[Federal Register Volume 67, Number 233 (Wednesday, December 4, 2002)]
[Notices]
[Page 72261]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 02-30677]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-46858A; File No. SR-NYSE-2002-36]


Self-Regulatory Organizations; Notice of Filing of Proposed Rule 
Change by the New York Stock Exchange, Inc. to Adopt Amendments to 
Exchange Rule 342 (``Offices--Approval, Supervision and Control'') and 
its Interpretation, Rule 401 (``Business Conduct''), Rule 408 
(``Discretionary Power in Customers' Accounts''), and Rule 410 
(``Records of Orders'')

November 27, 2002.

Correction

    In Release No. 34-46858, issued on November 20, 2002, a portion of 
the rule text for New York Stock Exchange rule 401 was noticed 
incorrectly. The corrected text appears below. Additions are in 
italics; deletions are in brackets.
* * * * *
Business Conduct
    Rule 401.(a)-(b) no change.

The policies and procedures required under (b)(1), (b)(2), and (b)(3) 
above must include a means/method of customer confirmation, 
notification, or follow-up that can be documented.

* * * * *

    For the Commission, by the Division of Market Regulation, 
pursuant to delegated authority.\1\
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    \1\ 17 CFR 200.30-3(a)(12).
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Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 02-30677 Filed 12-3-02; 8:45 am]
BILLING CODE 4010-01-M