[Federal Register Volume 69, Number 112 (Thursday, June 10, 2004)]
[Rules and Regulations]
[Pages 32436-32440]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 04-13017]


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DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

18 CFR Parts 1b, 4, 11, 12, 33, 34, 35, 36, 154, 157, 292, 300, 
365, 375, 385, 388

[Docket No. RM04-10-000; Order No. 647]


Notice Format and Technical Corrections

June 3, 2004.
AGENCY: Federal Energy Regulatory Commission.

ACTION: Final rule.

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SUMMARY: The Federal Energy Regulatory Commission (Commission) is 
revising its regulations to simplify the formats it requires for 
various types of notices. This change will make it easier for the 
Commission to take advantage of technological upgrades without the 
necessity of revising its regulations repeatedly. In addition, this 
Final Rule revises a number of outdated informational references in the 
Commission's regulations.

EFFECTIVE DATE: The rule will become effective July 12, 2004.

FOR FURTHER INFORMATION CONTACT: Wilbur Miller, Federal Energy 
Regulatory Commission, 888 First Street, NE., Washington, DC 20426, 
(202) 502-8953.

SUPPLEMENTARY INFORMATION:
    Before Commissioners: Pat Wood, III, Chairman; Nora Mead 
Brownell, Joseph T. Kelliher, and Suedeen G. Kelly.

    1. This Final Rule revises the Federal Energy Regulatory 
Commission's (Commission's) regulations to simplify the format 
requirements specified for various notices that are submitted to the 
Commission. It also contains a number of corrections to information 
references in various regulations.
    2. Currently, several of the Commission's regulations require the 
inclusion of a form of notice with the filing and require that such 
forms of notice employ specified formats. These formats include 
headings, informational content, and similar, non-substantive matters. 
As the Commission continues to rely more heavily on electronic systems 
for document submission, detailed format requirements may interfere 
with its ability to employ upgrades and other improvements. 
Consequently, the Commission is deleting the format requirements listed 
below and replacing them with a reference to a new subsection, 18 CFR 
385.203(d). That provision, in turn, refers to the Commission's Web 
site or Public Reference Room for instructions on form of notice 
formats. The Secretary will issue instructions that will be placed in 
both locations. This revision will provide for more uniform formatting 
and make it easier for the Commission to update form of notice 
formatting by eliminating the need for a rulemaking with every change.
    3. The affected provisions of Title 18 of the Code of Federal 
Regulations are as follows:
     Sec.  33.6--Notices of applications to authorize 
disposition of jurisdictional facilities.
     Sec.  34.3(k)--Applications for issuance of securities.
     Sec.  35.8(b)--Protests or interventions relating to 
electric service tariff filings.
     Sec.  36.1(b)(1)--Applications for transmission service 
under section 211 of the Federal Power Act.
     Sec.  154.209--Notice of proposed changes in gas tariff or 
of compliance filing.
     Sec.  157.6(b)(7)--Applications for certificates of public 
convenience and necessity and for orders approving abandonment.
     Sec.  157.205(b)(5)--Prior notice of activity pursuant to 
blanket certificate under section 7 of the Natural Gas Act.

[[Page 32437]]

     Sec.  292.207(b)(4)--Applications for qualifying facility 
status.
     Sec.  300.10(a)(1)--Applications for confirmation and 
approval of rates of Federal Power Marketing Administrations.
     Sec.  365.3(c)--Applications for exempt wholesale 
generator status.
     Sec.  385.206(b)(10)--Complaints.
     Sec.  385.1104(a)(5)--Petitions for adjustments under the 
Natural Gas Policy Act. All of these provisions except Sec. Sec.  
157.6(b)(7), 157.205(b)(5) and 385.1104(a)(5) currently contain 
requirements that notices be provided on diskette. In order to retain 
these requirements, the revisions provide that the Secretary will 
specify electronic media.
    4. In addition to notice format provisions, the Commission is 
revising various information references, such as addresses and URLs, 
that are out of date. Finally, this Final Rule deletes two provisions 
from the rules governing filings. Section 385.2003(c)(3) currently 
provides that confidential documents may not be filed via the internet. 
Section 385.2003(c)(4) provides that documents qualified for electronic 
filings may not be combined with other documents. These provisions are 
inconsistent with the Commission's decision, in section 385.2003(c)(2), 
to delegate to the Secretary the authority to determine what documents 
may be filed via the internet. They are therefore being deleted.

Information Collection Statement

    5. The Office of Management and Budget's (OMB) regulations require 
that OMB approve certain information collection requirements imposed by 
agency rule. 5 CFR part 1320. This Final Rule contains no information 
reporting requirements, and is not subject to OMB approval.

Environmental Analysis

    6. The Commission is required to prepare an Environmental 
Assessment or an Environmental Impact Statement for any action that may 
have a significant adverse effect on the human environment.\1\ Issuance 
of this Final Rule does not represent a major Federal action having a 
significant adverse effect on the human environment under the 
Commission's regulations implementing the National Environmental Policy 
Act.\2\ Part 380 of the Commission's regulations lists exemptions to 
the requirement that an Environmental Analysis or Environmental Impact 
Statement be done. Included is an exemption for procedural, ministerial 
or internal administrative actions. 18 CFR Sec.  380.4(1) and (5). This 
rulemaking is exempt under that provision.
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    \1\ Order No. 486, Regulations Implementing the National 
Environmental Policy Act, 52 FR 47897 (Dec. 17, 1987), FERC Stats. & 
Regs. Preambles 1986-1990 ] 30,783 (1987).
    \2\ Order No. 486, 52 FR 47897 (Dec. 17, 1987); FERC Stats. & 
Regs. [Regulations Preambles 1986-1990] ] 30,783 (Dec. 10, 1984) 
(codified at 18 CFR Part 380).
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Regulatory Flexibility Act Certification

    7. The Regulatory Flexibility Act of 1980 (RFA)\3\ generally 
requires a description and analysis of final rules that will have 
significant economic impact on a substantial number of small entities. 
This final rule concerns a matter of internal agency procedure and the 
Commission therefore certifies that it will not have such an impact. An 
analysis under the RFA is not required.
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    \3\ 5 U.S.C. 601-612.
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Document Availability

    8. In addition to publishing the full text of this document in the 
Federal Register, the Commission provides all interested persons an 
opportunity to view and/or print the contents of this document via the 
Internet through FERC's Home Page (http://www.ferc.gov) and in FERC's 
Public Reference Room during normal business hours (8:30 a.m. to 5 p.m. 
Eastern time) at 888 First Street, NE., Room 2A, Washington, DC 20426.
    9. From FERC's Home Page on the Internet, this information is 
available in the Commission's document management system, eLibrary. The 
full text of this document is available on eLibrary in PDF and 
Microsoft Word format for viewing, printing, and/or downloading. To 
access this document in eLibrary, type the docket number excluding the 
last three digits of this document in the docket number field.
    10. User assistance is available for eLibrary and the FERC's Web 
site during normal business hours from FERC Online Support at 
[email protected] or toll-free at (866) 208-3676, or for TTY, 
contact (202) 502-8659.

Effective Date

    11. These regulations are effective July 12, 2004.
    12. The provisions of 5 U.S.C. 801 regarding Congressional review 
of final rules do not apply to this Final Rule, because the rule 
concerns agency procedure and practice and will not substantially 
affect the rights of non-agency parties.
    13.The Commission is issuing this as a Final Rule without a period 
for public comment. Under 5 U.S.C. 553(b), notice and comment 
procedures are unnecessary where a rulemaking concerns only agency 
procedure and practice, or where the agency finds that notice and 
comment is unnecessary. This rule concerns only matters of agency 
procedure and will not significantly affect regulated entities or the 
general public.

List of Subjects

18 CFR Part 1b

    Investigations.

18 CFR Part 4

    Administrative practice and procedure, Electric power, Reporting 
and recordkeeping requirements.

18 CFR Part 11

    Electric power, Reporting and recordkeeping requirements.

18 CFR Part 12

    Electric power, Reporting and recordkeeping requirements.

188 CFR Part 33

    Electric utilities, Reporting and recordkeeping requirements, 
Securities.

18 CFR Part 34

    Electric power, Reporting and recordkeeping requirements.

18 CFR Part 35

    Electric power, Reporting and recordkeeping requirements.

18 CFR Part 36

    Electric power, Reporting and recordkeeping requirements.

18 CFR Part 154

    Alaska, Natural gas, Natural gas companies, Pipelines, Rate 
schedules and tariffs, Reporting and recordkeeping requirements.

18 CFR Part 157

    Administrative practice and procedure, Natural gas, Reporting and 
recordkeeping requirements.

18 CFR Part 292

    Electric power, Reporting and recordkeeping requirements.

18 CFR Part 300

    Electric power, Reporting and recordkeeping requirements.

18 CFR Part 365

    Exempt wholesale generators.

18 CFR Part 375

    Authority delegations (Government agencies), Seals and insignia, 
Sunshine Act.

[[Page 32438]]

18 CFR Part 385

    Administrative practice and procedure, Electric utilities, 
Penalties, Pipelines, Reporting and recordkeeping requirements.

18 CFR Part 388

    Confidential business information, Freedom of information.

    By the Commission.
Magalie R. Salas,
Secretary.

0
In consideration of the foregoing, the Commission amends parts 1b, 4, 
11, 12, 33, 34, 35, 36, 154, 157, 292, 300, 365, 375, 385, and 388, 
Chapter I, Title 18, Code of Federal Regulations, as follows.

PART 1b--RULES RELATING TO INVESTIGATIONS

0
1. The authority citation for part 1b continues to read as follows:

    Authority: 15 U.S.C. 717 et seq.; 16 U.S.C. 792 et seq.; 49 
U.S.C. 60502; 49 App. U.S.C. 1-85; 42 U.S.C. 7101-7352; E.O. 12009, 
42 FR 46267.


0
2. Section 1b.21 is amended by revising paragraph (f) to read as 
follows:


Sec.  1b.21  Enforcement hotline.

* * * * *
    (f) The Hotline may be reached by calling (202) 502-8390 or 1-888-
889-8030 (toll free), by e-mail at [email protected], or writing to: 
Enforcement Hotline, Federal Energy Regulatory Commission, 888 First 
Street, NE., Washington, DC 20426.

PART 4--LICENSES, PERMITS, EXEMPTIONS, AND DETERMINATION OF PROJECT 
COSTS

0
3. The authority citation for part 4 continues to read as follows:

    Authority: 16 U.S.C. 791a-825r, 2601-2645; 42 U.S.C. 7101-7352.


Sec.  4.303  [Amended]

0
4. Section 4.303 is amended in paragraphs (a)(2) and (e)(2) by removing 
the phrase ``Hydropower Licensing'' and adding its place the phrase 
``Energy Projects.''

PART 11--ANNUAL CHARGES UNDER PART I OF THE FEDERAL POWER ACT

0
5. The authority citation for part 11 continues to read as follows:

    Authority: 16 U.S.C. 791a-825r; 42 U.S.C. 7101-7352.


Sec.  11.3  [Amended]

0
6. Section 11.3 is amended in paragraph (d) by removing the phrase 
``Hydropower Licensing'' and adding in its place the phrase ``Energy 
Projects.''

PART 12--SAFETY OF WATER POWER PROJECTS AND PROJECT WORKS

0
7. The authority citation for part 12 is revised to read as follows:

    Authority: 16 U.S.C. 792-828c; 42 U.S.C. 7101-7352; E.O. 12009, 
3 CFR 142 (1978).

PART 12--[AMENDED]

0
8. Part 12 is amended throughout the part by removing the phrase 
``Hydropower Licensing'' wherever it appears and adding in its place 
the phrase ``Energy Projects.''


Sec.  12.3  [Amended]

0
9. Section 12.3(b)(10) is amended by removing the phrase ``Fort Worth'' 
and adding in its place the phrase ``Portland.''

PART 33--APPLICATION FOR ACQUISITION, SALE, LEASE, OR OTHER 
DISPOSITION, MERGER OR CONSOLIDATION OF FACILITIES, OR FOR PURCHASE 
OR ACQUISITION OF SECURITIES OF A PUBLIC UTILITY

0
10. The authority citation for part 33 continues to read as follows:

    Authority: 16 U.S.C. 791a-825r, 2601-2645; 31 U.S.C. 9701; 42 
U.S.C. 7101-7352.


0
11. Section 33.6 is revised to read as follows:


Sec.  33.6  Form of Notice.

    The applicant must include a form of notice of the application 
suitable for publication in the Federal Register in accordance with the 
specifications in Sec.  385.203(d) of this chapter. The form of notice 
shall be on electronic media as specified by the Secretary.

PART 34--APPLICATION FOR AUTHORIZATION OF THE ISSUANCE OF 
SECURITIES OR THE ASSUMPTION OF LIABILITIES

0
12. The authority citation for part 34 continues to read as follows:

    Authority: 16 U.S.C. 791a-825r, 2601-2645; 31 U.S.C. 9701; 42 
U.S.C. 7101-7352.

0
13. Section 34.3 is amended by revising paragraph (k) to read as 
follows:


Sec.  34.3  Contents of application for issuance of securities.

* * * * *
    (k) The applicant must include a form of notice of the application 
suitable for publication in the Federal Register in accordance with the 
specifications in Sec.  385.203(d) of this chapter. The form of notice 
shall be on electronic media as specified by the Secretary.
* * * * *

PART 35--FILING OF RATE SCHEDULES AND TARIFFS

0
14. The authority citation for part 35 continues to read as follows:

    Authority: 16 U.S.C. 791a-825r, 2601-2645; 31 U.S.C. 9701; 42 
U.S.C. 7101-7352.


0
15. Section 35.8 is amended by revising paragraph (b) to read as 
follows:


Sec.  35.8  Protests and interventions by interested parties and form 
for Federal Register notice.

* * * * *
    (b) Form of notice. The applicant must include a form of notice of 
the application suitable for publication in the Federal Register in 
accordance with the specifications in Sec.  385.203(d) of this chapter. 
The form of notice shall be on electronic media as specified by the 
Secretary.

PART 36--RULES CONCERNING APPLICATIONS FOR TRANSMISSION SERVICES 
UNDER SECTION 211 OF THE FEDERAL POWER ACT

0
16. The authority citation for part 36 continues to read as follows:

    Authority: 5 U.S.C. 551-557; 16 U.S.C. 791a-825r; 31 U.S.C. 
9701; 42 U.S.C. 7101-7352.


0
17. Section 36.1 is amended by revising paragraph (b)(1) to read as 
follows:


Sec.  36.1  Notice provisions applicable to applications for 
transmission services under section 211 of the Federal Power Act.

* * * * *
    (b) * * *
    (1) The applicant must include a form of notice of the application 
suitable for publication in the Federal Register in accordance with the 
specifications in Sec.  385.203(d) of this chapter. The form of notice 
shall be on electronic media as specified by the Secretary.
* * * * *

PART 154--RATE SCHEDULES AND TARIFFS

0
18. The authority citation for part 154 continues to read as follows:

    Authority: 15 U.S.C. 717-717w; 31 U.S.C. 9701; 42 U.S.C. 7102-
7352.

0
19. Section 154.209 is revised to read as follows:


Sec.  154.209  Form of notice for Federal Register.

    The applicant must include a form of notice of the application 
suitable for publication in the Federal Register in accordance with the 
specifications in Sec.  385.203(d) of this chapter. The form of

[[Page 32439]]

notice shall be on electronic media as specified by the Secretary.

PART 157--APPLICATIONS FOR CERTIFICATES OF PUBLIC CONVENIENCE AND 
NECESSITY AND FOR ORDERS PERMITTING AND APPROVING ABANDONMENT UNDER 
SECTION 7 OF THE NATURAL GAS ACT

0
20. The authority citation for part 157 continues to read as follows:

    Authority: 15 U.S.C. 717-717w, 3301-3432; 42 U.S.C. 7101-7352.


0
21. Section 157.6 is amended by revising paragraph (b)(7) to read as 
follows:


Sec.  157.6  Applications; general requirements.

* * * * *
    (b) * * *
    (7) A form of notice of the application suitable for publication in 
the Federal Register in accordance with the specifications in Sec.  
385.203(d) of this chapter.
* * * * *

0
22. Section 157.205 is amended by revising paragraph (b)(5) to read as 
follows:


Sec.  157.205  Notice procedure.

* * * * *
    (b) * * *
    (5) A form of notice of the application suitable for publication in 
the Federal Register in accordance with the specifications in Sec.  
385.203(d) of this chapter; and
* * * * *

PART 292--REGULATIONS UNDER SECTIONS 201 AND 210 OF THE PUBLIC 
UTILITY REGULATORY POLICIES ACT OF 1978 WITH REGARD TO SMALL POWER 
PRODUCTION AND COGENERATION

0
23. The authority citation for part 292 continues to read as follows:

    Authority: 16 U.S.C. 791a-825r, 2601-2645; 31 U.S.C. 9701; 42 
U.S.C. 7101-7352.


0
24. Section 292.207 is amended by revising paragraph (b)(4) to read as 
follows:


Sec.  292.207  Procedures for obtaining qualifying status.

* * * * *
    (b) * * *
    (4) Notice. The applicant must include a form of notice of the 
application suitable for publication in the Federal Register in 
accordance with the specifications in Sec.  385.203(d) of this chapter. 
The form of notice shall be on electronic media as specified by the 
Secretary.
* * * * *

PART 300--CONFIRMATION AND APPROVAL OF THE RATES OF FEDERAL POWER 
MARKETING ADMINISTRATIONS

0
25. The authority citation for part 300 continues to read as follows:

    Authority: 16 U.S.C. 825s, 832-8321, 838-838k, 839-839h; 42 
U.S.C. 7101-7352; 43 U.S.C. 485-485k.


0
26. Section 300.10 is amended by revising paragraph (a)(1) to read as 
follows:


Sec.  300.10  Application for confirmation and approval.

    (a) General provisions--(1) Contents of filing. Any application 
under this subpart for confirmation and approval of rate schedules must 
include, as described in this section a letter of request for rate 
approval, a form of notice suitable for publication in the Federal 
Register in accordance with the specifications in Sec.  385.203(d) of 
this chapter, the rate schedule, a statement of revenue and related 
costs, the order, if any, placing the rates into effect on an interim 
basis, the Administrator's Record of Decision or explanation of the 
rate development process, supporting documents, a certification, and 
technical supporting information and analysis. The form of notice shall 
be on electronic media as specified by the Secretary.
* * * * *

PART 365--FILING REQUIREMENTS AND MINISTERIAL PROCEDURES FOR 
PERSONS SEEKING EXEMPT WHOLESALE GENERATOR STATUS

0
27. The authority citation for part 365 continues to read as follows:

    Authority: 15 U.S.C. 79.


0
28. Section 365.3 is amended by revising paragraph (c) to read as 
follows:


Sec.  365.3  Contents of Application and procedure for filing.

* * * * *
    (c) Applications for exempt wholesale generator status must also 
include a copy of a notice of the application suitable for publication 
in the Federal Register in accordance with the specifications in Sec.  
385.203(d) of this chapter. The notice must state the applicant's name, 
the date of the application, and a brief description of the applicant 
and the facility or facilities which are or will be eligible facilities 
owned and/or operated by the applicant. The notice shall be on 
electronic media as specified by the Secretary.

PART 375--THE COMMISSION

0
29. The authority citation for part 375 continues to read as follows:

    Authority: 5 U.S.C. 551-557; 15 U.S.C. 717-717w, 3301-3432; 16 
U.S.C. 791-825r, 2601-2645; 42 U.S.C. 7101-7352.


0
30. Section 375.101 is amended by revising paragraph (b) to read as 
follows:


Sec.  375.101  The Commission.

* * * * *
    (b) Offices. The principal office of the Commission is at 888 First 
Street, NE., Washington, DC 20426. Regional offices are maintained at 
Atlanta, GA, Chicago, IL, Portland, OR, New York, NY, and San 
Francisco, CA.
* * * * *

0
31. Section 375.105 is amended by revising paragraph (c) to read as 
follows:


Sec.  375.105  Filings.

* * * * *
    (c) Where to make filings. All filings of documents with the 
Commission shall be made with the Secretary. The address for filings to 
be made with the Secretary is: Secretary, Federal Energy Regulatory 
Commission, 888 First St., NE., Washington, DC 20426. Where a document 
to be filed with the Secretary is hand-delivered, it shall be submitted 
to Room 1A, 888 First St., NE., Washington, DC 20426. Documents 
received after regular business hours are deemed to have been filed on 
the next regular business day.

PART 385--RULES OF PRACTICE AND PROCEDURE

0
32. The authority citation for part 385 continues to read as follows:

    Authority: 5 U.S.C. 551-557; 15 U.S.C. 717-717z, 3301-3432; 16 
U.S.C. 791a-825r, 2601-2645; 28 U.S.C. 2461; 31 U.S.C. 3701, 9701; 
42 U.S.C. 7101-7352; 49 U.S.C. 60502; 49 App. U.S.C. 1-85 (1988).


0
33. Section 385.203 is revised by adding paragraph (d) as follows:


Sec.  385.203  Contents of pleadings and tariff or rate filings (Rule 
203).

* * * * *
    (d) Form of notice. If a pleading or tariff or rate filing must 
include a form of notice suitable for publication in the Federal 
Register, the company shall submit the draft notice in accordance with 
the form of notice specifications prescribed by the Secretary and 
posted under the Filing Procedures link at http://www.ferc.gov and 
available in the Commission's Public Reference Room.

[[Page 32440]]


0
34. Section 385.206 is amended by revising paragraph (b)(10) to read as 
follows:


Sec.  385.205  Complaints (Rule 206).

* * * * *
    (b) * * *
    (10) Include a form of notice of the complaint suitable for 
publication in the Federal Register in accordance with the 
specifications in Sec.  385.203(d) of this part. The form of notice 
shall be on electronic media as specified by the Secretary.
* * * * *

0
35. Section 385.1104 is amended by revising paragraph (a)(5) to read as 
follows:


Sec.  385.1104  Initial petition (Rule 1104).

    (a) * * *
    (5) The petition must include a form of notice suitable for 
publication in the Federal Register in accordance with the 
specifications in Sec.  385.203(d) of this part.
* * * * *

0
36. Section 385.2001 is amended by revising paragraph (a)(1)(iii) and 
the following note to read as follows:


Sec.  385.2001  Filings (Rule 2001).

    (a) * * *
    (1) * * *
    (iii) In the case of qualified documents as defined in Rule 
2003(c)(2), by filing via the Internet pursuant to Rule 2003(c) using 
the FERC Online links at http://www.ferc.gov.
    Note to paragraph (a)(1):
    Assistance for filing via the Internet is available by calling 
(202) 502-6652 or 1-866-208-3676 (toll free), or by e-mail to 
[email protected].
* * * * *

0
37. Section 385.2003 is amended by removing paragraphs (c)(3) and 
(c)(4), redesignating paragraph (c)(5) as (c)(3), and revising 
paragraph (c)(1)(ii) to read as follows:


Sec.  385.2003  Specifications (Rule 2003).

* * * * *
    (c) * * *
    (1) * * *
    (ii) Be filed in accordance with instructions issued by the 
Secretary and made available via the FERC Online links at http://www.ferc.gov.
* * * * *


Sec.  385.2010  [Amended]

0
38. Section 385.2010 is amended in paragraph (i)(3) by removing the 
term ``http://www.ferc.fed.us'' and adding in its place the term 
``http://www.ferc.gov.''

PART 388--INFORMATION AND REQUESTS

0
39. The authority citation for part 388 continues to read as follows:

    Authority: 5 U.S.C. 301-305, 551, 552 (as amended), 553-557; 42 
U.S.C. 7101-7352.


0
40. Section 388.106 is amended by revising the section heading and 
paragraph (a) to read as follows:


Sec.  388.106  Requests for Commission records available in the Public 
Reference Room and from the Commission's web site, http://www.ferc.gov.

    (a)(1) A Public Reference Room is maintained at the Commission's 
headquarters and is open during regular business hours as provided in 
Sec.  375.101(c) of this chapter. Publicly available documents may be 
obtained in person or in writing from the Public Reference Room by 
reasonably describing the records sought. Additional information on 
charges and services is available on the Web site and in the Public 
Reference Room.
    (2) Documents created by or received by FERC on or after November 
1981 also are available on the Commission's Web site through its 
document management system. These may also be accessed in person using 
a personal computer in the Public Reference Room.
* * * * *
[FR Doc. 04-13017 Filed 6-9-04; 8:45 am]
BILLING CODE 6717-01-P