[Federal Register Volume 64, Number 25 (Monday, February 8, 1999)]
[Proposed Rules]
[Pages 6025-6032]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 99-2796]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 679
[Docket No. 981221311-8311-01; I.D. 113098C]
RIN 0648-AL21
Fisheries of the Exclusive Economic Zone Off Alaska; Western
Alaska Community Development Quota Program
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
[[Page 6026]]
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS proposes amendments to the regulations governing the
Western Alaska Community Development Quota (CDQ) Program. The proposed
amendments would define how halibut CDQ fishing would be managed in
1999 and thereafter; remove or revise regulations governing groundfish
and halibut CDQ fishing consistent with the combination of the
management regimes for the fixed gear halibut and sablefish CDQ
fisheries, the pollock CDQ fisheries, and the multispecies (MS)
groundfish CDQ fisheries starting in fishing year 1999; and make
miscellaneous technical and editorial revisions. This proposed action
is intended to further the objectives of the Fishery Management Plan
for the Groundfish Fishery of the Bering Sea and Aleutian Islands Area
(FMP).
DATES: Comments must be received at the following address by March 10,
1999.
ADDRESSES: Comments should be sent to Sue Salveson, Assistant Regional
Administrator, Sustainable Fisheries Division, Alaska Region, NMFS,
P.O. Box 21668, Juneau, AK 99802, Attn: Lori Gravel, or delivered to
the Federal Building, 709 West 9th Street, Juneau, AK. Copies of the
Environmental Assessment/Regulatory Impact Review/Initial Regulatory
Flexibility Analysis (EA/RIR/IRFA) prepared for this action may be
obtained from the same address or by calling the Alaska Region, NMFS,
at 907-586-7228. Send comments on collection-of-information
requirements to the above address and to the Office of Information and
Regulatory Affairs (OIRA), Office of Management and Budget (OMB),
Washington, DC 20503 (Attn: NOAA Desk Officer).
FOR FURTHER INFORMATION CONTACT: Sally Bibb, 907-586-7228.
SUPPLEMENTARY INFORMATION:
Management Background and Need for Action
NMFS manages fishing for groundfish by U.S. vessels in the
exclusive economic zone of the Bering Sea and Aleutian Islands
management area (BSAI) according to the FMP. The North Pacific Fishery
Management Council (Council) prepared the FMP under authority of the
Magnuson-Stevens Fishery Conservation and Management Act (Magnuson-
Stevens Act). Regulations governing fishing by U.S. vessels and
implementing the FMP appear at 50 CFR parts 600 and 679.
For the 1998 fishing year, four separate CDQ fisheries existed
under current regulations: (1) The fixed gear halibut and sablefish CDQ
fisheries; (2) the pollock CDQ fisheries; (3) the multispecies (MS)
groundfish CDQ fisheries; and (4) the crab CDQ fisheries.
NMFS published a final rule implementing the administrative and
catch monitoring requirements for the MS groundfish CDQ fisheries under
Amendment 39 to the BSAI FMP in the Federal Register on June 4, 1998
(63 FR 30381). That rule establishes a single management program for
the fixed gear sablefish CDQ fisheries, the pollock CDQ fisheries, and
the MS groundfish CDQ starting in 1999. Regulatory amendments are
necessary to remove or revise sections of the regulations that govern
the separate CDQ fisheries in 1998, and to further define how the
halibut CDQ fisheries will be managed in 1999 and thereafter. The crab
CDQ fisheries will continue to be managed as separate CDQ fisheries by
the State of Alaska.
The proposed regulatory amendments fall into three categories: (1)
Those governing vessels used to harvest halibut CDQ and the processors
or registered buyers taking deliveries from these vessels; (2) those
removing or revising sections of the regulations governing the fixed
gear sablefish CDQ fishery in 1998; and (3) those executing other
miscellaneous technical or editorial revisions to the MS groundfish CDQ
regulations.
Management of the Halibut CDQ Fisheries
NMFS established the fixed gear halibut and sablefish CDQ fisheries
with the fixed gear halibut and sablefish Individual Fishing Quota
(IFQ) Program. The IFQ regulations provide for the reporting of halibut
and sablefish CDQ caught with fixed gear through the end of 1998. As
the recipients of annual allocations, CDQ groups were required to
obtain a CDQ permit from NMFS. Each individual who landed fixed gear
halibut or sablefish CDQ was required to have a NMFS-issued CDQ card
and to telephone NMFS to provide 6 hours prior notice of landing.
Registered buyers were required to report CDQ landings to NMFS using
the electronic reporting system and transaction terminals.
In the proposed rule to implement Amendment 39 to the FMP, NMFS
proposed to consolidate all of the CDQ fisheries under one set of
monitoring and catch accounting regulations to implement the Council's
and NMFS's intent that all catch in the groundfish and halibut CDQ
fisheries be accounted for by CDQ allocations (62 FR 43865, August 15,
1997). Although NMFS proposed different observer coverage, equipment,
and reporting requirements for different size and gear type vessels, no
distinction was made between the requirements for vessels of the same
size fishing in the halibut CDQ fisheries versus fishing in the
groundfish CDQ fisheries.
Public comment on the proposed rule stated that the proposed
regulations combining vessels and processors participating in the
groundfish and halibut CDQ fisheries under one set of regulations were
burdensome for participants in the halibut CDQ fishery, did not
consider the differences between the groundfish fisheries and the
halibut fisheries, and had information collection requirements not
worth the additional effort and cost to the CDQ participants or NMFS.
Specifically, requirements for CDQ observers in shoreside processors
taking deliveries of halibut CDQ, retention and delivery of all
groundfish CDQ species by small vessels, CDQ check-in/check-out reports
for all vessels, and weekly summaries of the catch by all vessels were
not considered necessary for the halibut CDQ fisheries.
Due to the large number of persuasive public comments that halibut
CDQ fisheries are inherently different from other CDQ fisheries, NMFS
did not implement many of the MS CDQ requirements for the halibut CDQ
fisheries in the final rule. NMFS agreed that differences exist between
the small vessel halibut CDQ fisheries and the other groundfish CDQ
fisheries, including fixed gear sablefish. In 1997, 1,884,000 lb (854
mt) of halibut CDQ was allocated to six CDQ groups. At least 75 percent
of the 1997 catch was landed by small boats and skiffs under 32 ft
(9.73 m) length overall (LOA) at about 10 small shoreside processors or
at buying stations in Western Alaska villages. These processors did not
submit other landing reports to NMFS and were not required to have
observer coverage. In contrast, NMFS expects that most of the
groundfish CDQ will be harvested by catcher/processors or large catcher
vessels delivering to groundfish shoreside processing plants located in
relatively large ports.
Based on the public comment on the proposed rule, and on
recommendations made by the Council at its October 1998 meeting, NMFS
is proposing the following revisions for management of halibut CDQ in
1999 and thereafter:
A. Remove the definition of ``fixed gear sablefish and halibut CDQ
fishing.''
B. Add a new definition for ``halibut CDQ fishing'' to mean fishing
that results in the landing of halibut CDQ in a delivery by a catcher
vessel or a set by
[[Page 6027]]
a catcher/processor in which the following conditions are met:
(1) Retained halibut CDQ represents the largest proportion of the
catch by weight, and
(2) The weight of other retained groundfish does not exceed the
maximum retainable bycatch amounts for each groundfish species or
species group.
C. Remove the requirement at Sec. 679.30(a)(5) to list in the
Community Development Plan (CDP), halibut CDQ cardholders, vessels less
than 60 ft (18.3 m) LOA that land groundfish harvested while halibut
CDQ fishing, and processors or registered buyers who purchase halibut
CDQ or groundfish harvested while halibut CDQ fishing from vessels less
than 60 ft (18.3 m) LOA. Listing these entities in the CDP is not
necessary because this information is available from the Restricted
Access Management Division.
D. Revise the prohibition at Sec. 679.7(d)(11) to clarify that
catcher vessels less than 60 ft (18.3 m) LOA are not prohibited from
discarding groundfish while halibut CDQ fishing, unless they are
required to retain these fish under improved retention/utilization
requirements. NMFS notes that Sec. 679.7(f)(8), prohibits discarding
Pacific cod and rockfish while IFQ halibut or IFQ sablefish are
onboard, but does not prohibit this discard when CDQ halibut or CDQ
sablefish are onboard.
E. Maintain a separate paragraph (f) in Sec. 679.32 for halibut CDQ
fishing that would:
(1) Require that the IFQ regulations would continue to govern the
permitting, harvesting and landing of halibut CDQ.
(2) Require vessels harvesting halibut CDQ while groundfish CDQ
fishing, as defined at Sec. 679.2, to comply with all requirements for
the MS groundfish CDQ fisheries with respect to their catch of
groundfish CDQ.
(3) Require the shoreside processor to report on the CDQ delivery
report and the CDQ group to report on the CDQ catch report, all
groundfish CDQ harvested by vessels equal to or greater than 60 ft
(18.3 m) LOA while halibut CDQ fishing. This groundfish CDQ would be
subtracted from the CDQ groups' CDQ amounts for these species.
Shoreside processors would be required to report all groundfish,
landed by vessels halibut CDQ fishing, to NMFS on logbooks and weekly
production reports. They also would be required to report these
landings to the State of Alaska on fish tickets. However, groundfish
retained by catcher vessels less than 60 ft (18.3 m) LOA that are
halibut CDQ fishing would not accrue against the CDQ groups' groundfish
CDQs. Accounting for this incidental groundfish catch under the MS
groundfish CDQs would require that shoreside processors or registered
buyers taking deliveries of incidentally caught groundfish with a
halibut CDQ delivery, fill out the IFQ/CDQ landings report (for the
halibut CDQ) and a CDQ delivery report (for the groundfish CDQ). NMFS
believes that the cost of requiring the submission of CDQ delivery
reports from deliveries by catcher vessels less than 60 ft (18.3 m)
LOA, to both the industry and NMFS, would exceed the benefits that
would be gained by tracking what is expected to be small amounts of
retained groundfish. In addition, allowing this incidental catch of
groundfish to accrue against the non-CDQ total allowable catch (TAC)
specifications is not expected to reduce the non-CDQ directed fisheries
for the bycatch species.
F. Shoreside processors taking deliveries from catcher vessels less
than 60 ft (18.3 m) LOA that met the definition of halibut CDQ fishing
would not be required to have a CDQ observer to monitor those halibut
CDQ deliveries. However, these shoreside processors would be required
to comply with the general groundfish observer coverage requirements in
Sec. 679.50 that apply to all shoreside processors with a Federal
processor permit.
This action proposes catch accounting regulations for operators of
vessels less than 60 ft (18.3 m) LOA and halibut CDQ fishing, that are
distinct from the catch accounting regulations for the same vessels if
they are groundfish CDQ fishing. Specifically, if these vessel
operators are halibut CDQ fishing they would not be required to retain
all groundfish and deliver it to a shoreside processor, and their
groundfish bycatch would not accrue against the groundfish CDQs.
Shoreside processors taking deliveries from these vessels would not be
required to have CDQ observers to monitor CDQ deliveries.
Under this proposed rule, the same catch accounting requirements
would apply to operators of catcher vessels equal to or greater than 60
ft (18.3 m) LOA and catcher/processors while halibut CDQ fishing as
would apply to the operators of the same vessels while groundfish CDQ
fishing. This would include the accrual of all groundfish CDQ catch
against the CDQ group's groundfish CDQ allocations, and the requirement
to carry CDQ observers (one for catcher vessels and two for catcher/
processors) in order to monitor and verify their catch of groundfish
CDQ species that accrue to the MS groundfish CDQs. In addition, catcher
vessels equal to or greater than 60 ft (18.3 m) LOA would be required
to notify NMFS in the CDP whether they were going to (1) retain and
deliver all groundfish CDQ species to a shoreside processor (Option 1
under Sec. 679.32(c)(2)(ii)(A)), or (2) discard some groundfish CDQ
species at sea (Option 2 under Sec. 679.32(c)(2)(ii)(B)), in which case
the owner or operator of the catcher vessel must provide an observer
sampling station that complies with the requirements of Sec. 679.28(d).
Finally, shoreside processors would be required to have deliveries by
catcher vessels equal to or greater than 60 ft (18.3 m) LOA monitored
by a CDQ observer at the shoreside processor.
The proposed rule would revise Sec. 679.32(a) and (c) to require
vessels equal to or greater than 60 ft (18.3 m) LOA that are halibut
CDQ fishing to comply with requirements necessary to account for their
bycatch of groundfish CDQ.
Management of the Sablefish CDQ Fisheries in 1999 and Thereafter
No significant changes are proposed to the regulations for
management of the catch of sablefish CDQ using fixed gear. However,
NMFS is proposing to remove regulations that expired on December 31,
1998, and to add a prohibition against discarding sablefish caught with
fixed gear (discussed below under Proposed Technical and Editorial
Revisions).
The following description of the management of the sablefish CDQ
fisheries in 1999 and thereafter is presented for clarification for CDQ
groups, vessel operators, and processors who will be making a
transition from the fixed gear halibut and sablefish CDQ fisheries
managed under the IFQ regulations in 1998.
Under the final rule implementing Amendment 39 to the FMP (63 FR
30381, June 4, 1998), all operators of vessels harvesting sablefish CDQ
and all processors taking deliveries of sablefish CDQ after December
31, 1998, are required to comply with the MS groundfish CDQ
requirements in Sec. 679.32. Sablefish CDQ will no longer be reported
under the IFQ program requirements. CDQ groups will no longer be
required to obtain sablefish CDQ permits, and individuals will no
longer be required to obtain sablefish CDQ cards to harvest sablefish
CDQ or to deliver sablefish CDQ to registered buyers. No prior notice
of landings, or landings report will be submitted to NMFS. There will
no longer be a requirement to report sablefish CDQ on
[[Page 6028]]
Shipment Reports. Vessels harvesting sablefish CDQ will be required to
carry CDQ observers if they are catcher/processors or catcher vessels
equal to or greater than 60 ft (18.3 m) LOA. Shoreside processors will
be required to have deliveries from vessels groundfish CDQ fishing
observed by a CDQ observer. All groundfish CDQ catch, including
sablefish CDQ, must be reported on the CDQ delivery report and CDQ
catch report and will accrue against a CDQ group's allocation.
Estimates based on observer data will be used to determine the catch of
all CDQ and prohibited species quota (PSQ) species (including sablefish
CDQ) on all catcher/processors and on any catcher vessel using non-
trawl gear and electing to discard groundfish CDQ species at sea (see
Sec. 679.32(d)(2)(iv)(B), Option 2).
Two sablefish CDQ reserves currently exist. The ``fixed gear
sablefish CDQ reserve'', established in 1995 under Amendment 15 to the
FMP, consists of 20 percent of the fixed gear allocation of the
sablefish TAC (see Sec. 679.20(b)(1)(iii)(B)) and may be harvested only
with fixed gear. With implementation of the MS groundfish CDQ reserves
in 1998, 7.5 percent of the trawl allocation of the sablefish TAC also
was allocated to the CDQ program as the ``sablefish CDQ reserve'';
however, no gear restriction was implemented for this CDQ reserve.
Therefore, while only fixed gear may be used to harvest the fixed gear
sablefish CDQ reserve, any legal gear may be used to harvest the
sablefish CDQ reserve.
Current regulations at Sec. 679.23(e)(3) specify that fishing for
halibut and sablefish CDQ with fixed gear may occur only during the IFQ
fishing season, which in 1998, was between March 15 and November 15.
This requirement was implemented under the fixed gear halibut and
sablefish IFQ and CDQ programs, and no changes to these seasons were
implemented under the MS groundfish CDQ program or are proposed to be
implemented in this proposed rule.
Between January 1 and the start of the IFQ fishing season, and
between the end of the IFQ fishing season and December 31, sablefish
CDQ may be retained, but the retained catch weight of sablefish CDQ
must not exceed the maximum retainable bycatch amounts specified under
Sec. 679.20(d)(1)(iii). In addition, under current regulations
governing the annual establishment of groundfish specifications, no
sablefish is allocated to the fixed gear sablefish CDQ reserve until
the BSAI specifications are final. Therefore, under current
regulations, any sablefish harvested with fixed gear prior to the date
the BSAI groundfish specifications become final will accrue against the
sablefish CDQ reserve (non-gear specific reserve). After the BSAI
specifications become final, any catch of sablefish with fixed gear
first accrues against the CDQ group's fixed gear sablefish reserve.
Once the fixed gear sablefish CDQ reserve has been harvested, any catch
of sablefish CDQ with fixed gear will accrue against the non-gear
specific sablefish CDQ reserve. Catch of sablefish CDQ with trawl gear
will accrue only to the non-gear specific sablefish CDQ reserve.
Fishing IFQ and CDQ Together
NMFS proposes to revise Sec. 679.7(d)(15) to remove the prohibition
against catching IFQ and CDQ species together in the same set. NMFS has
revised observer data collection forms and procedures to allow the
harvest of IFQ and CDQ together in the same set. Therefore, this
prohibition is no longer necessary. This proposed rule would require
that IFQ species and halibut CDQ be reported to NMFS under the IFQ
regulations, as discussed in a previous section.
Other Proposed Technical and Editorial Revisions
In addition to the regulatory amendments discussed in the
preceeding text, the proposed rule would also:
A. Correct a cross reference error in the definition of
``Prohibited species quota PSQ''.
B. Remove the reference in Sec. 679.7(d)(4) to ``halibut CDQ'' so
that vessels less than 60 ft (18.3 m) LOA harvesting only halibut CDQ
are not required to be listed in the CDP.
C. Clarify that the prohibition at Sec. 679.7(d)(11) against
discarding groundfish CDQ species applies only to vessels groundfish
CDQ fishing and not to vessels halibut CDQ fishing.
D. Consolidate the prohibitions at Sec. 679.7(d)(19) and (d)(20)
addressing requirements for catcher/processors using trawl gear and
motherships to weigh total catch and to conduct daily tests of the
scale used to weigh catch at sea.
E. Remove the prohibition at Sec. 679.7(d)(22), which addresses the
use of certified bins in the pollock CDQ fisheries. This prohibition is
not necessary in 1999 and thereafter because all catcher/processors and
motherships harvesting pollock CDQ will be required to weigh all CDQ
catch on a scale. Volumetric estimates made by observers using
certified bins will no longer be allowed.
F. Remove the prohibition in paragraph Sec. 679.7(d)(26), which
addresses legal gear for halibut, because this prohibition is
redundant. Regulations issued by the International Pacific Halibut
Commission define legal gear for halibut fishing.
G. Add a prohibition at newly redesignated Sec. 679.7(d)(24)
against discarding sablefish CDQ harvested with fixed gear. This
prohibition is required under the FMP for both IFQ and CDQ sablefish,
but had not been previously included in the CDQ prohibitions.
H. Revise Sec. 679.7(f), the prohibitions for the IFQ fisheries, to
clarify which of these prohibitions also apply to halibut CDQ. NMFS is
proposing to require that the prohibitions in paragraphs (f)(3),
(f)(5), (f)(6), and (f)(10) apply to halibut CDQ as well as to halibut
and sablefish IFQ. This proposed rule would revise paragraph (f)(3) to
clarify that sablefish CDQ may be retained without an IFQ or CDQ permit
or card by vessels fishing for a CDQ group with available sablefish
CDQ.
I. Correct a cross reference error in Sec. 679.21(e)(2)(ii).
J. Correct a paragraph numbering error in Sec. 679.23(e)(3). The
final rule published on June 4, 1998 (63 FR 30381), added paragraph
(e)(3)(iv); however, there is no paragraph (e)(3)(iii), so the
paragraph (e)(3)(iv) would be redesignated as paragraph (e)(3)(iii). In
addition, a portion of the last sentence of this paragraph that
addressed the season starting date for the 1998 MS groundfish fisheries
would be removed.
K. Correct an error in Sec. 679.30(a)(5)(i)(A)(2)(ii) by removing
pots as a gear that is included under ``hook-and-line'' gear.
L. Remove Sec. 679.31(d)(3) that referenced the 1998 crab CDQ
reserve allocation that states ``(3) For calendar year 1998 (applicable
through December 31, 1998), 3.5 percent''.
M. Remove Sec. 679.31(f) that provided the authority to reallocate
CDQ and PSQ in 1998. This paragraph expired on December 31, 1998.
N. In Sec. 679.32, remove paragraphs (a)(2) and (a)(3) which
expired on December 31, 1998.
Classification
This proposed rule contains collection-of-information requirements
subject to the Paperwork Reduction Act (PRA). OMB approved the proposed
collection of information about halibut CDQ (50 CFR 679.32(e)) under
OMB control number 0648-0272 (the halibut and sablefish IFQ program).
OMB has approved the collection of information associated with the
Community Development Plans (50 CFR
[[Page 6029]]
Sec. 679.30) under OMB control numbers 0648-0269. This proposed rule
would reduce some of the approved requirements for vessels less than 60
ft LOA while halibut CDQ fishing and for shoreside processors taking
deliveries from these vessels.
Additions to the collection of information approved under OMB
control number 0648-0269 (the CDQ program) that would be made by this
rulemaking have been submitted to OMB for review and approval. No new
forms are proposed with this rulemaking.
This proposed rule would require vessels equal to or greater than
60 ft (18.3 m) LOA to comply with the reporting requirements for the
groundfish CDQ program while they are halibut CDQ fishing. The only new
information collection that would apply to the owners or operators of
the catcher vessels would be the requirement to provide an observer
sampling station if they elected in their CDP to discard groundfish CDQ
species at sea. Shoreside processors taking deliveries of groundfish
CDQ from catcher vessels equal to or greater than 60 ft (18.3 m) LOA
that had been halibut CDQ fishing would be required to notify the CDQ
observer in the plant prior to delivery of CDQ groundfish, to print and
retain the scale print-outs, and to report all groundfish CDQ in a CDQ
delivery report. The CDQ group would be required to report any
groundfish CDQ caught by vessels equal to or greater than 60 ft (18.3
m) LOA on a CDQ catch report.
Notwithstanding any other provision of law, no person is required
to respond to nor shall a person be subject to a penalty for failure to
comply with a collection of information subject to the requirements of
the PRA unless that collection of information displays a currently
valid OMB control number.
The estimated time for the owner of a catcher vessel to submit a
request for an observer sampling station inspection and to maintain a
copy of the observer sampling station inspection report on the vessel
is 2 hours; the estimated time for the shoreside processor to print and
retain the scale print-out is 15 minutes; the estimated time for the
shoreside processor to notify the CDQ observer prior to the delivery of
CDQ catch is 2 minutes; the estimated time for a shoreside processor to
complete the CDQ delivery report is one hour; and the estimated time
for the CDQ group to complete the CDQ catch report is 15 minutes.
The estimated response times include the time needed to review
instructions, search existing data sources, gather and maintain the
data needed, and complete and review the collection of information.
Public comment is sought regarding whether the proposed collection
of information is necessary for the proper performance of the function
of the agency, including whether the information has practical utility;
the accuracy of the burden estimate; ways to enhance the quality,
utility, and clarity of the information to be collected; and ways to
minimize the burden of the collection of information, including the use
of automated collection techniques or other forms of information
technology.
Send comments regarding the burden estimates or any other aspect of
this collection of information, including suggestions for reducing the
burden, to NMFS and to OIRA, OMB (see ADDRESSES).
This proposed rule has been determined to be not significant for
purposes of E.O. 12866.
NMFS prepared an IRFA that describes the impact this proposed rule,
if adopted, would have on small entities. A copy of this analysis is
available from NMFS (see ADDRESSES). The preamble to this proposed rule
supplements that IRFA. The analysis made the following conclusions with
respect to impacts on small entities.
All of the participants in the halibut CDQ fisheries are small
entities, including the approximately 250 fishing vessel owners or
operators who harvest halibut CDQ, the approximately 20 registered
buyers who purchase halibut CDQ, the six CDQ groups who are allocated
halibut CDQ, and the 56 western Alaska communities that are eligible
for the CDQ program. All of these small entities incur some economic
impact due to an increase in annual compliance costs as a result of
recordkeeping and reporting requirements. For example, this proposed
rule would require the CDQ groups to incur costs associated with
obtaining CDQ permits and submitting the CDQ catch reports. It would
also require vessel operators and registered buyers to incur costs
associated with CDQ landings reports as well as the requirement that
owners or operators of vessel equal to or greater than 60 ft (18.3 m)
LOA incur costs associated with the requirement to carry a CDQ
observer.
NMFS has determined that a regulation has a significant economic
impact for the purposes of the Regulatory Flexibility Act (RFA) if it
is likely to result in more than a 5-percent decrease in annual gross
revenues; annual compliance costs (e.g., annualized capital, operating,
reporting) that increase total costs of production by more than 5
percent; compliance costs as a percent of sales that are 10 or more
percent higher for small entities than compliance costs for large
entities; capital costs of compliance that represent a significant
portion of capital available to small entities, considering internal
cash flow and external financing capabilities; or is likely to result
in 2 or more percent of the small entities affected being forced to
cease business operations.
NMFS believes that the proposed action will not reach these
thresholds. However, the agency does not currently have sufficient
information about the operating and production costs of the potentially
affected small entities. Therefore, NMFS determines that the preferred
alternative may have a significant impact on a substantial number of
small entities and has provided the requisite analytical information
required for an IRFA.
NMFS considered the alternative of allowing current regulations to
expire on December 31, 1998, which would result in no regulations
governing the permitting, catching, recordkeeping, reporting, and
monitoring of halibut CDQ catch. While this alternative may appear to
minimize the economic impact of the proposed rule on small entities, it
is not consistent with NMFS's fisheries management objectives and
obligations under the Magnuson-Stevens Act and the North Pacific
Halibut Act. Furthermore, it would not be supported by the fishing
industry, the CDQ groups, the State of Alaska, or the International
Pacific Halibut Commission, all of whom have an interest in the
collection of catch data to manage the halibut CDQ fisheries.
The proposed rule would satisfy NMFS's fisheries management
obligations in a manner consistent with the RFA by removing some
requirements and compliance costs for small entities. Specifically, it
would remove the requirement that the CDQ groups (1) list vessels less
than 60 ft (18.3 m) LOA that conduct halibut CDQ fishing only, and the
processors taking deliveries of CDQ only from these vessels in their
CDPs, and (2) submit technical amendments to their CDPs to add or
remove these vessels and processors. It would also remove the
requirement for observers in shoreside processing plants that take
deliveries from vessels less than 60 feet (18.3 m) LOA who have been
halibut CDQ fishing.
The President has directed Federal agencies to use plain language
in their communications with the public,
[[Page 6030]]
including regulations. To comply with that directive, we seek public
comment on any ambiguity or unnecessary complexity arising from the
language used in this proposed rule.
List of Subjects in 50 CFR Part 679
Alaska, Fisheries, Recordkeeping and reporting requirements.
Dated: February 1, 1999.
Andrew A. Rosenberg,
Deputy Assistant Administrator for Fisheries, National Marine Fisheries
Service.
For the reasons set out in the preamble, 50 CFR part 679 is
proposed to be amended as follows:
PART 679--FISHERIES OF THE EXCLUSIVE ECONOMIC ZONE OFF ALASKA
1. The authority citation for part 679 continues to read as
follows:
Authority: 16 U.S.C. 773 et seq., 1801 et seq. and 3631 et seq.
2. In Sec. 679.2, the definition for ``Fixed gear sablefish and
halibut CDQ fishing (applicable through December 31, 1998)'' is
removed; the definition for ``Prohibited species quota (PSQ)'' is
revised; and the definition for ``Halibut CDQ fishing'' is added in
alphabetical order to read as follows:
Sec. 679.2 Definitions.
* * * * *
Halibut CDQ fishing means fishing that results in a delivery by a
catcher vessel or a set by a catcher/processor in which the following
conditions are met:
(1) Retained halibut CDQ represents the largest proportion of the
retained catch in round weight equivalent, and
(2) The round weight equivalent of other retained groundfish does
not exceed the maximum retainable bycatch amounts for these species or
species groups as established in Sec. 679.20(e) and (f).
* * * * *
Prohibited species quota (PSQ) means the amount of a prohibited
species catch limit established under Sec. 679.21(e)(1) and (e)(2) that
is allocated to the groundfish CDQ program under Sec. 679.21(e)(1)(i)
and (e)(2)(ii).
* * * * *
3. In Sec. 679.7, paragraphs (d)(4), (d)(11), (d)(15), (d)(19)
through (d)(24), and paragraphs (f)(3), (f)(5), (f)(6), and (f)(10) are
revised; paragraphs (d)(25) and (d)(26) are removed; paragraphs (d)(27)
and (d)(28) are redesignated as (d)(25) and (d)(26) respectively.
Sec. 679.7 Prohibitions.
* * * * *
(d) * * *
(4) Harvest groundfish CDQ on behalf of a CDQ group with a vessel
that is not listed as an eligible vessel on an approved CDP for that
CDQ group.
* * * * *
(11) For the operator of a catcher vessel using trawl gear or any
vessel less than 60 ft (18.3 m) LOA that is groundfish CDQ fishing as
defined at Sec. 679.2, discard any groundfish CDQ species or salmon PSQ
before it is delivered to an eligible processor listed on an approved
CDP.
* * * * *
(15) For the operator of a catcher/processor or a catcher vessel
required to carry a CDQ observer, combine catch from two or more CDQ
groups in the same haul or set.
* * * * *
(19) For the operator of a catcher/processor using trawl gear or a
mothership, sort, process, or discard CDQ or PSQ species before the
total catch is weighed on a scale that meets the requirements of
Sec. 679.28(b), including the daily test requirements described at
Sec. 679.28(b)(3).
(20) For the manager of a shoreside processor or the manager or
operator of a buying station that is required elsewhere in this part to
weigh catch on a scale approved by the State of Alaska under
Sec. 679.28(b), fail to weigh catch on a scale that meets the
requirements of Sec. 679.28(b).
(21) For a CDQ representative, use methods other than those
approved in the CDP to determine the catch of CDQ and PSQ reported to
NMFS on the CDQ catch report.
(22) For the operator of a vessel using trawl gear, harvest pollock
CDQ in 1998 with trawl gear other than pelagic trawl gear.
(23) For a CDQ group, report catch of sablefish CDQ for accrual
against the fixed gear sablefish CDQ reserve if that sablefish CDQ was
caught with fishing gear other than fixed gear.
(24) For any person on a vessel using fixed gear that is fishing
for a CDQ group with an allocation of fixed gear sablefish CDQ, discard
sablefish harvested with fixed gear.
* * * * *
(f) * * *
(3)(i) Halibut. Retain halibut caught with fixed gear without a
valid IFQ or CDQ permit and without an IFQ or CDQ card in the name of
an individual aboard.
(ii) Sablefish. Retain sablefish caught with fixed gear without a
valid IFQ permit and without an IFQ card in the name of an individual
aboard, except as provided under an approved CDP.
* * * * *
(5) Possess, buy, sell, or transport IFQ or CDQ halibut or IFQ
sablefish harvested or landed in violation of any provision of this
part.
(6) Make a IFQ halibut, IFQ sablefish, or CDQ halibut landing
without an IFQ or CDQ card in the name of the individual making the
landing.
* * * * *
(10) Make an IFQ halibut, IFQ sablefish, or CDQ halibut landing
other than directly to (or by) a registered buyer.
* * * * *
4. In Sec. 679.21, paragraph (e)(2)(ii) is revised to read as
follows.
Sec. 679.21 Prohibited species bycatch management.
* * * * *
(e) * * *
(2) * * *
(ii) The amount of 7.5 percent of the non-trawl gear halibut PSC
limit set forth in paragraph (e)(2)(i) of this section is allocated to
the groundfish CDQ program as PSQ reserve. The PSQ reserve is not
apportioned by gear or fishery.
* * * * *
5. In Sec. 679.23, paragraph (e)(4)(iii) is removed; and paragraph
(e)(4)(iv) is revised to read as follows:
Sec. 679.23 Seasons.
* * * * *
(e) * * * * *
(4) * * *
(iii) Groundfish CDQ. Fishing for groundfish CDQ species, other
than fixed gear sablefish CDQ under subpart C of this part, is
authorized from 0001 hours, A.l.t., January 1, through the end of each
fishing year, except as provided in paragraph (c) of this section.
* * * * *
6. In Sec. 679.30, paragraph (a)(5)(i)(C) is removed, paragraphs
(a)(5) introductory text, paragraphs (a)(5)(i)(A)(1),
(a)(5)(i)(A)(2)(ii), (a)(5)(i)(B) are revised to read as follows:
Sec. 679.30 General CDQ regulations.
(a) * * *
(5) Fishing plan for groundfish and halibut CDQ fisheries. The
following information must be provided for all vessels that will be
groundfish CDQ fishing, all vessels equal to or greater than 60 ft
(18.3 m) LOA that will be halibut CDQ fishing, and for all shoreside
processors that will take delivery of any groundfish CDQ species from
vessels that will be groundfish CDQ fishing or vessels equal to or
greater than 60 ft (18.3 m) LOA that will be halibut CDQ fishing.
(i) List of eligible vessels and processors--(A) Vessels-- (1)
[[Page 6031]]
Information required for all vessels. A list of the name, Federal
fisheries permit number (if applicable), ADF&G vessel number, LOA, gear
type, and vessel type (catcher vessel, catcher/processor, or
mothership). For each vessel, report only the gear types and vessel
types that will be used while CDQ fishing. Any CDQ vessel that is
exempt from the moratorium under Sec. 679.4(c)(3)(v) must be identified
as such.
(2) * * *
(ii) Average and maximum number of hauls or sets that will be
retrieved on any given fishing day while groundfish CDQ fishing.
* * * * *
(B) Shoreside processors. A list of the name, Federal processor
permit number, and location of each shoreside processor that is
required to have a Federal processor permit under Sec. 679.4(f) and
will take deliveries of, or process, groundfish CDQ catch from any
vessel groundfish CDQ fishing or from vessels equal to or greater than
60 ft (18.3 m) LOA that are halibut CDQ fishing.
* * * * *
7. In Sec. 679.31, paragraphs (d)(1) and (d)(2) are revised;
paragraphs (d)(3) and (f) are removed, and paragraph (g) is
redesignated as paragraph (f) as follows:
Sec. 679.31 CDQ reserves.
* * * * *
(d) * * *
(1) For calendar year 2000, and thereafter, 7.5 percent; and
(2) For calendar year 1999 (applicable through December 31, 1999),
5 percent.
* * * * *
8. In Sec. 679.32, paragraphs (a), (c) introductory text,
(c)(3)(i), (c)(3)(v), and (f) are revised to read as follows:
Sec. 679.32 Groundfish and halibut CDQ catch monitoring.
(a) Applicability. The CDQ group, the operator or manager of a
buying station, the operator of a vessel groundfish CDQ fishing as
defined at Sec. 679.2, the operator of a vessels equal to or greater
than 60 ft (18.3 m) LOA halibut CDQ fishing as defined at Sec. 679.2,
and the manager of a shoreside processor taking deliveries of
groundfish CDQ from these vessels must comply with the requirements of
paragraphs (b) through (d) of this section for all groundfish CDQ and
PSQ, The CDQ group, the operator of a vessel harvesting halibut CDQ,
the shoreside processor, and the registered buyer must comply with the
requirements of paragraph (f). In addition, the CDQ group is
responsible for ensuring that vessels and processors listed as eligible
on the CDQ group's approved CDP comply with all requirements of this
section while harvesting or processing CDQ species.
* * * * *
(c) Requirements for vessels and processors. In addition to
complying with the minimum observer coverage requirements at
Sec. 679.50(c)(4), vessel operators and shoreside processors meeting
the requirements of paragraph (a) of this section must comply with the
following requirements:
* * * * *
(3) * * *
(i) Prior notice to observer of offloading schedule. Notify the CDQ
observer of the offloading schedule of each CDQ delivery at least 1
hour prior to offloading to provide the CDQ observer an opportunity to
monitor the sorting and weighing of the entire delivery.
* * * * *
(v) CDQ delivery report. Submit a CDQ delivery report described at
Sec. 679.5(n)(1) for each delivery of groundfish CDQ.
* * * * *
(f) Halibut CDQ--(1) Applicability. The CDQ group, the operator of
a vessel harvesting halibut CDQ, the shoreside processor, and the
registered buyer must comply with the requirements of this paragraph
for halibut CDQ.
(2) Accounting for halibut CDQ catch. The CDQ group, vessel owner,
registered buyer, and shoreside processor must comply with the
following requirements for the catch of halibut CDQ.
(i) Permits. The CDQ group must obtain a halibut CDQ permit issued
by the Regional Administrator. The vessel operator must have a copy of
the halibut CDQ permit on any fishing vessel operated by, or for, a CDQ
group that will have halibut CDQ onboard and must make the permit
available for inspection by an authorized officer. The halibut CDQ
permit is non-transferable and is issued annually until revoked,
suspended, or modified.
(ii) CDQ cards. A person must have a valid halibut CDQ card issued
by the Regional Administrator before landing any halibut CDQ. Each
halibut CDQ card will identify a CDQ permit number and the person
authorized by the CDQ group to land halibut for debit against the CDQ
group's halibut CDQ.
(iii) Alteration. No person may alter, erase, mutilate, or forge a
halibut CDQ permit, landing card, registered buyer permit, or any valid
and current permit or document issued under this part. Any such permit,
card, or document that has been intentionally altered, erased,
mutilated, or forged is invalid.
(iv) Landings. A person may land halibut CDQ only if he or she has
a valid halibut CDQ card, and that person may deliver halibut CDQ only
to a person with a valid registered buyer permit. The person holding
the halibut CDQ card and the registered buyer must comply with the
requirements of Sec. 679.5(l)(1) and (l)(2).
(v) The CDQ group, vessel owner or operator, and registered buyer
must comply with all of the IFQ prohibitions at Sec. 679.7(f).
(3) Accounting for catch of groundfish CDQ while halibut CDQ
fishing. The shoreside processor must report on a CDQ delivery report
described at Sec. 679.5(n)(1), all groundfish CDQ landed from vessels
equal to or greater than 60 ft (18.3 m) LOA while halibut CDQ fishing.
The CDQ group must report on a CDQ catch report described at
Sec. 679.5(n)(2), all groundfish CDQ landed from vessels equal to or
greater than 60 ft (18.3 m) LOA while halibut CDQ fishing. This
groundfish CDQ will accrue to the CDQ group's groundfish CDQ
allocations. The shoreside processor is not required to report on the
CDQ delivery report and the CDQ group is not required to report on the
CDQ catch report, groundfish caught by vessels less than 60 ft (18.3 m)
LOA while halibut CDQ fishing, and this catch will not accrue against
the CDQ group's groundfish CDQ allocations.
(4) Groundfish CDQ retention requirements. Operators of vessels
less than 60 ft (18.3 m) LOA are not required to retain and deliver
groundfish CDQ species while halibut CDQ fishing. Operators of vessels
equal to or greater than 60 ft (18.3 m) LOA are required to comply with
all groundfish CDQ and PSQ catch accounting requirements in paragraphs
(b) through (d) of this section, including the retention of all
groundfish CDQ, if option 1 under Sec. 679.32(c)(2)(ii) is selected in
the CDP.
(5) Observer coverage requirements. The owner or operator of a
vessel equal to or greater than 60 ft (18.3 m) LOA halibut CDQ fishing
as defined at Sec. 679.2 or shoreside processors taking deliveries from
vessels equal to or greater than 60 ft (18.3 m) LOA that are halibut
CDQ fishing must comply with observer coverage requirements at
Sec. 679.50(c)(4) and (d)(4).
9. In Sec. 679.50, paragraphs (c)(4) and (d)(4) are revised to read
as follows
Sec. 679.50 Groundfish Observer Program applicable through December
31, 2000.
* * * * *
(c) * * *
(4) Groundfish and halibut CDQ fisheries. The owner or operator of
a vessel groundfish CDQ fishing or
[[Page 6032]]
halibut CDQ fishing as defined at Sec. 679.2 must comply with the
following minimum observer coverage requirements each day that the
vessel is used to harvest, transport, process, deliver, or take
deliveries of CDQ or PSQ species. The time required for the CDQ
observer to complete sampling, data recording, and data communication
duties shall not exceed 12 hours in each 24-hour period and the CDQ
observer is required to sample no more than 9 hours in each 24-hour
period.
* * * * *
(d) * * *
(4) Groundfish and halibut CDQ fisheries. Each shoreside processor
required to have a Federal processor permit under Sec. 679.4(f) and
taking deliveries of CDQ or PSQ from all vessels groundfish CDQ fishing
as defined at Sec. 679.2 or taking deliveries from vessels equal to or
greater than 60 ft (18.3 m) LOA that are halibut CDQ fishing must have
at least one lead CDQ observer as described at paragraph (h)(1)(i)(E)
of this section present at all times while CDQ is being received or
processed. The time required for the CDQ observer to complete sampling,
data recording, and data communication duties shall not exceed 12 hours
in each 24-hour period, and the CDQ observer is required to sample no
more than 9 hours in each 24-hour period.
* * * * *
[FR Doc. 99-2796 Filed 2-5-99; 8:45 am]
BILLING CODE 3510-22-F