[Federal Register Volume 65, Number 218 (Thursday, November 9, 2000)]
[Notices]
[Pages 67445-67463]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 00-28850]
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
Index of Administrator's Decisions and Orders in Civil Penalty
Actions; Publication
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Notice of publication.
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SUMMARY: This notice constitutes the required quarterly publication of
an index of the Administrator's decisions and orders in civil penalty
cases. This publication represents the quarter ending on September 30,
2000. This publication ensures that the agency is in compliance with
statutory indexing requirements.
FOR FURTHER INFORMATION CONTACT: James S. Dillman, Assistant Chief
Counsel for Litigation (AGC-400), Federal Aviation Administration, 400
7th Street, SW., Suite PL 200-A, Washington, DC 20590; telephone (202)
366-4118.
SUPPLEMENTARY INFORMATION: The Administrative Procedure Act requires
Federal agencies to maintain and make available for public inspection
and copying current indexes containing identifying information
regarding materials required to be made available or published. 5
U.S.C. 552(a)(2). In a notice issued on July 11, 1990, and published in
the Federal Register (55 FR 29148; July 17, 1990), the FAA announced
the public availability of several indexes and summaries that provide
identifying information about the decisions and orders issued by the
Administrator under the FAA's civil penalty assessment authority and
the rules of practice governing hearings and appeals of civil penalty
actions. 14 CFR Part 13, Subpart G.
The FAA maintains an index of the Administrator's decisions and
orders in civil penalty actions organized by order number and
containing identifying information about each decision or order. The
FAA also maintains a cumulative subject-matter index and digests
organized by order number. The indexes are published on a quarterly
basis (i.e., January, April, July, and October.)
The FAA first published these indexes and digests for all decisions
and orders issued by the Administrator through September 30, 1990. 55
FR 45984; October 31, 1990. The FAA announced in that notice that only
the subject-matter index would be published cumulatively and that the
order number index would be non-cumulative. The FAA announced in a
later notice that the order number indexes published in January would
reflect all of the civil penalty decisions for the previous year. 58 FR
5044; 1/19/93.
The previous quarterly publications of these indexes have appeared
in the Federal Register as follows:
------------------------------------------------------------------------
Dates of quarter Federal Register publication
------------------------------------------------------------------------
11/1/89-9/30/90........................ 55 FR 45984; 10/31/90.
10/1/90-12/31/90....................... 56 FR 44886; 2/6/91.
1/1/91-3/31/91......................... 56 FR 20250; 5/2/91.
4/1/91-6/30/91......................... 56 FR 31984; 7/12/91.
7/1/91-9/30/91......................... 56 FR 51735; 10/15/91.
10/1/91-12/31/91....................... 57 FR 2299; 1/21/92.
1/1/92-3/31/92......................... 57 FR 12359; 4/9/92.
4/1/92-6/30/92......................... 57 FR 32825; 7/23/92.
7/1/92-9/30/92......................... 57 FR 48255; 10/22/92.
10/1/92-12/31/92....................... 58 FR 5044; 1/19/93.
1/1/93-3/31/93......................... 58 FR 21199; 4/19/93.
4/1/93-6/30/93......................... 58 FR 42120; 8/6/93.
7/1/93-9/30/93......................... 58 FR 58218; 10/29/93.
10/1/93-12/31/93....................... 59 FR 5466; 2/4/94.
1/1/94-3/31/94......................... 59 FR 22196; 4/29/94.
4/1/94-6/30/94......................... 59 FR 39618; 8/3/94.
7/1/94-12/31/94........................ 60 FR 4454; 1/23/95.
1/1/95-3/31/95......................... 60 FR 19318; 4/17/95.
4/1/95-6/30/95......................... 60 FR 36854; 7/18/95.
7/1/95-9/30/95......................... 60 FR 53228; 10/12/95.
10/1/95-12/31/95....................... 61 FR 1972; 1/24/96.
1/1/96-3/31/96......................... 61 FR 16955; 4/18/96.
4/1/96-6/30/96......................... 61 FR 37526; 7/18/96.
7/1/96-9/30/96......................... 61 FR 54833; 10/22/96.
10/1/96-12/31/96....................... 62 FR 2434; 1/16/97.
1/1/97-3/31/97......................... 62 FR 24533; 5/2/97.
4/1/97-6/30/97......................... 62 FR 38339; 7/17/97.
7/1/97-9/30/97......................... 62 FR 53856; 10/16/97.
10/1/97-12/31/97....................... 63 FR 3373; 1/22/98.
1/1/98-3/31/98......................... 63 FR 19559; 4/20/98.
4/1/98-6/30/98......................... 63 FR 37914; 7/14/98.
7/1/98-9/30/98......................... 63 FR 57729; 10/28/98.
10/1/98-12/31/98....................... 64 FR 1855; 1/12/99.
1/1/99-3/31/99......................... 64 FR 24690; 5/7/99.
4/1/99-6/30/99......................... 64 FR 43236; 8/9/99.
7/1/99-9/30/99......................... 64 FR 58879; 11/1/99.
10/1/99-12/31/99....................... 65 FR 1654; 1/11/00.
1/1/00-3/31/00......................... 65 FR 35973; 6/6/00.
4/1/00-6/30/00......................... 65 FR 47557; 8/2/00.
------------------------------------------------------------------------
The civil penalty decisions and orders, and the indexes and digests
are available in FAA offices. Also, the Administrator's civil penalty
decisions have been published by commercial publishers (Hawkins
Publishing Company and Clark Boardman Callaghan) and are available on
computer on-line services (Westlaw, LEXIS, Compuserve and FedWorld).
A list of the addresses of the FAA offices where the civil penalty
decisions may be reviewed and information regarding these commercial
publications and computer databases are provided at the end of this
notice. Information regarding the accessibility of materials filed in
recently initiated civil penalty cases in FAA civil penalty cases at
the DOT Docket and over the Internet also appears at the end of this
notice.
[[Page 67446]]
Civil Penalty Actions--Orders Issued by the Administrator
Order Number Index
(Includes all decisions and orders issued by the Administrator
between July 1, 2000, and September 30, 2000.)
2000-15 David E. Everson
8/7/2000--CP99WA0002, DMS No. FAA-1999-5570
2000-16 Warbelow's Air Ventures, Inc.
8/8/2000--CP97AL0012
2000-17 Howard Gotbetter
8/11/2000--CP98EA0051, DMS No. FAA-1998-4691
2000-18 California Helitech
8/11/2000--CP98WP0035
2000-19 James J. Horner
8/11/2000--CP99NM0004
2000-20 Phillips Building Supply
8/11/2000--CP99SO0024, DMS No. FAA-1999-5816
2000-21 Daniel A. Martinez
8/24/2000--CP99NM0012, DMS No. FAA-1999-5984
Civil Penalty Actions--Orders Issued by the Administrator
Subject Matter Index
(Current as of September 30, 2000)
Administrative Law Judges--Power and Authority:
Continuance of hearing............................. 91-11 Continental Airlines: 92-29 Haggland.
Credibility findings............................... 90-21 Carroll; 92-3 Park; 93-17 Metcalf; 94-3 Valley
Air; 94-4 Northwest Aircraft Rental; 95-25 Conquest;
95-26 Hereth; 97-20 Werle; 97-30 Emery Worldwide
Airlines; 97-32 Florida Propeller; 98-18 General
Aviation; 99-6 Squire; 2000-3 Warbelow's 2000-17
Gotbetter.
Default Judgment................................... 91-11 Continental Airlines; 92-47 Cornwall; 94-8 Nunez;
94-22 Harkins; 94-28 Toyota; 95-10 Diamond; 97-28
Continental Airlines; 97-33 Rawlings; 98-13 Air St.
Thomas.
Discovery.......................................... 89-6 American Airlines; 91-17 KDS Aviation; 91-54
Alaska Airlines; 92-46 Sutton-Sautter; 93-10 Costello.
Expert Testimony................................... 94-21 Sweeney.
Granting extensions of time........................ 90-27 Gabbert.
Hearing location................................... 92-50 Cullop.
Hearing request.................................... 93-12 Langton; 94-6 Strohl; 94-27 Larsen; 94-37
Houston; 95-19 Rayner.
Initial Decision................................... 92-1 Costello; 92-32 Barnhill.
Lateness of.................................... 97-31 Sanford Air; 2000-19 Horner.
Should include requirement to file appeal brief 98-5 Squire.
Jurisdiction:
Generally...................................... 90-20 Degenhardt; 90-33 Cato; 92-1 Costello; 92-32
Barnhill.
After issuance of order assessing civil penalty 94-37 Houston; 95-19 Rayner; 97-33 Rawlings.
When complaint is withdrawn.................... 94-39 Kirola.
Motion for Decision................................ 92-73 Wyatt; 92-75 Beck; 92-76 Safety Equipment; 93-11
Merkley; 96-24 Horizon; 98-20 Koenig.
No authority to extend due date for late Answer 95-28 Atlantic World Airways; 97-18 Robinson; 98-4
without showing of good cause. (See also Answer). Larry's Flying Service.
Notice of Hearing.................................. 92-31 Eaddy.
Regulate proceedings............................... 97-20 Werle.
Sanction........................................... 90-37 Northwest Airlines; 91-54 Alaska Airlines; 94-22
Harkins; 94-28 Toyota.
Service of law judges by parties................... 97-18 Robinson.
Vacate initial decision............................ 90-20 Degenhardt; 92-32 Barnhill; 95-6 Sutton.
Aerial Photography..................................... 95-25 Conquest Helicopters.
Agency Attorney........................................ 93-13 Medel.
Air Carrier/Aircraft Operator:
Agent/independent contractor of.................... 92-70 USAir; 2000-13 Empire Airlines.
Careless or Reckless............................... 92-48 & 92-70 USAir; 93-18 Westair Commuter.
Duty of care: Non-delegable........................ 92-70 USAir; 96-16 Westair Commuter; 96-24 Horizon; 97-
8 Pacific Av. d/b/a Inter-Island Helicopters; 99-12
TWA; 2000-3 Warbelow's; 2000-13 Empire Airlines.
Employee........................................... 93-18 Westair Commuter; 97-8 Pacific Av. d/b/a Inter-
Island Helicopters; 99-12 TWA; 99-14 Alika Aviation;
2000-1 Gatewood; 2000-3 Warbelow's.
Ground Security Coordinator, Failure to provide.... 96-16 WestAir Commuter.
Intoxicated passenger:
Allowing to board.............................. 98-11 TWA.
Serving alcohol to............................. 98-11 TWA.
Liability for acts/omissions of employees in scope 98-11 TWA, 99-12 TWA; 99-14 Alika Aviation; 2000-1
of employment. Gatewood; 2000-3 Warbelow's.
Liability for maintenance by independent repair 2000-13 Empire Airlines.
station.
Use of unqualified pilot........................... 99-15 Blue Ridge; 99-11 Evergreen; 2000-12 Evergreen.
Aircraft Maintenance (See also Airworthiness,
Maintenance Manual):
[[Page 67447]]
Generally.......................................... 90-11 Thunderbird Accessories; 91-8 Watts Agricultural
Aviation; 93-36 & 94-3 Valley Air; 94-38 Bohan; 95-11
Horizon; 96-3 America West Airlines; 97-8 Pacific Av.
d/b/a Inter-Island Helicopters; 97-9 Alphin; 97-10
Alphin; 97-11 Hampton; 97-30 Emery Worldwide Airlines;
97-31 Sanford Air; 98-18 General Aviation; 99-5 Africa
Air; 2000-1 Gatewood; 2000-3 Warbelow's; 2000-13
Empire Airlines; 2000-14 Warbelow's 2000-18 California
Helitech.
Acceptable methods, techniques, and practices...... 96-3 America West Airlines.
After certificate revocation....................... 92-73 Wyatt.
Airworthiness Directive, compliance with........... 96-18 Kilrain; 97-9 Alphin.
Approved data for major repairs.................... 2000-13 Empire Airlines.
Advisory Circular 43.13-1, as amended alone not 2000-13 Empire Airlines.
approved data.
Approved data for an aircraft not necessarily 2000-13 Empire Airlines.
approved for major repair of another aircraft.
DER................................................ 2000-13 Empire Airlines.
Inspection......................................... 96-18 Filrain; 97-10 Alphin; 99-14 Alika Aviation.
Major alterations: Failed to prove................. 99-5 Africa Air.
Major/minor repairs................................ 96-3 America West Airlines.
Minimum Equipment List (MEL)....................... 94-38 Bohan, 95-11 Horizon; 97-11 Hampton; 97-21 Delta;
97-30 Emery Worldwide Airlines; 2000-3 Warbelow's.
Operation when maintenance entries not made........ 2000-1 Gatewood; 2000-18 California Helitech.
Repairs between required inspections............... 2000-18 California Helitech.
Propellers......................................... 2000-1 Gatewood.
Aircraft Records:
Aircraft Operation................................. 91-8 Watts Agricultural Aviation; 2000-1 Gatewood.
Flight and Duty Time............................... 96-4 South Aero.
Maintenance Records................................ 91-8 Watts Agricultural Aviation; 94-2 Woodhouse; 97-30
Emery Worldwide Airlines; 97-31 Sanford Air; 98-18
General Aviation; 2000-1 Gatewood; 2000-3 Warbelow's;
2000-18 California Helitech.
Description of maintenance..................... 2000-1 Gatewood.
Squawk sheets.................................. 2000-18 California Helitech.
``Yellow tags''.................................... 91-8 Watts Agricultural Aviation.
Aircraft--Weight and Balance (See Weight and Balance)
Airmen:
Airline Transport Pilot certificates requirement in 99-11 Evergreen Helicopters; 2000-12 Evergreen.
foreign aviation by Part 135 operator.
Altitude deviation................................. 92-49 Richardson & Shimp.
Careless or Reckless............................... 91-12 & 91-31 Terry & Menne; 92-8 Watkins; 92-49
Richardson & Shimp; 92-47 Cornwall; 93-17 Metcalf; 93-
29 Sweeney; 96-17 Fenner.
Flight time limitations............................ 93-11 Merkley.
Flight Time records................................ 99-7 Premier Jets.
Follow ATC Instruction............................. 91-12 & 91-31 Terry & Menne; 92-8 Watkins; 92-49
Richardson & Shimp.
Low Flight......................................... 92-47 Cornwall; 93-17 Metcalf.
Owner's responsibility............................. 96-17 Fenner; 2000-1 Gatewood.
Pilots............................................. 91-12 & 91-31 Terry & Menne; 92-8 Watkins; 92-49
Richardson & Shimp; 93-17 Metcalf.
See and Avoid...................................... 93-29 Sweeney.
Unqualified for Part 135 flight.................... 99-15 Blue Ridge.
Air Operations Area (AOA):
Air Carrier........................................
Air Carrier Responsibilities....................... 90-19 Continental Airlines; 91-33 Delta Air Lines; 94-1
Delta Air Lines.
Airport Operator Responsibilities.................. 90-19 Continental Airlines; 91-4 [Airport Operator]; 91-
18 [Airport Operator]; 91-40 [Airport Operator]; 91-41
[Airport Operator]; 91-58 [Airport Operator]; 96-1
[Airport Operator]; 98-7 LAX.
Badge Display...................................... 91-4 [Airport Operator]; 91-33 Delta Air Lines; 99-1
American Airlines.
Definition of...................................... 90-19 Continental Airlines; 91-4 [Airport Operator]; 91-
58 [Airport Operator].
Exclusive Areas.................................... 90-19 Continental Airlines; 91-4 [Airport Operator]; 91-
58 [Airport Operator]; 98-7 LAX.
Airport Security Program (ASP):
Compliance with.................................... 91-4 [Airport Operator]; 91-18 [Airport Operator]; 91-
40 [Airport Operator]; 91-41 [Airport Operator]; 91-58
[Airport Operator]; 94-1 Delta Air Lines; 96-1
[Airport Operator]; 97-23 Detroit Metropolitan; 98-7
LAX; Airport Operator.
Responsibilities................................... 90-12 Continental Airlines; 91-4 [Airport Operator]; 91-
18 [Airport Operator]; 91-40 [Airport Operator]; 91-41
[Airport Operator]; 91-58 [Airport Operator]; 96-1
[Airport Operator]; 97-23 Detroit Metropolitan.
Air Traffic Control (ATC):
[[Page 67448]]
Error as mitigating factor......................... 91-12 & 91-31 Terry & Menne.
Error as exonerating factor........................ 91-12 & 91-31 Terry & Menne; 92-40 Wendt.
Ground Control..................................... 91-12 Terry & Menne; 93-18 Westair Commuter.
Local Control...................................... 91-12 Terry & Menne.
Tapes & Transcripts................................ 91-12 Terry & Menne; 92-49 Richardson & Shimp.
Airworthiness.......................................... 91-8 Watts Agricultural Aviation; 92-10 Flight
Unlimited; 92-48 & 92-70 USAir; 94-2 Woodhouse; 95-11
Horizon; 96-3 America West Airlines; 96-18 Kilrain; 94-
25 USAir; 97-8 Pacific Av. d/b/a Inter-Island
Helicopters; 97-9 Alphin; 97-10 Alphin; 97-11 Hampton;
97-21 Delta; 97-30 Emery Worldwide Airlines; 97-32
Florida Propeller; 98-18 General Aviation; 99-14 Alika
Aviation; 2000-3 Warbelow's; 2000-13 Empire Airlines;
2000-14 Warbelow's; 2000-18 California Helitech.
Amicus Curiae Briefs................................... 90-25 Gabbert.
Answer:
ALJ may not extend due date for late Answer unless 95-28 Atlantic World Airways; 97-18 Robinson; 97-33
good cause shown. Rawlings; 98-4 Larry's Flying Service.
Reply to each numbered paragraph in the complaint 98-21 Blankson.
required.
Timeliness of answer............................... 90-3 Metz; 90-15 Playter; 92-32 Barnhill; 92-47
Cornwall; 92-75 Beck; 92-76 Safety Equipment; 94-5
Grant; 94-29 Sutton; 94-30 Columna; 94-43 Perez; 95-10
Diamond; 95-28 Atlantic World Airways; 97-18 Robinson;
97-19 Missirlian; 97-33 Rawlings; 97-38 Air St.
Thomas; 98-4 Larry's Flying Service; 98-13 Air St.
Thomas; 99-8 McDermott; 99-9 Lifeflite Medical Air
Transport; 99-16 Dorfman.
Timeliness not at issue once hearing held.......... 99-16 Dorfman.
What constitutes................................... 92-32 Barnhill; 92-75 Beck; 97-19 Missirlian.
Appeals (See also Filing; Timeliness; Mailing Rule):
Briefs, Generally.................................. 89-4 Metz; 91-45 Park; 92-17 Giuffrida; 92-19 Cornwall;
92-39 Beck; 93-24 Steel City Aviation; 93-28 Strohl;
94-23 Perez; 95-13 Kilrain.
Additional Appeal Brief............................ 92-3 Park; 93-5 Wendt; 93-6 Westair Commuter; 93-28
Strohl; 94-4 Northwest Aircraft; 94-18 Luxemburg; 94-
29 Sutton; 97-22 Sanford Air; 97-34 Continental
Airlines; 97-38 Air St. Thomas; 98-18 General
Aviation; 99-11 Evergreen Helicopter; 2000-7 Martinez;
2000-21 Martinez.
Appeal dismissed as premature...................... 95-19 Rayner.
Appeal dismissed as moot after complaint withdrawn. 92-9 Griffin.
Appellate arguments................................ 92-70 USAir.
Court of Appeals, appeal to (See Federal Courts)
Good Cause for Late-Filed Brief or Notice of Appeal 90-3 Metz; 90-27 Gabbert; 90-39 Hart; 91-10 Graham; 91-
24 Esau; 91-48 Wendt; 91-50 & 92-1 Costello; 92-3
Park; 92-17 Giuffrida; 92-39 Beck; 92-41 Moore & Sabre
Associates; 92-52 Beck; 92-57 Detroit Metro Wayne Co.
Airport; 92-69 McCabe; 93-23 Allen; 93-27 Simmons; 93-
31 Allen; 95-2 Meronek; 95-9 Woodhouse; 95-25
Conquest, 97-6 WRA Inc.; 97-7 Stalling; 97-28
Continental; 97-38 Air St. Thomas; 98-1 V. Taylor; 98-
13 Air St. Thomas; 99-4 Warbelow's Air Ventures; 2000-
11 Europex; 2000-21 Martinez.
Informal Conference: Conduct of, not on appeal..... 99-14 Alika Aviation.
Motion to Vacate construed as a brief.............. 91-11 Continental Airlines.
Perfecting an Appeal, generally.................... 92-17 Giuffrida; 92-19 Cornwall; 92-39 Beck; 94-23
Perez; 95-13 Kilrain; 96-5 Alphin Aircraft; 98-20
Koenig.
Extension of Time for (good cause for)......... 89-8 Thunderbird Accessories; 91-26 Britt Airways; 91-
32 Bargen; 91-50 Costello; 93-2 & 93-3 Wendt; 93-24
Steel City Aviation; 93-32 Nunez; 98-5 Squire; 98-15
Squire; 99-3 Justice; 99-4 Warbelow's Air Ventures.
Failure to..................................... 89-1 Gressani; 89-7 Zenkner; 90-11 Thunderbird
Accessories; 90-35 P. Adams; 90-39 Hart; 91-7 Pardue;
91-10 Graham; 91-20 Bargen; 91-43, 91-44, 91-46 & 91-
47 Delta Air Lines; 92-11 Alilin; 92-15 Dillman; 92-18
Bargen; 92-34 Carrell; 92-35 Bay Land Aviation; 92-36
Southwest Airlines; 92-45 O'Brien; 92-56 Montauk
Caribbean Airways; 92-67 USAir; 92-68 Weintraub; 92-78
TWA; 93-7 Dunn; 93-8 Nunez; 93-20 Smith; 93-23 & 93-31
Allen; 93-34 Castle Aviation; 93-35 Steel City
Aviation; 94-12 Bartusiak; 94-24 Page; 94-26 French
Aircraft; 94-34 American International Airways; 94-35
American International Airways; 94-36 American
International Airways; 95-4 Hanson; 95-22 & 96-5
Alphin Aircraft; 96-2 Skydiving Center; 96-13 Winslow;
97-3 [Airport Operator], 97-6 WRA, Inc.; 97-15 Houston
& Johnson County; 97-35 Gordon Air Services; 97-36
Avcon; 97-37 Roush; 98-10 Rawlings; 99-2 Oxygen
Systems; 2000-9 Tundra Copters; 2000-10 Johnson.
[[Page 67449]]
Notice of appeal construed as appeal brief..... 92-39 Beck; 94-15 Columna; 95-9 Woodhouse; 95-23
Atlantic World Airways; 96-20 Missirlian; 97-2 Sanford
Air; 98-5 Squire; 98-17 Blue Ridge; 98-23 Instead
Balloon Services; 99-3 Justice; 99-8 McDermott; 2000-7
Martinez.
What Constitutes............................... 90-4 Metz; 90-27 Gabbert; 91-45 Park; 92-7 West; 92-17
Giuffrida; 92-39 Beck; 93-7 Dunn; 94-15 Columna; 94-23
Perez; 94-30 Columna; 95-9 Woodhouse; 95-23 Atlantic
World Airways; 96-20 Missirlian; 97-2 Sanford Air.
Service of brief: Fail to serve other party........ 92-17 Giuffrida; 92-19 Cornwall.
Timeliness of Notice of Appeal..................... 90-3 Metz; 90-39 Hart; 91-50 Costello; 92-7 West; 92-69
McCabe; 93-27 Simmons; 95-2 Meronek; 95-9 Woodhouse;
95-15 Alphin Aviation; 96-14 Midtown Neon Sign Corp.;
97-7 & 97-17 Stallings; 97-28 Continental; 97-38 Air
St. Thomas; 98-1 V. Taylor; 98-13 Air St. Thomas; 98-
16 Blue Ridge; 98-17 Blue Ridge; 98-21 Blankson.
Withdrawal of...................................... 89-2 Lincoln-Walker; 89-3 Sittko; 90-4 Nordrum; 90-5
Sussman; 90-6 Dabaghian; 90-7 Steele; 90-8 Jenkins; 90-
9 Van Zandt; 90-13 O'Dell; 90-14 Miller; 90-28 Puleo;
90-29 Sealander; 90-30 Steidinger; 90-34 D. Adams; 90-
40 & 90-41 Westair Commuter Airlines; 91-1 Nestor; 91-
5 Jones; 91-6 Lowery; 91-13 Kreamer; 91-14 Swanton; 91-
15 Knipe; 91-16 Lopez; 91-19 Bayer; 91-21 Britt
Airways; 91-22 Omega Silicone Co.; 91-23 Continental
Airlines; 91-25 Sanders; 91-27 Delta Air Lines; 91-28
Continental Airlines; 91-29 Smith; 91-34 GASPRO; 91-35
M. Graham; 91-36 Howard; 91-37 Vereen; 91-39 America
West; 91-42 Pony Express; 91-49 Shields; 91-56 Mayhan;
91-57 Britt Airways; 91-59 Griffin; 91-60 Brinton; 92-
2 Koller; 92-4 Delta Air Lines; 92-6 Rothgeb; 92-12
Bertetto; 92-20 Delta Air Lines; 92-21 Cronberg; 92-
22, 92-23, 92-24, 92-25, 92-26 & 92-28 Delta Air
Lines; 92-33 Port Authority of NY & NJ; 92-42 Jayson;
92-43 Delta Air Lines; 92-44 Owens; 92-53 Humble; 92-
54 & 92-55 Northwest Airlines; 92-60 Costello; 92-61
Romerdahl; 92-62 USAir; 92-63 Schaefer; 92-64 & 92-65
Delta Air Lines; 92-66 Sabre Associates & Moore; 92-79
Delta Air Lines; 93-1 Powell & Co.; 93-4 Harrah; 93-14
Fenske; 93-15 Brown; 93-21 Delta Air Lines; 93-22
Yannotone; 93-26 Delta Air Lines; 93-33 HPH Aviation;
94-9 B & G Instruments; 94-10 Boyle; 94-11 Pan
American Airways; 94-13 Boyle; 94-14 B & G
Instruments; 94-16 Ford; 94-33 Trans World Airlines;
94-41 Dewey Towner; 94-42 Taylor; 95-1 Diamond
Aviation; 95-3 Delta Air Lines; 95-5 Araya; 95-6
Sutton; 95-7 Empire Airlines; 95-20 USAir; 95-21
Faisca; 95-24 Delta Air Lines; 96-7 Delta Air Lines;
96-8 Empire Airlines; 96-10 USAir; 96-11 USAir, 96-12
USAir; 96-21 Houseal; 97-4 [Airport Operator]; 97-5
WestAir; 97-25 Martin & Jaworski; 97-26 Delta Air
Lines; 97-27 Lock Haven; 97-39 Delta Air Lines; 98-9
Continental Express; 2000-8 USA Jet Airlines; 2000-15
Everson d/b/a North Valley Helicopters.
Assault (See also Battery, and Passenger Misconduct)... 96-6 Ignatov; 97-12 Mayer; 99-16 Dorfman; 2000-17
Gotbetter.
``Attempt''............................................ 89-5 Schultz.
Attorney Conduct: Obstreperous or Disruptive........... 94-39 Kirola.
Attorney Fees (See EAJA):
Aviation Safety Reporting System....................... 90-39 Hart; 91-12 Terry & Menne; 92-49 Richardson &
Shimp.
Baggage Matching....................................... 98-6 Continental; 99-12 TWA.
Balloon (Hot Air)...................................... 94-2 Woodhouse.
Bankruptcy............................................. 91-2 Continental Airlines.
Battery (See also Assault and Passenger Misconduct).... 96-6 Ignatov; 97-12 Mayer; 99-16 Dorfman; 2000-27
Gotbetter.
Certificates and Authorizations: Surrender when revoked 92-73 Wyatt.
Civil Air Security National Airport Inspection Program 91-4 [Airport Operator]; 91-18 [Airport Operator]; 91-
(CASNAIP). 40 [Airport Operator]; 91-41 [Airport Operator]; 91-58
[Airport Operator].
Civil Penalty Amount (See Sanction):
Closing Argument (See Final Oral Argument):
Collateral Estoppel.................................... 91-8 Watts Agricultural Aviation.
Complaint:
Complainant Bound By............................... 90-10 Webb; 91-53 Koller.
No Timely Answer to (See Answer):
Partial Dismissal/Full Sanction.................... 94-19 Pony Express; 94-40 Polynesian Airways.
Staleness (See Stale Complaint Rule):
Statute of Limitations (See Statute of
Limitations):
Timeliness of complaint............................ 91-51 Hagwood; 93-13 Medel; 94-7 Hereth; 94-5 Grant.
Withdrawal of...................................... 94-39 Kirola; 95-6 Sutton.
Compliance & Enforcement Program:
(FAA Order No. 2150.3A)............................ 89-5 Schultz; 89-6 American Airlines; 91-38 Esau; 92-5
Delta Air Lines.
Compliance/Enforcement Bulletin 92-3............... 96-19 [Air Carrier].
[[Page 67450]]
Sanction Guidance Table............................ 89-5 Schultz; 90-23 Broyles; 90-33 Cato; 90-37
Northwest Airlines; 91-3 Lewis; 92-5 Delta Air Lines;
98-18 General Aviation; 2000-3 Warbelow's.
Concealment of Weapons (See Weapons Violations):
Consolidation of Cases................................. 90-12, 90-18 & 90-19 Continental Airlines.
Constitutionality of Regulations (See also Double 90-12 Continental Airlines; 90-18 Continental Airlines;
Jeopardy). 90-19 Continental Airlines; 90-37 Northwest Airlines;
96-1 [Airport Operator]; 96-25 USAir; 97-16 Mauna Kea;
97-34 Continental Airlines; 98-6 Continental Airlines;
98-11 TWA; 99-1 American; 99-12 TWA; 2000-19 Horner.
Continuance of Hearing................................. 90-25 Gabbert; 92-29 Haggland.
Corrective Action (See Sanction):
Counsel:
Leave to withdraw.................................. 97-24 Gordon.
No right to assigned counsel (See Due Process)
Sanctions against.................................. 2000-17 Gotbetter.
Credibility of Witnesses:
Generally.......................................... 95-25 Conquest Helicopters; 95-26 Hereth; 97-32 Florida
Propeller.
Bias............................................... 97-9 Alphin; 2000-18 Gotbetter.
Defer to ALJ determination of...................... 90-21 Carroll; 92-3 Park; 93-17 Metcalf; 95-26 Hereth;
97-20 Werle; 97-30 Emery Worldwide Airlines; 97-32
Florida Propeller; 98-11 TWA; 98-18 General Aviation;
99-6 Squire; 2000-3 Warbelow's; 2000-14 Warbelow's;
2000-17 Gotbetter.
Experts (See also Witness)......................... 90-27 Gabbert; 93-17 Metcalf; 96-3 America West
Airlines.
Impeachment........................................ 94-4 Northwest Aircraft Rental.
Reliability of eyewitness identification........... 97-20 Werle.
De facto answer........................................ 92-32 Barnhill.
Delay in initiating action............................. 90-21 Carroll.
Deliberative Process Privilege......................... 89-6 American Airlines; 90-12, 90-18 & 90-19
Continental Airlines.
Deterrence............................................. 89-5 Schultz; 92-10 Flight Unlimited; 95-16 Mulhall; 95-
17 Larry's Flying Service; 97-11 Hampton.
Discovery:.............................................
Deliberative Process Privilege..................... 89-6 American Airlines; 90-12, 90-18 & 90-19
Continental Airlines.
Depositions, generally............................. 91-54 Alaska Airlines.
Notice of deposition........................... 91-54 Alaska Airlines.
No Duty to Provide List of Evidence Without Request Horner 2000-19.
Failure to Produce................................. 90-18 & 90-19 Continental Airlines; 91-17 KDS Aviation;
93-10 Costello.
Sanction for................................... 91-17 KDS Aviation; 91-54 Alaska Airlines.
Regarding Unrelated Case........................... 92-46 Sutton-Sautter.
Double Jeopardy........................................ 95-8 Charter Airlines; 96-26 Midtown.
Due Process:
Generally.......................................... 89-6 American Airlines; 90-12 Continental Airlines; 90-
37 Northwest Airlines; 96-1 [Airport Operator]; 97-8
Pacific Av. d/b/a Inter-Island Helicopters; 99-12 TWA.
Before finding a violation......................... 90-27 Gabbert.
Multiple violations................................ 96-26 Midtown; 97-9 Alphin.
No right to assigned counsel....................... 97-8 Pacific Av. d/b/a Inter-Island Helicopters; 97-9
Alphin; 99-6 Squire.
Violation of....................................... 89-6 American Airlines; 90-12 Continental Airlines; 90-
37 Northwest Airlines; 96-1 [Airport Operator]; 97-8
Pacific Av. d/b/a Inter-Island Helicopters; 98-19
Martin & Jaworski.
EAJA:
Adversary Adjudication............................. 90-17 Wilson; 91-17 & 91-52 KDS Aviation; 94-17 TCI; 95-
12 Toyota.
Amount of award.................................... 95-27 Valley Air.
Appeal from ALJ decision........................... 95-9 Woodhouse.
Expert witness fees................................ 95-27 Valley Air.
Final disposition.................................. 96-22 Woodhouse.
Further proceedings................................ 91-52 KDS Aviation.
Jurisdiction over appeal........................... 92-74 Wendt; 96-22 Woodhouse.
Late-filed application......................... 96-22 Woodhouse.
Other expenses..................................... 93-29 Sweeney.
Position of agency................................. 95-27 Valley Air.
Prevailing party................................... 91-52 KDS Aviation.
Special circumstances.............................. 95-18 Pacific Sky.
Substantial justification.......................... 91-52 & 92-71 KDS Aviation; 93-9 Wendt; 95-18 Pacific
Sky; 95-27 Valley Air; 96-15 Valley Air; 98-19 Martin
& Jaworski.
Supplementation of application..................... 95-27 Valley Air.
Evidence (See Proof & Evidence):
Ex Parte Communications................................ 93-10 Costello; 95-16 Mulhall; 95-19 Rayner.
Expert Witnesses (See Witness):
Extension of Time:
By Agreement of Parties............................ 89-6 American Airlines; 92-41 Moore & Sabre Associates.
[[Page 67451]]
Dismissal by Decisionmaker......................... 89-7 Zenkner; 90-39 Hart.
Good Cause for..................................... 89-8 Thunderbird Accessories.
Objection to....................................... 89-8 Thunderbird Accessories; 93-3 Wendt.
Who may grant...................................... 90-27 Gabbert.
Federal Courts......................................... 92-7 West; 97-1 Midtown Neon Sign; 98-8 Carr; 99-12
TWA.
Hazardous materials case appeals................... 97-1 Midtown Neon Sign; 98-8 Carr; 2000-4 Ryan
International.
Federal Rules of Civil Procedure....................... 91-17 KDS Aviation.
Federal Rules of Evidence (See also Proof & Evidence):
Admissions......................................... 96-25 USAir, 99-5 Africa Air; 99-14 Alika Aviation.
Evidentiary admissions are rebuttable.......... 99-5 Africa Air.
Settlement Offers (Rule 408)....................... 95-16 Mulhall; 96-25 USAir; 99-5 Africa Air.
Exclusion of admissions in settlement offers... 99-5 Africa Air; 99-14 Alika Aviation.
Statements against interest........................ 2000-3 Warbelow's.
Subsequent Remedial Measures....................... 96-24 Horizon; 96-25 USAir.
Final Oral Argument.................................... 92-3 Park.
Firearms (See Weapons):
Ferry Flights.......................................... 95-8 Charter Airlines.
Filing (See also Appeals; Timeliness):
Burden to prove date of filing..................... 97-11 Hampton Air; 98-1 V. Taylor.
Discrepancy between certificate of service and 98-16 Blue Ridge.
postmark.
Service on designated representative............... 98-19 Martin & Jaworski.
Flight & Duty Time:
Circumstances beyond crew's control:
Generally...................................... 95-8 Charter Airlines.
Foreseeability................................. 95-8 Charter Airlines.
Late freight................................... 95-8 Charter Airlines.
Weather........................................ 95-8 Charter Airlines.
Competency check flights........................... 94-4 South Aero.
Limitation of Duty Time............................ 95-8 Charter Airlines; 96-4 South Aero.
Limitation of Flight Time.......................... 95-8 Charter Airlines.
``Other commercial flying''.................... 95-8 Charter Airlines.
Recordkeeping: Individual flight time records for 99-7 Premier Jets.
each Part 135 pilot.
Flights................................................ 94-20 Conquest Helicopters.
Freedom of Information Act............................. 93-10 Costello.
Fuel Exhaustion........................................ 95-26 Hereth.
Guns (See Weapons):
Ground Security Coordinator (See also Air Carrier;
Standard Security Program):.
Failure to provide................................. 96-16 WestAir Commuter.
``Guilt by association''............................... 2000-17 Gotbetter.
Hazardous Materials:
Transportation of, generally....................... 90-37 Northwest Airlines; 92-76 Safety Equipment; 92-77
TCI; 94-19 Pony Express; 94-28 Toyota: 94-31 Smalling;
95-12 Toyota; 95-16 Mulhall; 96-26 Midtown.
Civil Penalty, generally........................... 92-77 TCI; 94-28 Toyota; 94-31 Smalling; 95-16 Mulhall;
96-26 Midtown; 98-2 Carr; 2000-20 Phillips Building
Supply.
Corrective Action.............................. 92-77 TCI; 94-28 Toyota; 2000-20 Phillips Building
Supply.
Culpability.................................... 92-77 TCI; 94-28 Toyota; 94-31 Smalling.
Financial hardship............................. 95-16 Mulhall.
Installment plan........................... 95-16 Mulhall.
First-time violation........................... 92-77 TCI; 94-28 Toyota; 94-31 Smalling; 2000-20
Phillips Building Supply.
Gravity of violation........................... 92-77 TCI; 94-28 Toyota; 94-31 Smalling; 96-26 Midtown;
98-2 Carr; 2000-20 Phillips Building Supply.
Minimum penalty................................ 95-16 Mulhall; 98-2 Carr.
Number of violations........................... 95-16 Mulhall; 96-26 Midtown Neon Sign; 98-2 Carr; 2000-
20 Phillips Building Supply.
Redundant violations........................... 95-16 Mulhall; 96-26 Midtown Neon Sign; 98-2 Carr.
Criminal Penalty................................... 92-77 TCI; 94-31 Smalling.
EAJA, applicability of............................. 94-17 TCI; 95-12 Toyota.
Individual violations.............................. 95-16 Mulhall.
Judicial review under 49 U.S.C. 5123............... 97-1 Midtown Neon Sign; 98-8 Carr; 2000-4 Ryan
International.
Knowingly.......................................... 92-77 TCI; 94-19 Pony Express; 94-31 Smalling.
Specific hazard class transported:
Combustible: Paint............................. 95-16 Mulhall.
Corrosive:
Wet Battery................................ 94-28 Toyota Motor Sales.
Other...................................... 92-77 TCI.
Explosive: Fireworks........................... 94-31 Smalling; 98-2 Carr.
Flammable:
Paint...................................... 96-26 Midtown Neon Sign.
Turpentine................................. 95-16 Mulhall.
Noxious Fumes.................................. 2000-20 Phillips Building Supply.
Radioactive.................................... 94-19 Pony Express.
Hearing:...............................................
[[Page 67452]]
Failure of party to attend......................... 98-23 Instead Balloon Services.
Informal Conference.................................... 94-4 Northwest Aircraft Rental.
Initial Decision: What constitutes..................... 92-32 Barnhill.
Interference with crewmembers (See also Passenger 92-3 Park; 96-6 Ignatov; 97-12 Mayer; 98-11 TWA; 98-12
Misconduct; Assault). Stout; 2000-17 Gotbetter.
Interlocutory Appeal................................... 89-6 American Airlines; 91-54 Alaska Airlines; 93-37
Airspect; 94-32 Detroit Metropolitan; 98-25 Gotbetter.
Internal FAA Policy &/or Procedures.................... 89-6 American Airlines; 90-12 Continental Airlines; 92-
73 Wyatt.
Jurisdiction:
After initial decision............................. 90-20 Degenhardt; 90-33 Cato; 92-32 Barnhill; 93-28
Strohl.
After Order Assessing Civil Penalty................ 94-37 Houston; 95-19 Rayner.
After withdrawal of complaint...................... 94-39 Kirola.
$50,000 Limit...................................... 90-12 Continental Airlines.
EAJA cases......................................... 92-74 Wendt; 96-22 Woodhouse.
HazMat cases....................................... 92-76 Safety Equipment.
NTSB............................................... 90-11 Thunderbird Accessories.
Statutory authority to regulate flights entirely 99-11 Evergreen Helicopters; 2000-12 Evergreen.
outside of U.S. questioned.
Knowledge of concealed weapon (See also Weapons 89-5 Schultz; 90-20 Degenhardt.
Violation).
Laches (See Delay in initiating action):
Mailing Rule, generally................................ 89-7 Zenker; 90-3 Metz; 90-11 Thunderbird Accessories;
90-39 Hart; 98-20 Koenig.
Does not extend time for filing a request for 2000-2 Ryan International.
hearing.
Overnight express delivery......................... 89-6 American Airlines.
Maintenance (See Aircraft Maintenance):
Maintenance Instruction................................ 93-36 Valley Air.
Maintenance Manual..................................... 90-11 Thunderbird Accessories; 96-25 USAir.
Air carrier maintenance manual..................... 96-3 America West Airlines.
Approved/accepted repairs.......................... 96-3 America West Airlines; 2000-13 Empire Airlines.
Manufacturer's maintenance manual.................. 96-3 America West Airlines; 97-31 Sanford Air; 97-32
Florida Propeller; 2000-3 Warbelow's; 2000-13 Empire
Airlines.
Minimum Equipment List (MEL) (See Aircraft
Maintenance):
Mootness, appeal dismissed as moot..................... 92-9 Griffin; 94-17 TCI.
National Aviation Safety Inspection Program (NASIP).... 90-16 Rocky Mountain.
National Transportation Safety Board:
Administrator not bound by NTSB case law........... 91-12 Terry & Menne; 92-49 Richardson & Shimp; 93-18
Westair Commuter.
Lack of Jurisdiction............................... 90-11 Thunderbird Accessories; 90-17 Wilson; 92-74
Wendt.
Notice of Hearing:.....................................
Receipt............................................ 92-31 Eaddy.
Notice of Proposed Civil Penalty:
Initiates Action................................... 91-9 Continental Airlines.
Signature of agency attorney....................... 93-12 Langton.
Withdrawal of...................................... 90-17 Wilson.
Operate, generally..................................... 91-12 & 91-31 Terry & Menne; 93-18 Westair Commuter; 96-
17 Fenner.
Responsibility of aircraft owner/operator for 96-17 Fenner; 2000-1 Gatewood.
actions of pilot.
Responsibility of aircraft owner/operator for 2000-1 Gatewood.
employee's flying unairworthy aircraft.
Oral Argument before Administrator on appeal:
Decision to hold................................... 92-16 Wendt.
Instructions for................................... 92-27 Wendt.
Order Assessing Civil Penalty:
Appeal from........................................ 92-1 Costello; 95-19 Rayner.
Timeliness of request for hearing.................. 95-19 Rayner.
Withdrawal of...................................... 89-4 Metz; 90-16 Rocky Mountain; 90-22 USAir; 95-19
Rayner; 97-7 Stalling.
Parachuting............................................ 98-3 Fedele.
Parts Manufacturer Approval (PMA): Failure to obtain... 93-19 Pacific Sky Supply.
Passenger List......................................... 99-13 Falcon Air Express.
Passenger Misconduct................................... 92-3 Park.
Assault/Battery.................................... 96-6 Ignatov; 97-12 Mayer; 98-11 TWA; 99-16 Dorfman.
Compliance with Fasten Seat Belt Sign.............. 99-16 Alika Aviation.
Interference with a crewmember..................... 96-6 Ignatov; 97-12 Mayer; 98-11 TWA; 98-12 Stout; 99-
16 Dorfman.
Smoking............................................ 92-37 Giuffrida; 99-6 Squire.
Hearing loss and failure to obey instructions 99-6 Squire.
re: not smoking.
Stowing carry-on items............................. 97-12 Mayer; 99-16.
Penalty (See Sanction; Hazardous Materials):
Person................................................. 93-18 Westair Commuter.
Prima Facie Case (See also Proof & Evidence)........... 95-26 Hereth; 96-3 America West Airlines.
Proof & Evidence (See also Federal Rules of Evidence):
Admissions......................................... 99-5 Africa Air; 2000-3 Warbelow's.
Evidentiary admission is rebuttable............ 99-5 Africa Air.
Affirmative Defense................................ 92-13 Delta Air Lines; 92-72 Giuffrida; 98-6
Continental Airlines.
[[Page 67453]]
Burden of Proof.................................... 90-26 & 90-43 Waddell; 91-3 Lewis; 91-30 Trujillo; 92-
13 Delta Air Lines; 92-72 Giuffrida; 93-29 Sweeney; 97-
32 Florida Propeller; 2000-3 Warbelow's.
Circumstantial Evidence............................ 90-12, 90-19 & 91-9 Continental Airlines; 93-29
Sweeney; 96-3 America West Airlines; 97-10 Alphin; 97-
11 Hampton; 97-32 Florida Propeller; 98-6 Continental
Airlines.
Credibility (See Administrative:
Law Judges; Credibility of Witnesses)
Criminal standard rejected......................... 91-12 Terry & Menne; 2000-3 Warbelow's.
Closing Arguments (See also Final Oral Argument)... 94-20 Conquest Helicopters.
Extra-record material.............................. 95-26 Hereth; 96-24 Horizon.
Hearsay............................................ 92-72 Giuffrida; 97-30 Emery Worldwide Airlines; 98-11
TWA.
New evidence....................................... 94-4 Northwest Aircraft Rental; 96-23 Kilrain; 99-15
Blue Ridge.
Offer of proof..................................... D97-32 Florida Propeller.
Preponderance of evidence.......................... 90-11 Thunderbird Accessories; 90-12 Continental
Airlines; 91-12 & 91-31 Terry & Menne; 92-72
Giuffrida; 97-30 Emery Worldwide Airlines; 97-31
Sanford Air; 97-32 Florida Propeller; 98-3 Fedele; 98-
6 Continental Airlines; 98-11 TWA.
Presumption that message on ATC tape is received as 91-12 Terry & Menne; 92-49 Richardson & Shimp.
transmitted.
Presumption that a gun is deadly or dangerous...... 90-26 Waddell; 91-30 Trujillo.
Presumption that owner gave pilot permission....... 96-17 Fenner.
Prima facie case................................... 95-26 Hereth, 96-3 America West; 98-6 Continental
Airlines.
Settlement offer................................... 95-16 Mulhall; 96-25 USAir; 99-5 Africa Air.
Admission as part of settlement offer excluded. 99-5 Africa Air; 99-14 Alika Aviation.
Subsequent remedial measures....................... 96-24 Horizon; 96-25 USAir.
Substantial evidence............................... 92-72 Giuffrida.
Pro Se Parties:
Special Considerations............................. 90-11 Thunderbird Accessories; 90-3 Metz; 95-25
Conquest.
Prosecutorial Discretion............................... 89-6 American Airlines; 90-23 Broyles; 90-38
Continental Airlines; 91-41 [Airport Operator]; 92-46
Sutton-Sautter; 92-73 Wyatt; 95-17 Larry's Flying
Service.
Administrator does not review Complainant's 98-2 Carr.
decision not to bring action against anyone but
respondent.
Reconsideration:
Denied by ALJ...................................... 89-4 & 90-3 Metz.
Granted by ALJ..................................... 92-32 Barnhill.
Late request for................................... 97-14 Pacific Aviation; 98-14 Larry's Flying Service;
2000-5 Blue Ridge.
Petition based on new material..................... 96-23 Kilrain; 2000-14 Warbelow's.
Repetitious petitions.............................. 96-9 [Airport Operator]; 2000-5 Blue Ridge; 2000-14
Warbelow's; 2000-16 Warbelow's.
Stay of order pending.............................. 90-31 Carroll; 90-32 Continental Airlines; 2000-14
Warbelow's.
Redundancy, enhancing safety........................... 97-11 Hampton.
Remand................................................. 89-6 American Airlines; 90-16 Rocky Mountain; 90-24
Bayer; 91-51 Hagwood; 91-54 Alaska Airlines; 92-1
Costello; 92-76 Safety Equipment; 94-37 Houston; 2000-
5 Blue Ridge.
Repair Station......................................... 90-11 Thunderbird Accessories; 92-10 Flight Unlimited;
94-2 Woodhouse; 97-9 Alphin; 97-10 Alphin; 97-31
Sanford Air; 97-32 Florida Propeller; 2000-1 Gatewood.
Request for Hearing.................................... 94-37 Houston; 95-19 Rayner.
Constructive withdrawal of......................... 97-7 Stalling; 98-23 Instead Balloon Services.
Timeliness of request.............................. 93-12 Langton; 95-19 Raynor; 2000-2 Ryan International.
Untimely request for hearing will be excused for 94-27 Larsen; 93-12 Langton; 2000-2 Ryan International.
good cause.
Rules of Practice (14 CFR Part 13, Subpart G):
Applicability of................................... 90-12, 90-18 & 90-19 Continental Airlines; 91-17 KDS
Aviation.
Challenges to...................................... 90-12, 90-18 & 90-19 Continental Airlines; 90-21
Carroll; 90-37 Northwest Airlines.
Effect of Changes in............................... 90-21 Carroll; 90-22 USAir; 90-38 Continental Airlines.
Initiation of Action............................... 90-9 Continental Airlines.
Runway incursions...................................... 92-40 Wendt; 93-18 Westair Commuter.
Sanction:
Ability to Pay..................................... 89-5 Schultz; 90-10 Webb; 91-3 Lewis; 91-38 Esau; 92-10
Flight Unlimited; 92-32 Barnhill; 92-37 & 92-72
Giuffrida; 92-38 Cronberg; 92-46 Sutton-Sautter; 92-51
Koblick; 93-10 Costello; 94-4 Northwest Aircraft
Rental; 94-20 Conquest Helicopters; 95-16 Mulhall; 95-
17 Larry's Flying Service; 97-8 Pacific Av. d/b/a
Inter-Island Helicopters; 97-11 Hampton; 97-16 Mauna
Kea; 98-4 Larry's Flying Service; 98-11 TWA; 99-12
TWA; 99-15 Blue Ridge; 2000-3 Warbelow's.
Agency policy:
ALJ bound by................................... 90-37 Northwest Airlines; 92-46 Sutton-Sautter; 96-19
[Air Carrier]; 2000-3 Warbelow's.
Changes after complaint........................ 97-7 & 97-17 Stallings.
[[Page 67454]]
Statements of e.g., FAA Order 2150.3A, Sanction 90-19; Continental Airlines; 90-23 Broyles; 90-33 Cato;
Guidance Table, memoranda pertaining to). 90-37 Northwest Airlines; 92-46 Sutton-Sautter' 94-4
South Aero; 96-19 [Air Carrier]; 96-25 USAir.
Community Service.................................. 2000-21 Martinez.
Compliance Disposition............................. 97-23 Detroit Metropolitan.
Consistency with Precedent......................... 96-6 Ignatov; 96-26 Midtown; 97-30 Emery Worldwide
Airlines; 98-12 Stout; 98-18 General Aviation.
But when precedent is based on superseded 96-19 [Air Carrier].
sanction policy.
Corrective Action.................................. 91-18 [Airport Operator]; 91-40 [Airport Operator]; 91-
41 [Airport Operator]; 92-5 Delta Air Lines; 93-18
Westair Commuter; 94-28 Toyota; 96-4 South Aero; 96-19
[Air Carrier]; 97-16 Mauna Kea; 97-23 Detroit
Metropolitan; 98-6 Continental Airlines; 98-22
Northwest Airlines; 99-12 TWA; 99-14 Alika Aviation;
2000-20 Phillips Building Supply.
Discovery (See Discovery):
Factors to consider................................ 89-5 Schultz; 90-23 Broyles; 90-37 Northwest Airlines;
91-3 Lewis; 91-18 [Airport Operator]; 91-40 [Airport
Operator] 91-41 [Airport Operator]; 92-10 Flight
Unlimited; 92-46 Sutton-Sautter; 92-51 Koblick; 94-28
Toyota; 95-11 Horizon; 96-19 [Air Carrier]; 96-26
Midtown; 97-16 Mauna Kea; 98-2 Carr; 99-15 Blue Ridge;
2000-3 Warbelow's.
First-Time Offenders............................... 89-5 Schultz; 95-5 Delta Air Lines; 92-51 Koblick.
HazMat (See Hazardous Materials)
Inexperience....................................... 92-10 Flight Unlimited.
Installment Payments............................... 95-16 Mulhall; 95-17 Larry's Flying Service.
Maintenance........................................ 95-11 Horizon; 96-3 America West Airlines; 97-8 Pacific
Av. d/b/a Inter-Island Helicopters; 97-9 Alphin; 97-10
Alphin; 97-11 Hampton; 97-30 Emery Worldwide Airlines;
99-14 Alika Aviation; 2000-3 Warbelow's.
Maximum............................................ 90-10 Webb; 91-53 Koller; 96-19 [Air Carrier].
Minimum (HazMat)................................... 95-16 Mulhall; 96-26 Midtown; 98-2 Carr.
Modified........................................... 89-5 Schultz; 90-11 Thunderbird Accessories; 91-38
Esau; 92-10 Flight Unlimited; 92-13 Delta Air Lines;
92-32 Barnhill.
Partial Dismissal of Complaint/Full Sanction (See 94-19 Pony Express; 94-40 Polynesian Airways.
also Complaint).
Sanctions in specific cases:
Failure to comply with Security Directives..... 98-6 Continental Airlines; 99-12 TWA.
Passenger/baggage matching..................... 98-6 Continental Airlines; 99-12 TWA.
Passenger Misconduct........................... 97-12 Mayer; 98-12 Stout; 2000-17 Gotbetter.
Person evading screening (See also Screening).. 97-20 Werle; 2000-19 Horner.
Pilot Deviation................................ 92-8 Watkins.
Test object detection.......................... 90-18 & 90-19 Continental Airlines; 96-19 [Air
Carrier].
Unairworthy aircraft........................... 97-8 Pacific Av. d/b/a Inter-Island Helicopters; 97-9
Alphin; 98-18 General Aviation; 99-14 Alika Aviation;
2000-3 Warbelow's.
Unauthorized access............................ 90-19 Continental Airlines; 90-37 Northwest Airlines;
94-1 Delta Air Lines; 98-7 LAX.
Unqualified pilot.............................. 99-15 Blue Ridge.
Weapons violations............................. 90-23 Broyles; 90-33 Cato; 91-3 Lewis; 91-38 Esau; 92-
32 Barnhill; 92-46 Sutton-Sautter; 92-51 Koblick; 94-5
Grant; 97-7 & 97-17 Stallings.
Screening of Persons and Carry-on Items (See also Test
Object Detection):
Air carrier failure to detect weapon Sanction...... 94-44 American Airlines.
Air carrier failure to match bag with passenger.... 98-6 Continental Airlines; 99-12 TWA.
Entering Sterile Areas............................. 90-24 Bayer; 92-58 Hoedl; 97-20 Werle; 98-20 Koenig;
2000-19 Horner.
Sanction for individual evading screening (See also 97-20 Werle; 98-20 Koenig; 2000-19 Horner.
Sanction).
Security Directive re: screening of carry-on items 2000-6 Atlantic Coast Aviation.
given to passenger by person unknown to the
passenger.
Security (See Screening of Persons, Standard Security
Program, Test Object Detection, Unauthorized Access,
Weapons Violations):
Agency directives, violation of.................... 99-12 TWA.
Giving false information about carrying a weapon or 98-24 Stevens.
explosive on board an aircraft.
Sealing of Record...................................... 97-13 Westair Commuter; 97-28 Continental Airlines.
Separation of Functions................................ 90-12 Continental Airlines; 90-18 Continental Airlines;
90-19 Continental Airlines; 90-21 Carroll; 90-38
Continental Airlines; 93-13 Medel.
Service (See also Mailing Rule; Receipt):
Date of when no certificate of service............. 2000-2 Ryan International.
Of NPCP............................................ 90-22 USAir; 90-20 Werle.
Of FNPCP........................................... 93-13 Medel.
Receipt of document sent by mail................... 92-31 Eaddy; 2000-5 Blue Ridge.
Return of certified mail........................... 97-7 & 97-17 Stallings; 2000-5 Blue Ridge.
Valid Service...................................... 92-18 Bargen; 98-19 Martin & Jaworski.
Settlement............................................. 91-50 & 92-1 Costello; 95-16 Mulhall; 99-10 Azteca.
[[Page 67455]]
Request for hearing not withdrawn.................. 99-10 Azteca.
Skydiving.............................................. 98-3 Fedele.
Smoking................................................ 92-37 Giuffrida; 94-18 Luxemburg; 99-6 Squire.
``Squawk sheets''...................................... 2000-18 California Helitech.
Stale Complaint Rule: If NPCP not sent................. 97-20 Werle.
Standard Security Program (SSP):
Compliance with.................................... 90-12, 90-18 & 90-19 Continental Airlines; 91-33 Delta
Air Lines; 91-55 Continental Airlines; 92-13 & 94-1
Delta Air Lines; 96-19 [Air Carrier]; 98-22 Northwest
Airlines; 99-1 American.
Checkpoint Security Coordinator.................... 98-22 Northwest Airlines.
Ground Security Coordinator........................ 96-16 Westair Commuter.
When an airline is required to have a security 2000-6 Atlantic Coast Aviation.
program.
Statute of Limitations................................. 97-20 Werle.
Stay of Orders......................................... 90-31 Carroll; 90-32 Continental Airlines.
Pending judicial review............................ 95-14 Charter Airlines.
Strict Liability....................................... 89-5 Schultz; 90-27 Gabbert; 91-18 [Airport Operator];
91-40 [Airport Operator]; 91-58 [Airport Operator]; 97-
23 Detroit Metropolitan; 98-7 LAX; 2000-3 Warbelow's.
Test Object Detection.................................. 90-12, 90-18, 90-19, 91-9 & 91-55 Continental Airlines;
92-13 Delta Air Lines; 96-19 [Air Carrier].
Proof of violation................................. 90-18, 90-19 & 91-9 Continental Airlines; 92-13 Delta
Air Lines.
Sanction........................................... 90-18 & 90-19 Continental Airlines; 96-19 [Air
Carrier].
Timeliness (See also Complaint; Filing; Mailing Rule;
and Appeals):
Burden to prove date of filing..................... 97-11 Hampton Air; 98-1 V. Taylor.
Of response to NPCP................................ 90-22 USAir.
Of complaint....................................... 91-51 Hagwood; 93-13 Medel; 94-7 Hereth.
Of initial decision................................ 97-31 Sanford Air.
Of NPCP............................................ 92-73 Wyatt.
Of petition to reconsider.......................... 2000-5 Blue Ridge.
Of reply brief..................................... 97-11 Hampton.
Of request for hearing............................. 93-12 Langton; 95-19 Rayner; 2000-2 Ryan International.
Of EAJA application (See EAJA--Final disposition,
EAJA--Jurisdiction)
Unapproved Parts (See also Parts Manufacturer Approval) 93-19 Pacific Sky Supply.
Unauthorized Access:
To aircraft........................................ 90-12 & 90-19 Continental Airlines; 94-1 Delta Air
Lines.
To Air Operations Area (AOA)....................... 90-37 Northwest Airlines; 91-18 [Airport Operator]; 91-
40 [Airport Operator]; 91-58 [Airport Operator]; 94-1
Delta Air Lines.
Visual Cues Indicating Runway, Adequacy of 92-40 Wendt.
Weapons Violations, generally.......................... 89-5 Schultz; 90-10 Webb; 90-20 Degenhardt; 90-23
Broyles; 90-33 Cato; 90-26 & 90-43 Waddell; 91-3
Lewis; 91-30 Trujillo; 91-38 Esau; 91-53 Koller; 92-32
Barnhill; 92-46 Sutton-Sautter; 92-51 Koblick; 92-59
Petek-Jackson; 94-5 Grant; 94-44 American Airlines.
Concealed weapon................................... 89-5 Schultz; 92-46 Sutton-Sautter; 92-51 Koblick.
``Deadly or Dangerous''............................ 90-26 & 90-43 Waddell; 91-30 Trujillo; 91-38 Esau.
First-time Offenders............................... 89-5 Schultz.
Intent to commit violation......................... 89-5 Schultz; 90-20 Degenhardt; 90-23 Broyles; 90-26
Waddell; 91-3 Lewis; 91-53 Koller.
Knowledge of Weapon Concealment (See also 89-5 Schultz; 90-20 Degenhardt.
Knowledge).
Sanction (See Sanction)
Weight and Balance..................................... 94-40 Polynesian Airways.
Passenger list..................................... 99-13 Falcon Air Express.
Witnesses (See also Credibility):
Absence of, Failure to subpoena.................... 92-3 Park; 98-2 Carr.
Expert testimony, Evaluation of.................... 93-17 Metcalf; 94-3 Valley Air; 94-21 Sweeney; 96-3
America West Airlines; 96-15 Valley Air; 97-9 Alphin;
97-32 Florida Propeller.
Expert witness fees (See EAJA)
Sequester order.................................... 2000-18 California Helitech.
----------------------------------------------------------------------------------------------------------------
REGULATIONS (Title 14 CFR, unless otherwise noted)
----------------------------------------------------------------------------------------------------------------
1.1 (maintenance)...................................... 94-38 Bohan; 97-11 Hampton.
1.1 (major alteration)................................. 99-5 Africa Air.
1.1 (major repair)..................................... 96-3 America West Airlines.
1.1 (minor repair)..................................... 96-3 America West Airlines.
1.1 (operate).......................................... 91-12 & 91-31 Terry & Menne; 93-18 Westair Commuter; 96-
17 Fenner.
1.1 (person)........................................... 93-18 Westair Commuter.
1.1 (propeller)........................................ 96-15 Valley Air.
13.16.................................................. 90-16 Rocky Mountain; 90-22 USAir; 90-37 Northwest
Airlines; 90-38 & 91-9 Continental Airlines; 91-18
[Airport Operator]; 91-51 Hagwood; 92-1 Costello; 92-
46 Sutton-Sautter; 93-13 Medel; 93-28 Strohl; 94-27
Larsen; 94-37 Houston; 94-31 Smalling; 95-19 Rayner;
96-26 Midtown Neon Sign; 97-1 Midtown Neon Sign; 97-9
Alphin; 98-18 General Aviation; 2000-2 Ryan
International; 2000-3 Warbelow's.
[[Page 67456]]
13.201................................................. 90-12 Continental Airlines.
13.202................................................. 90-6 American Airlines; 92-76 Safety Equipment.
13.203................................................. 90-12 Continental Airlines; 90-21 Carroll; 90-38
Continental Airlines.
13.204
13.205................................................. 90-20 Degenhardt; 91-17 KDS Aviation; 91-54 Alaska
Airlines; 92-32 Barnhill; 94-32 Detroit Metropolitan;
94-39 Kirola; 95-16 Mulhall; 97-20 Werle; 2000-17
Gotbetter; 2000-20 Phillips Building Supply.
13.206
13.207................................................. 94-39 Kirola.
13.208................................................. 90-21 Carroll; 91-51 Hagwood; 92-73 Wyatt; 92-76 Safety
Equipment; 93-13 Medel; 93-28 Strohl; 94-7 Hereth; 97-
20 Werle; 98-4 Larry's.
13.209................................................. 90-3 Metz; 90-15 Playter; 91-18 [Airport Operator]; 92-
32 Barnhill; 92-47 Cornwall; 92-75 Beck; 92-76 Safety
Equipment; 94-8 Nunez; 94-5 Grant; 94-22 Harkins; 94-
29 Sutton; 94-30 Columna; 95-10 Diamond; 95-28
Atlantic World Airways; 97-7 Stalling; 97-18 Robinson;
97-33 Rawlings; 98-21 Blankson.
13.210................................................. 92-19 Cornwall; 92-75 Beck; 92-76 Safety Equipment; 93-
7 Dunn; 93-28 Strohl; 94-5 Grant; 94-30 Columna; 95-28
Atlantic World Airways; 96-17 Fenner; 97-11 Hampton;
97-18 Robinson; 97-38 Air St. Thomas; 98-16 Blue
Ridge.
13.211................................................. 89-6 American Airlines; 89-7 Zenkner; 90-3 Metz; 90-11
Thunderbird Accessories; 90-39 Hart; 91-24 Esau; 92-1
Costello; 92-9 Griffin; 92-18 Bargen; 92-19 Cornwall;
92-57 Detroit Metro. Wayne County Airport; 92-74
Wendt; 92-76 Safety Equipment; 93-2 Wendt; 94-5 Grant;
94-18 Luxemburg; 94-29 Sutton; 95-12 Toyota; 95-28
Valley Air; 97-7 Stalling; 97-11 Hampton; 98-4 Larry's
Flying Service; 98-19 Martin & Jaworski, 98-20 Koenig;
99-2 Oxygen Systems; 2000-2 Ryan International; 2000-5
Blue Ridge.
13.212................................................. 90-11 Thunderbird Accessories; 91-2 Continental
Airlines; 99-2 Oxygen Systems.
13.213
13.214................................................. 91-3 Lewis.
13.215................................................. 93-28 Strohl; 94-39 Kirola.
13.216
13.217................................................. 91-17 KDS Aviation.
13.218................................................. 89-6 American Airlines; 90-11 Thunderbird Accessories;
90-39 Hart; 92-9 Griffin; 92-73 Wyatt; 93-19 Pacific
Sky Supply; 94-6 Strohl; 94-27 Larsen; 94-37 Houston;
95-18 Rayner; 96-16 WestAir; 96-24 Horizon; 98-20
Koenig.
13.219................................................. 89-6 American Airlines; 91-2 Continental; 91-54 Alaska
Airlines; 93-37 Airspect; 94-32 Detroit Metro. Wayne
County Airport; 98-25 Gotbetter.
13.220................................................. 89-6 American Airlines; 90-20 Carroll; 91-8 Watts
Agricultural Aviation; 91-17 KDS Aviation; 91-54
Alaska Airlines; 92-46 Sutton-Sautter; Horner 2000-19.
13.221................................................. 92-29 Haggland; 92-31 Eaddy; 92-52 Cullop.
13.222................................................. 92-72 Giuffrida; 96-15 Valley Air.
13.223................................................. 91-12 & 91-31 Terry & Menne; 92-72 Giuffrida; 95-26
Hereth; 96-15 Valley Air; 97-11 Hampton; 97-31 Sanford
Air; 97-32 Florida Propeller; 98-3 Fedele; 98-6
Continental Airlines; 2000-3 Warbelow's.
13.224................................................. 90-26 Waddell; 91-4 [Airport Operator]; 92-72
Giuffrida; 94-18 Luxemburg; 94-28 Toyota; 95-25
Conquest; 96-17 Fenner; 97-32 Florida Propeller; 98-6
Continental Airlines; 2000-3 Warbelow's; 2000-20
Phillips Building Supply.
13.225................................................. 97-32 Florida Propeller.
13.226
13.227................................................. 90-21 Carroll; 95-26 Hereth.
13.228................................................. 92-3 Park.
13.229
13.230................................................. 92-19 Cornwall; 95-26 Hereth; 96-24 Horizon.
13.231................................................. 92-3 Park.
13.232................................................. 89-5 Schultz; 90-20 Degenhardt; 92-1 Costello; 92-18
Bargen; 92-32 Barnhill; 93-28 Strohl; 94-28 Toyota; 95-
12 Toyota; 95-16 Mulhall; 96-6 Ignatov; 98-18 General
Aviation; 2000-19 Horner.
[[Page 67457]]
13.233................................................. 89-1 Gressani; 89-4 Metz; 89-5 Schultz; 89-7 Zenkner;
89-8 Thunderbird Accessories; 90-3 Metz; 90-11
Thunderbird Accessories; 90-19 Continental Airlines;
90-20 Degenhardt; 90-25 & 90-27 Gabbert; 90-35 P.
Adams; 90-19 Continental Airlines; 90-39 Hart; 91-2
Continental Airlines; 91-3 Lewis; 91-7 Pardue; 91-8
Watts Agricultural Aviation; 91-10 Graham; 91-11
Continental Airlines; 91-12 Bargen; 91-24 Esau; 91-26
Britt Airways; 91-31 Terry & Menne; 91-32 Bargen; 91-
43 & 91-44 Delta; 91-45 Park; 91-46 Delta; 91-47
Delta; 91-48 Wendt; 91-52 KDS Aviation; 91-53 Koller;
92-1 Costello; 92-3 Park; 92-7 West; 92-11 Alilin; 92-
15 Dillman; 92-16 Wendt; 92-18 Bargen; 92-19 Cornwall;
92-27 Wendt; 92-32 Barnhill; 92-34 Carrell; 92-35 Bay
Land Aviation; 92-36 Southwest Airlines; 92-39 Beck;
92-45 O'Brien; 92-52 Beck; 92-56 Montauk Caribbean
Airways; 92-57 Detroit Metro. Wayne Co. Airport; 92-67
USAir; 92-69 McCabe; 92-72 Giuffrida; 92-74 Wendt; 92-
78 TWA; 93-5 Wendt; 93-6 Westair Commuter; 93-7 Dunn;
93-8 Nunez; 93-19 Pacific Sky Supply; 93-23 Allen; 93-
27 Simmons; 93-28 Strohl; 93-31 Allen; 93-32 Nunez; 94-
9 B & G Instruments; 94-10 Boyle; 94-12 Bartusiak; 94-
15 Columna; 94-18 Luxemburg; 94-23 Perez; 94-24 Page;
94-26 French Aircraft; 94-28 Toyota; 95-2 Meronek; 95-
9 Woodhouse; 95-13 Kilrain; 95-23 Atlantic World
Airways; 95-25 Conquest; 95-26 Hereth; 96-1 [Airport
Operator]; 96-2 Skydiving Center; 97-1 Midtown Neon
Sign; 97-2 Sanford Air; 97-7 Stalling; 97-22 Sanford
Air; 97-24 Gordon Air; 97-31 Sanford Air; 97-33
Rawlings; 97-38 Air St. Thomas; 98-4 Larry's Flying
Service; 98-3 Fedele; Continental Airlines 98-6; LAX
98-7; 98-10 Rawlings; 98-15 Squire; 98-18 General
Aviation; 98-19 Martin & Jaworksi; 98-20 Koenig; 99-2
Oxygen Systems; 99-11 Evergreen Helicopters.
13.234................................................. 90-19 Continental Airlines; 90-31 Carroll; 90-32 & 90-
38 Continental Airlines; 91-4 [Airport Operator]; 95-
12 Toyota; 96-9 [Airport Operator]; 96-23 Kilrain;
2000-5 Blue Ridge; Warbelow's 2000-16.
13.235................................................. 90-11 Thunderbird Accessories; 90-12 Continental
Airlines; 90-15 Playter; 90-17 Wilson; 92-7 West.
Part 14................................................ 92-74 & 93-2 Wendt; 95-18 Pacific Sky Supply.
14.01.................................................. 91-17 & 92-71 KDS Aviation.
14.04.................................................. 91-17, 91-52 & 92-71 KDS Aviation; 93-10 Costello; 95-
27 Valley Air.
14.05.................................................. 90-17 Wilson.
14.12.................................................. 95-27 Valley Air.
14.20.................................................. 91-52 KDS Aviation; 96-22 Woodhouse.
14.22.................................................. 93-29 Sweeney.
14.23.................................................. 98-19 Martin & Jaworski.
14.26.................................................. 91-52 KDS Aviation; 95-27 Valley Air.
14.28.................................................. 95-9 Woodhouse.
12.181................................................. 96-25 USAir.
21.303................................................. 93-19 Pacific Sky Supply; 95-18 Pacific Sky Supply.
25.787................................................. 97-30 Emery Worldwide Airlines.
25.855................................................. 92-37 Giuffrida; 97-30 Emery Worldwide Airlines.
39.3................................................... 92-10 Flight Unlimited; 94-4 Northwest Aircraft Rental.
43.3................................................... 92-73 Wyatt; 97-31 Sanford Air; 98-18 General Aviation;
2000-1 Gatewood.
43.5................................................... 96-18 Kilrain; 97-31 Sanford Air.
43.9................................................... 91-8 Watts Agricultural Aviation; 97-31 Sanford Air; 98-
4 Larry's Flying Service.
43.13.................................................. 90-11 Thunderbird Accessories; 94-3 Valley Air; 94-38
Bohan; 96-3 America West Airlines; 96-25 USAir; 97-9
Alphin; 97-10 Alphin; 97-30 Emery Worldwide Airlines;
97-31 Sanford Air; 97-32 Florida Propeller; 2000-13
Empire Airlines.
43.15.................................................. 90-25 & 90-27 Gabbert; 91-8 Watts Agricultural
Aviation; 94-2 Woodhouse; 96-18 Kilrain.
61.3................................................... 99-11 Evergreen Helicopters; 2000-12 Evergreen.
65.15.................................................. 92-73 Wyatt.
65.81.................................................. 2000-1 Gatewood.
65.92.................................................. 92-73 Wyatt.
91.7................................................... 97-8 Pacific Av. d/b/a Inter-Island Helicopters; 97-17
Mauna Kea; 98-18 General Aviation; 99-5 Africa Air;
2000-1 Gatewood; 2000-3 Warbelow's; 2000-14
Warbelow's.
91.8 (91.11 as of 8/18/90)............................. 92-3 Park.
91.9 (91.13 as of 8/18/90)............................. 90-15 Playter; 91-12 & 91-31 Terry & Menne; 92-8
Watkins; 92-40 Wendt; 92-48 USAir; 92-49 Richardson &
Shimp; 92-47 Cornwall; 92-70 USAir; 93-9 Wendt; 93-17
Metcalf; 93-18 Westair Commuter; 93-29 Sweeney; 94-29
Sutton; 95-26 Hereth; 96-17 Fenner.
[[Page 67458]]
91.11.................................................. 96-6 Ignatov; 97-12 Mayer; 98-12 Stout; 99-16 Dorfman;
2000-17 Gotbetter.
91.29 (91.7 as of 8/18/90)............................. 91-8 Watts Agricultural Aviation; 92-10 Flight
Unlimited; 94-4 Northwest Aircraft Rental.
91.65 (91.111 as of 8/18/90)........................... 91-29 Sweeney; 94-21 Sweeney.
91.67 (91.113 as of 8/18/90)........................... 91-29 Sweeney.
91.71.................................................. 97-11 Hampton.
91.75 (91.123 as of 8/18/90)........................... 91-12 & 91-31 Terry & Menne; 92-8 Watkins; 92-40 Wendt;
92-49 Richardson & Shimp; 93-9 Wendt.
91.79 (91.119 as of 8/18/90)........................... 90-15 Playter; 92-47 Cornwall; 93-17 Metcalf.
91.87 (91.129 as of 8/18/90............................ 91-12 & 91-31 Terry & Menne; 92-8 Watkins.
91.103................................................. 95-26 Hereth.
91.111................................................. 96-17 Fenner.
91.113................................................. 96-17 Fenner.
91.151................................................. 95-26 Hereth.
91.173 (91.417 as of 8/18/90).......................... 91-8 Watts Agricultural Aviation.
91.203................................................. 99-5 Africa Air.
91.205................................................. 98-18 General Aviation.
91.213................................................. 97-11 Hampton.
91.403................................................. 97-8 Pacific Av. d/b/a Inter-Island Helicopters; 97-31
Sanford Air.
91.405................................................. 97-16 Mauna Kea; 98-4 Larry's Flying Service; 98-18
General Aviation; 99-5 Africa Air; 2000-1 Gatewood;
2000-18 California Helitech.
91.407................................................. 98-4 Larry's Flying Service; 99-5 Africa Air; 2000-1
Gatewood.
91.417................................................. 98-18 General Aviation.
91.517................................................. 98-12 Stout.
91.703................................................. 94-29 Sutton.
105.29................................................. 98-3 Fedele; 98-19 Martin & Jaworski.
107.1.................................................. 90-19 Continental Airlines; 90-20 Degenhardt; 91-4
[Airport Operator]; 91-58 [Airport Operator]; 98-7
LAX; 2000-19 Horner.
107.9.................................................. 98-7 LAX.
107.13................................................. 90-12 & 90-19 Continental Airlines; 91-4 [Airport
Operator]; 91-18 [Airport Operator]; 91-40 [Airport
Operator]; 91-41 [Airport Operator]; 91-58 [Airport
Operator]; 96-1 [Airport Operator]; 97-23 Detroit
Metropolitan; 98-7 LAX.
107.20................................................. 90-24 Bayer; 92-58 Hoedl; 97-20 Werle; 98-20 Koenig;
2000-19 Horner.
107.21................................................. 89-5 Schultz; 90-10 Webb; 90-22 Degenhardt; 90-23
Broyles; 90-26 & 90-43 Waddell; 90-33 Cato; 90-39
Hart; 91-3 Lewis; 91-10 Graham; 91-30 Trujillo; 91-38
Esau; 91-53 Koller; 92-32 Barnhill; 92-38 Cronberg; 92-
46 Sutton-Sautter; 92-51 Koblick; 92-59 Petek-Jackson;
94-5 Grant; 94-31 Smalling; 97-7 Stalling.
107.25................................................. 94-30 Columna.
108.5.................................................. 90-12, 90-18, 90-19, 91-2 & 91-9 Continental Airlines;
91-33 Delta Air Lines; 91-54 Alaska Airlines; 91-55
Continental Airlines; 92-13 & 94-1 Delta Air Lines; 94-
44 American Airlines; 96-16 WestAir; 96-19 [Air
Carrier]; 98-22 Northwest Airlines; 99-1 American; 99-
12 TWA; 2000-6 Atlantic Coast Aviation.
108.7.................................................. 90-18 & 90-19 Continental Airlines; 99-1 American.
108.9.................................................. 98-22 Northwest Airlines; 2000-19 Horner.
108.10................................................. 96-16 WestAir.
108.11................................................. 90-23 Broyles; 90-26 Waddell; 91-3 Lewis; 92-46 Sutton-
Sautter; 94-44 American Airlines.
108.13................................................. 90-12 & 90-19 Continental Airlines; 90-37 Northwest
Airlines.
108.18................................................. 98-6 Continental Airlines; 99-12 TWA; 2000-6 Atlantic
Coast Aviation.
121.133................................................ 90-18 Continental Airlines.
121.153................................................ 92-48 & 92-70 USAir; 95-11 Horizon; 96-3 American West
Airlines; 96-24 Horizon; 96-25 USAir; 97-21 Delta; 97-
30 Emery Worldwide Airlines.
121.221................................................ 97-30 Emery Worldwide Airlines.
121.317................................................ 92-37 Giuffrida; 94-18 Luxemburg; 99-6 Squire; 99-16
Dorfman.
121.318................................................ 92-37 Giuffrida.
121.363................................................ 2000-13 Empire Airlines.
121.367................................................ 90-12 Continental Airlines; 96-25 USAir.
121.379................................................ 2000-13 Empire Airlines.
121.571................................................ 92-37 Giuffrida.
121.575................................................ 98-11 TWA.
121.577................................................ 98-11 TWA.
121.589................................................ 97-12 Mayer.
121.628................................................ 95-11 Horizon; 97-21 Delta; 97-30 Emery Worldwide
Airlines.
121.693................................................ 99-13 Falcon Air Express.
121.697................................................ 99-13 Falcon Air Express.
135.1.................................................. 95-8 Charter Airlines; 95-25 Conquest.
135.3.................................................. 99-15 Blue Ridge; 2000-5 Blue Ridge.
[[Page 67459]]
135.5.................................................. 94-3 Valley Air; 94-20 Conquest Helicopters; 95-25
Conquest; 95-27 Valley Air; 96-15 Valley Air.
135.25................................................. 92-10 Flight Unlimited; 94-3 Valley Air; 95-27 Valley
Air; 96-15 Valley Air; 2000-3 Warbelow's; 2000-14
Warbelow's.
135.63................................................. 94-40 Polynesian Airways; 95-17 Larry's Flying Service;
95-28 Atlantic; 96-4 South Aero; 99-7 Premier Jets.
135.87................................................. 90-21 Carroll.
135.95................................................. 95-17 Larry's Flying Service; 99-15 Blue Ridge; 2000-5
Blue Ridge.
135.179................................................ 97-11 Hampton; 2000-3 Warbelow's; 2000-14 Warbelow's.
135.185................................................ 94-40 Polynesian Airways.
135.234................................................ 99-15 Blue Ridge; 2000-14 Warbelow's.
135.243................................................ 99-11 Evergreen Helicopters; 99-15 Blue Ridge; 2000-5
Blue Ridge; 2000-12 Evergreen.
135.263................................................ 95-9 Charter Airlines; 96-4 South Aero.
135.267................................................ 95-8 Charter Airlines; 95-17 Larry's Flying Service; 96-
4 South Aero.
135.293................................................ 95-17 Larry's Flying Service; 96-4 South Aero; 99-15
Blue Ridge; 2000-5 Blue Ridge.
135.299................................................ 99-15 Blue Ridge; 2000-5 Blue Ridge.
135.343................................................ 95-17 Larry's Flying Service; 99-15 Blue Ridge; 2000-5
Blue Ridge.
135.411................................................ 97-11 Hampton.
135.413................................................ 94-3 Valley Air; 96-15 Valley Air; 97-8 Pacific Av. d/b/
a Inter-Island Helicopters; 97-16 Mauna Kea; 99-14
Alika Aviation.
135.421................................................ 93-36 Valley Air; 94-3 Valley Air; 96-15 Valley Air; 99-
14 Alika Aviation.
135.437................................................ 94-3 Valley Air; 96-15 Valley Air.
137.19................................................. 2000-12 Evergreen.
141.101................................................ 98-18 Green Aviation.
145.1.................................................. 97-10 Alphin.
145.3.................................................. 97-10 Alphin.
145.25................................................. 97-10 Alphin.
145.45................................................. 97-10 Alphin.
145.47................................................. 97-10 Alphin.
145.49................................................. 97-10 Alphin.
145.51................................................. 2000-1 Gatewood.
145.53................................................. 90-11 Thunderbird Accessories.
145.57................................................. 94-2 Woodhouse; 97-9 Alphin; 97-32 Florida Propeller.
145.61................................................. 90-11 Thunderbird Accessories.
191.................................................... 90-12 & 90-19 Continental Airlines; 90-37 Northwest
Airlines; 98-6 Continental Airlines; 99-12 TWA.
298.1.................................................. 92-10 Flight Unlimited.
302.8.................................................. 90-22 USAir.
----------------------------------------------------------------------------------------------------------------
w5c49 CFR
----------------------------------------------------------------------------------------------------------------
1.47................................................... 92-76 Safety Equipment.
171 et seq............................................. 95-10 Diamond; 2000-20 Phillips Building Supply.
171.2.................................................. 92-77 TCI; 94-28 Toyota; 94-31 Smalling; 95-16 Mulhall;
96-26 Midtown; 98-2 Carr.
171.8.................................................. 92-77 TCI.
172.101................................................ 92-77 TCI; 94-28 Toyota; 94-31 Smalling; 96-26 Midtown.
172.200................................................ 92-77 TCI; 94-28 Toyota; 95-16 Mulhall; 96-26 Midtown;
98-2 Carr.
172.202................................................ 92-77 TCI; 94-28 Toyota; 94-31 Smalling; 95-16 Mulhall;
98-2 Carr.
172.203................................................ 94-28 Toyota.
172.204................................................ 92-77 TCI; 94-28 Toyota; 94-31 Smalling; 95-16 Mulhall;
98-2 Carr.
172.300................................................ 94-31 Smalling; 95-16 Mulhall; 96-26 Midtown; 98-2
Carr.
172.301................................................ 94-31 Smalling; 95-16 Mulhall; 98-2 Carr.
172.304................................................ 92-77 TCI; 94-31 Smalling; 95-16 Mulhall; 98-2 Carr.
172.400................................................ 92-77 TCI; 94-28 Toyota; 94-31 Smalling; 95-16 Mulhall;
98-2 Carr.
172.402................................................ 94-28 Toyota.
172.406................................................ 92-77 TCI.
173.1.................................................. 92-77 TCI; 94-28 Toyota; 94-31 Smalling; 95-16 Mulhall;
98-2 Carr.
173.3.................................................. 94-28 Toyota; 94-31 Smalling; 98-2 Carr.
173.6.................................................. 94-28 Toyota.
173.22(a).............................................. 94-28 Toyota; 94-31 Smalling; 98-2 Carr.
173.24................................................. 94-28 Toyota; 95-16 Mulhall.
173.25................................................. 94-28 Toyota.
173.27................................................. 92-77 TCI.
173.62................................................. 98-2 Carr.
173.115................................................ 92-77 TCI.
173.240................................................ 92-77 TCI.
[[Page 67460]]
173.243................................................ 94-28 Toyota.
173.260................................................ 94-28 Toyota.
173.266................................................ 94-28 Toyota; 94-31 Smalling.
175.25................................................. 94-31 Smalling.
191.5.................................................. 97-13 Westair Commuter.
191.7.................................................. 97-13 Westair Commuter.
821.30................................................. 92-73 Wyatt.
821.33................................................. 90-21 Carroll.
----------------------------------------------------------------------------------------------------------------
Statutes
----------------------------------------------------------------------------------------------------------------
5 U.S.C.:
504................................................ 90-17 Wilson; 91-17 & 92-71 KDS Aviation; 92-74, 93-2 &
93-9 Wendt; 93-29 Sweeney; 94-17 TCI; 95-27 Valley
Air; 96-22 Woodhouse; 98-19 Martin & Jaworski.
552................................................ 90-12, 90-18 & 90-19 Continental Airlines; 93-10
Costello.
554................................................ 90-18 Continental Airlines; 90-21 Carroll; 95-12
Toyota.
556................................................ 90-21 Carroll; 91-54 Alaska Airlines.
557................................................ 90-20 Degenhardt; 90-21 Carroll; 90-37 Northwest
Airlines; 94-28 Toyota.
705................................................ 95-14 Charter Airlines.
5332............................................... 95-27 Valley Air.
11 U.S.C.:
362................................................ 91-2 Continental Airlines.
28 U.S.C.:
2412............................................... 93-10 Costello; 96-22 Woodhouse.
2462............................................... 90-21 Carroll.
49 U.S.C.:
5123............................................... 95-16 Mulhall; 96-26 & 97-1 Midtown Neon Sign; 98-2
Carr; 2000-20 Phillips Building Supply.
40102.............................................. 96-17 Fenner.
41706.............................................. 99-6 Squire.
44701.............................................. 96-6 Ignatov; 96-17 Fenner; 99-12 TWA; 2000-3
Warbelow's.
44704.............................................. 96-3 America West Airlines; 96-15 Valley Air.
46110.............................................. 96-22 Woodhouse; 97-1 Midtown Neon Sign.
46301.............................................. 97-1 Midtown Neon Sign; 97-16 Mauna Kea; 97-20 Werle;
99-15 Blue Ridge; 2000-3 Warbelow's.
46302.............................................. 98-24 Steven.
46303.............................................. 97-7 Stalling.
49 U.S.C. App.:
1301(31) (operate)................................. 93-18 Westair Commuter.
(32) (person).................................. 93-18 Westair Commuter.
1356............................................... 90-18 & 90-19, 91-2 Continental Airlines.
1357............................................... 90-18, 90-19, & 91-2 Continental Airlines; 91-41
[Airport Operator]; 91-58 [Airport Operator].
1421............................................... 92-10 Flight Unlimited; 92-48 USAir; 92-70 USAir; 93-9
Wendt.
1429............................................... 92-73 Wyatt.
1471............................................... 89-5 Schultz; 90-10 Webb; 90-20 Degenhardt; 90-12, 90-
18 & 90-19 Continental Airlines; 90-23 Broyles; 90-26
& 90-43 Waddell; 90-33 Cato; 90-37 Northwest Airlines;
90-39 Hart; 91-2 Continental Airlines; 91-3 Lewis; 91-
18 [Airport Operator]; 91-53 Koller; 92-5 Delta Air
Lines; 92-10 Flight Unlimited 92-46 Sutton-Sautter; 92-
51 Koblick; 92-74 Wendt; 92-76 Safety Equipment; 94-20
Conquest Helicopters; 94-40 Polynesian Airways; 96-6
Ignatov; 97-7 Stalling.
1472............................................... 96-6 Ignatov.
1475............................................... 90-20 Degenhardt; 90-12 Continental Airlines; 90-18, 90-
19 & 91-1 Continental Airlines; 91-3 Lewis; 91-18
[Airport Operator]; 94-40 Polynesian Airways.
1486............................................... 90-21 Carroll; 96-22 Woodhouse.
1809............................................... 92-77 TCI; 94-19 Pony Express; 94-28 Toyota; 94-31
Smalling; 95-12 Toyota.
----------------------------------------------------------------------------------------------------------------
FRCP
----------------------------------------------------------------------------------------------------------------
Rule 11................................................ 2000-17 Gotbetter.
Rule 26................................................ 2000-19 Horner.
[[Page 67461]]
Civil Penalty Actions--Orders Issued by the Administrator
Digests
(Issued between July 1, 2000, and September 30, 2000)
The digests of the Administrator's final decisions and orders are
arranged by order number, and briefly summarize key points of the
decision. The following compilation of digests includes all final
decisions and orders issued by the Administrator from July 1, 2000, to
September 30, 2000. The FAA will publish non-cumulative supplements to
this compilation on a quarterly basis (e.g., April, July, October, and
January of each year).
These digests do not constitute legal authority, and should not be
cited or relied upon as such. The digests are not intended to serve as
a substitute for proper legal research. Parties, attorneys, and other
interested persons should always consult the full text of the
Administrator's decisions before citing them in any context.
In the Matter of David E. Everson,
d/b/a North Valley Helicopters
Order No. 2000-15 (8/7/00)
Appeal Dismissed. Complaint withdrew its notice of appeal from the
law judge's initial decision. Therefore, Complainant's appeal is
dismissed.
In the Matter of Warbelow's Air Ventures, Inc.
Order No. 2000-16 (8/8/00)
Reconsideration Denied. Warbelow's filed a second, repetitive
petition to reconsider FAA Order No. 2000-3. The Rules of Practice
provide that the FAA decisionmaker will not consider repetitious
petitions, and may summarily dismiss them. 14 CFR Sec. 13.234(d).
Warbelow's second petition to reconsider is summarily dismissed as
repetitive.
In the Matter of Howard Gotbetter
Order No. 2000-17 (8/11/00)
Alleged Assault on Flight Attendant. On appeal, Gotbetter argues
that the record does not support the law judge's finding that he
assaulted a flight attendant in violation of 14 CFR 91.11.
Credibility findings. The law judge's credibility findings will not
be overturned because Gotbetter has not given any persuasive reason to
do so.
Alleged Bias. Gotbetter argues that the ALJ was biased against him.
Gotbetter claims that the law judge is in essence ``a puppet'' of the
FAA, and FAA is in turn a puppet of the airlines. Gotbetter is wrong;
the law judge is not an employee of the FAA. The United States
Department of Transportation employs the law judge.
Gotbetter also contends that the law judge was improperly ``cozy''
with agency counsel because the law judge renewed his acquaintance with
agency counsel after the hearing and discussed agency counsel's new
baby. Merely making small talk with counsel does not rise to the level
of a showing of bias.
``Guilt by Association.'' Gotbetter argues that the law judge
unfairly penalized him for the actions of his traveling companion. This
argument is rejected--the law judge specifically declined to hold
Gotbetter responsible for his traveling companion's actions.
Conclusion. The law judge's decision assessing a $500 civil penalty
is affirmed.
In the Matter of California Helitech
Order No. 2000-18 (8/11/00)
Operating helicopters with open discrepancies on the squawk sheets.
California Helitech, a helicopter pilot school certificated under Part
141, operated two helicopters with open maintenance discrepancies on
the squawk sheets. The law judge held that California Helitech violated
14 CFR 91.405(a) and (b) and assessed a $2,200 civil penalty.
Airworthiness. Complainant did not allege that the helicopters were
unairworthy. The law judge precluded the introduction of testimony
regarding whether the helicopters were airworthy at the hearing.
Nonetheless, he held in the initial decision that California Helitech
operated the helicopters in an unairworthy condition. The Administrator
reversed the law judge's ruling that the helicopters were unairworthy.
The Administrator held the finding was unfair in light of the
preclusion of evidence at the hearing, and it was unnecessary in light
of the absence of any allegation that the helicopters were operated in
an unairworthy condition.
The Administrator rejected California Helitech's argument that
there should have been no finding of violations because the squawk
sheets are required under Part 141 but Complainant did not prove that
the flights were conducted under Part 141. The Administrator held that
while the squawk sheet is a Part 141 form, the requirement to repair
and make appropriate entries in maintenance records arose under Part
91. Regardless of the format of the discrepancy listing, Section
91.405's requirements still apply.
Sequestering of Witnesses. The law judge granted the motion to
sequester the witnesses at the beginning of the hearing. Complainant's
witness, Inspector Magill, testified during Complainant's case-in-
chief, and again as a rebuttal witness, but he was not sequestered
during the testimony of the other witnesses. The Administrator held
that California Helitech should have objected at the hearing so that
the law judge would have had an opportunity to bar the inspector from
retaking the witness stand. Moreover, there was little, if any, need to
sequester Inspector Magill because on rebuttal he testified primarily
as an expert, not a percipient, witness.
Civil Penalty Appropriate Despite California Helitech's Surrender
of its Part 141 Certificate. The need for a sanction with a punitive
and deterrent effect is not obviated by California Helitech's voluntary
surrender of its pilot school certificate.
Sanction. The Administrator affirmed the $2,200 civil penalty,
finding it to be reasonable in light of the proven violations.
In the Matter of James J. Horner
Order No. 2000-19 (8/11/00)
Alleged entering of sterile area without submitting to screening.
Horner was late for a flight. He presented his carry-on bag for x-ray
inspection at the security checkpoint. The screener, who was unable to
determine the nature of one of the objects inside the bag, handed it to
a bag checker for a physical search. Horner ``grabbed'' the bag from
the bag checker even though the search was not finished and set off for
the gate. The supervisor called out to Horner to stop, but he did not.
A screener followed him to the gate and told the ticket agent not to
let him board because his bag had not been searched thoroughly. The
screener asked Horner if he could search the bag, and Horner agreed,
but he threw it on the ground and kicked it. He was verbally abusive
appeared extremely angry and scary. The screener searched the bag and
found nothing threatening. The law judge held that Horner violated 14
CFR 107.20 and assessed a $750 civil penalty.
Alleged Lack of Fair Hearing. On appeal, Horner argued that the
agency attorney violated FRCP Rule 26 by failing to provide him, within
30 days before the hearing, a list of evidence the agency might
introduce at the hearing. Horner contends he did not present any
witnesses because he thought the agency would not present any evidence.
The FRCP do not apply in FAA civil penalty proceedings, and the FAA
civil penalty rules of practice do not contain a provision that
mandates disclosure
[[Page 67462]]
without a discovery request. Horner was free to submit discovery
requests to the agency attorney, but he failed to do so. His claim that
he was denied a fair hearing is rejected.
Lateness of Initial Decision. Horner also argued that the case
against him should have been dismissed because the law judge failed to
issue a decision within 30 days after the hearing, as required by 14
CFR 13.232(c). The law judge's decision was issued approximately 3
months late. Horner has neither asserted nor shown any prejudice
resulting from the delay. He could have moved to compel the law judge
to issue the decision, but did not.
Conclusion. The Administrator affirmed law judge's decision
assessing a $750 civil penalty.
In the Matter of Phillips Building Supply
Order No. 2000-20 (8/11/00)
Hazardous Materials. In this case, five 1-gallon cans of Formica
glue were shipped aboard a UPS cargo plane without proper packaging,
labeling, marking, and without complying with other requirements of the
Hazardous Materials Regulations. The shipment was found leaking in a
UPS facility. The agency attorney sought a $20,000 civil penalty, but
the law judge reduced it to $9,000, and the agency attorney appealed.
Sanction. The law judge improperly used a mathematical, formulaic
approach of multiplying the number of violations by a set dollar
amount. This was not appropriate, as a violation of one regulation may
be more or less serious than of another.
The law judge improperly reduced the $20,000 proposed civil penalty
to $9,000 because of Phillips' first effort at training. While it was a
corrective measure justifying a reduction, it deserves only a minor
one. Phillips' own witness characterized the training as ``cursory.''
Further, the law judge improperly reduced the civil penalty based
on Phillips' attorney's statement that he advised his client of the
need for further training. There was no indication that Phillips
accepted its attorney's advice. Moreover, further training after a
hearing would be so long after the incident that it could not be
regarded as a mitigating factor. Also, it is beyond the authority of
the law judge to impose a training requirement as part of the sanction;
the law judge's authority is limited to imposing a civil penalty.
In addition, the law judge improperly based his sanction
determination in part on Phillips' promise not to ship hazardous
materials any more. The case law indicates that a promise not to ship
hazardous materials in the future does not represent the type of
positive corrective action that warrants consideration in determining
the penalty. Such a company policy may be changed at any time.
After considering all the factors required by the statute--
1. the nature, circumstances, extent, and gravity of the violation
(undeclared shipments pose a special risk and are extremely dangerous;
FAA inspector's testimony that given the closed ventilation system, if
the glue leaked, vapors could cause crew to succumb; the package
actually leaked, and onto some food, which could have caused people to
get sick if they ingested it; on the other hand, it was a relatively
small shipment; it was not flammable, corrosive, or radioactive);
2. the violator's degree of culpability, any history of prior
violations, the ability to pay, and any effect on the ability to
continue to do business (Phillips is a business rather than an
individual; while it is not a manufacturer, it regularly handles
hazardous materials; prior violations are not present; and Phillips has
not alleged financial hardship); and
3. other matters that justice requires (Phillips did take some
corrective action--i.e., two employees participated in a UPS training
course; this doesn't justify a large adjustment, but it is still
mitigating).
Conclusion. Based on the statutory factors, the $9,000 civil
penalty assessed by the law judge is too low, but the $20,000 sought by
Complainant is excessive. A $14,000 civil penalty is imposed.
In the Matter of Daniel A. Martinez
Order No. 2000-21 (8/11/00)
Untimely Supplemental Brief Rejected. Order No. 2000-7 directed
Martinez to file a supplemental brief explaining why he failed to
answer the complaint and the law judge's order to show cause. Martinez
lacked good cause for failing to file his supplemental brief by the
deadline. Thus, his supplemental brief is rejected.
Community Service. In any event, the relief Martinez sought on
appeal--to substitute community service for the civil penalty--is not
available. The governing statute and regulations provide only for
monetary penalties in FAA civil penalty actions; they do not provide
for community service as a possible penalty.
Conclusion. Martinez's appeal is dismissed, the law judge's initial
decision is affirmed, and a civil penalty of $2,200 is assessed.
Commercial Reporting Services of the Administrator's Civil Penalty
Decision and Orders
Commercial Publications: The Administrator's decisions and orders
in civil penalty cases are available in the following commercial
publications:
Civil Penalty Cases Digest Service, published by Hawkins Publishing
Company, Inc., P.O. Box 480, Mayo, MD, 21106, (410) 798-1677;
Federal Aviation Decisions, Clark Boardman Callaghan, a subsidiary
of West Information Publishing Company, 50 Broad Street East,
Rochester, NY 14694, 1-800-211-9428.
2. On-Line Services.The Administrator's decisions and orders in
civil penalty cases are available through the following on-line
services:
Westlaw (the Database ID is FTRAN-FAA)
LEXIS [Transportation (TRANS) Library, FAA file.]
Compuserve
FedWorld
Docket
The FAA Hearing Docket is located at FAA Headquarters, 800
Independence Avenue, SW, Room 926A, Washington, DC, 20591 (tel. no.
202-267-3641). The clerk of the FAA Hearing Docket is Ms. Stephanie
McClain. All documents that are required to be filed in civil penalty
proceedings must be filed with the FAA hearing Docket Clerk at the FAA
Hearing Docket. (See 14 CFR 13.210.) Materials contained in the docket
of any case not containing sensitive security information (protected by
14 CFR Part 191) may be viewed at the FAA Hearing Docket.
In addition, materials filed in the FAA Hearing Docket in non-
security cases in which the complaints were filed on or after December
1, 1997, are available for inspection at the Department of
Transportation Docket, located at 400 7th Street, SW, Suite PL-401,
Washington, DC, 20590, (tel. no. 202-366-9329.) While the originals are
retained in the FAA Hearing Docket, the DOT Docket scans copies of
documents in non-security cases in which the complaint was filed after
December 1, 1997, into their computer database. Individuals who have
access to the Internet can view the materials in these dockets using
the following Internet address: http://dms.dot.gov.
FAA Offices
The Administrator's decisions and orders, indexes, and digests are
available for public inspection and copying at the following location
in FAA headquarters:
[[Page 67463]]
FAA Hearing Docket, Federal Aviation Administration, 800 Independence
Avenue, SW., Room 926A, Washington, DC 20591; (202) 267-3641
These materials are also available at all FAA regional and center
legal offices at the following locations:
Office of the Regional Counsel for the Aeronautical Center (AMC-7),
Mike Monroney Aeronautical Center, 6500 South MacArthur Blvd., Oklahoma
City, OK 73169; (405) 954-3296
Office of the Regional Counsel for the Alaskan Region (AAL-7), Alaskan
Region Headquarters, 222 West 7th Avenue, Anchorage, AL 99513; (907)
271-5269
Office of the Regional Counsel for the Central Region (ACE-7), Central
Region Headquarters, 601 East 12th Street, Federal Building, Kansas
City, MO 64106; (816) 426-5446
Office of the Regional Counsel for the Eastern Region (AEA-7), 1
Aviation Plaza, 159-30 Rockaway Blvd., Springfield Gardens, NY 11434;
(718) 533-3285
Office of the Regional Counsel for the Great Lakes Region (AGL-7),
Great Lakes Region Headquarters, O'Hare Lake Office Center, 2300 East
Devon Avenue, Suite 419, Des Plaines, IL 60019: (847) 294-7085
Office of the Regional Counsel for the New England Region (ANE-7), New
England Regional Headquarters, 12 New England Executive Park, Room 401,
Burlington, MA 01803; (781) 238-7040
Office of the Regional Counsel for the Northwest Mountain Region (ANM-
7), Northwest Mountain Region Headquarters, 1601 Lind Avenue, SW,
Renton, WA 98055; (425) 227-2007
Office of the Regional Counsel for the Southern Region (ASO-7),
Southern Region Headquarters, 1701 Columbia Avenue, College Park, GA
30337; (404) 305-5200
Office of the Regional Counsel for the Southwest Region (ASW-7),
Southwest Region Headquarters, 2601 Meacham Blvd., Fort Worth, TX
76137; (817) 222-5064
Office of the Regional Counsel for the Technical Center (ACT-7),
William J. Hughes Technical Center, Atlantic City International
Airport, Atlantic City, NJ 08405; (609) 485-7088
Office of the Regional Counsel for the Western-Pacific Region (AWP-7),
Western-Pacific Region Headquarters, 15000 Aviation Boulevard,
Hawthorne, CA 90261; (310) 725-71000
Issued in Washington, DC on October 31, 2000.
James S. Dillman,
Assistant Chief Counsel for Litigation.
[FR Doc. 00-28850 Filed 11-8-00; 8:45 am]
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