[Federal Register Volume 61, Number 251 (Monday, December 30, 1996)]
[Notices]
[Pages 68841-68891]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-32325]



  Federal Register / Vol. 61, No. 251 / Monday, December 30, 1996 / 
Notice  

[[Page 68841]]



DEPARTMENT OF THE TREASURY

Office of the Comptroller of the Currency

FEDERAL RESERVE SYSTEM

FEDERAL DEPOSIT INSURANCE CORPORATION


Proposed Collection; Comment Request

AGENCIES: Office of the Comptroller of the Currency, Treasury; Board of 
Governors of the Federal Reserve System; and Federal Deposit Insurance 
Corporation.

ACTION: Notice and request for comments.

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SUMMARY: The Office of the Comptroller of the Currency (OCC), the Board 
of Governors of the Federal Reserve System (Board), and the Federal 
Deposit Insurance Corporation (FDIC) (collectively, the Agencies), as 
part of their continuing efforts to reduce paperwork and respondent 
burden, invite the general public and other Federal agencies to comment 
on proposed information collections, as required by the Paperwork 
Reduction Act of 1995. Currently, the Agencies are soliciting comments 
concerning an information collection titled (MA)--Financial 
Institutions Securities Qualifications Forms.

DATES: Written comments should be submitted by February 28, 1997.

ADDRESSES: Direct all written comments to:
    OCC: Communications Division, Attention: 1557-FISQ, Third Floor, 
Office of the Comptroller of the Currency, 250 E Street, SW, 
Washington, DC 20219. In addition, comments may be sent by facsimile 
transmission to (202) 874-5274, or by electronic mail to 
[email protected].
    Board: Mr. William W. Wiles, Secretary, Board of Governors of the 
Federal Reserve System, 20th and C Streets, N.W., Washington, D.C. 
20551, or delivered to the Board's mail room between 8:45 and 5:15 
p.m., and to the security control room outside of those hours. Both the 
mail room and the security control room are accessible from the 
courtyard entrance on 20th Street between Constitution Avenue and C 
Street, N.W. Comments received may be inspected in room M-P-500 between 
9:00 a.m. and 5:00 p.m., except as provided in section 261.8 of the 
Board's Rules Regarding Availability of Information, 12 CFR 261.8(a).
    FDIC: Office of the Executive Secretary, Federal Deposit Insurance 
Corporation, 550 17th Street, N.W., Washington, D.C. 20429. Comments 
may be hand-delivered to room F-402, 1776 F Street, N.W., Washington, 
D.C. 20429, on business days between 8:30 a.m. and 5:00 p.m. Comments 
may be sent through facsimile to (202) 898-3838 or by the Internet to: 
[email protected]. Comments will be available for inspection at the 
FDIC Public Information Center, room 100, 801 17th Street, N.W., 
Washington, D.C., between 9:00 a.m. and 4:30 p.m. on business days.
    A copy of the comments may also be submitted to the OMB desk 
officer for the agencies: Alexander Hunt, Office of Information and 
Regulatory Affairs, Office of Management and Budget, New Executive 
Office Building, Room 3208, Washington, D.C. 20503.

FOR FURTHER INFORMATION CONTACT: Requests for additional information or 
copies of the collection may be obtained by contacting:
    OCC: Jessie Gates or Dionne Walsh, (202) 874-5090, Legislative and 
Regulatory Activities Division (1557-FISQ), Office of the Comptroller 
of the Currency, 250 E Street, SW, Washington, DC 20219. Internet 
address: [email protected].
    Board: Mary M. McLaughlin, Board Clearance Officer, (202) 452-3829, 
Division of Research and Statistics, Board of Governors of the Federal 
Reserve System, 20th & C Streets, N.W., Washington, D.C. 20551. For the 
hearing impaired only, Telecommunications Device for the Deaf (TDD), 
Dorothea Thompson, (202) 452-3544, Board of Governors of the Federal 
Reserve System, 20th & C Streets, N.W., Washington, D.C. 20551.
    FDIC: Steven F. Hanft, FDIC Clearance Officer, (202) 898-3907, 
Office of the Executive Secretary, Federal Deposit Insurance 
Corporation, 550 17th Street, N.W., Washington, D.C. 20429. Internet 
address: [email protected].

SUPPLEMENTARY INFORMATION:

    Title: (MA)--Financial Institutions Securities Qualifications Forms 
OMB Number: Not yet assigned.
    Form Number: Forms SB, SBW, U-4B, and U-5B.
    Abstract: This information collection covers the securities 
qualifications forms for banks and bank employees involved in retail 
securities sales programs. This information will promote safe and sound 
operations of financial institution-sponsored securities sales programs 
and will enhance customer protection. Additionally, the collection will 
be instrumental in preventing unqualified or disqualified individuals 
from recommending or selling retail securities on behalf of financial 
institutions regulated by the OCC, Board, and FDIC.
    Type of Review: New Collection.
    Affected Public: Businesses or other for-profit.

OCC

    Number of Respondents: 120.
    Total Annual Responses: 1,248.
    Frequency of Response: Occasionally.
    Total Annual Burden Hours: 2,184.

Board

    Number of Respondents: 100.
    Total Annual Responses: 754.
    Frequency of Response: Occasionally.
    Total Annual Burden: 2,142.

FDIC

    Number of Respondents: 70.
    Total Annual Responses: 523.
    Frequency of Response: Occasionally.
    Total Annual Burden Hours: 1,483.

Comments

    Comments submitted in response to this notice will be summarized 
and/or included in the request for OMB approval. All comments will 
become a matter of public record. Comments are invited on:
    (a) Whether the collection of information is necessary for the 
proper performance of the functions of the agency, including whether 
the information has practical utility;
    (b) The accuracy of the agency's estimate of the burden of the 
collection of information;
    (c) Ways to enhance the quality, utility, and clarity of the 
information to be collected;
    (d) Ways to minimize the burden of the collection on respondents, 
including through the use of automated collection techniques or other 
forms of information technology; and
    (e) Estimates of capital or start-up costs and costs of operation, 
maintenance, and purchase of services to provide information.


[[Page 68842]]


    Dated: December 16, 1996.
Karen Solomon,
Director, Legislative and Regulatory Activities Division.

    By order of the Board of Governors of the Federal Reserve 
System, December 16, 1996.
William W. Wiles,
Secretary of the Board.

    By Order of the Board of Directors.

    Dated at Washington, D.C., this 11th day of December, 1996.

Federal Deposit Insurance Corporation
Jerry L. Langley,
Executive Secretary.

BILLING CODE 4810-33-P, 6210-01-P, 6714-01-P
      

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[FR Doc. 96-32325 Filed 12-27-96; 8:45 am]
BILLING CODE 4810-33-C, 6210-01-C, 6714-01-C