[Federal Register Volume 63, Number 220 (Monday, November 16, 1998)]
[Rules and Regulations]
[Pages 63608-63611]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 98-30547]


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DEPARTMENT OF THE INTERIOR

Office of the Surface Mining Reclamation and Enforcement

30 CFR Part 944

[SPATS No. UT-039-FOR]


Utah Regulatory Program

AGENCY: Office of Surface Mining Reclamation and Enforcement, Interior.

ACTION: Final rule; approval of amendment.

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SUMMARY: The Office of Surface Mining Reclamation and Enforcement (OSM) 
is approving a proposed amendment to the Utah regulatory program (the 
``Utah program'') under the Surface Mining Control and Reclamation Act 
of 1977 (SMCRA). Utah proposed changes in its requirements for coal 
mine permit application approval at section 40-10-11 of the Utah Code 
Annotated (UCA, or the ``Utah Code''). The State proposed the changes 
to update language used to describe the approval process and 
information that needs to be documented during that process. In 
addition, Utah proposed to change paragraph (f) of UCA 40-10-11(2) to 
clarify limitations on the authority of the Division of Oil, Gas and 
Mining and of the Board of Oil, Gas and Mining with respect to property 
right disputes. Utah also proposed to revise provisions concerning a 
permit applicant's list of violations of air and water protection 
provisions at subsection (3) of UCA 40-10-11 in response to an 
amendment required by OSM and described at 30 CFR 944.16(f)(2). The 
amendment revised the Utah program to be consistent with the Surface 
Mining Control and Reclamation Act of 1977 (SMCRA) regulations and to 
improve operational efficiency.

EFFECTIVE DATE: November 16, 1998.

FOR FURTHER INFORMATION CONTACT:
James F. Fulton, Chief, Denver Field Division, telephone: (303) 844-
1424; e-mail address: [email protected].

SUPPLEMENTARY INFORMATION:

I. Background on the Utah Program

    On January 21, 1981, the Secretary of the Interior conditionally 
approved the Utah program. General background information on the Utah 
program, including the Secretary's findings, the disposition of 
comments, and the conditions of approval of the Utah program can be 
found in the January 21, 1981, Federal Register (46 FR 5899). 
Subsequent actions concerning Utah's program and program amendments can 
be found at 30 CFR 944.15, 944.16, and 944.30.

II. Proposed Amendment

    Utah submitted a proposed amendment (SPATS No. UT-039-FOR, 
administrative record No. 1117) to its program pursuant to SMCRA (30 
U.S.C. 1201 et seq.) by letter dated June 8, 1998. The State submitted 
the proposed amendment at its own initiative and in response to a 
requirement at 30 CFR 944.16(f)(2) imposed by the Director resulting 
from OSM's review of a previous amendment to the Utah Code.
    The proposed amendment consisted of revisions to UCA 40-10-11. This 
section of the Utah Code pertains to actions by the Division of Oil, 
Gas and Mining (the Division) to approve or deny coal mine permit 
applications. UCA 40-10-11 also includes provisions for considering, 
during the permit approval/denial process, an applicant's violations of 
air and water protection provisions, whether an area proposed for 
mining includes prime farmlands, and information related to land 
ownership and the probable impacts of mining on the hydrologic balance.
    Most of the changes Utah proposed reword existing provisions of UCA 
40-10-11 in current writing style and break-up existing provisions into 
subsections. In that context, specific changes included: Recodifying 
existing provisions of UCA 40-10-11(1) as subsections (1)(a)(i) and 
(ii), (1)(b), (1)(c), and (1)(c)(i) and (ii); recodifying existing 
provisions of UCA 40-10-11(2)(d) to include subsections 1(d)(i) and 
2(d)(ii); recodifying existing provisions of UCA 40-10-11(2)(e)(i) to 
include subsections (e)(i)(A) and (B); recodifying, in part, existing 
provisions of UCA 40-10-11(2)(f)(i) to include subsection (2)(f)(i)(A), 
and adding new subsection (2)(f)(i)(B); recodifying existing provisions 
of UCA 40-10-11(3) as subsections (3)(a)(i), (ii), and (3)(b) and (c); 
and recodifying existing provisions of UCA 40-10-11(4)(a) as (4)(a)(i) 
and (ii). Utah proposed to reword several parts of UCA 40-10-11(1), 
(2), (3), (4) and (5) as well.
    In two cases, the State either expanded existing provisions of the 
Utah Code or added a new provision. At UCA 40-10-11(2)(f)(i)(B), Utah 
added a new statement to the effect that nothing in UCA 40-10-11(2) 
shall be construed ``* * * to authorize the board or divisions to 
adjudicate property right disputes * * *'' in cases where permit 
applications involve lands on which the private mineral estate has been 
severed from the private surface estate. Second, at recodified UCA 40-
10-11(3)(c), Utah proposed to preclude permit issuance in cases in 
which the Board finds that an applicant or operator controls, or has 
controlled, mining operations with a demonstrated pattern of willful 
violations. Such a pattern includes violations of SMCRA, the 
implementing regulations, or of any State or Federal programs enacted 
under SMCRA or under other provisions of the approved Utah program, in 
addition to violations of the Utah Code. The State proposed this new 
provision in response to the required amendment described at 30 CFR 
944.16(f)(2). That section requires the Utah Code's provision for 
denying permits on the basis of patterns of violations to be no less 
stringent than the Federal counterpart provision at section 510(c) of 
SMCRA. The required amendment resulted from OSM's review of a previous 
amendment to the Utah Code (UT-024-FOR; 60 FR 37002, July 19, 1995; 
administrative record No. UT-1066). OSM later reiterated the need for 
Utah to amend UCA 40-10-11(3) in its review of Code amendment UT-035-
FOR (62 FR 41845, August 4, 1997; administrative record No. UT-1098).
    OSM announced receipt of this proposed amendment in the July 8, 
1998, Federal Register (63 FR 36868; administrative record No. UT-
1120). That announcement provided an opportunity for anyone to request 
a public hearing or meeting on the amendment's substantive adequacy. It 
also invited public comment on its

[[Page 63609]]

adequacy. No one requested a public hearing or meeting, so OSM did not 
hold either one. The public comment period ended on August 7, 1998.

III. Director's Findings

    In accordance with SMCRA and 30 CFR 731.15 and 732.17, and as 
discussed below, the Director finds that the proposed program amendment 
submitted by Utah on June 8, 1998, is no less stringent than SMCRA. 
Accordingly, the Director approves Utah's amendment.

1. Nonsubstantive Revisions to the Utah Code

    Utah proposed revisions to the following previously approved 
provisions of the Utah Code that are nonsubstantive in nature. These 
proposed revisions consist of recodification changes. They also include 
wording and punctuation changes made to reflect contemporary writing 
style and to make the State's provisions clearer or more specific. 
Corresponding SMCRA provisions are listed in parentheses.
    UCA 40-10-11(1)(a)(i), (a)(ii), (1)(b), (1)(c), (c)(i), and 
(c)(ii), decision to approve, deny, or require modification of a permit 
application after receipt of a complete application and reclamation 
plan (section 510(a) of SMCRA);
    UCA 40-10-11(2), (2)(a), (2)(b), and (2)(c), required finding that 
the permit application is complete and all requirements of UCA 40-10 
have been complied with; required demonstration in the application and 
finding by the Division as a prerequisite to Division approval that 
reclamation requirements under UCA 40-10 can be accomplished; and 
finding that an assessment has been made of mining's cumulative impacts 
on the hydrologic balance and that the operation is designed to prevent 
material damage to the hydrologic balance outside the permit area 
(sections 510(b), (b)(1), (b)(2), and (b)(3) of SMCRA);
    UCA 40-10-11(2)(d), (d)(i), and (d)(ii), demonstration in the 
application and finding by the Division that the proposed mining area 
is not in an area designated as unsuitable for mining or under study 
for that designation (section 510(b)(4) of SMCRA);
    UCA 40-10-11(2)(e), (2)(e)(i), (e)(i)(A), and (e)(i)(B), 
demonstration in the application and finding by the Division that the 
proposed mining will not adversely affect farming on alluvial valley 
floors in certain cases (sections 510(b)(5) and (b)(5)(A) of SMCRA);
    UCA 40-10-11(2)(e)(ii), demonstration in the application and 
finding by the Division that the proposed mining will not materially 
damage surface and ground water systems that supply alluvial valley 
floors, with certain exceptions (section 510(b)(5)(B) of SMCRA);
    UCA 40-10-11(2)(f), (2)(f)(i), and (f)(i)(A), requirement for the 
surface owner's written consent to surface mining where the private 
mineral estate has been severed from the private surface estate, with 
the provision that UCA 40-10-11(2)(f) shall not be construed to change 
any property right established under State law (section 510(b)(6) and 
(b)(6)(A) of SMCRA, with no SMCRA counterpart to recodified UCA 40-10-
11(2)(f)(i)(A));
    UCA 40-10-11(2)(f)(iii), requirement for an application to include 
documentation, consistent with state law, that establishes the status 
of the surface-subsurface legal relationship as an alternative to 
including a conveyance expressly granting or reserving the right to 
extract coal by surface mining in cases where the private surface 
estate has been severed from the private mineral estate (section 
510(b)(6)(C) of SMCRA);
    UCA 40-10-11(3)(a)(i), (a)(ii), and (3)(b), requirement for an 
applicant to submit a list of violations with the permit application 
and for the Division to consider such violations in deciding to approve 
or deny a permit (section 510(c) of SMCRA);
    UCA 40-10-11(4)(a)(i), (a)(ii), and (4)(b), permit findings 
required in some cases if the area proposed to be mined contains prime 
farmland (section 510(d)(1) and (2) of SMCRA); and
    UCA 40-10-11(5)(a), provision that the prohibition against permit 
issuance at UCA 40-10-11(3) shall not apply to a permit application if 
the violation resulted from an unanticipated situation that occurred at 
a surface mine on lands eligible for remining under a permit held by 
the person applying for a mining permit (section 510(e) of SMCRA).
    Because the proposed revisions to these previously-approved 
statutory provisions are nonsubstantive in nature, the Director finds 
these proposed statutory provisions are no less stringent that SMCRA. 
The Director approves these proposed changes to the Utah Code.

2. UCA 40-10-11(2)(f)(i)(B), Limitation on Division and Board Authority 
in Property Rights Disputes

    Utah proposed to add UCA 40-10-11(2)(f)(i)(B) to provide that 
nothing in subsection (2) of UCA 40-10-11 shall be construed to 
authorize the Board or Division to adjudicate property right disputes. 
The counterpart provision in SMCRA is at section 510(b)(6)(C). The 
State's proposed provision is very similar to the SMCRA provision 
except for its reference to the ``Division'' and the ``Board'' not 
having the power to adjudicate disputes, while SMCRA refers to the 
``regulatory authority''. The Division is the regulatory authority in 
Utah and the Board oversees the Division's activities, is the 
rulemaking body, and hears appeals of actions taken by the Division. 
UCA 40-10-6 describes the duties, functions, and powers of the Division 
and Board but does not specifically describe their authority with 
respect to property rights disputes, particularly those that might 
arise when permit applications involve lands on which the private 
surface estate is severed from the private mineral estate. Utah's 
proposed addition of UCA 40-10-11(2)(f)(i)(B) provides the necessary 
clarification of Division and Board authority in such cases and is 
consistent with SMCRA in that respect.
    For the reasons explained above, the Director finds Utah's proposed 
addition of UCA 40-10-11(2)(f)(i)(B) to be consistent with, and no less 
stringent than, the counterpart provision at section 510(b)(6)(C) of 
SMCRA. Accordingly, the Director approves the proposed revision to the 
Utah Code.

3. UCA 40-10-11(3)(c), List of Violations in Permit Applications

    Utah proposed to revise UCA 40-10-11(3) in response to the required 
amendment described at 30 CFR 944.16(f)(2). During its review of a 
previous amendment to the Utah Code, OSM noted that the part of UCA 40-
10-11(3) dealing with patterns of violations only addressed violations 
of the State statute. OSM explained that Utah's provision needed to 
require consideration of other violations as well and cited previous 
rulemaking in support of that explanation. Specifically, in finding No. 
7 of the final rule announcing its approval of amendment UT-024-FOR (60 
FR 37002, 37006, July 19, 1995; administrative record No. UT-1066), OSM 
concluded that UCA 40-10-11(3) was less stringent than SMCRA. As a 
result, OSM imposed a required amendment at 30 CFR 944.16(f)(2). That 
subsection specifically required Utah to revise UCA 40-10-11(3) to 
provide that the pattern of violations determination include violations 
of SMCRA, the implementing Federal regulations, any State or Federal 
programs enacted under SMCRA, and other provisions of the approved Utah 
program.
    With this amendment, Utah's proposed change addresses the required 
amendment at 30 CFR 944.16(f)(2) by

[[Page 63610]]

revising UCA 40-10-11(3) to add a provision at new subsection (3)(c). 
That provision requires including violations of SMCRA, the implementing 
Federal regulations, any State or Federal programs enacted under SMCRA, 
or other provisions of the approved Utah program in findings of 
patterns of violations. As proposed, UCA 40-10-11(3)(c) is no less 
stringent than the counterpart provision at section 510(c) of SMCRA and 
satisfies the requirement described at 30 CFR 944.16(f)(2). The 
Director approves Utah's revision at UCA 40-10-11(3)(c) and removes the 
required amendment at 30 CFR 944.16(f)(2).

IV. Summary and Disposition of Comments

    Following are summaries of all written comments OSM received on the 
proposed amendment.

1. Public Comments

    The Utah Mining Association responded in June 30, 1998, letter by 
expressing its support for the proposed amendment and urging OSM to 
approve it (administrative record No. UT-1121). The Mining Association 
said it worked closely with the Division to develop the amendment and 
was involved in its consideration and passage in the 1998 session of 
the Utah Legislature. Also, the Mining Association stated that, in its 
opinion, changes proposed in this amendment are consistent with SMCRA 
and are supported by the Utah coal industry.

2. Federal Agency Comments

    OSM solicited comments on the proposed amendment from various 
Federal agencies with an actual or potential interest in the Utah 
program, as required by 30 CFR 732.17(h)(11)(i).
    The Utah Field Office of U.S. Department of the Interior, Fish and 
Wildlife Service (FWS) responded in a letter dated July 20, 1998 
(administrative record No. UT-1123). FWS offered no comments on the 
proposed amendment.

3. Environmental Protection Agency (EPA) Concurrence and Comments

    OSM is required by 30 CFR 732.17(h)(11)(ii) to solicit EPA's 
written concurrence on provisions of the proposed amendment relating to 
air and water quality standards promulgated under the authority of the 
Clean Air Act (42 U.S.C. 7401 et seq.) or the Clean Water Act (33 
U.S.C. 1251 et seq.). None of the changes Utah proposed in amendment 
UT-039-FOR pertain to air or water quality standards. As a result, OSM 
did not request EPA's concurrence.
    Nevertheless, OSM solicited EPA's comments on the proposed 
amendment as required by 30 CFR 732.17(h)(11)(i) (administrative record 
No. UT-1118). OSM did not receive any comments from EPA.

4. State Historic Preservation Officer (SHPO) and the Advisory Council 
on Historic Preservation (ACHP)

    OSM solicited comments on the proposed amendment from the Utah SHPO 
and the ACHP as required by 30 CFR 732.17(h)(4) (administrative record 
No. UT-1118). OSM did not receive any comments from the SHPO or ACHP.

V. Director's Decision

    Based on the above findings, the Director approves Utah's proposed 
amendment as submitted on June 8, 1998.
    The Director approves, as discussed in: Finding No. 1, UCA 40-10-
11(1) through (1)(c)(ii), recodification and rewording of provisions 
pertaining to the decision to approve, deny, or require modification of 
a permit application after receipt of a complete application and 
reclamation plan; UCA 40-10-11(2)(a), (b), and (c), reworded 
requirement for a finding of permit application completeness and 
compliance with UCA 40-10, for demonstration in the application and 
finding by the Division that reclamation requirements under UCA 40-10 
can be accomplished, and for a finding that an assessment has been made 
of mining's cumulative impacts on the hydrologic balance and that the 
operation is designed to prevent material damage to the hydrologic 
balance outside the permit area; UCA 40-10-11(2)(d), (d)(i), and 
(d)(ii), recodified and reworded requirement for a demonstration in the 
application and finding by the Division that the proposed mining area 
is not in an area designated as unsuitable for mining or under study 
for that designation; UCA 40-10-11(2)(e), (e)(i), (e)(i)(A), (e)(i)(B), 
recodified and reworded requirement for a demonstration in the 
application and finding by the Division that the proposed mining will 
not adversely affect farming on alluvial valley floors in certain 
cases; UCA 40-10-11(2)(e)(ii), reworded requirement for a demonstration 
in the application and finding by the Division that the proposed mining 
will not materially damage surface and ground water systems that supply 
alluvial valley floors, with certain exceptions; UCA 40-10-11(2)(f), 
(f)(i), and (f)(i)(A), recodified and reworded requirement for the 
surface owner's written consent to surface mining where the private 
mineral estate has been severed from the private surface estate, with 
the provision that UCA 40-10-11(2)(f) shall not be construed to change 
any property right established under State law; UCA 40-10-
11(2)(f)(iii), reworded requirement for documentation in an application 
establishing the status of the surface-subsurface legal relationship as 
an alternative to a conveyance expressly granting or reserving the 
right to extract coal by surface mining where the private surface 
estate has been severed from the private mineral estate; UCA 40-10-
11(3)(a)(i), (a)(ii), and (3)(b), recodified and reworded requirement 
for an applicant to submit a list of violations with the permit 
application and for the Division to consider such violations in 
deciding to approve or deny a permit; UCA 40-10-11(4)(a)(i), (a)(ii), 
and (4)(b), recodified and reworded provision requiring permit findings 
in some cases prime farmland to be mined; and UCA 40-10-11(5)(a), 
reworded provision that the prohibition against permit issuance at UCA 
40-10-11(3) shall not apply to a permit application if the violation 
resulted from an unanticipated situation that occurred at a surface 
mine on lands eligible for remining under a permit held by the person 
applying for a mining permit; Finding No. 2, UCA 40-10-11(2)(f)(i)(B), 
provision that nothing in subsection (2) of UCA 40-10-11 shall be 
construed to authorize the Board or Division to adjudicate property 
right disputes; and Finding No. 3, UCA 40-10-11(3)(c), requirement that 
the pattern of violations determination include violations of SMCRA, 
the implementing Federal regulations, any State or Federal programs 
enacted under SMCRA, and other provisions of the approved Utah program.
    To implement this decision, OSM is amending the Federal regulations 
at 30 CFR Part 944, which codify decisions concerning the Utah program. 
By making this final rule effective immediately, OSM is expediting the 
State program amendment process. OSM encourages States to make their 
programs conform to the Federal standards without undue delay.

VI. Procedural Determinations

1. Executive Order 12866

    This rule is exempted from review by the Office of Management and 
Budget (OMB) under Executive Order 12866 (Regulatory Planning and 
Review).

[[Page 63611]]

2. Executive Order 12988

    The Department of the Interior conducted the reviews required by 
section 3 of Executive Order 12988 (Civil Justice Reform) and 
determined that this rule meets the applicable standards of subsections 
(a) and (b) of that section. However, these standards are not 
applicable to the actual language of State regulatory programs and 
program amendments because each program is drafted and promulgated by a 
specific State, not by OSM. Sections 503 and 505 of SMCRA (30 U.S.C. 
1253 and 1255) and the Federal regulations at 30 CFR 730.11, 732.15, 
and 732.17(h)(10) describe how OSM must make decisions on proposed 
State regulatory programs and program amendments. As required by those 
provisions, OSM must base its decision on a State amendment solely on a 
determination of whether the amendment is consistent with SMCRA and its 
implementing Federal regulations and whether the other requirements of 
30 CFR Parts 730, 731, and 732 have been met.

3. National Environmental Policy Act

    Under section 702(d) of SMCRA (30 U.S.C. 1292(d)), agency decisions 
on proposed State regulatory program provisions are not major Federal 
actions within the meaning of section 102(2)(C) of the National 
Environmental Policy Act (42 U.S.C. 4332(2)(C)). Consequently, an 
environmental impact statement is not required for this rule.

4. Paperwork Reduction Act

    This rule does not contain information collection requirements that 
require approval by OMB under the Paperwork Reduction Act (44 U.S.C. 
3507 et seq.).

5. Regulatory Flexibility Act

    The Department of the Interior has determined that this rule will 
not have a significant economic impact on a substantial number of small 
entities under the Regulatory Flexibility Act (5 U.S.C. 601 et seq.). 
The State amendment that is the subject of this rule is based on 
counterpart Federal regulations. An economic analysis of those Federal 
regulations was prepared and certification made that they would not 
have a significant economic effect upon a substantial number of small 
entities. Accordingly, this rule will ensure that existing requirements 
previously promulgated by OSM will be implemented by the State. The 
Department relied upon the data and assumptions for the counterpart 
Federal regulations in making the determination as to whether this rule 
would have a significant economic impact.

6. Unfunded Mandates

    This rule will not impose a cost of $100 million or more on any 
governmental entity or the private sector in any given year.

List of Subjects in 30 CFR Part 944

    Intergovernmental relations, Surface mining, Underground mining.

    Dated: October 14, 1998.
Richard J. Seibel,
Regional Director, Western Regional Coordinating Center.

    For the reasons set forth in the preamble, Title 30, Chapter VII, 
Subchapter T of the Code of Federal Regulations is amended as follows:

PART 944--UTAH

    1. The authority citation for part 944 continues to read as 
follows:

    Authority: 30 U.S.C. 1201 et seq.

    2. Section 944.15 is amended in the table by adding a new entry in 
chronological order by ``Date of Final Publication'' to read as 
follows:


Sec. 944.15  Approval of Utah regulatory program amendments.

* * * * *

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   Original amendment submission date             Date of final publication             Citation/description
----------------------------------------------------------------------------------------------------------------
*                  *                  *                  *                  *                  *
                                                        *
June 8, 1998............................  November 16, 1998.......................  UCA 40-10-11(1)(a)(i),
                                                                                     (a)(ii), (1)(b), (1)(c),
                                                                                     (c)(i), and (c)(ii); (2),
                                                                                     (2)(a), (2)(b), (2)(c),
                                                                                     (2)(d), (2)(d)(i), (d)(ii),
                                                                                     (2)(e), (2)(e)(i),
                                                                                     (e)(i)(A), (e)(i)(B),
                                                                                     (e)(ii), (2)(f), (2)(f)(i),
                                                                                     (f)(i)(A), (f)(i(B), and
                                                                                     (f)(iii); (3)(a)(i),
                                                                                     (a)(ii), (3)(b), and
                                                                                     (3)(c); (4)(a)(i), (a)(ii),
                                                                                     and (4)(b); and (5)(a).
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Sec. 944.16  [Amended]

    3. Section 944.16 is amended by removing and preserving paragraph 
(f) in its entirety.

[FR Doc. 98-30547 Filed 11-13-98; 8:45 am]
BILLING CODE 4310-05-M