[Federal Register Volume 64, Number 141 (Friday, July 23, 1999)]
[Notices]
[Pages 40054-40055]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 99-19068]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and 
Exchange Commission will hold the following meetings during the week of 
July 26, 1999.
    An open meeting will be held on Tuesday, July 27, 1999, at 10 a.m. 
A closed meeting will be held on Wednesday, July 28, 1999 at 11 a.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the closed meetings. 
Certain staff members who have an interest in the matters will be 
present.

[[Page 40055]]

    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(4), (8), (9)(A) and (10) and 17 CFR 200.402(a)(4), 
(8), (9)(i) and (10), permit consideration of the scheduled matters at 
the closed meetings.
    Commissioner Carey, as duty officer, voted to consider the items 
listed for the closed meeting in a closed session.
    The subject of the open meeting scheduled for Tuesday, July 27, 
1999, at 10 a.m., will be:
    The Commission will consider adopting temporary Rules 15b7-3T, 
17Ad-21T, and 17a-9T regarding operational capability of non-bank 
transfer agents and broker-dealers in the Year 2000. These rules are 
designed to protect the securities markets from non-bank transfer 
agents and broker-dealers that are not Year 2000 compliant. For further 
information, contact Lori Bucci, Special Counsel, at (202) 942-0742 
(Rule 17Ad-21T), Robert Long, Staff Attorney, at (202) 942-0097 (Rule 
15b7-3T), and Deana La Barbera, Staff Attorney, at (202) 942-0734 (Rule 
17a-9T), Office of Market Supervision, Division of Market Regulation.
    The subject matter of the closed meeting scheduled for Wednesday, 
July 28, 1999, at 11:00 a.m., will be:

Institution of injunctive actions.
Institution and settlement of administrative proceedings of an 
enforcement nature.
Institution of administrative proceedings of an enforcement nature.
Institution and settlement of injunctive actions.

    Commissioner Carey, as duty officer, determined that no earlier 
notice thereof was possible.
    At times, changes in Commission priorities require alternations in 
the scheduling of meeting items. For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact:
    The Office of the Secretary at (202) 942-7070.

    Dated: July 20, 1999.
Jonathan G. Katz,
Secretary.
[FR Doc. 99-19068 Filed 7-21-99; 3:56 pm]
BILLING CODE 8010-01-M