[Federal Register Volume 70, Number 163 (Wednesday, August 24, 2005)]
[Notices]
[Page 49687]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 05-16867]


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SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 34-52293; IA-2417; File No. S7-25-99]
RIN 3235-AH78


Certain Broker-Dealers Deemed Not To Be Investment Advisers

AGENCY: Securities and Exchange Commission.

ACTION: Notice of OMB approval of collections of information.

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FOR FURTHER INFORMATION CONTACT: Robert L. Tuleya, Senior Counsel, 
(202) 551-6787, [email protected], Office of Investment Adviser 
Regulation, Division of Investment Management, U.S. Securities and 
Exchange Commission, 100 F Street, NE., Washington, DC 20549-0506.

SUPPLEMENTARY INFORMATION: In conjunction with Investment Advisers Act 
of 1940 rule 202(a)(11)-1,\1\ the Securities and Exchange Commission 
submitted certain existing collections of information to the Office of 
Management and Budget (``OMB'') in accordance with 44 U.S.C. 3507(d) 
and 5 CFR 1320.11. OMB has approved changes to these collection of 
information requirements which are described in Certain Broker-Dealers 
Deemed Not To Be Investment Advisers.\2\ The titles of the affected 
collections of information are: ``Form ADV'' (OMB Control No. 3235-
0049); ``Form ADV-NR'' (OMB Control No. 3235-0240); ``Form ADV-W and 
Rule 203-2'' (OMB Control No. 3235-0313); ``Rule 203-3 and Form ADV-H'' 
(OMB Control No. 3235-0538); ``Rule 204-2'' (OMB Control No. 3235-
0278); ``Rule 204-3'' (OMB Control No. 3235-0047); ``Rule 204A-1'' (OMB 
Control No. 3235-0596); ``Rule 206(4)-3'' (OMB Control No. 3235-0242); 
``Rule 206(4)-4'' (OMB Control No. 3235-0345); ``Rule 206(4)-6'' (OMB 
Control No. 3235-0571); and ``Rule 206(4)-7'' (OMB Control No. 3235-
0585).
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    \1\ 17 CFR 275.202(a)(11)-1.
    \2\ Investment Advisers Act Rel. No. 2376 (Apr. 12, 2005) [70 FR 
20424 (Apr. 19, 2005)].

    Dated: August 18, 2005.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 05-16867 Filed 8-23-05; 8:45 am]
BILLING CODE 8010-01-P