[Federal Register Volume 66, Number 235 (Thursday, December 6, 2001)]
[Notices]
[Pages 63422-63423]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-30326]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and 
Exchange Commission will hold the following meetings during the week of 
December 10, 2001:

a closed meeting will be held on Tuesday, December 11 at 10:00 a.m., 
and an open meeting will be held on Thursday, December 13, 2001, at 
10:00 a.m., in Room 1C30, the William O. Douglas Room, followed by a 
closed meeting.

    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the closed meetings. 
Certain staff members who have an interest in the matters may also be 
present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(5), (7), (9)(A), (9)(B), and (10) and 17 CFR 
200.402(a)(5), (7), 9(i), 9(ii) and (10), permit consideration of the 
scheduled matters at the closed meetings.
    The subject matter of the closed meeting scheduled for Tuesday, 
December 11, 2001, will be:

Institution and settlement of injunctive actions;

[[Page 63423]]

Institution and settlement of administrative proceedings of an 
enforcement nature;
Formal orders of investigation; and
Adjudicatory matter.

    The subject matter of the open meeting scheduled for Thursday, 
December 13, 2001, will be:
    The Commission will consider the Nasdaq Stock Market, Inc.'s 
request that the Commission interpret Section 28(e) of the Securities 
Exchange Act of 1934 to apply to riskless principal transactions in 
certain Nasdaq securities in light of recent amendments to Nasdaq's 
trade reporting rules.
    For further information, please contact Catherine McGuire or Joseph 
Corcoran, Division of Market Regulation, at (202) 942-0073.
    The subject matters of the closed meeting scheduled for Thursday, 
December 13, 2001, will be:
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings of an 
enforcement nature;
Formal orders of investigation; and
Opinion.

    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items. For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact:
    The Office of the Secretary at (202) 942-7070.

    Dated: December 3, 2001.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 01-30326 Filed 12-4-01; 9:41 am]
BILLING CODE 8010-01-P