[Federal Register Volume 69, Number 136 (Friday, July 16, 2004)]
[Notices]
[Page 42785]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 04-16132]


=======================================================================
-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION


Proposed Collection; Comment Request

Upon written request, copies available from: Securities and Exchange 
Commission, Office of Filings and Information Services, Washington, DC 
20549.

Extension: Rule 17a-4(b)(11); SEC File No. 270-449; OMB Control No. 
3235-0506.

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit this 
existing collection of information to the Office of Management and 
Budget for extension and approval.
    Rule 17a-4(b)(11) (17 CFR 240.17a-4(b)(11)) under the Securities 
Exchange Act of 1934 (``Act'') describes the record preservation 
requirements for those records required to be kept pursuant to Rule 
17a-3(a)(16) under the Act, including how such records should be kept 
and for how long, to be used in monitoring compliance with the 
Commission's financial responsibility program and antifraud and 
antimanipulative rules as well as other rules and regulations of the 
Commission and the self-regulatory organizations. It is estimated that 
approximately 105 active broker-dealer respondents registered with the 
Commission incur an average burden of 315 hours per year (105 
respondents multiplied by 3 burden hours per respondent equals 315 
total burden hours) to comply with this rule.
    Written comments are invited on: (a) Whether the proposed 
collection of information is necessary for the proper performance of 
the functions of the agency, including whether the information shall 
have practical utility; (b) the accuracy of the agency's estimate of 
the burden of the proposed collection of information; (c) ways to 
enhance the quality, utility, and clarity of the information to be 
collected; and (d) ways to minimize the burden of the collection of 
information on respondents, including through the use of automated 
collection techniques or other forms of information technology. 
Consideration will be given to comments and suggestions submitted in 
writing within 60 days of this publication.
    Direct your written comments to R. Corey Booth, Director/Chief 
Information Officer, Office of Information Technology, Securities and 
Exchange Commission, 450 5th Street, NW., Washington, DC 20549.

    Dated: July 8, 2004.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 04-16132 Filed 7-15-04; 8:45 am]
BILLING CODE 8010-01-P