certification testing, in accordance with § 97.173. 
                                </P>
                                <P>
                                    (ii) 
                                    <E T="03">Certification application.</E>
                                     The CAIR designated representative shall submit to the Administrator a certification application for each monitoring system. A complete certification application shall include the information specified in § 75.63 of this chapter. 
                                </P>
                                <P>
                                    (iii) 
                                    <E T="03">Provisional certification date.</E>
                                     The provisional certification date for a monitoring system shall be determined in accordance with § 75.20(a)(3) of this chapter. A provisionally certified monitoring system may be used under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program for a period not to exceed 120 days after receipt by the Administrator of the complete certification application for the monitoring system under paragraph (d)(3)(ii) of this section. Data measured and recorded by the provisionally certified monitoring system, in accordance with the requirements of part 75 of this chapter, will be considered valid quality-assured data (retroactive to the date and time of provisional certification), provided that the Administrator does not invalidate the provisional certification by issuing a notice of disapproval within 120 days of the date of receipt of the complete certification application by the Administrator. 
                                </P>
                                <P>
                                    (iv) 
                                    <E T="03">Certification application approval process.</E>
                                     The Administrator will issue a written notice of approval or disapproval of the certification application to the owner or operator within 120 days of receipt of the complete certification application under paragraph (d)(3)(ii) of this section. In the event the Administrator does not issue such a notice within such 120-day period, each monitoring system that meets the applicable performance requirements of part 75 of this chapter and is included in the certification application will be deemed certified for use under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program. 
                                </P>
                                <P>
                                    (A) 
                                    <E T="03">Approval notice.</E>
                                     If the certification application is complete and shows that each monitoring system meets the applicable performance requirements of part 75 of this chapter, then the Administrator will issue a written notice of approval of the certification application within 120 days of receipt. 
                                </P>
                                <P>
                                    (B) 
                                    <E T="03">Incomplete application notice.</E>
                                     If the certification application is not complete, then the Administrator will issue a written notice of incompleteness that sets a reasonable date by which the CAIR designated representative must submit the additional information required to complete the certification application. If the CAIR designated representative does not comply with the notice of incompleteness by the specified date, then the Administrator may issue a notice of disapproval under paragraph (d)(3)(iv)(C) of this section. The 120-day review period shall not begin before receipt of a complete certification application. 
                                </P>
                                <P>
                                    (C) 
                                    <E T="03">Disapproval notice.</E>
                                     If the certification application shows that any monitoring system does not meet the performance requirements of part 75 of this chapter or if the certification application is incomplete and the requirement for disapproval under paragraph (d)(3)(iv)(B) of this section is met, then the Administrator will issue a written notice of disapproval of the certification application. Upon issuance of such notice of disapproval, the provisional certification is invalidated by the Administrator and the data measured and recorded by each uncertified monitoring system shall not be considered valid quality-assured data beginning with the date and hour of provisional certification (as defined under § 75.20(a)(3) of this chapter). The owner or operator shall follow the procedures for loss of certification in paragraph (d)(3)(v) of this section for each monitoring system that is disapproved for initial certification. 
                                </P>
                                <P>
                                    (D) 
                                    <E T="03">Audit decertification.</E>
                                     The Administrator may issue a notice of disapproval of the certification status of a monitor in accordance with § 97.172(b). 
                                </P>
                                <P>
                                    (v) 
                                    <E T="03">Procedures for loss of certification.</E>
                                     If the Administrator issues a notice of disapproval of a certification application under paragraph (d)(3)(iv)(C) of this section or a notice of disapproval of certification status under paragraph (d)(3)(iv)(D) of this section, then: 
                                </P>
                                <P>(A) The owner or operator shall substitute the following values, for each disapproved monitoring system, for each hour of unit operation during the period of invalid data specified under § 75.20(a)(4)(iii), § 75.20(g)(7), or § 75.21(e) of this chapter and continuing until the applicable date and hour specified under § 75.20(a)(5)(i) or (g)(7) of this chapter: </P>
                                <P>
                                    (
                                    <E T="03">1</E>
                                    ) For a disapproved NO
                                    <E T="52">X</E>
                                     emission rate (
                                    <E T="03">i.e.,</E>
                                    , NO
                                    <E T="52">X</E>
                                    -diluent) system, the maximum potential NO
                                    <E T="52">X</E>
                                     emission rate, as defined in § 72.2 of this chapter. 
                                </P>
                                <P>
                                    (
                                    <E T="03">2</E>
                                    ) For a disapproved NO
                                    <E T="52">X</E>
                                     pollutant concentration monitor and disapproved flow monitor, respectively, the maximum potential concentration of NO
                                    <E T="52">X</E>
                                     and the maximum potential flow rate, as defined in sections 2.1.2.1 and 2.1.4.1 of appendix A to part 75 of this chapter. 
                                </P>
                                <P>
                                    (
                                    <E T="03">3</E>
                                    ) For a disapproved moisture monitoring system and disapproved diluent gas monitoring system, respectively, the minimum potential moisture percentage and either the maximum potential CO
                                    <E T="52">2</E>
                                     concentration or the minimum potential O
                                    <E T="52">2</E>
                                     concentration (as applicable), as defined in sections 2.1.5, 2.1.3.1, and 2.1.3.2 of appendix A to part 75 of this chapter. 
                                </P>
                                <P>
                                    (
                                    <E T="03">4</E>
                                    ) For a disapproved fuel flowmeter system, the maximum potential fuel flow rate, as defined in section 2.4.2.1 of appendix D to part 75 of this chapter. 
                                </P>
                                <P>
                                    (
                                    <E T="03">5</E>
                                    ) For a disapproved excepted NO
                                    <E T="52">X</E>
                                     monitoring system under appendix E to part 75 of this chapter, the fuel-specific maximum potential NO
                                    <E T="52">X</E>
                                     emission rate, as defined in § 72.2 of this chapter. 
                                </P>
                                <P>(B) The CAIR designated representative shall submit a notification of certification retest dates and a new certification application in accordance with paragraphs (d)(3)(i) and (ii) of this section. </P>
                                <P>(C) The owner or operator shall repeat all certification tests or other requirements that were failed by the monitoring system, as indicated in the Administrator's notice of disapproval, no later than 30 unit operating days after the date of issuance of the notice of disapproval. </P>
                                <P>
                                    (e) 
                                    <E T="03">Initial certification and recertification procedures for units using the low mass emission excepted methodology under § 75.19 of this chapter</E>
                                    . The owner or operator of a unit qualified to use the low mass emissions 
                                    <PRTPAGE P="25417"/>
                                    (LME) excepted methodology under § 75.19 of this chapter shall meet the applicable certification and recertification requirements in §§ 75.19(a)(2) and 75.20(h) of this chapter. If the owner or operator of such a unit elects to certify a fuel flowmeter system for heat input determination, the owner or operator shall also meet the certification and recertification requirements in § 75.20(g) of this chapter. 
                                </P>
                                <P>
                                    (f) 
                                    <E T="03">Certification/recertification procedures for alternative monitoring systems</E>
                                    . The CAIR designated representative of each unit for which the owner or operator intends to use an alternative monitoring system approved by the Administrator under subpart E of part 75 of this chapter shall comply with the applicable notification and application procedures of § 75.20(f) of this chapter. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.172</SECTNO>
                                <SUBJECT>Out of control periods. </SUBJECT>
                                <P>(a) Whenever any monitoring system fails to meet the quality-assurance and quality-control requirements or data validation requirements of part 75 of this chapter, data shall be substituted using the applicable missing data procedures in subpart D or subpart H of, or appendix D or appendix E to, part 75 of this chapter. </P>
                                <P>
                                    (b) 
                                    <E T="03">Audit decertification</E>
                                    . Whenever both an audit of a monitoring system and a review of the initial certification or recertification application reveal that any monitoring system should not have been certified or recertified because it did not meet a particular performance specification or other requirement under § 97.171 or the applicable provisions of part 75 of this chapter, both at the time of the initial certification or recertification application submission and at the time of the audit, the Administrator will issue a notice of disapproval of the certification status of such monitoring system. For the purposes of this paragraph, an audit shall be either a field audit or an audit of any information submitted to the permitting authority or the Administrator. By issuing the notice of disapproval, the Administrator revokes prospectively the certification status of the monitoring system. The data measured and recorded by the monitoring system shall not be considered valid quality-assured data from the date of issuance of the notification of the revoked certification status until the date and time that the owner or operator completes subsequently approved initial certification or recertification tests for the monitoring system. The owner or operator shall follow the applicable initial certification or recertification procedures in § 97.171 for each disapproved monitoring system. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.173</SECTNO>
                                <SUBJECT>Notifications. </SUBJECT>
                                <P>
                                    The CAIR designated representative for a CAIR NO
                                    <E T="52">X</E>
                                     unit shall submit written notice to the Administrator in accordance with § 75.61 of this chapter. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.174</SECTNO>
                                <SUBJECT>Recordkeeping and reporting. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">General provisions</E>
                                    . The CAIR designated representative shall comply with all recordkeeping and reporting requirements in this section, the applicable recordkeeping and reporting requirements under § 75.73 of this chapter, and the requirements of § 97.110(e)(1). 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Monitoring plans</E>
                                    . The owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     unit shall comply with requirements of § 75.73(c) and (e) of this chapter and, for a unit for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under subpart II of this part, §§ 97.183 and 97.184(a). 
                                </P>
                                <P>
                                    (c) 
                                    <E T="03">Certification applications</E>
                                    . The CAIR designated representative shall submit an application to the Administrator within 45 days after completing all initial certification or recertification tests required under § 97.171, including the information required under § 75.63 of this chapter. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Quarterly reports</E>
                                    . The CAIR designated representative shall submit quarterly reports, as follows: 
                                </P>
                                <P>
                                    (1) The CAIR designated representative shall report the NO
                                    <E T="52">X</E>
                                     mass emissions data and heat input data for the CAIR NO
                                    <E T="52">X</E>
                                     unit, in an electronic quarterly report in a format prescribed by the Administrator, for each calendar quarter beginning with: 
                                </P>
                                <P>(i) For a unit that commences commercial operation before July 1, 2007, the calendar quarter covering January 1, 2008 through March 31, 2008; </P>
                                <P>(ii) For a unit that commences commercial operation on or after July 1, 2007, the calendar quarter corresponding to the earlier of the date of provisional certification or the applicable deadline for initial certification under § 97.170(b), unless that quarter is the third or fourth quarter of 2007, in which case reporting shall commence in the quarter covering January 1, 2008 through March 31, 2008; </P>
                                <P>(iii) Notwithstanding paragraphs (d)(1)(i) and (ii) of this section, for a unit for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under subpart II of this part, the calendar quarter corresponding to the date specified in § 97.184(b); and </P>
                                <P>
                                    (iv) Notwithstanding paragraphs (d)(1)(i) and (ii) of this section, for a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit under subpart II of this part, the calendar quarter corresponding to the date on which the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit enters the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program as provided in § 97.184(g). 
                                </P>
                                <P>(2) The CAIR designated representative shall submit each quarterly report to the Administrator within 30 days following the end of the calendar quarter covered by the report. Quarterly reports shall be submitted in the manner specified in § 75.73(f) of this chapter. </P>
                                <P>
                                    (3) For CAIR NO
                                    <E T="52">X</E>
                                     units that are also subject to an Acid Rain emissions limitation or the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program, CAIR SO
                                    <E T="52">2</E>
                                     Trading Program, or Hg Budget Trading Program, quarterly reports shall include the applicable data and information required by subparts F through I of part 75 of this chapter as applicable, in addition to the NO
                                    <E T="52">X</E>
                                     mass emission data, heat input data, and other information required by this subpart. 
                                </P>
                                <P>
                                    (e) 
                                    <E T="03">Compliance certification</E>
                                    . The CAIR designated representative shall submit to the Administrator a compliance certification (in a format prescribed by the Administrator) in support of each quarterly report based on reasonable inquiry of those persons with primary responsibility for ensuring that all of the unit's emissions are correctly and fully monitored. The certification shall state that: 
                                </P>
                                <P>(1) The monitoring data submitted were recorded in accordance with the applicable requirements of this subpart and part 75 of this chapter, including the quality assurance procedures and specifications; and </P>
                                <P>
                                    (2) For a unit with add-on NO
                                    <E T="52">X</E>
                                     emission controls and for all hours where NO
                                    <E T="52">X</E>
                                     data are substituted in accordance with § 75.34(a)(1) of this chapter, the add-on emission controls were operating within the range of parameters listed in the quality assurance/quality control program under appendix B to part 75 of this chapter and the substitute data values do not systematically underestimate NO
                                    <E T="52">X</E>
                                     emissions. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.175</SECTNO>
                                <SUBJECT>Petitions. </SUBJECT>
                                <P>
                                    The CAIR designated representative of a CAIR NO
                                    <E T="52">X</E>
                                     unit may submit a petition under § 75.66 of this chapter to the Administrator requesting approval to apply an alternative to any requirement of this subpart. Application of an alternative to any requirement of this subpart is in accordance with this 
                                    <PRTPAGE P="25418"/>
                                    subpart only to the extent that the petition is approved in writing by the Administrator, in consultation with the permitting authority. 
                                </P>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">
                                Subpart II—CAIR NO
                                <E T="52">X</E>
                                 Opt-In Units 
                            </HD>
                            <SECTION>
                                <SECTNO>§ 97.180</SECTNO>
                                <SUBJECT>Applicability. </SUBJECT>
                                <P>
                                    A CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit must be a unit that: 
                                </P>
                                <P>(a) Is located in a State that submits, and for which the Administrator approves, a State implementation plan revision in accordance with § 51.123(p)(3)(i), (ii), or (iii) of this chapter establishing procedures concerning CAIR opt-in units; </P>
                                <P>
                                    (b) Is not a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104 and is not covered by a retired unit exemption under § 97.105 that is in effect; 
                                </P>
                                <P>(c) Is not covered by a retired unit exemption under § 72.8 of this chapter that is in effect; </P>
                                <P>(d) Has or is required or qualified to have a title V operating permit or other federally enforceable permit; and </P>
                                <P>(e) Vents all of its emissions to a stack and can meet the monitoring, recordkeeping, and reporting requirements of subpart HH of this part. </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.181</SECTNO>
                                <SUBJECT>General. </SUBJECT>
                                <P>
                                    (a) Except as otherwise provided in §§ 97.101 through 97.104, §§ 97.106 through 97.108, and subparts BB and CC and subparts FF through HH of this part, a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit shall be treated as a CAIR NO
                                    <E T="52">X</E>
                                     unit for purposes of applying such sections and subparts of this part. 
                                </P>
                                <P>
                                    (b) Solely for purposes of applying, as provided in this subpart, the requirements of subpart HH of this part to a unit for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under this subpart, such unit shall be treated as a CAIR NO
                                    <E T="52">X</E>
                                     unit before issuance of a CAIR opt-in permit for such unit. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.182</SECTNO>
                                <SUBJECT>CAIR designated representative. </SUBJECT>
                                <P>
                                    Any CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit, and any unit for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under this subpart, located at the same source as one or more CAIR NO
                                    <E T="52">X</E>
                                     units shall have the same CAIR designated representative and alternate CAIR designated representative as such CAIR NO
                                    <E T="52">X</E>
                                     units. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.183</SECTNO>
                                <SUBJECT>Applying for CAIR opt-in permit. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Applying for initial CAIR opt-in permit</E>
                                    . The CAIR designated representative of a unit meeting the requirements for a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit in § 97.180 may apply for an initial CAIR opt-in permit at any time, except as provided under § 97.186(f) and (g), and, in order to apply, must submit the following: 
                                </P>
                                <P>(1) A complete CAIR permit application under § 97.122; </P>
                                <P>(2) A certification, in a format specified by the permitting authority, that the unit: </P>
                                <P>
                                    (i) Is not a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104 and is not covered by a retired unit exemption under § 97.105 that is in effect; 
                                </P>
                                <P>(ii) Is not covered by a retired unit exemption under § 72.8 of this chapter that is in effect; </P>
                                <P>(iii) Vents all of its emissions to a stack; and </P>
                                <P>(iv) Has documented heat input for more than 876 hours during the 6 months immediately preceding submission of the CAIR permit application under § 97.122; </P>
                                <P>(3) A monitoring plan in accordance with subpart HH of this part; </P>
                                <P>(4) A complete certificate of representation under § 97.113 consistent with § 97.182, if no CAIR designated representative has been previously designated for the source that includes the unit; and </P>
                                <P>
                                    (5) A statement, in a format specified by the permitting authority, whether the CAIR designated representative requests that the unit be allocated CAIR NO
                                    <E T="52">X</E>
                                     allowances under § 97.188(b) or § 97.188(c) (subject to the conditions in §§ 97.184(h) and 97.186(g)), to the extent such allocation is provided in a State implementation plan revision submitted in accordance with § 51.123(p)(3)(i), (ii), or (iii) of this chapter and approved by the Administrator. If allocation under § 97.188(c) is requested, this statement shall include a statement that the owners and operators of the unit intend to repower the unit before January 1, 2015 and that they will provide, upon request, documentation demonstrating such intent. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Duty to reapply</E>
                                    . (1) The CAIR designated representative of a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit shall submit a complete CAIR permit application under § 97.122 to renew the CAIR opt-in unit permit in accordance with the permitting authority's regulations for title V operating permits, or the permitting authority's regulations for other federally enforceable permits if applicable, addressing permit renewal. 
                                </P>
                                <P>
                                    (2) Unless the permitting authority issues a notification of acceptance of withdrawal of the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit from the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program in accordance with § 97.186 or the unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104, the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit shall remain subject to the requirements for a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit, even if the CAIR designated representative for the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit fails to submit a CAIR permit application that is required for renewal of the CAIR opt-in permit under paragraph (b)(1) of this section. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.184</SECTNO>
                                <SUBJECT>Opt-in process. </SUBJECT>
                                <P>The permitting authority will issue or deny a CAIR opt-in permit for a unit for which an initial application for a CAIR opt-in permit under § 97.183 is submitted in accordance with the following, to the extent provided in a State implementation plan revision submitted in accordance with § 51.123(p)(3)(i), (ii), or (iii) of this chapter and approved by the Administrator: </P>
                                <P>
                                    (a) 
                                    <E T="03">Interim review of monitoring plan</E>
                                    . The permitting authority and the Administrator will determine, on an interim basis, the sufficiency of the monitoring plan accompanying the initial application for a CAIR opt-in permit under § 97.183. A monitoring plan is sufficient, for purposes of interim review, if the plan appears to contain information demonstrating that the NO
                                    <E T="52">X</E>
                                     emissions rate and heat input of the unit and all other applicable parameters are monitored and reported in accordance with subpart HH of this part. A determination of sufficiency shall not be construed as acceptance or approval of the monitoring plan. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Monitoring and reporting</E>
                                    . (1)(i) If the permitting authority and the Administrator determine that the monitoring plan is sufficient under paragraph (a) of this section, the owner or operator shall monitor and report the NO
                                    <E T="52">X</E>
                                     emissions rate and the heat input of the unit and all other applicable parameters, in accordance with subpart HH of this part, starting on the date of certification of the appropriate monitoring systems under subpart HH of this part and continuing until a CAIR opt-in permit is denied under § 97.184(f) or, if a CAIR opt-in permit is issued, the date and time when the unit is withdrawn from the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program in accordance with § 97.186. 
                                </P>
                                <P>
                                    (ii) The monitoring and reporting under paragraph (b)(1)(i) of this section shall include the entire control period immediately before the date on which the unit enters the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program under § 97.184(g), during which period monitoring system availability must not be less than 90 percent under subpart HH of this part and the unit must be in full compliance with any applicable State or Federal 
                                    <PRTPAGE P="25419"/>
                                    emissions or emissions-related requirements. 
                                </P>
                                <P>
                                    (2) To the extent the NO
                                    <E T="52">X</E>
                                     emissions rate and the heat input of the unit are monitored and reported in accordance with subpart HH of this part for one or more control periods, in addition to the control period under paragraph (b)(1)(ii) of this section, during which control periods monitoring system availability is not less than 90 percent under subpart HH of this part and the unit is in full compliance with any applicable State or Federal emissions or emissions-related requirements and which control periods begin not more than 3 years before the unit enters the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program under § 97.184(g), such information shall be used as provided in paragraphs (c) and (d) of this section. 
                                </P>
                                <P>
                                    (c) 
                                    <E T="03">Baseline heat input</E>
                                    . The unit's baseline heat rate shall equal: 
                                </P>
                                <P>
                                    (1) If the unit's NO
                                    <E T="52">X</E>
                                     emissions rate and heat input are monitored and reported for only one control period, in accordance with paragraph (b)(1) of this section, the unit's total heat input (in mmBtu) for the control period; or 
                                </P>
                                <P>
                                    (2) If the unit's NO
                                    <E T="52">X</E>
                                     emissions rate and heat input are monitored and reported for more than one control period, in accordance with paragraphs (b)(1) and (2) of this section, the average of the amounts of the unit's total heat input (in mmBtu) for the control periods under paragraphs (b)(1)(ii) and (2) of this section. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Baseline </E>
                                    NO
                                    <E T="54">X</E>
                                      
                                    <E T="03">emission rate.</E>
                                     The unit's baseline NO
                                    <E T="52">X</E>
                                     emission rate shall equal: 
                                </P>
                                <P>
                                    (1) If the unit's NO
                                    <E T="52">X</E>
                                     emissions rate and heat input are monitored and reported for only one control period, in accordance with paragraph (b)(1) of this section, the unit's NO
                                    <E T="52">X</E>
                                     emissions rate (in lb/mmBtu) for the control period; 
                                </P>
                                <P>
                                    (2) If the unit's NO
                                    <E T="52">X</E>
                                     emissions rate and heat input are monitored and reported for more than one control period, in accordance with paragraphs (b)(1) and (2) of this section, and the unit does not have add-on NO
                                    <E T="52">X</E>
                                     emission controls during any such control periods, the average of the amounts of the unit's NO
                                    <E T="52">X</E>
                                     emissions rate (in lb/mmBtu) for the control periods under paragraphs (b)(1)(ii) and (2) of this section; or 
                                </P>
                                <P>
                                    (3) If the unit's NO
                                    <E T="52">X</E>
                                     emissions rate and heat input are monitored and reported for more than one control period, in accordance with paragraphs (b)(1) and (2) of this section, and the unit has add-on NO
                                    <E T="52">X</E>
                                     emission controls during any such control periods, the average of the amounts of the unit's NO
                                    <E T="52">X</E>
                                     emissions rate (in lb/mmBtu) for such control periods during which the unit has add-on NO
                                    <E T="52">X</E>
                                     emission controls. 
                                </P>
                                <P>
                                    (e) 
                                    <E T="03">Issuance of CAIR opt-in permit.</E>
                                     After calculating the baseline heat input and the baseline NO
                                    <E T="52">X</E>
                                     emissions rate for the unit under paragraphs (c) and (d) of this section and if the permitting authority determines that the CAIR designated representative shows that the unit meets the requirements for a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit in § 97.180 and meets the elements certified in § 97.183(a)(2), the permitting authority will issue a CAIR opt-in permit. The permitting authority will provide a copy of the CAIR opt-in permit to the Administrator, who will then establish a compliance account for the source that includes the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit unless the source already has a compliance account. 
                                </P>
                                <P>
                                    (f) 
                                    <E T="03">Issuance of denial of CAIR opt-in permit.</E>
                                     Notwithstanding paragraphs (a) through (e) of this section, if at any time before issuance of a CAIR opt-in permit for the unit, the permitting authority determines that the CAIR designated representative fails to show that the unit meets the requirements for a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit in § 97.180 or meets the elements certified in § 97.183(a)(2), the permitting authority will issue a denial of a CAIR opt-in permit for the unit. 
                                </P>
                                <P>
                                    (g) 
                                    <E T="03">Date of entry into CAIR</E>
                                     NO
                                    <E T="52">X</E>
                                      
                                    <E T="03">Annual Trading Program.</E>
                                     A unit for which an initial CAIR opt-in permit is issued by the permitting authority shall become a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit, and a CAIR NO
                                    <E T="52">X</E>
                                     unit, as of the later of January 1, 2009 or January 1 of the first control period during which such CAIR opt-in permit is issued. 
                                </P>
                                <P>
                                    (h) 
                                    <E T="03">Repowered CAIR</E>
                                     NO
                                    <E T="52">X</E>
                                      
                                    <E T="03">opt-in unit.</E>
                                     (1) If CAIR designated representative requests, and the permitting authority issues a CAIR opt-in permit providing for, allocation to a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit of CAIR NO
                                    <E T="52">X</E>
                                     allowances under § 97.188(c) and such unit is repowered after its date of entry into the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program under paragraph (g) of this section, the repowered unit shall be treated as a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit replacing the original CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit, as of the date of start-up of the repowered unit's combustion chamber. 
                                </P>
                                <P>
                                    (2) Notwithstanding paragraphs (c) and (d) of this section, as of the date of start-up under paragraph (h)(1) of this section, the repowered unit shall be deemed to have the same date of commencement of operation, date of commencement of commercial operation, baseline heat input, and baseline NO
                                    <E T="52">X</E>
                                     emission rate as the original CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit, and the original CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit shall no longer be treated as a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit or a CAIR NO
                                    <E T="52">X</E>
                                     unit. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.185</SECTNO>
                                <SUBJECT>CAIR opt-in permit contents. </SUBJECT>
                                <P>(a) Each CAIR opt-in permit will contain: </P>
                                <P>(1) All elements required for a complete CAIR permit application under § 97.122; </P>
                                <P>(2) The certification in § 97.183(a)(2); </P>
                                <P>(3) The unit's baseline heat input under § 97.184(c); </P>
                                <P>
                                    (4) The unit's baseline NO
                                    <E T="52">X</E>
                                     emission rate under § 97.184(d); 
                                </P>
                                <P>
                                    (5) A statement whether the unit is to be allocated CAIR NO
                                    <E T="52">X</E>
                                     allowances under § 97.188(b) or § 97.188(c) (subject to the conditions in §§ 97.184(h) and 97.186(g)); 
                                </P>
                                <P>
                                    (6) A statement that the unit may withdraw from the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program only in accordance with § 97.186; and 
                                </P>
                                <P>(7) A statement that the unit is subject to, and the owners and operators of the unit must comply with, the requirements of § 97.187. </P>
                                <P>
                                    (b) Each CAIR opt-in permit is deemed to incorporate automatically the definitions of terms under § 97.102 and, upon recordation by the Administrator under subpart FF or GG of this part or this subpart, every allocation, transfer, or deduction of CAIR NO
                                    <E T="52">X</E>
                                     allowances to or from the compliance account of the source that includes a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit covered by the CAIR opt-in permit. 
                                </P>
                                <P>
                                    (c) The CAIR opt-in permit shall be included, in a format specified by the permitting authority, in the CAIR permit for the source where the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit is located and in a title V operating permit or other federally enforceable permit for the source. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.186</SECTNO>
                                <SUBJECT>
                                    Withdrawal from CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program. 
                                </SUBJECT>
                                <P>
                                    Except as provided under paragraph (g) of this section, a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit may withdraw from the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program, but only if the permitting authority issues a notification to the CAIR designated representative of the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit of the acceptance of the withdrawal of the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit in accordance with paragraph (d) of this section. 
                                </P>
                                <P>
                                    (a) 
                                    <E T="03">Requesting withdrawal.</E>
                                     In order to withdraw a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit from the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program, the CAIR designated representative of the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit shall submit to the permitting authority a request to withdraw effective as of midnight of December 31 of a specified calendar year, which date must be at least 4 years after December 31 of the year of entry into the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading 
                                    <PRTPAGE P="25420"/>
                                    Program under § 97.184(g). The request must be submitted no later than 90 days before the requested effective date of withdrawal. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Conditions for withdrawal.</E>
                                     Before a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit covered by a request under paragraph (a) of this section may withdraw from the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program and the CAIR opt-in permit may be terminated under paragraph (e) of this section, the following conditions must be met: 
                                </P>
                                <P>
                                    (1) For the control period ending on the date on which the withdrawal is to be effective, the source that includes the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit must meet the requirement to hold CAIR NO
                                    <E T="52">X</E>
                                     allowances under § 97.106(c) and cannot have any excess emissions. 
                                </P>
                                <P>
                                    (2) After the requirement for withdrawal under paragraph (b)(1) of this section is met, the Administrator will deduct from the compliance account of the source that includes the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit CAIR NO
                                    <E T="52">X</E>
                                     allowances equal in amount to and allocated for the same or a prior control period as any CAIR NO
                                    <E T="52">X</E>
                                     allowances allocated to the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit under § 97.188 for any control period for which the withdrawal is to be effective. If there are no remaining CAIR NO
                                    <E T="52">X</E>
                                     units at the source, the Administrator will close the compliance account, and the owners and operators of the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit may submit a CAIR NO
                                    <E T="52">X</E>
                                     allowance transfer for any remaining CAIR NO
                                    <E T="52">X</E>
                                     allowances to another CAIR NO
                                    <E T="52">X</E>
                                     Allowance Tracking System in accordance with subpart GG of this part. 
                                </P>
                                <P>
                                    (c) 
                                    <E T="03">Notification.</E>
                                     (1) After the requirements for withdrawal under paragraphs (a) and (b) of this section are met (including deduction of the full amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances required), the permitting authority will issue a notification to the CAIR designated representative of the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit of the acceptance of the withdrawal of the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit as of midnight on December 31 of the calendar year for which the withdrawal was requested. 
                                </P>
                                <P>
                                    (2) If the requirements for withdrawal under paragraphs (a) and (b) of this section are not met, the permitting authority will issue a notification to the CAIR designated representative of the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit that the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit's request to withdraw is denied. Such CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit shall continue to be a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Permit amendment.</E>
                                     After the permitting authority issues a notification under paragraph (c)(1) of this section that the requirements for withdrawal have been met, the permitting authority will revise the CAIR permit covering the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit to terminate the CAIR opt-in permit for such unit as of the effective date specified under paragraph (c)(1) of this section. The unit shall continue to be a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit until the effective date of the termination and shall comply with all requirements under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program concerning any control periods for which the unit is a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit, even if such requirements arise or must be complied with after the withdrawal takes effect. 
                                </P>
                                <P>
                                    (e) 
                                    <E T="03">Reapplication upon failure to meet conditions of withdrawal.</E>
                                     If the permitting authority denies the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit's request to withdraw, the CAIR designated representative may submit another request to withdraw in accordance with paragraphs (a) and (b) of this section. 
                                </P>
                                <P>
                                    (f) 
                                    <E T="03">Ability to reapply to the CAIR NO</E>
                                    <E T="52">X</E>
                                      
                                    <E T="03">Annual Trading Program.</E>
                                     Once a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit withdraws from the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program and its CAIR opt-in permit is terminated under this section, the CAIR designated representative may not submit another application for a CAIR opt-in permit under § 97.183 for such CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit before the date that is 4 years after the date on which the withdrawal became effective. Such new application for a CAIR opt-in permit will be treated as an initial application for a CAIR opt-in permit under § 97.184. 
                                </P>
                                <P>
                                    (g) 
                                    <E T="03">Inability to withdraw.</E>
                                     Notwithstanding paragraphs (a) through (f) of this section, a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit shall not be eligible to withdraw from the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program if the CAIR designated representative of the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit requests, and the permitting authority issues a CAIR NO
                                    <E T="52">X</E>
                                     opt-in permit providing for, allocation to the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit of CAIR NO
                                    <E T="52">X</E>
                                     allowances under § 97.188(c). 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.187</SECTNO>
                                <SUBJECT>Change in regulatory status. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Notification.</E>
                                     If a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104, then the CAIR designated representative shall notify in writing the permitting authority and the Administrator of such change in the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit's regulatory status, within 30 days of such change. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Permitting authority's and Administrator's actions.</E>
                                     (1) If a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104, the permitting authority will revise the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit's CAIR opt-in permit to meet the requirements of a CAIR permit under § 97.123, and remove the CAIR opt-in permit provisions, as of the date on which the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104. 
                                </P>
                                <P>
                                    (2)(i) The Administrator will deduct from the compliance account of the source that includes the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit that becomes a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104, CAIR NO
                                    <E T="52">X</E>
                                     allowances equal in amount to and allocated for the same or a prior control period as: 
                                </P>
                                <P>
                                    (A) Any CAIR NO
                                    <E T="52">X</E>
                                     allowances allocated to the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit under § 97.188 for any control period after the date on which the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104; and 
                                </P>
                                <P>
                                    (B) If the date on which the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104 is not December 31, the CAIR NO
                                    <E T="52">X</E>
                                     allowances allocated to the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit under § 97.188 for the control period that includes the date on which the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104, multiplied by the ratio of the number of days, in the control period, starting with the date on which the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104 divided by the total number of days in the control period and rounded to the nearest whole allowance as appropriate. 
                                </P>
                                <P>
                                    (ii) The CAIR designated representative shall ensure that the compliance account of the source that includes the CAIR NO
                                    <E T="52">X</E>
                                     unit that becomes a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104 contains the CAIR NO
                                    <E T="52">X</E>
                                     allowances necessary for completion of the deduction under paragraph (b)(2)(i) of this section. 
                                </P>
                                <P>
                                    (3)(i) For every control period after the date on which the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104, the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit will be allocated CAIR NO
                                    <E T="52">X</E>
                                     allowances under § 97.142. 
                                </P>
                                <P>
                                    (ii) If the date on which the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104 is not December 31, the following amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances will be allocated to the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit (as a CAIR NO
                                    <E T="52">X</E>
                                     unit) under ( 97.142 for the control period that includes the date on which the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104: 
                                </P>
                                <P>
                                    (A) The amount of CAIR NO
                                    <E T="52">X</E>
                                     allowances otherwise allocated to the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit (as a CAIR NO
                                    <E T="52">X</E>
                                     unit) under § 97.142 for the control period multiplied by; 
                                </P>
                                <P>
                                    (B) The ratio of the number of days, in the control period, starting with the date on which the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     unit under § 97.104, divided by the total number of days in the control period; and 
                                    <PRTPAGE P="25421"/>
                                </P>
                                <P>(C) Rounded to the nearest whole allowance as appropriate. </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.188 </SECTNO>
                                <SUBJECT>
                                    CAIR NO
                                    <E T="52">X</E>
                                     allowance allocations to CAIR NO
                                    <E T="52">X</E>
                                     opt-in units. 
                                </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Timing requirements.</E>
                                     (1) When the CAIR opt-in permit is issued under § 97.184(e), the permitting authority will allocate CAIR NO
                                    <E T="52">X</E>
                                     allowances to the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit, and submit to the Administrator the allocation for the control period in which a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit enters the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program under § 97.184(g), in accordance with paragraph (b) or (c) of this section. 
                                </P>
                                <P>
                                    (2) By no later than October 31 of the control period after the control period in which a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit enters the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program under § 97.184(g) and October 31 of each year thereafter, the permitting authority will allocate CAIR NO
                                    <E T="52">X</E>
                                     allowances to the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit, and submit to the Administrator the allocation for the control period that includes such submission deadline and in which the unit is a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit, in accordance with paragraph (b) or (c) of this section. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Calculation of allocation.</E>
                                     For each control period for which a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit is to be allocated CAIR NO
                                    <E T="52">X</E>
                                     allowances, the permitting authority will allocate in accordance with the following procedures, if provided in a State implementation plan revision submitted in accordance with § 51.123(p)(3)(i), (ii), or (iii) of this chapter and approved by the Administrator: 
                                </P>
                                <P>
                                    (1) The heat input (in mmBtu) used for calculating the CAIR NO
                                    <E T="52">X</E>
                                     allowance allocation will be the lesser of: 
                                </P>
                                <P>
                                    (i) The CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit's baseline heat input determined under § 97.184(c); or 
                                </P>
                                <P>
                                    (ii) The CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit's heat input, as determined in accordance with subpart HH of this part, for the immediately prior control period, except when the allocation is being calculated for the control period in which the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit enters the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program under § 97.184(g). 
                                </P>
                                <P>
                                    (2) The NO
                                    <E T="52">X</E>
                                     emission rate (in lb/mmBtu) used for calculating CAIR NO
                                    <E T="52">X</E>
                                     allowance allocations will be the lesser of: 
                                </P>
                                <P>
                                    (i) The CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit's baseline NO
                                    <E T="52">X</E>
                                     emissions rate (in lb/mmBtu) determined under § 97.184(d) and multiplied by 70 percent; or 
                                </P>
                                <P>
                                    (ii) The most stringent State or Federal NO
                                    <E T="52">X</E>
                                     emissions limitation applicable to the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit at any time during the control period for which CAIR NO
                                    <E T="52">X</E>
                                     allowances are to be allocated. 
                                </P>
                                <P>
                                    (3) The permitting authority will allocate CAIR NO
                                    <E T="52">X</E>
                                     allowances to the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit in an amount equaling the heat input under paragraph (b)(1) of this section, multiplied by the NO
                                    <E T="52">X</E>
                                     emission rate under paragraph (b)(2) of this section, divided by 2,000 lb/ton, and rounded to the nearest whole allowance as appropriate. 
                                </P>
                                <P>
                                    (c) Notwithstanding paragraph (b) of this section and if the CAIR designated representative requests, and the permitting authority issues a CAIR opt-in permit (based on a demonstration of the intent to repower stated under § 97.183(a)(5)) providing for, allocation to a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit of CAIR NO
                                    <E T="52">X</E>
                                     allowances under this paragraph (subject to the conditions in §§ 97.184(h) and 97.186(g)), the permitting authority will allocate to the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit as follows, if provided in a State implementation plan revision submitted in accordance with ( 51.123(p)(3)(i), (ii), or (iii) of this chapter and approved by the Administrator: 
                                </P>
                                <P>
                                    (1) For each control period in 2009 through 2014 for which the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit is to be allocated CAIR NO
                                    <E T="52">X</E>
                                     allowances, 
                                </P>
                                <P>
                                    (i) The heat input (in mmBtu) used for calculating CAIR NO
                                    <E T="52">X</E>
                                     allowance allocations will be determined as described in paragraph (b)(1) of this section. 
                                </P>
                                <P>
                                    (ii) The NO
                                    <E T="52">X</E>
                                     emission rate (in lb/mmBtu) used for calculating CAIR NO
                                    <E T="52">X</E>
                                     allowance allocations will be the lesser of: 
                                </P>
                                <P>
                                    (A) The CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit's baseline NO
                                    <E T="52">X</E>
                                     emissions rate (in lb/mmBtu) determined under § 97.184(d); or 
                                </P>
                                <P>
                                    (B) The most stringent State or Federal NO
                                    <E T="52">X</E>
                                     emissions limitation applicable to the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit at any time during the control period in which the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit enters the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program under § 97.184(g). 
                                </P>
                                <P>
                                    (iii) The permitting authority will allocate CAIR NO
                                    <E T="52">X</E>
                                     allowances to the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit in an amount equaling the heat input under paragraph (c)(1)(i) of this section, multiplied by the NO
                                    <E T="52">X</E>
                                     emission rate under paragraph (c)(1)(ii) of this section, divided by 2,000 lb/ton, and rounded to the nearest whole allowance as appropriate. 
                                </P>
                                <P>
                                    (2) For each control period in 2015 and thereafter for which the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit is to be allocated CAIR NO
                                    <E T="52">X</E>
                                     allowances, 
                                </P>
                                <P>
                                    (i) The heat input (in mmBtu) used for calculating the CAIR NO
                                    <E T="52">X</E>
                                     allowance allocations will be determined as described in paragraph (b)(1) of this section. 
                                </P>
                                <P>
                                    (ii) The NO
                                    <E T="52">X</E>
                                     emission rate (in lb/mmBtu) used for calculating the CAIR NO
                                    <E T="52">X</E>
                                     allowance allocation will be the lesser of: 
                                </P>
                                <P>(A) 0.15 lb/mmBtu; </P>
                                <P>
                                    (B) The CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit's baseline NO
                                    <E T="52">X</E>
                                     emissions rate (in lb/mmBtu) determined under § 97.184(d); or 
                                </P>
                                <P>
                                    (C) The most stringent State or Federal NO
                                    <E T="52">X</E>
                                     emissions limitation applicable to the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit at any time during the control period for which CAIR NO
                                    <E T="52">X</E>
                                     allowances are to be allocated. 
                                </P>
                                <P>
                                    (iii) The permitting authority will allocate CAIR NO
                                    <E T="52">X</E>
                                     allowances to the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit in an amount equaling the heat input under paragraph (c)(2)(i) of this section, multiplied by the NO
                                    <E T="52">X</E>
                                     emission rate under paragraph (c)(2)(ii) of this section, divided by 2,000 lb/ton, and rounded to the nearest whole allowance as appropriate. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Recordation.</E>
                                     If provided in a State implementation plan revision submitted in accordance with § 51.123(p)(3)(i), (ii), or (iii) of this chapter and approved by the Administrator: 
                                </P>
                                <P>
                                    (1) The Administrator will record, in the compliance account of the source that includes the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit, the CAIR NO
                                    <E T="52">X</E>
                                     allowances allocated by the permitting authority to the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit under paragraph (a)(1) of this section. 
                                </P>
                                <P>
                                    (2) By December 1 of the control period in which a CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit enters the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program under § 97.184(g) and December 1 of each year thereafter, the Administrator will record, in the compliance account of the source that includes the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit, the CAIR NO
                                    <E T="52">X</E>
                                     allowances allocated by the permitting authority to the CAIR NO
                                    <E T="52">X</E>
                                     opt-in unit under paragraph (a)(2) of this section. 
                                </P>
                                <HD SOURCE="HD1">
                                    Appendix A to Subpart II of Part 97—States With Approved State Implementation Plan Revisions Concerning CAIR NO
                                    <E T="52">X</E>
                                     Opt-In Units 
                                </HD>
                                <EXTRACT>
                                    <P>
                                        1. The following States have State Implementation Plan revisions under § 51.123(p)(3) of this chapter approved by the Administrator and establishing procedures providing for CAIR NO
                                        <E T="52">X</E>
                                         opt-in units under subpart II of this part and allocation of CAIR NO
                                        <E T="52">X</E>
                                         allowances to such units under § 97.188(b): 
                                    </P>
                                    <P>[Reserved] </P>
                                    <P>
                                        2. The following States have State Implementation Plan revisions under § 51.123(p)(3) of this chapter approved by the Administrator and establishing procedures providing for CAIR NO
                                        <E T="52">X</E>
                                         opt-in units under subpart II of this part and allocation of CAIR 
                                        <PRTPAGE P="25422"/>
                                        NO
                                        <E T="52">X</E>
                                         allowances to such units under § 97.188(c): 
                                    </P>
                                    <P>[Reserved] </P>
                                </EXTRACT>
                            </SECTION>
                        </SUBPART>
                    </REGTEXT>
                    <REGTEXT TITLE="40" PART="97">
                        <AMDPAR>4. Part 97 is amended by adding subparts AAA through CCC, adding and reserving subparts DDD and EEE and adding subparts FFF through III to read as follows: </AMDPAR>
                        <CONTENTS>
                            <SUBPART>
                                <HD SOURCE="HED">
                                    Subpart AAA—CAIR SO
                                    <E T="0732">2</E>
                                     Trading Program General Provisions 
                                </HD>
                                <SECHD>Sec. </SECHD>
                                <SECTNO>97.201 </SECTNO>
                                <SUBJECT>Purpose. </SUBJECT>
                                <SECTNO>97.202 </SECTNO>
                                <SUBJECT>Definitions. </SUBJECT>
                                <SECTNO>97.203 </SECTNO>
                                <SUBJECT>Measurements, abbreviations, and acronyms. </SUBJECT>
                                <SECTNO>97.204 </SECTNO>
                                <SUBJECT>Applicability. </SUBJECT>
                                <SECTNO>97.205 </SECTNO>
                                <SUBJECT>Retired unit exemption. </SUBJECT>
                                <SECTNO>97.206 </SECTNO>
                                <SUBJECT>Standard requirements. </SUBJECT>
                                <SECTNO>97.207 </SECTNO>
                                <SUBJECT>Computation of time. </SUBJECT>
                                <SECTNO>97.208 </SECTNO>
                                <SUBJECT>Appeal procedures. </SUBJECT>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">
                                    Subpart BBB—CAIR Designated Representative for CAIR SO
                                    <E T="0732">2</E>
                                     Sources 
                                </HD>
                                <SECTNO>97.210 </SECTNO>
                                <SUBJECT>Authorization and responsibilities of CAIR designated representative. </SUBJECT>
                                <SECTNO>97.211 </SECTNO>
                                <SUBJECT>Alternate CAIR designated representative. </SUBJECT>
                                <SECTNO>97.212 </SECTNO>
                                <SUBJECT>Changing CAIR designated representative and alternate CAIR designated representative; changes in owners and operators. </SUBJECT>
                                <SECTNO>97.213 </SECTNO>
                                <SUBJECT>Certificate of representation. </SUBJECT>
                                <SECTNO>97.214 </SECTNO>
                                <SUBJECT>Objections concerning CAIR designated representative. </SUBJECT>
                                <SECTNO>97.215 </SECTNO>
                                <SUBJECT>Delegation by CAIR designated representative and alternate CAIR designated representative. </SUBJECT>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart CCC—Permits </HD>
                                <SECTNO>97.220 </SECTNO>
                                <SUBJECT>
                                    General CAIR SO
                                    <E T="52">2</E>
                                     Trading Program permit requirements. 
                                </SUBJECT>
                                <SECTNO>97.221 </SECTNO>
                                <SUBJECT>Submission of CAIR permit applications. </SUBJECT>
                                <SECTNO>97.222 </SECTNO>
                                <SUBJECT>Information requirements for CAIR permit applications. </SUBJECT>
                                <SECTNO>97.223 </SECTNO>
                                <SUBJECT>CAIR permit contents and term. </SUBJECT>
                                <SECTNO>97.224 </SECTNO>
                                <SUBJECT>CAIR permit revisions. </SUBJECT>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart DDD—[Reserved] </HD>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart EEE—[Reserved] </HD>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">
                                    Subpart FFF—CAIR SO
                                    <E T="0732">2</E>
                                     Allowance Tracking System 
                                </HD>
                                <SECTNO>97.250 </SECTNO>
                                <SUBJECT>[Reserved] </SUBJECT>
                                <SECTNO>97.251 </SECTNO>
                                <SUBJECT>Establishment of accounts. </SUBJECT>
                                <SECTNO>97.252 </SECTNO>
                                <SUBJECT>Responsibilities of CAIR authorized account representative. </SUBJECT>
                                <SECTNO>97.253 </SECTNO>
                                <SUBJECT>
                                    Recordation of CAIR SO
                                    <E T="52">2</E>
                                     allowances. 
                                </SUBJECT>
                                <SECTNO>97.254 </SECTNO>
                                <SUBJECT>
                                    Compliance with CAIR SO
                                    <E T="52">2</E>
                                     emissions limitation. 
                                </SUBJECT>
                                <SECTNO>97.255 </SECTNO>
                                <SUBJECT>Banking. </SUBJECT>
                                <SECTNO>97.256 </SECTNO>
                                <SUBJECT>Account error. </SUBJECT>
                                <SECTNO>97.257 </SECTNO>
                                <SUBJECT>Closing of general accounts. </SUBJECT>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">
                                    Subpart GGG—CAIR SO
                                    <E T="0732">2</E>
                                     Allowance Transfers 
                                </HD>
                                <SECTNO>97.260 </SECTNO>
                                <SUBJECT>
                                    Submission of CAIR SO
                                    <E T="52">2</E>
                                     allowance transfers. 
                                </SUBJECT>
                                <SECTNO>97.261 </SECTNO>
                                <SUBJECT>EPA recordation. </SUBJECT>
                                <SECTNO>97.262 </SECTNO>
                                <SUBJECT>Notification. </SUBJECT>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart HHH—Monitoring and Reporting </HD>
                                <SECTNO>97.270 </SECTNO>
                                <SUBJECT>General requirements. </SUBJECT>
                                <SECTNO>97.271 </SECTNO>
                                <SUBJECT>Initial certification and recertification procedures. </SUBJECT>
                                <SECTNO>97.272 </SECTNO>
                                <SUBJECT>Out of control periods. </SUBJECT>
                                <SECTNO>97.273 </SECTNO>
                                <SUBJECT>Notifications. </SUBJECT>
                                <SECTNO>97.274 </SECTNO>
                                <SUBJECT>Recordkeeping and reporting. </SUBJECT>
                                <SECTNO>97.275 </SECTNO>
                                <SUBJECT>Petitions. </SUBJECT>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">
                                    Subpart III—CAIR SO
                                    <E T="0732">2</E>
                                     Opt-in Units 
                                </HD>
                                <SECTNO>97.280 </SECTNO>
                                <SUBJECT>Applicability. </SUBJECT>
                                <SECTNO>97.281 </SECTNO>
                                <SUBJECT>General. </SUBJECT>
                                <SECTNO>97.282 </SECTNO>
                                <SUBJECT>CAIR designated representative. </SUBJECT>
                                <SECTNO>97.283 </SECTNO>
                                <SUBJECT>Applying for CAIR opt-in permit. </SUBJECT>
                                <SECTNO>97.284 </SECTNO>
                                <SUBJECT>Opt-in process. </SUBJECT>
                                <SECTNO>97.285 </SECTNO>
                                <SUBJECT>CAIR opt-in permit contents. </SUBJECT>
                                <SECTNO>97.286 </SECTNO>
                                <SUBJECT>
                                    Withdrawal from CAIR SO
                                    <E T="52">2</E>
                                     Trading Program. 
                                </SUBJECT>
                                <SECTNO>97.287 </SECTNO>
                                <SUBJECT>Change in regulatory status. </SUBJECT>
                                <SECTNO>97.288 </SECTNO>
                                <SUBJECT>
                                    CAIR SO
                                    <E T="52">2</E>
                                     allowance allocations to CAIR SO
                                    <E T="52">2</E>
                                     opt-in units. 
                                </SUBJECT>
                                <HD SOURCE="HD1">
                                    Appendix A to Subpart III of Part 97—States With Approved State Implementation Plan Revisions Concerning CAIR SO
                                    <E T="52">2</E>
                                     Opt-In Units 
                                </HD>
                            </SUBPART>
                        </CONTENTS>
                        <SUBPART>
                            <HD SOURCE="HED">
                                Subpart AAA—CAIR SO
                                <E T="0732">2</E>
                                 Trading Program General Provisions 
                            </HD>
                            <SECTION>
                                <SECTNO>§ 97.201 </SECTNO>
                                <SUBJECT>Purpose. </SUBJECT>
                                <P>
                                    This subpart and subparts BBB through III set forth the general provisions and the designated representative, permitting, allowance, monitoring, and opt-in provisions for the Federal Clean Air Interstate Rule (CAIR) SO
                                    <E T="52">2</E>
                                     Trading Program, under section 110 of the Clean Air Act and § 52.36 of this chapter, as a means of mitigating interstate transport of fine particulates and sulfur dioxide.
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.202 </SECTNO>
                                <SUBJECT>Definitions. </SUBJECT>
                                <P>The terms used in this subpart and subparts BBB through III shall have the meanings set forth in this section as follows: </P>
                                <P>
                                    <E T="03">Account number</E>
                                     means the identification number given by the Administrator to each CAIR SO
                                    <E T="52">2</E>
                                     Allowance Tracking System account. 
                                </P>
                                <P>
                                    <E T="03">Acid Rain emissions limitation</E>
                                     means a limitation on emissions of sulfur dioxide or nitrogen oxides under the Acid Rain Program. 
                                </P>
                                <P>
                                    <E T="03">Acid Rain Program</E>
                                     means a multi-state sulfur dioxide and nitrogen oxides air pollution control and emission reduction program established by the Administrator under title IV of the CAA and parts 72 through 78 of this chapter. 
                                </P>
                                <P>
                                    <E T="03">Administrator</E>
                                     means the Administrator of the United States Environmental Protection Agency or the Administrator's duly authorized representative. 
                                </P>
                                <P>
                                    <E T="03">Allocate</E>
                                     or 
                                    <E T="03">allocation</E>
                                     means, with regard to CAIR SO
                                    <E T="52">2</E>
                                     allowances issued under the Acid Rain Program, the determination by the Administrator of the amount of such CAIR SO
                                    <E T="52">2</E>
                                     allowances to be initially credited to a CAIR SO
                                    <E T="52">2</E>
                                     unit or other entity and, with regard to CAIR SO
                                    <E T="52">2</E>
                                     allowances issued under § 97.288 or provisions of a State implementation plan that are approved under § 51.124(o)(1) or (2) or (r) of this chapter, the determination by a permitting authority of the amount of such CAIR SO
                                    <E T="52">2</E>
                                     allowances to be initially credited to a CAIR SO
                                    <E T="52">2</E>
                                     unit or other entity. 
                                </P>
                                <P>
                                    <E T="03">Allowance transfer deadline</E>
                                     means, for a control period, midnight of March 1 (if it is a business day), or midnight of the first business day thereafter (if March 1 is not a business day), immediately following the control period and is the deadline by which a CAIR SO
                                    <E T="52">2</E>
                                     allowance transfer must be submitted for recordation in a CAIR SO
                                    <E T="52">2</E>
                                     source's compliance account in order to be used to meet the source's CAIR SO
                                    <E T="52">2</E>
                                     emissions limitation for such control period in accordance with § 97.254. 
                                </P>
                                <P>
                                    <E T="03">Alternate CAIR designated representative</E>
                                     means, for a CAIR SO
                                    <E T="52">2</E>
                                     source and each CAIR SO
                                    <E T="52">2</E>
                                     unit at the source, the natural person who is authorized by the owners and operators of the source and all such units at the source in accordance with subparts BBB and III of this part, to act on behalf of the CAIR designated representative in matters pertaining to the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program. If the CAIR SO
                                    <E T="52">2</E>
                                     source is also a CAIR NO
                                    <E T="52">X</E>
                                     source, then this natural person shall be the same person as the alternate CAIR designated representative under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program. If the CAIR SO
                                    <E T="52">2</E>
                                     source is also a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source, then this natural person shall be the same person as the alternate CAIR designated representative under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. If the CAIR SO
                                    <E T="52">2</E>
                                     source is also subject to the Acid Rain Program, then this natural person shall be the same person as the alternate designated representative under the Acid Rain Program. If the CAIR SO
                                    <E T="52">2</E>
                                     source is also subject to the Hg Budget Trading Program, then this natural person shall be the same person as the alternate Hg designated representative under the Hg Budget Trading Program. 
                                </P>
                                <P>
                                    <E T="03">Automated data acquisition and handling system</E>
                                     or 
                                    <E T="03">DAHS</E>
                                     means that component of the continuous emission monitoring system, or other emissions monitoring system approved for use under subpart HHH of this part, designed to interpret and convert individual output signals from pollutant concentration monitors, flow monitors, diluent gas monitors, and other component parts of the monitoring system to produce a continuous record of the measured parameters in the measurement units required by subpart HHH of this part. 
                                </P>
                                <P>
                                    <E T="03">Boiler</E>
                                     means an enclosed fossil- or other-fuel-fired combustion device used 
                                    <PRTPAGE P="25423"/>
                                    to produce heat and to transfer heat to recirculating water, steam, or other medium. 
                                </P>
                                <P>
                                    <E T="03">Bottoming-cycle cogeneration unit</E>
                                     means a cogeneration unit in which the energy input to the unit is first used to produce useful thermal energy and at least some of the reject heat from the useful thermal energy application or process is then used for electricity production. 
                                </P>
                                <P>
                                    <E T="03">CAIR authorized account representative</E>
                                     means, with regard to a general account, a responsible natural person who is authorized, in accordance with subparts BBB, FFF, and III of this part, to transfer and otherwise dispose of CAIR SO
                                    <E T="52">2</E>
                                     allowances held in the general account and, with regard to a compliance account, the CAIR designated representative of the source. 
                                </P>
                                <P>
                                    <E T="03">CAIR designated representative</E>
                                     means, for a CAIR SO
                                    <E T="52">2</E>
                                     source and each CAIR SO
                                    <E T="52">2</E>
                                     unit at the source, the natural person who is authorized by the owners and operators of the source and all such units at the source, in accordance with subparts BBB and III of this part, to represent and legally bind each owner and operator in matters pertaining to the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program. If the CAIR SO
                                    <E T="52">2</E>
                                     source is also a CAIR NO
                                    <E T="52">X</E>
                                     source, then this natural person shall be the same person as the CAIR designated representative under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program. If the CAIR SO
                                    <E T="52">2</E>
                                     source is also a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source, then this natural person shall be the same person as the CAIR designated representative under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. If the CAIR SO
                                    <E T="52">2</E>
                                     source is also subject to the Acid Rain Program, then this natural person shall be the same person as the designated representative under the Acid Rain Program. If the CAIR SO
                                    <E T="52">2</E>
                                     source is also subject to the Hg Budget Trading Program, then this natural person shall be the same person as the Hg designated representative under the Hg Budget Trading Program. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Annual Trading Program</E>
                                     means a multi-state nitrogen oxides air pollution control and emission reduction program established by the Administrator in accordance with subparts AA through II of this part and (§ 51.123(p) and 52.35 of this chapter or approved and administered by the Administrator in accordance with subparts AA through II of part 96 of this chapter and § 51.123(o)(1) or (2) of this chapter, as a means of mitigating interstate transport of fine particulates and nitrogen oxides. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Ozone Season source</E>
                                     means a source that is subject to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Ozone Season Trading Program</E>
                                     means a multi-state nitrogen oxides air pollution control and emission reduction program established by the Administrator in accordance with subparts AAAA through IIII of this part and (§ 51.123(ee) and 52.35 of this chapter or approved and administered by the Administrator in accordance with under subparts AAAA through IIII and § 51.123(aa)(1) or (2) (and (bb)(1)), (bb)(2), or (dd) of this chapter, as a means of mitigating interstate transport of ozone and nitrogen oxides. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="52">X</E>
                                      
                                    <E T="03">source</E>
                                     means a source that is subject to the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program. 
                                </P>
                                <P>
                                    <E T="03">CAIR permit</E>
                                     means the legally binding and federally enforceable written document, or portion of such document, issued by the permitting authority under subpart CCC of this part, including any permit revisions, specifying the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program requirements applicable to a CAIR SO
                                    <E T="52">2</E>
                                     source, to each CAIR SO
                                    <E T="52">2</E>
                                     unit at the source, and to the owners and operators and the CAIR designated representative of the source and each such unit. 
                                </P>
                                <P>
                                    <E T="03">CAIR SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">allowance</E>
                                     means a limited authorization issued by the Administrator under the Acid Rain Program, by a permitting authority under § 97.288, or by a permitting authority under provisions of a State implementation plan that are approved under § 51.124(o)(1) or (2) or (r) of this chapter, to emit sulfur dioxide during the control period of the specified calendar year for which the authorization is allocated or of any calendar year thereafter under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program as follows: 
                                </P>
                                <P>
                                    (1) For one CAIR SO
                                    <E T="52">2</E>
                                     allowance allocated for a control period in a year before 2010, one ton of sulfur dioxide, except as provided in § 97.254(b); 
                                </P>
                                <P>
                                    (2) For one CAIR SO
                                    <E T="52">2</E>
                                     allowance allocated for a control period in 2010 through 2014, 0.50 ton of sulfur dioxide, except as provided in § 97.254(b); and 
                                </P>
                                <P>
                                    (3) For one CAIR SO
                                    <E T="52">2</E>
                                     allowance allocated for a control period in 2015 or later, 0.35 ton of sulfur dioxide, except as provided in § 97.254(b). 
                                </P>
                                <P>
                                    (4) An authorization to emit sulfur dioxide that is not issued under the Acid Rain Program, § 97.288, or provisions of a State implementation plan that are approved under § 51.124(o)(1) or (2) or (r) of this chapter shall not be a CAIR SO
                                    <E T="52">2</E>
                                     allowance. 
                                </P>
                                <P>
                                    <E T="03">CAIR SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">allowance deduction</E>
                                     or 
                                    <E T="03">deduct CAIR SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">allowances</E>
                                     means the permanent withdrawal of CAIR SO
                                    <E T="52">2</E>
                                     allowances by the Administrator from a compliance account, 
                                    <E T="03">e.g.,</E>
                                     in order to account for a specified number of tons of total sulfur dioxide emissions from all CAIR SO
                                    <E T="52">2</E>
                                     units at a CAIR SO
                                    <E T="52">2</E>
                                     source for a control period, determined in accordance with subpart HHH of this part, or to account for excess emissions. 
                                </P>
                                <P>
                                    <E T="03">CAIR SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">Allowance Tracking System</E>
                                     means the system by which the Administrator records allocations, deductions, and transfers of CAIR SO
                                    <E T="52">2</E>
                                     allowances under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program. This is the same system as the Allowance Tracking System under § 72.2 of this chapter by which the Administrator records allocations, deduction, and transfers of Acid Rain SO
                                    <E T="52">2</E>
                                     allowances under the Acid Rain Program. 
                                </P>
                                <P>
                                    <E T="03">CAIR SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">Allowance Tracking System account means</E>
                                     an account in the CAIR SO
                                    <E T="54">2</E>
                                     Allowance Tracking System established by the Administrator for purposes of recording the allocation, holding, transferring, or deducting of CAIR SO
                                    <E T="52">2</E>
                                     allowances. Such allowances will be allocated, held, deducted, or transferred only as whole allowances. 
                                </P>
                                <P>
                                    <E T="03">CAIR SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">allowances held</E>
                                     or 
                                    <E T="03">hold CAIR SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">allowances</E>
                                     means the CAIR SO
                                    <E T="52">2</E>
                                     allowances recorded by the Administrator, or submitted to the Administrator for recordation, in accordance with subparts FFF, GGG, and III of this part or part 73 of this chapter, in a CAIR SO
                                    <E T="52">2</E>
                                     Allowance Tracking System account. 
                                </P>
                                <P>
                                    <E T="03">CAIR SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">emissions limitation</E>
                                     means, for a CAIR SO
                                    <E T="52">2</E>
                                     source, the tonnage equivalent, in SO
                                    <E T="52">2</E>
                                     emissions in a control period, of the CAIR SO
                                    <E T="52">2</E>
                                     allowances available for deduction for the source under § 97.254(a) and (b) for the control period. 
                                </P>
                                <P>
                                    <E T="03">CAIR SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">source</E>
                                     means a source that includes one or more CAIR SO
                                    <E T="52">2</E>
                                     units. 
                                </P>
                                <P>
                                    <E T="03">CAIR SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">Trading Program</E>
                                     means a multi-state sulfur dioxide air pollution control and emission reduction program established by the Administrator in accordance with subparts AAA through III of this part and §§ 51.124(r) and 52.36 of this chapter or approved and administered by the Administrator in accordance with subparts AAA through III of part 96 of this chapter and § 51.124(o) (1) or (2) of this chapter, as a means of mitigating interstate transport of fine particulates and sulfur dioxide. 
                                </P>
                                <P>
                                    <E T="03">CAIR SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">unit</E>
                                     means a unit that is subject to the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program under § 97.204 and, except for purposes of § 97.205, a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit under subpart III of this part. 
                                </P>
                                <P>
                                    <E T="03">Certifying official means:</E>
                                </P>
                                <P>
                                    (1) For a corporation, a president, secretary, treasurer, or vice-president or the corporation in charge of a principal business function or any other person who performs similar policy or 
                                    <PRTPAGE P="25424"/>
                                    decision-making functions for the corporation; 
                                </P>
                                <P>(2) For a partnership or sole proprietorship, a general partner or the proprietor respectively; or </P>
                                <P>(3) For a local government entity or State, Federal, or other public agency, a principal executive officer or ranking elected official. </P>
                                <P>
                                    <E T="03">Clean Air Act</E>
                                     or 
                                    <E T="03">CAA</E>
                                     means the Clean Air Act, 42 U.S.C. 7401, 
                                    <E T="03">et seq.</E>
                                </P>
                                <P>
                                    <E T="03">Coal</E>
                                     means any solid fuel classified as anthracite, bituminous, subbituminous, or lignite. 
                                </P>
                                <P>
                                    <E T="03">Coal-derived fuel</E>
                                     means any fuel (whether in a solid, liquid, or gaseous state) produced by the mechanical, thermal, or chemical processing of coal. 
                                </P>
                                <P>
                                    <E T="03">Coal-fired</E>
                                     means combusting any amount of coal or coal-derived fuel, alone, or in combination with any amount of any other fuel. 
                                </P>
                                <P>
                                    <E T="03">Cogeneration unit</E>
                                     means a stationary, fossil-fuel-fired boiler or stationary, fossil-fuel-fired combustion turbine: 
                                </P>
                                <P>(1) Having equipment used to produce electricity and useful thermal energy for industrial, commercial, heating, or cooling purposes through the sequential use of energy; and </P>
                                <P>(2) Producing during the 12-month period starting on the date the unit first produces electricity and during any calendar year after the calendar year in which the unit first produces electricity—</P>
                                <P>(i) For a topping-cycle cogeneration unit, </P>
                                <P>(A) Useful thermal energy not less than 5 percent of total energy output; and </P>
                                <P>(B) Useful power that, when added to one-half of useful thermal energy produced, is not less then 42.5 percent of total energy input, if useful thermal energy produced is 15 percent or more of total energy output, or not less than 45 percent of total energy input, if useful thermal energy produced is less than 15 percent of total energy output. </P>
                                <P>(ii) For a bottoming-cycle cogeneration unit, useful power not less than 45 percent of total energy input. </P>
                                <P>
                                    <E T="03">Combustion turbine</E>
                                     means: 
                                </P>
                                <P>(1) An enclosed device comprising a compressor, a combustor, and a turbine and in which the flue gas resulting from the combustion of fuel in the combustor passes through the turbine, rotating the turbine; and </P>
                                <P>(2) If the enclosed device under paragraph (1) of this definition is combined cycle, any associated duct burner, heat recovery steam generator, and steam turbine. </P>
                                <P>
                                    <E T="03">Commence commercial operation</E>
                                     means, with regard to a unit: 
                                </P>
                                <P>(1) To have begun to produce steam, gas, or other heated medium used to generate electricity for sale or use, including test generation, except as provided in § 97.205 and § 97.284(h). </P>
                                <P>
                                    (i) For a unit that is a CAIR SO
                                    <E T="52">2</E>
                                     unit under § 97.204 on the later of November 15, 1990 or the date the unit commences commercial operation as defined in paragraph (1) of this definition and that subsequently undergoes a physical change (other than replacement of the unit by a unit at the same source), such date shall remain the date of commencement of commercial operation of the unit, which shall continue to be treated as the same unit. 
                                </P>
                                <P>
                                    (ii) For a unit that is a CAIR SO
                                    <E T="52">2</E>
                                     unit under § 97.204 on the later of November 15, 1990 or the date the unit commences commercial operation as defined in paragraph (1) of this definition and that is subsequently replaced by a unit at the same source (
                                    <E T="03">e.g.,</E>
                                     repowered), such date shall remain the replaced unit's date of commencement of commercial operation, and the replacement unit shall be treated as a separate unit with a separate date for commencement of commercial operation as defined in paragraph (1) or (2) of this definition as appropriate. 
                                </P>
                                <P>
                                    (2) Notwithstanding paragraph (1) of this definition and except as provided in § 97.205, for a unit that is not a CAIR SO
                                    <E T="52">2</E>
                                     unit under § 97.204 on the later of November 15, 1990 or the date the unit commences commercial operation as defined in paragraph (1) of this definition, the unit's date for commencement of commercial operation shall be the date on which the unit becomes a CAIR SO
                                    <E T="52">2</E>
                                     unit under § 97.204. 
                                </P>
                                <P>(i) For a unit with a date for commencement of commercial operation as defined in paragraph (2) of this definition and that subsequently undergoes a physical change (other than replacement of the unit by a unit at the same source), such date shall remain the date of commencement of commercial operation of the unit, which shall continue to be treated as the same unit. </P>
                                <P>
                                    (ii) For a unit with a date for commencement of commercial operation as defined in paragraph (2) of this definition and that is subsequently replaced by a unit at the same source (
                                    <E T="03">e.g.,</E>
                                     repowered), such date shall remain the replaced unit's date of commencement of commercial operation, and the replacement unit shall be treated as a separate unit with a separate date for commencement of commercial operation as defined in paragraph (1) or (2) of this definition as appropriate. 
                                </P>
                                <P>
                                    <E T="03">Commence operation</E>
                                     means: 
                                </P>
                                <P>(1) To have begun any mechanical, chemical, or electronic process, including, with regard to a unit, start-up of a unit's combustion chamber, except as provided in § 97.284(h). </P>
                                <P>(2) For a unit that undergoes a physical change (other than replacement of the unit by a unit at the same source) after the date the unit commences operation as defined in paragraph (1) of this definition, such date shall remain the date of commencement of operation of the unit, which shall continue to be treated as the same unit. </P>
                                <P>
                                    (3) For a unit that is replaced by a unit at the same source (
                                    <E T="03">e.g.,</E>
                                     repowered) after the date the unit commences operation as defined in paragraph (1) of this definition, such date shall remain the replaced unit's date of commencement of operation, and the replacement unit shall be treated as a separate unit with a separate date for commencement of operation as defined in paragraph (1), (2), or (3) of this definition as appropriate, except as provided in § 97.284(h). 
                                </P>
                                <P>
                                    <E T="03">Common stack</E>
                                     means a single flue through which emissions from 2 or more units are exhausted. 
                                </P>
                                <P>
                                    <E T="03">Compliance account</E>
                                     means a CAIR SO
                                    <E T="52">2</E>
                                     Allowance Tracking System account, established by the Administrator for a CAIR SO
                                    <E T="52">2</E>
                                     source subject to an Acid Rain emissions limitations under § 73.31(a) or (b) of this chapter or for any other CAIR SO
                                    <E T="52">2</E>
                                     source under subpart FFF or III of this part, in which any CAIR SO
                                    <E T="52">2</E>
                                     allowance allocations for the CAIR SO
                                    <E T="52">2</E>
                                     units at the source are initially recorded and in which are held any CAIR SO
                                    <E T="52">2</E>
                                     allowances available for use for a control period in order to meet the source's CAIR SO
                                    <E T="52">2</E>
                                     emissions limitation in accordance with § 97.254. 
                                </P>
                                <P>
                                    <E T="03">Continuous emission monitoring system</E>
                                     or 
                                    <E T="03">CEMS</E>
                                     means the equipment required under subpart HHH of this part to sample, analyze, measure, and provide, by means of readings recorded at least once every 15 minutes (using an automated data acquisition and handling system (DAHS)), a permanent record of sulfur dioxide emissions, stack gas volumetric flow rate, stack gas moisture content, and oxygen or carbon dioxide concentration (as applicable), in a manner consistent with part 75 of this chapter. The following systems are the principal types of continuous emission monitoring systems required under subpart HHH of this part: 
                                </P>
                                <P>
                                    (1) A flow monitoring system, consisting of a stack flow rate monitor and an automated data acquisition and handling system and providing a permanent, continuous record of stack gas volumetric flow rate, in standard cubic feet per hour (scfh); 
                                    <PRTPAGE P="25425"/>
                                </P>
                                <P>
                                    (2) A sulfur dioxide monitoring system, consisting of a SO
                                    <E T="52">2</E>
                                     pollutant concentration monitor and an automated data acquisition and handling system and providing a permanent, continuous record of SO
                                    <E T="52">2</E>
                                     emissions, in parts per million (ppm); 
                                </P>
                                <P>
                                    (3) A moisture monitoring system, as defined in § 75.11(b)(2) of this chapter and providing a permanent, continuous record of the stack gas moisture content, in percent H
                                    <E T="52">2</E>
                                    O; 
                                </P>
                                <P>
                                    (4) A carbon dioxide monitoring system, consisting of a CO
                                    <E T="52">2</E>
                                     pollutant concentration monitor (or an oxygen monitor plus suitable mathematical equations from which the CO
                                    <E T="52">2</E>
                                     concentration is derived) and an automated data acquisition and handling system and providing a permanent, continuous record of CO
                                    <E T="52">2</E>
                                     emissions, in percent CO
                                    <E T="52">2</E>
                                    ; and 
                                </P>
                                <P>
                                    (5) An oxygen monitoring system, consisting of an O
                                    <E T="52">2</E>
                                     concentration monitor and an automated data acquisition and handling system and providing a permanent, continuous record of O
                                    <E T="52">2</E>
                                     in percent O
                                    <E T="52">2</E>
                                    . 
                                </P>
                                <P>
                                    <E T="03">Control period</E>
                                     means the period beginning January 1 of a calendar year, except as provided in § 97.206(c)(2), and ending on December 31 of the same year, inclusive. 
                                </P>
                                <P>
                                    <E T="03">Emissions</E>
                                     means air pollutants exhausted from a unit or source into the atmosphere, as measured, recorded, and reported to the Administrator by the CAIR designated representative and as determined by the Administrator in accordance with subpart HHH of this part. 
                                </P>
                                <P>
                                    <E T="03">Excess emissions</E>
                                     means any ton, or portion of a ton, of sulfur dioxide emitted by the CAIR SO
                                    <E T="52">2</E>
                                     units at a CAIR SO
                                    <E T="52">2</E>
                                     source during a control period that exceeds the CAIR SO
                                    <E T="52">2</E>
                                     emissions limitation for the source, provided that any portion of a ton of excess emissions shall be treated as one ton of excess emissions. 
                                </P>
                                <P>
                                    <E T="03">Fossil fuel</E>
                                     means natural gas, petroleum, coal, or any form of solid, liquid, or gaseous fuel derived from such material. 
                                </P>
                                <P>
                                    <E T="03">Fossil-fuel-fired</E>
                                     means, with regard to a unit, combusting any amount of fossil fuel in any calendar year. 
                                </P>
                                <P>
                                    <E T="03">General account</E>
                                     means a CAIR SO
                                    <E T="52">2</E>
                                     Allowance Tracking System account, established under subpart FFF of this part, that is not a compliance account. 
                                </P>
                                <P>
                                    <E T="03">Generator</E>
                                     means a device that produces electricity. 
                                </P>
                                <P>
                                    <E T="03">Heat input</E>
                                     means, with regard to a specified period of time, the product (in mmBtu/time) of the gross calorific value of the fuel (in Btu/lb) divided by 1,000,000 Btu/mmBtu and multiplied by the fuel feed rate into a combustion device (in lb of fuel/time), as measured, recorded, and reported to the Administrator by the CAIR designated representative and determined by the Administrator in accordance with subpart HHH of this part and excluding the heat derived from preheated combustion air, recirculated flue gases, or exhaust from other sources. 
                                </P>
                                <P>
                                    <E T="03">Heat input rate</E>
                                     means the amount of heat input (in mmBtu) divided by unit operating time (in hr) or, with regard to a specific fuel, the amount of heat input attributed to the fuel (in mmBtu) divided by the unit operating time (in hr) during which the unit combusts the fuel. 
                                </P>
                                <P>
                                    <E T="03">Hg Budget Trading Program</E>
                                     means a multi-state Hg air pollution control and emission reduction program approved and administered by the Administrator in accordance subpart HHHH of part 60 of this chapter and § 60.24(h)(6), or established by the Administrator under section 111 of the Clean Air Act, as a means of reducing national Hg emissions. 
                                </P>
                                <P>
                                    <E T="03">Life-of-the-unit, firm power contractual arrangement</E>
                                     means a unit participation power sales agreement under which a utility or industrial customer reserves, or is entitled to receive, a specified amount or percentage of nameplate capacity and associated energy generated by any specified unit and pays its proportional amount of such unit's total costs, pursuant to a contract: 
                                </P>
                                <P>(1) For the life of the unit; </P>
                                <P>(2) For a cumulative term of no less than 30 years, including contracts that permit an election for early termination; or </P>
                                <P>(3) For a period no less than 25 years or 70 percent of the economic useful life of the unit determined as of the time the unit is built, with option rights to purchase or release some portion of the nameplate capacity and associated energy generated by the unit at the end of the period. </P>
                                <P>
                                    <E T="03">Maximum design heat input</E>
                                     means the maximum amount of fuel per hour (in Btu/hr) that a unit is capable of combusting on a steady state basis as of the initial installation of the unit as specified by the manufacturer of the unit. 
                                </P>
                                <P>
                                    <E T="03">Monitoring system</E>
                                     means any monitoring system that meets the requirements of subpart HHH of this part, including a continuous emissions monitoring system, an alternative monitoring system, or an excepted monitoring system under part 75 of this chapter. 
                                </P>
                                <P>
                                    <E T="03">Most stringent State or Federal SO</E>
                                    <E T="53">2</E>
                                      
                                    <E T="03">emissions limitation</E>
                                     means, with regard to a unit, the lowest SO
                                    <E T="52">2</E>
                                     emissions limitation (in terms of lb/mmBtu) that is applicable to the unit under State or Federal law, regardless of the averaging period to which the emissions limitation applies. 
                                </P>
                                <P>
                                    <E T="03">Nameplate capacity</E>
                                     means, starting from the initial installation of a generator, the maximum electrical generating output (in MWe) that the generator is capable of producing on a steady state basis and during continuous operation (when not restricted by seasonal or other deratings) as of such installation as specified by the manufacturer of the generator or, starting from the completion of any subsequent physical change in the generator resulting in an increase in the maximum electrical generating output (in MWe) that the generator is capable of producing on a steady state basis and during continuous operation (when not restricted by seasonal or other deratings), such increased maximum amount as of such completion as specified by the person conducting the physical change. 
                                </P>
                                <P>
                                    <E T="03">Operator</E>
                                     means any person who operates, controls, or supervises a CAIR SO
                                    <E T="52">2</E>
                                     unit or a CAIR SO
                                    <E T="52">2</E>
                                     source and shall include, but not be limited to, any holding company, utility system, or plant manager of such a unit or source. 
                                </P>
                                <P>
                                    <E T="03">Owner</E>
                                     means any of the following persons: 
                                </P>
                                <P>
                                    (1) With regard to a CAIR SO
                                    <E T="52">2</E>
                                     source or a CAIR SO
                                    <E T="52">2</E>
                                     unit at a source, respectively: 
                                </P>
                                <P>
                                    (i) Any holder of any portion of the legal or equitable title in a CAIR SO
                                    <E T="52">2</E>
                                     unit at the source or the CAIR SO
                                    <E T="52">2</E>
                                     unit; 
                                </P>
                                <P>
                                    (ii) Any holder of a leasehold interest in a CAIR SO
                                    <E T="52">2</E>
                                     unit at the source or the CAIR SO
                                    <E T="52">2</E>
                                     unit; or 
                                </P>
                                <P>
                                    (iii) Any purchaser of power from a CAIR SO
                                    <E T="52">2</E>
                                     unit at the source or the CAIR SO
                                    <E T="52">2</E>
                                     unit under a life-of-the-unit, firm power contractual arrangement; provided that, unless expressly provided for in a leasehold agreement, owner shall not include a passive lessor, or a person who has an equitable interest through such lessor, whose rental payments are not based (either directly or indirectly) on the revenues or income from such CAIR SO
                                    <E T="52">2</E>
                                     unit; or 
                                </P>
                                <P>
                                    (2) With regard to any general account, any person who has an ownership interest with respect to the CAIR SO
                                    <E T="52">2</E>
                                     allowances held in the general account and who is subject to the binding agreement for the CAIR authorized account representative to represent the person's ownership interest with respect to CAIR SO
                                    <E T="52">2</E>
                                     allowances. 
                                </P>
                                <P>
                                    <E T="03">Permitting authority</E>
                                     means the State air pollution control agency, local agency, other State agency, or other 
                                    <PRTPAGE P="25426"/>
                                    agency authorized by the Administrator to issue or revise permits to meet the requirements of the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program in accordance with subpart CCC of this part or, if no such agency has been so authorized, the Administrator. 
                                </P>
                                <P>
                                    <E T="03">Potential electrical output capacity</E>
                                     means 33 percent of a unit's maximum design heat input, divided by 3,413 Btu/kWh, divided by 1,000 kWh/MWh, and multiplied by 8,760 hr/yr. 
                                </P>
                                <P>
                                    <E T="03">Receive or receipt of</E>
                                     means, when referring to the permitting authority or the Administrator, to come into possession of a document, information, or correspondence (whether sent in hard copy or by authorized electronic transmission), as indicated in an official log, or by a notation made on the document, information, or correspondence, by the permitting authority or the Administrator in the regular course of business. 
                                </P>
                                <P>
                                    <E T="03">Recordation</E>
                                    , 
                                    <E T="03">record</E>
                                    , or 
                                    <E T="03">recorded</E>
                                     means, with regard to CAIR SO
                                    <E T="52">2</E>
                                     allowances, the movement of CAIR SO
                                    <E T="52">2</E>
                                     allowances by the Administrator into or between CAIR SO
                                    <E T="52">2</E>
                                     Allowance Tracking System accounts, for purposes of allocation, transfer, or deduction. 
                                </P>
                                <P>
                                    <E T="03">Reference method</E>
                                     means any direct test method of sampling and analyzing for an air pollutant as specified in § 75.22 of this chapter.
                                </P>
                                <P>
                                    <E T="03">Replacement</E>
                                    , 
                                    <E T="03">replace</E>
                                    , or 
                                    <E T="03">replaced</E>
                                     means, with regard to a unit, the demolishing of a unit, or the permanent shutdown and permanent disabling of a unit, and the construction of another unit (the replacement unit) to be used instead of the demolished or shutdown unit (the replaced unit). 
                                </P>
                                <P>
                                    <E T="03">Repowered</E>
                                     means, with regard to a unit, replacement of a coal-fired boiler with one of the following coal-fired technologies at the same source as the coal-fired boiler: 
                                </P>
                                <P>(1) Atmospheric or pressurized fluidized bed combustion; </P>
                                <P>(2) Integrated gasification combined cycle; </P>
                                <P>(3) Magnetohydrodynamics; </P>
                                <P>(4) Direct and indirect coal-fired turbines; </P>
                                <P>(5) Integrated gasification fuel cells; or </P>
                                <P>(6) As determined by the Administrator in consultation with the Secretary of Energy, a derivative of one or more of the technologies under paragraphs (1) through (5) of this definition and any other coal-fired technology capable of controlling multiple combustion emissions simultaneously with improved boiler or generation efficiency and with significantly greater waste reduction relative to the performance of technology in widespread commercial use as of January 1, 2005. </P>
                                <P>
                                    <E T="03">Sequential use of energy</E>
                                     means: 
                                </P>
                                <P>(1) For a topping-cycle cogeneration unit, the use of reject heat from electricity production in a useful thermal energy application or process; or</P>
                                <P>(2) For a bottoming-cycle cogeneration unit, the use of reject heat from useful thermal energy application or process in electricity production. </P>
                                <P>
                                    <E T="03">Serial number</E>
                                     means, for a CAIR SO
                                    <E T="52">2</E>
                                     allowance, the unique identification number assigned to each CAIR SO
                                    <E T="52">2</E>
                                     allowance by the Administrator. 
                                </P>
                                <P>
                                    <E T="03">Solid waste incineration unit</E>
                                     means a stationary, fossil-fuel-fired boiler or stationary, fossil-fuel-fired combustion turbine that is a “solid waste incineration unit” as defined in section 129(g)(1) of the Clean Air Act. 
                                </P>
                                <P>
                                    <E T="03">Source</E>
                                     means all buildings, structures, or installations located in one or more contiguous or adjacent properties under common control of the same person or persons. For purposes of section 502(c) of the Clean Air Act, a “source,” including a “source” with multiple units, shall be considered a single “facility.”
                                </P>
                                <P>
                                    <E T="03">State</E>
                                     means one of the States or the District of Columbia that is subject to the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program pursuant to § 52.35 of this chapter. 
                                </P>
                                <P>
                                    <E T="03">Submit or serve</E>
                                     means to send or transmit a document, information, or correspondence to the person specified in accordance with the applicable regulation: 
                                </P>
                                <P>(1) In person; </P>
                                <P>(2) By United States Postal Service; or </P>
                                <P>(3) By other means of dispatch or transmission and delivery. Compliance with any “submission” or “service” deadline shall be determined by the date of dispatch, transmission, or mailing and not the date of receipt. </P>
                                <P>
                                    <E T="03">Title V operating permit</E>
                                     means a permit issued under title V of the Clean Air Act and part 70 or part 71 of this chapter. 
                                </P>
                                <P>
                                    <E T="03">Title V operating permit regulations</E>
                                     means the regulations that the Administrator has approved or issued as meeting the requirements of title V of the Clean Air Act and part 70 or 71 of this chapter. 
                                </P>
                                <P>
                                    <E T="03">Ton</E>
                                     means 2,000 pounds. For the purpose of determining compliance with the CAIR SO
                                    <E T="52">2</E>
                                     emissions limitation, total tons of sulfur dioxide emissions for a control period shall be calculated as the sum of all recorded hourly emissions (or the mass equivalent of the recorded hourly emission rates) in accordance with subpart HHH of this part, but with any remaining fraction of a ton equal to or greater than 0.50 tons deemed to equal one ton and any remaining fraction of a ton less than 0.50 tons deemed to equal zero tons. 
                                </P>
                                <P>
                                    <E T="03">Topping-cycle cogeneration unit</E>
                                     means a cogeneration unit in which the energy input to the unit is first used to produce useful power, including electricity, and at least some of the reject heat from the electricity production is then used to provide useful thermal energy. 
                                </P>
                                <P>
                                    <E T="03">Total energy input</E>
                                     means, with regard to a cogeneration unit, total energy of all forms supplied to the cogeneration unit, excluding energy produced by the cogeneration unit itself. 
                                </P>
                                <P>
                                    <E T="03">Total energy output</E>
                                     means, with regard to a cogeneration unit, the sum of useful power and useful thermal energy produced by the cogeneration unit. 
                                </P>
                                <P>
                                    <E T="03">Unit</E>
                                     means a stationary, fossil-fuel-fired boiler or combustion turbine or other stationary, fossil-fuel-fired combustion device. 
                                    <E T="03">Unit operating day</E>
                                     means a calendar day in which a unit combusts any fuel. 
                                </P>
                                <P>
                                    <E T="03">Unit operating hour</E>
                                     or 
                                    <E T="03">hour of unit operation</E>
                                     means an hour in which a unit combusts any fuel. 
                                </P>
                                <P>
                                    <E T="03">Useful power</E>
                                     means, with regard to a cogeneration unit, electricity or mechanical energy made available for use, excluding any such energy used in the power production process (which process includes, but is not limited to, any on-site processing or treatment of fuel combusted at the unit and any on-site emission controls). 
                                </P>
                                <P>
                                    <E T="03">Useful thermal energy</E>
                                     means, with regard to a cogeneration unit, thermal energy that is: 
                                </P>
                                <P>(1) Made available to an industrial or commercial process (not a power production process), excluding any heat contained in condensate return or makeup water; </P>
                                <P>
                                    (2) Used in a heating application (
                                    <E T="03">e.g.,</E>
                                     space heating or domestic hot water heating); or 
                                </P>
                                <P>
                                    (3) Used in a space cooling application (
                                    <E T="03">i.e.,</E>
                                     thermal energy used by an absorption chiller). 
                                </P>
                                <P>
                                    <E T="03">Utility power distribution system</E>
                                     means the portion of an electricity grid owned or operated by a utility and dedicated to delivering electricity to customers. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.203 </SECTNO>
                                <SUBJECT>Measurements, abbreviations, and acronyms. </SUBJECT>
                                <P>Measurements, abbreviations, and acronyms used in this subpart and subparts BBB through III are defined as follows: </P>
                                <FP SOURCE="FP-1">Btu—British thermal unit. </FP>
                                <FP SOURCE="FP-1">
                                    CO
                                    <E T="52">2</E>
                                    —carbon dioxide. 
                                </FP>
                                <FP SOURCE="FP-1">
                                    H
                                    <E T="52">2</E>
                                    O—water. 
                                </FP>
                                <FP SOURCE="FP-1">
                                    Hg—mercury.
                                    <PRTPAGE P="25427"/>
                                </FP>
                                <FP SOURCE="FP-1">hr—hour.</FP>
                                <FP SOURCE="FP-1">kW—kilowatt electrical.</FP>
                                <FP SOURCE="FP-1">kWh—kilowatt hour.</FP>
                                <FP SOURCE="FP-1">lb—pound.</FP>
                                <FP SOURCE="FP-1">mmBtu—million Btu. </FP>
                                <FP SOURCE="FP-1">MWe—megawatt electrical. </FP>
                                <FP SOURCE="FP-1">MWh—megawatt hour. </FP>
                                <FP SOURCE="FP-1">
                                    NO
                                    <E T="52">X</E>
                                    —nitrogen oxides. 
                                </FP>
                                <FP SOURCE="FP-1">
                                    O
                                    <E T="52">2</E>
                                    —oxygen.
                                </FP>
                                <FP SOURCE="FP-1">ppm—parts per million.</FP>
                                <FP SOURCE="FP-1">scfh—standard cubic feet per hour. </FP>
                                <FP SOURCE="FP-1">
                                    SO
                                    <E T="52">2</E>
                                    —sulfur dioxide.
                                </FP>
                                <FP SOURCE="FP-1">yr—year. </FP>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.204 </SECTNO>
                                <SUBJECT>Applicability. </SUBJECT>
                                <P>(a) Except as provided in paragraph (b) of this section: </P>
                                <P>
                                    (1) The following units in a State shall be CAIR SO
                                    <E T="52">2</E>
                                     units, and any source that includes one or more such units shall be a CAIR SO
                                    <E T="52">2</E>
                                     source, subject to the requirements of this subpart and subparts BBB through HHH of this part: any stationary, fossil-fuel-fired boiler or stationary, fossil-fuel-fired combustion turbine serving at any time, since the later of November 15, 1990 or the start-up of the unit's combustion chamber, a generator with nameplate capacity of more than 25 MWe producing electricity for sale. 
                                </P>
                                <P>
                                    (2) If a stationary boiler or stationary combustion turbine that, under paragraph (a)(1) of this section, is not a CAIR SO
                                    <E T="52">2</E>
                                     unit begins to combust fossil fuel or to serve a generator with nameplate capacity of more than 25 MWe producing electricity for sale, the unit shall become a CAIR SO
                                    <E T="52">2</E>
                                     unit as provided in paragraph (a)(1) of this section on the first date on which it both combusts fossil fuel and serves such generator. 
                                </P>
                                <P>
                                    (b) The units in a State that meet the requirements set forth in paragraph (b)(1)(i), (b)(2)(i), or (b)(2)(ii) of this section shall not be CAIR SO
                                    <E T="52">2</E>
                                     units: 
                                </P>
                                <P>
                                    (1)(i) Any unit that is a CAIR SO
                                    <E T="52">2</E>
                                     unit under paragraph (a)(1) or (2) of this section: 
                                </P>
                                <P>(A) Qualifying as a cogeneration unit during the 12-month period starting on the date the unit first produces electricity and continuing to qualify as a cogeneration unit; and </P>
                                <P>(B) Not serving at any time, since the later of November 15, 1990 or the start-up of the unit's combustion chamber, a generator with nameplate capacity of more than 25 MWe supplying in any calendar year more than one-third of the unit's potential electric output capacity or 219,000 MWh, whichever is greater, to any utility power distribution system for sale. </P>
                                <P>
                                    (ii) If a unit qualifies as a cogeneration unit during the 12-month period starting on the date the unit first produces electricity and meets the requirements of paragraphs (b)(1)(i) of this section for at least one calendar year, but subsequently no longer meets all such requirements, the unit shall become a CAIR SO
                                    <E T="52">2</E>
                                     unit starting on the earlier of January 1 after the first calendar year during which the unit first no longer qualifies as a cogeneration unit or January 1 after the first calendar year during which the unit no longer meets the requirements of paragraph (b)(1)(i)(B) of this section. 
                                </P>
                                <P>
                                    (2)(i) Any unit that is a CAIR SO
                                    <E T="52">2</E>
                                     unit under paragraph (a)(1) or (2) of this section commencing operation before January 1, 1985: 
                                </P>
                                <P>(A) Qualifying as a solid waste incineration unit; and </P>
                                <P>(B) With an average annual fuel consumption of non-fossil fuel for 1985-1987 exceeding 80 percent (on a Btu basis) and an average annual fuel consumption of non-fossil fuel for any 3 consecutive calendar years after 1990 exceeding 80 percent (on a Btu basis). </P>
                                <P>
                                    (ii) Any unit that is a CAIR SO
                                    <E T="52">2</E>
                                     unit under paragraph (a)(1) or (2) of this section commencing operation on or after January 1, 1985: 
                                </P>
                                <P>(A) Qualifying as a solid waste incineration unit; and </P>
                                <P>(B) With an average annual fuel consumption of non-fossil fuel for the first 3 calendar years of operation exceeding 80 percent (on a Btu basis) and an average annual fuel consumption of non-fossil fuel for any 3 consecutive calendar years after 1990 exceeding 80 percent (on a Btu basis). </P>
                                <P>
                                    (iii) If a unit qualifies as a solid waste incineration unit and meets the requirements of paragraph (b)(2)(i) or (ii) of this section for at least 3 consecutive calendar years, but subsequently no longer meets all such requirements, the unit shall become a CAIR SO
                                    <E T="52">2</E>
                                     unit starting on the earlier of January 1 after the first calendar year during which the unit first no longer qualifies as a solid waste incineration unit or January 1 after the first 3 consecutive calendar years after 1990 for which the unit has an average annual fuel consumption of fossil fuel of 20 percent or more. 
                                </P>
                                <P>
                                    (c) A certifying official of an owner or operator of any unit may petition the Administrator at any time for a determination concerning the applicability, under paragraphs (a) and (b) of this section, of the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program to the unit. 
                                </P>
                                <P>
                                    (1) 
                                    <E T="03">Petition content.</E>
                                     The petition shall be in writing and include the identification of the unit and the relevant facts about the unit. The petition and any other documents provided to the Administrator in connection with the petition shall include the following certification statement, signed by the certifying official: “I am authorized to make this submission on behalf of the owners and operators of the unit for which the submission is made. I certify under penalty of law that I have personally examined, and am familiar with, the statements and information submitted in this document and all its attachments. Based on my inquiry of those individuals with primary responsibility for obtaining the information, I certify that the statements and information are to the best of my knowledge and belief true, accurate, and complete. I am aware that there are significant penalties for submitting false statements and information or omitting required statements and information, including the possibility of fine or imprisonment.” 
                                </P>
                                <P>
                                    (2) 
                                    <E T="03">Submission.</E>
                                     The petition and any other documents provided in connection with the petition shall be submitted to the Director of the Clean Air Markets Division (or its successor), U.S. Environmental Protection Agency, who will act on the petition as the Administrator's duly authorized representative. 
                                </P>
                                <P>
                                    (3) 
                                    <E T="03">Response.</E>
                                     The Administrator will issue a written response to the petition and may request supplemental information relevant to such petition. The Administrator's determination concerning the applicability, under paragraphs (a) and (b) of this section, of the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program to the unit shall be binding on the permitting authority unless the petition or other information or documents provided in connection with the petition are found to have contained significant, relevant errors or omissions. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.205 </SECTNO>
                                <SUBJECT>Retired unit exemption. </SUBJECT>
                                <P>
                                    (a)(1) Any CAIR SO
                                    <E T="52">2</E>
                                     unit that is permanently retired and is not a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit under subpart III of this part shall be exempt from the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program, except for the provisions of this section, §§ 97.202, 97.203, 97.204, 97.206(c)(4) through (7), 97.207, 97.208, and subparts BBB, FFF, and GGG of this part. 
                                </P>
                                <P>
                                    (2) The exemption under paragraph (a)(1) of this section shall become effective the day on which the CAIR SO
                                    <E T="52">2</E>
                                     unit is permanently retired. Within 30 days of the unit's permanent retirement, the CAIR designated representative shall submit a statement to the permitting authority otherwise responsible for administering any CAIR permit for the unit and shall submit a copy of the statement to the Administrator. The statement shall state, in a format prescribed by the permitting authority, that the unit was permanently retired on 
                                    <PRTPAGE P="25428"/>
                                    a specific date and will comply with the requirements of paragraph (b) of this section. 
                                </P>
                                <P>(3) After receipt of the statement under paragraph (a)(2) of this section, the permitting authority will amend any permit under subpart CCC of this part covering the source at which the unit is located to add the provisions and requirements of the exemption under paragraphs (a)(1) and (b) of this section. </P>
                                <P>
                                    (b) 
                                    <E T="03">Special provisions.</E>
                                     (1) A unit exempt under paragraph (a) of this section shall not emit any sulfur dioxide, starting on the date that the exemption takes effect. 
                                </P>
                                <P>(2) For a period of 5 years from the date the records are created, the owners and operators of a unit exempt under paragraph (a) of this section shall retain, at the source that includes the unit, records demonstrating that the unit is permanently retired. The 5-year period for keeping records may be extended for cause, at any time before the end of the period, in writing by the permitting authority or the Administrator. The owners and operators bear the burden of proof that the unit is permanently retired. </P>
                                <P>
                                    (3) The owners and operators and, to the extent applicable, the CAIR designated representative of a unit exempt under paragraph (a) of this section shall comply with the requirements of the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program concerning all periods for which the exemption is not in effect, even if such requirements arise, or must be complied with, after the exemption takes effect. 
                                </P>
                                <P>(4) A unit exempt under paragraph (a) of this section and located at a source that is required, or but for this exemption would be required, to have a title V operating permit shall not resume operation unless the CAIR designated representative of the source submits a complete CAIR permit application under § 97.222 for the unit not less than 18 months (or such lesser time provided by the permitting authority) before the later of January 1, 2010 or the date on which the unit resumes operation. </P>
                                <P>(5) On the earlier of the following dates, a unit exempt under paragraph (a) of this section shall lose its exemption: </P>
                                <P>(i) The date on which the CAIR designated representative submits a CAIR permit application for the unit under paragraph (b)(4) of this section; </P>
                                <P>(ii) The date on which the CAIR designated representative is required under paragraph (b)(4) of this section to submit a CAIR permit application for the unit; or </P>
                                <P>(iii) The date on which the unit resumes operation, if the CAIR designated representative is not required to submit a CAIR permit application for the unit. </P>
                                <P>(6) For the purpose of applying monitoring, reporting, and recordkeeping requirements under subpart HHH of this part, a unit that loses its exemption under paragraph (a) of this section shall be treated as a unit that commences commercial operation on the first date on which the unit resumes operation. </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.206 </SECTNO>
                                <SUBJECT>Standard requirements. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Permit requirements.</E>
                                     (1) The CAIR designated representative of each CAIR SO
                                    <E T="52">2</E>
                                     source required to have a title V operating permit and each CAIR SO
                                    <E T="52">2</E>
                                     unit required to have a title V operating permit at the source shall: 
                                </P>
                                <P>(i) Submit to the permitting authority a complete CAIR permit application under § 97.222 in accordance with the deadlines specified in § 97.221; and </P>
                                <P>(ii) Submit in a timely manner any supplemental information that the permitting authority determines is necessary in order to review a CAIR permit application and issue or deny a CAIR permit. </P>
                                <P>
                                    (2) The owners and operators of each CAIR SO
                                    <E T="52">2</E>
                                     source required to have a title V operating permit and each CAIR SO
                                    <E T="52">2</E>
                                     unit required to have a title V operating permit at the source shall have a CAIR permit issued by the permitting authority under subpart CCC of this part for the source and operate the source and the unit in compliance with such CAIR permit. 
                                </P>
                                <P>
                                    (3) Except as provided in subpart III of this part, the owners and operators of a CAIR SO
                                    <E T="52">2</E>
                                     source that is not otherwise required to have a title V operating permit and each CAIR SO
                                    <E T="52">2</E>
                                     unit that is not otherwise required to have a title V operating permit are not required to submit a CAIR permit application, and to have a CAIR permit, under subpart CCC of this part for such CAIR SO
                                    <E T="52">2</E>
                                     source and such CAIR SO
                                    <E T="52">2</E>
                                     unit. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Monitoring, reporting, and recordkeeping requirements.</E>
                                     (1) The owners and operators, and the CAIR designated representative, of each CAIR SO
                                    <E T="52">2</E>
                                     source and each CAIR SO
                                    <E T="52">2</E>
                                     unit at the source shall comply with the monitoring, reporting, and recordkeeping requirements of subpart HHH of this part. 
                                </P>
                                <P>
                                    (2) The emissions measurements recorded and reported in accordance with subpart HHH of this part shall be used to determine compliance by each CAIR SO
                                    <E T="52">2</E>
                                     source with the CAIR SO
                                    <E T="52">2</E>
                                     emissions limitation under paragraph (c) of this section. 
                                </P>
                                <P>
                                    (c) 
                                    <E T="03">Sulfur dioxide emission requirements.</E>
                                     (1) As of the allowance transfer deadline for a control period, the owners and operators of each CAIR SO
                                    <E T="52">2</E>
                                     source and each CAIR SO
                                    <E T="52">2</E>
                                     unit at the source shall hold, in the source's compliance account, a tonnage equivalent in CAIR SO
                                    <E T="52">2</E>
                                     allowances available for compliance deductions for the control period, as determined in accordance with § 97.254(a) and (b), not less than the tons of total sulfur dioxide emissions for the control period from all CAIR SO
                                    <E T="52">2</E>
                                     units at the source, as determined in accordance with subpart HHH of this part. 
                                </P>
                                <P>
                                    (2) A CAIR SO
                                    <E T="52">2</E>
                                     unit shall be subject to the requirements under paragraph (c)(1) of this section for the control period starting on the later of January 1, 2010 or the deadline for meeting the unit(s monitor certification requirements under § 97.270(b)(1),(2), or (5) and for each control period thereafter. 
                                </P>
                                <P>
                                    (3) A CAIR SO
                                    <E T="52">2</E>
                                     allowance shall not be deducted, for compliance with the requirements under paragraph (c)(1) of this section, for a control period in a calendar year before the year for which the CAIR SO
                                    <E T="52">2</E>
                                     allowance was allocated. 
                                </P>
                                <P>
                                    (4) CAIR SO
                                    <E T="52">2</E>
                                     allowances shall be held in, deducted from, or transferred into or among CAIR SO
                                    <E T="52">2</E>
                                     Allowance Tracking System accounts in accordance with subparts FFF, GGG, and III of this part. 
                                </P>
                                <P>
                                    (5) A CAIR SO
                                    <E T="52">2</E>
                                     allowance is a limited authorization to emit sulfur dioxide in accordance with the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program. No provision of the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program, the CAIR permit application, the CAIR permit, or an exemption under § 97.205 and no provision of law shall be construed to limit the authority of the United States to terminate or limit such authorization. 
                                </P>
                                <P>
                                    (6) A CAIR SO
                                    <E T="52">2</E>
                                     allowance does not constitute a property right. 
                                </P>
                                <P>
                                    (7) Upon recordation by the Administrator under subpart FFF, GGG, or III of this part, every allocation, transfer, or deduction of a CAIR SO
                                    <E T="52">2</E>
                                     allowance to or from a CAIR SO
                                    <E T="52">2</E>
                                     source's compliance account is incorporated automatically in any CAIR permit of the source. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Excess emissions requirements.</E>
                                     If a CAIR SO
                                    <E T="52">2</E>
                                     source emits sulfur dioxide during any control period in excess of the CAIR SO
                                    <E T="52">2</E>
                                     emissions limitation, then: 
                                </P>
                                <P>
                                    (1) The owners and operators of the source and each CAIR SO
                                    <E T="52">2</E>
                                     unit at the source shall surrender the CAIR SO
                                    <E T="52">2</E>
                                     allowances required for deduction under § 97.254(d)(1) and pay any fine, penalty, or assessment or comply with any other remedy imposed, for the same violations, under the Clean Air Act or applicable State law; and 
                                </P>
                                <P>
                                    (2) Each ton of such excess emissions and each day of such control period 
                                    <PRTPAGE P="25429"/>
                                    shall constitute a separate violation of this subpart, the Clean Air Act, and applicable State law. 
                                </P>
                                <P>
                                    (e) 
                                    <E T="03">Recordkeeping and reporting requirements.</E>
                                     (1) Unless otherwise provided, the owners and operators of the CAIR SO
                                    <E T="52">2</E>
                                     source and each CAIR SO
                                    <E T="52">2</E>
                                     unit at the source shall keep on site at the source each of the following documents for a period of 5 years from the date the document is created. This period may be extended for cause, at any time before the end of 5 years, in writing by the permitting authority or the Administrator. 
                                </P>
                                <P>
                                    (i) The certificate of representation under § 97.213 for the CAIR designated representative for the source and each CAIR SO
                                    <E T="52">2</E>
                                     unit at the source and all documents that demonstrate the truth of the statements in the certificate of representation; provided that the certificate and documents shall be retained on site at the source beyond such 5-year period until such documents are superseded because of the submission of a new certificate of representation under § 97.213 changing the CAIR designated representative. 
                                </P>
                                <P>(ii) All emissions monitoring information, in accordance with subpart HHH of this part, provided that to the extent that subpart HHH of this part provides for a 3-year period for recordkeeping, the 3-year period shall apply. </P>
                                <P>
                                    (iii) Copies of all reports, compliance certifications, and other submissions and all records made or required under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program. 
                                </P>
                                <P>
                                    (iv) Copies of all documents used to complete a CAIR permit application and any other submission under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program or to demonstrate compliance with the requirements of the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program. 
                                </P>
                                <P>
                                    (2) The CAIR designated representative of a CAIR SO
                                    <E T="52">2</E>
                                     source and each CAIR SO
                                    <E T="52">2</E>
                                     unit at the source shall submit the reports required under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program, including those under subpart HHH of this part. 
                                </P>
                                <P>
                                    (f) 
                                    <E T="03">Liability.</E>
                                     (1) Each CAIR SO
                                    <E T="52">2</E>
                                     source and each CAIR SO
                                    <E T="52">2</E>
                                     unit shall meet the requirements of the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program. 
                                </P>
                                <P>
                                    (2) Any provision of the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program that applies to a CAIR SO
                                    <E T="52">2</E>
                                     source or the CAIR designated representative of a CAIR SO
                                    <E T="52">2</E>
                                     source shall also apply to the owners and operators of such source and of the CAIR SO
                                    <E T="52">2</E>
                                     units at the source. 
                                </P>
                                <P>
                                    (3) Any provision of the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program that applies to a CAIR SO
                                    <E T="52">2</E>
                                     unit or the CAIR designated representative of a CAIR SO
                                    <E T="52">2</E>
                                     unit shall also apply to the owners and operators of such unit. 
                                </P>
                                <P>
                                    (g) 
                                    <E T="03">Effect on other authorities.</E>
                                     No provision of the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program, a CAIR permit application, a CAIR permit, or an exemption under § 97.205 shall be construed as exempting or excluding the owners and operators, and the CAIR designated representative, of a CAIR SO
                                    <E T="52">2</E>
                                     source or CAIR SO
                                    <E T="52">2</E>
                                     unit from compliance with any other provision of the applicable, approved State implementation plan, a federally enforceable permit, or the Clean Air Act. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.207</SECTNO>
                                <SUBJECT>Computation of time. </SUBJECT>
                                <P>
                                    (a) Unless otherwise stated, any time period scheduled, under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program, to begin on the occurrence of an act or event shall begin on the day the act or event occurs. 
                                </P>
                                <P>
                                    (b) Unless otherwise stated, any time period scheduled, under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program, to begin before the occurrence of an act or event shall be computed so that the period ends the day before the act or event occurs. 
                                </P>
                                <P>
                                    (c) Unless otherwise stated, if the final day of any time period, under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program, falls on a weekend or a State or Federal holiday, the time period shall be extended to the next business day. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.208</SECTNO>
                                <SUBJECT>Appeal procedures. </SUBJECT>
                                <P>
                                    The appeal procedures for decisions of the Administrator under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program are set forth in part 78 of this chapter. 
                                </P>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">
                                Subpart BBB—CAIR Designated Representative for CAIR SO
                                <E T="52">2</E>
                                 Sources 
                            </HD>
                            <SECTION>
                                <SECTNO>§ 97.210</SECTNO>
                                <SUBJECT>Authorization and responsibilities of CAIR designated representative. </SUBJECT>
                                <P>
                                    (a) Except as provided under  § 97.211, each CAIR SO
                                    <E T="52">2</E>
                                     source, including all CAIR SO
                                    <E T="52">2</E>
                                     units at the source, shall have one and only one CAIR designated representative, with regard to all matters under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program concerning the source or any CAIR SO
                                    <E T="52">2</E>
                                     unit at the source. 
                                </P>
                                <P>
                                    (b) The CAIR designated representative of the CAIR SO
                                    <E T="52">2</E>
                                     source shall be selected by an agreement binding on the owners and operators of the source and all CAIR SO
                                    <E T="52">2</E>
                                     units at the source and shall act in accordance with the certification statement in § 97.213(a)(4)(iv). 
                                </P>
                                <P>
                                    (c) Upon receipt by the Administrator of a complete certificate of representation under § 97.213, the CAIR designated representative of the source shall represent and, by his or her representations, actions, inactions, or submissions, legally bind each owner and operator of the CAIR SO
                                    <E T="52">2</E>
                                     source represented and each CAIR SO
                                    <E T="52">2</E>
                                     unit at the source in all matters pertaining to the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program, notwithstanding any agreement between the CAIR designated representative and such owners and operators. The owners and operators shall be bound by any decision or order issued to the CAIR designated representative by the permitting authority, the Administrator, or a court regarding the source or unit. 
                                </P>
                                <P>
                                    (d) No CAIR permit will be issued, no emissions data reports will be accepted, and no CAIR SO
                                    <E T="52">2</E>
                                     Allowance Tracking System account will be established for a CAIR SO
                                    <E T="52">2</E>
                                     unit at a source, until the Administrator has received a complete certificate of representation under § 97.213 for a CAIR designated representative of the source and the CAIR SO
                                    <E T="52">2</E>
                                     units at the source. 
                                </P>
                                <P>
                                    (e)(1) Each submission under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program shall be submitted, signed, and certified by the CAIR designated representative for each CAIR SO
                                    <E T="52">2</E>
                                     source on behalf of which the submission is made. Each such submission shall include the following certification statement by the CAIR designated representative: “I am authorized to make this submission on behalf of the owners and operators of the source or units for which the submission is made. I certify under penalty of law that I have personally examined, and am familiar with, the statements and information submitted in this document and all its attachments. Based on my inquiry of those individuals with primary responsibility for obtaining the information, I certify that the statements and information are to the best of my knowledge and belief true, accurate, and complete. I am aware that there are significant penalties for submitting false statements and information or omitting required statements and information, including the possibility of fine or imprisonment.” 
                                </P>
                                <P>
                                    (2) The permitting authority and the Administrator will accept or act on a submission made on behalf of owner or operators of a CAIR SO
                                    <E T="52">2</E>
                                     source or a CAIR SO
                                    <E T="52">2</E>
                                     unit only if the submission has been made, signed, and certified in accordance with paragraph (e)(1) of this section. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.211</SECTNO>
                                <SUBJECT>Alternate CAIR designated representative. </SUBJECT>
                                <P>
                                    (a) A certificate of representation under § 97.213 may designate one and only one alternate CAIR designated representative, who may act on behalf of the CAIR designated representative. The agreement by which the alternate CAIR designated representative is selected shall include a procedure for authorizing the alternate CAIR 
                                    <PRTPAGE P="25430"/>
                                    designated representative to act in lieu of the CAIR designated representative. 
                                </P>
                                <P>(b) Upon receipt by the Administrator of a complete certificate of representation under § 97.213, any representation, action, inaction, or submission by the alternate CAIR designated representative shall be deemed to be a representation, action, inaction, or submission by the CAIR designated representative. </P>
                                <P>(c) Except in this section and §§ 97.202, 97.210(a) and (d), 97.212, 97.213, 97.215, 97.251 and 97.282, whenever the term “CAIR designated representative” is used in subparts AAA through III of this part, the term shall be construed to include the CAIR designated representative or any alternate CAIR designated representative. </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.212 </SECTNO>
                                <SUBJECT>Changing CAIR designated representative and alternate CAIR designated representative; changes in owners and operators. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Changing CAIR designated representative.</E>
                                     The CAIR designated representative may be changed at any time upon receipt by the Administrator of a superseding complete certificate of representation under § 97.213. Notwithstanding any such change, all representations, actions, inactions, and submissions by the previous CAIR designated representative before the time and date when the Administrator receives the superseding certificate of representation shall be binding on the new CAIR designated representative and the owners and operators of the CAIR SO
                                    <E T="52">2</E>
                                     source and the CAIR SO
                                    <E T="52">2</E>
                                     units at the source. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Changing alternate CAIR designated representative.</E>
                                     The alternate CAIR designated representative may be changed at any time upon receipt by the Administrator of a superseding complete certificate of representation under § 97.213. Notwithstanding any such change, all representations, actions, inactions, and submissions by the previous alternate CAIR designated representative before the time and date when the Administrator receives the superseding certificate of representation shall be binding on the new alternate CAIR designated representative and the owners and operators of the CAIR SO
                                    <E T="52">2</E>
                                     source and the CAIR SO
                                    <E T="52">2</E>
                                     units at the source. 
                                </P>
                                <P>
                                    (c) 
                                    <E T="03">Changes in owners and operators.</E>
                                     (1) In the event an owner or operator of a CAIR SO
                                    <E T="52">2</E>
                                     source or a CAIR SO
                                    <E T="52">2</E>
                                     unit is not included in the list of owners and operators in the certificate of representation under § 97.213, such owner or operator shall be deemed to be subject to and bound by the certificate of representation, the representations, actions, inactions, and submissions of the CAIR designated representative and any alternate CAIR designated representative of the source or unit, and the decisions and orders of the permitting authority, the Administrator, or a court, as if the owner or operator were included in such list. 
                                </P>
                                <P>
                                    (2) Within 30 days following any change in the owners and operators of a CAIR SO
                                    <E T="52">2</E>
                                     source or a CAIR SO
                                    <E T="52">2</E>
                                     unit, including the addition of a new owner or operator, the CAIR designated representative or any alternate CAIR designated representative shall submit a revision to the certificate of representation under § 97.213 amending the list of owners and operators to include the change.
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.213 </SECTNO>
                                <SUBJECT>Certificate of representation. </SUBJECT>
                                <P>(a) A complete certificate of representation for a CAIR designated representative or an alternate CAIR designated representative shall include the following elements in a format prescribed by the Administrator: </P>
                                <P>
                                    (1) Identification of the CAIR SO
                                    <E T="52">2</E>
                                     source, and each CAIR SO
                                    <E T="52">2</E>
                                     unit at the source, for which the certificate of representation is submitted, including identification and nameplate capacity of each generator served by each such unit. 
                                </P>
                                <P>(2) The name, address, e-mail address (if any), telephone number, and facsimile transmission number (if any) of the CAIR designated representative and any alternate CAIR designated representative. </P>
                                <P>
                                    (3) A list of the owners and operators of the CAIR SO
                                    <E T="52">2</E>
                                     source and of each CAIR SO
                                    <E T="52">2</E>
                                     unit at the source. 
                                </P>
                                <P>(4) The following certification statements by the CAIR designated representative and any alternate CAIR designated representative— </P>
                                <P>
                                    (i) “I certify that I was selected as the CAIR designated representative or alternate CAIR designated representative, as applicable, by an agreement binding on the owners and operators of the source and each CAIR SO
                                    <E T="52">2</E>
                                     unit at the source.” 
                                </P>
                                <P>
                                    (ii) “I certify that I have all the necessary authority to carry out my duties and responsibilities under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program on behalf of the owners and operators of the source and of each CAIR SO
                                    <E T="52">2</E>
                                     unit at the source and that each such owner and operator shall be fully bound by my representations, actions, inactions, or submissions.” 
                                </P>
                                <P>
                                    (iii) “I certify that the owners and operators of the source and of each CAIR SO
                                    <E T="52">2</E>
                                     unit at the source shall be bound by any order issued to me by the Administrator, the permitting authority, or a court regarding the source or unit.” 
                                </P>
                                <P>
                                    (iv) “Where there are multiple holders of a legal or equitable title to, or a leasehold interest in, a CAIR SO
                                    <E T="52">2</E>
                                     unit, or where a utility or industrial customer purchases power from a CAIR SO
                                    <E T="52">2</E>
                                     unit under a life-of-the-unit, firm power contractual arrangement, I certify that: I have given a written notice of my selection as the ‘CAIR designated representative’ or ‘alternate CAIR designated representative’, as applicable, and of the agreement by which I was selected to each owner and operator of the source and of each CAIR SO
                                    <E T="52">2</E>
                                     unit at the source; and CAIR SO
                                    <E T="52">2</E>
                                     allowances and proceeds of transactions involving CAIR SO
                                    <E T="52">2</E>
                                     allowances will be deemed to be held or distributed in proportion to each holder's legal, equitable, leasehold, or contractual reservation or entitlement, except that, if such multiple holders have expressly provided for a different distribution of CAIR SO
                                    <E T="52">2</E>
                                     allowances by contract, CAIR SO
                                    <E T="52">2</E>
                                     allowances and proceeds of transactions involving CAIR SO
                                    <E T="52">2</E>
                                     allowances will be deemed to be held or distributed in accordance with the contract.” 
                                </P>
                                <P>(5) The signature of the CAIR designated representative and any alternate CAIR designated representative and the dates signed. </P>
                                <P>(b) Unless otherwise required by the permitting authority or the Administrator, documents of agreement referred to in the certificate of representation shall not be submitted to the permitting authority or the Administrator. Neither the permitting authority nor the Administrator shall be under any obligation to review or evaluate the sufficiency of such documents, if submitted. </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.214 </SECTNO>
                                <SUBJECT>Objections concerning CAIR designated representative. </SUBJECT>
                                <P>(a) Once a complete certificate of representation under § 97.213 has been submitted and received, the permitting authority and the Administrator will rely on the certificate of representation unless and until a superseding complete certificate of representation under § 97.213 is received by the Administrator. </P>
                                <P>
                                    (b) Except as provided in § 97.212(a) or (b), no objection or other communication submitted to the permitting authority or the Administrator concerning the authorization, or any representation, action, inaction, or submission, of the CAIR designated representative shall affect any representation, action, inaction, or submission of the CAIR designated representative or the finality 
                                    <PRTPAGE P="25431"/>
                                    of any decision or order by the permitting authority or the Administrator under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program. 
                                </P>
                                <P>
                                    (c) Neither the permitting authority nor the Administrator will adjudicate any private legal dispute concerning the authorization or any representation, action, inaction, or submission of any CAIR designated representative, including private legal disputes concerning the proceeds of CAIR SO
                                    <E T="52">2</E>
                                     allowance transfers. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.215 </SECTNO>
                                <SUBJECT>Delegation by CAIR designated representative and alternate CAIR designated representative. </SUBJECT>
                                <P>(a) A CAIR designated representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under this part. </P>
                                <P>(b) An alternate CAIR designated representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under this part.</P>
                                <P>(c) In order to delegate authority to make an electronic submission to the Administrator in accordance with paragraph (a) or (b) of this section, the CAIR designated representative or alternate CAIR designated representative, as appropriate, must submit to the Administrator a notice of delegation, in a format prescribed by the Administrator, that includes the following elements: </P>
                                <P>(1) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of such CAIR designated representative or alternate CAIR designated representative; </P>
                                <P>(2) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of each such natural person (referred to as an “agent”); </P>
                                <P>(3) For each such natural person, a list of the type or types of electronic submissions under paragraph (a) or (b) of this section for which authority is delegated to him or her; and </P>
                                <P>(4) The following certification statements by such CAIR designated representative or alternate CAIR designated representative: </P>
                                <P>(i) “I agree that any electronic submission to the Administrator that is by an agent identified in this notice of delegation and of a type listed for such agent in this notice of delegation and that is made when I am a CAIR designated representative or alternate CAIR designated representative, as appropriate, and before this notice of delegation is superseded by another notice of delegation under 40 CFR 97.215(d) shall be deemed to be an electronic submission by me.” </P>
                                <P>(ii) “Until this notice of delegation is superseded by another notice of delegation under 40 CFR 97.215(d), I agree to maintain an e-mail account and to notify the Administrator immediately of any change in my e-mail address unless all delegation of authority by me under 40 CFR 97.215 is terminated.”. </P>
                                <P>(d) A notice of delegation submitted under paragraph (c) of this section shall be effective, with regard to the CAIR designated representative or alternate CAIR designated representative identified in such notice, upon receipt of such notice by the Administrator and until receipt by the Administrator of a superseding notice of delegation submitted by such CAIR designated representative or alternate CAIR designated representative, as appropriate. The superseding notice of delegation may replace any previously identified agent, add a new agent, or eliminate entirely any delegation of authority. </P>
                                <P>(e) Any electronic submission covered by the certification in paragraph (c)(4)(i) of this section and made in accordance with a notice of delegation effective under paragraph (d) of this section shall be deemed to be an electronic submission by the CAIR designated representative or alternate CAIR designated representative submitting such notice of delegation. </P>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">Subpart CCC—Permits </HD>
                            <SECTION>
                                <SECTNO>§ 97.220 </SECTNO>
                                <SUBJECT>
                                    General CAIR SO
                                    <E T="52">2</E>
                                     Trading Program permit requirements. 
                                </SUBJECT>
                                <P>
                                    (a) For each CAIR SO
                                    <E T="52">2</E>
                                     source required to have a title V operating permit or required, under subpart III of this part, to have a title V operating permit or other federally enforceable permit, such permit shall include a CAIR permit administered by the permitting authority for the title V operating permit or the federally enforceable permit as applicable. The CAIR portion of the title V permit or other federally enforceable permit as applicable shall be administered in accordance with the permitting authority's title V operating permits regulations promulgated under part 70 or 71 of this chapter or the permitting authority's regulations for other federally enforceable permits as applicable, except as provided otherwise by § 97.205, this subpart, and subpart III of this part. 
                                </P>
                                <P>
                                    (b) Each CAIR permit shall contain, with regard to the CAIR SO
                                    <E T="52">2</E>
                                     source and the CAIR SO
                                    <E T="52">2</E>
                                     units at the source covered by the CAIR permit, all applicable CAIR SO
                                    <E T="52">2</E>
                                     Trading Program, CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program, and CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program requirements and shall be a complete and separable portion of the title V operating permit or other federally enforceable permit under paragraph (a) of this section. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.221 </SECTNO>
                                <SUBJECT>Submission of CAIR permit applications. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Duty to apply.</E>
                                     The CAIR designated representative of any CAIR SO
                                    <E T="52">2</E>
                                     source required to have a title V operating permit shall submit to the permitting authority a complete CAIR permit application under § 97.222 for the source covering each CAIR SO
                                    <E T="52">2</E>
                                     unit at the source at least 18 months (or such lesser time provided by the permitting authority) before the later of January 1, 2010 or the date on which the CAIR SO
                                    <E T="52">2</E>
                                     unit commences commercial operation, except as provided in § 97.283(a). 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Duty to reapply.</E>
                                     For a CAIR SO
                                    <E T="52">2</E>
                                     source required to have a title V operating permit, the CAIR designated representative shall submit a complete CAIR permit application under § 97.222 for the source covering each CAIR SO
                                    <E T="52">2</E>
                                     unit at the source to renew the CAIR permit in accordance with the permitting authority's title V operating permits regulations addressing permit renewal, except as provided in § 97.283(b). 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.222 </SECTNO>
                                <SUBJECT>Information requirements for CAIR permit applications. </SUBJECT>
                                <P>
                                    A complete CAIR permit application shall include the following elements concerning the CAIR SO
                                    <E T="52">2</E>
                                     source for which the application is submitted, in a format prescribed by the permitting authority:
                                </P>
                                <P>
                                    (a) Identification of the CAIR SO
                                    <E T="52">2</E>
                                     source; 
                                </P>
                                <P>
                                    (b) Identification of each CAIR SO
                                    <E T="52">2</E>
                                     unit at the CAIR SO
                                    <E T="52">2</E>
                                     source; and 
                                </P>
                                <P>(c) The standard requirements under § 97.206. </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.223 </SECTNO>
                                <SUBJECT>CAIR permit contents and term. </SUBJECT>
                                <P>(a) Each CAIR permit will contain, in a format prescribed by the permitting authority, all lements required for a complete CAIR permit application under § 97.222. </P>
                                <P>
                                    (b) Each CAIR permit is deemed to incorporate automatically the definitions of terms under § 97.202 and, upon recordation by the Administrator under subpart FFF, GGG, or III of this part, every allocation, transfer, or deduction of a CAIR SO
                                    <E T="52">2</E>
                                     allowance to or from the compliance account of the CAIR SO
                                    <E T="52">2</E>
                                     source covered by the permit. 
                                </P>
                                <P>
                                    (c) The term of the CAIR permit will be set by the permitting authority, as 
                                    <PRTPAGE P="25432"/>
                                    necessary to facilitate coordination of the renewal of the CAIR permit with issuance, revision, or renewal of the CAIR SO
                                    <E T="52">2</E>
                                     source's title V operating permit or other federally enforceable permit as applicable. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.224 </SECTNO>
                                <SUBJECT>CAIR permit revisions. </SUBJECT>
                                <P>Except as provided in § 97.223(b), the permitting authority will revise the CAIR permit, as necessary, in accordance with the permitting authority's title V operating permits regulations or the permitting authority's regulations for other federally enforceable permits as applicable addressing permit revisions. </P>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">Subpart DDD—[Reserved] </HD>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">Subpart EEE—[Reserved] </HD>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">
                                Subpart FFF—CAIR SO
                                <E T="52">2</E>
                                 Allowance Tracking System 
                            </HD>
                            <SECTION>
                                <SECTNO>§ 97.250 </SECTNO>
                                <SUBJECT>[Reserved] </SUBJECT>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.251 </SECTNO>
                                <SUBJECT>Establishment of accounts. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Compliance accounts.</E>
                                     Except as provided in § 97.284(e), upon receipt of a complete certificate of representation under § 97.213, the Administrator will establish a compliance account for the CAIR SO
                                    <E T="52">2</E>
                                     source for which the certificate of representation was submitted, unless the source already has a compliance account. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">General accounts</E>
                                    —(1) 
                                    <E T="03">Application for general account.</E>
                                     (i) Any person may apply to open a general account for the purpose of holding and transferring CAIR SO
                                    <E T="52">2</E>
                                     allowances. An application for a general account may designate one and only one CAIR authorized account representative and one and only one alternate CAIR authorized account representative who may act on behalf of the CAIR authorized account representative. The agreement by which the alternate CAIR authorized account representative is selected shall include a procedure for authorizing the alternate CAIR authorized account representative to act in lieu of the CAIR authorized account representative. 
                                </P>
                                <P>(ii) A complete application for a general account shall be submitted to the Administrator and shall include the following elements in a format prescribed by the Administrator: </P>
                                <P>(A) Name, mailing address, e-mail address (if any), telephone number, and facsimile transmission number (if any) of the CAIR authorized account representative and any alternate CAIR authorized account representative; </P>
                                <P>(B) Organization name and type of organization, if applicable; </P>
                                <P>
                                    (C) A list of all persons subject to a binding agreement for the CAIR authorized account representative and any alternate CAIR authorized account representative to represent their ownership interest with respect to the CAIR SO
                                    <E T="52">2</E>
                                     allowances held in the general account; 
                                </P>
                                <P>
                                    (D) The following certification statement by the CAIR authorized account representative and any alternate CAIR authorized account representative: “I certify that I was selected as the CAIR authorized account representative or the alternate CAIR authorized account representative, as applicable, by an agreement that is binding on all persons who have an ownership interest with respect to CAIR SO
                                    <E T="52">2</E>
                                     allowances held in the general account. I certify that I have all the necessary authority to carry out my duties and responsibilities under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program on behalf of such persons and that each such person shall be fully bound by my representations, actions, inactions, or submissions and by any order or decision issued to me by the Administrator or a court regarding the general account.” 
                                </P>
                                <P>(E) The signature of the CAIR authorized account representative and any alternate CAIR authorized account representative and the dates signed. </P>
                                <P>(iii) Unless otherwise required by the permitting authority or the Administrator, documents of agreement referred to in the application for a general account shall not be submitted to the permitting authority or the Administrator. Neither the permitting authority nor the Administrator shall be under any obligation to review or evaluate the sufficiency of such documents, if submitted. </P>
                                <P>
                                    (2) 
                                    <E T="03">Authorization of CAIR authorized account representative and alternate CAIR authorized account representative.</E>
                                     (i) Upon receipt by the Administrator of a complete application for a general account under paragraph (b)(1) of this section: 
                                </P>
                                <P>(A) The Administrator will establish a general account for the person or persons for whom the application is submitted. </P>
                                <P>
                                    (B) The CAIR authorized account representative and any alternate CAIR authorized account representative for the general account shall represent and, by his or her representations, actions, inactions, or submissions, legally bind each person who has an ownership interest with respect to CAIR SO
                                    <E T="52">2</E>
                                     allowances held in the general account in all matters pertaining to the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program, notwithstanding any agreement between the CAIR authorized account representative or any alternate CAIR authorized account representative and such person. Any such person shall be bound by any order or decision issued to the CAIR authorized account representative or any alternate CAIR authorized account representative by the Administrator or a court regarding the general account. 
                                </P>
                                <P>(C) Any representation, action, inaction, or submission by any alternate CAIR authorized account representative shall be deemed to be a representation, action, inaction, or submission by the CAIR authorized account representative. </P>
                                <P>
                                    (ii) Each submission concerning the general account shall be submitted, signed, and certified by the CAIR authorized account representative or any alternate CAIR authorized account representative for the persons having an ownership interest with respect to CAIR SO
                                    <E T="52">2</E>
                                     allowances held in the general account. Each such submission shall include the following certification statement by the CAIR authorized account representative or any alternate CAIR authorized account representative: “I am authorized to make this submission on behalf of the persons having an ownership interest with respect to the CAIR SO
                                    <E T="52">2</E>
                                      
                                    <E T="03">allowances held in the general account.</E>
                                     I certify under penalty of law that I have personally examined, and am familiar with, the statements and information submitted in this document and all its attachments. Based on my inquiry of those individuals with primary responsibility for obtaining the information, I certify that the statements and information are to the best of my knowledge and belief true, accurate, and complete. I am aware that there are significant penalties for submitting false statements and information or omitting required statements and information, including the possibility of fine or imprisonment.” 
                                </P>
                                <P>(iii) The Administrator will accept or act on a submission concerning the general account only if the submission has been made, signed, and certified in accordance with paragraph (b)(2)(ii) of this section. </P>
                                <P>
                                    (3) 
                                    <E T="03">Changing CAIR authorized account representative and alternate CAIR authorized account representative; changes in persons with ownership interest.</E>
                                     (i) The CAIR authorized account representative for a general account may be changed at any time upon receipt by the Administrator of a superseding complete application for a general account under paragraph (b)(1) of this section. Notwithstanding any such change, all representations, actions, inactions, and submissions by the previous CAIR authorized account representative before the time and date when the Administrator receives the superseding application for a general 
                                    <PRTPAGE P="25433"/>
                                    account shall be binding on the new CAIR authorized account representative and the persons with an ownership interest with respect to the CAIR SO
                                    <E T="52">2</E>
                                     allowances in the general account. 
                                </P>
                                <P>
                                    (ii) The alternate CAIR authorized account representative for a general account may be changed at any time upon receipt by the Administrator of a superseding complete application for a general account under paragraph (b)(1) of this section. Notwithstanding any such change, all representations, actions, inactions, and submissions by the previous alternate CAIR authorized account representative before the time and date when the Administrator receives the superseding application for a general account shall be binding on the new alternate CAIR authorized account representative and the persons with an ownership interest with respect to the CAIR SO
                                    <E T="52">2</E>
                                     allowances in the general account. 
                                </P>
                                <P>
                                    (iii)(A) In the event a person having an ownership interest with respect to CAIR SO
                                    <E T="52">2</E>
                                     allowances in the general account is not included in the list of such persons in the application for a general account, such person shall be deemed to be subject to and bound by the application for a general account, the representation, actions, inactions, and submissions of the CAIR authorized account representative and any alternate CAIR authorized account representative of the account, and the decisions and orders of the Administrator or a court, as if the person were included in such list. 
                                </P>
                                <P>
                                    (B) Within 30 days following any change in the persons having an ownership interest with respect to CAIR SO
                                    <E T="52">2</E>
                                     allowances in the general account, including the addition of a new person, the CAIR authorized account representative or any alternate CAIR authorized account representative shall submit a revision to the application for a general account amending the list of persons having an ownership interest with respect to the CAIR SO
                                    <E T="52">2</E>
                                     allowances in the general account to include the change. 
                                </P>
                                <P>
                                    (4) 
                                    <E T="03">Objections concerning CAIR authorized account representative and alternate CAIR authorized account representative.</E>
                                     (i) Once a complete application for a general account under paragraph (b)(1) of this section has been submitted and received, the Administrator will rely on the application unless and until a superseding complete application for a general account under paragraph (b)(1) of this section is received by the Administrator. 
                                </P>
                                <P>
                                    (ii) Except as provided in paragraph (b)(3)(i) or (ii) of this section, no objection or other communication submitted to the Administrator concerning the authorization, or any representation, action, inaction, or submission of the CAIR authorized account representative or any alternate CAIR authorized account representative for a general account shall affect any representation, action, inaction, or submission of the CAIR authorized account representative or any alternate CAIR authorized account representative or the finality of any decision or order by the Administrator under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program. 
                                </P>
                                <P>
                                    (iii) The Administrator will not adjudicate any private legal dispute concerning the authorization or any representation, action, inaction, or submission of the CAIR authorized account representative or any alternate CAIR authorized account representative for a general account, including private legal disputes concerning the proceeds of CAIR SO
                                    <E T="52">2</E>
                                     allowance transfers. 
                                </P>
                                <P>
                                    (5) 
                                    <E T="03">Delegation by CAIR authorized account representative and alternate CAIR authorized account representative.</E>
                                     (i) A CAIR authorized account representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under subparts FFF and GGG of this part. 
                                </P>
                                <P>(ii) An alternate CAIR authorized account representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under subparts FFF and GGG of this part. </P>
                                <P>(iii) In order to delegate authority to make an electronic submission to the Administrator in accordance with paragraph (b)(5)(i) or (ii) of this section, the CAIR authorized account representative or alternate CAIR authorized account representative, as appropriate, must submit to the Administrator a notice of delegation, in a format prescribed by the Administrator, that includes the following elements: </P>
                                <P>(A) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of such CAIR authorized account representative or alternate CAIR authorized account representative; </P>
                                <P>(B) The name, address, e-mail address, telephone number, and, facsimile transmission number (if any) of each such natural person (referred to as an “agent”); </P>
                                <P>(C) For each such natural person, a list of the type or types of electronic submissions under paragraph (b)(5)(i) or (ii) of this section for which authority is delegated to him or her; </P>
                                <P>(D) The following certification statement by such CAIR authorized account representative or alternate CAIR authorized account representative: “I agree that any electronic submission to the Administrator that is by an agent identified in this notice of delegation and of a type listed for such agent in this notice of delegation and that is made when I am a CAIR authorized account representative or alternate CAIR authorized representative, as appropriate, and before this notice of delegation is superseded by another notice of delegation under 40 CFR 97.251(b)(5)(iv) shall be deemed to be an electronic submission by me.”; and </P>
                                <P>(E) The following certification statement by such CAIR authorized account representative or alternate CAIR authorized account representative: “Until this notice of delegation is superseded by another notice of delegation under 40 CFR 97.251 (b)(5)(iv), I agree to maintain an e-mail account and to notify the Administrator immediately of any change in my e-mail address, unless all delegation of authority by me under 40 CFR 97.251 (b)(5) is terminated.”.</P>
                                <P>(iv) A notice of delegation submitted under paragraph (b)(5)(iii) of this section shall be effective, with regard to the CAIR authorized account representative or alternate CAIR authorized account representative identified in such notice, upon receipt of such notice by the Administrator and until receipt by the Administrator of a superseding notice of delegation submitted by such CAIR authorized account representative or alternate CAIR authorized account representative, as appropriate. The superseding notice of delegation may replace any previously identified agent, add a new agent, or eliminate entirely any delegation of authority. </P>
                                <P>(v) Any electronic submission covered by the certification in paragraph (b)(5)(iii)(D) of this section and made in accordance with a notice of delegation effective under paragraph (b)(5)(iv) of this section shall be deemed to be an electronic submission by the CAIR designated representative or alternate CAIR designated representative submitting such notice of delegation. </P>
                                <P>
                                    (c) 
                                    <E T="03">Account identification.</E>
                                     The Administrator will assign a unique identifying number to each account established under paragraph (a) or (b) of this section. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <PRTPAGE P="25434"/>
                                <SECTNO>§ 97.252</SECTNO>
                                <SUBJECT> Responsibilities of CAIR authorized account representative. </SUBJECT>
                                <P>
                                    Following the establishment of a CAIR SO
                                    <E T="52">2</E>
                                     Allowance Tracking System account, all submissions to the Administrator pertaining to the account, including, but not limited to, submissions concerning the deduction or transfer of CAIR SO
                                    <E T="52">2</E>
                                     allowances in the account, shall be made only by the CAIR authorized account representative for the account. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.253</SECTNO>
                                <SUBJECT>
                                    Recordation of CAIR SO
                                    <E T="52">2</E>
                                     allowances. 
                                </SUBJECT>
                                <P>
                                    (a)(1) After a compliance account is established under § 97.251(a) or § 73.31(a) or (b) of this chapter, the Administrator will record in the compliance account any CAIR SO
                                    <E T="52">2</E>
                                     allowance allocated to any CAIR SO
                                    <E T="52">2</E>
                                     unit at the source for each of the 30 years starting the later of 2010 or the year in which the compliance account is established and any CAIR SO
                                    <E T="52">2</E>
                                     allowance allocated for each of the 30 years starting the later of 2010 or the year in which the compliance account is established and transferred to the source in accordance with subpart GGG of this part or subpart D of part 73 of this chapter.
                                </P>
                                <P>
                                    (2) In 2011 and each year thereafter, after Administrator has completed all deductions under § 97.254(b), the Administrator will record in the compliance account any CAIR SO
                                    <E T="52">2</E>
                                     allowance allocated to any CAIR SO
                                    <E T="52">2</E>
                                     unit at the source for the new 30th year (
                                    <E T="03">i.e.,</E>
                                     the year that is 30 years after the calendar year for which such deductions are or could be made) and any CAIR SO
                                    <E T="52">2</E>
                                     allowance allocated for the new 30th year and transferred to the source in accordance with subpart GGG of this part or subpart D of part 73 of this chapter. 
                                </P>
                                <P>
                                    (b)(1) After a general account is established under § 97.251(b) or § 73.31(c) of this chapter, the Administrator will record in the general account any CAIR SO
                                    <E T="52">2</E>
                                     allowance allocated for each of the 30 years starting the later of 2010 or the year in which the general account is established and transferred to the general account in accordance with subpart GGG of this part or subpart D of part 73 of this chapter. 
                                </P>
                                <P>
                                    (2) In 2011 and each year thereafter, after Administrator has completed all deductions under § 97.254(b), the Administrator will record in the general account any CAIR SO
                                    <E T="52">2</E>
                                     allowance allocated for the new 30th year (
                                    <E T="03">i.e.,</E>
                                     the year that is 30 years after the calendar year for which such deductions are or could be made) and transferred to the general account  in accordance with subpart GGG of this part or subpart D of part 73 of this chapter. 
                                </P>
                                <P>
                                    (c) 
                                    <E T="03">Serial numbers for allocated CAIR SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">allowances.</E>
                                     When recording the allocation of CAIR SO
                                    <E T="52">2</E>
                                     allowances issued by a permitting authority under § 97.288, the Administrator will assign each such CAIR SO
                                    <E T="52">2</E>
                                     allowance a unique identification number that will include digits identifying the year of the control period for which the CAIR SO
                                    <E T="52">2</E>
                                     allowance is allocated. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.254</SECTNO>
                                <SUBJECT>
                                    Compliance with CAIR SO
                                    <E T="52">2</E>
                                     emissions limitation. 
                                </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Allowance transfer deadline.</E>
                                     The CAIR SO
                                    <E T="52">2</E>
                                     allowances are available to be deducted for compliance with a source's CAIR SO
                                    <E T="52">2</E>
                                     emissions limitation for a control period in a given calendar year only if the CAIR SO
                                    <E T="52">2</E>
                                     allowances: 
                                </P>
                                <P>(1) Were allocated for the control period in the year or a prior year; and </P>
                                <P>
                                    (2) Are held in the compliance account as of the allowance transfer deadline for the control period or are transferred into the compliance account by a CAIR SO
                                    <E T="52">2</E>
                                     allowance transfer correctly submitted for recordation under §§ 97.260 and 97.261 by the allowance transfer deadline for the control period. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Deductions for compliance.</E>
                                     Following the recordation, in accordance with § 97.261, of CAIR SO
                                    <E T="52">2</E>
                                     allowance transfers submitted for recordation in a source's compliance account by the allowance transfer deadline for a control period, the Administrator will deduct from the compliance account CAIR SO
                                    <E T="52">2</E>
                                     allowances available under paragraph (a) of this section in order to determine whether the source meets the CAIR SO
                                    <E T="52">2</E>
                                     emissions limitation for the control period as follows: 
                                </P>
                                <P>
                                    (1) For a CAIR SO
                                    <E T="52">2</E>
                                     source subject to an Acid Rain emissions limitation, the Administrator will, in the following order: 
                                </P>
                                <P>
                                    (i) Deduct the amount of CAIR SO
                                    <E T="52">2</E>
                                     allowances, available under paragraph (a) of this section and not issued by a permitting authority under § 97.288, that is required under §§ 73.35(b) and (c) of this part. If there are sufficient CAIR SO
                                    <E T="52">2</E>
                                     allowances to complete this deduction, the deduction will be treated as satisfying the requirements of §§ 73.35(b) and (c) of this chapter. 
                                </P>
                                <P>
                                    (ii) Deduct the amount of CAIR SO
                                    <E T="52">2</E>
                                     allowances, not issued by a permitting authority under § 97.288, that is required under §§ 73.35(d) and 77.5 of this part. If there are sufficient CAIR SO
                                    <E T="52">2</E>
                                     allowances to complete this deduction, the deduction will be treated as satisfying the requirements of §§ 73.35(d) and 77.5 of this chapter. 
                                </P>
                                <P>
                                    (iii) Treating the CAIR SO
                                    <E T="52">2</E>
                                     allowances deducted under paragraph (b)(1)(i) of this section as also being deducted under this paragraph (b)(1)(iii), deduct CAIR SO
                                    <E T="52">2</E>
                                     allowances available under paragraph (a) of this section (including any issued by a permitting authority under § 97.288) in order to determine whether the source meets the CAIR SO
                                    <E T="52">2</E>
                                     emissions limitation for the control period, as follows:
                                </P>
                                <P>
                                    (A) Until the tonnage equivalent of the CAIR SO
                                    <E T="52">2</E>
                                     allowances deducted equals, or exceeds in accordance with paragraphs (c)(1) and (2) of this section, the number of tons of total sulfur dioxide emissions, determined in accordance with subpart HHH of this part, from all CAIR SO
                                    <E T="52">2</E>
                                     units at the source for the control period; or 
                                </P>
                                <P>
                                    (B) If there are insufficient CAIR SO
                                    <E T="52">2</E>
                                     allowances to complete the deductions in paragraph (b)(1)(iii)(A) of this section, until no more CAIR SO
                                    <E T="52">2</E>
                                     allowances available under paragraph (a) of this section (including any issued by a permitting authority under § 97.288) remain in the compliance account. 
                                </P>
                                <P>
                                    (2) For a CAIR SO
                                    <E T="52">2</E>
                                     source not subject to an Acid Rain emissions limitation, the Administrator will deduct CAIR SO
                                    <E T="52">2</E>
                                     allowances available under paragraph (a) of this section (including any issued by a permitting authority under § 97.288) in order to determine whether the source meets the CAIR SO
                                    <E T="52">2</E>
                                     emissions limitation for the control period, as follows: 
                                </P>
                                <P>
                                    (i) Until the tonnage equivalent of the CAIR SO
                                    <E T="52">2</E>
                                     allowances deducted equals, or exceeds in accordance with paragraphs (c)(1) and (2) of this section, the number of tons of total sulfur dioxide emissions, determined in accordance with subpart HHH of this part, from all CAIR SO
                                    <E T="52">2</E>
                                     units at the source for the control period; or 
                                </P>
                                <P>
                                    (ii) If there are insufficient CAIR SO
                                    <E T="52">2</E>
                                     allowances to complete the deductions in paragraph (b)(2)(i) of this section, until no more CAIR SO
                                    <E T="52">2</E>
                                     allowances available under paragraph (a) of this section (including any issued by a permitting authority under § 97.288) remain in the compliance account. 
                                </P>
                                <P>
                                    (c)(1) 
                                    <E T="03">Identification of CAIR SO</E>
                                    <E T="52">2</E>
                                      
                                    <E T="03">allowances by serial number.</E>
                                     The CAIR authorized account representative for a source's compliance account may request that specific CAIR SO
                                    <E T="52">2</E>
                                     allowances, identified by serial number, in the compliance account be deducted for emissions or excess emissions for a control period in accordance with paragraph (b) or (d) of this section. Such request shall be submitted to the Administrator by the allowance transfer deadline for the control period and include, in a format prescribed by the 
                                    <PRTPAGE P="25435"/>
                                    Administrator, the identification of the CAIR SO
                                    <E T="52">2</E>
                                     source and the appropriate serial numbers. 
                                </P>
                                <P>
                                    (2) 
                                    <E T="03">First-in, first-out.</E>
                                     The Administrator will deduct CAIR SO
                                    <E T="52">2</E>
                                     allowances under paragraph (b) or (d) of this section from the source's compliance account, in the absence of an identification or in the case of a partial identification of CAIR SO
                                    <E T="52">2</E>
                                     allowances by serial number under paragraph (c)(1) of this section, on a first-in, first-out (FIFO) accounting basis in the following order: 
                                </P>
                                <P>
                                    (i) Any CAIR SO
                                    <E T="52">2</E>
                                     allowances that were allocated to the units at the source for a control period before 2010, in the order of recordation; 
                                </P>
                                <P>
                                    (ii) Any CAIR SO
                                    <E T="52">2</E>
                                     allowances that were allocated to any entity for a control period before 2010 and transferred and recorded in the compliance account pursuant to subpart GGG of this part or subpart D of part 73 of this chapter, in the order of recordation; 
                                </P>
                                <P>
                                    (iii) Any CAIR SO
                                    <E T="52">2</E>
                                     allowances that were allocated to the units at the source for a control period during 2010 through 2014, in the order of recordation; 
                                </P>
                                <P>
                                    (iv) Any CAIR SO
                                    <E T="52">2</E>
                                     allowances that were allocated to any entity for a control period during 2010 through 2014 and transferred and recorded in the compliance account pursuant to subpart GGG of this part or subpart D of part 73 of this chapter, in the order of recordation; 
                                </P>
                                <P>
                                    (v) Any CAIR SO
                                    <E T="52">2</E>
                                     allowances that were allocated to the units at the source for a control period in 2015 or later, in the order of recordation; and 
                                </P>
                                <P>
                                    (vi) Any CAIR SO
                                    <E T="52">2</E>
                                     allowances that were allocated to any entity for a control period in 2015 or later and transferred and recorded in the compliance account pursuant to subpart GGG of this part or subpart D of part 73 of this chapter, in the order of recordation. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Deductions for excess emissions.</E>
                                     (1) After making the deductions for compliance under paragraph (b) of this section for a control period in a calendar year in which the CAIR SO
                                    <E T="52">2</E>
                                     source has excess emissions, the Administrator will deduct from the source's compliance account the tonnage equivalent in CAIR SO
                                    <E T="52">2</E>
                                     allowances, allocated for the control period in the immediately following calendar year (including any issued by a permitting authority under § 97.288), equal to, or exceeding in accordance with paragraphs (c)(1) and (2) of this section 3 times the following amount: the number of tons of the source's excess emissions minus, if the source is subject to an Acid Rain emissions limitation, the amount of the CAIR SO
                                    <E T="52">2</E>
                                     allowances required to be deducted under paragraph (b)(1)(ii) of this section. 
                                </P>
                                <P>
                                    (2) Any allowance deduction required under paragraph (d)(1) of this section shall not affect the liability of the owners and operators of the CAIR SO
                                    <E T="52">2</E>
                                     source or the CAIR SO
                                    <E T="52">2</E>
                                     units at the source for any fine, penalty, or assessment, or their obligation to comply with any other remedy, for the same violations, as ordered under the Clean Air Act or applicable State law. 
                                </P>
                                <P>
                                    (e) 
                                    <E T="03">Recordation of deductions.</E>
                                     The Administrator will record in the appropriate compliance account all deductions from such an account under paragraphs (b) and (d) of this section and subpart III. 
                                </P>
                                <P>
                                    (f) 
                                    <E T="03">Administrator's action on submissions.</E>
                                     (1) The Administrator may review and conduct independent audits concerning any submission under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program and make appropriate adjustments of the information in the submissions. 
                                </P>
                                <P>
                                    (2) The Administrator may deduct CAIR SO
                                    <E T="52">2</E>
                                     allowances from or transfer CAIR SO
                                    <E T="52">2</E>
                                     allowances to a source's compliance account based on the information in the submissions, as adjusted under paragraph (f)(1) of this section, and record such deductions and transfers. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.255 </SECTNO>
                                <SUBJECT>Banking. </SUBJECT>
                                <P>
                                    (a) CAIR SO
                                    <E T="52">2</E>
                                     allowances may be banked for future use or transfer in a compliance account or a general account in accordance with paragraph (b) of this section. 
                                </P>
                                <P>
                                    (b) Any CAIR SO
                                    <E T="52">2</E>
                                     allowance that is held in a compliance account or a general account will remain in such account unless and until the CAIR SO
                                    <E T="52">2</E>
                                     allowance is deducted or transferred under § 97.254, § 97.256, or subpart GGG or III of this part. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.256 </SECTNO>
                                <SUBJECT>Account error. </SUBJECT>
                                <P>
                                    The Administrator may, at his or her sole discretion and on his or her own motion, correct any error in any CAIR SO
                                    <E T="52">2</E>
                                     Allowance Tracking System account. Within 10 business days of making such correction, the Administrator will notify the CAIR authorized account representative for the account. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.257 </SECTNO>
                                <SUBJECT>Closing of general accounts. </SUBJECT>
                                <P>
                                    (a) The CAIR authorized account representative of a general account may submit to the Administrator a request to close the account, which shall include a correctly submitted allowance transfer under §§ 97.260 and 97.261 for any CAIR SO
                                    <E T="52">2</E>
                                     allowances in the account to one or more other CAIR SO
                                    <E T="52">2</E>
                                     Allowance Tracking System accounts. 
                                </P>
                                <P>
                                    (b) If a general account has no allowance transfers in or out of the account for a 12-month period or longer and does not contain any CAIR SO
                                    <E T="52">2</E>
                                     allowances, the Administrator may notify the CAIR authorized account representative for the account that the account will be closed following 20 business days after the notice is sent. The account will be closed after the 20-day period unless, before the end of the 20-day period, the Administrator receives a correctly submitted transfer of CAIR SO
                                    <E T="52">2</E>
                                     allowances into the account under §§ 97.260 and 97.261 or a statement submitted by the CAIR authorized account representative demonstrating to the satisfaction of the Administrator good cause as to why the account should not be closed. 
                                </P>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">
                                Subpart GGG—CAIR SO
                                <E T="0732">2</E>
                                 Allowance Transfers 
                            </HD>
                            <SECTION>
                                <SECTNO>§ 97.260 </SECTNO>
                                <SUBJECT>
                                    Submission of CAIR SO
                                    <E T="0732">2</E>
                                     allowance transfers. 
                                </SUBJECT>
                                <P>
                                    (a) A CAIR authorized account representative seeking recordation of a CAIR SO
                                    <E T="52">2</E>
                                     allowance transfer shall submit the transfer to the Administrator. To be considered correctly submitted, the CAIR SO
                                    <E T="52">2</E>
                                     allowance transfer shall include the following elements, in a format specified by the Administrator: 
                                </P>
                                <P>(1) The account numbers of both the transferor and transferee accounts; </P>
                                <P>
                                    (2) The serial number of each CAIR SO
                                    <E T="52">2</E>
                                     allowance that is in the transferor account and is to be transferred; and 
                                </P>
                                <P>(3) The name and signature of the CAIR authorized account representatives of the transferor and transferee accounts and the dates signed. </P>
                                <P>(b)(1) The CAIR authorized account representative for the transferee account can meet the requirements in paragraph (a)(3) of this section by submitting, in a format prescribed by the Administrator, a statement signed by the CAIR authorized account representative and identifying each account into which any transfer of allowances, submitted on or after the date on which the Administrator receives such statement, is authorized. Such authorization shall be binding on any CAIR authorized account representative for such account and shall apply to all transfers into the account that are submitted on or after such date of receipt, unless and until the Administrator receives a statement signed by the CAIR authorized account representative retracting the authorization for the account. </P>
                                <P>
                                    (2) The statement under paragraph (b)(1) of this section shall include the following: “By this signature I authorize any transfer of allowances into each 
                                    <PRTPAGE P="25436"/>
                                    account listed herein, except that I do not waive any remedies under State or Federal law to obtain correction of any erroneous transfers into such accounts. This authorization shall be binding on any CAIR authorized account representative for such account unless and until a statement signed by the CAIR authorized account representative retracting this authorization for the account is received by the Administrator.”
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.261 </SECTNO>
                                <SUBJECT>EPA recordation. </SUBJECT>
                                <P>
                                    (a) Within 5 business days (except as necessary to perform a transfer in perpetuity of CAIR SO
                                    <E T="52">2</E>
                                     allowances allocated to a CAIR SO
                                    <E T="52">2</E>
                                     unit or as provided in paragraph (b) of this section) of receiving a CAIR SO
                                    <E T="52">2</E>
                                     allowance transfer, the Administrator will record a CAIR SO
                                    <E T="52">2</E>
                                     allowance transfer by moving each CAIR SO
                                    <E T="52">2</E>
                                     allowance from the transferor account to the transferee account as specified by the request, provided that: 
                                </P>
                                <P>(1) The transfer is correctly submitted under § 97.260; </P>
                                <P>
                                    (2) The transferor account includes each CAIR SO
                                    <E T="52">2</E>
                                     allowance identified by serial number in the transfer; and 
                                </P>
                                <P>(3) The transfer is in accordance with the limitation on transfer under § 74.42 of this chapter and § 74.47(c) of this chapter, as applicable. </P>
                                <P>
                                    (b) A CAIR SO
                                    <E T="52">2</E>
                                     allowance transfer that is submitted for recordation after the allowance transfer deadline for a control period and that includes any CAIR SO
                                    <E T="52">2</E>
                                     allowances allocated for any control period before such allowance transfer deadline will not be recorded until after the Administrator completes the deductions under § 97.254 for the control period immediately before such allowance transfer deadline. 
                                </P>
                                <P>
                                    (c) Where a CAIR SO
                                    <E T="52">2</E>
                                     allowance transfer submitted for recordation fails to meet the requirements of paragraph (a) of this section, the Administrator will not record such transfer. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.262 </SECTNO>
                                <SUBJECT>Notification. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Notification of recordation.</E>
                                     Within 5 business days of recordation of a CAIR SO
                                    <E T="52">2</E>
                                     allowance transfer under § 97.261, the Administrator will notify the CAIR authorized account representatives of both the transferor and transferee accounts. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Notification of non-recordation.</E>
                                     Within 10 business days of receipt of a CAIR SO
                                    <E T="52">2</E>
                                     allowance transfer that fails to meet the requirements of § 97.261(a), the Administrator will notify the CAIR authorized account representatives of both accounts subject to the transfer of: 
                                </P>
                                <P>(1) A decision not to record the transfer, and </P>
                                <P>(2) The reasons for such non-recordation. </P>
                                <P>
                                    (c) Nothing in this section shall preclude the submission of a CAIR SO
                                    <E T="52">2</E>
                                     allowance transfer for recordation following notification of non-recordation. 
                                </P>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">Subpart HHH—Monitoring and Reporting </HD>
                            <SECTION>
                                <SECTNO>§ 97.270 </SECTNO>
                                <SUBJECT>General requirements. </SUBJECT>
                                <P>
                                    The owners and operators, and to the extent applicable, the CAIR designated representative, of a CAIR SO
                                    <E T="52">2</E>
                                     unit, shall comply with the monitoring, recordkeeping, and reporting requirements as provided in this subpart and in subparts F and G of part 75 of this chapter. For purposes of complying with such requirements, the definitions in § 97.202 and in § 72.2 of this chapter shall apply, and the terms “affected unit,” “designated representative,” and “continuous emission monitoring system” (or “CEMS”) in part 75 of this chapter shall be deemed to refer to the terms “CAIR SO
                                    <E T="52">2</E>
                                     unit,” “CAIR designated representative,” and “continuous emission monitoring system” or (“CEMS”) respectively, as defined in § 97.202. The owner or operator of a unit that is not a CAIR SO
                                    <E T="52">2</E>
                                     unit but that is monitored under § 75.16(b)(2) of this chapter shall comply with the same monitoring, recordkeeping, and reporting requirements as a CAIR SO
                                    <E T="52">2</E>
                                     unit. 
                                </P>
                                <P>
                                    (a) 
                                    <E T="03">Requirements for installation, certification, and data accounting.</E>
                                     The owner or operator of each CAIR SO
                                    <E T="52">2</E>
                                     unit shall: 
                                </P>
                                <P>
                                    (1) Install all monitoring systems required under this subpart for monitoring SO
                                    <E T="52">2</E>
                                     mass emissions and individual unit heat input (including all systems required to monitor SO
                                    <E T="52">2</E>
                                     concentration, stack gas moisture content, stack gas flow rate, CO
                                    <E T="52">2</E>
                                     or O
                                    <E T="52">2</E>
                                     concentration, and fuel flow rate, as applicable, in accordance with §§ 75.11 and 75.16 of this chapter); 
                                </P>
                                <P>(2) Successfully complete all certification tests required under § 97.271 and meet all other requirements of this subpart and part 75 of this chapter applicable to the monitoring systems under paragraph (a)(1) of this section; and </P>
                                <P>(3) Record, report, and quality-assure the data from the monitoring systems under paragraph (a)(1) of this section. </P>
                                <P>
                                    (b) 
                                    <E T="03">Compliance deadlines.</E>
                                     Except as provided in paragraph (e) of this section, the owner or operator shall meet the monitoring system certification and other requirements of paragraphs (a)(1) and (2) of this section on or before the following dates. The owner or operator shall record, report, and quality-assure the data from the monitoring systems under paragraph (a)(1) of this section on and after the following dates. 
                                </P>
                                <P>
                                    (1) For the owner or operator of a CAIR SO
                                    <E T="52">2</E>
                                     unit that commences commercial operation before July 1, 2008, by January 1, 2009. 
                                </P>
                                <P>
                                    (2) For the owner or operator of a CAIR SO
                                    <E T="52">2</E>
                                     unit that commences commercial operation on or after July 1, 2008, by the later of the following dates: 
                                </P>
                                <P>(i) January 1, 2009; or </P>
                                <P>(ii) 90 unit operating days or 180 calendar days, whichever occurs first, after the date on which the unit commences commercial operation. </P>
                                <P>
                                    (3) For the owner or operator of a CAIR SO
                                    <E T="52">2</E>
                                     unit for which construction of a new stack or flue or installation of add-on SO
                                    <E T="52">2</E>
                                     emission controls is completed after the applicable deadline under paragraph (b)(1), (2), (4), or (5) of this section, by 90 unit operating days or 180 calendar days, whichever occurs first, after the date on which emissions first exit to the atmosphere through the new stack or flue or add-on SO
                                    <E T="52">2</E>
                                     emissions controls. 
                                </P>
                                <P>(4) Notwithstanding the dates in paragraphs (b)(1) and (2) of this section, for the owner or operator of a unit for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under subpart III of this part, by the date specified in § 97.284(b). </P>
                                <P>
                                    (5) Notwithstanding the dates in paragraphs (b)(1) and (2) of this section, for the owner or operator of a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit under subpart III of this part, by the date on which the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit enters the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program as provided in § 97.284(g). 
                                </P>
                                <P>
                                    (c) 
                                    <E T="03">Reporting data.</E>
                                     The owner or operator of a CAIR SO
                                    <E T="52">2</E>
                                     unit that does not meet the applicable compliance date set forth in paragraph (b) of this section for any monitoring system under paragraph (a)(1) of this section shall, for each such monitoring system, determine, record, and report maximum potential (or, as appropriate, minimum potential) values for SO
                                    <E T="52">2</E>
                                     concentration, stack gas flow rate, stack gas moisture content, fuel flow rate, and any other parameters required to determine SO
                                    <E T="52">2</E>
                                     mass emissions and heat input in accordance with § 75.31(b)(2) or (c)(3) of this chapter or section 2.4 of appendix D to part 75 of this chapter, as applicable. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Prohibitions.</E>
                                     (1) No owner or operator of a CAIR SO
                                    <E T="52">2</E>
                                     unit shall use any alternative monitoring system, alternative reference method, or any other alternative to any requirement of this subpart without having obtained 
                                    <PRTPAGE P="25437"/>
                                    prior written approval in accordance with § 97.275. 
                                </P>
                                <P>
                                    (2) No owner or operator of a CAIR SO
                                    <E T="52">2</E>
                                     unit shall operate the unit so as to discharge, or allow to be discharged, SO
                                    <E T="52">2</E>
                                     emissions to the atmosphere without accounting for all such emissions in accordance with the applicable provisions of this subpart and part 75 of this chapter. 
                                </P>
                                <P>
                                    (3) No owner or operator of a CAIR SO
                                    <E T="52">2</E>
                                     unit shall disrupt the continuous emission monitoring system, any portion thereof, or any other approved emission monitoring method, and thereby avoid monitoring and recording SO
                                    <E T="52">2</E>
                                     mass emissions discharged into the atmosphere or heat input, except for periods of recertification or periods when calibration, quality assurance testing, or maintenance is performed in accordance with the applicable provisions of this subpart and part 75 of this chapter. 
                                </P>
                                <P>
                                    (4) No owner or operator of a CAIR SO
                                    <E T="52">2</E>
                                     unit shall retire or permanently discontinue use of the continuous emission monitoring system, any component thereof, or any other approved monitoring system under this subpart, except under any one of the following circumstances: 
                                </P>
                                <P>(i) During the period that the unit is covered by an exemption under § 97.205 that is in effect; </P>
                                <P>(ii) The owner or operator is monitoring emissions from the unit with another certified monitoring system approved, in accordance with the applicable provisions of this subpart and part 75 of this chapter, by the Administrator for use at that unit that provides emission data for the same pollutant or parameter as the retired or discontinued monitoring system; or </P>
                                <P>(iii) The CAIR designated representative submits notification of the date of certification testing of a replacement monitoring system for the retired or discontinued monitoring system in accordance with § 97.271(d)(3)(i). </P>
                                <P>
                                    (e) 
                                    <E T="03">Long-term cold storage.</E>
                                     The owner or operator of a CAIR SO
                                    <E T="52">2</E>
                                     unit is subject to the applicable provisions of part 75 of this chapter concerning units in long-term cold storage. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.271</SECTNO>
                                <SUBJECT>Initial certification and recertification procedures. </SUBJECT>
                                <P>
                                    (a) The owner or operator of a CAIR SO
                                    <E T="52">2</E>
                                     unit shall be exempt from the initial certification requirements of this section for a monitoring system under § 97.270(a)(1) if the following conditions are met: 
                                </P>
                                <P>(1) The monitoring system has been previously certified in accordance with part 75 of this chapter; and </P>
                                <P>(2) The applicable quality-assurance and quality-control requirements of § 75.21 of this chapter and appendix B and appendix D to part 75 of this chapter are fully met for the certified monitoring system described in paragraph (a)(1) of this section. </P>
                                <P>(b) The recertification provisions of this section shall apply to a monitoring system under § 97.270(a)(1) exempt from initial certification requirements under paragraph (a) of this section. </P>
                                <P>(c) [Reserved] </P>
                                <P>
                                    (d) Except as provided in paragraph (a) of this section, the owner or operator of a CAIR SO
                                    <E T="52">2</E>
                                     unit shall comply with the following initial certification and recertification procedures, for a continuous monitoring system (
                                    <E T="03">i.e.,</E>
                                     a continuous emission monitoring system and an excepted monitoring system under appendix D to part 75 of this chapter) under § 97.270(a)(1). The owner or operator of a unit that qualifies to use the low mass emissions excepted monitoring methodology under § 75.19 of this chapter or that qualifies to use an alternative monitoring system under subpart E of part 75 of this chapter shall comply with the procedures in paragraph (e) or (f) of this section respectively. 
                                </P>
                                <P>
                                    (1) 
                                    <E T="03">Requirements for initial certification.</E>
                                     The owner or operator shall ensure that each continuous monitoring system under § 97.270(a)(1) (including the automated data acquisition and handling system) successfully completes all of the initial certification testing required under § 75.20 of this chapter by the applicable deadline in § 97.270(b). In addition, whenever the owner or operator installs a monitoring system to meet the requirements of this subpart in a location where no such monitoring system was previously installed, initial certification in accordance with § 75.20 of this chapter is required. 
                                </P>
                                <P>
                                    (2) 
                                    <E T="03">Requirements for recertification.</E>
                                     Whenever the owner or operator makes a replacement, modification, or change in any certified continuous emission monitoring system under § 97.270(a)(1) that may significantly affect the ability of the system to accurately measure or record SO
                                    <E T="52">2</E>
                                     mass emissions or heat input rate or to meet the quality-assurance and quality-control requirements of § 75.21 of this chapter or appendix B to part 75 of this chapter, the owner or operator shall recertify the monitoring system in accordance with § 75.20(b) of this chapter. Furthermore, whenever the owner or operator makes a replacement, modification, or change to the flue gas handling system or the unit's operation that may significantly change the stack flow or concentration profile, the owner or operator shall recertify each continuous emission monitoring system whose accuracy is potentially affected by the change, in accordance with § 75.20(b) of this chapter. Examples of changes to a continuous emission monitoring system that require recertification include: replacement of the analyzer, complete replacement of an existing continuous emission monitoring system, or change in location or orientation of the sampling probe or site. Any fuel flowmeter system under § 97.270(a)(1) is subject to the recertification requirements in § 75.20(g)(6) of this chapter. 
                                </P>
                                <P>
                                    (3) 
                                    <E T="03">Approval process for initial certification and recertification.</E>
                                     Paragraphs (d)(3)(i) through (iv) of this section apply to both initial certification and recertification of a continuous monitoring system under § 97.270(a)(1). For recertifications, replace the words “certification” and “initial certification” with the word “recertification”, replace the word “certified” with the word “recertified,” and follow the procedures in §§ 75.20(b)(5) and (g)(7) of this chapter in lieu of the procedures in paragraph (d)(3)(v) of this section. 
                                </P>
                                <P>
                                    (i) 
                                    <E T="03">Notification of certification.</E>
                                     The CAIR designated representative shall submit to the appropriate EPA Regional Office and the Administrator written notice of the dates of certification testing, in accordance with § 97.273. 
                                </P>
                                <P>
                                    (ii) 
                                    <E T="03">Certification application.</E>
                                     The CAIR designated representative shall submit to the Administrator a certification application for each monitoring system. A complete certification application shall include the information specified in § 75.63 of this chapter. 
                                </P>
                                <P>
                                    (iii) 
                                    <E T="03">Provisional certification date.</E>
                                     The provisional certification date for a monitoring system shall be determined in accordance with § 75.20(a)(3) of this chapter. A provisionally certified monitoring system may be used under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program for a period not to exceed 120 days after receipt by the Administrator of the complete certification application for the monitoring system under paragraph (d)(3)(ii) of this section. Data measured and recorded by the provisionally certified monitoring system, in accordance with the requirements of part 75 of this chapter, will be considered valid quality-assured data (retroactive to the date and time of provisional certification), provided that the Administrator does not invalidate the provisional certification by issuing a notice of disapproval within 120 days of the date of receipt of the complete certification application by the Administrator. 
                                    <PRTPAGE P="25438"/>
                                </P>
                                <P>
                                    (iv) 
                                    <E T="03">Certification application approval process.</E>
                                     The Administrator will issue a written notice of approval or disapproval of the certification application to the owner or operator within 120 days of receipt of the complete certification application under paragraph (d)(3)(ii) of this section. In the event the Administrator does not issue such a notice within such 120-day period, each monitoring system that meets the applicable performance requirements of part 75 of this chapter and is included in the certification application will be deemed certified for use under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program. 
                                </P>
                                <P>
                                    (A) 
                                    <E T="03">Approval notice.</E>
                                     If the certification application is complete and shows that each monitoring system meets the applicable performance requirements of part 75 of this chapter, then the Administrator will issue a written notice of approval of the certification application within 120 days of receipt. 
                                </P>
                                <P>
                                    (B) 
                                    <E T="03">Incomplete application notice.</E>
                                     If the certification application is not complete, then the Administrator will issue a written notice of incompleteness that sets a reasonable date by which the CAIR designated representative must submit the additional information required to complete the certification application. If the CAIR designated representative does not comply with the notice of incompleteness by the specified date, then the Administrator may issue a notice of disapproval under paragraph (d)(3)(iv)(C) of this section. The 120-day review period shall not begin before receipt of a complete certification application. 
                                </P>
                                <P>
                                    (C) 
                                    <E T="03">Disapproval notice.</E>
                                     If the certification application shows that any monitoring system does not meet the performance requirements of part 75 of this chapter or if the certification application is incomplete and the requirement for disapproval under paragraph (d)(3)(iv)(B) of this section is met, then the Administrator will issue a written notice of disapproval of the certification application. Upon issuance of such notice of disapproval, the provisional certification is invalidated by the Administrator and the data measured and recorded by each uncertified monitoring system shall not be considered valid quality-assured data beginning with the date and hour of provisional certification (as defined under § 75.20(a)(3) of this chapter). The owner or operator shall follow the procedures for loss of certification in paragraph (d)(3)(v) of this section for each monitoring system that is disapproved for initial certification. 
                                </P>
                                <P>
                                    (D) 
                                    <E T="03">Audit decertification.</E>
                                     The Administrator may issue a notice of disapproval of the certification status of a monitor in accordance with § 97.272(b). 
                                </P>
                                <P>
                                    (v) 
                                    <E T="03">Procedures for loss of certification.</E>
                                     If the Administrator issues a notice of disapproval of a certification application under paragraph (d)(3)(iv)(C) of this section or a notice of disapproval of certification status under paragraph (d)(3)(iv)(D) of this section, then: 
                                </P>
                                <P>(A) The owner or operator shall substitute the following values, for each disapproved monitoring system, for each hour of unit operation during the period of invalid data specified under § 75.20(a)(4)(iii), § 75.20(g)(7), or § 75.21(e) of this chapter and continuing until the applicable date and hour specified under § 75.20(a)(5)(i) or (g)(7) of this chapter: </P>
                                <P>
                                    (
                                    <E T="03">1</E>
                                    ) For a disapproved SO
                                    <E T="52">2</E>
                                     pollutant concentration monitor and disapproved flow monitor, respectively, the maximum potential concentration of SO
                                    <E T="52">2</E>
                                     and the maximum potential flow rate, as defined in sections 2.1.1.1 and 2.1.4.1 of appendix A to part 75 of this chapter. 
                                </P>
                                <P>
                                    (
                                    <E T="03">2</E>
                                    ) For a disapproved moisture monitoring system and disapproved diluent gas monitoring system, respectively, the minimum potential moisture percentage and either the maximum potential CO
                                    <E T="52">2</E>
                                     concentration or the minimum potential O
                                    <E T="52">2</E>
                                     concentration (as applicable), as defined in sections 2.1.5, 2.1.3.1, and 2.1.3.2 of appendix A to part 75 of this chapter. 
                                </P>
                                <P>
                                    (
                                    <E T="03">3</E>
                                    ) For a disapproved fuel flowmeter system, the maximum potential fuel flow rate, as defined in section 2.4.2.1 of appendix D to part 75 of this chapter. 
                                </P>
                                <P>(B) The CAIR designated representative shall submit a notification of certification retest dates and a new certification application in accordance with paragraphs (d)(3)(i) and (ii) of this section. </P>
                                <P>(C) The owner or operator shall repeat all certification tests or other requirements that were failed by the monitoring system, as indicated in the Administrator's notice of disapproval, no later than 30 unit operating days after the date of issuance of the notice of disapproval. </P>
                                <P>
                                    (e) 
                                    <E T="03">Initial certification and recertification procedures for units using the low mass emission excepted methodology under § 75.19 of this chapter.</E>
                                     The owner or operator of a unit qualified to use the low mass emissions (LME) excepted methodology under § 75.19 of this chapter shall meet the applicable certification and recertification requirements in §§ 75.19(a)(2) and 75.20(h) of this chapter. If the owner or operator of such a unit elects to certify a fuel flowmeter system for heat input determination, the owner or operator shall also meet the certification and recertification requirements in § 75.20(g) of this chapter. 
                                </P>
                                <P>
                                    (f) 
                                    <E T="03">Certification/recertification procedures for alternative monitoring systems.</E>
                                     The CAIR designated representative of each unit for which the owner or operator intends to use an alternative monitoring system approved by the Administrator under subpart E of part 75 of this chapter shall comply with the applicable notification and application procedures of § 75.20(f) of this chapter. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.272</SECTNO>
                                <SUBJECT>Out of control periods. </SUBJECT>
                                <P>(a) Whenever any monitoring system fails to meet the quality-assurance and quality-control requirements or data validation requirements of part 75 of this chapter, data shall be substituted using the applicable missing data procedures in subpart D of appendix D to part 75 of this chapter. </P>
                                <P>
                                    (b) 
                                    <E T="03">Audit decertification.</E>
                                     Whenever both an audit of a monitoring system and a review of the initial certification or recertification application reveal that any monitoring system should not have been certified or recertified because it did not meet a particular performance specification or other requirement under § 97.271 or the applicable provisions of part 75 of this chapter, both at the time of the initial certification or recertification application submission and at the time of the audit, the Administrator will issue a notice of disapproval of the certification status of such monitoring system. For the purposes of this paragraph, an audit shall be either a field audit or an audit of any information submitted to the permitting authority or the Administrator. By issuing the notice of disapproval, the Administrator revokes prospectively the certification status of the monitoring system. The data measured and recorded by the monitoring system shall not be considered valid quality-assured data from the date of issuance of the notification of the revoked certification status until the date and time that the owner or operator completes subsequently approved initial certification or recertification tests for the monitoring system. The owner or operator shall follow the applicable initial certification or recertification procedures in § 97.271 for each disapproved monitoring system. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <PRTPAGE P="25439"/>
                                <SECTNO>§ 97.273</SECTNO>
                                <SUBJECT>Notifications. </SUBJECT>
                                <P>
                                    The CAIR designated representative for a CAIR SO
                                    <E T="52">2</E>
                                     unit shall submit written notice to the Administrator in accordance with § 75.61 of this chapter. § 97.274 Recordkeeping and reporting. 
                                </P>
                                <P>
                                    (a) 
                                    <E T="03">General provisions.</E>
                                     The CAIR designated representative shall comply with all recordkeeping and reporting requirements in this section, the applicable recordkeeping and reporting requirements in subparts F and G of part 75 of this chapter, and the requirements of § 97.210(e)(1). 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Monitoring Plans.</E>
                                     The owner or operator of a CAIR SO
                                    <E T="52">2</E>
                                     unit shall comply with requirements of § 75.62 of this chapter and, for a unit for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under subpart III of this part, §§ 97.283 and 97.284(a). 
                                </P>
                                <P>
                                    (c) 
                                    <E T="03">Certification Applications.</E>
                                     The CAIR designated representative shall submit an application to the Administrator within 45 days after completing all initial certification or recertification tests required under  § 97.271, including the information required under § 75.63 of this chapter. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Quarterly reports.</E>
                                     The CAIR designated representative shall submit quarterly reports, as follows: 
                                </P>
                                <P>
                                    (1) The CAIR designated representative shall report the SO
                                    <E T="52">2</E>
                                     mass emissions data and heat input data for the CAIR SO
                                    <E T="52">2</E>
                                     unit, in an electronic quarterly report in a format prescribed by the Administrator, for each calendar quarter beginning with: 
                                </P>
                                <P>(i) For a unit that commences commercial operation before July 1, 2008, the calendar quarter covering January 1, 2009 through March 31, 2009; </P>
                                <P>(ii) For a unit that commences commercial operation on or after July 1, 2008, the calendar quarter corresponding to the earlier of the date of provisional certification or the applicable deadline for initial certification under § 97.270(b), unless that quarter is the third or fourth quarter of 2008, in which case reporting shall commence in the quarter covering January 1, 2009 through March 31, 2009; </P>
                                <P>(iii) Notwithstanding paragraphs (d)(1)(i) and (ii) of this section, for a unit for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under subpart III of this part, the calendar quarter corresponding to the date specified in § 97.284(b); and </P>
                                <P>
                                    (iv) Notwithstanding paragraphs (d)(1)(i) and (ii) of this section, for a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit under subpart III of this part, the calendar quarter corresponding to the date on which the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit enters the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program as provided in § 97.284(g). 
                                </P>
                                <P>(2) The CAIR designated representative shall submit each quarterly report to the Administrator within 30 days following the end of the calendar quarter covered by the report. Quarterly reports shall be submitted in the manner specified in § 75.64 of this chapter. </P>
                                <P>
                                    (3) For CAIR SO
                                    <E T="52">2</E>
                                     units that are also subject to an Acid Rain emissions limitation or the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program, CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program, or Hg Budget Trading Program, quarterly reports shall include the applicable data and information required by subparts F through I of part 75 of this chapter as applicable, in addition to the SO
                                    <E T="52">2</E>
                                     mass emission data, heat input data, and other information required by this subpart. 
                                </P>
                                <P>
                                    (e) 
                                    <E T="03">Compliance certification.</E>
                                     The CAIR designated representative shall submit to the Administrator a compliance certification (in a format prescribed by the Administrator) in support of each quarterly report based on reasonable inquiry of those persons with primary responsibility for ensuring that all of the unit's emissions are correctly and fully monitored. The certification shall state that: 
                                </P>
                                <P>(1) The monitoring data submitted were recorded in accordance with the applicable requirements of this subpart and part 75 of this chapter, including the quality assurance procedures and specifications; and </P>
                                <P>
                                    (2) For a unit with add-on SO
                                    <E T="52">2</E>
                                     emission controls and for all hours where SO
                                    <E T="52">2</E>
                                     data are substituted in accordance with § 75.34(a)(1) of this chapter, the add-on emission controls were operating within the range of parameters listed in the quality assurance/quality control program under appendix B to part 75 of this chapter and the substitute data values do not systematically underestimate SO
                                    <E T="52">2</E>
                                     emissions. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.275 </SECTNO>
                                <SUBJECT>Petitions. </SUBJECT>
                                <P>
                                    The CAIR designated representative of a CAIR SO
                                    <E T="52">2</E>
                                     unit may submit a petition under § 75.66 of this chapter to the Administrator requesting approval to apply an alternative to any requirement of this subpart. Application of an alternative to any requirement of this subpart is in accordance with this subpart only to the extent that the petition is approved in writing by the Administrator, in consultation with the permitting authority. 
                                </P>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">
                                Subpart III—CAIR SO
                                <E T="52">2</E>
                                 Opt-in Units 
                            </HD>
                            <SECTION>
                                <SECTNO>§ 97.280</SECTNO>
                                <SUBJECT>Applicability. </SUBJECT>
                                <P>
                                    A CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit must be a unit that: 
                                </P>
                                <P>(a) Is located in a State that submits, and for which the Administrator approves, a State implementation plan revision in accordance with § 51.124(r)(1), (2), or (3) of this chapter establishing procedures concerning CAIR opt-in units; </P>
                                <P>
                                    (b) Is not a CAIR SO
                                    <E T="52">2</E>
                                     unit under § 97.204 and is not covered by a retired unit exemption under § 97.205 that is in effect; 
                                </P>
                                <P>(c) Is not covered by a retired unit exemption under § 72.8 of this chapter that is in effect and is not an opt-in source under part 74 of this chapter; </P>
                                <P>(d) Has or is required or qualified to have a title V operating permit or other federally enforceable permit; and </P>
                                <P>(e) Vents all of its emissions to a stack and can meet the monitoring, recordkeeping, and reporting requirements of subpart HH of this part. </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.281</SECTNO>
                                <SUBJECT> General. </SUBJECT>
                                <P>
                                    (a) Except as otherwise provided in §§ 97.201 through 97.204, §§ 97.206 through 97.208, and subparts BBB and CCC and subparts FFF through HHH of this part, a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit shall be treated as a CAIR SO
                                    <E T="52">2</E>
                                     unit for purposes of applying such sections and subparts of this part. 
                                </P>
                                <P>
                                    (b) Solely for purposes of applying, as provided in this subpart, the requirements of subpart HHH of this part to a unit for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under this subpart, such unit shall be treated as a CAIR SO
                                    <E T="52">2</E>
                                     unit before issuance of a CAIR opt-in permit for such unit. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.282</SECTNO>
                                <SUBJECT>CAIR designated representative. </SUBJECT>
                                <P>
                                    Any CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit, and any unit for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under this subpart, located at the same source as one or more CAIR SO
                                    <E T="52">2</E>
                                     units shall have the same CAIR designated representative and alternate CAIR designated representative as such CAIR SO
                                    <E T="52">2</E>
                                     units. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.283</SECTNO>
                                <SUBJECT>Applying for CAIR opt-in permit. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Applying for initial CAIR opt-in permit.</E>
                                     The CAIR designated representative of a unit meeting the requirements for a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit in § 97.280 may apply for an initial CAIR opt-in permit at any time, except as provided under § 97.286(f) and (g), 
                                    <PRTPAGE P="25440"/>
                                    and, in order to apply, must submit the following: 
                                </P>
                                <P>(1) A complete CAIR permit application under  § 97.222; </P>
                                <P>(2) A certification, in a format specified by the permitting authority, that the unit: </P>
                                <P>
                                    (i) Is not a CAIR SO
                                    <E T="52">2</E>
                                     unit under  § 97.204 and is not covered by a retired unit exemption under § 97.205 that is in effect; 
                                </P>
                                <P>(ii) Is not covered by a retired unit exemption under § 72.8 of this chapter that is in effect; </P>
                                <P>
                                    (iii) Is not, and so long as the unit is a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit, will not become, an opt-in source under part 74 of this chapter; 
                                </P>
                                <P>(iv) Vents all of its emissions to a stack, and </P>
                                <P>(v) Has documented heat input for more than 876 hours during the 6 months immediately preceding submission of the CAIR permit application under § 97.222; </P>
                                <P>(3) A monitoring plan in accordance with subpart HHH of this part; </P>
                                <P>(4) A complete certificate of representation under § 97.213 consistent with § 97.282, if no CAIR designated representative has been previously designated for the source that includes the unit; and </P>
                                <P>
                                    (5) A statement, in a format specified by the permitting authority, whether the CAIR designated representative requests that the unit be allocated CAIR SO
                                    <E T="52">2</E>
                                     allowances under § 97.288(b) or § 97.288(c) (subject to the conditions in §§ 97.284(h) and 97.286(g)), to the extent such allocation is provided in a State implementation plan revision submitted in accordance with § 51.124(r)(1), (2), or (3) of this chapter and approved by the Administrator. If allocation under § 97.288(c) is requested, this statement shall include a statement that the owners and operators of the unit intend to repower the unit before January 1, 2015 and that they will provide, upon request, documentation demonstrating such intent. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Duty to reapply.</E>
                                     (1) The CAIR designated representative of a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit shall submit a complete CAIR permit application under § 97.222 to renew the CAIR opt-in unit permit in accordance with the permitting authority's regulations for title V operating permits, or the permitting authority's regulations for other federally enforceable permits if applicable, addressing permit renewal. 
                                </P>
                                <P>
                                    (2) Unless the permitting authority issues a notification of acceptance of withdrawal of the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit from the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program in accordance with § 97.286 or the unit becomes a CAIR SO
                                    <E T="52">2</E>
                                     unit under § 97.204, the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit shall remain subject to the requirements for a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit, even if the CAIR designated representative for the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit fails to submit a CAIR permit application that is required for renewal of the CAIR opt-in permit under paragraph (b)(1) of this section. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.284</SECTNO>
                                <SUBJECT>Opt-in process. </SUBJECT>
                                <P>The permitting authority will issue or deny a CAIR opt-in permit for a unit for which an initial application for a CAIR opt-in permit under § 97.183 is submitted in accordance with the following, to the extent provided in a State implementation plan revision submitted in accordance with § 51.124(r)(1), (2), or (3) of this chapter and approved by the Administrator: </P>
                                <P>
                                    (a) 
                                    <E T="03">Interim review of monitoring plan.</E>
                                     The permitting authority and the Administrator will determine, on an interim basis, the sufficiency of the monitoring plan accompanying the initial application for a CAIR opt-in permit under § 97.283. A monitoring plan is sufficient, for purposes of interim review, if the plan appears to contain information demonstrating that the SO
                                    <E T="52">2</E>
                                     emissions rate and heat input of the unit and all other applicable parameters are monitored and reported in accordance with subpart HHH of this part. A determination of sufficiency shall not be construed as acceptance or approval of the monitoring plan. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Monitoring and reporting.</E>
                                     (1)(i) If the permitting authority and the Administrator determine that the monitoring plan is sufficient under paragraph (a) of this section, the owner or operator shall monitor and report the SO
                                    <E T="52">2</E>
                                     emissions rate and the heat input of the unit and all other applicable parameters, in accordance with subpart HHH of this part, starting on the date of certification of the appropriate monitoring systems under subpart HHH of this part and continuing until a CAIR opt-in permit is denied under § 97.284(f) or, if a CAIR opt-in permit is issued, the date and time when the unit is withdrawn from the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program in accordance with § 97.286. 
                                </P>
                                <P>
                                    (ii) The monitoring and reporting under paragraph (b)(1)(i) of this section shall include the entire control period immediately before the date on which the unit enters the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program under § 97.284(g), during which period monitoring system availability must not be less than 90 percent under subpart HHH of this part and the unit must be in full compliance with any applicable State or Federal emissions or emissions-related requirements. 
                                </P>
                                <P>
                                    (2) To the extent the SO
                                    <E T="52">2</E>
                                     emissions rate and the heat input of the unit are monitored and reported in accordance with subpart HHH of this part for one or more control periods, in addition to the control period under paragraph (b)(1)(ii) of this section, during which control periods monitoring system availability is not less than 90 percent under subpart HHH of this part and the unit is in full compliance with any applicable State or Federal emissions or emissions-related requirements and which control periods begin not more than 3 years before the unit enters the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program under § 97.284(g), such information shall be used as provided in paragraphs (c) and (d) of this section. 
                                </P>
                                <P>
                                    (c) 
                                    <E T="03">Baseline heat input</E>
                                    . The unit's baseline heat rate shall equal: 
                                </P>
                                <P>
                                    (1) If the unit's SO
                                    <E T="52">2</E>
                                     emissions rate and heat input are monitored and reported for only one control period, in accordance with paragraph (b)(1) of this section, the unit's total heat input (in mmBtu) for the control period; or 
                                </P>
                                <P>
                                    (2) If the unit's SO
                                    <E T="52">2</E>
                                     emissions rate and heat input are monitored and reported for more than one control period, in accordance with paragraphs (b)(1) and (2) of this section, the average of the amounts of the unit(s total heat input (in mmBtu) for the control periods under paragraphs (b)(1)(ii) and (2) of this section. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Baseline SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">emission rate</E>
                                    . The unit's baseline SO
                                    <E T="52">2</E>
                                     emission rate shall equal: 
                                </P>
                                <P>
                                    (1) If the unit's SO
                                    <E T="52">2</E>
                                     emissions rate and heat input are monitored and reported for only one control period, in accordance with paragraph (b)(1) of this section, the unit's SO
                                    <E T="52">2</E>
                                     emissions rate (in lb/mmBtu) for the control period; 
                                </P>
                                <P>
                                    (2) If the unit's SO
                                    <E T="52">2</E>
                                     emissions rate and heat input are monitored and reported for more than one control period, in accordance with paragraphs (b)(1) and (2) of this section, and the unit does not have add-on SO
                                    <E T="52">2</E>
                                     emission controls during any such control periods, the average of the amounts of the unit's SO
                                    <E T="52">2</E>
                                     emissions rate (in lb/mmBtu) for the control periods under paragraphs (b)(1)(ii) and (b)(2) of this section; or 
                                </P>
                                <P>
                                    (3) If the unit's SO
                                    <E T="52">2</E>
                                     emissions rate and heat input are monitored and reported for more than one control period, in accordance with paragraphs (b)(1) and (2) of this section, and the unit has add-on SO
                                    <E T="52">2</E>
                                     emission controls during any such control periods, the average of the amounts of the unit's SO
                                    <E T="52">2</E>
                                     emissions rate (in lb/mmBtu) for such control periods during which the unit has add-on SO
                                    <E T="52">2</E>
                                     emission controls. 
                                </P>
                                <P>
                                    (e) 
                                    <E T="03">Issuance of CAIR opt-in permit</E>
                                    . After calculating the baseline heat input 
                                    <PRTPAGE P="25441"/>
                                    and the baseline SO
                                    <E T="52">2</E>
                                     emissions rate for the unit under paragraphs (c) and (d) of this section and if the permitting authority determines that the CAIR designated representative shows that the unit meets the requirements for a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit in § 97.280 and meets the elements certified in § 97.283(a)(2), the permitting authority will issue a CAIR opt-in permit. The permitting authority will provide a copy of the CAIR opt-in permit to the Administrator, who will then establish a compliance account for the source that includes the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit unless the source already has a compliance account. 
                                </P>
                                <P>
                                    (f) 
                                    <E T="03">Issuance of denial of CAIR opt-in permit</E>
                                    . Notwithstanding paragraphs (a) through (e) of this section, if at any time before issuance of a CAIR opt-in permit for the unit, the permitting authority determines that the CAIR designated representative fails to show that the unit meets the requirements for a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit in § 97.280 or meets the elements certified in § 97.283(a)(2), the permitting authority will issue a denial of a CAIR opt-in permit for the unit. 
                                </P>
                                <P>
                                    (g) 
                                    <E T="03">Date of entry into CAIR SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">Trading Program</E>
                                    . A unit for which an initial CAIR opt-in permit is issued by the permitting authority shall become a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit, and a CAIR SO
                                    <E T="52">2</E>
                                     unit, as of the later of January 1, 2010 or January 1 of the first control period during which such CAIR opt-in permit is issued. 
                                </P>
                                <P>
                                    (h) 
                                    <E T="03">Repowered CAIR SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">opt-in unit</E>
                                    . (1) If CAIR designated representative requests, and the permitting authority issues a CAIR opt-in permit providing for, allocation to a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit of CAIR SO
                                    <E T="52">2</E>
                                     allowances under § 97.288(c) and such unit is repowered after its date of entry into the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program under paragraph (g) of this section, the repowered unit shall be treated as a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit replacing the original CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit, as of the date of start-up of the repowered unit's combustion chamber. 
                                </P>
                                <P>
                                    (2) Notwithstanding paragraphs (c) and (d) of this section, as of the date of start-up under paragraph (h)(1) of this section, the repowered unit shall be deemed to have the same date of commencement of operation, date of commencement of commercial operation, baseline heat input, and baseline SO
                                    <E T="52">2</E>
                                     emission rate as the original CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit, and the original CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit shall no longer be treated as a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit or a CAIR SO
                                    <E T="52">2</E>
                                     unit. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.285 </SECTNO>
                                <SUBJECT>CAIR opt-in permit contents. </SUBJECT>
                                <P>(a) Each CAIR opt-in permit will contain: </P>
                                <P>(1) All elements required for a complete CAIR permit application under § 97.222;</P>
                                <P>(2) The certification in § 97.283(a)(2); </P>
                                <P>(3) The unit's baseline heat input under § 97.284(c); </P>
                                <P>
                                    (4) The unit's baseline SO
                                    <E T="52">2</E>
                                     emission rate under § 97.284(d); 
                                </P>
                                <P>
                                    (5) A statement whether the unit is to be allocated CAIR SO
                                    <E T="52">2</E>
                                     allowances under § 97.288(b) or § 97.288(c) (subject to the conditions in §§ 97.284(h) and 97.286(g)); 
                                </P>
                                <P>
                                    (6) A statement that the unit may withdraw from the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program only in accordance with § 97.286; and 
                                </P>
                                <P>(7) A statement that the unit is subject to, and the owners and operators of the unit must comply with, the requirements of § 97.287. </P>
                                <P>
                                    (b) Each CAIR opt-in permit is deemed to incorporate automatically the definitions of terms under § 97.202 and, upon recordation by the Administrator under subpart FFF or GGG of this part or this subpart, every allocation, transfer, or deduction of CAIR SO
                                    <E T="52">2</E>
                                     allowances to or from the compliance account of the source that includes a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit covered by the CAIR opt-in permit. 
                                </P>
                                <P>
                                    (c) The CAIR opt-in permit shall be included, in a format specified by the permitting authority, in the CAIR permit for the source where the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit is located and in a title V operating permit or other federally enforceable permit for the source. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.286 </SECTNO>
                                <SUBJECT>
                                    Withdrawal from CAIR SO
                                    <E T="52">2</E>
                                     Trading Program. 
                                </SUBJECT>
                                <P>
                                    Except as provided under paragraph (g) of this section, a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit may withdraw from the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program, but only if the permitting authority issues a notification to the CAIR designated representative of the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit of the acceptance of the withdrawal of the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit in accordance with paragraph (d) of this section. 
                                </P>
                                <P>
                                    (a) 
                                    <E T="03">Requesting withdrawal</E>
                                    . In order to withdraw a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit from the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program, the CAIR designated representative of the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit shall submit to the permitting authority a request to withdraw effective as of midnight of December 31 of a specified calendar year, which date must be at least 4 years after December 31 of the year of entry into the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program under § 97.284(g). The request must be submitted no later than 90 days before the requested effective date of withdrawal. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Conditions for withdrawal</E>
                                    . Before a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit covered by a request under paragraph (a) of this section may withdraw from the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program and the CAIR opt-in permit may be terminated under paragraph (e) of this section, the following conditions must be met: 
                                </P>
                                <P>
                                    (1) For the control period ending on the date on which the withdrawal is to be effective, the source that includes the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit must meet the requirement to hold CAIR SO
                                    <E T="52">2</E>
                                     allowances under § 97.206(c) and cannot have any excess emissions. 
                                </P>
                                <P>
                                    (2) After the requirement for withdrawal under paragraph (b)(1) of this section is met, the Administrator will deduct from the compliance account of the source that includes the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit CAIR SO
                                    <E T="52">2</E>
                                     allowances equal in amount to and allocated for the same or a prior control period as any CAIR SO
                                    <E T="52">2</E>
                                     allowances allocated to the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit under § 97.288 for any control period for which the withdrawal is to be effective. If there are no remaining CAIR SO
                                    <E T="52">2</E>
                                     units at the source, the Administrator will close the compliance account, and the owners and operators of the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit may submit a CAIR SO
                                    <E T="52">2</E>
                                     allowance transfer for any remaining CAIR SO
                                    <E T="52">2</E>
                                     allowances to another CAIR SO
                                    <E T="52">2</E>
                                     Allowance Tracking System in accordance with subpart GGG of this part. 
                                </P>
                                <P>
                                    (c) 
                                    <E T="03">Notification</E>
                                    . (1) After the requirements for withdrawal under paragraphs (a) and (b) of this section are met (including deduction of the full amount of CAIR SO
                                    <E T="52">2</E>
                                     allowances required), the permitting authority will issue a notification to the CAIR designated representative of the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit of the acceptance of the withdrawal of the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit as of midnight on December 31 of the calendar year for which the withdrawal was requested. 
                                </P>
                                <P>
                                    (2) If the requirements for withdrawal under paragraphs (a) and (b) of this section are not met, the permitting authority will issue a notification to the CAIR designated representative of the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit that the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit's request to withdraw is denied. Such CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit shall continue to be a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Permit amendment</E>
                                    . After the permitting authority issues a notification under paragraph (c)(1) of this section that the requirements for withdrawal have been met, the permitting authority will revise the CAIR permit covering the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit to terminate the CAIR opt-in permit for such unit as of the effective date specified under paragraph (c)(1) of 
                                    <PRTPAGE P="25442"/>
                                    this section. The unit shall continue to be a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit until the effective date of the termination and shall comply with all requirements under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program concerning any control periods for which the unit is a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit, even if such requirements arise or must be complied with after the withdrawal takes effect. 
                                </P>
                                <P>
                                    (e) 
                                    <E T="03">Reapplication upon failure to meet conditions of withdrawal</E>
                                    . If the permitting authority denies the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit's request to withdraw, the CAIR designated representative may submit another request to withdraw in accordance with paragraphs (a) and (b) of this section. 
                                </P>
                                <P>
                                    (f) 
                                    <E T="03">Ability to reapply to the CAIR SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">Trading Program</E>
                                    . Once a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit withdraws from the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program and its CAIR opt-in permit is terminated under this section, the CAIR designated representative may not submit another application for a CAIR opt-in permit under § 97.283 for such CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit before the date that is 4 years after the date on which the withdrawal became effective. Such new application for a CAIR opt-in permit will be treated as an initial application for a CAIR opt-in permit under § 97.284. 
                                </P>
                                <P>
                                    (g) 
                                    <E T="03">Inability to withdraw</E>
                                    . Notwithstanding paragraphs (a) through (f) of this section, a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit shall not be eligible to withdraw from the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program if the CAIR designated representative of the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit requests, and the permitting authority issues a CAIR opt-in permit providing for, allocation to the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit of CAIR SO
                                    <E T="52">2</E>
                                     allowances under § 97.288(c). 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.287 </SECTNO>
                                <SUBJECT>Change in regulatory status. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Notification</E>
                                    . If a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit becomes a CAIR SO
                                    <E T="52">2</E>
                                     unit under § 97.204, then the CAIR designated representative shall notify in writing the permitting authority and the Administrator of such change in the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit's regulatory status, within 30 days of such change. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Permitting authority's and Administrator's actions</E>
                                    . (1) If a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit becomes a CAIR SO
                                    <E T="52">2</E>
                                     unit under § 97.204, the permitting authority will revise the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit's CAIR opt-in permit to meet the requirements of a CAIR permit under § 97.223, and remove the CAIR opt-in permit provisions, as of the date on which the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit becomes a CAIR SO
                                    <E T="52">2</E>
                                     unit under § 97.204. 
                                </P>
                                <P>
                                    (2)(i) The Administrator will deduct from the compliance account of the source that includes the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit that becomes a CAIR SO
                                    <E T="52">2</E>
                                     unit under § 97.204, CAIR SO
                                    <E T="52">2</E>
                                     allowances equal in amount to and allocated for the same or a prior control period as: 
                                </P>
                                <P>
                                    (A) Any CAIR SO
                                    <E T="52">2</E>
                                     allowances allocated to the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit under § 97.288 for any control period after the date on which the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit becomes a CAIR SO
                                    <E T="52">2</E>
                                     unit under § 97.204; and 
                                </P>
                                <P>
                                    (B) If the date on which the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit becomes a CAIR SO
                                    <E T="52">2</E>
                                     unit under § 97.204 is not December 31, the CAIR SO
                                    <E T="52">2</E>
                                     allowances allocated to the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit under § 97.288 for the control period that includes the date on which the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit becomes a CAIR SO
                                    <E T="52">2</E>
                                     unit under § 97.204, multiplied by the ratio of the number of days, in the control period, starting with the date on which the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit becomes a CAIR SO
                                    <E T="52">2</E>
                                     unit under § 97.204 divided by the total number of days in the control period and rounded to the nearest whole allowance as appropriate. 
                                </P>
                                <P>
                                    (ii) The CAIR designated representative shall ensure that the compliance account of the source that includes the CAIR SO
                                    <E T="52">2</E>
                                     unit that becomes a CAIR SO
                                    <E T="52">2</E>
                                     unit under § 97.204 contains the CAIR SO
                                    <E T="52">2</E>
                                     allowances necessary for completion of the deduction under paragraph (b)(2)(i) of this section. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.288 </SECTNO>
                                <SUBJECT>
                                    CAIR SO
                                    <E T="52">2</E>
                                     allowance allocations to CAIR SO
                                    <E T="52">2</E>
                                     opt-in units. 
                                </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Timing requirements</E>
                                    . (1) When the CAIR opt-in permit is issued under § 97.284(e), the permitting authority will allocate CAIR SO
                                    <E T="52">2</E>
                                     allowances to the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit, and submit to the Administrator the allocation for the control period in which a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit enters the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program under § 97.284(g), in accordance with paragraph (b) or (c) of this section. 
                                </P>
                                <P>
                                    (2) By no later than October 31 of the control period after the control period in which a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit enters the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program under § 97.284(g) and October 31 of each year thereafter, the permitting authority will allocate CAIR SO
                                    <E T="52">2</E>
                                     allowances to the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit, and submit to the Administrator the allocation for the control period that includes such submission deadline and in which the unit is a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit, in accordance with paragraph (b) or (c) of this section. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Calculation of allocation</E>
                                    . For each control period for which a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit is to be allocated CAIR SO
                                    <E T="52">2</E>
                                     allowances, the permitting authority will allocate in accordance with the following procedures, if provided in a State implementation plan revision submitted in accordance with § 51.124(r)(1), (2), or (3) of this chapter and approved by the Administrator: 
                                </P>
                                <P>
                                    (1) The heat input (in mmBtu) used for calculating the CAIR SO
                                    <E T="52">2</E>
                                     allowance allocation will be the lesser of: 
                                </P>
                                <P>
                                    (i) The CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit's baseline heat input determined under § 97.284(c); or 
                                </P>
                                <P>
                                    (ii) The CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit's heat input, as determined in accordance with subpart HHH of this part, for the immediately prior control period, except when the allocation is being calculated for the control period in which the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit enters the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program under § 97.284(g). 
                                </P>
                                <P>
                                    (2) The SO
                                    <E T="52">2</E>
                                     emission rate (in lb/mmBtu) used for calculating CAIR SO
                                    <E T="52">2</E>
                                     allowance allocations will be the lesser of: 
                                </P>
                                <P>
                                    (i) The CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit's baseline SO
                                    <E T="52">2</E>
                                     emissions rate (in lb/mmBtu) determined under § 97.284(d) and multiplied by 70 percent; or 
                                </P>
                                <P>
                                    (ii) The most stringent State or Federal SO
                                    <E T="52">2</E>
                                     emissions limitation applicable to the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit at any time during the control period for which CAIR SO
                                    <E T="52">2</E>
                                     allowances are to be allocated. 
                                </P>
                                <P>
                                    (3) The permitting authority will allocate CAIR SO
                                    <E T="52">2</E>
                                     allowances to the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit with a tonnage equivalent equal to, or less than by the smallest possible amount, the heat input under paragraph (b)(1) of this section, multiplied by the SO
                                    <E T="52">2</E>
                                     emission rate under paragraph (b)(2) of this section, and divided by 2,000 lb/ton. 
                                </P>
                                <P>
                                    (c) Notwithstanding paragraph (b) of this section and if the CAIR designated representative requests, and the permitting authority issues a CAIR opt-in permit (based on a demonstration of the intent to repower stated under § 97.283(a)(5)) providing for, allocation to a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit of CAIR SO
                                    <E T="52">2</E>
                                     allowances under this paragraph (subject to the conditions in §§ 97.284(h) and 97.286(g)), the permitting authority will allocate to the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit as follows, if provided in a State implementation plan revision submitted in accordance with § 51.124(r)(1), (2), or (3) of this chapter and approved by the Administrator: 
                                </P>
                                <P>
                                    (1) For each control period in 2010 through 2014 for which the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit is to be allocated CAIR SO
                                    <E T="52">2</E>
                                     allowances, 
                                </P>
                                <P>
                                    (i) The heat input (in mmBtu) used for calculating CAIR SO
                                    <E T="52">2</E>
                                     allowance allocations will be determined as described in paragraph (b)(1) of this section. 
                                    <PRTPAGE P="25443"/>
                                </P>
                                <P>
                                    (ii) The SO
                                    <E T="52">2</E>
                                     emission rate (in lb/mmBtu) used for calculating CAIR SO
                                    <E T="52">2</E>
                                     allowance allocations will be the lesser of: 
                                </P>
                                <P>
                                    (A) The CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit's baseline SO
                                    <E T="52">2</E>
                                     emissions rate (in lb/mmBtu) determined under § 97.284(d); or 
                                </P>
                                <P>
                                    (B) The most stringent State or Federal SO
                                    <E T="52">2</E>
                                     emissions limitation applicable to the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit at any time during the control period in which the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit enters the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program under § 97.284(g). 
                                </P>
                                <P>
                                    (iii) The permitting authority will allocate CAIR SO
                                    <E T="52">2</E>
                                     allowances to the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit with a tonnage equivalent equal to, or less than by the smallest possible amount, the heat input under paragraph (c)(1)(i) of this section, multiplied by the SO
                                    <E T="52">2</E>
                                     emission rate under paragraph (c)(1)(ii) of this section, and divided by 2,000 lb/ton. 
                                </P>
                                <P>
                                    (2) For each control period in 2015 and thereafter for which the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit is to be allocated CAIR SO
                                    <E T="52">2</E>
                                     allowances, 
                                </P>
                                <P>
                                    (i) The heat input (in mmBtu) used for calculating the CAIR SO
                                    <E T="52">2</E>
                                     allowance allocations will be determined as described in paragraph (b)(1) of this section. 
                                </P>
                                <P>
                                    (ii) The SO
                                    <E T="52">2</E>
                                     emission rate (in lb/mmBtu) used for calculating the CAIR SO
                                    <E T="52">2</E>
                                     allowance allocation will be the lesser of: 
                                </P>
                                <P>
                                    (A) The CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit's baseline SO
                                    <E T="52">2</E>
                                     emissions rate (in lb/mmBtu) determined under § 97.284(d) multiplied by 10 percent; or 
                                </P>
                                <P>
                                    (B) The most stringent State or Federal SO
                                    <E T="52">2</E>
                                     emissions limitation applicable to the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit at any time during the control period for which CAIR SO
                                    <E T="52">2</E>
                                     allowances are to be allocated. 
                                </P>
                                <P>
                                    (iii) The permitting authority will allocate CAIR SO
                                    <E T="52">2</E>
                                     allowances to the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit with a tonnage equivalent equal to, or less than by the smallest possible amount, the heat input under paragraph (c)(2)(i) of this section, multiplied by the SO
                                    <E T="52">2</E>
                                     emission rate under paragraph (c)(2)(ii) of this section, and divided by 2,000 lb/ton. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Recordation.</E>
                                     If provided in a State implementation plan revision submitted in accordance with § 51.124(r)(1), (2), or (3) of this chapter and approved by the Administrator: 
                                </P>
                                <P>
                                    (1) The Administrator will record, in the compliance account of the source that includes the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit, the CAIR SO
                                    <E T="52">2</E>
                                     allowances allocated by the permitting authority to the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit under paragraph (a)(1) of this section. 
                                </P>
                                <P>
                                    (2) By December 1 of the control period in which a CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit enters the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program under § 97.284(g) and December 1 of each year thereafter, the Administrator will record, in the compliance account of the source that includes the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit, the CAIR SO
                                    <E T="52">2</E>
                                     allowances allocated by the permitting authority to the CAIR SO
                                    <E T="52">2</E>
                                     opt-in unit under paragraph (a)(2) of this section. 
                                </P>
                                <HD SOURCE="HD1">
                                    Appendix A to Subpart III of Part 97—States With Approved State Implementation Plan Revisions Concerning CAIR SO
                                    <E T="52">2</E>
                                     Opt-In Units 
                                </HD>
                                <EXTRACT>
                                    <P>
                                        1. The following States have State Implementation Plan revisions under § 51.124(r) of this chapter approved by the Administrator and establishing procedures providing for CAIR SO
                                        <E T="52">2</E>
                                         opt-in units under subpart III of this part and allocation of CAIR SO
                                        <E T="52">2</E>
                                         allowances to such units under § 97.288(b): 
                                    </P>
                                    <P>[Reserved] </P>
                                    <P>
                                        2. The following States have State Implementation Plan revisions under § 51.124(r) of this chapter approved by the Administrator and establishing procedures providing for CAIR SO
                                        <E T="52">2</E>
                                         opt-in units under subpart III of this part and allocation of CAIR SO
                                        <E T="52">2</E>
                                         allowances to such units under § 97.288(c): 
                                    </P>
                                    <P>[Reserved] </P>
                                </EXTRACT>
                            </SECTION>
                        </SUBPART>
                    </REGTEXT>
                    <REGTEXT TITLE="?" PART="97">
                        <AMDPAR>5. Part 97 is amended by adding subparts AAAA through IIII to read as follows: </AMDPAR>
                        <CONTENTS>
                            <SUBPART>
                                <HD SOURCE="HED">
                                    Subpart AAAA—CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program General Provisions 
                                </HD>
                                <SECHD>Sec. </SECHD>
                                <SECTNO>97.301 </SECTNO>
                                <SUBJECT>Purpose. </SUBJECT>
                                <SECTNO>97.302 </SECTNO>
                                <SUBJECT>Definitions. </SUBJECT>
                                <SECTNO>97.303 </SECTNO>
                                <SUBJECT>Measurements, abbreviations, and acronyms. </SUBJECT>
                                <SECTNO>97.304 </SECTNO>
                                <SUBJECT>Applicability. </SUBJECT>
                                <SECTNO>97.305 </SECTNO>
                                <SUBJECT>Retired unit exemption. </SUBJECT>
                                <SECTNO>97.306 </SECTNO>
                                <SUBJECT>Standard requirements. </SUBJECT>
                                <SECTNO>97.307 </SECTNO>
                                <SUBJECT>Computation of time. </SUBJECT>
                                <SECTNO>97.308 </SECTNO>
                                <SUBJECT>Appeal procedures. </SUBJECT>
                                <HD SOURCE="HD1">Appendix A to Subpart AAAA of Part 97—States With Approved State Implementation Plan Revisions Concerning Applicability </HD>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">
                                    Subpart BBBB—CAIR Designated Representative for CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Sources 
                                </HD>
                                <SECTNO>97.310 </SECTNO>
                                <SUBJECT>Authorization and responsibilities of CAIR designated representative. </SUBJECT>
                                <SECTNO>97.311 </SECTNO>
                                <SUBJECT>Alternate CAIR designated representative. </SUBJECT>
                                <SECTNO>97.312 </SECTNO>
                                <SUBJECT>Changing CAIR designated representative and alternate CAIR designated representative; changes in owners and operators. </SUBJECT>
                                <SECTNO>97.313 </SECTNO>
                                <SUBJECT>Certificate of representation. </SUBJECT>
                                <SECTNO>97.314 </SECTNO>
                                <SUBJECT>Objections concerning CAIR designated representative. </SUBJECT>
                                <SECTNO>97.315 </SECTNO>
                                <SUBJECT>Delegation by CAIR designated representative and alternate CAIR designated representative. </SUBJECT>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart CCCC—Permits</HD>
                                <SECTNO>97.320 </SECTNO>
                                <SUBJECT>
                                    General CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program permit requirements. 
                                </SUBJECT>
                                <SECTNO>97.321 </SECTNO>
                                <SUBJECT>Submission of CAIR permit applications. </SUBJECT>
                                <SECTNO>97.322 </SECTNO>
                                <SUBJECT>Information requirements for CAIR permit applications. </SUBJECT>
                                <SECTNO>97.323 </SECTNO>
                                <SUBJECT>CAIR permit contents and term. </SUBJECT>
                                <SECTNO>97.324 </SECTNO>
                                <SUBJECT>CAIR permit revisions. </SUBJECT>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart DDDD—[Reserved] </HD>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">
                                    Subpart EEEE—CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Allowance Allocations 
                                </HD>
                                <SECTNO>97.340 </SECTNO>
                                <SUBJECT>State trading budgets. </SUBJECT>
                                <SECTNO>97.341 </SECTNO>
                                <SUBJECT>
                                    Timing requirements for CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocations. 
                                </SUBJECT>
                                <SECTNO>97.342 </SECTNO>
                                <SUBJECT>
                                    CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocations. 
                                </SUBJECT>
                                <SECTNO>97.343 </SECTNO>
                                <SUBJECT>
                                    Alternative of allocation of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances by permitting authority. 
                                </SUBJECT>
                                <HD SOURCE="HD1">Appendix A to Subpart EEEE of Part 97—States With Approved State Implementation Plan Revisions Concerning Allocations </HD>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">
                                    Subpart FFFF—CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Allowance Tracking System 
                                </HD>
                                <SECTNO>97.350 </SECTNO>
                                <SUBJECT>[Reserved] </SUBJECT>
                                <SECTNO>97.351 </SECTNO>
                                <SUBJECT>Establishment of accounts. </SUBJECT>
                                <SECTNO>97.352 </SECTNO>
                                <SUBJECT>Responsibilities of CAIR authorized account representative. </SUBJECT>
                                <SECTNO>97.353 </SECTNO>
                                <SUBJECT>
                                    Recordation of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocations. 
                                </SUBJECT>
                                <SECTNO>97.354 </SECTNO>
                                <SUBJECT>
                                    Compliance with CAIR NO
                                    <E T="52">X</E>
                                     emissions limitation. 
                                </SUBJECT>
                                <SECTNO>97.355 </SECTNO>
                                <SUBJECT>Banking. </SUBJECT>
                                <SECTNO>97.356 </SECTNO>
                                <SUBJECT>Account error. </SUBJECT>
                                <SECTNO>97.357 </SECTNO>
                                <SUBJECT>Closing of general accounts. </SUBJECT>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">
                                    Subpart GGGG—CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Allowance Transfers 
                                </HD>
                                <SECTNO>97.360 </SECTNO>
                                <SUBJECT>
                                    Submission of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance transfers. 
                                </SUBJECT>
                                <SECTNO>97.361 </SECTNO>
                                <SUBJECT>EPA recordation. </SUBJECT>
                                <SECTNO>97.362 </SECTNO>
                                <SUBJECT>Notification. </SUBJECT>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart HHHH—Monitoring and Reporting </HD>
                                <SECTNO>97.370 </SECTNO>
                                <SUBJECT>General requirements. </SUBJECT>
                                <SECTNO>97.371 </SECTNO>
                                <SUBJECT>Initial certification and recertification procedures. </SUBJECT>
                                <SECTNO>97.372 </SECTNO>
                                <SUBJECT>Out of control periods. </SUBJECT>
                                <SECTNO>97.373 </SECTNO>
                                <SUBJECT>Notifications. </SUBJECT>
                                <SECTNO>97.374 </SECTNO>
                                <SUBJECT>Recordkeeping and reporting. </SUBJECT>
                                <SECTNO>97.375 </SECTNO>
                                <SUBJECT>Petitions. </SUBJECT>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">
                                    Subpart IIII—CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Opt-in Units 
                                </HD>
                                <SECTNO>97.380 </SECTNO>
                                <SUBJECT>Applicability. </SUBJECT>
                                <SECTNO>97.381 </SECTNO>
                                <SUBJECT>General. </SUBJECT>
                                <SECTNO>97.382 </SECTNO>
                                <SUBJECT>CAIR designated representative. </SUBJECT>
                                <SECTNO>97.383 </SECTNO>
                                <SUBJECT>Applying for CAIR opt-in permit. </SUBJECT>
                                <SECTNO>97.384 </SECTNO>
                                <SUBJECT>Opt-in process. </SUBJECT>
                                <SECTNO>97.385 </SECTNO>
                                <SUBJECT>CAIR opt-in permit contents. </SUBJECT>
                                <SECTNO>97.386 </SECTNO>
                                <SUBJECT>
                                    Withdrawal from CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. 
                                </SUBJECT>
                                <SECTNO>97.387 </SECTNO>
                                <SUBJECT>Change in regulatory status. </SUBJECT>
                                <SECTNO>97.388 </SECTNO>
                                <SUBJECT>
                                    CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocations to CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in units. 
                                    <PRTPAGE P="25444"/>
                                </SUBJECT>
                                <HD SOURCE="HD1">
                                    Appendix A to Subpart IIII of Part 97—States With Approved State Implementation Plan Revisions Concerning CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Opt-In Units 
                                </HD>
                            </SUBPART>
                        </CONTENTS>
                        <SUBPART>
                            <HD SOURCE="HED">
                                Subpart AAAA—CAIR NO
                                <E T="52">X</E>
                                 Ozone Season Trading Program General Provisions 
                            </HD>
                            <SECTION>
                                <SECTNO>§ 97.301 </SECTNO>
                                <SUBJECT>Purpose. </SUBJECT>
                                <P>
                                    This subpart and subparts BBBB through IIII set forth the general provisions and the designated representative, permitting, allowance, monitoring, and opt-in provisions for the Federal Clean Air Interstate Rule (CAIR) NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program, under section 110 of the Clean Air Act and § 52.35 of this chapter, as a means of mitigating interstate transport of ozone and nitrogen oxides. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.302 </SECTNO>
                                <SUBJECT>Definitions. </SUBJECT>
                                <P>The terms used in this subpart and subparts BBBB through IIII shall have the meanings set forth in this section as follows: </P>
                                <P>
                                    <E T="03">Account number</E>
                                     means the identification number given by the Administrator to each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Allowance Tracking System account. 
                                </P>
                                <P>
                                    <E T="03">Acid Rain emissions limitation</E>
                                     means a limitation on emissions of sulfur dioxide or nitrogen oxides under the Acid Rain Program. 
                                </P>
                                <P>
                                    <E T="03">Acid Rain Program</E>
                                     means a multi-state sulfur dioxide and nitrogen oxides air pollution control and emission reduction program established by the Administrator under title IV of the CAA and parts 72 through 78 of this chapter. 
                                </P>
                                <P>
                                    <E T="03">Administrator</E>
                                     means the Administrator of the United States Environmental Protection Agency or the Administrator's duly authorized representative. 
                                </P>
                                <P>
                                    <E T="03">Allocate</E>
                                     or 
                                    <E T="03">allocation</E>
                                     means, with regard to CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances, the determination by a permitting authority or the Administrator of the amount of such CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances to be initially credited to a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit, a new unit set-aside, or other entity. 
                                </P>
                                <P>
                                    <E T="03">Allowance transfer deadline</E>
                                     means, for a control period, midnight of November 30 (if it is a business day), or midnight of the first business day thereafter (if November 30 is not a business day), immediately following the control period and is the deadline by which a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance transfer must be submitted for recordation in a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source's compliance account in order to be used to meet the source's CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season emissions limitation for such control period in accordance with § 97.354. 
                                </P>
                                <P>
                                    <E T="03">Alternate CAIR designated representative</E>
                                     means, for a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source and each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source, the natural person who is authorized by the owners and operators of the source and all such units at the source in accordance with subparts BBBB and IIII of this part, to act on behalf of the CAIR designated representative in matters pertaining to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. If the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source is also a CAIR NO
                                    <E T="52">X</E>
                                     source, then this natural person shall be the same person as the alternate CAIR designated representative under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program. If the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source is also a CAIR SO
                                    <E T="52">2</E>
                                     source, then this natural person shall be the same person as the alternate CAIR designated representative under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program. If the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source is also subject to the Acid Rain Program, then this natural person shall be the same person as the alternate designated representative under the Acid Rain Program. If the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source is also subject to the Hg Budget Trading Program, then this natural person shall be the same person as the alternate Hg designated representative under the Hg Budget Trading Program. 
                                </P>
                                <P>
                                    <E T="03">Automated data acquisition and handling system</E>
                                     or 
                                    <E T="03">DAHS</E>
                                     means that component of the continuous emission monitoring system, or other emissions monitoring system approved for use under subpart HHHH of this part, designed to interpret and convert individual output signals from pollutant concentration monitors, flow monitors, diluent gas monitors, and other component parts of the monitoring system to produce a continuous record of the measured parameters in the measurement units required by subpart HHHH of this part. 
                                </P>
                                <P>
                                    <E T="03">Boiler</E>
                                     means an enclosed fossil-or other-fuel-fired combustion device used to produce heat and to transfer heat to recirculating water, steam, or other medium. 
                                </P>
                                <P>
                                    <E T="03">Bottoming-cycle cogeneration unit</E>
                                     means a cogeneration unit in which the energy input to the unit is first used to produce useful thermal energy and at least some of the reject heat from the useful thermal energy application or process is then used for electricity production. 
                                </P>
                                <P>
                                    <E T="03">CAIR authorized account representative</E>
                                     means, with regard to a general account, a responsible natural person who is authorized, in accordance with subparts BBBB, FFFF, and IIII of this part, to transfer and otherwise dispose of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances held in the general account and, with regard to a compliance account, the CAIR designated representative of the source. 
                                </P>
                                <P>
                                    <E T="03">CAIR designated representative</E>
                                     means, for a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source and each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source, the natural person who is authorized by the owners and operators of the source and all such units at the source, in accordance with subparts BBBB and IIII of this part, to represent and legally bind each owner and operator in matters pertaining to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. If the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source is also a CAIR NO
                                    <E T="52">X</E>
                                     source, then this natural person shall be the same person as the CAIR designated representative under the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program. If the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source is also a CAIR SO
                                    <E T="52">2</E>
                                     source, then this natural person shall be the same person as the CAIR designated representative under the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program. If the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source is also subject to the Acid Rain Program, then this natural person shall be the same person as the designated representative under the Acid Rain Program. If the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source is also subject to the Hg Budget Trading Program, then this natural person shall be the same person as the Hg designated representative under the Hg Budget Trading Program. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Annual Trading Program</E>
                                     means a multi-state nitrogen oxides air pollution control and emission reduction program established by the Administrator in accordance with subparts AA through II of this part and §§ 51.123(p) and 52.35 of this chapter or approved and administered by the Administrator in accordance with subparts AA through II of part 96 of this chapter and § 51.123(o)(1) or (2) of this chapter, as a means of mitigating interstate transport of fine particulates and nitrogen oxides. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Ozone Season allowance</E>
                                     means a limited authorization issued by a permitting authority or the Administrator under subpart EEEE of this part, § 97.388, or provisions of a State implementation plan that are approved under § 51.123(aa)(1) or (2) (and (bb)(1)), (bb)(2), (dd), or (ee) of this chapter, to emit one ton of nitrogen oxides during a control period of the specified calendar year for which the authorization is allocated or of any calendar year thereafter under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program or a limited authorization issued by a 
                                    <PRTPAGE P="25445"/>
                                    permitting authority for a control period during 2003 through 2008 under the NO
                                    <E T="52">X</E>
                                     Budget Trading Program in accordance with § 51.121(p) of this chapter to emit one ton of nitrogen oxides during a control period, provided that the provision in § 51.121(b)(2)(ii)(E) of this chapter shall not be used in applying this definition and the limited authorization shall not have been used to meet the allowance-holding requirement under the NO
                                    <E T="52">X</E>
                                     Budget Trading Program. An authorization to emit nitrogen oxides that is not issued under subpart EEEE of this part, § 97.388, or provisions of a State implementation plan that are approved under § 51.123(aa)(1) or (2) (and (bb)(1)), (bb)(2), (dd), or (ee) of this chapter or under the NO
                                    <E T="52">X</E>
                                     Budget Trading Program as described in the prior sentence shall not be a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance.
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Ozone Season allowance deduction</E>
                                     or 
                                    <E T="03">deduct CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Ozone Season allowances</E>
                                     means the permanent withdrawal of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances by the Administrator from a compliance account, 
                                    <E T="03">e.g.,</E>
                                     in order to account for a specified number of tons of total nitrogen oxides emissions from all CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units at a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source for a control period, determined in accordance with subpart HHHH of this part, or to account for excess emissions. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Ozone Season Allowance Tracking System</E>
                                     means the system by which the Administrator records allocations, deductions, and transfers of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. Such allowances will be allocated, held, deducted, or transferred only as whole allowances. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Ozone Season Allowance Tracking System account</E>
                                     means an account in the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Allowance Tracking System established by the Administrator for purposes of recording the allocation, holding, transferring, or deducting of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Ozone Season allowances held</E>
                                     or 
                                    <E T="03">hold CAIR NO</E>
                                    <E T="52">X</E>
                                      
                                    <E T="03">Ozone Season allowances</E>
                                     means the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances recorded by the Administrator, or submitted to the Administrator for recordation, in accordance with subparts FFFF, GGGG, and IIII of this part, in a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Allowance Tracking System account. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Ozone Season emissions limitation</E>
                                     means, for a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source, the tonnage equivalent, in NO
                                    <E T="52">X</E>
                                     emissions in a control period, of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances available for deduction for the source under § 97.354(a) and (b) for the control period. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Ozone Season source</E>
                                     means a source that includes one or more CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Ozone Season Trading Program</E>
                                     means a multi-state nitrogen oxides air pollution control and emission reduction program established by the Administrator in accordance with subparts AAAA through IIII of this part and §§ 51.123(ee) and 52.35 of this chapter or approved and administered by the Administrator in accordance with under subparts AAAA through IIII and § 51.123(aa)(1) or (2) (and (bb)(1)), (bb)(2), or (dd) of this chapter, as a means of mitigating interstate transport of ozone and nitrogen oxides. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Ozone Season unit</E>
                                     means a unit that is subject to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program under § 97.304 and, except for purposes of § 97.305 and subpart EEEE of this part, a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit under subpart IIII of this part. 
                                </P>
                                <P>
                                    <E T="03">CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">source</E>
                                     means a source that is subject to the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program. 
                                </P>
                                <P>
                                    <E T="03">CAIR permit</E>
                                     means the legally binding and federally enforceable written document, or portion of such document, issued by the permitting authority under subpart CCCC of this part, including any permit revisions, specifying the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program requirements applicable to a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source, to each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source, and to the owners and operators and the CAIR designated representative of the source and each such unit. 
                                </P>
                                <P>
                                    <E T="03">CAIR SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">source</E>
                                     means a source that is subject to the CAIR SO
                                    <E T="52">2</E>
                                     Trading Program. 
                                </P>
                                <P>
                                    <E T="03">CAIR SO</E>
                                    <E T="54">2</E>
                                      
                                    <E T="03">Trading Program</E>
                                     means a multi-state sulfur dioxide air pollution control and emission reduction program established by the Administrator in accordance with subparts AAA through III of this part and §§ 51.124(r) and 52.36 of this chapter or approved and  administered by the Administrator in accordance with subparts AAA through III of part 96 of this chapter and § 51.124(o)(1) or (2) of this chapter, as a means of mitigating interstate transport of fine particulates and sulfur dioxide. 
                                </P>
                                <P>
                                    <E T="03">Certifying official</E>
                                     means: 
                                </P>
                                <P>(1) For a corporation, a president, secretary, treasurer, or vice-president or the corporation in charge of a principal business function or any other person who performs similar policy or decision-making functions for the corporation; </P>
                                <P>(2) For a partnership or sole proprietorship, a general partner or the proprietor respectively; or </P>
                                <P>(3) For a local government entity or State, Federal, or other public agency, a principal executive officer or ranking elected official. </P>
                                <P>
                                    <E T="03">Clean Air Act</E>
                                     or 
                                    <E T="03">CAA</E>
                                     means the Clean Air Act, 42 U.S.C. 7401, 
                                    <E T="03">et seq.</E>
                                </P>
                                <P>
                                    <E T="03">Coal</E>
                                     means any solid fuel classified as anthracite, bituminous, subbituminous, or lignite. 
                                </P>
                                <P>
                                    <E T="03">Coal-derived fuel</E>
                                     means any fuel (whether in a solid, liquid, or gaseous state) produced by the mechanical, thermal, or chemical processing of coal. 
                                </P>
                                <P>
                                    <E T="03">Coal-fired</E>
                                     means: 
                                </P>
                                <P>(1) Except for purposes of subpart EEEE of this part, combusting any amount of coal or coal-derived fuel, alone or in combination with any amount of any other fuel, during any year; or </P>
                                <P>(2) For purposes of subpart EEEE of this part, combusting any amount of coal or coal-derived fuel, alone or in combination with any amount of any other fuel, during a specified year. </P>
                                <P>
                                    <E T="03">Cogeneration unit</E>
                                     means a stationary, fossil-fuel-fired boiler or stationary, fossil-fuel-fired combustion turbine: 
                                </P>
                                <P>(1) Having equipment used to produce electricity and useful thermal energy for industrial, commercial, heating, or cooling purposes through the sequential use of energy; and </P>
                                <P>(2) Producing during the 12-month period starting on the date the unit first produces electricity and during any calendar year after the calendar year in which the unit first produces electricity— </P>
                                <P>(i) For a topping-cycle cogeneration unit, </P>
                                <P>(A) Useful thermal energy not less than 5 percent of total energy output; and </P>
                                <P>(B) Useful power that, when added to one-half of useful thermal energy produced, is not less then 42.5 percent of total energy input, if useful thermal energy produced is 15 percent or more of total energy output, or not less than 45 percent of total energy input, if useful thermal energy produced is less than 15 percent of total energy output. </P>
                                <P>(ii) For a bottoming-cycle cogeneration unit, useful power not less than 45 percent of total energy input. </P>
                                <P>
                                    <E T="03">Combustion turbine</E>
                                     means: 
                                </P>
                                <P>(1) An enclosed device comprising a compressor, a combustor, and a turbine and in which the flue gas resulting from the combustion of fuel in the combustor passes through the turbine, rotating the turbine; and </P>
                                <P>
                                    (2) If the enclosed device under paragraph (1) of this definition is combined cycle, any associated duct 
                                    <PRTPAGE P="25446"/>
                                    burner, heat recovery steam generator, and steam turbine. 
                                </P>
                                <P>
                                    <E T="03">Commence commercial operation</E>
                                     means, with regard to a unit:
                                </P>
                                <P>(1) To have begun to produce steam, gas, or other heated medium used to generate electricity for sale or use, including test generation, except as provided in § 97.305 and § 97.384(h). </P>
                                <P>
                                    (i) For a unit that is a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304 on the later of November 15, 1990 or the date the unit commences commercial operation as defined in paragraph (1) of this definition and that subsequently undergoes a physical change (other than replacement of the unit by a unit at the same source), such date shall remain the date of commencement of commercial operation of the unit, which shall continue to be treated as the same unit. 
                                </P>
                                <P>
                                    (ii) For a unit that is a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304 on the later of November 15, 1990 or the date the unit commences commercial operation as defined in paragraph (1) of this definition and that is subsequently replaced by a unit at the same source (
                                    <E T="03">e.g.,</E>
                                     repowered), such date shall remain the replaced unit's date of commencement of commercial operation, and the replacement unit shall be treated as a separate unit with a separate date for commencement of commercial operation as defined in paragraph (1), (2), or (3) of this definition as appropriate. 
                                </P>
                                <P>
                                    (2) Notwithstanding paragraph (1) of this definition and except as provided in § 97.305, for a unit that is not a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304 on the later of November 15, 1990 or the date the unit commences commercial operation as defined in paragraph (1) of this definition, the unit's date for commencement of commercial operation shall be the date on which the unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304. 
                                </P>
                                <P>(i) For a unit with a date for commencement of commercial operation as defined in paragraph (2) of this definition and that subsequently undergoes a physical change (other than replacement of the unit by a unit at the same source), such date shall remain the date of commencement of commercial operation of the unit, which shall continue to be treated as the same unit. </P>
                                <P>
                                    (ii) For a unit with a date for commencement of commercial operation as defined in paragraph (2) of this definition and that is subsequently replaced by a unit at the same source (
                                    <E T="03">e.g.,</E>
                                     repowered), such date shall remain the replaced unit's date of commencement of commercial operation, and the replacement unit shall be treated as a separate unit with a separate date for commencement of commercial operation as defined in paragraph (1), (2), or (3) of this definition as appropriate. 
                                </P>
                                <P>(3) Notwithstanding paragraphs (1) and (2) of this definition, for a unit not serving a generator producing electricity for sale, the unit's date of commencement of operation shall also be the unit's date of commencement of commercial operation. </P>
                                <P>
                                    <E T="03">Commence operation</E>
                                     means: 
                                </P>
                                <P>(1) To have begun any mechanical, chemical, or electronic process, including, with regard to a unit, start-up of a unit's combustion chamber, except as provided in § 97.384(h). </P>
                                <P>(i) For a unit that undergoes a physical change (other than replacement of the unit by a unit at the same source) after the date the unit commences operation as defined in paragraph (1) of this definition, such date shall remain the date of commencement of operation of the unit, which shall continue to be treated as the same unit. </P>
                                <P>
                                    (ii) For a unit that is replaced by a unit at the same source (
                                    <E T="03">e.g.,</E>
                                     repowered) after the date the unit commences operation as defined in paragraph (1) of this definition, such date shall remain the replaced unit's date of commencement of operation, and the replacement unit shall be treated as a separate unit with a separate date for commencement of operation as defined in paragraph (1) or (2) of this definition as appropriate, except as provided in § 97.384(h). 
                                </P>
                                <P>
                                    (2) Notwithstanding paragraph (1) of this definition and solely for purposes of subpart HHHH of this part, for a unit that is not a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304(d) on the later of November 15, 1990 or the date the unit commences operation as defined in paragraph (1) of this definition and subsequently becomes such a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit, the unit's date for commencement of operation shall be the date on which the unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304(d). 
                                </P>
                                <P>(i) For a unit with a date for commencement of operation as defined in paragraph (2) of this definition and that subsequently undergoes a physical change (other than replacement of the unit by a unit at the same source), such date shall remain the date of commencement of operation of the unit, which shall continue to be treated as the same unit. </P>
                                <P>
                                    (ii) For a unit with a date for commencement of operation as defined in paragraph (2) of this definition and that is subsequently replaced by a unit at the same source (
                                    <E T="03">e.g.,</E>
                                     repowered), such date shall remain the replaced unit's date of commencement of operation, and the replacement unit shall be treated as a separate unit with a separate date for commencement of operation as defined in paragraph (1) or (2) of this definition as appropriate.
                                </P>
                                <P>
                                    <E T="03">Common stack</E>
                                     means a single flue through which emissions from 2 or more units are exhausted. 
                                </P>
                                <P>
                                    <E T="03">Compliance account</E>
                                     means a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Allowance Tracking System account, established by the Administrator for a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source under subpart FFFF or IIII of this part, in which any CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocations for the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units at the source are initially recorded and in which are held any CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances available for use for a control period in order to meet the source's CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season emissions limitation in accordance with § 97.354. 
                                </P>
                                <P>
                                    <E T="03">Continuous emission monitoring system</E>
                                     or 
                                    <E T="03">CEMS</E>
                                     means the equipment required under subpart HHHH of this part to sample, analyze, measure, and provide, by means of readings recorded at least once every 15 minutes (using an automated data acquisition and handling system (DAHS)), a permanent record of nitrogen oxides emissions, stack gas volumetric flow rate, stack gas moisture content, and oxygen or carbon dioxide concentration (as applicable), in a manner consistent with part 75 of this chapter. The following systems are the principal types of continuous emission monitoring systems required under subpart HHHH of this part: 
                                </P>
                                <P>(1) A flow monitoring system, consisting of a stack flow rate monitor and an automated data acquisition and handling system and providing a permanent, continuous record of stack gas volumetric flow rate, in standard cubic feet per hour (scfh); </P>
                                <P>
                                    (2) A nitrogen oxides concentration monitoring system, consisting of a NO
                                    <E T="52">X</E>
                                     pollutant concentration monitor and an automated data acquisition and handling system and providing a permanent, continuous record of NO
                                    <E T="52">X</E>
                                     emissions, in parts per million (ppm); 
                                </P>
                                <P>
                                    (3) A nitrogen oxides emission rate (or NO
                                    <E T="52">X</E>
                                    -diluent) monitoring system, consisting of a NO
                                    <E T="52">X</E>
                                     pollutant concentration monitor, a diluent gas (CO
                                    <E T="52">2</E>
                                     or O
                                    <E T="52">2</E>
                                    ) monitor, and an automated data acquisition and handling system and providing a permanent, continuous record of NO
                                    <E T="52">X</E>
                                     concentration, in parts per million (ppm), diluent gas concentration, in percent CO
                                    <E T="52">2</E>
                                     or O
                                    <E T="52">2</E>
                                    , and NO
                                    <E T="52">X</E>
                                     emission rate, in pounds per million British thermal units (lb/mmBtu); 
                                    <PRTPAGE P="25447"/>
                                </P>
                                <P>
                                    (4) A moisture monitoring system, as defined in § 75.11(b)(2) of this chapter and providing a permanent, continuous record of the stack gas moisture content, in percent H
                                    <E T="52">2</E>
                                    O; 
                                </P>
                                <P>
                                    (5) A carbon dioxide monitoring system, consisting of a CO
                                    <E T="52">2</E>
                                     pollutant concentration monitor (or an oxygen monitor plus suitable mathematical equations from which the CO
                                    <E T="52">2</E>
                                     concentration is derived) and an automated data acquisition and handling system and providing a permanent, continuous record of CO
                                    <E T="52">2</E>
                                     emissions, in percent CO
                                    <E T="52">2</E>
                                    ; and 
                                </P>
                                <P>
                                    (6) An oxygen monitoring system, consisting of an O
                                    <E T="52">2</E>
                                     concentration monitor and an automated data acquisition and handling system and providing a permanent, continuous record of O
                                    <E T="52">2</E>
                                    , in percent O
                                    <E T="52">2</E>
                                    . 
                                </P>
                                <P>
                                    <E T="03">Control period</E>
                                     or 
                                    <E T="03">ozone season</E>
                                     means the period beginning May 1 of a calendar year, except as provided in § 97.306(c)(2) and ending on September 30 of the same year, inclusive. 
                                </P>
                                <P>
                                    <E T="03">Emissions</E>
                                     means air pollutants exhausted from a unit or source into the atmosphere, as measured, recorded, and reported to the Administrator by the CAIR designated representative and as determined by the Administrator in accordance with subpart HHHH of this part. 
                                </P>
                                <P>
                                    <E T="03">Excess emissions</E>
                                     means any ton of nitrogen oxides emitted by the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units at a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source during a control period that exceeds the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season emissions limitation for the source. 
                                </P>
                                <P>
                                    <E T="03">Fossil fuel</E>
                                     means natural gas, petroleum, coal, or any form of solid, liquid, or gaseous fuel derived from such material. 
                                </P>
                                <P>
                                    <E T="03">Fossil-fuel-fired</E>
                                     means, with regard to a unit, combusting any amount of fossil fuel in any calendar year. 
                                </P>
                                <P>
                                    <E T="03">Fuel oil</E>
                                     means any petroleum-based fuel (including diesel fuel or petroleum derivatives such as oil tar) and any recycled or blended petroleum products or petroleum by-products used as a fuel whether in a liquid, solid, or gaseous state. 
                                </P>
                                <P>
                                    <E T="03">General account</E>
                                     means a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Allowance Tracking System account, established under subpart FFFF of this part, that is not a compliance account. 
                                </P>
                                <P>
                                    <E T="03">Generator</E>
                                     means a device that produces electricity. 
                                </P>
                                <P>
                                    <E T="03">Gross electrical output</E>
                                     means, with regard to a cogeneration unit, electricity made available for use, including any such electricity used in the power production process (which process includes, but is not limited to, any on-site processing or treatment of fuel combusted at the unit and any on-site emission controls). 
                                </P>
                                <P>
                                    <E T="03">Heat input</E>
                                     means, with regard to a specified period of time, the product (in mmBtu/time) of the gross calorific value of the fuel (in Btu/lb) divided by 1,000,000 Btu/mmBtu and multiplied by the fuel feed rate into a combustion device (in lb of fuel/time), as measured, recorded, and reported to the Administrator by the CAIR designated representative and determined by the Administrator in accordance with subpart HHHH of this part and excluding the heat derived from preheated combustion air, recirculated flue gases, or exhaust from other sources. 
                                </P>
                                <P>
                                    <E T="03">Heat input rate</E>
                                     means the amount of heat input (in mmBtu) divided by unit operating time (in hr) or, with regard to a specific fuel, the amount of heat input attributed to the fuel (in mmBtu) divided by the unit operating time (in hr) during which the unit combusts the fuel. 
                                </P>
                                <P>
                                    <E T="03">Hg Budget Trading Program</E>
                                     means a multi-state Hg air pollution control and emission reduction program approved and administered by the Administrator in accordance subpart HHHH of part 60 of this chapter and § 60.24(h)(6), or established by the Administrator under section 111 of the Clean Air Act, as a means of reducing national Hg emissions. 
                                </P>
                                <P>
                                    <E T="03">Life-of-the-unit, firm power contractual arrangement</E>
                                     means a unit participation power sales agreement under which a utility or industrial customer reserves, or is entitled to receive, a specified amount or percentage of nameplate capacity and associated energy generated by any specified unit and pays its proportional amount of such unit's total costs, pursuant to a contract: 
                                </P>
                                <P>(1) For the life of the unit; </P>
                                <P>(2) For a cumulative term of no less than 30 years, including contracts that permit an election for early termination; or </P>
                                <P>(3) For a period no less than 25 years or 70 percent of the economic useful life of the unit determined as of the time the unit is built, with option rights to purchase or release some portion of the nameplate capacity and associated energy generated by the unit at the end of the period. </P>
                                <P>
                                    <E T="03">Maximum design heat input</E>
                                     means the maximum amount of fuel per hour (in Btu/hr) that a unit is capable of combusting on a steady state basis as of the initial installation of the unit as specified by the manufacturer of the unit. 
                                </P>
                                <P>
                                    <E T="03">Monitoring system</E>
                                     means any monitoring system that meets the requirements of subpart HHHH of this part, including a continuous emissions monitoring system, an alternative monitoring system, or an excepted monitoring system under part 75 of this chapter. 
                                </P>
                                <P>
                                    <E T="03">Most stringent State or Federal NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">emissions limitation</E>
                                     means, with regard to a unit, the lowest NO
                                    <E T="52">X</E>
                                     emissions limitation (in terms of lb/mmBtu) that is applicable to the unit under State or Federal law, regardless of the averaging period to which the emissions limitation applies. 
                                </P>
                                <P>
                                    <E T="03">Nameplate capacity</E>
                                     means, starting from the initial installation of a generator, the maximum electrical generating output (in MWe) that the generator is capable of producing on a steady state basis and during continuous operation (when not restricted by seasonal or other deratings) as of such installation as specified by the manufacturer of the generator or, starting from the completion of any subsequent physical change in the generator resulting in an increase in the maximum electrical generating output (in MWe) that the generator is capable of producing on a steady state basis and during continuous operation (when not restricted by seasonal or other deratings), such increased maximum amount as of such completion as specified by the person conducting the physical change. 
                                </P>
                                <P>
                                    <E T="03">Oil-fired</E>
                                     means, for purposes of subpart EEEE of this part, combusting fuel oil for more than 15.0 percent of the annual heat input in a specified year and not qualifying as coal-fired. 
                                </P>
                                <P>
                                    <E T="03">Operator</E>
                                     means any person who operates, controls, or supervises a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit or a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source and shall include, but not be limited to, any holding company, utility system, or plant manager of such a unit or source. 
                                </P>
                                <P>
                                    <E T="03">Owner</E>
                                     means any of the following persons:
                                </P>
                                <P>
                                    (1) With regard to a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source or a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at a source, respectively: 
                                </P>
                                <P>
                                    (i) Any holder of any portion of the legal or equitable title in a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source or the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit; 
                                </P>
                                <P>
                                    (ii) Any holder of a leasehold interest in a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source or the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit; or 
                                </P>
                                <P>
                                    (iii) Any purchaser of power from a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source or the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under a life-of-the-unit, firm power contractual arrangement; provided that, unless expressly provided for in a leasehold agreement, owner shall not include a passive lessor, or a person 
                                    <PRTPAGE P="25448"/>
                                    who has an equitable interest through such lessor, whose rental payments are not based (either directly or indirectly) on the revenues or income from such CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit; or 
                                </P>
                                <P>
                                    (2) With regard to any general account, any person who has an ownership interest with respect to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances held in the general account and who is subject to the binding agreement for the CAIR authorized account representative to represent the person's ownership interest with respect to CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances. 
                                </P>
                                <P>
                                    <E T="03">Permitting authority</E>
                                     means the State air pollution control agency, local agency, other State agency, or other agency authorized by the Administrator to issue or revise permits to meet the requirements of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program in accordance with subpart CCCC of this part or, if no such agency has been so authorized, the Administrator. 
                                </P>
                                <P>
                                    <E T="03">Potential electrical output capacity</E>
                                     means 33 percent of a unit(s maximum design heat input, divided by 3,413 Btu/kWh, divided by 1,000 kWh/MWh, and multiplied by 8,760 hr/yr. 
                                </P>
                                <P>
                                    <E T="03">Receive or receipt of</E>
                                     means, when referring to the permitting authority or the Administrator, to come into possession of a document, information, or correspondence (whether sent in hard copy or by authorized electronic transmission), as indicated in an official log, or by a notation made on the document, information, or correspondence, by the permitting authority or the Administrator in the regular course of business. 
                                </P>
                                <P>
                                    <E T="03">Recordation</E>
                                    , 
                                    <E T="03">record</E>
                                    , or 
                                    <E T="03">recorded</E>
                                     means, with regard to CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances, the movement of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances by the Administrator into or between CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Allowance Tracking System accounts, for purposes of allocation, transfer, or deduction. 
                                </P>
                                <P>
                                    <E T="03">Reference method</E>
                                     means any direct test method of sampling and analyzing for an air pollutant as specified in ( 75.22 of this chapter. 
                                </P>
                                <P>
                                    <E T="03">Replacement</E>
                                    , 
                                    <E T="03">replace</E>
                                    , or 
                                    <E T="03">replaced</E>
                                     means, with regard to a unit, the demolishing of a unit, or the permanent shutdown and permanent disabling of a unit, and the construction of another unit (the replacement unit) to be used instead of the demolished or shutdown unit (the replaced unit). 
                                </P>
                                <P>
                                    <E T="03">Repowered</E>
                                     means, with regard to a unit, replacement of a coal-fired boiler with one of the following coal-fired technologies at the same source as the coal-fired boiler: 
                                </P>
                                <P>(1) Atmospheric or pressurized fluidized bed combustion; </P>
                                <P>(2) Integrated gasification combined cycle; </P>
                                <P>(3) Magnetohydrodynamics; </P>
                                <P>(4) Direct and indirect coal-fired turbines; </P>
                                <P>(5) Integrated gasification fuel cells; or </P>
                                <P>(6) As determined by the Administrator in consultation with the Secretary of Energy, a derivative of one or more of the technologies under paragraphs (1) through (5) of this definition and any other coal-fired technology capable of controlling multiple combustion emissions simultaneously with improved boiler or generation efficiency and with significantly greater waste reduction relative to the performance of technology in widespread commercial use as of January 1, 2005. </P>
                                <P>
                                    <E T="03">Sequential use of energy</E>
                                     means: 
                                </P>
                                <P>(1) For a topping-cycle cogeneration unit, the use of reject heat from electricity production in a useful thermal energy application or process; or </P>
                                <P>(2) For a bottoming-cycle cogeneration unit, the use of reject heat from useful thermal energy application or process in electricity production. </P>
                                <P>
                                    <E T="03">Serial number</E>
                                     means, for a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance, the unique identification number assigned to each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance by the Administrator. 
                                </P>
                                <P>
                                    <E T="03">Solid waste incineration unit</E>
                                     means a stationary, fossil-fuel-fired boiler or stationary, fossil-fuel-fired combustion turbine that is a “solid waste incineration unit” as defined in section 129(g)(1) of the Clean Air Act. 
                                </P>
                                <P>
                                    <E T="03">Source</E>
                                     means all buildings, structures, or installations located in one or more contiguous or adjacent properties under common control of the same person or persons. For purposes of section 502(c) of the Clean Air Act, a “source,” including a “source” with multiple units, shall be considered a single “facility.” 
                                </P>
                                <P>
                                    <E T="03">State</E>
                                     means one of the States or the District of Columbia that is subject to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program pursuant to ( 52.35 of this chapter. 
                                </P>
                                <P>
                                    <E T="03">Submit or serve</E>
                                     means to send or transmit a document, information, or correspondence to the person specified in accordance with the applicable regulation: 
                                </P>
                                <P>(1) In person; </P>
                                <P>(2) By United States Postal Service; or </P>
                                <P>(3) By other means of dispatch or transmission and delivery. Compliance with any “submission” or “service” deadline shall be determined by the date of dispatch, transmission, or mailing and not the date of receipt. </P>
                                <P>
                                    <E T="03">Title V operating permit</E>
                                     means a permit issued under title V of the Clean Air Act and part 70 or part 71 of this chapter. 
                                </P>
                                <P>
                                    <E T="03">Title V operating permit regulations</E>
                                     means the regulations that the Administrator has approved or issued as meeting the requirements of title V of the Clean Air Act and part 70 or 71 of this chapter. 
                                </P>
                                <P>
                                    <E T="03">Ton</E>
                                     means 2,000 pounds. For the purpose of determining compliance with the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season emissions limitation, total tons of nitrogen oxides emissions for a control period shall be calculated as the sum of all recorded hourly emissions (or the mass equivalent of the recorded hourly emission rates) in accordance with subpart HHHH of this part, but with any remaining fraction of a ton equal to or greater than 0.50 tons deemed to equal one ton and any remaining fraction of a ton less than 0.50 tons deemed to equal zero tons. 
                                </P>
                                <P>
                                    <E T="03">Topping-cycle cogeneration unit</E>
                                     means a cogeneration unit in which the energy input to the unit is first used to produce useful power, including electricity, and at least some of the reject heat from the electricity production is then used to provide useful thermal energy. 
                                </P>
                                <P>
                                    <E T="03">Total energy input</E>
                                     means, with regard to a cogeneration unit, total energy of all forms supplied to the cogeneration unit, excluding energy produced by the cogeneration unit itself. 
                                </P>
                                <P>
                                    <E T="03">Total energy output</E>
                                     means, with regard to a cogeneration unit, the sum of useful power and useful thermal energy produced by the cogeneration unit. 
                                </P>
                                <P>
                                    <E T="03">Unit</E>
                                     means a stationary, fossil-fuel-fired boiler or combustion turbine or other stationary, fossil-fuel-fired combustion device. 
                                </P>
                                <P>
                                    <E T="03">Unit operating day</E>
                                     means a calendar day in which a unit combusts any fuel. 
                                </P>
                                <P>
                                    <E T="03">Unit operating hour</E>
                                     or 
                                    <E T="03">hour of unit operation</E>
                                     means an hour in which a unit combusts any fuel. 
                                </P>
                                <P>
                                    <E T="03">Useful power</E>
                                     means, with regard to a cogeneration unit, electricity or mechanical energy made available for use, excluding any such energy used in the power production process (which process includes, but is not limited to, any on-site processing or treatment of fuel combusted at the unit and any on-site emission controls). 
                                </P>
                                <P>
                                    <E T="03">Useful thermal energy</E>
                                     means, with regard to a cogeneration unit, thermal energy that is: 
                                </P>
                                <P>
                                    (1) Made available to an industrial or commercial process (not a power production process), excluding any heat contained in condensate return or makeup water; 
                                    <PRTPAGE P="25449"/>
                                </P>
                                <P>
                                    (2) Used in a heating application (
                                    <E T="03">e.g.,</E>
                                     space heating or domestic hot water heating); or 
                                </P>
                                <P>
                                    (3) Used in a space cooling application (
                                    <E T="03">i.e.,</E>
                                     thermal energy used by an absorption chiller). 
                                </P>
                                <P>
                                    <E T="03">Utility power distribution system</E>
                                     means the portion of an electricity grid owned or operated by a utility and dedicated to delivering electricity to customers. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.303 </SECTNO>
                                <SUBJECT>Measurements, abbreviations, and acronyms. </SUBJECT>
                                <P>Measurements, abbreviations, and acronyms used in this subpart and subparts BBBB through IIII are defined as follows: </P>
                                <FP SOURCE="FP-1">Btu—British thermal unit. </FP>
                                <FP SOURCE="FP-1">
                                    CO
                                    <E T="52">2</E>
                                    —carbon dioxide. 
                                </FP>
                                <FP SOURCE="FP-1">
                                    H
                                    <E T="52">2</E>
                                    O—water. 
                                </FP>
                                <FP SOURCE="FP-1">Hg—mercury. </FP>
                                <FP SOURCE="FP-1">hr—hour. </FP>
                                <FP SOURCE="FP-1">kW—kilowatt electrical. </FP>
                                <FP SOURCE="FP-1">kWh—kilowatt hour. </FP>
                                <FP SOURCE="FP-1">lb—pound. </FP>
                                <FP SOURCE="FP-1">mmBtu—million Btu. </FP>
                                <FP SOURCE="FP-1">MWe—megawatt electrical. </FP>
                                <FP SOURCE="FP-1">MWh—megawatt hour. </FP>
                                <FP SOURCE="FP-1">
                                    NO
                                    <E T="52">X</E>
                                    —nitrogen oxides. 
                                </FP>
                                <FP SOURCE="FP-1">
                                    O
                                    <E T="52">2</E>
                                    —oxygen. 
                                </FP>
                                <FP SOURCE="FP-1">ppm—parts per million. </FP>
                                <FP SOURCE="FP-1">scfh—standard cubic feet per hour. </FP>
                                <FP SOURCE="FP-1">
                                    SO
                                    <E T="52">2</E>
                                    —sulfur dioxide. 
                                </FP>
                                <FP SOURCE="FP-1">yr—year. </FP>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.304 </SECTNO>
                                <SUBJECT>Applicability. </SUBJECT>
                                <P>(a) Except as provided in paragraph (b) of this section: </P>
                                <P>
                                    (1) The following units in a State shall be CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units, and any source that includes one or more such units shall be a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source, subject to the requirements of this subpart and subparts BBBB through HHHH of this part: any stationary, fossil-fuel-fired boiler or stationary, fossil-fuel-fired combustion turbine serving at any time, since the later of November 15, 1990 or the start-up of the unit(s combustion chamber, a generator with nameplate capacity of more than 25 MWe producing electricity for sale. 
                                </P>
                                <P>
                                    (2) If a stationary boiler or stationary combustion turbine that, under paragraph (a)(1) of this section, is not a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit begins to combust fossil fuel or to serve a generator with nameplate capacity of more than 25 MWe producing electricity for sale, the unit shall become a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit as provided in paragraph (a)(1) of this section on the first date on which it both combusts fossil fuel and serves such generator. 
                                </P>
                                <P>
                                    (b) The units in a State that meet the requirements set forth in paragraph (b)(1)(i), (b)(2)(i), or (b)(2)(ii) of this section shall not be CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units:
                                </P>
                                <P>
                                    (1)(i) Any unit that is a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under paragraph (a)(1) or (2) of this section: 
                                </P>
                                <P>(A) Qualifying as a cogeneration unit during the 12-month period starting on the date the unit first produces electricity and continuing to qualify as a cogeneration unit; and </P>
                                <P>(B) Not serving at any time, since the later of November 15, 1990 or the start-up of the unit's combustion chamber, a generator with nameplate capacity of more than 25 MWe supplying in any calendar year more than one-third of the unit(s potential electric output capacity or 219,000 MWh, whichever is greater, to any utility power distribution system for sale. </P>
                                <P>
                                    (ii) If a unit qualifies as a cogeneration unit during the 12-month period starting on the date the unit first produces electricity and meets the requirements of paragraphs (b)(1)(i) of this section for at least one calendar year, but subsequently no longer meets all such requirements, the unit shall become a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit starting on the earlier of January 1 after the first calendar year during which the unit first no longer qualifies as a cogeneration unit or January 1 after the first calendar year during which the unit no longer meets the requirements of paragraph (b)(1)(i)(B) of this section. 
                                </P>
                                <P>
                                    (2)(i) Any unit that is a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under paragraph (a)(1) or (2) of this section commencing operation before January 1, 1985: 
                                </P>
                                <P>(A) Qualifying as a solid waste incineration unit; and </P>
                                <P>(B) With an average annual fuel consumption of non-fossil fuel for 1985-1987 exceeding 80 percent (on a Btu basis) and an average annual fuel consumption of non-fossil fuel for any 3 consecutive calendar years after 1990 exceeding 80 percent (on a Btu basis). </P>
                                <P>
                                    (ii) Any unit that is a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under paragraph (a)(1) or (2) of this section commencing operation on or after January 1, 1985: 
                                </P>
                                <P>(A) Qualifying as a solid waste incineration unit; and </P>
                                <P>(B) With an average annual fuel consumption of non-fossil fuel for the first 3 calendar years of operation exceeding 80 percent (on a Btu basis) and an average annual fuel consumption of non-fossil fuel for any 3 consecutive calendar years after 1990 exceeding 80 percent (on a Btu basis). </P>
                                <P>
                                    (iii) If a unit qualifies as a solid waste incineration unit and meets the requirements of paragraph (b)(2)(i) or (ii) of this section for at least 3 consecutive calendar years, but subsequently no longer meets all such requirements, the unit shall become a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit starting on the earlier of January 1 after the first calendar year during which the unit first no longer qualifies as a solid waste incineration unit or January 1 after the first 3 consecutive calendar years after 1990 for which the unit has an average annual fuel consumption of fossil fuel of 20 percent or more. 
                                </P>
                                <P>
                                    (c) A certifying official of an owner or operator of any unit may petition the Administrator at any time for a determination concerning the applicability, under paragraphs (a) and (b) of this section, of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program to the unit. 
                                </P>
                                <P>
                                    (1) 
                                    <E T="03">Petition content.</E>
                                     The petition shall be in writing and include the identification of the unit and the relevant facts about the unit. The petition and any other documents provided to the Administrator in connection with the petition shall include the following certification statement, signed by the certifying official: “I am authorized to make this submission on behalf of the owners and operators of the unit for which the submission is made. I certify under penalty of law that I have personally examined, and am familiar with, the statements and information submitted in this document and all its attachments. Based on my inquiry of those individuals with primary responsibility for obtaining the information, I certify that the statements and information are to the best of my knowledge and belief true, accurate, and complete. I am aware that there are significant penalties for submitting false statements and information or omitting required statements and information, including the possibility of fine or imprisonment.”
                                </P>
                                <P>
                                    (2) 
                                    <E T="03">Submission.</E>
                                     The petition and any other documents provided in connection with the petition shall be submitted to the Director of the Clean Air Markets Division (or its successor), U.S. Environmental Protection Agency, who will act on the petition as the Administrator's duly authorized representative. 
                                </P>
                                <P>
                                    (3) 
                                    <E T="03">Response.</E>
                                     The Administrator will issue a written response to the petition and may request supplemental information relevant to such petition. The Administrator's determination concerning the applicability, under paragraphs (a) and (b) of this section, of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program to the unit shall be binding on the permitting authority unless the petition or other information or documents provided in connection with 
                                    <PRTPAGE P="25450"/>
                                    the petition are found to have contained significant, relevant errors or omissions. 
                                </P>
                                <P>
                                    (d) Notwithstanding paragraphs (a) and (b) of this section, if a State submits, and the Administrator approves, a State implementation plan revision in accordance with § 51.123(ee)(1) of this chapter providing for the inclusion in the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program of all units that are not otherwise CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units under paragraphs (a) and (b) of this section and that are NO
                                    <E T="52">X</E>
                                     Budget units covered by the State's emissions trading program approved under § 51.121(p) of this chapter, such units shall be CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units as of the first date that they are NO
                                    <E T="52">X</E>
                                     Budget units under the NO
                                    <E T="52">X</E>
                                     Budget Trading Program under § 51.121(p) of this chapter. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.305 </SECTNO>
                                <SUBJECT>Retired unit exemption. </SUBJECT>
                                <P>
                                    (a)(1) Any CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit that is permanently retired and is not a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit under subpart IIII of this part shall be exempt from the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program, except for the provisions of this section, §§ 97.302, 97.303, 97.304, 97.306(c)(4) through (7), 97.307, 97.308, and subparts BBBB and EEEE through GGGG of this part. 
                                </P>
                                <P>
                                    (2) The exemption under paragraph (a)(1) of this section shall become effective the day on which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit is permanently retired. Within 30 days of the unit's permanent retirement, the CAIR designated representative shall submit a statement to the permitting authority otherwise responsible for administering any CAIR permit for the unit and shall submit a copy of the statement to the Administrator. The statement shall state, in a format prescribed by the permitting authority, that the unit was permanently retired on a specific date and will comply with the requirements of paragraph (b) of this section. 
                                </P>
                                <P>(3) After receipt of the statement under paragraph (a)(2) of this section, the permitting authority will amend any permit under subpart CCCC of this part covering the source at which the unit is located to add the provisions and requirements of the exemption under paragraphs (a)(1) and (b) of this section. </P>
                                <P>
                                    (b) 
                                    <E T="03">Special provisions.</E>
                                     (1) A unit exempt under paragraph (a) of this section shall not emit any nitrogen oxides, starting on the date that the exemption takes effect. 
                                </P>
                                <P>
                                    (2) The Administrator or the permitting authority will allocate CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances under subpart EEEE of this part to a unit exempt under paragraph (a) of this section. 
                                </P>
                                <P>(3) For a period of 5 years from the date the records are created, the owners and operators of a unit exempt under paragraph (a) of this section shall retain at the source that includes the unit, records demonstrating that the unit is permanently retired. The 5-year period for keeping records may be extended for cause, at any time before the end of the period, in writing by the permitting authority or the Administrator. The owners and operators bear the burden of proof that the unit is permanently retired. </P>
                                <P>
                                    (4) The owners and operators and, to the extent applicable, the CAIR designated representative of a unit exempt under paragraph (a) of this section shall comply with the requirements of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program concerning all periods for which the exemption is not in effect, even if such requirements arise, or must be complied with, after the exemption takes effect. 
                                </P>
                                <P>(5) A unit exempt under paragraph (a) of this section and located at a source that is required, or but for this exemption would be required, to have a title V operating permit shall not resume operation unless the CAIR designated representative of the source submits a complete CAIR permit application under § 97.322 for the unit not less than 18 months (or such lesser time provided by the permitting authority) before the later of January 1, 2009 or the date on which the unit resumes operation. </P>
                                <P>(6) On the earlier of the following dates, a unit exempt under paragraph (a) of this section shall lose its exemption: </P>
                                <P>(i) The date on which the CAIR designated representative submits a CAIR permit application for the unit under paragraph (b)(5) of this section; </P>
                                <P>(ii) The date on which the CAIR designated representative is required under paragraph (b)(5) of this section to submit a CAIR permit application for the unit; or </P>
                                <P>(iii) The date on which the unit resumes operation, if the CAIR designated representative is not required to submit a CAIR permit application for the unit. </P>
                                <P>(7) For the purpose of applying monitoring, reporting, and recordkeeping requirements under subpart HHHH of this part, a unit that loses its exemption under paragraph (a) of this section shall be treated as a unit that commences commercial operation on the first date on which the unit resumes operation. </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.306 </SECTNO>
                                <SUBJECT>Standard requirements. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Permit requirements.</E>
                                     (1) The CAIR designated representative of each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source required to have a title V operating permit and each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit required to have a title V operating permit at the source shall: 
                                </P>
                                <P>(i) Submit to the permitting authority a complete CAIR permit application under § 97.322 in accordance with the deadlines specified in § 97.321; and </P>
                                <P>(ii) Submit in a timely manner any supplemental information that the permitting authority determines is necessary in order to review a CAIR permit application and issue or deny a CAIR permit. </P>
                                <P>
                                    (2) The owners and operators of each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source required to have a title V operating permit and each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit required to have a title V operating permit at the source shall have a CAIR permit issued by the permitting authority under subpart CCCC of this part for the source and operate the source and the unit in compliance with such CAIR permit. 
                                </P>
                                <P>
                                    (3) Except as provided in subpart IIII of this part, the owners and operators of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source that is not otherwise required to have a title V operating permit and each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit that is not otherwise required to have a title V operating permit are not required to submit a CAIR permit application, and to have a CAIR permit, under subpart CCCC of this part for such CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source and such CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Monitoring, reporting, and recordkeeping requirements.</E>
                                     (1) The owners and operators, and the CAIR designated representative, of each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source and each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source shall comply with the monitoring, reporting, and recordkeeping requirements of subpart HHHH of this part. 
                                </P>
                                <P>
                                    (2) The emissions measurements recorded and reported in accordance with subpart HHHH of this part shall be used to determine compliance by each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source with the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season emissions limitation under paragraph (c) of this section. 
                                </P>
                                <P>
                                    (c) 
                                    <E T="03">Nitrogen oxides ozone season emission requirements.</E>
                                     (1) As of the allowance transfer deadline for a control period, the owners and operators of each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source and each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source shall hold, in the source's compliance account, CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances available for compliance deductions for the control period under § 97.354(a) in an amount not less than the tons of total nitrogen oxides emissions for the control period 
                                    <PRTPAGE P="25451"/>
                                    from all CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units at the source, as determined in accordance with subpart HHHH of this part. 
                                </P>
                                <P>
                                    (2) A CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit shall be subject to the requirements under paragraph (c)(1) of this section for the control period starting on the later of May 1, 2009 or the deadline for meeting the unit's monitor certification requirements under § 97.370(b)(1), (2), (3), or (7) and for each control period thereafter. 
                                </P>
                                <P>
                                    (3) A CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance shall not be deducted, for compliance with the requirements under paragraph (c)(1) of this section, for a control period in a calendar year before the year for which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance was allocated. 
                                </P>
                                <P>
                                    (4) CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances shall be held in, deducted from, or transferred into or among CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Allowance Tracking System accounts in accordance with subparts EEEE, FFFF, GGGG, and IIII of this part. 
                                </P>
                                <P>
                                    (5) A CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance is a limited authorization to emit one ton of nitrogen oxides in accordance with the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. No provision of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program, the CAIR permit application, the CAIR permit, or an exemption under § 97.305 and no provision of law shall be construed to limit the authority of the United States to terminate or limit such authorization. 
                                </P>
                                <P>
                                    (6) A CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance does not constitute a property right. 
                                </P>
                                <P>
                                    (7) Upon recordation by the Administrator under subpart EEEE, FFFF, GGGG, or IIII of this part, every allocation, transfer, or deduction of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance to or from a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source's compliance account is incorporated automatically in any CAIR permit of the source. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Excess emissions requirements.</E>
                                     If a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source emits nitrogen oxides during any control period in excess of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season emissions limitation, then: 
                                </P>
                                <P>
                                    (1) The owners and operators of the source and each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source shall surrender the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances required for deduction under § 97.354(d)(1) and pay any fine, penalty, or assessment or comply with any other remedy imposed, for the same violations, under the Clean Air Act or applicable State law; and
                                </P>
                                <P>(2) Each ton of such excess emissions and each day of such control period shall constitute a separate violation of this subpart, the Clean Air Act, and applicable State law. </P>
                                <P>
                                    (e) 
                                    <E T="03">Recordkeeping and reporting requirements.</E>
                                     (1) Unless otherwise provided, the owners and operators of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source and each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source shall keep on site at the source each of the following documents for a period of 5 years from the date the document is created. This period may be extended for cause, at any time before the end of 5 years, in writing by the permitting authority or the Administrator. 
                                </P>
                                <P>
                                    (i) The certificate of representation under § 97.313 for the CAIR designated representative for the source and each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source and all documents that demonstrate the truth of the statements in the certificate of representation; provided that the certificate and documents shall be retained on site at the source beyond such 5-year period until such documents are superseded because of the submission of a new certificate of representation under § 97.313 changing the CAIR designated representative. 
                                </P>
                                <P>(ii) All emissions monitoring information, in accordance with subpart HHHH of this part, provided that to the extent that subpart HHHH of this part provides for a 3-year period for recordkeeping, the 3-year period shall apply. </P>
                                <P>
                                    (iii) Copies of all reports, compliance certifications, and other submissions and all records made or required under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. 
                                </P>
                                <P>
                                    (iv) Copies of all documents used to complete a CAIR permit application and any other submission under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program or to demonstrate compliance with the requirements of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. 
                                </P>
                                <P>
                                    (2) The CAIR designated representative of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source and each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source shall submit the reports required under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program, including those under subpart HHHH of this part. 
                                </P>
                                <P>
                                    (f) 
                                    <E T="03">Liability.</E>
                                     (1) Each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source and each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit shall meet the requirements of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. 
                                </P>
                                <P>
                                    (2) Any provision of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program that applies to a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source or the CAIR designated representative of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source shall also apply to the owners and operators of such source and of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units at the source. 
                                </P>
                                <P>
                                    (3) Any provision of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program that applies to a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit or the CAIR designated representative of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit shall also apply to the owners and operators of such unit. 
                                </P>
                                <P>
                                    (g) 
                                    <E T="03">Effect on other authorities.</E>
                                     No provision of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program, a CAIR permit application, a CAIR permit, or an exemption under § 97.305 shall be construed as exempting or excluding the owners and operators, and the CAIR designated representative, of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source or CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit from compliance with any other provision of the applicable, approved State implementation plan, a federally enforceable permit, or the Clean Air Act. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.307 </SECTNO>
                                <SUBJECT>Computation of time. </SUBJECT>
                                <P>
                                    (a) Unless otherwise stated, any time period scheduled, under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program, to begin on the occurrence of an act or event shall begin on the day the act or event occurs. 
                                </P>
                                <P>
                                    (b) Unless otherwise stated, any time period scheduled, under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program, to begin before the occurrence of an act or event shall be computed so that the period ends the day before the act or event occurs. 
                                </P>
                                <P>
                                    (c) Unless otherwise stated, if the final day of any time period, under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program, falls on a weekend or a State or Federal holiday, the time period shall be extended to the next business day. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.308 </SECTNO>
                                <SUBJECT>Appeal procedures. </SUBJECT>
                                <P>
                                    The appeal procedures for decisions of the Administrator under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program are set forth in part 78 of this chapter. 
                                </P>
                                <HD SOURCE="HD1">Appendix A to Subpart AAAA of Part 97—States With Approved State Implementation Plan Revisions Concerning Applicability </HD>
                                <EXTRACT>
                                    <P>The following States have State Implementation Plan revisions under § 51.123(ee)(1) of this chapter approved by the Administrator and providing for expansion of the applicability provisions to include all non-EGUs subject to the respective State's emission trading program approved under § 51.121(p) of this chapter: </P>
                                    <P>[Reserved] </P>
                                </EXTRACT>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <PRTPAGE P="25452"/>
                            <HD SOURCE="HED">
                                Subpart BBBB—CAIR Designated Representative for CAIR NO
                                <E T="52">X</E>
                                 Ozone Season Sources 
                            </HD>
                            <SECTION>
                                <SECTNO>§ 97.310 </SECTNO>
                                <SUBJECT>Authorization and responsibilities of CAIR designated representative. </SUBJECT>
                                <P>
                                    (a) Except as provided under § 97.311, each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source, including all CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units at the source, shall have one and only one CAIR designated representative, with regard to all matters under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program concerning the source or any CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source. 
                                </P>
                                <P>
                                    (b) The CAIR designated representative of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source shall be selected by an agreement binding on the owners and operators of the source and all CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units at the source and shall act in accordance with the certification statement in § 97.313(a)(4)(iv). 
                                </P>
                                <P>
                                    (c) Upon receipt by the Administrator of a complete certificate of representation under § 97.313, the CAIR designated representative of the source shall represent and, by his or her representations, actions, inactions, or submissions, legally bind each owner and operator of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source represented and each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source in all matters pertaining to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program, notwithstanding any agreement between the CAIR designated representative and such owners and operators. The owners and operators shall be bound by any decision or order issued to the CAIR designated representative by the permitting authority, the Administrator, or a court regarding the source or unit. 
                                </P>
                                <P>
                                    (d) No CAIR permit will be issued, no emissions data reports will be accepted, and no CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Allowance Tracking System account will be established for a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at a source, until the Administrator has received a complete certificate of representation under § 97.313 for a CAIR designated representative of the source and the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units at the source. 
                                </P>
                                <P>
                                    (e)(1) Each submission under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program shall be submitted, signed, and certified by the CAIR designated representative for each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source on behalf of which the submission is made. Each such submission shall include the following certification statement by the CAIR designated representative: “I am authorized to make this submission on behalf of the owners and operators of the source or units for which the submission is made. I certify under penalty of law that I have personally examined, and am familiar with, the statements and information submitted in this document and all its attachments. Based on my inquiry of those individuals with primary responsibility for obtaining the information, I certify that the statements and information are to the best of my knowledge and belief true, accurate, and complete. I am aware that there are significant penalties for submitting false statements and information or omitting required statements and information, including the possibility of fine or imprisonment.” 
                                </P>
                                <P>
                                    (2) The permitting authority and the Administrator will accept or act on a submission made on behalf of owner or operators of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source or a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit only if the submission has been made, signed, and certified in accordance with paragraph (e)(1) of this section. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.311 </SECTNO>
                                <SUBJECT>Alternate CAIR designated representative. </SUBJECT>
                                <P>(a) A certificate of representation under § 97.313 may designate one and only one alternate CAIR designated representative, who may act on behalf of the CAIR designated representative. The agreement by which the alternate CAIR designated representative is selected shall include a procedure for authorizing the alternate CAIR designated representative to act in lieu of the CAIR designated representative. </P>
                                <P>(b) Upon receipt by the Administrator of a complete certificate of representation under § 97.313, any representation, action, inaction, or submission by the alternate CAIR designated representative shall be deemed to be a representation, action, inaction, or submission by the CAIR designated representative. </P>
                                <P>(c) Except in this section and §§ 97.302, 97.310(a) and (d), 97.312, 97.313, 97.315, 97.351, and 97.382, whenever the term “CAIR designated representative” is used in subparts AAAA through IIII of this part, the term shall be construed to include the CAIR designated representative or any alternate CAIR designated representative. </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.312 </SECTNO>
                                <SUBJECT>Changing CAIR designated representative and alternate CAIR designated representative; changes in owners and operators. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Changing CAIR designated representative.</E>
                                     The CAIR designated representative may be changed at any time upon receipt by the Administrator of a superseding complete certificate of representation under § 97.313. Notwithstanding any such change, all representations, actions, inactions, and submissions by the previous CAIR designated representative before the time and date when the Administrator receives the superseding certificate of representation shall be binding on the new CAIR designated representative and the owners and operators of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source and the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units at the source. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Changing alternate CAIR designated representative.</E>
                                     The alternate CAIR designated representative may be changed at any time upon receipt by the Administrator of a superseding complete certificate of representation under § 97.313. Notwithstanding any such change, all representations, actions, inactions, and submissions by the previous alternate CAIR designated representative before the time and date when the Administrator receives the superseding certificate of representation shall be binding on the new alternate CAIR designated representative and the owners and operators of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source and the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units at the source. 
                                </P>
                                <P>
                                    (c) 
                                    <E T="03">Changes in owners and operators.</E>
                                     (1) In the event an owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source or a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit is not included in the list of owners and operators in the certificate of representation under § 97.313, such owner or operator shall be deemed to be subject to and bound by the certificate of representation, the representations, actions, inactions, and submissions of the CAIR designated representative and any alternate CAIR designated representative of the source or unit, and the decisions and orders of the permitting authority, the Administrator, or a court, as if the owner or operator were included in such list. 
                                </P>
                                <P>
                                    (2) Within 30 days following any change in the owners and operators of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source or a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit, including the addition of a new owner or operator, the CAIR designated representative or any alternate CAIR designated representative shall submit a revision to the certificate of representation under § 97.313 amending the list of owners and operators to include the change. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.313 </SECTNO>
                                <SUBJECT>Certificate of representation. </SUBJECT>
                                <P>
                                    (a) A complete certificate of representation for a CAIR designated representative or an alternate CAIR designated representative shall include 
                                    <PRTPAGE P="25453"/>
                                    the following elements in a format prescribed by the Administrator: 
                                </P>
                                <P>
                                    (1) Identification of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source, and each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source, for which the certificate of representation is submitted, including identification and nameplate capacity of each generator served by each such unit. 
                                </P>
                                <P>(2) The name, address, e-mail address (if any), telephone number, and facsimile transmission number (if any) of the CAIR designated representative and any alternate CAIR designated representative. </P>
                                <P>
                                    (3) A list of the owners and operators of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source and of each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source. 
                                </P>
                                <P>(4) The following certification statements by the CAIR designated representative and any alternate CAIR designated representative— </P>
                                <P>
                                    (i) “I certify that I was selected as the CAIR designated representative or alternate CAIR designated representative, as applicable, by an agreement binding on the owners and operators of the source and each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source.” 
                                </P>
                                <P>
                                    (ii) “I certify that I have all the necessary authority to carry out my duties and responsibilities under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program on behalf of the owners and operators of the source and of each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source and that each such owner and operator shall be fully bound by my representations, actions, inactions, or submissions.” 
                                </P>
                                <P>
                                    (iii) “I certify that the owners and operators of the source and of each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source shall be bound by any order issued to me by the Administrator, the permitting authority, or a court regarding the source or unit.” 
                                </P>
                                <P>
                                    (iv) “Where there are multiple holders of a legal or equitable title to, or a leasehold interest in, a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit, or where a utility or industrial customer purchases power from a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under a life-of-the-unit, firm power contractual arrangement, I certify that: I have given a written notice of my selection as the ‘CAIR designated representative’ or ‘alternate CAIR designated representative’, as applicable, and of the agreement by which I was selected to each owner and operator of the source and of each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source; and CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances and proceeds of transactions involving CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances will be deemed to be held or distributed in proportion to each holder's legal, equitable, leasehold, or contractual reservation or entitlement, except that, if such multiple holders have expressly provided for a different distribution of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances by contract, CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances and proceeds of transactions involving CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances will be deemed to be held or distributed in accordance with the contract.” 
                                </P>
                                <P>(5) The signature of the CAIR designated representative and any alternate CAIR designated representative and the dates signed. </P>
                                <P>(b) Unless otherwise required by the permitting authority or the Administrator, documents of agreement referred to in the certificate of representation shall not be submitted to the permitting authority or the Administrator. Neither the permitting authority nor the Administrator shall be under any obligation to review or evaluate the sufficiency of such documents, if submitted. </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.314 </SECTNO>
                                <SUBJECT>Objections concerning CAIR designated representative. </SUBJECT>
                                <P>(a) Once a complete certificate of representation under § 97.313 has been submitted and received, the permitting authority and the Administrator will rely on the certificate of representation unless and until a superseding complete certificate of representation under § 97.313 is received by the Administrator. </P>
                                <P>
                                    (b) Except as provided in § 97.312(a) or (b), no objection or other communication submitted to the permitting authority or the Administrator concerning the authorization, or any representation, action, inaction, or submission, of the CAIR designated representative shall affect any representation, action, inaction, or submission of the CAIR designated representative or the finality of any decision or order by the permitting authority or the Administrator under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. 
                                </P>
                                <P>
                                    (c) Neither the permitting authority nor the Administrator will adjudicate any private legal dispute concerning the authorization or any representation, action, inaction, or submission of any CAIR designated representative, including private legal disputes concerning the proceeds of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance transfers. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.315 </SECTNO>
                                <SUBJECT>Delegation by CAIR designated representative and alternate CAIR designated representative. </SUBJECT>
                                <P>(a) A CAIR designated representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under this part. </P>
                                <P>(b) An alternate CAIR designated representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under this part.</P>
                                <P>(c) In order to delegate authority to make an electronic submission to the Administrator in accordance with paragraph (a) or (b) of this section, the CAIR designated representative or alternate CAIR designated representative, as appropriate, must submit to the Administrator a notice of delegation, in a format prescribed by the Administrator, that includes the following elements: </P>
                                <P>(1) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of such CAIR designated representative or alternate CAIR designated representative; </P>
                                <P>(2) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of each such natural person (referred to as an “agent”); </P>
                                <P>(3) For each such natural person, a list of the type or types of electronic submissions under paragraph (a) or (b) of this section for which authority is delegated to him or her; and </P>
                                <P>(4) The following certification statements by such CAIR designated representative or alternate CAIR designated representative: </P>
                                <P>(i) “I agree that any electronic submission to the Administrator that is by an agent identified in this notice of delegation and of a type listed for such agent in this notice of delegation and that is made when I am a CAIR designated representative or alternate CAIR designated representative, as appropriate, and before this notice of delegation is superseded by another notice of delegation under 40 CFR 97.315(d) shall be deemed to be an electronic submission by me.” </P>
                                <P>(ii) “Until this notice of delegation is superseded by another notice of delegation under 40 CFR 97.315(d), I agree to maintain an e-mail account and to notify the Administrator immediately of any change in my e-mail address unless all delegation of authority by me under 40 CFR 97.315 is terminated.”. </P>
                                <P>
                                    (d) A notice of delegation submitted under paragraph (c) of this section shall be effective, with regard to the CAIR designated representative or alternate CAIR designated representative identified in such notice, upon receipt of such notice by the Administrator and until receipt by the Administrator of a 
                                    <PRTPAGE P="25454"/>
                                    superseding notice of delegation submitted by such CAIR designated representative or alternate CAIR designated representative, as appropriate. The superseding notice of delegation may replace any previously identified agent, add a new agent, or eliminate entirely any delegation of authority. 
                                </P>
                                <P>(e) Any electronic submission covered by the certification in paragraph (c)(4)(i) of this section and made in accordance with a notice of delegation effective under paragraph (d) of this section shall be deemed to be an electronic submission by the CAIR designated representative or alternate CAIR designated representative submitting such notice of delegation. </P>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">Subpart CCCC—Permits </HD>
                            <SECTION>
                                <SECTNO>§ 97.320 </SECTNO>
                                <SUBJECT>
                                    General CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program permit requirements. 
                                </SUBJECT>
                                <P>
                                    (a) For each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source required to have a title V operating permit or required, under subpart IIII of this part, to have a title V operating permit or other federally enforceable permit, such permit shall include a CAIR permit administered by the permitting authority for the title V operating permit or the federally enforceable permit as applicable. The CAIR portion of the title V permit or other federally enforceable permit as applicable shall be administered in accordance with the permitting authority's title V operating permits regulations promulgated under part 70 or 71 of this chapter or the permitting authority's regulations for other federally enforceable permits as applicable, except as provided otherwise by § 97.305, this subpart, and subpart IIII of this part. 
                                </P>
                                <P>
                                    (b) Each CAIR permit shall contain, with regard to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source and the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units at the source covered by the CAIR permit, all applicable CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program, CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program, and CAIR SO
                                    <E T="52">2</E>
                                     Trading Program requirements and shall be a complete and separable portion of the title V operating permit or other federally enforceable permit under paragraph (a) of this section.
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.321</SECTNO>
                                <SUBJECT>Submission of CAIR permit applications.</SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Duty to apply</E>
                                    . The CAIR designated representative of any CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source required to have a title V operating permit shall submit to the permitting authority a complete CAIR permit application under § 97.322 for the source covering each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source at least 18 months (or such lesser time provided by the permitting authority) before the later of January 1, 2009 or the date on which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit commences commercial operation, except as provided in § 97.383(a).
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Duty to reapply</E>
                                    . For a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source required to have a title V operating permit, the CAIR designated representative shall submit a complete CAIR permit application under § 97.322 for the source covering each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the source to renew the CAIR permit in accordance with the permitting authority's title V operating permits regulations addressing permit renewal, except as provided in § 97.383(b).
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.322</SECTNO>
                                <SUBJECT>Information requirements for CAIR permit applications.</SUBJECT>
                                <P>
                                    A complete CAIR permit application shall include the following elements concerning the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source for which the application is submitted, in a format prescribed by the permitting authority:
                                </P>
                                <P>
                                    (a) Identification of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source;
                                </P>
                                <P>
                                    (b) Identification of each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit at the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source; and
                                </P>
                                <P>(c) The standard requirements under § 97.306.</P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.323</SECTNO>
                                <SUBJECT>CAIR permit contents and term.</SUBJECT>
                                <P>(a) Each CAIR permit will contain, in a format prescribed by the permitting authority, all elements required for a complete CAIR permit application under § 97.322.</P>
                                <P>
                                    (b) Each CAIR permit is deemed to incorporate automatically the definitions of terms under § 97.302 and, upon recordation by the Administrator under subpart EEEE, FFFF, GGGG, or IIII of this part, every allocation, transfer, or deduction of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance to or from the compliance account of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source covered by the permit.
                                </P>
                                <P>
                                    (c) The term of the CAIR permit will be set by the permitting authority, as necessary to facilitate coordination of the renewal of the CAIR permit with issuance, revision, or renewal of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source's title V operating permit or other federally enforceable permit as applicable.
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.324</SECTNO>
                                <SUBJECT>CAIR permit revisions.</SUBJECT>
                                <P>Except as provided in § 97.323(b), the permitting authority will revise the CAIR permit, as necessary, in accordance with the permitting authority's title V operating permits regulations or the permitting authority's regulations for other federally enforceable permits as applicable addressing permit revisions.</P>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">Subpart DDDD—[Reserved]</HD>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">
                                Subpart EEEE—CAIR NO
                                <E T="52">X</E>
                                 Ozone Season Allowance Allocations
                            </HD>
                            <SECTION>
                                <SECTNO>§ 97.340</SECTNO>
                                <SUBJECT>State trading budgets.</SUBJECT>
                                <P>
                                    (a) Except as provided in paragraph (b) of this section, the State trading budgets for annual allocations of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances for the control periods in 2009 through 2014 and in 2015 and thereafter are respectively as follows:
                                </P>
                                <GPOTABLE COLS="3" OPTS="L2,tp0,i1" CDEF="s100,12,12">
                                    <TTITLE>  </TTITLE>
                                    <BOXHD>
                                        <CHED H="1">State </CHED>
                                        <CHED H="1">State trading budget for 2009-2014 (tons) </CHED>
                                        <CHED H="1">State trading budget for 2015 and thereafter (tons) </CHED>
                                    </BOXHD>
                                    <ROW>
                                        <ENT I="01">Alabama</ENT>
                                        <ENT>32,182</ENT>
                                        <ENT>26,818 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Arkansas</ENT>
                                        <ENT>11,515</ENT>
                                        <ENT>9,597 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Connecticut</ENT>
                                        <ENT>2,559</ENT>
                                        <ENT>2,559 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Delaware</ENT>
                                        <ENT>2,226</ENT>
                                        <ENT>1,855 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">District of Columbia</ENT>
                                        <ENT>112</ENT>
                                        <ENT>94 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Florida</ENT>
                                        <ENT>47,912</ENT>
                                        <ENT>39,926 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Illinois</ENT>
                                        <ENT>30,701</ENT>
                                        <ENT>28,981 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Indiana</ENT>
                                        <ENT>45,952</ENT>
                                        <ENT>39,273 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Iowa</ENT>
                                        <ENT>14,263</ENT>
                                        <ENT>11,886 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Kentucky</ENT>
                                        <ENT>36,045</ENT>
                                        <ENT>30,587 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Louisiana</ENT>
                                        <ENT>17,085</ENT>
                                        <ENT>14,238 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Maryland</ENT>
                                        <ENT>12,834</ENT>
                                        <ENT>10,695 </ENT>
                                    </ROW>
                                    <ROW>
                                        <PRTPAGE P="25455"/>
                                        <ENT I="01">Massachusetts</ENT>
                                        <ENT>7,551</ENT>
                                        <ENT>6,293 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Michigan</ENT>
                                        <ENT>28,971</ENT>
                                        <ENT>24,142 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Mississippi</ENT>
                                        <ENT>8,714</ENT>
                                        <ENT>7,262 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Missouri</ENT>
                                        <ENT>26,678</ENT>
                                        <ENT>22,231 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">New Jersey</ENT>
                                        <ENT>6,654</ENT>
                                        <ENT>5,545 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">New York</ENT>
                                        <ENT>20,632</ENT>
                                        <ENT>17,193 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">North Carolina</ENT>
                                        <ENT>28,392</ENT>
                                        <ENT>23,660 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Ohio</ENT>
                                        <ENT>45,664</ENT>
                                        <ENT>39,945 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Pennsylvania</ENT>
                                        <ENT>42,171</ENT>
                                        <ENT>35,143 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">South Carolina</ENT>
                                        <ENT>15,249</ENT>
                                        <ENT>12,707 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Tennessee</ENT>
                                        <ENT>22,842</ENT>
                                        <ENT>19,035 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Virginia</ENT>
                                        <ENT>15,994</ENT>
                                        <ENT>13,328 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">West Virginia</ENT>
                                        <ENT>26,859</ENT>
                                        <ENT>26,525 </ENT>
                                    </ROW>
                                    <ROW>
                                        <ENT I="01">Wisconsin</ENT>
                                        <ENT>17,987</ENT>
                                        <ENT>14,989 </ENT>
                                    </ROW>
                                </GPOTABLE>
                                <P>
                                    (b) Upon approval by the Administrator of a State's State implementation plan revision under § 51.123(ee)(1) of this chapter providing for the inclusion in the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program of all units that are not otherwise CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units under § 97.304(a) and (b) and that are NO
                                    <E T="52">X</E>
                                     Budget units covered by the State's emissions trading program approved under § 51.121(p), the amount in the State trading budget for a control period in a calendar year will be the sum of the amount set forth for the State and for the year in paragraph (a) of this section and the amount of additional CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocations issued under § 51.123(ee)(1)(ii)(A) of this chapter for the year.
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.341</SECTNO>
                                <SUBJECT>
                                    Timing requirements for CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocations.
                                </SUBJECT>
                                <P>
                                    (a) The Administrator will determine by order the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocations, in accordance with § 97.342(a) and (b), for the control periods in 2009, 2010, 2011, 2012, 2013, and 2014.
                                </P>
                                <P>
                                    (b) By July 31, 2011 and July 31 of each year thereafter, the Administrator will determine by order the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocations, in accordance with § 97.342(a) and (b), for the control period in the fourth year after the year of the applicable deadline for determination under this paragraph.
                                </P>
                                <P>
                                    (c) By April 30, 2009 and April 30 of each year thereafter, the Administrator will determine by order the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocations, in accordance with § 97.342(a), (c), and (d), for the control period in the year of the applicable deadline for determination under this paragraph.
                                </P>
                                <P>
                                    (d) The Administrator will make available to the public each determination of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances under paragraph (a), (b), or (c) of this section and will provide an opportunity for submission of objections to the determination. Objections shall be limited to addressing whether the determination is in accordance with § 97.342. Based on any such objections, the Administrator will adjust each determination to the extent necessary to ensure that it is in accordance with § 97.342.
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.342</SECTNO>
                                <SUBJECT>
                                    CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocations.
                                </SUBJECT>
                                <P>
                                    (a)(1) The baseline heat input (in mmBtu) used with respect to CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocations under paragraph (b) of this section for each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit will be:
                                </P>
                                <P>(i) For units commencing operation before January 1, 2001 the average of the 3 highest amounts of the unit's adjusted control period heat input for 2000 through 2004, with the adjusted control period heat input for each year calculated as follows:</P>
                                <P>(A) If the unit is coal-fired during the year, the unit's control period heat input for such year is multiplied by 100 percent;</P>
                                <P>(B) If the unit is oil-fired during the year, the unit's control period heat input for such year is multiplied by 60 percent; and</P>
                                <P>(C) If the unit is not subject to paragraph (a)(1)(i)(A) or (B) of this section, the unit's control period heat input for such year is multiplied by 40 percent.</P>
                                <P>(ii) For units commencing operation on or after January 1, 2001 and operating each calendar year during a period of 5 or more consecutive calendar years, the average of the 3 highest amounts of the unit's total converted control period heat input over the first such 5 years.</P>
                                <P>
                                    (2)(i) A unit's control period heat input, and a unit's status as coal-fired or oil-fired, for a calendar year under paragraph (a)(1)(i) of this section, and a unit's total tons of NO
                                    <E T="52">X</E>
                                     emissions during a control period in a calendar year under paragraph (c)(3) of this section, will be determined in accordance with part 75 of this chapter, to the extent the unit was otherwise subject to the requirements of part 75 of this chapter for the year, or will be based on the best available data reported to the Administrator for the unit (in a format prescribed by the Administrator), to the extent the unit was not otherwise subject to the requirements of part 75 of this chapter for the year.
                                </P>
                                <P>(ii) A unit's converted control period heat input for a calendar year specified under paragraph (a)(1)(ii) of this section equals:</P>
                                <P>(A) Except as provided in paragraph (a)(2)(ii)(B) or (C) of this section, the control period gross electrical output of the generator or generators served by the unit multiplied by 7,900 Btu/kWh, if the unit is coal-fired for the year, or 6,675 Btu/kWh, if the unit is not coal-fired for the year, and divided by 1,000,000 Btu/mmBtu, provided that if a generator is served by 2 or more units, then the gross electrical output of the generator will be attributed to each unit in proportion to the unit's share of the total control period heat input of such units for the year;</P>
                                <P>(B) For a unit that is a boiler and has equipment used to produce electricity and useful thermal energy for industrial, commercial, heating, or cooling purposes through the sequential use of energy, the total heat energy (in Btu) of the steam produced by the boiler during the control period, divided by 0.8 and by 1,000,000 Btu/mmBtu; or</P>
                                <P>
                                    (C) For a unit that is a combustion turbine and has equipment used to produce electricity and useful thermal energy for industrial, commercial, 
                                    <PRTPAGE P="25456"/>
                                    heating, or cooling purposes through the sequential use of energy, the control period gross electrical output of the enclosed device comprising the compressor, combustor, and turbine multiplied by 3,413 Btu/kWh, plus the total heat energy (in Btu) of the steam produced by any associated heat recovery steam generator during the control period divided by 0.8, and with the sum divided by 1,000,000 Btu/mmBtu.
                                </P>
                                <P>(iii) Gross electrical output and total heat energy under paragraph (a)(2)(ii) of this section will be determined based on the best available data reported to the Administrator for the unit (in a format prescribed by the Administrator).</P>
                                <P>(3) The Administrator will determine what data are the best available data under paragraph (a)(2) of this section by weighing the likelihood that data are accurate and reliable and giving greater weight to data submitted to a governmental entity in compliance with legal requirements or substantiated by an independent entity.</P>
                                <P>
                                    (b)(1) For each control period in 2009 and thereafter, the Administrator will allocate to all CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units in a State that have a baseline heat input (as determined under paragraph (a) of this section) a total amount of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances equal to 95 percent for a control period during 2009 through 2014, and 97 percent for a control period during 2015 and thereafter, of the tons of NO
                                    <E T="52">X</E>
                                     emissions in the applicable State trading budget under § 97.340 (except as provided in paragraphs (d) and (e) of this section).
                                </P>
                                <P>
                                    (2) The Administrator will allocate CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances to each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under paragraph (b)(1) of this section in an amount determined by multiplying the total amount of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances allocated under paragraph (b)(1) of this section by the ratio of the baseline heat input of such CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit to the total amount of baseline heat input of all such CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units in the State and rounding to the nearest whole allowance as appropriate.
                                </P>
                                <P>
                                    (c) For each control period in 2009 and thereafter, the Administrator will allocate CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances to CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units in a State that are not allocated CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances under paragraph (b) of this section because the units do not yet have a baseline heat input under paragraph (a) of this section or because the units have a baseline heat input but all CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances available under paragraph (b) of this section for the control period are already allocated, in accordance with the following procedures:
                                </P>
                                <P>
                                    (1) The Administrator will establish a separate new unit set-aside for each control period. Each new unit set-aside will be allocated CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances equal to 5 percent for a control period in 2009 through 2014, and 3 percent for a control period in 2015 and thereafter, of the amount of tons of NO
                                    <E T="52">X</E>
                                     emissions in the applicable State trading budget under § 97.340.
                                </P>
                                <P>
                                    (2) The CAIR designated representative of such a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit may submit to the Administrator a request, in a format specified by the Administrator, to be allocated CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances, starting with the later of the control period in 2009 or the first control period after the control period in which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit commences commercial operation and until the first control period for which the unit is allocated CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances under paragraph (b) of this section. A separate CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocation request for each control period for which CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances are sought must be submitted on or before February 1 before such control period and after the date on which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit commences commercial operation.
                                </P>
                                <P>
                                    (3) In a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocation request under paragraph (c)(2) of this section, the CAIR designated representative may request for a control period CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances in an amount not exceeding the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit(s total tons of NO
                                    <E T="52">X</E>
                                     emissions during the control period immediately before such control period.
                                </P>
                                <P>
                                    (4) The Administrator will review each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocation request under paragraph (c)(2) of this section and will allocate CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances for each control period pursuant to such request as follows:
                                </P>
                                <P>(i) The Administrator will accept an allowance allocation request only if the request meets, or is adjusted by the Administrator as necessary to meet, the requirements of paragraphs (c)(2) and (3) of this section.</P>
                                <P>
                                    (ii) On or after February 1 before the control period, the Administrator will determine the sum of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances requested (as adjusted under paragraph (c)(4)(i) of this section) in all allowance allocation requests accepted under paragraph (c)(4)(i) of this section for the control period.
                                </P>
                                <P>
                                    (iii) If the amount of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances in the new unit set-aside for the control period is greater than or equal to the sum under paragraph (c)(4)(ii) of this section, then the Administrator will allocate the amount of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances requested (as adjusted under paragraph (c)(4)(i) of this section) to each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit covered by an allowance allocation request accepted under paragraph (c)(4)(i) of this section. 
                                </P>
                                <P>
                                    (iv) If the amount of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances in the new unit set-aside for the control period is less than the sum under paragraph (c)(4)(ii) of this section, then the Administrator will allocate to each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit covered by an allowance allocation request accepted under paragraph (c)(4)(i) of this section the amount of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances requested (as adjusted under paragraph (c)(4)(i) of this section), multiplied by the amount of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances in the new unit set-aside for the control period, divided by the sum determined under paragraph (c)(4)(ii) of this section, and rounded to the nearest whole allowance as appropriate. 
                                </P>
                                <P>
                                    (v) The Administrator will notify each CAIR designated representative that submitted an allowance allocation request of the amount of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances (if any) allocated for the control period to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit covered by the request. 
                                </P>
                                <P>
                                    (d) If, after completion of the procedures under paragraph (c)(4) of this section for a control period, any unallocated CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances remain in the new unit set-aside under paragraph (c) of this section for a State for the control period, the Administrator will allocate to each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit that was allocated CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances under paragraph (b) of this section in the State an amount of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances equal to the total amount of such remaining unallocated CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances, multiplied by the unit's allocation under paragraph (b) of this section, divided by 95 percent for a control period during 2009 through 2014, and 97 percent for a control period during 2015 and thereafter, of the amount of tons of NO
                                    <E T="52">X</E>
                                     emissions in the applicable State trading budget under § 97.340, and rounded to the nearest whole allowance as appropriate. 
                                </P>
                                <P>
                                    (e) If the Administrator determines that CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances were allocated under paragraphs (a) and (b) of this section, 
                                    <PRTPAGE P="25457"/>
                                    paragraphs (a) and (c) of this section, or paragraph (d) of this section for a control period and that the recipient of the allocation is not actually a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304 in such control period, then the Administrator will notify the CAIR designated representative and will act in accordance with the following procedures: 
                                </P>
                                <P>
                                    (1) Except as provided in paragraph (e)(2) or (3) of this section, the Administrator will not record such CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances under § 97.353. 
                                </P>
                                <P>
                                    (2) If the Administrator already recorded such CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances under § 97.353 and if the Administrator makes such determinations before making deductions for the source that includes such recipient under § 97.354(b) for the control period, then the Administrator will deduct from the account in which such CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances were recorded under § 97.353 an amount of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances allocated for the same or a prior control period equal to the amount of such already recorded CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances. The CAIR designated representative shall ensure that there are sufficient CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances in such account for completion of the deduction. 
                                </P>
                                <P>
                                    (3) If the Administrator already recorded such CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances under § 97.353 and if the Administrator makes such determinations after making deductions for the source that includes such recipient under § 97.354(b) for the control period, then the Administrator will apply paragraph (e)(1) or (2) of this section, as appropriate, to any subsequent control period for which CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances were allocated to such recipient. 
                                </P>
                                <P>
                                    (4) The Administrator will transfer the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances that are not recorded, or that are deducted, in accordance with paragraphs (e)(1), (2), and (3) of this section to a new unit set-aside for the State in which such recipient is located. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.343</SECTNO>
                                <SUBJECT>
                                     Alternative of allocation of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances by permitting authority. 
                                </SUBJECT>
                                <P>
                                    (a) Notwithstanding §§ 97.341, 97.342, and 97.353 if a State submits, and the Administrator approves, a State implementation plan revision in accordance with § 51.123(ee)(2) of this chapter providing for allocation of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances by the permitting authority, then the permitting authority shall make such allocations in accordance with such approved State implementation plan revision, the Administrator will not make allocations under §§ 97.341 and 97.342 for the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units in the State, and under § 97.353, the Administrator will record allocations made under such approved State implementation plan revision instead of allocations under §§ 97.341 and 97.342. 
                                </P>
                                <P>
                                    (b) In implementing paragraph(a) of this section and §§ 97.341, 97.342, and 97.353, the Administrator will ensure that the total amount of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances allocated, under such provisions and under a State's State implementation plan revision approved in accordance with § 51.123(ee)(2) of this chapter, for a control period for CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season sources in the State or for other entities specified by the permitting authority will not exceed the State's State trading budget for the year of the control period. 
                                </P>
                                <HD SOURCE="HD1">Appendix A to Subpart EEEE of Part 97—States With Approved State Implementation Plan Revisions Concerning Allocations </HD>
                                <EXTRACT>
                                    <P>
                                        The following States have State Implementation Plan revisions under § 51.123(ee)(2) of this chapter approved by the Administrator and providing for allocation of CAIR NO
                                        <E T="52">X</E>
                                         Ozone Season allowances by the permitting authority under § 97.344(a): 
                                    </P>
                                    <P>[Reserved] </P>
                                </EXTRACT>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">
                                Subpart FFFF—CAIR NO
                                <E T="52">X</E>
                                 Ozone Season Allowance Tracking System 
                            </HD>
                            <SECTION>
                                <SECTNO>§ 97.350</SECTNO>
                                <SUBJECT> [Reserved] </SUBJECT>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.351</SECTNO>
                                <SUBJECT> Establishment of accounts. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Compliance accounts.</E>
                                     Except as provided in § 97.384(e), upon receipt of a complete certificate of representation under § 97.313, the Administrator will establish a compliance account for the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source for which the certificate of representation was submitted, unless the source already has a compliance account. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">General accounts</E>
                                    —(1) 
                                    <E T="03">Application for general account.</E>
                                     (i) Any person may apply to open a general account for the purpose of holding and transferring CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances. An application for a general account may designate one and only one CAIR authorized account representative and one and only one alternate CAIR authorized account representative who may act on behalf of the CAIR authorized account representative. The agreement by which the alternate CAIR authorized account representative is selected shall include a procedure for authorizing the alternate CAIR authorized account representative to act in lieu of the CAIR authorized account representative. 
                                </P>
                                <P>(ii) A complete application for a general account shall be submitted to the Administrator and shall include the following elements in a format prescribed by the Administrator: </P>
                                <P>(A) Name, mailing address, e-mail address (if any), telephone number, and facsimile transmission number (if any) of the CAIR authorized account representative and any alternate CAIR authorized account representative; </P>
                                <P>(B) Organization name and type of organization, if applicable; </P>
                                <P>
                                    (C) A list of all persons subject to a binding agreement for the CAIR authorized account representative and any alternate CAIR authorized account representative to represent their ownership interest with respect to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances held in the general account; 
                                </P>
                                <P>
                                    (D) The following certification statement by the CAIR authorized account representative and any alternate CAIR authorized account representative: “I certify that I was selected as the CAIR authorized account representative or the alternate CAIR authorized account representative, as applicable, by an agreement that is binding on all persons who have an ownership interest with respect to CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances held in the general account. I certify that I have all the necessary authority to carry out my duties and responsibilities under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program on behalf of such persons and that each such person shall be fully bound by my representations, actions, inactions, or submissions and by any order or decision issued to me by the Administrator or a court regarding the general account.” 
                                </P>
                                <P>(E) The signature of the CAIR authorized account representative and any alternate CAIR authorized account representative and the dates signed. </P>
                                <P>(iii) Unless otherwise required by the permitting authority or the Administrator, documents of agreement referred to in the application for a general account shall not be submitted to the permitting authority or the Administrator. Neither the permitting authority nor the Administrator shall be under any obligation to review or evaluate the sufficiency of such documents, if submitted. </P>
                                <P>
                                    (2) 
                                    <E T="03">Authorization of CAIR authorized account representative and alternate CAIR authorized account representative.</E>
                                     (i) Upon receipt by the Administrator of a complete application 
                                    <PRTPAGE P="25458"/>
                                    for a general account under paragraph (b)(1) of this section: 
                                </P>
                                <P>(A) The Administrator will establish a general account for the person or persons for whom the application is submitted. </P>
                                <P>
                                    (B) The CAIR authorized account representative and any alternate CAIR authorized account representative for the general account shall represent and, by his or her representations, actions, inactions, or submissions, legally bind each person who has an ownership interest with respect to CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances held in the general account in all matters pertaining to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program, notwithstanding any agreement between the CAIR authorized account representative or any alternate CAIR authorized account representative and such person. Any such person shall be bound by any order or decision issued to the CAIR authorized account representative or any alternate CAIR authorized account representative by the Administrator or a court regarding the general account. 
                                </P>
                                <P>(C) Any representation, action, inaction, or submission by any alternate CAIR authorized account representative shall be deemed to be a representation, action, inaction, or submission by the CAIR authorized account representative. </P>
                                <P>
                                    (ii) Each submission concerning the general account shall be submitted, signed, and certified by the CAIR authorized account representative or any alternate CAIR authorized account representative for the persons having an ownership interest with respect to CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances held in the general account. Each such submission shall include the following certification statement by the CAIR authorized account representative or any alternate CAIR authorized account representative: “I am authorized to make this submission on behalf of the persons having an ownership interest with respect to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances held in the general account. I certify under penalty of law that I have personally examined, and am familiar with, the statements and information submitted in this document and all its attachments. Based on my inquiry of those individuals with primary responsibility for obtaining the information, I certify that the statements and information are to the best of my knowledge and belief true, accurate, and complete. I am aware that there are significant penalties for submitting false statements and information or omitting required statements and information, including the possibility of fine or imprisonment.” 
                                </P>
                                <P>(iii) The Administrator will accept or act on a submission concerning the general account only if the submission has been made, signed, and certified in accordance with paragraph (b)(2)(ii) of this section. </P>
                                <P>
                                    (3) 
                                    <E T="03">Changing CAIR authorized account representative and alternate CAIR authorized account representative; changes in persons with ownership interest.</E>
                                     (i) The CAIR authorized account representative for a general account may be changed at any time upon receipt by the Administrator of a superseding complete application for a general account under paragraph (b)(1) of this section. Notwithstanding any such change, all representations, actions, inactions, and submissions by the previous CAIR authorized account representative before the time and date when the Administrator receives the superseding application for a general account shall be binding on the new CAIR authorized account representative and the persons with an ownership interest with respect to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances in the general account. 
                                </P>
                                <P>
                                    (ii) The alternate CAIR authorized account representative for a general account may be changed at any time upon receipt by the Administrator of a superseding complete application for a general account under paragraph (b)(1) of this section. Notwithstanding any such change, all representations, actions, inactions, and submissions by the previous alternate CAIR authorized account representative before the time and date when the Administrator receives the superseding application for a general account shall be binding on the new alternate CAIR authorized account representative and the persons with an ownership interest with respect to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances in the general account. 
                                </P>
                                <P>
                                    (iii)(A) In the event a person having an ownership interest with respect to CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances in the general account is not included in the list of such persons in the application for a general account, such person shall be deemed to be subject to and bound by the application for a general account, the representation, actions, inactions, and submissions of the CAIR authorized account representative and any alternate CAIR authorized account representative of the account, and the decisions and orders of the Administrator or a court, as if the person were included in such list.
                                </P>
                                <P>
                                    (B) Within 30 days following any change in the persons having an ownership interest with respect to CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances in the general account, including the addition of a new person, the CAIR authorized account representative or any alternate CAIR authorized account representative shall submit a revision to the application for a general account amending the list of persons having an ownership interest with respect to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances in the general account to include the change. 
                                </P>
                                <P>
                                    (4) 
                                    <E T="03">Objections concerning CAIR authorized account representative and alternate CAIR authorized account representative.</E>
                                     (i) Once a complete application for a general account under paragraph (b)(1) of this section has been submitted and received, the Administrator will rely on the application unless and until a superseding complete application for a general account under paragraph (b)(1) of this section is received by the Administrator. 
                                </P>
                                <P>
                                    (ii) Except as provided in paragraph (b)(3)(i) or (ii) of this section, no objection or other communication submitted to the Administrator concerning the authorization, or any representation, action, inaction, or submission of the CAIR authorized account representative or any alternate CAIR authorized account representative for a general account shall affect any representation, action, inaction, or submission of the CAIR authorized account representative or any alternate CAIR authorized account representative or the finality of any decision or order by the Administrator under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. 
                                </P>
                                <P>
                                    (iii) The Administrator will not adjudicate any private legal dispute concerning the authorization or any representation, action, inaction, or submission of the CAIR authorized account representative or any alternate CAIR authorized account representative for a general account, including private legal disputes concerning the proceeds of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance transfers. 
                                </P>
                                <P>
                                    (5) 
                                    <E T="03">Delegation by CAIR authorized account representative and alternate CAIR authorized account representative.</E>
                                     (i) A CAIR authorized account representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under subparts FFFF and GGGG of this part. 
                                </P>
                                <P>
                                    (ii) An alternate CAIR authorized account representative may delegate, to one or more natural persons, his or her authority to make an electronic submission to the Administrator provided for or required under subparts FFFF and GGGG of this part. 
                                    <PRTPAGE P="25459"/>
                                </P>
                                <P>(iii) In order to delegate authority to make an electronic submission to the Administrator in accordance with paragraph (b)(5)(i) or (ii) of this section, the CAIR authorized account representative or alternate CAIR authorized account representative, as appropriate, must submit to the Administrator a notice of delegation, in a format prescribed by the Administrator, that includes the following elements: </P>
                                <P>(A) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of such CAIR authorized account representative or alternate CAIR authorized account representative; </P>
                                <P>(B) The name, address, e-mail address, telephone number, and facsimile transmission number (if any) of each such natural person (referred to as an “agent”); </P>
                                <P>(C) For each such natural person, a list of the type or types of electronic submissions under paragraph (b)(5)(i) or (ii) of this section for which authority is delegated to him or her; </P>
                                <P>(D) The following certification statement by such CAIR authorized account representative or alternate CAIR authorized account representative: “I agree that any electronic submission to the Administrator that is by an agent identified in this notice of delegation and of a type listed for such agent in this notice of delegation and that is made when I am a CAIR authorized account representative or alternate CAIR authorized representative, as appropriate, and before this notice of delegation is superseded by another notice of delegation under 40 CFR 97.351(b)(5)(iv) shall be deemed to be an electronic submission by me.”; and </P>
                                <P>(E) The following certification statement by such CAIR authorized account representative or alternate CAIR authorized account representative: Until this notice of delegation is superseded by another notice of delegation under 40 CFR 97.351(b)(5)(iv), I agree to maintain an e-mail account and to notify the Administrator immediately of any change in my e-mail address unless all delegation of authority by me under 40 CFR 97.351(b)(5) is terminated.”. </P>
                                <P>(iv) A notice of delegation submitted under paragraph (b)(5)(iii) of this section shall be effective, with regard to the CAIR authorized account representative or alternate CAIR authorized account representative identified in such notice, upon receipt of such notice by the Administrator and until receipt by the Administrator of a superseding notice of delegation submitted by such CAIR authorized account representative or alternate CAIR authorized account representative, as appropriate. The superseding notice of delegation may replace any previously identified agent, add a new agent, or eliminate entirely any delegation of authority. </P>
                                <P>(v) Any electronic submission covered by the certification in paragraph (b)(5)(iii)(D) of this section and made in accordance with a notice of delegation effective under paragraph (b)(5)(iv) of this section shall be deemed to be an electronic submission by the CAIR designated representative or alternate CAIR designated representative submitting such notice of delegation. </P>
                                <P>
                                    (c) 
                                    <E T="03">Account identification.</E>
                                     The Administrator will assign a unique identifying number to each account established under paragraph (a) or (b) of this section. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.352 </SECTNO>
                                <SUBJECT>Responsibilities of CAIR authorized account representative. </SUBJECT>
                                <P>
                                    Following the establishment of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Allowance Tracking System account, all submissions to the Administrator pertaining to the account, including, but not limited to, submissions concerning the deduction or transfer of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances in the account, shall be made only by the CAIR authorized account representative for the account. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.353 </SECTNO>
                                <SUBJECT>
                                    Recordation of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocations. 
                                </SUBJECT>
                                <P>
                                    (a) By September 30, 2007, the Administrator will record in the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season sources compliance account the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances allocated for the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units at the source in accordance with § 97.342(a) and (b) for the control period in 2009. 
                                </P>
                                <P>
                                    (b) By September 30, 2008, the Administrator will record in the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source’s compliance account the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances allocated for the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units at the source in accordance with § 97.342(a) and (b) for the control period in 2010. 
                                </P>
                                <P>
                                    (c) By September 30, 2009, the Administrator will record in the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source’s compliance account the CAIR Ozone Season NO
                                    <E T="52">X</E>
                                     allowances allocated for the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units at the source in accordance with § 97.342(a) and (b) for the control periods in 2011, 2012, and 2013. 
                                </P>
                                <P>
                                    (d) By December 1, 2010 and December 1 of each year thereafter, the Administrator will record in the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source’s compliance account the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances allocated for the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units at the source in accordance with § 97.342(a) and (b) for the control period in the fourth year after the year of the applicable deadline for recordation under this paragraph. 
                                </P>
                                <P>
                                    (e) By September 1, 2009 and September 1 of each year thereafter, the Administrator will record in the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source’s compliance account the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances allocated for the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units at the source in accordance with § 97.342(a) and (c) for the control period in the year of the applicable deadline for recordation under this paragraph. 
                                </P>
                                <P>
                                    (f) 
                                    <E T="03">Serial numbers for allocated CAIR </E>
                                    <E T="03">NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Ozone Season allowances</E>
                                    . When recording the allocation of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances for a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit in a compliance account, the Administrator will assign each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance a unique identification number that will include digits identifying the year of the control period for which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance is allocated. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.354</SECTNO>
                                <SUBJECT>
                                    Compliance with CAIR NO
                                    <E T="52">X</E>
                                     emissions limitation. 
                                </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Allowance transfer deadline.</E>
                                     The CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances are available to be deducted for compliance with a source’s CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season emissions limitation for a control period in a given calendar year only if the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances: 
                                </P>
                                <P>(1) Were allocated for the control period in the year or a prior year; and </P>
                                <P>
                                    (2) Are held in the compliance account as of the allowance transfer deadline for the control period or are transferred into the compliance account by a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance transfer correctly submitted for recordation under  97.360 and 97.361 by the allowance transfer deadline for the control period. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Deductions for compliance.</E>
                                     Following the recordation, in accordance with § 97.361, of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance transfers submitted for recordation in a source’s compliance account by the allowance transfer deadline for a control period, the Administrator will deduct from the compliance account CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances available under paragraph (a) of this section in order to determine whether the source meets the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season emissions limitation for the control period, as follows: 
                                </P>
                                <P>
                                    (1) Until the amount of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances deducted equals the number of tons of total nitrogen oxides emissions, determined 
                                    <PRTPAGE P="25460"/>
                                    in accordance with subpart HHHH of this part, from all CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units at the source for the control period; or 
                                </P>
                                <P>
                                    (2) If there are insufficient CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances to complete the deductions in paragraph (b)(1) of this section, until no more CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances available under paragraph (a) of this section remain in the compliance account. 
                                </P>
                                <P>
                                    (c)(1) 
                                    <E T="03">Identification of CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Ozone Season allowances by serial number.</E>
                                     The CAIR authorized account representative for a source’s compliance account may request that specific CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances, identified by serial number, in the compliance account be deducted for emissions or excess emissions for a control period in accordance with paragraph (b) or (d) of this section. Such request shall be submitted to the Administrator by the allowance transfer deadline for the control period and include, in a format prescribed by the Administrator, the identification of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source and the appropriate serial numbers. 
                                </P>
                                <P>
                                    (2) 
                                    <E T="03">First-in, first-out.</E>
                                     The Administrator will deduct CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances under paragraph (b) or (d) of this section from the source’s compliance account, in the absence of an identification or in the case of a partial identification of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances by serial number under paragraph (c)(1) of this section, on a first-in, first-out (FIFO) accounting basis in the following order: 
                                </P>
                                <P>
                                    (i) Any CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances that were allocated to the units at the source, in the order of recordation; and then 
                                </P>
                                <P>
                                    (ii) Any CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances that were allocated to any entity and transferred and recorded in the compliance account pursuant to subpart GGGG of this part, in the order of recordation. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Deductions for excess emissions.</E>
                                     (1) After making the deductions for compliance under paragraph (b) of this section for a control period in a calendar year in which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source has excess emissions, the Administrator will deduct from the source’s compliance account an amount of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances, allocated for the control period in the immediately following calendar year, equal to 3 times the number of tons of the source’s excess emissions. 
                                </P>
                                <P>
                                    (2) Any allowance deduction required under paragraph (d)(1) of this section shall not affect the liability of the owners and operators of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season source or the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units at the source for any fine, penalty, or assessment, or their obligation to comply with any other remedy, for the same violations, as ordered under the Clean Air Act or applicable State law. 
                                </P>
                                <P>
                                    (e) 
                                    <E T="03">Recordation of deductions.</E>
                                     The Administrator will record in the appropriate compliance account all deductions from such an account under paragraphs (b) and (d) of this section and subpart IIII. 
                                </P>
                                <P>
                                    (f) 
                                    <E T="03">Administrator(s action on submissions.</E>
                                     (1) The Administrator may review and conduct independent audits concerning any submission under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program and make appropriate adjustments of the information in the submissions. 
                                </P>
                                <P>
                                    (2) The Administrator may deduct CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances from or transfer CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances to a source’s compliance account based on the information in the submissions, as adjusted under paragraph (f)(1) of this section, and record such deductions and transfers.
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.355 </SECTNO>
                                <SUBJECT>Banking. </SUBJECT>
                                <P>
                                    (a) CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances may be banked for future use or transfer in a compliance account or a general account in accordance with paragraph (b) of this section. 
                                </P>
                                <P>
                                    (b) Any CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance that is held in a compliance account or a general account will remain in such account unless and until the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance is deducted or transferred under § 97.342, § 97.354, § 97.356, or subpart GGGG or IIII of this part. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.356 </SECTNO>
                                <SUBJECT>Account error. </SUBJECT>
                                <P>
                                    The Administrator may, at his or her sole discretion and on his or her own motion, correct any error in any CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Allowance Tracking System account. Within 10 business days of making such correction, the Administrator will notify the CAIR authorized account representative for the account. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.357 </SECTNO>
                                <SUBJECT>Closing of general accounts. </SUBJECT>
                                <P>
                                    (a) The CAIR authorized account representative of a general account may submit to the Administrator a request to close the account, which shall include a correctly submitted allowance transfer under § § 97.360 and 97.361 for any CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances in the account to one or more other CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Allowance Tracking System accounts. 
                                </P>
                                <P>
                                    (b) If a general account has no allowance transfers in or out of the account for a 12-month period or longer and does not contain any CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances, the Administrator may notify the CAIR authorized account representative for the account that the account will be closed following 20 business days after the notice is sent. The account will be closed after the 20-day period unless, before the end of the 20-day period, the Administrator receives a correctly submitted transfer of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances into the account under § § 97.360 and 97.361 or a statement submitted by the CAIR authorized account representative demonstrating to the satisfaction of the Administrator good cause as to why the account should not be closed. 
                                </P>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">
                                Subpart GGGG—CAIR NO
                                <E T="52">X</E>
                                 Ozone Season Allowance Transfers 
                            </HD>
                            <SECTION>
                                <SECTNO>§ 97.360 </SECTNO>
                                <SUBJECT>
                                    Submission of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance transfers. 
                                </SUBJECT>
                                <P>
                                    A CAIR authorized account representative seeking recordation of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance transfer shall submit the transfer to the Administrator. To be considered correctly submitted, the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance transfer shall include the following elements, in a format specified by the Administrator: 
                                </P>
                                <P>(a) The account numbers for both the transferor and transferee accounts; </P>
                                <P>
                                    (b) The serial number of each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance that is in the transferor account and is to be transferred; and 
                                </P>
                                <P>(c) The name and signature of the CAIR authorized account representative of the transferor account and the date signed. </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.361 </SECTNO>
                                <SUBJECT>EPA recordation. </SUBJECT>
                                <P>
                                    (a) Within 5 business days (except as provided in paragraph (b) of this section) of receiving a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance transfer, the Administrator will record a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance transfer by moving each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance from the transferor account to the transferee account as specified by the request, provided that: 
                                </P>
                                <P>(1) The transfer is correctly submitted under § 97.360; and </P>
                                <P>
                                    (2) The transferor account includes each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance identified by serial number in the transfer. 
                                </P>
                                <P>
                                    (b) A CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance transfer that is submitted for recordation after the allowance transfer deadline for a control period and that includes any CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances allocated for any control period before such allowance transfer deadline will not be recorded until after 
                                    <PRTPAGE P="25461"/>
                                    the Administrator completes the deductions under § 97.354 for the control period immediately before such allowance transfer deadline. 
                                </P>
                                <P>
                                    (c) Where a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance transfer submitted for recordation fails to meet the requirements of paragraph (a) of this section, the Administrator will not record such transfer.
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.362 </SECTNO>
                                <SUBJECT>Notification. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Notification of recordation.</E>
                                     Within 5 business days of recordation of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance transfer under § 97.361, the Administrator will notify the CAIR authorized account representatives of both the transferor and transferee accounts. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Notification of non-recordation.</E>
                                     Within 10 business days of receipt of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance transfer that fails to meet the requirements of § 97.361(a), the Administrator will notify the CAIR authorized account representatives of both accounts subject to the transfer of: 
                                </P>
                                <P>(1) A decision not to record the transfer, and </P>
                                <P>(2) The reasons for such non-recordation. </P>
                                <P>
                                    (c) Nothing in this section shall preclude the submission of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance transfer for recordation following notification of non-recordation. 
                                </P>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">Subpart HHHH—Monitoring and Reporting </HD>
                            <SECTION>
                                <SECTNO>§ 97.370 </SECTNO>
                                <SUBJECT>General requirements. </SUBJECT>
                                <P>
                                    The owners and operators, and to the extent applicable, the CAIR designated representative, of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit, shall comply with the monitoring, recordkeeping, and reporting requirements as provided in this subpart and in subpart H of part 75 of this chapter. For purposes of complying with such requirements, the definitions in § 97.302 and in § 72.2 of this chapter shall apply, and the terms “affected unit,” “designated representative,” and “continuous emission monitoring system” (or “CEMS”) in part 75 of this chapter shall be deemed to refer to the terms “CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit,” “CAIR designated representative,” and “continuous emission monitoring system” (or “CEMS”) respectively, as defined in § 97.302. The owner or operator of a unit that is not a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit but that is monitored under § 75.72(b)(2)(ii) of this chapter shall comply with the same monitoring, recordkeeping, and reporting requirements as a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit. 
                                </P>
                                <P>
                                    (a) 
                                    <E T="03">Requirements for installation, certification, and data accounting.</E>
                                     The owner or operator of each CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit shall: 
                                </P>
                                <P>
                                    (1) Install all monitoring systems required under this subpart for monitoring NO
                                    <E T="52">X</E>
                                     mass emissions and individual unit heat input (including all systems required to monitor NO
                                    <E T="52">X</E>
                                     emission rate, NO
                                    <E T="52">X</E>
                                     concentration, stack gas moisture content, stack gas flow rate, CO
                                    <E T="52">2</E>
                                     or O
                                    <E T="52">2</E>
                                     concentration, and fuel flow rate, as applicable, in accordance with §§ 75.71 and 75.72 of this chapter); 
                                </P>
                                <P>(2) Successfully complete all certification tests required under § 97.371 and meet all other requirements of this subpart and part 75 of this chapter applicable to the monitoring systems under paragraph (a)(1) of this section; and </P>
                                <P>(3) Record, report, and quality-assure the data from the monitoring systems under paragraph (a)(1) of this section. </P>
                                <P>
                                    (b) 
                                    <E T="03">Compliance deadlines.</E>
                                     Except as provided in paragraph (e) of this section, the owner or operator shall meet the monitoring system certification and other requirements of paragraphs (a)(1) and (2) of this section on or before the following dates. The owner or operator shall record, report, and quality-assure the data from the monitoring systems under paragraph (a)(1) of this section on and after the following dates. 
                                </P>
                                <P>
                                    (1) For the owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit that commences commercial operation before July 1, 2007, by May 1, 2008. 
                                </P>
                                <P>
                                    (2) For the owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit that commences commercial operation on or after July 1, 2007 and that reports on an annual basis under § 97.374(d), by the later of the following dates: 
                                </P>
                                <P>(i) 90 unit operating days or 180 calendar days, whichever occurs first, after the date on which the unit commences commercial operation; or </P>
                                <P>(ii) May 1, 2008. </P>
                                <P>
                                    (3) For the owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit that commences commercial operation on or after July 1, 2007 and that reports on a control period basis under § 97.374(d)(2)(ii), by the later of the following dates: 
                                </P>
                                <P>(i) 90 unit operating days or 180 calendar days, whichever occurs first, after the date on which the unit commences commercial operation; or </P>
                                <P>(ii) If the compliance date under paragraph (b)(3)(i) of this section is not during a control period, May 1 immediately following the compliance date under paragraph (b)(3)(i) of this section. </P>
                                <P>
                                    (4) For the owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit for which construction of a new stack or flue or installation of add-on NO
                                    <E T="52">X</E>
                                     emission controls is completed after the applicable deadline under paragraph (b)(1), (2), (6), or (7) of this section and that reports on an annual basis under § 97.374(d), by 90 unit operating days or 180 calendar days, whichever occurs first, after the date on which emissions first exit to the atmosphere through the new stack or flue or add-on NO
                                    <E T="52">X</E>
                                     emissions controls. 
                                </P>
                                <P>
                                    (5) For the owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit for which construction of a new stack or flue or installation of add-on NO
                                    <E T="52">X</E>
                                     emission controls is completed after the applicable deadline under paragraph (b)(1), (3), (6), or (7) of this section and that reports on a control period basis under § 97.374(d)(2)(ii), by the later of the following dates:
                                </P>
                                <P>
                                    (i) 90 unit operating days or 180 calendar days, whichever occurs first, after the date on which emissions first exit to the atmosphere through the new stack or flue or add-on NO
                                    <E T="52">X</E>
                                     emissions controls; or 
                                </P>
                                <P>(ii) If the compliance date under paragraph (b)(5)(i) of this section is not during a control period, May 1 immediately following the compliance date under paragraph (b)(5)(i) of this section. </P>
                                <P>
                                    (6) Notwithstanding the dates in paragraphs (b)(1), (2), and (3) of this section, for the owner or operator of a unit for which a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under subpart IIII of this part, by the date specified in § 97.384(b). 
                                </P>
                                <P>
                                    (7) Notwithstanding the dates in paragraphs (b)(1), (2), and (3) of this section, for the owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit under subpart IIII of this part, by the date on which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit enters the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program as provided in § 97.384(g). 
                                </P>
                                <P>
                                    (c) 
                                    <E T="03">Reporting data.</E>
                                     The owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit that does not meet the applicable compliance date set forth in paragraph (b) of this section for any monitoring system under paragraph (a)(1) of this section shall, for each such monitoring system, determine, record, and report maximum potential (or, as appropriate, minimum potential) values for NO
                                    <E T="52">X</E>
                                     concentration, NO
                                    <E T="52">X</E>
                                     emission rate, stack gas flow rate, stack gas moisture content, fuel flow rate, and any other parameters required to determine NO
                                    <E T="52">X</E>
                                     mass emissions and heat input in 
                                    <PRTPAGE P="25462"/>
                                    accordance with § 75.31(b)(2) or (c)(3) of this chapter, section 2.4 of appendix D to part 75 of this chapter, or section 2.5 of appendix E to part 75 of this chapter, as applicable. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Prohibitions.</E>
                                     (1) No owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit shall use any alternative monitoring system, alternative reference method, or any other alternative to any requirement of this subpart without having obtained prior written approval in accordance with § 97.375. 
                                </P>
                                <P>
                                    (2) No owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit shall operate the unit so as to discharge, or allow to be discharged, NO
                                    <E T="52">X</E>
                                     emissions to the atmosphere without accounting for all such emissions in accordance with the applicable provisions of this subpart and part 75 of this chapter. 
                                </P>
                                <P>
                                    (3) No owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit shall disrupt the continuous emission monitoring system, any portion thereof, or any other approved emission monitoring method, and thereby avoid monitoring and recording NO
                                    <E T="52">X</E>
                                     mass emissions discharged into the atmosphere or heat input, except for periods of recertification or periods when calibration, quality assurance testing, or maintenance is performed in accordance with the applicable provisions of this subpart and part 75 of this chapter. 
                                </P>
                                <P>
                                    (4) No owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit shall retire or permanently discontinue use of the continuous emission monitoring system, any component thereof, or any other approved monitoring system under this subpart, except under any one of the following circumstances: 
                                </P>
                                <P>(i) During the period that the unit is covered by an exemption under § 97.305 that is in effect; </P>
                                <P>(ii) The owner or operator is monitoring emissions from the unit with another certified monitoring system approved, in accordance with the applicable provisions of this subpart and part 75 of this chapter, by the Administrator for use at that unit that provides emission data for the same pollutant or parameter as the retired or discontinued monitoring system; or </P>
                                <P>(iii) The CAIR designated representative submits notification of the date of certification testing of a replacement monitoring system for the retired or discontinued monitoring system in accordance with § 97.371(d)(3)(i). </P>
                                <P>
                                    (e) 
                                    <E T="03">Long-term cold storage.</E>
                                     The owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit is subject to the applicable provisions of part 75 of this chapter concerning units in long-term cold storage. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.371 </SECTNO>
                                <SUBJECT>Initial certification and recertification procedures. </SUBJECT>
                                <P>
                                    (a) The owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit shall be exempt from the initial certification requirements of this section for a monitoring system under § 97.370(a)(1) if the following conditions are met: 
                                </P>
                                <P>(1) The monitoring system has been previously certified in accordance with part 75 of this chapter; and </P>
                                <P>(2) The applicable quality-assurance and quality-control requirements of § 75.21 of this chapter and appendix B, appendix D, and appendix E to part 75 of this chapter are fully met for the certified monitoring system described in paragraph (a)(1) of this section. </P>
                                <P>(b) The recertification provisions of this section shall apply to a monitoring system under § 97.370(a)(1) exempt from initial certification requirements under paragraph (a) of this section. </P>
                                <P>
                                    (c) If the Administrator has previously approved a petition under § 75.17(a) or (b) of this chapter for apportioning the NO
                                    <E T="52">X</E>
                                     emission rate measured in a common stack or a petition under § 75.66 of this chapter for an alternative to a requirement in § 75.12 or § 75.17 of this chapter, the CAIR designated representative shall resubmit the petition to the Administrator under § 97.375 to determine whether the approval applies under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. 
                                </P>
                                <P>
                                    (d) Except as provided in paragraph (a) of this section, the owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit shall comply with the following initial certification and recertification procedures for a continuous monitoring system (
                                    <E T="03">i.e.,</E>
                                     a continuous emission monitoring system and an excepted monitoring system under appendices D and E to part 75 of this chapter) under § 97.370(a)(1). The owner or operator of a unit that qualifies to use the low mass emissions excepted monitoring methodology under § 75.19 of this chapter or that qualifies to use an alternative monitoring system under subpart E of part 75 of this chapter shall comply with the procedures in paragraph (e) or (f) of this section respectively. 
                                </P>
                                <P>
                                    (1) 
                                    <E T="03">Requirements for initial certification.</E>
                                     The owner or operator shall ensure that each continuous monitoring system under § 97.370(a)(1) (including the automated data acquisition and handling system) successfully completes all of the initial certification testing required under § 75.20 of this chapter by the applicable deadline in § 97.370(b). In addition, whenever the owner or operator installs a monitoring system to meet the requirements of this subpart in a location where no such monitoring system was previously installed, initial certification in accordance with § 75.20 of this chapter is required. 
                                </P>
                                <P>
                                    (2) 
                                    <E T="03">Requirements for recertification.</E>
                                     Whenever the owner or operator makes a replacement, modification, or change in any certified continuous emission monitoring system under § 97.370(a)(1) that may significantly affect the ability of the system to accurately measure or record NO
                                    <E T="52">X</E>
                                     mass emissions or heat input rate or to meet the quality-assurance and quality-control requirements of § 75.21 of this chapter or appendix B to part 75 of this chapter, the owner or operator shall recertify the monitoring system in accordance with § 75.20(b) of this chapter. Furthermore, whenever the owner or operator makes a replacement, modification, or change to the flue gas handling system or the unit's operation that may significantly change the stack flow or concentration profile, the owner or operator shall recertify each continuous emission monitoring system whose accuracy is potentially affected by the change, in accordance with § 75.20(b) of this chapter. Examples of changes to a continuous emission monitoring system that require recertification include: Replacement of the analyzer, complete replacement of an existing continuous emission monitoring system, or change in location or orientation of the sampling probe or site. Any fuel flowmeter systems, and any excepted NO
                                    <E T="52">X</E>
                                     monitoring system under appendix E to part 75 of this chapter, under § 97.370(a)(1) are subject to the recertification requirements in § 75.20(g)(6) of this chapter. 
                                </P>
                                <P>
                                    (3) 
                                    <E T="03">Approval process for initial certification and recertification.</E>
                                     Paragraphs (d)(3)(i) through (iv) of this section apply to both initial certification and recertification of a continuous monitoring system under § 97.370(a)(1). For recertifications, replace the words “certification” and “initial certification” with the word “recertification”, replace the word “certified” with the word “recertified,” and follow the procedures in §§ 75.20(b)(5) and (g)(7) of this chapter in lieu of the procedures in paragraph (d)(3)(v) of this section. 
                                </P>
                                <P>
                                    (i) 
                                    <E T="03">Notification of certification.</E>
                                     The CAIR designated representative shall submit to the appropriate EPA Regional Office and the Administrator written notice of the dates of certification testing, in accordance with § 97.373. 
                                </P>
                                <P>
                                    (ii) 
                                    <E T="03">Certification application.</E>
                                     The CAIR designated representative shall submit to the Administrator a certification application for each monitoring system. A complete certification application shall include 
                                    <PRTPAGE P="25463"/>
                                    the information specified in § 75.63 of this chapter. 
                                </P>
                                <P>
                                    (iii) 
                                    <E T="03">Provisional certification date.</E>
                                     The provisional certification date for a monitoring system shall be determined in accordance with § 75.20(a)(3) of this chapter. A provisionally certified monitoring system may be used under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program for a period not to exceed 120 days after receipt by the Administrator of the complete certification application for the monitoring system under paragraph (d)(3)(ii) of this section. Data measured and recorded by the provisionally certified monitoring system, in accordance with the requirements of part 75 of this chapter, will be considered valid quality-assured data (retroactive to the date and time of provisional certification), provided that the Administrator does not invalidate the provisional certification by issuing a notice of disapproval within 120 days of the date of receipt of the complete certification application by the Administrator. 
                                </P>
                                <P>
                                    (iv) 
                                    <E T="03">Certification application approval process.</E>
                                     The Administrator will issue a written notice of approval or disapproval of the certification application to the owner or operator within 120 days of receipt of the complete certification application under paragraph (d)(3)(ii) of this section. In the event the Administrator does not issue such a notice within such 120-day period, each monitoring system that meets the applicable performance requirements of part 75 of this chapter and is included in the certification application will be deemed certified for use under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. 
                                </P>
                                <P>
                                    (A) 
                                    <E T="03">Approval notice.</E>
                                     If the certification application is complete and shows that each monitoring system meets the applicable performance requirements of part 75 of this chapter, then the Administrator will issue a written notice of approval of the certification application within 120 days of receipt. 
                                </P>
                                <P>
                                    (B) 
                                    <E T="03">Incomplete application notice.</E>
                                     If the certification application is not complete, then the Administrator will issue a written notice of incompleteness that sets a reasonable date by which the CAIR designated representative must submit the additional information required to complete the certification application. If the CAIR designated representative does not comply with the notice of incompleteness by the specified date, then the Administrator may issue a notice of disapproval under paragraph (d)(3)(iv)(C) of this section. The 120-day review period shall not begin before receipt of a complete certification application. 
                                </P>
                                <P>
                                    (C) 
                                    <E T="03">Disapproval notice.</E>
                                     If the certification application shows that any monitoring system does not meet the performance requirements of part 75 of this chapter or if the certification application is incomplete and the requirement for disapproval under paragraph (d)(3)(iv)(B) of this section is met, then the Administrator will issue a written notice of disapproval of the certification application. Upon issuance of such notice of disapproval, the provisional certification is invalidated by the Administrator and the data measured and recorded by each uncertified monitoring system shall not be considered valid quality-assured data beginning with the date and hour of provisional certification (as defined under § 75.20(a)(3) of this chapter). The owner or operator shall follow the procedures for loss of certification in paragraph (d)(3)(v) of this section for each monitoring system that is disapproved for initial certification. 
                                </P>
                                <P>
                                    (D) 
                                    <E T="03">Audit decertification.</E>
                                     The Administrator may issue a notice of disapproval of the certification status of a monitor in accordance with § 97.372(b). 
                                </P>
                                <P>
                                    (v) 
                                    <E T="03">Procedures for loss of certification.</E>
                                     If the Administrator issues a notice of disapproval of a certification application under paragraph (d)(3)(iv)(C) of this section or a notice of disapproval of certification status under paragraph (d)(3)(iv)(D) of this section, then: 
                                </P>
                                <P>(A) The owner or operator shall substitute the following values, for each disapproved monitoring system, for each hour of unit operation during the period of invalid data specified under § 75.20(a)(4)(iii), § 75.20(g)(7), or § 75.21(e) of this chapter and continuing until the applicable date and hour specified under § 75.20(a)(5)(i) or (g)(7) of this chapter: </P>
                                <P>
                                    (
                                    <E T="03">1</E>
                                    ) For a disapproved NO
                                    <E T="52">X</E>
                                     emission rate (
                                    <E T="03">i.e.,</E>
                                     NO
                                    <E T="52">X</E>
                                    -diluent) system, the maximum potential NO
                                    <E T="52">X</E>
                                     emission rate, as defined in ( 72.2 of this chapter. 
                                </P>
                                <P>
                                    (
                                    <E T="03">2</E>
                                    ) For a disapproved NO
                                    <E T="52">X</E>
                                     pollutant concentration monitor and disapproved flow monitor, respectively, the maximum potential concentration of NO
                                    <E T="52">X</E>
                                     and the maximum potential flow rate, as defined in sections 2.1.2.1 and 2.1.4.1 of appendix A to part 75 of this chapter. 
                                </P>
                                <P>
                                    (
                                    <E T="03">3</E>
                                    ) For a disapproved moisture monitoring system and disapproved diluent gas monitoring system, respectively, the minimum potential moisture percentage and either the maximum potential CO
                                    <E T="52">2</E>
                                     concentration or the minimum potential O
                                    <E T="52">2</E>
                                     concentration (as applicable), as defined in sections 2.1.5, 2.1.3.1, and 2.1.3.2 of appendix A to part 75 of this chapter. 
                                </P>
                                <P>
                                    (
                                    <E T="03">4</E>
                                    ) For a disapproved fuel flowmeter system, the maximum potential fuel flow rate, as defined in section 2.4.2.1 of appendix D to part 75 of this chapter. 
                                </P>
                                <P>
                                    (
                                    <E T="03">5</E>
                                    ) For a disapproved excepted NO
                                    <E T="52">X</E>
                                     monitoring system under appendix E to part 75 of this chapter, the fuel-specific maximum potential NO
                                    <E T="52">X</E>
                                     emission rate, as defined in ( 72.2 of this chapter. 
                                </P>
                                <P>(B) The CAIR designated representative shall submit a notification of certification retest dates and a new certification application in accordance with paragraphs (d)(3)(i) and (ii) of this section. </P>
                                <P>(C) The owner or operator shall repeat all certification tests or other requirements that were failed by the monitoring system, as indicated in the Administrator's notice of disapproval, no later than 30 unit operating days after the date of issuance of the notice of disapproval. </P>
                                <P>
                                    (e) 
                                    <E T="03">Initial certification and recertification procedures for units using the low mass emission excepted methodology under § 75.19 of this chapter</E>
                                    . The owner or operator of a unit qualified to use the low mass emissions (LME) excepted methodology under § 75.19 of this chapter shall meet the applicable certification and recertification requirements in §§ 75.19(a)(2) and 75.20(h) of this chapter. If the owner or operator of such a unit elects to certify a fuel flowmeter system for heat input determination, the owner or operator shall also meet the certification and recertification requirements in § 75.20(g) of this chapter. 
                                </P>
                                <P>
                                    (f) 
                                    <E T="03">Certification/recertification procedures for alternative monitoring systems</E>
                                    . The CAIR designated representative of each unit for which the owner or operator intends to use an alternative monitoring system approved by the Administrator under subpart E of part 75 of this chapter shall comply with the applicable notification and application procedures of § 75.20(f) of this chapter. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.372 </SECTNO>
                                <SUBJECT>Out of control periods. </SUBJECT>
                                <P>(a) Whenever any monitoring system fails to meet the quality-assurance and quality-control requirements or data validation requirements of part 75 of this chapter, data shall be substituted using the applicable missing data procedures in subpart D or subpart H of, or appendix D or appendix E to, part 75 of this chapter. </P>
                                <P>
                                    (b) 
                                    <E T="03">Audit decertification.</E>
                                     Whenever both an audit of a monitoring system and a review of the initial certification 
                                    <PRTPAGE P="25464"/>
                                    or recertification application reveal that any monitoring system should not have been certified or recertified because it did not meet a particular performance specification or other requirement under § 97.371 or the applicable provisions of part 75 of this chapter, both at the time of the initial certification or recertification application submission and at the time of the audit, the Administrator will issue a notice of disapproval of the certification status of such monitoring system. For the purposes of this paragraph, an audit shall be either a field audit or an audit of any information submitted to the permitting authority or the Administrator. By issuing the notice of disapproval, the Administrator revokes prospectively the certification status of the monitoring system. The data measured and recorded by the monitoring system shall not be considered valid quality-assured data from the date of issuance of the notification of the revoked certification status until the date and time that the owner or operator completes subsequently approved initial certification or recertification tests for the monitoring system. The owner or operator shall follow the applicable initial certification or recertification procedures in § 97.371 for each disapproved monitoring system. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.373 </SECTNO>
                                <SUBJECT>Notifications. </SUBJECT>
                                <P>
                                    The CAIR designated representative for a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit shall submit written notice to the Administrator in accordance with § 75.61 of this chapter. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.374 </SECTNO>
                                <SUBJECT>Recordkeeping and reporting. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">General provisions.</E>
                                     The CAIR designated representative shall comply with all recordkeeping and reporting requirements in this section, the applicable recordkeeping and reporting requirements under § 75.73 of this chapter, and the requirements of § 97.310(e)(1). 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Monitoring Plans.</E>
                                     The owner or operator of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit shall comply with requirements of § 75.73 (c) and (e) of this chapter and, for a unit for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under subpart IIII of this part, §§ 97.383 and 97.384(a). 
                                </P>
                                <P>
                                    (c) 
                                    <E T="03">Certification Applications.</E>
                                     The CAIR designated representative shall submit an application to the Administrator within 45 days after completing all initial certification or recertification tests required under § 97.371, including the information required under § 75.63 of this chapter. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Quarterly reports.</E>
                                     The CAIR designated representative shall submit quarterly reports, as follows: 
                                </P>
                                <P>
                                    (1) If the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit is subject to an Acid Rain emissions limitation or a CAIR NO
                                    <E T="52">X</E>
                                     emissions limitation or if the owner or operator of such unit chooses to report on an annual basis under this subpart, the CAIR designated representative shall meet the requirements of subpart H of part 75 of this chapter (concerning monitoring of NO
                                    <E T="52">X</E>
                                     mass emissions) for such unit for the entire year and shall report the NO
                                    <E T="52">X</E>
                                     mass emissions data and heat input data for such unit, in an electronic quarterly report in a format prescribed by the Administrator, for each calendar quarter beginning with: 
                                </P>
                                <P>(i) For a unit that commences commercial operation before July 1, 2007, the calendar quarter covering May 1, 2008 through June 30, 2008; </P>
                                <P>(ii) For a unit that commences commercial operation on or after July 1, 2007, the calendar quarter corresponding to the earlier of the date of provisional certification or the applicable deadline for initial certification under § 97.370(b), unless that quarter is the third or fourth quarter of 2007 or the first quarter of 2008, in which case reporting shall commence in the quarter covering May 1, 2008 through June 30, 2008; </P>
                                <P>(iii) Notwithstanding paragraphs (d)(1) (i) and (ii) of this section, for a unit for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under subpart IIII of this part, the calendar quarter corresponding to the date specified in § 97.384(b); and </P>
                                <P>
                                    (iv) Notwithstanding paragraphs (d)(1) (i) and (ii) of this section, for a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit under subpart IIII of this part, the calendar quarter corresponding to the date on which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit enters the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program as provided in § 97.384(g). 
                                </P>
                                <P>
                                    (2) If the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit is not subject to an Acid Rain emissions limitation or a CAIR NO
                                    <E T="52">X</E>
                                     emissions limitation, then the CAIR designated representative shall either: 
                                </P>
                                <P>
                                    (i) Meet the requirements of subpart H of part 75 (concerning monitoring of NO
                                    <E T="52">X</E>
                                     mass emissions) for such unit for the entire year and report the NO
                                    <E T="52">X</E>
                                     mass emissions data and heat input data for such unit in accordance with paragraph (d)(1) of this section; or 
                                </P>
                                <P>
                                    (ii) Meet the requirements of subpart H of part 75 for the control period (including the requirements in § 75.74(c) of this chapter) and report NO
                                    <E T="52">X</E>
                                     mass emissions data and heat input data (including the data described in § 75.74(c)(6) of this chapter) for such unit only for the control period of each year and report, in an electronic quarterly report in a format prescribed by the Administrator, for each calendar quarter beginning with: 
                                </P>
                                <P>(A) For a unit that commences commercial operation before July 1, 2007, the calendar quarter covering May 1, 2008 through June 30, 2008; </P>
                                <P>(B) For a unit that commences commercial operation on or after July 1, 2007, the calendar quarter corresponding to the earlier of the date of provisional certification or the applicable deadline for initial certification under § 97.370(b), unless that date is not during a control period, in which case reporting shall commence in the quarter that includes May 1 through June 30 of the first control period after such date; </P>
                                <P>(C) Notwithstanding paragraphs (d)(2)(ii)(A) and (2)(ii)(B) of this section, for a unit for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under subpart IIII of this part, the calendar quarter corresponding to the date specified in § 97.384(b); and </P>
                                <P>
                                    (D) Notwithstanding paragraphs (d)(2)(ii)(A) and (2)(ii)(B) of this section, for a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit under subpart IIII of this part, the calendar quarter corresponding to the date on which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit enters the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program as provided in § 97.384(g). 
                                </P>
                                <P>(3) The CAIR designated representative shall submit each quarterly report to the Administrator within 30 days following the end of the calendar quarter covered by the report. Quarterly reports shall be submitted in the manner specified in § 75.73(f) of this chapter. </P>
                                <P>
                                    (4) For CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units that are also subject to an Acid Rain emissions limitation or the CAIR NO
                                    <E T="52">X</E>
                                     Annual Trading Program, CAIR SO
                                    <E T="52">2</E>
                                     Trading Program, or Hg Budget Trading Program, quarterly reports shall include the applicable data and information required by subparts F through I of part 75 of this chapter as applicable, in addition to the NO
                                    <E T="52">X</E>
                                     mass emission data, heat input data, and other information required by this subpart. 
                                </P>
                                <P>
                                    (e) 
                                    <E T="03">Compliance certification.</E>
                                     The CAIR designated representative shall submit to the Administrator a compliance certification (in a format prescribed by the Administrator) in support of each quarterly report based on reasonable inquiry of those persons 
                                    <PRTPAGE P="25465"/>
                                    with primary responsibility for ensuring that all of the unit's emissions are correctly and fully monitored. The certification shall state that: 
                                </P>
                                <P>(1) The monitoring data submitted were recorded in accordance with the applicable requirements of this subpart and part 75 of this chapter, including the quality assurance procedures and specifications; </P>
                                <P>
                                    (2) For a unit with add-on NO
                                    <E T="52">X</E>
                                     emission controls and for all hours where NO
                                    <E T="52">X</E>
                                     data are substituted in accordance with § 75.34(a)(1) of this chapter, the add-on emission controls were operating within the range of parameters listed in the quality assurance/quality control program under appendix B to part 75 of this chapter and the substitute data values do not systematically underestimate NO
                                    <E T="52">X</E>
                                     emissions; and 
                                </P>
                                <P>
                                    (3) For a unit that is reporting on a control period basis under paragraph (d)(2)(ii) of this section, the NO
                                    <E T="52">X</E>
                                     emission rate and NO
                                    <E T="52">X</E>
                                     concentration values substituted for missing data under subpart D of part 75 of this chapter are calculated using only values from a control period and do not systematically underestimate NO
                                    <E T="52">X</E>
                                     emissions. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.375 </SECTNO>
                                <SUBJECT>Petitions. </SUBJECT>
                                <P>
                                    The CAIR designated representative of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit may submit a petition under § 75.66 of this chapter to the Administrator requesting approval to apply an alternative to any requirement of this subpart. Application of an alternative to any requirement of this subpart is in accordance with this subpart only to the extent that the petition is approved in writing by the Administrator, in consultation with the permitting authority. 
                                </P>
                            </SECTION>
                        </SUBPART>
                        <SUBPART>
                            <HD SOURCE="HED">
                                Subpart IIII—CAIR NO
                                <E T="52">X</E>
                                 Ozone Season Opt-in Units 
                            </HD>
                            <SECTION>
                                <SECTNO>§ 97.380 </SECTNO>
                                <SUBJECT>Applicability. </SUBJECT>
                                <P>
                                    A CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit must be a unit that:
                                </P>
                                <P>(a) Is located in a State that submits, and for which the Administrator approves, a State implementation plan revision in accordance with § 51.123(ee)(3) (i), (ii), or (iii) of this chapter establishing procedures concerning CAIR Ozone Season opt-in units; </P>
                                <P>
                                    (b) Is not a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304 and is not covered by a retired unit exemption under § 97.305 that is in effect; 
                                </P>
                                <P>(c) Is not covered by a retired unit exemption under § 72.8 of this chapter that is in effect; </P>
                                <P>(d) Has or is required or qualified to have a title V operating permit or other federally enforceable permit; and </P>
                                <P>(e) Vents all of its emissions to a stack and can meet the monitoring, recordkeeping, and reporting requirements of subpart HHHH of this part. </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.381</SECTNO>
                                <SUBJECT>General. </SUBJECT>
                                <P>
                                    (a) Except as otherwise provided in §§ 97.301 through 97.304, §§ 97.306 through 97.308, and subparts BBBB and CCCC and subparts FFFF through HHHH of this part, a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit shall be treated as a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit for purposes of applying such sections and subparts of this part. 
                                </P>
                                <P>
                                    (b) Solely for purposes of applying, as provided in this subpart, the requirements of subpart HHHH of this part to a unit for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under this subpart, such unit shall be treated as a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit before issuance of a CAIR opt-in permit for such unit. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.382 </SECTNO>
                                <SUBJECT>CAIR designated representative. </SUBJECT>
                                <P>
                                    Any CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit, and any unit for which a CAIR opt-in permit application is submitted and not withdrawn and a CAIR opt-in permit is not yet issued or denied under this subpart, located at the same source as one or more CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units shall have the same CAIR designated representative and alternate CAIR designated representative as such CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.383 </SECTNO>
                                <SUBJECT>Applying for CAIR opt-in permit. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Applying for initial CAIR opt-in permit.</E>
                                     The CAIR designated representative of a unit meeting the requirements for a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit in § 97.380 may apply for an initial CAIR opt-in permit at any time, except as provided under § 97.386 (f) and (g), and, in order to apply, must submit the following: 
                                </P>
                                <P>(1) A complete CAIR permit application under § 97.322; </P>
                                <P>(2) A certification, in a format specified by the permitting authority, that the unit: </P>
                                <P>
                                    (i) Is not a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304 and is not covered by a retired unit exemption under § 97.305 that is in effect; 
                                </P>
                                <P>(ii) Is not covered by a retired unit exemption under § 72.8 of this chapter that is in effect; </P>
                                <P>(iii) Vents all of its emissions to a stack; and </P>
                                <P>(iv) Has documented heat input for more than 876 hours during the 6 months immediately preceding submission of the CAIR permit application under § 97.322; </P>
                                <P>(3) A monitoring plan in accordance with subpart HHHH of this part; </P>
                                <P>(4) A complete certificate of representation under § 97.313 consistent with § 97.382, if no CAIR designated representative has been previously designated for the source that includes the unit; and </P>
                                <P>
                                    (5) A statement, in a format specified by the permitting authority, whether the CAIR designated representative requests that the unit be allocated CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances under § 97.380(b) or § 97.388(c) (subject to the conditions in §§ 97.384(h) and 97.386(g)), to the extent such allocation is provided in a State implementation plan revision submitted in accordance with § 51.123(ee)(3)(i), (ii), or (iii) of this chapter and approved by the Administrator. If allocation under § 97.388(c) is requested, this statement shall include a statement that the owners and operators intend to repower the unit before January 1, 2015 and that they will provide, upon request, documentation demonstrating such intent. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Duty to reapply.</E>
                                     (1) The CAIR designated representative of a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit shall submit a complete CAIR permit application under § 97.322 to renew the CAIR opt-in unit permit in accordance with the permitting authority's regulations for title V operating permits, or the permitting authority's regulations for other federally enforceable permits if applicable, addressing permit renewal. 
                                </P>
                                <P>
                                    (2) Unless the permitting authority issues a notification of acceptance of withdrawal of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit from the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program in accordance with § 97.386 or the unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304, the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit shall remain subject to the requirements for a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit, even if the CAIR designated representative for the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit fails to submit a CAIR permit application that is required for renewal of the CAIR opt-in permit under paragraph (b)(1) of this section. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.384 </SECTNO>
                                <SUBJECT>Opt-in process. </SUBJECT>
                                <P>
                                    The permitting authority will issue or deny a CAIR opt-in permit for a unit for which an initial application for a CAIR opt-in permit under § 97.383 is submitted in accordance with the following, to the extent provided in a State implementation plan revision submitted in accordance with 
                                    <PRTPAGE P="25466"/>
                                    § 51.123(ee)(3)(i), (ii), or (iii) of this chapter and approved by the Administrator: 
                                </P>
                                <P>
                                    (a) 
                                    <E T="03">Interim review of monitoring plan.</E>
                                     The permitting authority and the Administrator will determine, on an interim basis, the sufficiency of the monitoring plan accompanying the initial application for a CAIR opt-in permit under § 97.383. A monitoring plan is sufficient, for purposes of interim review, if the plan appears to contain information demonstrating that the NO
                                    <E T="52">X</E>
                                     emissions rate and heat input of the unit and all other applicable parameters are monitored and reported in accordance with subpart HHHH of this part. A determination of sufficiency shall not be construed as acceptance or approval of the monitoring plan. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Monitoring and reporting.</E>
                                     (1)(i) If the permitting authority and the Administrator determine that the monitoring plan is sufficient under paragraph (a) of this section, the owner or operator shall monitor and report the NO
                                    <E T="52">X</E>
                                     emissions rate and the heat input of the unit and all other applicable parameters, in accordance with subpart HHHH of this part, starting on the date of certification of the appropriate monitoring systems under subpart HHHH of this part and continuing until a CAIR opt-in permit is denied under § 97.384(f) or, if a CAIR opt-in permit is issued, the date and time when the unit is withdrawn from the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program in accordance with § 97.386. 
                                </P>
                                <P>
                                    (ii) The monitoring and reporting under paragraph (b)(1)(i) of this section shall include the entire control period immediately before the date on which the unit enters the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program under § 97.384(g), during which period monitoring system availability must not be less than 90 percent under subpart HHHH of this part and the unit must be in full compliance with any applicable State or Federal emissions or emissions-related requirements. 
                                </P>
                                <P>
                                    (2) To the extent the NO
                                    <E T="52">X</E>
                                     emissions rate and the heat input of the unit are monitored and reported in accordance with subpart HHHH of this part for one or more control periods, in addition to the control period under paragraph (b)(1)(ii) of this section, during which control periods monitoring system availability is not less than 90 percent under subpart HHHH of this part and the unit is in full compliance with any applicable State or Federal emissions or emissions-related requirements and which control periods begin not more than 3 years before the unit enters the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program under § 97.384(g), such information shall be used as provided in paragraphs (c) and (d) of this section. 
                                </P>
                                <P>
                                    (c) 
                                    <E T="03">Baseline heat input.</E>
                                     The unit's baseline heat rate shall equal: 
                                </P>
                                <P>
                                    (1) If the unit's NO
                                    <E T="52">X</E>
                                     emissions rate and heat input are monitored and reported for only one control period, in accordance with paragraph (b)(1) of this section, the unit's total heat input (in mmBtu) for the control period; or 
                                </P>
                                <P>
                                    (2) If the unit's NO
                                    <E T="52">X</E>
                                     emissions rate and heat input are monitored and reported for more than one control period, in accordance with paragraphs (b)(1) and (2) of this section, the average of the amounts of the unit's total heat input (in mmBtu) for the control periods under paragraphs (b)(1)(ii) and (2) of this section. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Baseline NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">emission rate.</E>
                                     The unit's baseline NO
                                    <E T="52">X</E>
                                     emission rate shall equal: 
                                </P>
                                <P>
                                    (1) If the unit's NO
                                    <E T="52">X</E>
                                     emissions rate and heat input are monitored and reported for only one control period, in accordance with paragraph (b)(1) of this section, the unit's NO
                                    <E T="52">X</E>
                                     emissions rate (in lb/mmBtu) for the control period; 
                                </P>
                                <P>
                                    (2) If the unit's NO
                                    <E T="52">X</E>
                                     emissions rate and heat input are monitored and reported for more than one control period, in accordance with paragraphs (b)(1) and (2) of this section, and the unit does not have add-on NO
                                    <E T="52">X</E>
                                     emission controls during any such control periods, the average of the amounts of the unit's NO
                                    <E T="52">X</E>
                                     emissions rate (in lb/mmBtu) for the control periods under paragraphs (b)(1)(ii) and (2) of this section; or 
                                </P>
                                <P>
                                    (3) If the unit's NO
                                    <E T="52">X</E>
                                     emissions rate and heat input are monitored and reported for more than one control period, in accordance with paragraphs (b)(1) and (2) of this section, and the unit has add-on NO
                                    <E T="52">X</E>
                                     emission controls during any such control periods, the average of the amounts of the unit's NO
                                    <E T="52">X</E>
                                     emissions rate (in lb/mmBtu) for such control periods during which the unit has add-on NO
                                    <E T="52">X</E>
                                     emission controls. 
                                </P>
                                <P>
                                    (e) 
                                    <E T="03">Issuance of CAIR opt-in permit.</E>
                                     After calculating the baseline heat input and the baseline NO
                                    <E T="52">X</E>
                                     emissions rate for the unit under paragraphs (c) and (d) of this section and if the permitting authority determines that the CAIR designated representative shows that the unit meets the requirements for a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit in § 97.380 and meets the elements certified in § 97.383(a)(2), the permitting authority will issue a CAIR opt-in permit. The permitting authority will provide a copy of the CAIR opt-in permit to the Administrator, who will then establish a compliance account for the source that includes the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit unless the source already has a compliance account. 
                                </P>
                                <P>
                                    (f) 
                                    <E T="03">Issuance of denial of CAIR opt-in permit.</E>
                                     Notwithstanding paragraphs (a) through (e) of this section, if at any time before issuance of a CAIR opt-in permit for the unit, the permitting authority determines that the CAIR designated representative fails to show that the unit meets the requirements for a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit in § 97.380 or meets the elements certified in § 97.383(a)(2), the permitting authority will issue a denial of a CAIR opt-in permit for the unit. 
                                </P>
                                <P>
                                    (g) 
                                    <E T="03">Date of entry into CAIR NO</E>
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. A unit for which an initial CAIR opt-in permit is issued by the permitting authority shall become a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit, and a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit, as of the later of May 1, 2009 or May 1 of the first control period during which such CAIR opt-in permit is issued. 
                                </P>
                                <P>
                                    (h) 
                                    <E T="03">Repowered CAIR NO</E>
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit. (1) If CAIR designated representative requests, and the permitting authority issues a CAIR opt-in permit providing for, allocation to a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances under § 97.388(c) and such unit is repowered after its date of entry into the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program under paragraph (g) of this section, the repowered unit shall be treated as a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit replacing the original CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit, as of the date of start-up of the repowered unit's combustion chamber. 
                                </P>
                                <P>
                                    (2) Notwithstanding paragraphs (c) and (d) of this section, as of the date of start-up under paragraph (h)(1) of this section, the repowered unit shall be deemed to have the same date of commencement of operation, date of commencement of commercial operation, baseline heat input, and baseline NO
                                    <E T="52">X</E>
                                     emission rate as the original CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit, and the original CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit shall no longer be treated as a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit or a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.385 </SECTNO>
                                <SUBJECT>CAIR opt-in permit contents. </SUBJECT>
                                <P>(a) Each CAIR opt-in permit will contain: </P>
                                <P>(1) All elements required for a complete CAIR permit application under § 97.322; </P>
                                <P>(2) The certification in § 97.383(a)(2); </P>
                                <P>(3) The unit's baseline heat input under § 97.384(c); </P>
                                <P>
                                    (4) The unit's baseline NO
                                    <E T="52">X</E>
                                     emission rate under § 97.384(d); 
                                    <PRTPAGE P="25467"/>
                                </P>
                                <P>
                                    (5) A statement whether the unit is to be allocated CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances under § 97.388(b) or § 97.388(c) (subject to the conditions in §§ 97.384(h) and 97.386(g)); 
                                </P>
                                <P>
                                    (6) A statement that the unit may withdraw from the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program only in accordance with § 97.386; and 
                                </P>
                                <P>(7) A statement that the unit is subject to, and the owners and operators of the unit must comply with, the requirements of § 97.387. </P>
                                <P>
                                    (b) Each CAIR opt-in permit is deemed to incorporate automatically the definitions of terms under § 97.302 and, upon recordation by the Administrator under subpart FFFF or GGGG of this part or this subpart, every allocation, transfer, or deduction of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances to or from the compliance account of the source that includes a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit covered by the CAIR opt-in permit. 
                                </P>
                                <P>
                                    (c) The CAIR opt-in permit shall be included, in a format specified by the permitting authority, in the CAIR permit for the source where the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit is located and in a title V operating permit or other federally enforceable permit for the source. 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.386 </SECTNO>
                                <SUBJECT>
                                    Withdrawal from CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program. 
                                </SUBJECT>
                                <P>
                                    Except as provided under paragraph (g) of this section, a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit may withdraw from the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program, but only if the permitting authority issues a notification to the CAIR designated representative of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit of the acceptance of the withdrawal of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit in accordance with paragraph (d) of this section. 
                                </P>
                                <P>
                                    (a) 
                                    <E T="03">Requesting withdrawal.</E>
                                     In order to withdraw a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit from the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program, the CAIR designated representative of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit shall submit to the permitting authority a request to withdraw effective as of midnight of September 30 of a specified calendar year, which date must be at least 4 years after September 30 of the year of entry into the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program under § 97.384(g). The request must be submitted no later than 90 days before the requested effective date of withdrawal. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Conditions for withdrawal.</E>
                                     Before a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit covered by a request under paragraph (a) of this section may withdraw from the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program and the CAIR opt-in permit may be terminated under paragraph (e) of this section, the following conditions must be met: 
                                </P>
                                <P>
                                    (1) For the control period ending on the date on which the withdrawal is to be effective, the source that includes the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit must meet the requirement to hold CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances under § 97.306(c) and cannot have any excess emissions. 
                                </P>
                                <P>
                                    (2) After the requirement for withdrawal under paragraph (b)(1) of this section is met, the Administrator will deduct from the compliance account of the source that includes the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances equal in amount to and allocated for the same or a prior control period as any CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances allocated to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit under § 97.388 for any control period for which the withdrawal is to be effective. If there are no remaining CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season units at the source, the Administrator will close the compliance account, and the owners and operators of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit may submit a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance transfer for any remaining CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances to another CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Allowance Tracking System in accordance with subpart GGGG of this part. 
                                </P>
                                <P>
                                    (c) 
                                    <E T="03">Notification.</E>
                                     (1) After the requirements for withdrawal under paragraphs (a) and (b) of this section are met (including deduction of the full amount of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances required), the permitting authority will issue a notification to the CAIR designated representative of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit of the acceptance of the withdrawal of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit as of midnight on September 30 of the calendar year for which the withdrawal was requested. 
                                </P>
                                <P>
                                    (2) If the requirements for withdrawal under paragraphs (a) and (b) of this section are not met, the permitting authority will issue a notification to the CAIR designated representative of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit that the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit's request to withdraw is denied. Such CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit shall continue to be a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit. 
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Permit amendment.</E>
                                     After the permitting authority issues a notification under paragraph (c)(1) of this section that the requirements for withdrawal have been met, the permitting authority will revise the CAIR permit covering the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit to terminate the CAIR opt-in permit for such unit as of the effective date specified under paragraph (c)(1) of this section. The unit shall continue to be a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit until the effective date of the termination and shall comply with all requirements under the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program concerning any control periods for which the unit is a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit, even if such requirements arise or must be complied with after the withdrawal takes effect. 
                                </P>
                                <P>
                                    (e) 
                                    <E T="03">Reapplication upon failure to meet conditions of withdrawal.</E>
                                     If the permitting authority denies the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit's request to withdraw, the CAIR designated representative may submit another request to withdraw in accordance with paragraphs (a) and (b) of this section. 
                                </P>
                                <P>
                                    (f) 
                                    <E T="03">Ability to reapply to the CAIR NO</E>
                                    <E T="54">X</E>
                                      
                                    <E T="03">Ozone Season Trading Program.</E>
                                     Once a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit withdraws from the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program and its CAIR opt-in permit is terminated under this section, the CAIR designated representative may not submit another application for a CAIR opt-in permit under § 97.383 for such CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit before the date that is 4 years after the date on which the withdrawal became effective. Such new application for a CAIR opt-in permit will be treated as an initial application for a CAIR opt-in permit under § 97.384. 
                                </P>
                                <P>
                                    (g) 
                                    <E T="03">Inability to withdraw.</E>
                                     Notwithstanding paragraphs (a) through (f) of this section, a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit shall not be eligible to withdraw from the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program if the CAIR designated representative of the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit requests, and the permitting authority issues a CAIR opt-in permit providing for, allocation to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances under § 97.388(c). 
                                </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.387</SECTNO>
                                <SUBJECT>Change in regulatory status. </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Notification.</E>
                                     If a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304, then the CAIR designated representative shall notify in writing the permitting authority and the Administrator of such change in the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit's regulatory status, within 30 days of such change. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Permitting authority's and Administrator's actions.</E>
                                    (1) If a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under 
                                    <PRTPAGE P="25468"/>
                                    § 97.304, the permitting authority will revise the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit's CAIR opt-in permit to meet the requirements of a CAIR permit under § 97.323, and remove the CAIR opt-in permit provisions, as of the date on which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304. 
                                </P>
                                <P>
                                    (2)(i) The Administrator will deduct from the compliance account of the source that includes the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit that becomes a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304, CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances equal in amount to and allocated for the same or a prior control period as: 
                                </P>
                                <P>
                                    (A) Any CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances allocated to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit under § 97.388 for any control period after the date on which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304; and 
                                </P>
                                <P>
                                    (B) If the date on which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304 is not September 30, the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances allocated to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit under § 97.388 for the control period that includes the date on which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304, multiplied by the ratio of the number of days, in the control period, starting with the date on which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304 divided by the total number of days in the control period and rounded to the nearest whole allowance as appropriate. 
                                </P>
                                <P>
                                    (ii) The CAIR designated representative shall ensure that the compliance account of the source that includes the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit that becomes a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under ( 97.304 contains the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances necessary for completion of the deduction under paragraph (b)(2)(i) of this section. 
                                </P>
                                <P>
                                    (3)(i) For every control period after the date on which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304, the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit will be allocated CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances under § 97.342. 
                                </P>
                                <P>
                                    (ii) If the date on which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304 is not September 30, the following amount of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances will be allocated to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit (as a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit) under § 97.342 for the control period that includes the date on which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304: 
                                </P>
                                <P>
                                    (A) The amount of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances otherwise allocated to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit (as a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit) under § 97.342 for the control period multiplied by;
                                </P>
                                <P>
                                    (B) The ratio of the number of days, in the control period, starting with the date on which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit becomes a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season unit under § 97.304, divided by the total number of days in the control period; and 
                                </P>
                                <P>(C) Rounded to the nearest whole allowance as appropriate. </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 97.388</SECTNO>
                                <SUBJECT>
                                    CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocations to CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in units. 
                                </SUBJECT>
                                <P>
                                    (a) 
                                    <E T="03">Timing requirements.</E>
                                     (1) When the CAIR opt-in permit is issued under § 97.384(e), the permitting authority will allocate CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit, and submit to the Administrator the allocation for the control period in which a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit enters the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program under § 97.384(g), in accordance with paragraph (b) or (c) of this section. 
                                </P>
                                <P>
                                    (2) By no later than July 31 of the control period after the control period in which a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit enters the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program under § 97.384(g) and July 31 of each year thereafter, the permitting authority will allocate CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit, and submit to the Administrator the allocation for the control period that includes such submission deadline and in which the unit is a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit, in accordance with paragraph (b) or (c) of this section. 
                                </P>
                                <P>
                                    (b) 
                                    <E T="03">Calculation of allocation.</E>
                                     For each control period for which a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit is to be allocated CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances, the permitting authority will allocate in accordance with the following procedures, if provided in a State implementation plan revision submitted in accordance with § 51.123(ee)(3)(i), (ii), or (iii) of this chapter and approved by the Administrator: 
                                </P>
                                <P>
                                    (1) The heat input (in mmBtu) used for calculating the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocation will be the lesser of: 
                                </P>
                                <P>
                                    (i) The CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit's baseline heat input determined under § 97.384(c); or 
                                </P>
                                <P>
                                    (ii) The CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit's heat input, as determined in accordance with subpart HHHH of this part, for the immediately prior control period, except when the allocation is being calculated for the control period in which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit enters the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program under § 97.384(g). 
                                </P>
                                <P>
                                    (2) The NO
                                    <E T="52">X</E>
                                     emission rate (in lb/mmBtu) used for calculating CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocations will be the lesser of: 
                                </P>
                                <P>
                                    (i) The CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit's baseline NO
                                    <E T="52">X</E>
                                     emissions rate (in lb/mmBtu) determined under § 97.384(d) and multiplied by 70 percent; or 
                                </P>
                                <P>
                                    (ii) The most stringent State or Federal NO
                                    <E T="52">X</E>
                                     emissions limitation applicable to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit at any time during the control period for which CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances are to be allocated. 
                                </P>
                                <P>
                                    (3) The permitting authority will allocate CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit in an amount equaling the heat input under paragraph (b)(1) of this section, multiplied by the NO
                                    <E T="52">X</E>
                                     emission rate under paragraph (b)(2) of this section, divided by 2,000 lb/ton, and rounded to the nearest whole allowance as appropriate. 
                                </P>
                                <P>
                                    (c) Notwithstanding paragraph (b) of this section and if the CAIR designated representative requests, and the permitting authority issues a CAIR opt-in permit (based on a demonstration of the intent to repower stated under § 97.383 (a)(5)) providing for, allocation to a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit of CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances under this paragraph (subject to the conditions in §§ 97.384(h) and 97.386(g)), the permitting authority will allocate to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit as follows, if provided in a State implementation plan revision submitted in accordance with § 51.123(ee)(3)(i), (ii), or (iii) of this chapter and approved by the Administrator: 
                                </P>
                                <P>
                                    (1) For each control period in 2009 through 2014 for which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit is to be allocated CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances, 
                                </P>
                                <P>
                                    (i) The heat input (in mmBtu) used for calculating CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocations will be determined as described in paragraph (b)(1) of this section. 
                                    <PRTPAGE P="25469"/>
                                </P>
                                <P>
                                    (ii) The NO
                                    <E T="52">X</E>
                                     emission rate (in lb/mmBtu) used for calculating CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocations will be the lesser of: 
                                </P>
                                <P>
                                    (A) The CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit's baseline NO
                                    <E T="52">X</E>
                                     emissions rate (in lb/mmBtu) determined under § 97.384(d); or 
                                </P>
                                <P>
                                    (B) The most stringent State or Federal NO
                                    <E T="52">X</E>
                                     emissions limitation applicable to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit at any time during the control period in which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit enters the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program under § 97.384(g). 
                                </P>
                                <P>
                                    (iii) The permitting authority will allocate CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit in an amount equaling the heat input under paragraph (c)(1)(i) of this section, multiplied by the NO
                                    <E T="52">X</E>
                                     emission rate under paragraph (c)(1)(ii) of this section, divided by 2,000 lb/ton, and rounded to the nearest whole allowance as appropriate. 
                                </P>
                                <P>
                                    (2) For each control period in 2015 and thereafter for which the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit is to be allocated CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances, 
                                </P>
                                <P>
                                    (i) The heat input (in mmBtu) used for calculating the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocations will be determined as described in paragraph (b)(1) of this section.
                                </P>
                                <P>
                                    (ii) The NO
                                    <E T="52">X</E>
                                     emission rate (in lb/mmBtu) used for calculating the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowance allocation will be the lesser of:
                                </P>
                                <P>(A) 0.15 lb/mmBtu;</P>
                                <P>
                                    (B) The CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit's baseline NO
                                    <E T="52">X</E>
                                     emissions rate (in lb/mmBtu) determined under § 97.384(d); or
                                </P>
                                <P>
                                    (C) The most stringent State or Federal NO
                                    <E T="52">X</E>
                                     emissions limitation applicable to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit at any time during the control period for which CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances are to be allocated.
                                </P>
                                <P>
                                    (iii) The permitting authority will allocate CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit in an amount equaling the heat input under paragraph (c)(2)(i) of this section, multiplied by the NO
                                    <E T="52">X</E>
                                     emission rate under paragraph (c)(2)(ii) of this section, divided by 2,000 lb/ton, and rounded to the nearest whole allowance as appropriate.
                                </P>
                                <P>
                                    (d) 
                                    <E T="03">Recordation</E>
                                    . If provided in a State implementation plan revision submitted in accordance with § 51.123(ee)(3)(i), (ii), or (iii) of this chapter and approved by the Administrator:
                                </P>
                                <P>
                                    (1) The Administrator will record, in the compliance account of the source that includes the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit, the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances allocated by the permitting authority to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit under paragraph (a)(1) of this section.
                                </P>
                                <P>
                                    (2) By September 1 of the control period in which a CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit enters the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season Trading Program under § 97.384(g) and September 1 of each year thereafter, the Administrator will record, in the compliance account of the source that includes the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit, the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season allowances allocated by the permitting authority to the CAIR NO
                                    <E T="52">X</E>
                                     Ozone Season opt-in unit under paragraph (a)(2) of this section.
                                </P>
                            </SECTION>
                            <APP/>
                            <HD SOURCE="HED">
                                Appendix A to Subpart IIII of Part 97—States With Approved State Implementation Plan Revisions Concerning CAIR NO
                                <E T="52">X</E>
                                 Ozone Season Opt-in Units
                            </HD>
                        </SUBPART>
                        <EXTRACT>
                            <P>
                                1. The following States have State Implementation Plan revisions under § 51.123(ee)(3) of this chapter approved by the Administrator and establishing procedures providing for CAIR NO
                                <E T="52">X</E>
                                 Ozone Season opt-in units under subpart IIII of this part and allocation of CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances to such units under § 97.388(b):
                            </P>
                            <P>[Reserved]</P>
                            <P>
                                2. The following States have State Implementation Plan revisions under § 51.123(ee)(3) of this chapter approved by the Administrator and establishing procedures providing for CAIR NO
                                <E T="52">X</E>
                                 Ozone Season opt-in units under subpart IIII of this part and allocation of CAIR NO
                                <E T="52">X</E>
                                 Ozone Season allowances to such units under § 97.388(c):
                            </P>
                            <P>[Reserved]</P>
                        </EXTRACT>
                    </REGTEXT>
                </SUPLINF>
                <FRDOC>[FR Doc. 06-2692 Filed 4-27-06; 8:45 am]</FRDOC>
                <BILCOD>BILLING CODE 6560-50-P</BILCOD>
            </RULE>
        </RULES>
    </NEWPART>
    <VOL>71</VOL>
    <NO>82</NO>
    <DATE>Friday, April 28, 2006</DATE>
    <UNITNAME>Notices</UNITNAME>
    <NEWPART>
        <PTITLE>
            <PRTPAGE P="25471"/>
            <PARTNO>Part V</PARTNO>
            <AGENCY TYPE="P">Department of Education</AGENCY>
            <TITLE>Grants and Cooperative Agreements; Special Education and Rehabilitative Services; Notices</TITLE>
        </PTITLE>
        <NOTICES>
            <NOTICE>
                <PREAMB>
                    <PRTPAGE P="25472"/>
                    <AGENCY TYPE="S">DEPARTMENT OF EDUCATION </AGENCY>
                    <SUBJECT>National Institute on Disability and Rehabilitation Research; Disability and Rehabilitation Research Projects and Centers Program; Disability Rehabilitation Research Projects (DRRPs) </SUBJECT>
                    <AGY>
                        <HD SOURCE="HED">AGENCY:</HD>
                        <P>Office of Special Education and Rehabilitative Services, Department of Education. </P>
                    </AGY>
                    <ACT>
                        <HD SOURCE="HED">ACTION:</HD>
                        <P>Notice of final priorities for DRRPs, including priorities for the National Data and Statistical Center for the Spinal Cord Injury (SCI) Model Systems and the National Data and Statistical Center for the Traumatic Brain Injury (TBI) Model Systems. </P>
                    </ACT>
                    <SUM>
                        <HD SOURCE="HED">SUMMARY:</HD>
                        <P>The Assistant Secretary for Special Education and Rehabilitative Services announces certain final priorities for the Disability and Rehabilitation Research Projects and Centers Program administered by the National Institute on Disability and Rehabilitation Research (NIDRR). Specifically, this notice announces three priorities—a priority for General DRRP Requirements, a priority for the National Data and Statistical Center for the SCI Model Systems and a priority for the National Data and Statistical Center for the TBI Model Systems. The Assistant Secretary may use these priorities for competitions in fiscal year (FY) 2006 and later years. We take this action to focus research attention on areas of national need. We intend that these priorities will improve rehabilitation services and outcomes for individuals with disabilities. </P>
                    </SUM>
                    <EFFDATE>
                        <HD SOURCE="HED">DATES:</HD>
                        <P>
                            <E T="03">Effective Date:</E>
                             These priorities are effective May 30, 2006. 
                        </P>
                    </EFFDATE>
                    <FURINF>
                        <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                        <P>
                            Donna Nangle, U.S. Department of Education, 400 Maryland Avenue, SW., room 6030, Potomac Center Plaza, Washington, DC 20202-2700. Telephone: (202) 245-7462 or by e-mail: 
                            <E T="03">donna.nangle@ed.gov.</E>
                        </P>
                        <P>If you use a telecommunications device for the deaf (TDD), you may call the Federal Relay Service (FRS) at 1-800-877-8339. </P>
                        <P>
                            Individuals with disabilities may obtain this document in an alternative format (
                            <E T="03">e.g.</E>
                            , Braille, large print, audiotape, or computer diskette) on request to the contact person listed under 
                            <E T="02">FOR FURTHER INFORMATION CONTACT.</E>
                        </P>
                    </FURINF>
                </PREAMB>
                <SUPLINF>
                    <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                    <P/>
                    <HD SOURCE="HD1">Disability and Rehabilitation Research Projects (DRRP) Program </HD>
                    <P>The purpose of the DRRP program is to plan and conduct research, demonstration projects, training, and related activities to develop methods, procedures, and rehabilitation technology that maximize the full inclusion and integration into society, employment, independent living, family support, and economic and social self-sufficiency of individuals with disabilities, especially individuals with the most severe disabilities, and to improve the effectiveness of services authorized under the Rehabilitation Act of 1973, as amended. DRRPs carry out one or more of the following types of activities, as specified and defined in 34 CFR 350.13 through 350.19: research, development, demonstration, training, dissemination, utilization, and technical assistance. </P>
                    <P>An applicant for assistance under this program must demonstrate in its application how it will address, in whole or in part, the needs of individuals with disabilities from minority backgrounds (34 CFR 350.40(a)). The approaches an applicant may take to meet this requirement are found in 34 CFR 350.40(b). </P>
                    <P>
                        Additional information on the DRRP program can be found at: 
                        <E T="03">http://www.ed.gov/rschstat/research/pubs/res-program.html#DRRP.</E>
                    </P>
                    <P>
                        We published a notice of proposed priorities (NPP) for NIDRR's Disability and Rehabilitation Research Projects and Centers Program, including the DRRP program, in the 
                        <E T="04">Federal Register</E>
                         on February 7, 2006 (71 FR 6318). The NPP included a background statement that described our rationale for each priority proposed in that notice. 
                    </P>
                    <P>
                        This notice of final priorities (NFP) addresses only 3 of the 15 priorities proposed in the NPP. The priorities addressed in this NFP are as follows: General DRRP Requirements (designated as Priority 1 in the NPP), National Data and Statistical Center for the SCI Model Systems (designated as Priority 2 in the NPP), and National Data and Statistical Center for the TBI Model Systems (designated as Priority 3 in the NPP). Because of the volume of comments received in response to the NPP, NIDRR intends to publish two separate notices of final priorities for the remaining 12 priorities proposed in the NPP (
                        <E T="03">i.e.</E>
                        , those priorities designated as Priorities 4 through 15 in the NPP). More information on these other priorities and the projects and programs that NIDRR intends to fund in FY 2006 can be found on the Internet at the following site: 
                        <E T="03">http://www.ed.gov/fund/grant/apply/nidrr/priority-matrix.html.</E>
                    </P>
                    <P>
                        This NFP contains two changes from the NPP in each of the 
                        <E T="03">National Data and Statistical Center for the SCI Model Systems</E>
                         priority and the 
                        <E T="03">National Data and Statistical Center for the TBI Model Systems</E>
                         priority. We have made no changes to the priority for 
                        <E T="03">General DRRP Requirements.</E>
                    </P>
                    <P>An analysis of the comments and the changes in these priorities since publication of the NPP follows. We discuss major issues according to subject. </P>
                    <P>Generally, we do not address technical and other minor changes and suggested changes we are not authorized to make under the applicable statutory authority. </P>
                    <HD SOURCE="HD1">Analysis of Comments and Changes </HD>
                    <P>
                        In response to our invitation in the NPP, we received no comments on the 
                        <E T="03">General DRRP Requirements</E>
                         priority, two parties submitted comments on the proposed priority for the 
                        <E T="03">National Data and Statistical Center for the TBI Model Systems</E>
                        , and one party submitted comments on the proposed priority for the 
                        <E T="03">National Data and Statistical Center for the SCI Model Systems.</E>
                         Because the proposed priorities for the two National Data and Statistical Centers are identical for the SCI and TBI Model Systems Programs, NIDRR's responses to the comments received regarding each center are applicable to both priorities. 
                    </P>
                    <HD SOURCE="HD1">Priority 2—National Data and Statistical Center for the TBI Model Systems and Priority 3—National Data and Statistical Center for the SCI Model Systems </HD>
                    <HD SOURCE="HD2">Scope of Work </HD>
                    <P>
                        <E T="03">Comment:</E>
                         One commenter asked whether NIDRR expected the National Data and Statistical Centers to engage in dissemination activities on behalf of their respective Model Systems Programs. 
                    </P>
                    <P>
                        <E T="03">Discussion:</E>
                         While past priorities for the National Data and Statistical Center for the TBI Model Systems have required dissemination activities, the current priorities for the National Data and Statistical Centers do not require the centers to engage in dissemination activities. NIDRR expects that its proposed Model Systems Knowledge Translation Center (MSKTC) (see proposed Priority 6 in the NPP) will fulfill this important responsibility. While the National Data and Statistical Centers are not expected to engage in dissemination activities themselves, they are expected to support the dissemination activities of the MSKTC. This support could involve, for instance, supplying data or consulting on dissemination strategies. 
                    </P>
                    <P>
                        <E T="03">Changes:</E>
                         Paragraph (f) of each National Data and Statistical Center priority has been changed to clarify that 
                        <PRTPAGE P="25473"/>
                        grantees are required to coordinate with the MSKTC in addition to the National Traumatic Brain Injury Model Systems Data Center and the National Burn Model Systems Data Center in order to improve the quality and efficiency of the SCI Model Systems Database operations. 
                    </P>
                    <P>
                        <E T="03">Comment:</E>
                         One commenter asked whether NIDRR expects or plans to encourage the National Data and Statistical Centers to lead their respective Model Systems Programs in new research projects. 
                    </P>
                    <P>
                        <E T="03">Discussion:</E>
                         While past priorities for the National Data and Statistical Center for the SCI Model Systems have required that the center have a capacity to conduct original research, the current priorities for the National Data and Statistical Centers only require applicants to contribute to the outcome of rigorous research within their respective Model Systems Program by “making statistical and other methodological consultation available for research projects that use the SCI Model Systems Database, as well as center-specific and collaborative projects.” That said, nothing in the priorities would prohibit the centers from participating in research projects to the extent the projects use data collected under the guidance of the centers. 
                    </P>
                    <P>
                        <E T="03">Changes:</E>
                         None. 
                    </P>
                    <HD SOURCE="HD2">Continuity of Longitudinal Databases </HD>
                    <P>
                        <E T="03">Comment:</E>
                         One commenter noted that applicants for the National Data and Statistical Center for the SCI Model Systems should be able to propose working with any former SCI Model Systems center—not just those Model Systems centers that were funded by NIDRR in the most recent five-year cycle—in order to enhance the continuity of the SCI Model Systems Database (see paragraph (e) in the proposed priority). 
                    </P>
                    <P>
                        <E T="03">Discussion:</E>
                         NIDRR agrees that applicants should be allowed greater flexibility in collecting follow-up data from individuals who were once enrolled by centers that no longer receive Model Systems program funding. This flexibility is necessary because the task is complex, and there is likely more than one way to carry out this activity. 
                    </P>
                    <P>
                        <E T="03">Changes:</E>
                         Paragraph (e) of each National Data and Statistical Center priority has been changed to clarify that applicants may propose to collaborate with up to four Model Systems centers that were formerly funded by NIDRR but are not receiving current Model Systems Program funding to enhance the continuity of the Model Systems databases. 
                    </P>
                    <P>
                        <E T="03">Comment:</E>
                         Three commenters asked NIDRR to clarify the financial mechanism by which continued collection of data from former Model Systems centers would be achieved. 
                    </P>
                    <P>
                        <E T="03">Discussion:</E>
                         NIDRR will not provide funds directly to former Model Systems centers for the purpose of longitudinal data collection. Applicants for the National Data and Statistical centers must describe in their applications how they propose to work with former Model Systems centers toward the outcome of enhanced continuity of the Model Systems databases. This work could include, or instance, subcontracting with former Model Systems centers. 
                    </P>
                    <P>
                        <E T="03">Changes:</E>
                         None. 
                    </P>
                    <P>
                        <E T="03">Comment:</E>
                         Three commenters asked for clarification on how the National Data and Statistical Centers should budget and plan for the continued collection of data from Model Systems centers that do not receive funding during the National Data and Statistical Centers' grant cycle. These commenters noted that the size of the Model Systems database samples from Model Systems centers formerly funded by NIDRR will not be known until funding decisions for the Model Systems centers have been made in the future. 
                    </P>
                    <P>
                        <E T="03">Discussion:</E>
                         NIDRR's priorities for the National Data and Statistical Centers do not require applicants to collect longitudinal data from every database participant enrolled by former Model Systems centers. This flexibility allows applicants to propose to use a sampling technique to follow a specific number of database participants from formerly funded centers. It is the applicant's responsibility to propose methods to optimize the continuity of their respective Model Systems database, given the resources that are made available through the National Data and Statistical Center grant. 
                    </P>
                    <P>
                        <E T="03">Changes:</E>
                         None. 
                    </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>
                            This notice does not solicit applications. In any year in which we choose to use these proposed priorities, we invite applications through a notice in the 
                            <E T="04">Federal Register</E>
                            . When inviting applications we designate the priorities as absolute, competitive preference, or invitational. The effect of each type of priority follows: 
                        </P>
                    </NOTE>
                    <P>
                        <E T="03">Absolute priority:</E>
                         Under an absolute priority, we consider only applications that meet the priority (34 CFR 75.105(c)(3)). 
                    </P>
                    <P>
                        <E T="03">Competitive preference priority:</E>
                         Under a competitive preference priority, we give competitive preference to an application by either (1) awarding additional points, depending on how well or the extent to which the application meets the competitive preference priority (34 CFR 75.105(c)(2)(i)); or (2) selecting an application that meets the competitive preference priority over an application of comparable merit that does not meet the priority (34 CFR 75.105(c)(2)(ii)). 
                    </P>
                    <P>
                        <E T="03">Invitational priority:</E>
                         Under an invitational priority, we are particularly interested in applications that meet the invitational priority. However, we do not give an application that meets the invitational priority a competitive or absolute preference over other applications (34 CFR 75.105(c)(1)). 
                    </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>
                            This NFP is in concert with President George W. Bush's New Freedom Initiative (NFI) and NIDRR's Final Long-Range Plan for FY 2005-2009 (Plan). The NFI can be accessed on the Internet at the following site: 
                            <E T="03">http://www.whitehouse.gov/infocus/newfreedom.</E>
                              
                        </P>
                    </NOTE>
                    <P>
                        The Plan, which was published in the 
                        <E T="04">Federal Register</E>
                         on February 15, 2006 (71 FR 8165), can be accessed on the Internet at the following site: 
                        <E T="03">http://www.ed.gov/about/offices/list/osers/nidrr/policy.html.</E>
                    </P>
                    <P>Through the implementation of the NFI and the Plan, NIDRR seeks to—(1) Improve the quality and utility of disability and rehabilitation research; (2) Foster an exchange of expertise, information, and training to facilitate the advancement of knowledge and understanding of the unique needs of traditionally underserved populations; (3) Determine best strategies and programs to improve rehabilitation outcomes for underserved populations; (4) Identify research gaps; (5) Identify mechanisms of integrating research and practice; and (6) Disseminate findings. </P>
                    <HD SOURCE="HD1">Priorities </HD>
                    <HD SOURCE="HD2">Priority 1—General Disability and Rehabilitation Research Projects (DRRP) Requirements </HD>
                    <P>To meet this priority, the Disability and Rehabilitation Research Projects (DRRP) must— </P>
                    <P>(a) Coordinate on research projects of mutual interest with relevant NIDRR-funded projects, as identified through consultation with the NIDRR project officer; </P>
                    <P>(b) Involve individuals with disabilities in planning and implementing the DRRP's research, training, and dissemination activities, and in evaluating its work; and </P>
                    <P>
                        (c) Identify anticipated outcomes (i.e., advances in knowledge or changes and improvements in policy, practice, behavior, and system capacity) that are linked to the applicant's stated grant objectives. 
                        <PRTPAGE P="25474"/>
                    </P>
                    <HD SOURCE="HD2">Priority 2—National Data and Statistical Center for the Spinal Cord Injury (SCI) Model Systems </HD>
                    <P>
                        <E T="03">Priority:</E>
                         The Assistant Secretary for Special Education and Rehabilitative Services establishes a priority for the funding of a National SCI Model Systems Data Center that advances medical rehabilitation by increasing the rigor and efficiency of scientific efforts to longitudinally assess the experience of individuals with SCI. To meet this priority, the National SCI Model Systems Data Center's research and technical assistance must be designed to contribute to the following outcomes: 
                    </P>
                    <P>(a) Maintenance of a national longitudinal database for data submitted by each of the SCI Model Systems Centers (SCI Model Systems Database). This database must provide for confidentiality, quality control, and data-retrieval capabilities, using cost-effective and user-friendly technology. </P>
                    <P>(b) High-quality, reliable data in the SCI Model Systems Database. The National SCI Model Systems Data Center must contribute to this outcome by providing training and technical assistance to SCI Model Systems Centers on subject retention and data collection procedures, data entry methods, and appropriate use of study instruments, and by monitoring the quality of the data submitted by the SCI Model Systems Centers. </P>
                    <P>(c) High-quality data collected from database participants of all racial/ethnic backgrounds. The National SCI Model Systems Data Center must contribute to this outcome by providing knowledge, training, and technical assistance to the SCI Model Systems Centers on culturally appropriate methods of longitudinal data collection and participant retention. </P>
                    <P>(d) Rigorous research conducted by SCI Model Systems Centers and all investigators who are analyzing data from the SCI Model Systems Database. The National SCI Model Systems Data Center must contribute to this outcome by making statistical and other methodological consultation available for research projects that use the SCI Model Systems Database, as well as center-specific and collaborative projects of the SCI Model Systems Program. </P>
                    <P>(e) Enhanced continuity of the SCI Model Systems Database. The National SCI Model Systems Data Center must contribute to this outcome by establishing and implementing a mechanism for continued collection of follow-up data from individuals who were enrolled by SCI Model Systems Centers that no longer receive Model Systems Program funding. This mechanism must focus on continued collection of data from up to four SCI Model Systems Centers that were previously funded, but that have not received subsequent funding under the Model Systems Program. </P>
                    <P>(f) Improved quality and efficiency of the SCI Model Systems Database operations through collaboration with the National Traumatic Brain Injury Model Systems Data Center, the National Burn Model Systems Data Center, and the Model Systems Knowledge Translation Center (MSKTC). </P>
                    <HD SOURCE="HD2">Priority 3—National Data and Statistical Center for the Traumatic Brain Injury (TBI) Model Systems </HD>
                    <P>
                        <E T="03">Priority:</E>
                         The Assistant Secretary for Special Education and Rehabilitative Services establishes a priority for the funding of a National TBI Model Systems Data Center that advances medical rehabilitation by increasing the rigor and efficiency of scientific efforts to longitudinally assess the experience of individuals with TBI. To meet this priority, the National TBI Model Systems Data Center's research and technical assistance must be designed to contribute to the following outcomes:
                    </P>
                    <P>(a) Maintenance of a national longitudinal database for data submitted by each of the TBI Model Systems Centers (TBI Model Systems Database). This database must provide for confidentiality, quality control, and data-retrieval capabilities, using cost-effective and user-friendly technology.</P>
                    <P>(b) High-quality, reliable data in the TBI Model Systems Database. The National TBI Model Systems Data Center must contribute to this outcome by providing training and technical assistance to TBI Model Systems Centers on subject retention and data collection procedures, data entry methods, and appropriate use of study instruments, and by monitoring the quality of the data submitted by the TBI Model Systems Centers.</P>
                    <P>(c) High-quality data collected from database participants of all racial/ethnic backgrounds. The National TBI Model Systems Data Center must contribute to this outcome by providing knowledge, training, and technical assistance to the TBI Model Systems Centers on culturally appropriate methods of longitudinal data collection and participant retention.</P>
                    <P>(d) Rigorous research conducted by TBI Model Systems Centers and all investigators who are analyzing data from the TBI Model Systems Database. The National TBI Model Systems Data Center must contribute to this outcome by making statistical and other methodological consultation available for research projects that use the TBI Model Systems Database, as well as center-specific and collaborative projects of the TBI Model Systems Program.</P>
                    <P>(e) Enhanced continuity of the TBI Model Systems Database. The National TBI Model Systems Data Center must contribute to this outcome by establishing and implementing a mechanism for continued collection of follow-up data from individuals who were enrolled by TBI Model Systems Centers that no longer receive Model Systems Program funding. This mechanism must focus on continued collection of data from up to four TBI Model Systems Centers that were previously funded, but that have not received subsequent funding under the Model Systems Program.</P>
                    <P>(f) Improved quality and efficiency of the TBI Model Systems Database operations through collaboration with the National Spinal Cord Injury Model Systems Data Center, the National Burn Model Systems Data Center, and the Model Systems Knowledge Translation Center (MSKTC).</P>
                    <HD SOURCE="HD2">Executive Order 12866</HD>
                    <P>This NFP has been reviewed in accordance with Executive Order 12866. Under the terms of the order, we have assessed the potential costs and benefits of this regulatory action.</P>
                    <P>The potential costs associated with the NFP are those resulting from statutory requirements and those we have determined as necessary for administering this program effectively and efficiently. In assessing the potential costs and benefits—both quantitative and qualitative—of this NFP, we have determined that the benefits of the final priorities justify the costs.</P>
                    <P>
                        <E T="03">Summary of potential costs and benefits:</E>
                         The potential costs associated with these final priorities are minimal while the benefits are significant. Grantees may incur some costs associated with completing the application process in terms of staff time, copying, and mailing or delivery. The use of e-Application technology reduces mailing and copying costs significantly.
                    </P>
                    <P>
                        The benefits of the Disability and Rehabilitation Research Projects and Centers Programs have been well established over the years in that similar projects have been completed successfully. These final priorities will generate new knowledge and technologies through research, 
                        <PRTPAGE P="25475"/>
                        development, dissemination, utilization, and technical assistance projects.
                    </P>
                    <P>Another benefit of these final priorities is that the establishment of new DRRPs will support the President's NFI and improve the lives of persons with disabilities. The new DRRPs will generate, disseminate, and promote the use of new information that will improve the options for individuals with disabilities.</P>
                    <P>
                        <E T="03">Applicable Program Regulations:</E>
                         34 CFR part 350.
                    </P>
                    <HD SOURCE="HD2">Electronic Access to This Document</HD>
                    <P>
                        You may view this document, as well as all other Department of Education documents published in the 
                        <E T="04">Federal Register</E>
                        , in text or Adobe Portable Document Format (PDF) on the Internet at the following site: 
                        <E T="03">http://www.ed.gov/news/fedregister.</E>
                    </P>
                    <P>To use PDF you must have Adobe Acrobat Reader, which is available free at this site. If you have questions about using PDF, call the U.S. Government Printing Office (GPO), toll free, at 1-888-293-6498; or in the Washington, DC, area at (202) 512-1530.</P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>
                            The official version of this document is the document published in the 
                            <E T="04">Federal Register</E>
                            . Free Internet access to the official edition of the 
                            <E T="04">Federal Register</E>
                             and the Code of Federal Regulations is available on GPO Access at: 
                            <E T="03">http://www.gpoaccess.gov/nara/index.html.</E>
                              
                        </P>
                    </NOTE>
                    <EXTRACT>
                        <FP>(Catalog of Federal Domestic Assistance Number 84.133A, Disability Rehabilitation Research Projects)</FP>
                    </EXTRACT>
                    <AUTH>
                        <HD SOURCE="HED">Program Authority:</HD>
                        <P>29 U.S.C. 762(g) and 764(a).</P>
                    </AUTH>
                    <SIG>
                        <DATED>Dated: April 25, 2006.</DATED>
                        <NAME>John H. Hager,</NAME>
                        <TITLE>Assistant Secretary for Special Education and Rehabilitative Services.</TITLE>
                    </SIG>
                </SUPLINF>
                <FRDOC>[FR Doc. 06-4030 Filed 4-27-06; 8:45 am]</FRDOC>
                <BILCOD>BILLING CODE 4000-01-P</BILCOD>
            </NOTICE>
            <NOTICE>
                <PREAMB>
                    <AGENCY TYPE="S">DEPARTMENT OF EDUCATION</AGENCY>
                    <SUBJECT>Office of Special Education and Rehabilitative Services; Overview Information; National Institute on Disability and Rehabilitation Research (NIDRR); Disability Rehabilitation Research Projects (DRRPs); National Data and Statistical Center for the Traumatic Brain Injury (TBI) Model Systems; Notice Inviting Applications for New Awards for Fiscal Year (FY) 2006</SUBJECT>
                    <EXTRACT>
                        <FP SOURCE="FP-1">Catalog of Federal Domestic Assistance (CFDA) Number: 84.133A-3.</FP>
                    </EXTRACT>
                    <P>
                        <E T="03">Dates:</E>
                    </P>
                    <P>
                        <E T="03">Applications Available:</E>
                         April 28, 2006.
                    </P>
                    <P>
                        <E T="03">Deadline for Transmittal of Applications:</E>
                         June 27, 2006.
                    </P>
                    <P>
                        <E T="03">Date of Pre-Application Meeting:</E>
                         May 17, 2006.
                    </P>
                    <P>
                        <E T="03">Eligible Applicants:</E>
                         States; public or private agencies, including for-profit agencies; public or private organizations, including for-profit organizations; institutions of higher education (IHEs); and Indian tribes and tribal organizations.
                    </P>
                    <P>
                        <E T="03">Estimated Available Funds:</E>
                         $625,000.
                    </P>
                    <P>
                        <E T="03">Maximum Award:</E>
                         We will reject any application that proposes a budget exceeding $625,000 for a single budget period of 12 months. The Assistant Secretary for Special Education and Rehabilitative Services may change the maximum amount through a notice published in the 
                        <E T="04">Federal Register</E>
                        .
                    </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>The maximum amount includes direct and indirect costs.</P>
                    </NOTE>
                    <P>
                        <E T="03">Estimated Number of Awards:</E>
                         1.
                    </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>The Department is not bound by any estimates in this notice.</P>
                    </NOTE>
                    <P>
                        <E T="03">Project Period:</E>
                         Up to 60 months.
                    </P>
                    <HD SOURCE="HD1">Full Text of Announcement</HD>
                    <HD SOURCE="HD1">I. Funding Opportunity Description</HD>
                    <P>
                        <E T="03">Purpose of Program:</E>
                         The purpose of the DRRP program is to plan and conduct research, demonstration projects, training, and related activities to develop methods, procedures, and rehabilitation technology that maximize the full inclusion and integration into society, employment, independent living, family support, and economic and social self-sufficiency of individuals with disabilities, especially individuals with the most severe disabilities, and to improve the effectiveness of services authorized under the Rehabilitation Act of 1973, as amended. DRRPs carry out one or more of the following types of activities, as specified and defined in 34 CFR 350.13 through 350.19: research, development, demonstration, training, dissemination, utilization, and technical assistance.
                    </P>
                    <P>An applicant for assistance under this program must demonstrate in its application how it will address, in whole or in part, the needs of individuals with disabilities from minority backgrounds (34 CFR 350.40(a)). The approaches an applicant may take to meet this requirement are found in 34 CFR 350.40(b).</P>
                    <P>
                        Additional information on the DRRP program can be found at: 
                        <E T="03">http://www.ed.gov/rschstat/research/pubs/res-program.html#DRRP.</E>
                    </P>
                    <P>
                        <E T="03">Priorities:</E>
                         These priorities are from the notice of final priorities for the DRRP program, published elsewhere in this issue of the 
                        <E T="04">Federal Register</E>
                        .
                    </P>
                    <P>
                        <E T="03">Absolute Priorities:</E>
                         For FY 2006 these priorities are absolute priorities. Under 34 CFR 75.105(c)(3) we consider only applications that meet these priorities.
                    </P>
                    <P>These priorities are:</P>
                    <P>
                        <E T="03">General Disability and Rehabilitation Research Projects (DRRP) Requirements</E>
                         and 
                        <E T="03">National Data and Statistical Center for the Traumatic Brain Injury (TBI) Model Systems.</E>
                    </P>
                    <P>
                        <E T="03">Program Authority:</E>
                         29 U.S.C. 762(g) and 764(a).
                    </P>
                    <P>
                        <E T="03">Applicable Regulations:</E>
                         (a) The Education Department General Administrative Regulations (EDGAR) in 34 CFR parts 74, 75, 77, 80, 81, 82, 84, 85, 86, and 97. (b) The regulations for this program in 34 CFR part 350. (c) The notice of final priorities for the DRRP program, published elsewhere in this issue of the 
                        <E T="04">Federal Register</E>
                        .
                    </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>The regulations in 34 CFR part 86 apply to IHEs only.</P>
                    </NOTE>
                    <HD SOURCE="HD1">II. Award Information</HD>
                    <P>
                        <E T="03">Type of Award:</E>
                         Discretionary grants.
                    </P>
                    <P>
                        <E T="03">Estimated Available Funds:</E>
                         $625,000.
                    </P>
                    <P>
                        <E T="03">Maximum Award:</E>
                         We will reject any application that proposes a budget exceeding $625,000 for a single budget period of 12 months. The Assistant Secretary for Special Education and Rehabilitative Services may change the maximum amount through a notice published in the 
                        <E T="04">Federal Register</E>
                        .
                    </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>The maximum amount includes direct and indirect costs. </P>
                    </NOTE>
                    <P>
                        <E T="03">Estimated Number of Awards:</E>
                         1.
                    </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>The Department is not bound by any estimates in this notice. </P>
                    </NOTE>
                    <P>
                        <E T="03">Project Period:</E>
                         Up to 60 months. 
                    </P>
                    <HD SOURCE="HD1">III. Eligibility Information </HD>
                    <P>
                        1. 
                        <E T="03">Eligible Applicants:</E>
                         States; public or private agencies, including for-profit agencies; public or private organizations, including for-profit organizations; IHEs; and Indian tribes and tribal organizations. 
                    </P>
                    <P>
                        2. 
                        <E T="03">Cost Sharing or Matching:</E>
                         This competition does not involve cost sharing or matching. 
                    </P>
                    <HD SOURCE="HD1">IV. Application and Submission Information </HD>
                    <P>
                        1. 
                        <E T="03">Address to Request Application Package:</E>
                         You may obtain an application package via Internet or from the Education Publications Center (ED Pubs). To obtain a copy via Internet use the following address: 
                        <E T="03">http://www.ed.gov/fund/grant/apply/grantapps/index.html</E>
                        . 
                    </P>
                    <P>
                        To obtain a copy from Ed Pubs, write or call the following: Education Publications Center, P.O. Box 1398, 
                        <PRTPAGE P="25476"/>
                        Jessup, MD 20794-1398. Telephone (toll free): 1-877-433-7827. FAX: (301) 470-1244. If you use a telecommunications device for the deaf (TDD), you may call (toll free): 1-877-576-7734. 
                    </P>
                    <P>
                        You may also contact ED Pubs at its Web site: 
                        <E T="03">http://www.ed.gov/pubs/edpubs.html</E>
                         or you may contact ED Pubs at its e-mail address: 
                        <E T="03">edpubs@inet.ed.gov</E>
                        . 
                    </P>
                    <P>If you request an application from ED Pubs, be sure to identify this competition as follows: CFDA Number 84.133A-3. </P>
                    <P>
                        Individuals with disabilities may obtain a copy of the application package in an alternative format (e.g., Braille, large print, audiotape, or computer diskette) by contacting the program contact person listed under 
                        <E T="03">For Further Information Contact</E>
                         in section VII of this notice. 
                    </P>
                    <P>
                        2. 
                        <E T="03">Content and Form of Application Submission:</E>
                         Requirements concerning the content of an application, together with the forms you must submit, are in the application package for this competition. 
                    </P>
                    <P>
                        <E T="03">Page Limit:</E>
                         The application narrative (Part III of the application) is where you, the applicant, address the selection criteria that reviewers use to evaluate your application. We recommend that you limit Part III to the equivalent of no more than 125 pages, using the following standards: 
                    </P>
                    <P>• A “page” is 8.5″ x 11″, on one side only, with 1″ margins at the top, bottom, and both sides. </P>
                    <P>• Double space (no more than three lines per vertical inch) all text in the application narrative, including titles, headings, footnotes, quotations, references, and captions, as well as all text in charts, tables, figures, and graphs. </P>
                    <P>• Use a font that is either 12 point or larger or no smaller than 10 pitch (characters per inch). </P>
                    <P>The suggested page limit does not apply to Part I, the cover sheet; Part II, the budget section, including the narrative budget justification; Part IV, the assurances and certifications; or the one-page abstract, the resumes, the bibliography, or the letters of support. However, you must include all of the application narrative in Part III. </P>
                    <P>The application package will provide instructions for completing all components to be included in the application. Each application must include a cover sheet (ED Standard Form 424); budget requirements (ED Form 524) and narrative justification; other required forms; an abstract, Human Subjects narrative, Part III narrative; resumes of staff; and other related materials, if applicable. </P>
                    <P>
                        3. 
                        <E T="03">Submission Dates and Times:</E>
                    </P>
                    <P>Applications Available: April 28, 2006. </P>
                    <P>Deadline for Transmittal of Applications: June 27, 2006. </P>
                    <P>
                        Pre-Application Meeting: Interested parties are invited to participate in a pre-application meeting to discuss the priorities and to receive information and technical assistance through individual consultation. The pre-application meeting will be held on May 17, 2006. Interested parties may participate in this meeting by conference call with NIDRR staff from the Office of Special Education and Rehabilitative Services between 10 a.m. and 12 noon. On the same day, NIDRR staff also will be available from 1:30 p.m. to 4 p.m., by telephone, to provide information and technical assistance through individual consultation. For further information or to make arrangements to participate on the conference call or for an individual consultation, contact Donna Nangle, U.S. Department of Education, Potomac Center Plaza, room 6030, 550 12th Street, SW., Washington, DC 20202. Telephone: (202) 245-7462 or by e-mail: 
                        <E T="03">donna.nangle@ed.gov</E>
                        . 
                    </P>
                    <P>
                        Applications for grants under this competition may be submitted electronically using the Grants.gov Apply site (Grants.gov), or in paper format by mail or hand delivery. For information (including dates and times) about how to submit your application electronically, or by mail or hand delivery, please refer to section IV. 6. 
                        <E T="03">Other Submission Requirements</E>
                         in this notice. 
                    </P>
                    <P>We do not consider an application that does not comply with the deadline requirements. </P>
                    <P>
                        4. 
                        <E T="03">Intergovernmental Review:</E>
                         This program is not subject to Executive Order 12372 and the regulations in 34 CFR part 79. 
                    </P>
                    <P>
                        5. 
                        <E T="03">Funding Restrictions:</E>
                         We reference regulations outlining funding restrictions in the 
                        <E T="03">Applicable Regulations</E>
                         section of this notice. 
                    </P>
                    <P>
                        6. 
                        <E T="03">Other Submission Requirements:</E>
                         Applications for grants under this competition may be submitted electronically or in paper format by mail or hand delivery. 
                    </P>
                    <P>
                        a. 
                        <E T="03">Electronic Submission of Applications</E>
                        . 
                    </P>
                    <P>We have been accepting applications electronically through the Department's e-Application system since FY 2000. In order to expand on those efforts and comply with the President's Management Agenda, we are continuing to participate as a partner in the new governmentwide Grants.gov Apply site in FY 2006. The National Data and Statistical Center for the TBI Model Systems—CFDA Number 84.133A-3 is one of the programs included in this project. We request your participation in Grants.gov. </P>
                    <P>
                        If you choose to submit your application electronically, you must use the Grants.gov Apply site at 
                        <E T="03">http://www.Grants.gov.</E>
                         Through this site, you will be able to download a copy of the application package, complete it offline, and then upload and submit your application. You may not e-mail an electronic copy of a grant application to us. 
                    </P>
                    <P>
                        You may access the electronic grant application for the National Data and Statistical Center for the TBI Model Systems at: 
                        <E T="03">http://www.grants.gov</E>
                        . You must search for the downloadable application package for this program by the CFDA number. Do not include the CFDA number's alpha suffix in your search. 
                    </P>
                    <P>Please note the following: </P>
                    <P>• Your participation in Grants.gov is voluntary. </P>
                    <P>• When you enter the Grants.gov site, you will find information about submitting an application electronically through the site, as well as the hours of operation. </P>
                    <P>• Applications received by Grants.gov are time and date stamped. Your application must be fully uploaded and submitted, and must be date/time stamped by the Grants.gov system no later than 4:30 p.m., Washington, DC time, on the application deadline date. Except as otherwise noted in this section, we will not consider your application if it is date/time stamped by the Grants.gov system later than 4:30 p.m., Washington, DC time, on the application deadline date. When we retrieve your application from Grants.gov, we will notify you if we are rejecting your application because it was date/time stamped by the Grants.gov system after 4:30 p.m., Washington, DC time, on the application deadline date. </P>
                    <P>• The amount of time it can take to upload an application will vary depending on a variety of factors including the size of the application and the speed of your Internet connection. Therefore, we strongly recommend that you do not wait until the application deadline date to begin the application process through Grants.gov. </P>
                    <P>
                        • You should review and follow the Education Submission Procedures for submitting an application through Grants.gov that are included in the application package for this competition to ensure that you submit your application in a timely manner to the Grants.gov system. You can also find the Education Submission Procedures 
                        <PRTPAGE P="25477"/>
                        pertaining to Grants.gov at 
                        <E T="03">http://e-Grants.ed.gov/help/GrantsgovSubmissionProcedures.pdf</E>
                        . 
                    </P>
                    <P>
                        • To submit your application via Grants.gov, you must complete all of the steps in the Grants.gov registration process (see 
                        <E T="03">http://www.Grants.gov/GetStarted</E>
                        ). These steps include (1) registering your organization, (2) registering yourself as an Authorized Organization Representative (AOR), and (3) getting authorized as an AOR by your organization. Details on these steps are outlined in the Grants.gov 3-Step Registration Guide (see 
                        <E T="03">http://www.grants.gov/assets/GrantsgovCoBrandBrochure8X11.pdf</E>
                        ). You also must provide on your application the same D-U-N-S Number used with this registration. Please note that the registration process may take five or more business days to complete, and you must have completed all registration steps to allow you to successfully submit an application via Grants.gov. 
                    </P>
                    <P>• You will not receive additional point value because you submit your application in electronic format, nor will we penalize you if you submit your application in paper format. </P>
                    <P>• You may submit all documents electronically, including all information typically included on the Application for Federal Education Assistance (ED 424), Budget Information—Non-Construction Programs (ED 524), and all necessary assurances and certifications. If you choose to submit your application electronically, you must attach any narrative sections of your application as files in a .DOC (document), .RTF (rich text), or .PDF (Portable Document) format. If you upload a file type other than the three file types specified above or submit a password protected file, we will not review that material. </P>
                    <P>• Your electronic application must comply with any page limit requirements described in this notice. </P>
                    <P>• After you electronically submit your application, you will receive an automatic acknowledgment from Grants.gov that contains a Grants.gov tracking number. The Department will retrieve your application from Grants.gov and send you a second confirmation by e-mail that will include a PR/Award number (an ED-specified identifying number unique to your application). </P>
                    <P>• We may request that you provide us original signatures on forms at a later date. </P>
                    <HD SOURCE="HD2">Application Deadline Date Extension in Case of System Unavailability </HD>
                    <P>
                        If you are prevented from electronically submitting your application on the application deadline date because of technical problems with the Grants.gov system, we will grant you an extension until 4:30 p.m., Washington, DC time, the following business day to enable you to transmit your application electronically, or by hand delivery. You also may mail your application by following the mailing instructions as described elsewhere in this notice. If you submit an application after 4:30 p.m., Washington, DC time, on the deadline date, please contact the person listed elsewhere in this notice under 
                        <E T="03">For Further Information Contact</E>
                        , and provide an explanation of the technical problem you experienced with Grants.gov, along with the Grants.gov Support Desk Case Number (if available). We will accept your application if we can confirm that a technical problem occurred with the Grants.gov system and that that problem affected your ability to submit your application by 4:30 p.m., Washington, DC time, on the application deadline date. The Department will contact you after a determination is made on whether your application will be accepted. 
                    </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>Extensions referred to in this section apply only to the unavailability of or technical problems with the Grants.gov system. We will not grant you an extension if you failed to fully register to submit your application to Grants.gov before the deadline date and time or if the technical problem you experienced is unrelated to the Grants.gov system. </P>
                    </NOTE>
                    <P>
                        b. 
                        <E T="03">Submission of Paper Applications by Mail.</E>
                    </P>
                    <P>If you submit your application in paper format by mail (through the U.S. Postal Service or a commercial carrier), you must mail the original and two copies of your application, on or before the application deadline date, to the Department at the applicable following address: </P>
                    <FP SOURCE="FP-1">
                        <E T="03">By mail through the U.S. Postal Service:</E>
                        U.S. Department of Education, Application Control Center, Attention: (CFDA Number 84.133A-3), 400 Maryland Avenue, SW., Washington, DC 20202-4260 
                    </FP>
                    <P>  or </P>
                    <FP SOURCE="FP-1">
                        <E T="03">By mail through a commercial carrier:</E>
                        U.S. Department of Education, Application Control Center—Stop 4260, Attention: (CFDA Number 84.133A-3), 7100 Old Landover Road, Landover, MD 20785-1506. 
                    </FP>
                    <P>Regardless of which address you use, you must show proof of mailing consisting of one of the following: </P>
                    <P>(1) A legibly dated U.S. Postal Service postmark, </P>
                    <P>(2) A legible mail receipt with the date of mailing stamped by the U.S. Postal Service, </P>
                    <P>(3) A dated shipping label, invoice, or receipt from a commercial carrier, or </P>
                    <P>(4) Any other proof of mailing acceptable to the Secretary of the U.S. Department of Education. </P>
                    <P>If you mail your application through the U.S. Postal Service, we do not accept either of the following as proof of mailing: </P>
                    <P>(1) A private metered postmark, or </P>
                    <P>(2) A mail receipt that is not dated by the U.S. Postal Service. </P>
                    <P>If your application is postmarked after the application deadline date, we will not consider your application. </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>The U.S. Postal Service does not uniformly provide a dated postmark. Before relying on this method, you should check with your local post office.</P>
                    </NOTE>
                    <P>
                        c. 
                        <E T="03">Submission of Paper Applications by Hand Delivery.</E>
                    </P>
                    <P>If you submit your application in paper format by hand delivery, you (or a courier service) must deliver the original and two copies of your application by hand, on or before the application deadline date, to the Department at the following address: U.S. Department of Education, Application Control Center, Attention: (CFDA Number 84.133A-3), 550 12th Street, SW., Room 7041, Potomac Center Plaza, Washington, DC 20202-4260. </P>
                    <P>The Application Control Center accepts hand deliveries daily between 8 a.m. and 4:30 p.m., Washington, DC time, except Saturdays, Sundays and Federal holidays. </P>
                    <NOTE>
                        <HD SOURCE="HED">Note for Mail or Hand Delivery of Paper Applications:</HD>
                        <P>If you mail or hand deliver your application to the Department: </P>
                        <P>(1) You must indicate on the envelope and—if not provided by the Department—in Item 4 of the ED 424 the CFDA number—and suffix letter, if any—of the competition under which you are submitting your application. </P>
                        <P>(2) The Application Control Center will mail a grant application receipt acknowledgment to you. If you do not receive the grant application receipt acknowledgment within 15 business days from the application deadline date, you should call the U.S. Department of Education Application Control Center at (202) 245-6288.</P>
                    </NOTE>
                    <HD SOURCE="HD1">V. Application Review Information </HD>
                    <P>
                        <E T="03">Selection Criteria:</E>
                         The selection criteria for this competition are from 34 CFR 75.210 of EDGAR and 34 CFR 350.54 and are listed in the application package. 
                    </P>
                    <HD SOURCE="HD1">VI. Award Administration Information </HD>
                    <P>
                        1. 
                        <E T="03">Award Notices:</E>
                         If your application is successful, we notify your U.S. 
                        <PRTPAGE P="25478"/>
                        Representative and U.S. Senators and send you a Grant Award Notification (GAN). We may also notify you informally. 
                    </P>
                    <P>If your application is not evaluated or not selected for funding, we notify you. </P>
                    <P>
                        2. 
                        <E T="03">Administrative and National Policy Requirements:</E>
                         We identify administrative and national policy requirements in the application package and reference these and other requirements in the 
                        <E T="03">Applicable Regulations</E>
                         section of this notice. 
                    </P>
                    <P>
                        We reference the regulations outlining the terms and conditions of an award in the 
                        <E T="03">Applicable Regulations</E>
                         section of this notice and include these and other specific conditions in the GAN. The GAN also incorporates your approved application as part of your binding commitments under the grant. 
                    </P>
                    <P>
                        3. 
                        <E T="03">Reporting:</E>
                         At the end of your project period, you must submit a final performance report, including financial information, as directed by the Secretary. If you receive a multi-year award, you must submit an annual performance report that provides the most current performance and financial expenditure information as specified by the Secretary in 34 CFR 75.118. 
                    </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>NIDRR will provide information by letter to grantees on how and when to submit the report. </P>
                    </NOTE>
                    <P>
                        4. 
                        <E T="03">Performance Measures:</E>
                         To evaluate the overall success of its research program, NIDRR assesses the quality of its funded projects through review of grantee performance and products. Each year, NIDRR examines, through expert peer review, a portion of its grantees to determine: 
                    </P>
                    <P>• The percentage of newly awarded NIDRR projects that will be multi-site, collaborative controlled studies of interventions and programs. </P>
                    <P>• The number of accomplishments (e.g., new or improved tools, methods, discoveries, standards, interventions, programs, or devices) developed or tested with NIDRR funding that have been judged by experts panels to be of high quality and to advance the field. </P>
                    <P>• The percentage of grantee research and development that has appropriate study design, meets rigorous standards of scientific, and/or engineering methods, and builds on and contributes to knowledge in the field. </P>
                    <P>• The average number of publications per award based on NIDRR-funded research and development activities in refereed journals. </P>
                    <P>• The percentage of new grants that include studies funded by NIDRR that assess the effectiveness of interventions, programs, and devices using rigorous and appropriate methods. </P>
                    <P>NIDRR uses information submitted by grantees as part of their Annual Performance Reports (APRs) for these reviews. NIDRR also determines, using information submitted as part of the APR, the number of publications in refereed journals that are based on NIDRR-funded research and development activities. </P>
                    <P>
                        Department of Education program performance reports, which include information on NIDRR programs, are available on the Department's Web site: 
                        <E T="03">http://www.ed.gov/about/offices/list/opepd/sas/index.html.</E>
                    </P>
                    <P>
                        Updates on the Government Performance and Results Act of 1993 (GPRA) indicators, revisions and methods appear on the NIDRR Program Review Web site: 
                        <E T="03">http://www.neweditions.net/pr/commonfiles/pmconcepts.htm</E>
                        . 
                    </P>
                    <P>Grantees should consult these sites, on a regular basis, to obtain details and explanations on how NIDRR programs contribute to the advancement of the Department's long-term and annual performance goals. </P>
                    <HD SOURCE="HD1">VII. Agency Contact </HD>
                    <P>
                        <E T="03">For Further Information Contact:</E>
                         Donna Nangle, U.S. Department of Education, 400 Maryland Avenue, SW., room 6030, Potomac Center Plaza, Washington, DC 20202. Telephone: (202) 245-7462 or by e-mail: 
                        <E T="03">donna.nangle@ed.gov</E>
                        . 
                    </P>
                    <P>If you use a telecommunications device for the deaf (TDD), you may call the TDD number at (202) 245-7317 or the Federal Relay Service (FRS) at 1-800-877-8339. </P>
                    <P>
                        Individuals with disabilities may obtain this document in an alternative format (
                        <E T="03">e.g.</E>
                        , Braille, large print, audiotape, or computer diskette) on request to the program contact person listed in this section. 
                    </P>
                    <HD SOURCE="HD1">VIII. Other Information </HD>
                    <P>
                        <E T="03">Electronic Access to This Document:</E>
                         You may view this document, as well as all other documents of this Department published in the 
                        <E T="04">Federal Register</E>
                        , in text or Adobe Portable Document Format (PDF) on the Internet at the following site: 
                        <E T="03">http://www.ed.gov/news/fedregister</E>
                        . 
                    </P>
                    <P>To use PDF you must have Adobe Acrobat Reader, which is available free at this site. If you have questions about using PDF, call the U.S. Government Printing Office (GPO), toll free, at 1-888-293-6498; or in the Washington, DC, area at (202) 512-1530. </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>
                            The official version of this document is the document published in the 
                            <E T="04">Federal Register</E>
                            . Free Internet access to the official edition of the 
                            <E T="04">Federal Register</E>
                             and the Code of Federal Regulations is available on GPO Access at: 
                            <E T="03">http://www.gpoaccess.gov/nara/index.html</E>
                            . 
                        </P>
                    </NOTE>
                    <SIG>
                        <DATED>Dated: April 25, 2006. </DATED>
                        <NAME>John H. Hager, </NAME>
                        <TITLE>Assistant Secretary for Special Education and Rehabilitative Services. </TITLE>
                    </SIG>
                </PREAMB>
                <FRDOC>[FR Doc. 06-4031 Filed 4-27-06; 8:45 am] </FRDOC>
                <BILCOD>BILLING CODE 4000-01-P</BILCOD>
            </NOTICE>
            <NOTICE>
                <PREAMB>
                    <AGENCY TYPE="S">DEPARTMENT OF EDUCATION </AGENCY>
                    <SUBJECT>Office of Special Education and Rehabilitative Services; Overview Information; National Institute on Disability and Rehabilitation Research (NIDRR); Disability Rehabilitation Research Projects (DRRPs); National Data and Statistical Center for the Spinal Cord Injury (SCI) Model Systems; Notice Inviting Applications for New Awards for Fiscal Year (FY) 2006 </SUBJECT>
                    <FP>
                        <E T="03">Catalog of Federal Domestic Assistance (CFDA) Number:</E>
                         84.133A-14. 
                    </FP>
                    <HD SOURCE="HD3">Dates</HD>
                    <P>
                        <E T="03">Applications Available</E>
                        : April 28, 2006. 
                    </P>
                    <P>
                        <E T="03">Deadline for Transmittal of Applications:</E>
                         June 27, 2006. 
                    </P>
                    <P>
                        <E T="03">Date of Pre-Application Meeting:</E>
                         May 17, 2006. 
                    </P>
                    <P>
                        <E T="03">Eligible Applicants:</E>
                         States; public or private agencies, including for-profit agencies; public or private organizations, including for-profit organizations; institutions of higher education (IHEs); and Indian tribes and tribal organizations. 
                    </P>
                    <P>
                        <E T="03">Estimated Available Funds:</E>
                         $625,000. 
                    </P>
                    <P>
                        <E T="03">Maximum Award:</E>
                         We will reject any application that proposes a budget exceeding $625,000 for a single budget period of 12 months. The Assistant Secretary for Special Education and Rehabilitative Services may change the maximum amount through a notice published in the 
                        <E T="04">Federal Register</E>
                        .
                    </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>The maximum amount includes direct and indirect costs. </P>
                    </NOTE>
                    <P>
                        <E T="03">Estimated Number of Awards:</E>
                         1. 
                    </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>The Department is not bound by any estimates in this notice. </P>
                    </NOTE>
                    <P>
                        <E T="03">Project Period:</E>
                         Up to 60 months. 
                    </P>
                    <HD SOURCE="HD1">Full Text of Announcement </HD>
                    <HD SOURCE="HD1">I. Funding Opportunity Description </HD>
                    <P>
                        <E T="03">Purpose of Program:</E>
                         The purpose of the DRRP program is to plan and conduct research, demonstration projects, training, and related activities to develop methods, procedures, and rehabilitation technology that maximize the full inclusion and integration into 
                        <PRTPAGE P="25479"/>
                        society, employment, independent living, family support, and economic and social self-sufficiency of individuals with disabilities, especially individuals with the most severe disabilities, and to improve the effectiveness of services authorized under the Rehabilitation Act of 1973, as amended. DRRPs carry out one or more of the following types of activities, as specified and defined in 34 CFR 350.13 through 350.19: research, development, demonstration, training, dissemination, utilization, and technical assistance. 
                    </P>
                    <P>An applicant for assistance under this program must demonstrate in its application how it will address, in whole or in part, the needs of individuals with disabilities from minority backgrounds (34 CFR 350.40(a)). The approaches an applicant may take to meet this requirement are found in 34 CFR 350.40(b). </P>
                    <P>
                        Additional information on the DRRP program can be found at: 
                        <E T="03">http://www.ed.gov/rschstat/research/pubs/res-program.html#DRRP</E>
                        . 
                    </P>
                    <P>
                        <E T="03">Priorities:</E>
                         These priorities are from the notice of final priorities for the DRRP program, published elsewhere in this issue of the 
                        <E T="04">Federal Register</E>
                        . 
                    </P>
                    <P>
                        <E T="03">Absolute Priorities:</E>
                         For FY 2006 these priorities are absolute priorities. Under 34 CFR 75.105(c)(3) we consider only applications that meet these priorities. 
                    </P>
                    <P>These priorities are:</P>
                    <P>
                        <E T="03">General Disability and Rehabilitation Research Projects (DRRP) Requirements and National Data and Statistical Center for the Spinal Cord Injury (SCI) Model Systems.</E>
                    </P>
                    <P>
                        <E T="03">Program Authority:</E>
                         29 U.S.C. 762(g) and 764(a). 
                    </P>
                    <P>
                        <E T="03">Applicable Regulations:</E>
                         (a) The Education Department General Administrative Regulations (EDGAR) in 34 CFR parts 74, 75, 77, 80, 81, 82, 84, 85, 86, and 97. (b) The regulations for this program in 34 CFR part 350. (c) The notice of final priorities for the DRRP program, published elsewhere in this issue of the 
                        <E T="04">Federal Register</E>
                        . 
                    </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>The regulations in 34 CFR part 86 apply to IHEs only. </P>
                    </NOTE>
                    <HD SOURCE="HD1">II. Award Information</HD>
                    <P>
                        <E T="03">Type of Award:</E>
                         Discretionary grants. 
                    </P>
                    <P>
                        <E T="03">Estimated Available Funds:</E>
                         $625,000. 
                    </P>
                    <P>
                        <E T="03">Maximum Award:</E>
                         We will reject any application that proposes a budget exceeding $625,000 for a single budget period of 12 months. The Assistant Secretary for Special Education and Rehabilitative Services may change the maximum amount through a notice published in the 
                        <E T="04">Federal Register</E>
                        . 
                    </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>The maximum amount includes direct and indirect costs.</P>
                    </NOTE>
                      
                    <P>
                        <E T="03">Estimated Number of Awards:</E>
                         1. 
                    </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>The Department is not bound by any estimates in this notice.</P>
                    </NOTE>
                    <P>
                        <E T="03">Project Period:</E>
                         Up to 60 months. 
                    </P>
                    <HD SOURCE="HD1">III. Eligibility Information </HD>
                    <P>
                        1. 
                        <E T="03">Eligible Applicants:</E>
                         States; public or private agencies, including for-profit agencies; public or private organizations, including for-profit organizations; IHEs; and Indian tribes and tribal organizations. 
                    </P>
                    <P>
                        2. 
                        <E T="03">Cost Sharing or Matching:</E>
                         This competition does not involve cost sharing or matching. 
                    </P>
                    <HD SOURCE="HD1">IV. Application and Submission Information </HD>
                    <P>
                        1. 
                        <E T="03">Address To Request Application Package:</E>
                         You may obtain an application package via Internet or from the Education Publications Center (ED Pubs). To obtain a copy via Internet use the following address: 
                        <E T="03">http://www.ed.gov/fund/grant/apply/grantapps/index.html.</E>
                    </P>
                    <P>To obtain a copy from ED Pubs, write or call the following: Education Publications Center, P.O. Box 1398, Jessup, MD 20794-1398. Telephone (toll free): 1-877-433-7827. FAX: (301) 470-1244. If you use a telecommunications device for the deaf (TDD), you may call (toll free): 1-877-576-7734. </P>
                    <P>
                        You may also contact ED Pubs at its Web site: 
                        <E T="03">http://www.ed.gov/pubs/edpubs.html</E>
                         or you may contact ED Pubs at its e-mail address:
                        <E T="03"> edpubs@inet.ed.gov.</E>
                    </P>
                    <P>If you request an application from ED Pubs, be sure to identify this competition as follows: CFDA Number 84.133A-14. </P>
                    <P>
                        Individuals with disabilities may obtain a copy of the application package in an alternative format (
                        <E T="03">e.g.</E>
                        , Braille, large print, audiotape, or computer diskette) by contacting the program contact person listed under 
                        <E T="03">For Further Information Contact</E>
                         in section VII of this notice. 
                    </P>
                    <P>
                        2. 
                        <E T="03">Content and Form of Application Submission:</E>
                         Requirements concerning the content of an application, together with the forms you must submit, are in the application package for this competition. 
                    </P>
                    <P>
                        <E T="03">Page Limit:</E>
                         The application narrative (Part III of the application) is where you, the applicant, address the selection criteria that reviewers use to evaluate your application. We recommend that you limit Part III to the equivalent of no more than 125 pages, using the following standards: 
                    </P>
                    <P>• A “page” is 8.5″ x 11″, on one side only, with 1″ margins at the top, bottom, and both sides. </P>
                    <P>• Double space (no more than three lines per vertical inch) all text in the application narrative, including titles, headings, footnotes, quotations, references, and captions, as well as all text in charts, tables, figures, and graphs. </P>
                    <P>• Use a font that is either 12 point or larger or no smaller than 10 pitch (characters per inch). </P>
                    <P>The suggested page limit does not apply to Part I, the cover sheet; Part II, the budget section, including the narrative budget justification; Part IV, the assurances and certifications; or the one-page abstract, the resumes, the bibliography, or the letters of support. However, you must include all of the application narrative in Part III. </P>
                    <P>The application package will provide instructions for completing all components to be included in the application. Each application must include a cover sheet (ED Standard Form 424); budget requirements (ED Form 524) and narrative justification; other required forms; an abstract, Human Subjects narrative, Part III narrative; resumes of staff; and other related materials, if applicable. </P>
                    <P>
                        3. 
                        <E T="03">Submission Dates and Times:</E>
                    </P>
                    <P>
                        <E T="03">Applications Available:</E>
                         April 28, 2006. 
                    </P>
                    <P>
                        <E T="03">Deadline for Transmittal of Applications:</E>
                         June 27, 2006. 
                    </P>
                    <P>
                        Pre-Application Meeting: Interested parties are invited to participate in a pre-application meeting to discuss the priorities and to receive information and technical assistance through individual consultation. The pre-application meeting will be held on May 17, 2006. Interested parties may participate in this meeting by conference call with NIDRR staff from the Office of Special Education and Rehabilitative Services between 10 a.m. and 12 noon. On the same day, NIDRR staff also will be available from 1:30 p.m. to 4 p.m., by telephone, to provide information and technical assistance through individual consultation. For further information or to make arrangements to participate on the conference call or for an individual consultation, contact Donna Nangle, U.S. Department of Education, Potomac Center Plaza, room 6030, 550 12th Street, SW., Washington, DC 20202. Telephone: (202) 245-7462 or by e-mail: 
                        <E T="03">donna.nangle@ed.gov.</E>
                    </P>
                    <P>
                        Applications for grants under this competition may be submitted electronically using the Grants.gov Apply site (Grants.gov), or in paper format by mail or hand delivery. For information (including dates and times) about how to submit your application electronically, or by mail or hand delivery, please refer to section IV. 6. 
                        <PRTPAGE P="25480"/>
                        <E T="03">Other Submission Requirements</E>
                         in this notice. 
                    </P>
                    <P>We do not consider an application that does not comply with the deadline requirements. </P>
                    <P>
                        4. 
                        <E T="03">Intergovernmental Review:</E>
                         This program is not subject to Executive Order 12372 and the regulations in 34 CFR part 79. 
                    </P>
                    <P>
                        5. 
                        <E T="03">Funding Restrictions:</E>
                         We reference regulations outlining funding restrictions in the 
                        <E T="03">Applicable Regulations</E>
                         section of this notice. 
                    </P>
                    <P>
                        6. 
                        <E T="03">Other Submission Requirements:</E>
                         Applications for grants under this competition may be submitted electronically or in paper format by mail or hand delivery. 
                    </P>
                    <P>
                        a. 
                        <E T="03">Electronic Submission of Applications.</E>
                    </P>
                    <P>We have been accepting applications electronically through the Department's e-Application system since FY 2000. In order to expand on those efforts and comply with the President's Management Agenda, we are continuing to participate as a partner in the new governmentwide Grants.gov Apply site in FY 2006. The National Data and Statistical Center for the SCI Model Systems—CFDA Number 84.133A-14 is one of the programs included in this project. We request your participation in Grants.gov. </P>
                    <P>
                        If you choose to submit your application electronically, you must use the Grants.gov Apply site at 
                        <E T="03">http://www.Grants.gov.</E>
                         Through this site, you will be able to download a copy of the application package, complete it offline, and then upload and submit your application. You may not e-mail an electronic copy of a grant application to us. 
                    </P>
                    <P>
                        You may access the electronic grant application for the National Data and Statistical Center for the SCI Model Systems at: 
                        <E T="03">http://www.grants.gov.</E>
                         You must search for the downloadable application package for this program by the CFDA number. Do not include the CFDA number's alpha suffix in your search. 
                    </P>
                    <P>Please note the following:</P>
                    <P>• Your participation in Grants.gov is voluntary. </P>
                    <P>• When you enter the Grants.gov site, you will find information about submitting an application electronically through the site, as well as the hours of operation. </P>
                    <P>• Applications received by Grants.gov are time and date stamped. Your application must be fully uploaded and submitted, and must be date/time stamped by the Grants.gov system no later than 4:30 p.m., Washington, DC time, on the application deadline date. Except as otherwise noted in this section, we will not consider your application if it is date/time stamped by the Grants.gov system later than 4:30 p.m., Washington, DC time, on the application deadline date. When we retrieve your application from Grants.gov, we will notify you if we are rejecting your application because it was date/time stamped by the Grants.gov system after 4:30 p.m., Washington, DC time, on the application deadline date. </P>
                    <P>• The amount of time it can take to upload an application will vary depending on a variety of factors including the size of the application and the speed of your Internet connection. Therefore, we strongly recommend that you do not wait until the application deadline date to begin the application process through Grants.gov. </P>
                    <P>
                        • You should review and follow the Education Submission Procedures for submitting an application through Grants.gov that are included in the application package for this competition to ensure that you submit your application in a timely manner to the Grants.gov system. You can also find the Education Submission Procedures pertaining to Grants.gov at 
                        <E T="03">http://e-Grants.ed.gov/help/GrantsgovSubmissionProcedures.pdf.</E>
                    </P>
                    <P>
                        • To submit your application via Grants.gov, you must complete all of the steps in the Grants.gov registration process (see 
                        <E T="03">http://www.Grants.gov/GetStarted).</E>
                         These steps include (1) registering your organization, (2) registering yourself as an Authorized Organization Representative (AOR), and (3) getting authorized as an AOR by your organization. Details on these steps are outlined in the Grants.gov 3-Step Registration Guide (see 
                        <E T="03">http://www.grants.gov/assets/GrantsgovCoBrandBrochure8X11.pdf).</E>
                         You also must provide on your application the same D-U-N-S Number used with this registration. Please note that the registration process may take five or more business days to complete, and you must have completed all registration steps to allow you to successfully submit an application via Grants.gov. 
                    </P>
                    <P>• You will not receive additional point value because you submit your application in electronic format, nor will we penalize you if you submit your application in paper format. </P>
                    <P>• You may submit all documents electronically, including all information typically included on the Application for Federal Education Assistance (ED 424), Budget Information Non-Construction Programs (ED 524), and all necessary assurances and certifications. If you choose to submit your application electronically, you must attach any narrative sections of your application as files in a .DOC (document), .RTF (rich text), or .PDF (Portable Document) format. If you upload a file type other than the three file types specified above or submit a password protected file, we will not review that material. </P>
                    <P>• Your electronic application must comply with any page limit requirements described in this notice. </P>
                    <P>• After you electronically submit your application, you will receive an automatic acknowledgment from Grants.gov that contains a Grants.gov tracking number. The Department will retrieve your application from Grants.gov and send you a second confirmation by e-mail that will include a PR/Award number (an ED-specified identifying number unique to your application). </P>
                    <P>• We may request that you provide us original signatures on forms at a later date. </P>
                    <HD SOURCE="HD2">Application Deadline Date Extension in Case of System Unavailability </HD>
                    <P>
                        If you are prevented from electronically submitting your application on the application deadline date because of technical problems with the Grants.gov system, we will grant you an extension until 4:30 p.m., Washington, DC time, the following business day to enable you to transmit your application electronically, or by hand delivery. You also may mail your application by following the mailing instructions as described elsewhere in this notice. If you submit an application after 4:30 p.m., Washington, DC time, on the deadline date, please contact the person listed elsewhere in this notice under 
                        <E T="03">For Further Information Contact</E>
                        , and provide an explanation of the technical problem you experienced with Grants.gov, along with the Grants.gov Support Desk Case Number (if available). We will accept your application if we can confirm that a technical problem occurred with the Grants.gov system and that that problem affected your ability to submit your application by 4:30 p.m., Washington, DC time, on the application deadline date. The Department will contact you after a determination is made on whether your application will be accepted. 
                    </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>Extensions referred to in this section apply only to the unavailability of or technical problems with the Grants.gov system. We will not grant you an extension if you failed to fully register to submit your application to Grants.gov before the deadline date and time or if the technical problem you experienced is unrelated to the Grants.gov system. </P>
                    </NOTE>
                    <PRTPAGE P="25481"/>
                    <P>
                        b. 
                        <E T="03">Submission of Paper Applications by Mail.</E>
                    </P>
                    <P>If you submit your application in paper format by mail (through the U.S. Postal Service or a commercial carrier), you must mail the original and two copies of your application, on or before the application deadline date, to the Department at the applicable following address: </P>
                    <P>
                        <E T="03">By mail through the U.S. Postal Service:</E>
                         U.S. Department of Education, Application Control Center, Attention: (CFDA Number 84.133A-14), 400 Maryland Avenue, SW., Washington, DC 20202-4260; or 
                    </P>
                    <P>
                        <E T="03">By mail through a commercial carrier:</E>
                         U.S. Department of Education, Application Control Center—Stop 4260, Attention: (CFDA Number 84.133A-14), 7100 Old Landover Road, Landover, MD 20785-1506. 
                    </P>
                    <P>Regardless of which address you use, you must show proof of mailing consisting of one of the following: </P>
                    <P>(1) A legibly dated U.S. Postal Service postmark, </P>
                    <P>(2) A legible mail receipt with the date of mailing stamped by the U.S. Postal Service, </P>
                    <P>(3) A dated shipping label, invoice, or receipt from a commercial carrier, or </P>
                    <P>(4) Any other proof of mailing acceptable to the Secretary of the U.S. Department of Education. </P>
                    <P>If you mail your application through the U.S. Postal Service, we do not accept either of the following as proof of mailing: </P>
                    <P>(1) A private metered postmark, or </P>
                    <P>(2) A mail receipt that is not dated by the U.S. Postal Service. </P>
                    <P>If your application is postmarked after the application deadline date, we will not consider your application. </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>The U.S. Postal Service does not uniformly provide a dated postmark. Before relying on this method, you should check with your local post office.</P>
                    </NOTE>
                    <P>
                        c. 
                        <E T="03">Submission of Paper Applications by Hand Delivery.</E>
                    </P>
                    <P>If you submit your application in paper format by hand delivery, you (or a courier service) must deliver the original and two copies of your application by hand, on or before the application deadline date, to the Department at the following address: U.S. Department of Education, Application Control Center, Attention: (CFDA Number 84.133A-14), 550 12th Street, SW., Room 7041, Potomac Center Plaza, Washington, DC 20202-4260. The Application Control Center accepts hand deliveries daily between 8 a.m. and 4:30 p.m., Washington, DC time, except Saturdays, Sundays and Federal holidays. </P>
                    <NOTE>
                        <HD SOURCE="HED">Note for Mail or Hand Delivery of Paper Applications:</HD>
                        <P>If you mail or hand deliver your application to the Department: </P>
                        <P>(1) You must indicate on the envelope and—if not provided by the Department—in Item 4 of the ED 424 the CFDA number—and suffix letter, if any—of the competition under which you are submitting your application. </P>
                        <P>(2) The Application Control Center will mail a grant application receipt acknowledgment to you. If you do not receive the grant application receipt acknowledgment within 15 business days from the application deadline date, you should call the U.S. Department of Education Application Control Center at (202) 245-6288. </P>
                    </NOTE>
                    <HD SOURCE="HD1">V. Application Review Information </HD>
                    <P>
                        <E T="03">Selection Criteria:</E>
                         The selection criteria for this competition are from 34 CFR 75.210 of EDGAR and 34 CFR 350.54 and are listed in the application package. 
                    </P>
                    <HD SOURCE="HD1">VI. Award Administration Information </HD>
                    <P>
                        1.
                        <E T="03"> Award Notices:</E>
                         If your application is successful, we notify your U.S. Representative and U.S. Senators and send you a Grant Award Notification (GAN). We may also notify you informally. 
                    </P>
                    <P>If your application is not evaluated or not selected for funding, we notify you. </P>
                    <P>
                        2.
                        <E T="03"> Administrative and National Policy Requirements:</E>
                         We identify administrative and national policy requirements in the application package and reference these and other requirements in the 
                        <E T="03">Applicable Regulations</E>
                         section of this notice. 
                    </P>
                    <P>
                        We reference the regulations outlining the terms and conditions of an award in the 
                        <E T="03">Applicable Regulations</E>
                         section of this notice and include these and other specific conditions in the GAN. The GAN also incorporates your approved application as part of your binding commitments under the grant. 
                    </P>
                    <P>
                        3. 
                        <E T="03">Reporting:</E>
                         At the end of your project period, you must submit a final performance report, including financial information, as directed by the Secretary. If you receive a multi-year award, you must submit an annual performance report that provides the most current performance and financial expenditure information as specified by the Secretary in 34 CFR 75.118. 
                    </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>NIDRR will provide information by letter to grantees on how and when to submit the report. </P>
                    </NOTE>
                    <P>
                        4. 
                        <E T="03"> Performance Measures:</E>
                         To evaluate the overall success of its research program, NIDRR assesses the quality of its funded projects through review of grantee performance and products. Each year, NIDRR examines, through expert peer review, a portion of its grantees to determine: 
                    </P>
                    <P>• The percentage of newly awarded NIDRR projects that will be multi-site, collaborative controlled studies of interventions and programs. </P>
                    <P>• The number of accomplishments (e.g., new or improved tools, methods, discoveries, standards, interventions, programs, or devices) developed or tested with NIDRR funding that have been judged by experts panels to be of high quality and to advance the field. </P>
                    <P>• The percentage of grantee research and development that has appropriate study design, meets rigorous standards of scientific, and/or engineering methods, and builds on and contributes to knowledge in the field. </P>
                    <P>• The average number of publications per award based on NIDRR-funded research and development activities in refereed journals. </P>
                    <P>• The percentage of new grants that include studies funded by NIDRR that assess the effectiveness of interventions, programs, and devices using rigorous and appropriate methods. </P>
                    <P>NIDRR uses information submitted by grantees as part of their Annual Performance Reports (APRs) for these reviews. NIDRR also determines, using information submitted as part of the APR, the number of publications in refereed journals that are based on NIDRR-funded research and development activities. </P>
                    <P>
                        Department of Education program performance reports, which include information on NIDRR programs, are available on the Department's Web site: 
                        <E T="03">http://www.ed.gov/about/offices/list/opepd/sas/index.html.</E>
                    </P>
                    <P>
                        Updates on the Government Performance and Results Act of 1993 (GPRA) indicators, revisions and methods appear on the NIDRR Program Review Web site: 
                        <E T="03">http://www.neweditions.net/pr/commonfiles/pmconcepts.htm.</E>
                    </P>
                    <P>Grantees should consult these sites, on a regular basis, to obtain details and explanations on how NIDRR programs contribute to the advancement of the Department's long-term and annual performance goals. </P>
                    <HD SOURCE="HD1">VII. Agency Contact </HD>
                    <P>
                        <E T="03">For Further Information Contact:</E>
                         Donna Nangle, U.S. Department of Education, 400 Maryland Avenue, SW., room 6030, Potomac Center Plaza, Washington, DC 20202. Telephone: (202) 245-7462 or by e-mail: 
                        <E T="03">donna.nangle@ed.gov.</E>
                    </P>
                    <P>
                        If you use a telecommunications device for the deaf (TDD), you may call the TDD number at (202) 245-7317 or the Federal Relay Service (FRS) at 1-800-877-8339. 
                        <PRTPAGE P="25482"/>
                    </P>
                    <P>Individuals with disabilities may obtain this document in an alternative format (e.g., Braille, large print, audiotape, or computer diskette) on request to the program contact person listed in this section. </P>
                    <HD SOURCE="HD1">VIII. Other Information </HD>
                    <P>
                        <E T="03">Electronic Access to This Document:</E>
                         You may view this document, as well as all other documents of this Department published in the 
                        <E T="04">Federal Register</E>
                        , in text or Adobe Portable Document Format (PDF) on the Internet at the following site: 
                        <E T="03">http://www.ed.gov/news/fedregister.</E>
                    </P>
                    <P>To use PDF you must have Adobe Acrobat Reader, which is available free at this site. If you have questions about using PDF, call the U.S. Government Printing Office (GPO), toll free, at 1-888-293-6498; or in the Washington, DC, area at (202) 512-1530.</P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>
                            The official version of this document is the document published in the 
                            <E T="04">Federal Register</E>
                            . Free Internet access to the official edition of the 
                            <E T="04">Federal Register</E>
                             and the Code of Federal Regulations is available on GPO Access at: 
                            <E T="03">http://www.gpoaccess.gov/nara/index.html.</E>
                        </P>
                    </NOTE>
                    <SIG>
                        <DATED>Dated: April 25, 2006. </DATED>
                        <NAME>John H. Hager, </NAME>
                        <TITLE>Assistant Secretary for Special Education and Rehabilitative Services. </TITLE>
                    </SIG>
                </PREAMB>
                <FRDOC>[FR Doc. 06-4032 Filed 4-27-06; 8:45 am] </FRDOC>
                <BILCOD>BILLING CODE 4000-01-P</BILCOD>
            </NOTICE>
        </NOTICES>
    </NEWPART>
</FEDREG>
