[Federal Register Volume 69, Number 86 (Tuesday, May 4, 2004)]
[Notices]
[Page 24696]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 04-10034]


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SECURITIES AND EXCHANGE COMMISSION


Proposed Collection; Comment Request

Upon written request, copies available from: Securities and Exchange 
Commission, Office of Filings and Information Services, Washington, DC 
20549.

Extension:
    Form N-8B-2; SEC File No. 270-186; OMB Control No. 3235-0186.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit this 
existing collection of information to the Office of Management and 
Budget (``OMB'') for extension and approval.
    Form N-8B-2-Registration Statement of Unit Investment Trusts that 
are Currently Issuing Securities.
    Form N-8B-2 is the form used by unit investment trusts (``UITs'') 
that are currently issuing securities, including UITs that are issuers 
of periodic payment plan certificates and UITs of which a management 
investment company is the sponsor or depositor, to comply with the 
filing and disclosure requirements imposed by section 8(b) of the 
Investment Company Act of 1940 (15 U.S.C. 80a-8(b)). Form N-8B-2 
requires disclosure about the organization of a UIT, its securities, 
the trustee, the personnel and affiliated persons of the depositor, the 
distribution and redemption of securities, and financial statements. 
The Commission uses the information provided in the collection of 
information to determine compliance with section 8(b) of the Investment 
Company Act.
    Based on the Commission's industry statistics, the Commission 
estimates that there would be approximately one initial filing on Form 
N-8B-2 and 11 post-effective amendment filings to the Form. The 
Commission estimates that each registrant filing an initial Form N-8B-2 
would spend 44 hours in preparing and filing the Form and that the 
total hour burden for all initial Form N-8B-2 filings would be 44 
hours. Also, the Commission estimates that each UIT filing a post-
effective amendment to Form N-8B-2 would spend 16 hours in preparing 
and filing the amendment and that the total hour burden for all post-
effective amendments to the Form would be 176 hours. By combining the 
total hour burdens estimated for initial Form N-8B-2 filings and post-
effective amendments filings to the Form, the Commission estimates that 
the total annual burden hours for all registrants on Form N-8B-2 would 
be 220. Estimates of the burden hours are made solely for the purposes 
of the PRA, and are not derived from a comprehensive or even a 
representative survey or study of the costs of SEC rules and forms.
    Written comments are invited on: (a) Whether the proposed 
collection of information is necessary for the proper performance of 
the functions of the agency, including whether the information will 
have practical utility; (b) the accuracy of the agency's estimate of 
the burden of the collection of information; (c) ways to enhance the 
quality, utility, and clarity of the information collected; and (d) 
ways to minimize the burden of the collection of information on 
respondents, including through the use of automated collection 
techniques or other forms of information technology. Consideration will 
be given to comments and suggestions submitted in writing within 60 
days of this publication.
    Please direct your written comments to R. Corey Booth, Director/
Chief Information Officer, Office of Information Technology, Securities 
and Exchange Commission, 450 5th Street, NW., Washington, DC 20549.

    Dated: April 27, 2004.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 04-10034 Filed 5-3-04; 8:45 am]
BILLING CODE 8010-01-P