[Federal Register Volume 68, Number 198 (Tuesday, October 14, 2003)]
[Rules and Regulations]
[Pages 59113-59114]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 03-25944]


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COMMODITY FUTURES TRADING COMMISSION.

17 CFR Part 4

RIN 3038-AB97


Additional Registration and Other Regulatory Relief for Commodity 
Pool Operators and Commodity Trading Advisors; Past Performance Issues; 
Correction.

AGENCY: Commodity Futures Trading Commission.

ACTION: Final rules; correction.

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SUMMARY: The Commodity Futures Trading Commission (Commission) 
published in the Federal Register of August 8, 2003, a document 
providing additional relief for certain persons excluded from the 
commodity pool operator (CPO) definition, providing exemptions from 
registration as a CPO or commodity trading adviser (CTA), and 
facilitating communications by CPOs and CTAs (Final Rules). This 
document contains corrections to the Final Rules.

DATES: Effective October 14, 2003.

FOR FURTHER INFORMATION CONTACT: Barbara S. Gold, Associate Director, 
or Christopher W. Cummings, Special Counsel, Division of Clearing and 
Intermediary Oversight, Commodity Futures Trading Commission, 1155 21st 
Street, NW., Washington, DC 20581, telephone numbers: (202) 418-5450 or 
(202) 418-5445, respectively; facsimile number: (202) 418-5528; and 
electronic mail: [email protected] or [email protected], respectively.

SUPPLEMENTARY INFORMATION: The Commission published in the Final Rules 
in the Federal Register of August 8, 2003 (68 FR 47221), The Final 
Rules affect CPOs and CTAs and persons excluded or exempted from 
registering as such. As published, however, the Final Rules contain 
errors that may be misleading and need clarification. By this release, 
the Commission is making typographical and technical corrections, none 
of which directly affect the rights and obligations of persons under 
the Commission's regulations.

    In Rule FR Doc. 03-20094 published on August 8, 2003, make the 
following corrections:


Sec.  4.13  [Corrected]

    1. On page 47231, in the second column, in Sec.  4.13 introductory 
text, in the fourteenth line, delete ``and'', and in the twentieth 
line, before the period, insert the following text: ``; and paragraph 
(f) of this section specifies the effect of this section on Sec.  4.5 
of this chapter''.

[[Page 59114]]

Sec.  4.14  [Corrected]

    2. On page 47233, in the third column, in Sec.  4.14(a)(8)(i)(D), 
in the eighth line, after the semicolon, insert ``and''.


Sec.  4.31  [Corrected]

    3. On page 47235, in the third column, in Sec.  4.31(a), in the 
tenth line, delete ``direct'' and insert ``guide''.

    Issued in Washington, DC., on October 7, 2003 by the Commission.
Jean A. Webb,
Secretary of the Commission.
[FR Doc. 03-25944 Filed 10-10-03; 8:45 am]
BILLING CODE 6351-01-M