[Federal Register Volume 61, Number 205 (Tuesday, October 22, 1996)]
[Rules and Regulations]
[Pages 54852-54906]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-24485]
[[Page 54851]]
_______________________________________________________________________
Part II
Environmental Protection Agency
_______________________________________________________________________
40 CFR Part 86
_______________________________________________________________________
Motor Vehicle Emissions Federal Test Procedure Revisions; Final
Regulations
Federal Register / Vol. 61, No. 205 / Tuesday, October 22, 1996 /
Rules and Regulations
[[Page 54852]]
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 86
[FRL-5558-3]
RIN 2060-AE27
Final Regulations for Revisions to the Federal Test Procedure for
Emissions From Motor Vehicles
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rulemaking (FRM).
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SUMMARY: This rulemaking revises the tailpipe emission portions of the
Federal Test Procedure (FTP) for light-duty vehicles (LDVs) and light-
duty trucks (LDTs). The primary new element of the rulemaking is a
Supplemental Federal Test Procedure (SFTP) designed to address
shortcomings with the current FTP in the representation of aggressive
(high speed and/or high acceleration) driving behavior, rapid speed
fluctuations, driving behavior following startup, and use of air
conditioning. An element of the rulemaking that also affects the
preexisting ``conventional'' FTP is a new set of requirements designed
to more accurately reflect real road forces on the test dynamometer.
The Agency is also finalizing new emissions standards for the new
control areas with a specified phase-in period for these standards.
These regulations are expected to reduce emissions from LDVs and LDTs
by two percent for non-methane hydrocarbons (NMHC), 11 percent for
carbon monoxide (CO), and nine percent for oxides of nitrogen
(NOX).
EFFECTIVE DATE: This rule becomes effective on December 23, 1996,
except for Secs. 86.000-7,86.000-8, 86.000-9, 86.001-9, 86.004-9,
86.000-21, 86.001-21, 86.000-23, 86.001-23, 86.000-24, 86.001-24,
86.000-25, 86.001-25, 86.000-26, 86.001-26, 86.000-28, 86.001-28,
86.004-28, 86.108-00, 86.129-00, 86.159-00, 86.160-00, 86.161-00,
86.162-00, 86.162-03, and 86.163-03 which contain information
collection requirements that have not been approved by the Office of
Management and Budget (OMB). EPA will publish a document in the Federal
Register announcing the effective date of those sections. The
incorporation by reference of certain publications listed in the
regulations is approved by the Director of the Federal Register as of
December 23, 1996.
ADDRESSES: Materials relevant to this final rulemaking have been placed
in Docket No. A-92-64. The docket is located at the Air Docket Section,
U.S. Environmental Protection Agency, 401 M Street, SW, Room M-1500,
Waterside Mall, Washington, DC 20460 (phone 202/260-7548; Fax 202/260-
4400), and may be inspected weekdays between 8:00 a.m. and 5:30 p.m. A
reasonable fee may be charged by EPA for copying docket materials.
FOR FURTHER INFORMATION CONTACT: John German, Vehicle Programs and
Compliance Division, U.S. Environmental Protection Agency, National
Vehicle and Fuel Emissions Laboratory, 2565 Plymouth Road, Ann Arbor,
Michigan, 48105. Telephone (313) 668-4214.
SUPPLEMENTARY INFORMATION:
Regulated Entities
Entities potentially regulated by this action are those which
manufacture and sell motor vehicles in the United States. Regulated
categories and entities include:
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Category Examples of regulated entities
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Industry............................ New motor vehicle manufacturers.
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This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be regulated by this
action. This table lists the types of entities that EPA is now aware
could potentially be regulated by this action. Other types of entities
not listed in the table could also be regulated. To determine whether
your product is regulated by this action, you should carefully examine
the applicability criteria in Sec. 86.094-1 of title 40 of the Code of
Federal Regulations. If you have questions regarding the applicability
of this action to a particular product, consult the person listed in
the preceding FOR FURTHER INFORMATION CONTACT section.
Electronic Availability
The Preamble, Regulations, Response to Comments, and Regulatory
Impact Analysis (RIA) are available electronically from the EPA
Internet site and via dial-up modem on the Technology Transfer Network
(TTN), which is an electronic bulletin board system (BBS) operated by
EPA's Office of Air Quality Planning and Standards. Both services are
free of charge, except for your existing cost of Internet connectivity
or the cost of the phone call to TTN. Users are able to access and
download files on their first call using a personal computer per the
following information. The official Federal Register version is made
available on the day of publication on the primary Internet sites
listed below. The EPA Office of Mobile Sources also publishes these
notices on the secondary Internet sites listed below and on TTN.
Internet:
World Wide Web:
http://www.epa.gov/docs/fedrgstr/EPA-AIR/
or http://www.epa.gov/OMSWWW/
Gopher:
gopher.epa.gov Follow menus: Rules: EnviroSubset:Air
or gopher.epa.gov Follow menus: Offices:Air:OMS
FTP:
ftp.epa.gov Directory: pub/gopher/fedrgstr/EPA-AIR/
or ftp.epa.gov Directory: pub/gopher/OMS/
TTN BBS:
919-541-5742 (1,200-14,400 bps, no parity, eight data bits, one stop
bit) Off-line: Mondays from 8:00-12:00 Noon ET
Voice helpline: 919-541-5384
A user who has not called TTN previously will first be required to
answer some basic informational questions for registration purposes.
After completing the registration process, proceed through the
following menu choices from the Top Menu to access information on this
rulemaking.
GATEWAY TO TTN TECHNICAL AREAS (Bulletin Boards)
OMS--Mobile Sources Information
Rulemaking & Reporting
<1 Light Duty
<1> File area #1 FTP Review
At this point, the system will list all available files in the
chosen category in reverse chronological order with brief descriptions.
To download a file, select a transfer protocol that is supported by the
terminal software on your own computer, then set your own software to
receive the file using that same protocol.
If unfamiliar with handling compressed (i.e. ZIP'ed) files, go to
the TTN top menu, System Utilities (Command: 1) for information and the
necessary program to download in order to unZIP the files of interest
after downloading to your computer. After getting the files you want
onto your computer, you can quit the TTN BBS with the oodbye
command.
Please note that due to differences between the software used to
develop the document and the software into which the document may be
downloaded, changes in format, page length, etc. may occur.
Table of Contents
I. Introduction
II. Description of the Action
III. Statutory Authority
IV. Public Participation
[[Page 54853]]
A. Legal Requirements
B. SFTP--General
C. Aggressive Driving Cycle (USO6) Requirements
D. Intermediate Soak
E. Air Conditioning
F. Final Standards and Leadtime
G. Technical and Enforcement Issues
H. Regulatory Impact Statement
I. Cost and Benefit Estimates
V. Economic, Environmental, and Cost-Benefit Impacts
A. Environmental Impact
B. Economic Impact
C. Cost-Effectiveness
VI. Administrative Requirements
A. Administrative Designation
B. Unfunded Mandates Act
C. Paperwork Reduction Act
D. Regulatory Flexibility Act
E. Submission to Congress and the General Accounting Office
VII. Judicial Review
I. Introduction
Automobiles are among the largest producers of hydrocarbons (HC),
carbon monoxide (CO), and oxides of nitrogen (NOX), all of which
have documented adverse impacts on public health. This final rule
revises the test procedures used to measure emissions of CO, NOX,
HC, and particulate matter (PM) from MY2000 and later light-duty
vehicles (LDVs) and light-duty trucks (LDTs). It does this by adding
supplemental testing segments to cover driving conditions not
represented in the current procedure, referred to as the ``Federal Test
Procedure'' or ``FTP.''
These supplemental procedures were prompted by section 206(h) of
the Clean Air Act (CAA, or ``The Act''), as amended in 1990, which
reads,
``Within 18 months after the enactment of the Clean Air Act
Amendments of 1990, the Administrator shall review and revise as
necessary the regulations under subsection (a) and (b) of this
section regarding the testing of motor vehicles and motor vehicle
engines to insure that vehicles are tested under circumstances which
reflect the actual current driving conditions under which motor
vehicles are used, including conditions related to fuel,
temperature, acceleration, and altitude.''
EPA's FTP Review project team found that existing information was
clearly inadequate for evaluating the need for revisions to the FTP.
Consequently, a number of new data gathering and analytical efforts
were undertaken. EPA resources were greatly supplemented by cooperative
investments from other sources, including the American Automobile
Manufacturers Association (AAMA), the Association of International
Automobile Manufacturers (AIAM), and the California Air Resources Board
(CARB). These studies provided EPA with unprecedented data on which to
base its comparative review of the FTP.
The Agency published a Notice of Proposed Rulemaking (NPRM) on this
topic on February 7, 1995.1 The preamble to that proposed rule
contains substantial information relevant to the matters discussed
throughout this Notice. The reader is referred to that document for
additional background information and discussion of various issues.
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\1\ 60 FR 7404
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In the NPRM, the Agency proposed several additions and revisions to
the tailpipe emission portions of the FTP. The primary new element was
a Supplemental Federal Test Procedure (SFTP) designed to address
shortcomings with the current FTP. The SFTP consisted of three
elements: (1) A new test cycle, US06, designed to address
representation of aggressive (high speed and/or high acceleration)
driving behavior and rapid speed fluctuations, (2) testing of emissions
during actual air conditioning operation, and (3) testing of emissions
after intermediate-duration periods where the engine is turned off.
Another new cycle, SC01, was developed to represent start driving
behavior and rapid speed fluctuations and was proposed to be run after
a 60 minute soak with full air conditioning simulation.
A composite method was proposed to weigh results from each of the
new control areas with bag 1 of the FTP. With this composite approach,
non-methane hydrocarbons (NMHC) and CO SFTP standards were set at the
FTP standard level, while NOX SFTP standards were set 15 percent
above the FTP standard level. The SFTP standards were proposed to be
phased in at 40 percent of a manufacturers fleet for MY1998, 80 percent
for MY1999, and 100 percent for MY2000, with a provision that small
volume manufacturers did not have to comply until MY2000. A new set of
requirements designed to more accurately reflect real road forces on
the test dynamometer was also proposed.
A public hearing was held on April 19 and 20, 1995, in Ann Arbor,
Michigan, at which the Agency took comment on the NPRM. The comment
period initially remained open until May 22, 1995, but was extended to
July 19, 1995 when it became apparent that additional time was needed
to gather and analyze data. Additional comments, data, and analyses
were received after the close of the comment period, which the Agency
has considered in this final rule because the information helped the
Agency develop appropriate test procedures, cost estimates, and
leadtime.
As a result of the comments and significant new data submitted, the
Agency reanalyzed the proposed emission standards when developing the
Final Rule. The proposed US06 standards in the NPRM were largely based
upon available test data on vehicles designed to meet Tier 0 emission
standards. Subsequently, the vehicle manufacturers conducted testing on
32 Tier 1 vehicles over the FTP and US06 cycles and submitted this data
to EPA (this data set is commonly referred to as the ``US06 phase II''
test program). Manufacturers provided the EPA and the docket with this
new data in their comments. The US06 design targets in the Final Rule
are based in part on this new data set, as it is much more
representative of vehicles meeting the ``Tier 1'' emissions standards
than the data available for the NPRM. Similarly, the air conditioning
requirements proposed in the NPRM were based upon vehicles tested with
low mileage catalysts, which are less appropriate for directly setting
useful life emission standards. The vehicle manufacturers conducted
three additional air conditioning test programs subsequent to the NPRM.
The first, commonly referred to as ``ACR2'' (for phase 2 of testing at
General Motor's AC-Rochester environmental chamber), was erroneously
conducted with inappropriate humidity levels. The manufacturers
retested six vehicles from ACR2 in another test program, referred to as
``ACR3,'' which also included testing on two air conditioning
simulations. Finally, four vehicles from ACR3 were retested at
Chrysler's environmental chamber, both for correlation purposes and to
evaluate a third air conditioning simulation. This data is referred to
as ``ACC3.''
These regulations extend emission control comparable to that for
the FTP across in-use driving behavior and conditions that
significantly impact in-use emissions. Additional control is not
required because the main focus of this rule is to update and correct
the test procedure and to control previously unregulated areas to the
level of stringency of the existing requirements. Proper incorporation
of the full range of in-use driving conditions and behavior will allow
EPA to assess feasible increases in stringency when evaluating future
standards.
The next two sections of this preamble provide a description of
this final rule action and the consideration of public comment. The
final sections of the preamble describe the economic and environmental
impact, and cost
[[Page 54854]]
effectiveness, of the rule and address certain administrative
requirements.
II. Description of the Action
Today's action deals primarily with four areas of driving behavior
that are not adequately represented in the current test procedure:
aggressive driving behavior (such as high acceleration rates and high
speeds); rapid speed fluctuations (microtransient driving behavior);
start driving behavior; and actual air conditioner (A/C) operation. The
Agency is finalizing new requirements for these areas. These
requirements shall be included in a supplemental federal test procedure
(SFTP) that will be required in addition to the existing FTP
requirements. Adjustments are included to accommodate certain vehicle
types, transmission types, and performance categories where the
additions are not representative of in-use driving.
These additions to the tailpipe emission portions of the FTP apply
to all LDVs and LDTs certifying with gasoline and LDVs and LDT1s
certifying with diesel motor fuel \2\. These additions do not apply to
vehicles certifying with alternative fuels, although they do apply to
flexible fuel vehicles and dual fuel vehicles. The changes apply to
testing conducted during certification, Selective Enforcement Audits
(SEA), and in-use enforcement (recall). The standards apply for full
useful life under section 202 of the Clean Air Act. The warranty
provisions under section 207 of the Clean Air Act also apply to this
rulemaking. However, EPA is not requiring that the standards
promulgated today be met at high altitude.
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\2\ Light-duty trucks are divided into two classes based on
weight, each of which is further subdivided into two classes, also
based on weight. Light light-duty trucks (LLDT) are those with a
gross vehicle weight rating (GVWR) up to 6000 lbs. A light-duty
truck 1 (LDT1) falls in this GVWR range and has a loaded vehicle
weight (LVW) of no more than 3750 lbs; a light-duty truck (LDT2)
falls in the same GVWR range but has an LVW greater than 3750 lbs.
Heavy light-duty trucks (HLDT) are those with a GVWR greater than
6000 lbs but not greater than 8500 lbs, which are broken into light-
duty trucks 3 (LDT3), those with an adjusted loaded vehicle weight
(ALVW) up to 5750 lbs, and light-duty trucks 4 (LDT4), which are
those with a ALVW greater than 5750 lbs. See 40 CFR 86.094-2 for
definitions of LDT categories and vehicle weight terms.
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The requirements of this rule are phased-in, applying to 40 percent
of each manufacturer's separate production (or at the manufacturer's
option, combined production) of LDVs and light LDTs (LDT1s and LDT2s)
for MY2000, 80 percent in MY2001, and 100 percent in MY2002. The
requirements apply to 40 percent of each manufacturer's production of
heavy LDTs (LDT3s and LDT4s) in MY2002, 80 percent in MY2003, and 100
percent in MY2004. Small volume manufacturers would not have to comply
until MY2002 for LDVs and light LDTs, and MY2004 for heavy LDTs. All of
the rule's requirements would apply during this phase-in period. The
Agency recognizes that this phase-in schedule could create an
additional burden for auto manufacturers if the National Low Emission
Vehicle (National LEV) Program goes into effect as proposed with a
MY2001 implementation nationwide (60 FR 53734, October 10, 1995). The
Agency intends to address this issue by proposing language in an
upcoming National LEV rulemaking that, contingent upon a National LEV
program that is ``in effect,'' would harmonize the above phase-in
schedule with the MY2001 nationwide implementation of National LEV. EPA
expects such action would also harmonize with CARB's planned SFTP
requirements for LEVs.
The new SFTP addresses various conditions under which vehicles are
actually driven and used that are not in the FTP. The SFTP includes two
new single-bag emission test driving cycles: (1) the US06, to represent
aggressive and microtransient driving, and (2) the SC03, to represent
driving immediately following vehicle startup and microtransient
driving.
The US06 is run with the vehicle in the hot stabilized condition;
that is, with the vehicle fully warmed up such that the engine and
catalytic converter have reached typical operating temperatures. The
SC03 follows a 10-minute soak and is run with vehicle air conditioning
(A/C) in operation or with proper simulation of air conditioning
operation. The cycles of the SFTP can be run as a sequence to save on
preconditioning and setup time; however, separate runs of the cycles
are permissible with the appropriate soak or preconditioning steps
appended.
High-volume exhaust flow for heavier vehicles run on the US06 will
dictate the use on some vehicles of a larger capacity constant volume
sampler (CVS) than is needed for current FTP testing. The A/C
simulation is not required for this test cycle. Appropriate shift
schedules for manual transmission vehicles are to be determined by the
manufacturer and submitted to EPA for approval.
Hot stabilized condition is achieved by including several
preconditioning options as part of the formal procedure immediately
prior to the US06 Cycle. If the vehicle has undergone a soak of 2 hours
or less, the preconditioning may be a 505 Cycle, the 866 Cycle, the
highway cycle, a US06, or the SC03.\3\ Following longer soaks, the
final preconditioning cycle is an LA4.\4\ For manufacturers who have
concerns about fuel effects on adaptive memory systems, the rule allows
manufacturers and, upon manufacturer request, requires EPA to run the
vehicle over the US06 Cycle on the certification test fuel before
entering the formal test procedure.
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\3\ 505 refers to the driving cycle that consists of the first
505 seconds (seconds 1 to 505) of the EPA Urban Dynamometer Driving
Schedule, 866 refers to last 866 seconds (seconds 505 to 1372) of
the EPA Urban Dynamometer Driving Schedule. SCO3 refers to the
driving cycle run during air conditioning operation test
requirement.
\4\ LA4 is the name commonly given to the Urban Dynamometer
Driving Schedule.
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The rule includes adjustments to the US06 test cycle for low-
performance LDVs and LDTs. These adjustments reflect the actual
operation of low performance vehicles in use and are designed to
minimize problems with high engine and catalyst temperatures. The
adjustments are applied dynamically by the dynamometer for any vehicle
after it has been at wide open throttle for 8 seconds (only the lowest
performance vehicles constituting a small portion of the fleet remain
at WOT for 8 seconds over any part of the US06 cycle). Load adjustments
will be made only during the five most aggressive portions of the US06
Cycle. In addition, for US06 Cycle testing of Heavy Light-Duty Trucks
(HLDTs), the truck is to be ballasted to curb weight plus 300 lbs with
the dynamometer inertia weight determined from this same basis, while
FTP testing remains at Adjusted Loaded Vehicle Weight.
The required elements for the SC03 include the preconditioning,
soak period, test cycle, and air conditioning requirements. Prior to
the 10-minute soak period, the vehicle is to be preconditioned to allow
engine and catalyst temperatures to stabilize at typical warmed-up
operating temperatures. The Agency believes that running the vehicle
over EPA's Urban Dynamometer Driving Schedule (LA4) is adequate to
achieve engine and catalyst stabilization regardless of the time period
for which the vehicle was not operational prior to preconditioning.
However, in the event the vehicle was shut off for less than two hours
prior to preconditioning, any of a 505, 866, or SC03 cycle is adequate
for preconditioning the vehicle.
Immediately following the preconditioning cycle, the vehicle's
[[Page 54855]]
engine is turned off for a 10-minute soak period with cooling fans
directed at the vehicle. The vehicle may be removed from the
dynamometer, provided the vehicle is not subjected to unrepresentative
cooling of the engine or catalyst. Following the soak period, the
vehicle will be run over the SC03 cycle using a full environmental
chamber, with vehicle A/C on, for proper representation of start
driving, microtransient driving, and air conditioning operation.
Procedures in a standard test cell that simulate actual air
conditioning effects will be allowed as a option to using full
environmental chambers. The Agency is allowing these conditions as a
cost-effective surrogate for testing in a fully controlled
environmental chamber set to simulate ozone-exceedance conditions of
ambient temperature, humidity, solar load, and pavement temperature.
For MY2000 through MY2002, either the AC1 simulation or the AC2
simulation may be used, as discussed in section IV.E.2.5 Starting
with MY2003, only simulations that can demonstrate correlation with the
use of a full environmental chamber will be allowed. The use of a fully
controlled environmental chamber is permitted at any time.
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\5\ During the development of these simulations, the AC1 and AC2
methods were informally referred to as the Nissan-II and Toyota
simulations, respectively. The Agency has chosen to apply formal
names to these procedures for regulatory purposes.
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Manufacturers who choose to use an air conditioning simulation
beginning with MY2003 must submit a description of the simulation
procedure, data supporting the correlation between the simulation and
the full environmental chamber, and any vehicle specific parameters to
EPA in advance. In general, EPA will conditionally approve any
procedure, provided that the procedure can be run by EPA for SEA and
in-use enforcement testing and available data, including past
correlation testing, does not indicate a correlation problem. EPA may
require the manufacturer to demonstrate emission correlation between
the simulation and the full environmental chamber on up to five
vehicles per model year (one for small volume manufacturers). The
vehicles will be selected by EPA and two additional vehicles may be
selected by EPA to demonstrate emission correlation for every vehicle
that fails the correlation criteria.
If a vehicle is selected for correlation demonstration, the
demonstration is accepted if any of the following steps are met:
1: The NOX emissions from the first simulation test are at
least 85 percent of the NOX emissions from the first test in a
full environmental chamber and the fuel consumed is at least 95
percent of the fuel consumed in the full environmental chamber.
These allowances are due to the inherent test to test emission
variability, which is particularly large for NOX emissions (see
section IV.E.2 and the Response to Comments for further discussion).
2: Either the simulation test or the full environmental chamber
test is rerun, at the manufacturers option, and, using the
replacement test, the NOX emissions from the simulation are at
least 85 percent of the NOX emissions from the full
environmental chamber and the fuel consumed is at least 95 percent
of the fuel consumed in the full environmental chamber.
3: Either the simulation test or the full environmental chamber
test, whichever was not rerun in step 2 above, is rerun and the
average of the two simulation tests are at least 85 percent of the
average of the two full environmental tests for NOX and at
least 95 percent of the fuel consumed in the full environmental
chamber.
If a spot check is failed, the Adminstrator will allow up to 60
days for the manufacturer to supply additional data. If that data prove
to the satisfaction of the Administrator that the simulation produces
results that correlate sufficiently with the environmental test
chamber, the Administrator may allow the continued use of the
simulation.
If a correlation is not passed, no further air conditioning testing
will be accepted with the simulation until the manufacturer submits an
engineering evaluation of the cause of the improper simulation and the
extent of the vehicles affected. This evaluation is subject to review
and approval by EPA. For vehicles determined to be represented by an
improper simulation, the manufacturer will be given an opportunity to
demonstrate that the simulation can be corrected. While there are no
direct penalties for failing a correlation demonstration, all future
emission testing on the affected vehicles, including SEA and in-use
enforcement, will be conducted using the corrected simulation or a full
environmental chamber.
The results from each manufacturers correlation demonstrations will
also be tracked over time. The manufacturer is expected to target the
simulation to at least 100 percent of the emissions from the full
environmental chamber. If, over time, the emissions from the
simulations are found to be statistically lower than the full
environmental chamber, further use of simulations by that manufacturer
will not be allowed until the causes of the offset are identified and
corrected.
With the exception of changes prompted by use of new dynamometers
and a change in the wording of driving instructions on following the
speed trace, there are no changes in the final rule to the driving
cycle of the preexisting conventional FTP. Similarly, EPA is retaining
unchanged the method of calculating compliance with the existing FTP.
EPA is finalizing a ``composite'' compliance calculation for
NMHC+NOX that weighs results from the conventional FTP with
results from the SFTP. In the composite SFTP calculation, emissions
from the FTP are weighted at 35 percent, emissions from the SC03 at 37
percent, and US06 emissions at 28 percent. If an engine family or
vehicle configuration is not available with air conditioning, the air
conditioning test is not run and emissions from the FTP are weighted at
72 percent and US06 emissions at 28 percent (note that the air
conditioning test is required for any vehicle available with air
conditioning, even if the installation rate is projected to be less
than 33 percent). For gasoline vehicles, the standards for the SFTP
composite NMHC+NOX emissions are the same as the combined NMHC and
NOX standards applicable under the conventional FTP.
Unlike NMHC+NOX, a composite CO standard was not set based
upon the weighted average of the individual CO standards over the
various cycles. Due to the additional allowance in the US06 CO standard
for commanded enrichment, discussed below, the final rule sets separate
CO standards for the US06 and SC03 testing cycles. A composite CO
standard is allowed, at the manufacturers' option, which is set at the
level of the CO standard applicable under the conventional FTP.
Standards for light-duty diesel vehicles and light-duty diesel
trucks in the LDT1 category are different than those for gasoline-
powered vehicles in those categories. The supplemental FTP for diesel
LDVs and LDT1s does not include the SC03 cycle, because sufficient test
data was not available at this time to create an appropriate air
conditioning standard for these diesel vehicles. In addition, the
NMHC+NOX standard is higher for diesel LDVs and LDT1s because of
the inherently higher NOX emissions associated with diesel
engines. This is similar to EPA's treatment of conventional FTP Tier I
standards for diesel LDVs and LDT1s, which are less stringent for
NOX emissions. Diesel LDVs and LDT1s will have to comply with the
same US06
[[Page 54856]]
standards (or optional composite standards) for CO as gasoline-fueled
LDVs and LDT1s. The composite SFTP NMHC+NOX and CO standards will
be weighted at 72 percent for the conventional FTP cycle and 28 percent
for the US06 cycle. At this time, due to the absence of relevant test
data on which to base a decision, no supplemental standards are being
promulgated for light-duty diesel truck classes LDT2, LDT3 and LDT4,
and no supplemental standards or test procedures are being promulgated
for diesel particulate emissions.
Table 1.--Composite NMHC+NOX Emissions Standards
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Intermediate
useful life Full useful life
Type GVWR LVW ALVW standards standards
NMHC+NOX (g/mi) NMHC+NOX (g/mi)
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LDV............................................................. All All All 0.65 0.91
LDV-diesel...................................................... All All All 1.48 2.07
LDT1............................................................ 0-6000 0-3750 All 0.65 0.91
LDT1-diesel..................................................... 0-6000 0-3750 All 1.48 2.07
LDT2............................................................ 0-6000 3751-5750 All 1.02 1.37
LDT3............................................................ >6000 All 3751-5750 1.02 1.44
LDT4............................................................ >6000 All >5750 1.49 2.09
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Table 2.--CO Emission Standards
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Intermediate useful life standards Full useful life standards (g/mi)
(g/mi) -----------------------------------
Type GVWR LVW ALVW ------------------------------------
Composite A/C US06 Composite
A/C US06 (option) (option)
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LDV......................................... All All All 3.0 9.0 3.4 3.7 11.1 4.2
LDV-dies.................................... All All All NA 9.0 3.4 NA 11.1 4.2
LDT1........................................ 0-6000 0-3750 All 3.0 9.0 3.4 3.7 11.1 4.2
LDT1-dies................................... 0-6000 0-3750 All NA 9.0 3.4 NA 11.1 4.2
LDT2........................................ 0-6000 3751-5750 All 3.9 11.6 4.4 4.9 14.6 5.5
LDT3........................................ >6000 All 3751-5750 3.9 11.6 4.4 5.6 16.9 6.4
LDT4........................................ >6000 All >5750 4.4 13.2 5.0 6.4 19.3 7.3
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The CO standards for the US06 cycle have been set at levels that
allow limited amounts of commanded enrichment, i.e., the air/fuel ratio
is deliberately set richer than necessary for complete combustion of
the fuel. Commanded enrichment is needed to reduce the peak engine and
catalyst temperatures experienced under very high engine loads, which
are generated during certain short periods of high acceleration on the
US06 cycle. If the standards for the US06 cycle did not allow for any
commanded enrichment, there could be a danger of excessive heat that
can cause severe damage to the engine or catalyst. However, commanded
enrichment also causes a sharp increase in the amount of CO emitted
during the enrichment period. The CO increase is directly proportional
to the amount of additional fuel. To ensure that excessive amounts of
enrichments and, hence, excessive CO emissions, do not occur during
commanded enrichment, this Final Rule includes a minimum air/fuel ratio
requirement. The air to fuel ratio shall not be richer at any time than
the leanest air to fuel mixture required to obtain maximum torque at a
given speed and load, termed the lean best torque, plus a tolerance of
6 percent of the lean best torque fuel consumption. Manufacturers may
request additional enrichment, based upon the need to protect the
engine or emissions control hardware.
As indicated above, 35 percent of the new composite SFTP standards
for NMHC+NOX are comprised of the standards from the conventional
FTP. Currently, those conventional FTP standards are the Tier 1
standards promulgated under CAA sections 202 (g) and (h). However, for
vehicles certified under any future National Low Emission Vehicle
(National LEV) Program, the appropriate levels for the conventional FTP
portion of the composite SFTP emissions standards will be the ``on
cycle'' National LEV standards appropriate for such vehicles. As the
composite approach is not mandated for CO, this adjustment would have
no impact on the stand-alone CO standards for US06 and air
conditioning, although a similar adjustment would apply if a
manufacturer opted to use the composite CO standard. The formula for
the new SFTP composite for NMHC+NOX would be:
New SFTP standard = Old SFTP standard--[0.35 * (Tier 1 FTP
standard--New FTP standard)], where all standard references are
based upon NMHC+NOX and the result is rounded to the nearest
two decimal places.
The new US06 cycle requires significantly higher power absorption
capacity, due to the higher power requirements of this aggressive
driving cycle. Dynamometer improvements are needed to properly conduct
this test. The dynamometer improvements also allow better
representation of actual road load forces on all test cycles. Thus,
each test cycle, including the conventional FTP, is to be run on a
system providing accurate replication of real road load forces at the
interface between drive tires and the dynamometer over the full speed
range. While EPA intends to use a 48-inch single-roll dynamometer with
electronic control of power absorption to meet these requirements for
both the new SFTP and current FTP testing, any system will be allowed
that yields equivalent or superior test results. The appropriate
dynamometer load to match actual road load shall be determined for each
vehicle. The EPA shall conduct confirmatory testing using a 48-inch
single-roll dynamometer and manufacturers' test results must correlate
with the EPA test results.
Dynamometers simulate vehicle weight with inertia forces.
Currently,
[[Page 54857]]
this simulation of vehicle weight is capped at 5500 pounds equivalent
test weight (ETW) due to dynamometer limitations. The existing 5500 ETW
cap is removed concurrently with phase-in of the new dynamometer
requirements.
The current 10 percent increase in dynamometer load to simulate the
average nationwide, year-around air conditioning effects during FTP
testing is deleted, as this effect cannot be accurately duplicated on
the improved dynamometer simulation and it did a poor job of estimating
actual average air conditioning loads. The emissions impacts of air
conditioning are being addressed in this Final Rule. Adjustments to the
dynamometer load for fuel economy purposes will be addressed as part of
subsequent rulemaking on test procedure adjustments.
The improved road load simulation and the removal of the 5500 ETW
cap for all test cycles are implemented concurrently with the SFTP
requirements. Thus, any engine family that is included in the SFTP
phase-in must also comply with the improved road load simulation and
the removal of the 5500 ETW cap, although use of the pre-existing
dynamometer requirements is allowed for Part 600 fuel economy testing
for phase-in years 2000 and 2001. In addition, the improved road load
simulation and the removal of the 5500 ETW cap apply to engine families
not covered by the SFTP standard (alternative fuel vehicles and diesel
LDT2s, LDT3s, and LDT4s), effective MY2002 for LDVs and LLDTs and
MY2004 for HLDTs. Manufacturers may elect to use improved road load
simulations on engine families prior to their inclusion in the SFTP
phase-in, at their option.
Regulatory language regarding throttle and pedal movement while the
vehicle is driven on the dynamometer is also revised. The current
requirement to drive with ``minimum'' accelerator pedal movement is
replaced with a requirement to drive the vehicle with appropriate
accelerator pedal movement necessary to achieve the speed versus time
relationship prescribed by the driving schedule. Both smoothing of
speed variations and excessive accelerator pedal perturbations are to
be avoided.
Note that this rule does not address heavy-duty engines or test
requirements with respect to fuel and ambient temperature conditions.
These aspects of the FTP were explicitly excluded from consideration in
this rule, as discussed in the proposed rule and its support documents.
The Agency did not receive any comments on these issues.
III. Statutory Authority
The promulgation of these regulations is authorized by sections
202, 206, 208, and 301 of the Clean Air Act (CAA or the Act) as amended
by the Clean Air Act Amendments of 1990 (42 U.S.C. 7521, 7525, 7542,
and 7601). Section 206(h) of the Act requires EPA to ``review and
revise as necessary * * * the testing of motor vehicles and motor
vehicle engines to insure that vehicles are tested under circumstances
which reflect the actual current driving conditions under which motor
vehicles are used, including conditions relating to fuel, temperature,
acceleration, and altitude.'' Congress mandated that EPA exercise its
authority under section 206(a) of the Act, giving broad authority to
determine appropriate test procedures, consistent with the broad
direction of section 206(h), to determine appropriate changes to
reflect real world conditions.
Although the text of the statute and the legislative history do not
provide explicit criteria or intent for this review, EPA believes the
primary concern of Congress is having test procedures for motor
vehicles and motor vehicle engines reflect in-use conditions in order
to obtain better in-use emission control. This flows from the basic
purpose of test procedures--to measure compliance with the emission
standards--and from standards designed to obtain in-use emission
reductions. Therefore, EPA made this the primary concern and objective.
IV. Public Participation
A number of interested parties commented on EPA's February 7, 1995
NPRM. The comments include written submittals to the rulemaking docket
and those presented at the April 19 and 20, 1995 public hearing held in
Ann Arbor, Michigan. The Agency has fully considered these comments in
developing today's final rule.
The following section presents a brief synopsis of the comments
received on the NPRM and the EPA responses to those comments. A
separate and more detailed Response to Comments has been prepared and
is available in the public docket and electronically (as described in
SUPPLEMENTARY INFORMATION) for review. The interested reader is
referred to that document for a more complete discussion of the
comments and EPA's response, including some of the comments which,
though evaluated in the Response to Comments, are not presented here.
Issues that are discussed only in the Response to Comments include:
--Adjustments for LDTs over 6000 lbs GVWR and for low performance
vehicles
--General Criteria for setting US06 standards
--Determination of LDT2/LDT3/LDT4 and full-useful life standards
--Two-second timer requirement on high performance vehicles
--Equivalent test weight for electric dynamometers
--Road-load determination
--Dynamometer coefficient adjustments for ambient temperature
--Equivalent test weight cap
--Defeat device policy
--US06 shift schedules for manual transmission vehicles
A. Legal Requirements
1. Impact on Stringency of Tier 1 Emission Standard and Consistency
with Section 202(b)(1)(C)
Summary of Proposal. In the Proposal, EPA noted that the proposed
regulations were authorized by sections 202, 206, 208, and 301 of the
Act, including section 206(h), which requires EPA to:
``* * * review and revise as necessary the regulations under
subsection (a) and (b) of this section regarding the testing of
motor vehicles and motor vehicle engines to insure that vehicles are
tested under circumstances which reflect the actual current driving
conditions under which motor vehicles are used, including conditions
relating to fuel, temperature, acceleration, and altitude.''
The Support Document to the Proposal noted that section 206(h) is
silent on the impact that test procedure changes should have on
emission standards, and does not limit or restrict EPA's authority to
establish emission standards. The Support Document also noted that the
proposed emission standards for the supplemental portion of the FTP do
not violate section 202(b)(1)(C)'s prohibition on modification of the
numerical emission standards specified in 202 (g) and (h) (i.e. the
Tier 1 exhaust standards) prior to MY2004, as the standards proposed
were new standards that were in addition to, not alternative to, the
existing Tier 1 standards.
Finally, the Support Document noted that section 202(b)(1)(C)
restricts EPA's ability to relax the Tier 1 numerical emission
standards in order to account for changes in test procedure. EPA has
dual requirements to revise the test procedures used to measure
compliance with Tier 1 and to not revise the Tier 1 numerical standards
prior to MY2004.
Summary of Comments. AAMA/AIAM argued that the EPA's proposal would
effectively increase the stringency of the existing emission standards
and that the 1990 amendments to the CAA do not give the EPA such
authority. It is their
[[Page 54858]]
contention that the authority granted under section 202(a) of the act
is expressly limited by 202 (b) and (g). They also reasoned that the
Agency may propose an SFTP and supplemental standards that may require
recalibration or adjustments, but cannot require such standards or
procedures which require the installation of additional equipment or
substantial alterations to existing vehicles.
AAMA/AIAM claimed that the authority granted in section 206(h) must
be consistent with other provisions in the Act, i.e., EPA may not
increase the stringency of the Tier I standards. AAMA/AIAM averred that
section 206(h) did not provide the Agency with any new authority to
revise the emission standards either directly or indirectly through
revisions to the FTP. They also presented a related argument that
section 206(h) does not provide the agency additional discretion to
revise the Tier I standards. While not specifying how the Agency should
revise the test procedures, the AAMA/AIAM suggested that Congress
expected the Agency to exercise its 206(a) authority, as directed in
206(h) within the limits of 202(a) and 202(b)(1)(C).
Two other commenters, Volvo and Manufacturers of Emission Controls
Association (MECA), also stated that the revised test procedures should
not effectively increase the stringency of the current Tier 1 standards
or future standards.
By contrast, both National Resources Defense Council (NRDC) and
Northeast States for Co-ordinated Air Use Management (NESCAUM) quoted
section 206(h) and interpreted the section as indicating that Congress
was concerned with a large gap between the real world emissions and
emissions measured during the existing test procedure. NRDC and NESCAUM
believe that Congress wanted the EPA to revise the test procedure to be
representative of actual driving conditions. The comments note that
Congress explicitly prohibit EPA from revising the Tier 1 standards
prior to 2004.
The comments stated, in the context of EPA's supplemental
standards, that Congress did not indicate that the EPA was to develop
any new emission standards. Both commenters went on to cite section
202(b)(1)(c) as evidence that Congress ``unequivocally prohibited EPA
from modifying those numerical standards.''
Both NRDC and NESCAUM expressed their dismay that the EPA was
proposing supplemental procedures while leaving essentially unchanged
the current FTP. Both commenters also believed that the emission
standards associated with the supplemental tests were more lenient than
existing standards for the FTP, and thus, the EPA's proposal was
inconsistent with Congressional intent.
Response to Comments. EPA reaffirms that its actions under section
206(h) and 202(a) to strengthen the test procedure and adopt related
standards are not prohibited by section 202(b)(1)(C). EPA disagrees
with the comments of AAMA/AIAM regarding their claims that section
202(b)(1)(C) limits EPA actions under section 206(h). On the contrary,
the requirements of section 206(h) and 202(b)(1)(C) are separate
requirements that create two different duties for EPA. EPA's actions
under section 206(h), strengthening the test procedure, are not
prohibited by section 202(b)(1)(C).
The provisions of section 206(h) and sections 202(g) and (b)(1)(C)
are designed to address two different concerns of Congress. The
legislative history shows that Congress' intent in adding section
206(h) was for EPA to increase the scope of the test to make it more
representative, as well as to increase the overall in-use emissions
control resulting from the test.
Congress added section 202(b)(1)(C) to keep the new Tier 1
``numerical emission standards'' stable. However, Congress specifically
restricted the language of section 202(b)(1)(C) to refer only to
``numerical emission standards.'' Thus, it is clear on the face of the
statute that the language of section 202(b)(1)(C) does not apply to
revisions of the test procedure. Congress could have included language
that prevented EPA from revising its regulations in any way to make the
Tier 1 standards more stringent. Congress also could have limited the
scope of section 206(h) by stating that any actions revising the test
procedure would have to be accompanied by a revision of the numerical
emission standards to account for changes in the stringency of the
standards resulting from such test revisions.
Congress made absolutely clear that EPA was to revise its test
procedure to make it more representative and EPA was not to revise the
numerical Tier 1 exhaust standards prior to MY2004. It is AAMA/AIAM who
wish to avoid the clear intent of Congress by requesting that EPA
either not revise its test procedures as Congress required or that EPA
revise the Tier 1 standards prior to MY2004, which Congress clearly
forbid.
Regarding AAMA/AIAM's claim that section 206(h) is limited to test
revisions that require only ``minimal'' changes to vehicles (``minimal
changes'' could include recalibration of existing emission control
equipment, but could not require installation of additional equipment
or substantial alteration of existing vehicles), absolutely nothing in
section 206 or 202 indicates any such limitation on EPA's authority
under section 206.
Finally, EPA has not failed to recognize that there is an
interconnection between numerical emission standards and the procedures
that test for compliance with such standards. EPA is merely noting that
the prohibitions in section 202(b)(1)(C) are directed specifically
towards the former, not the latter, and that section 206(h)'s mandate
specifically requires that EPA revise the latter to ensure that the
test for compliance with such standards, including the Tier 1
standards, are consistent with the actual conditions under which the
vehicles are used.
Regarding the comments of NRDC and NESCAUM, EPA agrees that
Congress specifically intended that the Tier 1 standards not be revised
prior to 2004. Moreover, EPA agrees that Congress was worried about the
gap between emissions as measured by the FTP and real world emissions
and that Congress intended EPA to revise the test procedure to
eliminate that gap. However, EPA does not agree that Congress intended
to prevent EPA from promulgating supplemental standards in order to
effectuate the requirements of section 206(h). Congress provided no
prohibition on EPA promulgating supplemental standards under section
202(a). In fact, EPA has clear authority to promulgate such standards
and was given broad authority by Congress to revise appropriate
regulations under section 206(h). Moreover, section 202(b)(1)(C) merely
prevents EPA from changing the specific standards of sections 202 (g)
and (h). It does not prevent EPA from promulgating supplementary
standards relevant to procedures that were not in existence and
emissions that were not regulated prior to the promulgation of these
regulations. The standards promulgated today are in addition to, not
instead of, Tier 1 standards. In the long term EPA believes it makes
sense to consolidate all the test requirements into a revised FTP
because replacing the FTP would simplify the test procedure.
Nevertheless, to avoid jeopardizing work on more stringent emission
standards and to avoid delaying implementation of this rule, EPA
believes it is better to incorporate consolidation of the FTP with
future consideration of tighter federal standards.
[[Page 54859]]
2. High altitude
Summary of Proposal. The Agency did not propose to supplement by
further regulation the altitude testing flexibility in current law. EPA
stated that it believed any emission controls required for aggressive
driving would also be effective during high altitude driving. However,
the EPA reaffirmed its authority to perform vehicle testing at any
altitude.
Summary of Comments. AAMA/AIAM, Ford and Suzuki comments were
against high altitude testing on the SFTP. They noted that EPA did not
consider the issue of high altitude compliance in the NPRM and that EPA
had no basis or technical support for requiring an SFTP standard at all
altitudes. They also commented that significant redesign to all
vehicles would be necessary to comply at high altitude. AAMA/AIAM also
argued that the clause in section 206(h) only requires EPA to review
and revise the test procedures ``as necessary'' and does not require
that the new requirements apply at all altitudes. Finally, AAMA/AIAM
commented that the Agency had not complied with section 202(a) (1) and
(2), given the absence of data for high altitude.
Response to Comments. The Agency acknowledges comments that EPA did
not have any data on the SFTP requirements at high altitude. The EPA
reviewed the data submitted by AAMA/AIAM and member companies on
vehicles tested at high altitude. The data clearly show the dramatic
impact high altitude has on wide-open throttle (WOT) time during the
aggressive driving cycle. As discussed in the context of the CO
standard, EPA has concluded that control of WOT emissions should be
limited to 2 to 4 seconds due to the durability impact of elevated
engine and catalyst temperatures. Testing at high altitude would go
well beyond the level of WOT control which EPA feels is appropriate. In
addition, the lower performance levels at high altitude may affect
driving behavior. As the Agency does not have any data on driving
behavior at high-altitude, it is not known whether or not the US06
cycle is representative of high-altitude driving.
For all elements of the SFTP, the emission control attained by
compliance at low altitude would also be achieved at high altitudes.
Given that low-altitude emission control will also be effective at high
altitude and the lack of data on driving behavior and emissions at high
altitude, the EPA will not extend the SFTP requirements to high
altitude testing at this time.
3. Motor Vehicle Information and Cost Savings Act
Summary of Proposal. The EPA did not explicitly discuss fuel
economy impacts in the NPRM.
Summary of Comments. AAMA/AIAM commented that the EPA did not
address the issue of fuel economy decreases in the proposal. The
comments requested that EPA issue fuel economy test procedure
adjustments as soon as possible and to work with NHTSA to assure
similar adjustments for light-duty trucks. AAMA/AIAM argued that the
Motor Vehicle and Information Cost Savings Act required the EPA to give
adjustments for measuring fuel economy whenever it modified the test
procedures for measuring fuel economy.
AAMA/AIAM also commented on the timing of the test procedure
adjustments. Citing the Preamble to the CAFE adjustment rule published
as 50 Fed. Reg. 27183 (1985), they stated that the EPA must make test
procedure adjustments at the same time that it promulgates the final
regulations on the FTP changes. AAMA/AIAM concluded that, to comply
with its legal obligations, the EPA should do the following: delay
finalizing proposed rule until fuel economy test procedure adjustments
are developed, issue a notice of proposed rulemaking on the final test
procedures with sufficient information so the EPA and industry can
carry out a comprehensive test program, and issue final changes to the
test procedures at the same time as the fuel economy test procedure
adjustments.
Response to Comments. EPA agrees that, to the extent changes in the
portion of FTP also used to measure fuel economy have an effect on the
fuel economy test that is run in conjunction with the FTP, then EPA
must issue adjustment factors to ensure comparability with the fuel
economy test procedures used in 1975. EPA will promulgate any
adjustments to the fuel economy calculations through notice and comment
rulemaking. EPA will address the substantive issues raised by AAMA in
that rulemaking.
Regarding the timing of promulgation of the FTP revisions and the
rulemaking for CAFE calculation adjustments, EPA disagrees with AAMA/
AIAM's suggestion that EPA should delay promulgating final regulations
revising the FTP until it makes a final determination regarding CAFE
calculations. EPA was required by Congress to promulgate its FTP
revisions by March 15, 1992. These regulations are well overdue. EPA is
under court order to promulgate these regulations by August 15, 1996.
Therefore, EPA cannot fail to promulgate these regulations by that
date.
Nor does EPA believe that either the Motor Vehicle and Information
Cost Savings Act or EPA's rules require that EPA delay its FTP
revisions until the rulemaking regarding CAFE calculations is complete.
The preamble language in the 1985 rulemaking cited by AAMA/AIAM
expresses EPA's intentions, the actual rules do not require the result
sought by AAMA/AIAM. In any case, this preamble language cannot control
the timing of rulemaking that is mandated by more recent statutory
obligations. Moreover, given the changes that have occurred as a result
of comment on the proposal to revise the FTP, the calculations and
procedures necessary to begin a rulemaking to determine CAFE
adjustments resulting from today's rule could not easily have been
initiated until its final regulations were relatively certain. EPA
does, however, recognize the manufacturers' need for sufficient
leadtime once the Agency makes a final determination of CAFE
calculation adjustments, if any. Thus, for only Part 600 fuel economy
testing for phase-in years 2000 and 2001, the manufacturers may use the
pre-existing dynamometer requirements for their entire fleet.
EPA notes that these final regulations delay implementation of the
FTP revisions until MY2000. EPA also notes that the July 1, 1985
rulemaking cited by AAMA/AIAM instituted retroactive changes to the
CAFE calculations for all manufacturers.
B. SFTP--General
1. Margin for Variability (Headroom)
Summary of Proposal. To account for various sources of vehicle and
test variability, vehicles are designed to meet emissions targets below
the standard. The NPRM proposed a composite standard that would
preserve the FTP cold start/hot stabilized driving mix, such that the
current FTP compliance headroom would be implicitly preserved. The
proposal stated that if data were submitted to help establish
appropriate in-use margins, EPA would reevaluate this compliance
structure.
Summary of Comments. No comments were received that disagreed with
the NPRM proposal to use the same headroom factor for off-cycle
standards as has been used historically for the
[[Page 54860]]
FTP.6 AAMA/AIAM presented substantial amounts of in-use data on
FTP emissions that support an historical headroom factor of two. The
data also indicate that hot, stabilized emissions from bags two and
three of the FTP are more variable than bag one.
---------------------------------------------------------------------------
\6\ ``Compliance Margin/Headroom, Compliance Standards vs. In-
Use Emissions,'' Attachment V to a letter from Gerald A. Esper,
AAMA, and Gregory J. Dana, AIAM, to U.S. EPA, January 30, 1995.
Available in the public docket for review.
---------------------------------------------------------------------------
Mercedes-Benz commented that if the EPA were to promulgate SFTP
standards for diesel vehicles, that they be diesel-only NMHC+NOx
standards with sufficient headroom. They did not elaborate as to what
they considered sufficient headroom.
Response to Comments. Headroom is necessary to account for
variability in emissions due to normal production tolerances, variation
between prototype and production parts, test-to-test variability, and
variability in lab correlation. Not only does historical data indicate
that manufacturers currently use a headroom factor of two for the FTP,
but the new cycles being promulgated are hot, stabilized tests and,
thus, may share the higher variability of the bag two and bag three
emissions from the FTP. Based upon these factors, EPA concurs with
AAMA/AIAM's assessment that a headroom factor of two is appropriate for
the SFTP.
In examining the most recent diesel LDV certification data, it
became apparent that the historical headroom factor of two for gasoline
vehicles did not apply to diesel LDV for NOx. For the diesel
LDV's, the Tier 1 NOx standard is 1.0 g/mi. Certification emission
data indicates that diesel LDV's NOx emissions average 0.82 g/mi
This results in a headroom factor of 1.22. Therefore, a headroom factor
of 1.22 will be used for setting SFTP standards for diesel LDVs and
LDT1s.
2. NMHC+NOx Standards
Summary of Proposal. The NPRM proposed separate NOx and NMHC
standards for the supplemental test requirements. The NPRM stated that
the Agency was also considering the alternative of establishing a
single standard for NMHC+NOx, instead of separate standards, and
invited comment on the cost and emission impacts of this alternative.
Summary of Comments. CARB supported setting a combined
NMHC+NOx standard for high speed/acceleration compliance on US06,
stating that they had committed to proposing the setting of an
NMHC+NOx standard for US06 in response to an October 1994 proposal
by the automotive industry. However, CARB does not believe it would be
appropriate to employ an NMHC+NOx standard for air conditioning
standards. CARB recommended setting separate standards for NMHC, CO,
and NOx emissions for A/C-on operation, because the range of
engine loads encountered with the A/C on is similar to the standard FTP
and the evidence suggests that little or no increment to current NMHC
or CO standards is necessary for A/C-on operation.
AAMA/AIAM recommended the use of NMHC+NOx standards for all of
the supplemental test requirements. All of AAMA/AIAM's standard
analyses were presented in terms of NMHC+NOx. AAMA/AIAM also
stated as a general rule that there are tradeoffs in catalyst
efficiency between NMHC/CO and NOx.
NRDC stated that a combined NMHC+NOX standard would be in
direct contradiction of the Congressionally established standards,
which set separate limits for specific pollutants, and for the same
reasons that EPA can't relax the standards, it can't combine them.
Response to Comments. EPA's analyses of the second-by-second
emission data from the US06 testing program clearly indicate that
catalyst conversion efficiency is very sensitive to air/fuel ratio.
Air/fuel shifts less than 1 percent lean of stoichiometry can cause
dramatic reductions in NOX conversion efficiency. While NMHC
conversion efficiency is not as sensitive to short air/fuel shifts as
NOX conversion efficiency, consistent operation about 1 percent
rich of stoichiometry can cause dramatic reductions in NMHC conversion
efficiency. Thus, there is only a very narrow range of air/fuel ratio
in which the catalyst will convert both NMHC and NOX at the levels
required to meet the individual design targets in this rule for NMHC
and NOX.
Unfortunately, the oxygen sensors which are used as the basis for
air/fuel control are not 100 percent accurate and normal variation
occurs in production. Thus, some production vehicles will run slightly
richer than designed and some slightly leaner due to the normal
variation. This is not a major problem for compliance with the current
FTP emission standards, as about 70 percent of the NMHC emissions over
the entire cycle are generated during the cold start, as well as about
30 percent of the NOX emissions, and cold start emissions are
largely unaffected by minor changes in air/fuel ratio. However, the
variation in air/fuel ratio is a much larger problem for both the US06
and air conditioning requirements in this rule, as they are conducted
in hot, stabilized conditions.
An NMHC+NOX standard minimizes the risk of failing the
supplemental requirements in this rulemaking simply due to production
variation in oxygen sensor output. In addition, the NMHC+NOX
standard should have no negative impact on overall in-use ozone
precursor emissions, as any substantial increase in either NMHC or
NOX must be offset by a decrease in the other to avoid failing the
standards. As there should be no negative emission impact and it allows
the manufacturers increased flexibility in meeting the standards, the
Agency is adopting NMHC+NOX standards in the Final Rule.
Adoption of NMHC+NOX standards is consistent with AAMA/AIAM's
comments about the tradeoffs between NMHC/CO and NOX and their
recommendations to use NMHC+NOX standards. It is also consistent
with CARB's position on US06 standards. It is not consistent with
CARB's position on air conditioning standards. While EPA understands
CARB's reasons for not using NMHC+NOX standards for air
conditioning, EPA believes they are less important than giving
flexibility to account for production variation in air/fuel ratio. In
addition, CARB's position would make any composite of US06 and air
conditioning standards impossible, which is inconsistent with EPA's
position on composite standards (see below).
Regarding the comments of NRDC against a combined NMHC+NOX
standard, NRDC's comments were based upon the same legal basis as their
argument that EPA can't relax the standards by setting emission levels
different from the Tier 1 standards. As discussed in section I.A., EPA
does not agree that Congress intended to prevent EPA from promulgating
supplemental standards in order to effectuate the requirements of
section 206(h). Section 202(b)(1)(C) merely prevents EPA from changing
the specific standards of sections 202 (g) and (h). It does not prevent
EPA from promulgating supplementary standards relevant to procedures
that were not in existence and emissions that were not regulated prior
to the promulgation of these regulations. As the standards promulgated
today are in addition to, not instead of, Tier 1 standards, there is no
prohibition against a combined NMHC+NOX standard.
[[Page 54861]]
C. Aggressive Driving Cycle (US06) Requirements
1. Use of US06 Cycle for Aggressive Driving Standard
Summary of Proposal. The EPA proposed the US06 driving cycle and
corresponding emission standards for the control of emissions resulting
from aggressive driving. The US06 driving cycle was originally
developed with extensive coordination with CARB and the vehicle
manufacturers. The US06 driving cycle is ten minutes in duration and
has a maximum speed of 80.3 mph.
Summary of Comments. NESCAUM and MECA indicated general support for
the US06 cycle to account for the aggressive driving behavior of
today's drivers. NESCAUM did, however, express concern that the data
EPA used may not be representative of regional-scale driving, which
they felt was more heavily influenced by high speed driving and hard,
high-speed acceleration.
AAMA/AIAM and Specialty Equipment Manufacturers Association (SEMA)
raised a number of concerns about the US06 cycle. AAMA/AIAM stated that
the US06 is a very poor compliance cycle for significant NOX
reductions, because EPA designed a cycle concentrating on controlling
enrichment. AAMA/AIAM also stated that the EPA incorrectly claimed US06
represents driving done by all vehicles, claiming that it represents
only the single vehicle that generated the cycle, that most vehicle
classes aren't represented, and that the cycle is clearly not
representative for those vehicles that cannot follow it.
SEMA also commented that the US06 cycle contains non-representative
conditions. Specifically, SEMA noted concern that maximum speed on US06
was 15 mph over the legal speed limit, which only represents infrequent
and illegal activity. They also felt that EPA incorrectly implied that
the fraction of vehicle time spent outside the envelope of the LA4
speed and accelerations (13 percent) was only the higher speed and
accelerations. SEMA also had comments regarding their power statistics
that are addressed in the Response to Comments document.
Response to Comments. EPA is finalizing the US06 driving cycle as
proposed. The agency believes that, as a control cycle, the US06
adequately represents the range of in-use operation and provides for
the necessary emission control of such operation.
In developing the US06, the EPA sought to create a cycle that was
comprised of segments of in-use driving and would control emissions
under driving conditions not represented by the FTP. The US06 cycle is
made up of portions of EPA's inventory cycle (REP05) and the California
Air Resources cycle ARB02, and is representative of driving behavior
outside of the traditional FTP for most vehicles. EPA agrees that the
US06 cycle, unadjusted, is not appropriate for all vehicles classes;
EPA therefore proposed and is finalizing cycle adjustments for certain
cases, as summarized in the Summary of Proposal, above, and discussed
in the Response to Comments.
The Agency disagrees with AAMA/AIAM's comment that a cycle segment
can only represent the vehicle that generated the segment in use. The
underlying cycle generation methodology used by the EPA selected
representative segments of actual in-use driving data from a very large
database to match the distribution of in-use speeds and accelerations.
Thus, the segments were selected as the best representation of the
entire data set.
The EPA also disagrees with AAMA/AIAM's comment that the US06 is a
poor NOx control cycle. The US06 cycle was not designed for
control of enrichment but, rather, to control emissions during high
load and high speed operation. It should also be noted that the
relationship between US06 and REP05 emissions, with and without
enrichment, is more stable for NOx than for either NMHC or CO.
This indicates that US06 does a good job of correlating with the
NOx emission levels on REP05, the high speed/acceleration emission
inventory cycle.
EPA disagrees with SEMA's characterization that EPA included
outliers in the in-use driving behavior database. First, the raw
driving behavior data went through a quality control process to remove
any suspect data before inclusion into the final database. Second, the
Baltimore/Spokane database contains nearly 7 million seconds of driving
behavior data, and thus one-tenth of one percent represents nearly 7000
seconds of real in-use driving behavior. As with any dataset, the data
will be distributed across a range of values. It is not appropriate to
assume that data in the tails of the distribution should be treated as
outliers, especially when working with a dataset as large as the in-use
driving behavior dataset.
The Agency believes that it is appropriate to include speeds above
65 mph, since EPA believes it was Congress' intent for EPA to
characterize actual current driving conditions, without constraining
the characterization to behavior within the legal speed limits.
2. US06 CO Standards and Durability Impact Considerations
Summary of Proposal. The implicit US06 CO standard proposed by EPA
in the NPRM for Tier I LDV and LDT1 vehicles was 3.4 g/mi. Due to the
extremely high CO emissions emitted during commanded enrichment, the
3.4 g/mi CO standard proposed in the NPRM would have completely
eliminated commanded enrichment over the US06 cycle. Comments were
specifically requested on the need to allow some commanded enrichment
events during the US06 cycle to avoid elevated catalyst temperature
levels from in-use operation that would lead to catalyst deterioration.
Summary of Comments. AAMA/AIAM had a number of comments on the
potential impacts of the proposed rules on catalyst durability. They
commented that, first, EPA's proposed standards seek to eliminate all
enrichment without regard for impact on durability. Second, EPA glossed
over the impact of completely eliminating commanded enrichment on
increasing catalyst temperature, since in-use catalyst temperatures can
easily exceed those experienced over the US06 cycle if in-use WOT
events are preceded by higher loads or the WOT events occur at higher
speeds. Third, catalyst deterioration is not on-off; a long period of
time at 850 deg.C can produce the same deterioration as a short period
of time at 900 deg.C. Fourth, the catalyst temperature data used in
the analyses were from Tier 0 vehicles without close-coupled catalysts.
Fifth, if it is true, as EPA stated, that extended WOT in-use driving
situations will be infrequent and not of much consequence on catalyst
temperature, then the same can be said about the need to control
emissions during these situations. CO emissions from WOT events over 2
seconds have an extremely small impact on fleet-average CO emissions
and air quality. Finally, all vehicles should be allowed to use
enrichment after two seconds of WOT. A two second limit will keep
NOx increases down and the increase in catalyst temperature to
manageable limits for Tier I vehicles.
A number of comments from individual manufacturers and from SEMA
echoed AAMA/AIAM's catalyst durability concerns. Honda stated that the
maximum catalyst temperature they could tolerate was 900 deg.C and
that the CO standard would need to be less stringent to protect
catalysts from overheating on US06. SEMA stated that EPA's imposition
of a timer and/or
[[Page 54862]]
elimination of commanded enrichment will further aggravate the tendency
for vehicles, particularly high performance vehicles, to experience
excess catalyst and engine/component temperatures. Both GM and Suzuki
stated that extended stoichiometric control results in excess
temperature in warm-up catalysts.
Ford stated that, if longer WOT times are dictated, then the CO
standard should be raised commensurately to allow commanded enrichment
to cool the catalysts.
MECA did not support concerns about catalyst durability, stating
that catalyst formations exist which are capable of withstanding
temperatures in excess of 900 deg.C.
CARB, in an April 10, 1996 memo 7, stated that they were
revising their position on the control of commanded enrichment and now
supported allowing limited amounts of commanded enrichment. CARB
recommended establishing a US06 CO standard, without a WOT enrichment
delay criterion, based on both stoichiometric non-WOT operation and
four seconds of WOT enrichment delay on lower performance vehicles.
---------------------------------------------------------------------------
\7\ Memorandum from Robert H. Cross, Assistant Chief, Mobile
Source Division, CARB, to Margo Oge, Director, Office of Mobile
Sources, EPA, ``Reference No. TF-96-008'', April 10, 1996. Available
from EPA Air Docket A-92-64.
---------------------------------------------------------------------------
Response to Comments. EPA shares the concerns expressed by most
commenters about impacts of stoichiometric control during WOT on
catalyst deterioration. EPA and CARB spent considerable time evaluating
three approaches to limit the duration of WOT stoichiometric control to
periods that would not be likely to cause catalyst deterioration (i.e.
2-4 seconds, based upon EPA analyses and manufacturer comments):
1. Dynamically adjust the load during the test whenever a
vehicle had stayed at WOT for two seconds, so that the vehicle can
continue to follow the trace without having to stay at WOT.
2. Raise the CO standard and extend the two-second timer
criteria for high-performance vehicles in the NPRM to all vehicles.
3. Raise the CO standard to a level that would allow enrichment
on most vehicles after, at most, two seconds of WOT operation and no
more than four seconds of operation on any vehicle.
Despite the small loss of CO control on higher performance
vehicles, EPA has concluded that Option 3, raising the CO standard
without a two-second design criteria, is the most appropriate choice.
Option 3 avoids the potential NOX increase associated with the
frequent load reductions that would occur during testing for Option 1,
as well as the complexity of having a secondary timer criteria and some
increased potential for catalyst degradation for Option 2. The approach
in Option 3 is also consistent with that recommended by CARB. In
addition, the CO loss associated with WOT operation on high performance
vehicles is small, as about two-thirds of enrichment CO is generated at
part-throttle in use, plus most WOT operation occurs on lower
performance vehicles.
In setting the level of the CO standard for the US06 cycle, EPA's
primary criteria was to select a CO standard that most vehicles could
meet while eliminating enrichment for no more than two seconds at WOT.
However, setting the CO standard at a high enough level to allow low
performance vehicles to meet it while eliminating commanded enrichment
for only two seconds would allow higher performance vehicles to use
enrichment at part throttle. To prevent this and to reflect the much
higher proportion of time low performance vehicles spend at WOT in use,
a secondary criteria was added to allow the CO standard to be set at a
level that would require low performance vehicles to use stoichiometric
control at WOT for up to four seconds.
Based upon these criteria, total CO emissions over the US06 cycle
were calculated from a combination of the production and stoichiometric
calibration data. The data showed that a CO design target of 4.5 g/mi
meets the primary criteria that most vehicles meet the standard with no
more than two seconds of stoichiometric control at WOT and, with the
allowance of dynamic load adjustments for the lowest performance
vehicles, would allow all vehicles to meet the standard with no more
than four seconds of stoichiometric control at WOT.
Using the ``times two'' headroom previously determined to be
appropriate for off-cycle standards, the result is a 50,000 mile US06
CO standard of 9.0 g/mi for LDV and LDT1 vehicles. While this almost
triples the CO standard proposed in the NPRM, the impact on in-use CO
emissions is proportionally far less. This is because the US06 cycle
only represents 28 percent of all in-use operation and, even within
this window, overstates the amount of extended WOT operation compared
to in-use operation. (This overstatement is intentional in order to
insure control over the range of high load acceleration events which
are associated with the extended WOT operation.) 8 Most enrichment
CO emissions are generated during part-throttle and most in-use WOT
throttle operation does not last more than two seconds in duration.
Thus, even at 9.0 g/mi, about 80 percent of CO from commanded
enrichment will be controlled.
---------------------------------------------------------------------------
\8\ A discussion on the development of the US06 can be found in
the ``Final Technical Report on Aggressive Driving Behavior for the
Revised Federal Test Procedure Notice of Proposed Rulemaking,''
available in the public docket.
---------------------------------------------------------------------------
EPA believes that US06 is the preferable method for establishing
control of emissions from non-LA4 driving behavior. The US06 covers the
range of non-LA4 driving, while targeting severe, high emission events.
Because the driving modes generating the highest emissions differed
widely across vehicles, it is very important to include a variety of
high load events representing actual aggressive driving behavior. In
addition, the US06 cycle achieves the objectives of both EPA and CARB,
thus eliminating issues or costs associated with the respective
agencies having two different control. An important CARB objective is
to make sure outer bounds of in-use aggressive driving is represented
and controlled; this is achieved with the inclusion of the ARB02 high-
speed microtrip. A second, ARB02 high-speed microtrip was rejected due
to an extended, high-speed acceleration which might result in excessive
catalyst temperatures in vehicles which are controlling commanded
enrichment. Thus, the US06 provides for control of short-duration
commanded enrichment events associated with aggressive driving. As
discussed in the feasibility section which follows, the duration of
commanded enrichment control needs to be limited due to catalyst
temperature concerns. EPA's analysis of catalyst temperature data from
the manufacturer's test program concluded that the ARB02 high-speed
microtrip used in US06 provides for a reasonable duration of control.
The amount of CO control inherent in the CO standard is illustrated
by the average CO emissions generated on US06 by the Tier 1 vehicles in
the US06 phase II test program. LDV and LDT1 vehicles averaged 17.6 g/
mi with production calibrations. Compared to this baseline level,
raising the CO design target from the implicit level of 1.7 g/mi in the
NPRM to the Final Rule level of 4.5 g/mi reduces the CO benefit on the
US06 cycle from 15.9 g/mi to 13.1 g/mi, a reduction of only 18 percent.
The in-use emission impact will be less yet, as the US06 cycle
overstates the amount of WOT operation. While it may
[[Page 54863]]
seem as if raising the standard from 3.4 to 9.0 g/mi should have a
major impact on the stringency of the standard, given the severity of
the US06 cycle and the extremely high baseline emission levels,
analyses support that a standard of 9.0 g/mi will still achieve the
large majority of the potential CO emission benefits.
The CO standard needs to be at this level because of the extreme
sensitivity of CO emissions to commanded enrichment. Each second of
commanded enrichment generates 2-4 grams of CO, enough to add about
0.3-0.5 g/mi to the overall weighted US06 test results. Thus, raising
the standard from 3.4 to 9.0 g/mi, which raises the design target level
from 1.7 to 4.5 g/mi, is an allowance of only about 6-10 seconds of
enrichment on a cycle which over represents extended WOT operation.
The CO standards on US06 have been deliberately set at this level
to allow limited amounts of commanded enrichment, which is needed to
ensure excessive engine and catalyst temperatures do not occur. As CO
emissions are directly proportional to the amount of extra fuel, this
Final Rule includes a minimum air/fuel ratio requirement to ensure that
excessive amounts of enrichment and, hence, CO emissions, do not occur
during commanded enrichment. The air/fuel ratio shall not be richer
than the lean best torque, plus a tolerance of six percent of the lean
best torque fuel consumption. The six percent tolerance is included to
allow for normal variance in production torque characteristics, as well
as the impact of engine deposits on knock in use.
The CO standards for truck classes and for full-useful life
standards are calculated based upon the ratio of the FTP CO standards.
The full list of the CO standards was presented in the ``Description of
the Action'' section.
3. Performance Impacts of US06 CO Standards
Summary of Comments. In their comments AAMA/AIAM stated that they
felt EPA's proposed standards sought to eliminate all enrichment
without regard for impact on performance and in doing so EPA glossed
over the impact of completely eliminating commanded enrichment on
reducing engine power. AAMA/AIAM argued that EPA must either factor the
lost value of performance to consumers or factor in engine or drive
train modifications into it's analysis of emissions and fuel economy.
AAMA/AIAM also stated that EPA did not use proper statistical
techniques to distinguish variability from consistent trends in the WOT
time analysis used to claim minimal effects on performance, and AAMA/
AIAM alternatively proposed that a two second limit on WOT control
would keep the loss of power to manageable limits for Tier I vehicles.
Both GM and Suzuki stated that extended stoichiometric control at
WOT would result in elimination of small displacement engines.
SEMA expressed their belief that stoichiometric control at WOT
would create a safety concern for low-powered vehicles, as they could
be underpowered and thus less safe when merging onto highways or
climbing hills. SEMA also stated that the use of timers on high
performance vehicles will cause an in-use safety problem when
enrichment is invoked and extra power is suddenly introduced.
Response to Comments. EPA believes the revisions to the CO
standards render the comments on performance impact moot, for all
practical purposes. With the 9.0 g/mi CO standard, higher performance
vehicles will be able to use enrichment immediately at WOT, most
vehicles will need to delay enrichment for no more than two seconds,
and no vehicle should need to delay enrichment for more than four
seconds. As the manufacturers stated in their comments that a two
second limit on WOT control will keep the loss of power to manageable
limits for Tier 1 vehicles and proposed a method for such control that
would inherently require a three to four second timer, there should not
be a significant performance impact even on the lower performance
vehicles that would need a short period of WOT enrichment control.
EPA disagrees with SEMA's statements about potential safety
concerns on low-powered vehicles and the use of timers on high-
performance vehicles. Even if enrichment were eliminated for extended
periods of time, the performance reduction would be very small (3-5
percent) compared to the range of performance levels that already exist
in the vehicle fleet (which differ by a factor of 2-3). Similar logic
applies to the use of timers on high performance vehicles. The
introduction of enrichment after a period of stoichiometric operation
causes an increase in the power output of the engine of no more than
five percent. This impact is quite small compared to the engine output
increase as the engine increases in RPM from second to second and to
the sudden increase in power delivered by a turbocharger, which can be
in the range of a 50 percent power boost.
4. US06 NMHC+NOX Standard
Summary of Proposal. The NPRM proposed to hold US06 NOX
emissions to overall FTP emission levels and NMHC emissions to FTP bag
2 emission levels. For Tier I LDV and LDT1 vehicles, the FTP NOX
standard is 0.4 g/mi. While no standards exist for FTP bag 2 emissions,
the average FTP bag 2 emissions for Tier I LDV and LDT1 vehicles would
correspond to an NMHC standard of roughly 0.05 g/mi. Thus, the NPRM
implicitly proposed an US06 NMHC+NOX standard of about 0.45 g/mi
for LDV and LDT1 vehicles.
Summary of Comments. AAMA/AIAM submitted a proposal to set US06
standards by averaging all the Tier I LDV and LDT1 US06 stoichiometric
test results, multiplied by a factor of two to provide necessary
headroom. Based upon this methodology, they proposed US06 standards of
1.1 g/mi NMHC+NOX. AAMA/AIAM also stated that this emission level,
with appropriate load adjustments, should be feasible with only
recalibration for most vehicles.
AAMA/AIAM also submitted a number of comments questioning the data
analysis done by EPA to develop proposed NOX standards, and stated
that recalibration alone would be insufficient to meet EPA's proposed
standards and larger catalysts would be required.
Ford also commented that EPA's proposed standards could not be met
with only calibration changes and stated that catalyst systems would
have to be redesigned, including catalyst volume, precious metal
loading, and catalyst placement. Ford also expressed concern that
increasing EGR flow to reduce NOX over the US06 cycle could have
negative impacts on driveability, HC emissions, and fuel economy.
Response to Comments. Comments and new data provided by AAMA/AIAM
convinced EPA to revise the US06 standards based on new data for Tier 1
vehicles.
EPA expended considerable effort examining the impact of a wide
variety of factors on US06 NMHC+NOX emissions, including vehicle
and engine size, vehicle weight, performance, catalyst loadings and
size, exhaust flow, and eight different air/fuel parameters. The only
factor identified with a consistent, significant impact on US06
emissions was the bias of the air/fuel ratio (i.e., whether the vehicle
exhibited significant lean or rich bias during US06 operation). Of the
29 LDV, LDT1, and LDT2 Tier 1 vehicles tested over the US06 cycle, 14
were identified as having no significant air/fuel bias. Ten
[[Page 54864]]
vehicles were identified with a lean-bias to their air/fuel calibration
or with a shift in the air/fuel calibration from the production to
stoichiometric calibration; these vehicles generated NOX emissions
two to four times higher than the unbiased vehicles. The remaining five
vehicles with a rich bias all had significant increases in NMHC and CO
emissions, with erratic NOX impacts (i.e. some had relatively low
NOX emissions, but two had high NOX emissions).
The 14 vehicles with unbiased air/fuel calibrations covered a wide
range of manufacturers, size, weight, performance, and catalyst
loadings and size. Substantial work on identifying additional factors
causing differences in emissions and catalyst conversion efficiency
between these 14 vehicles again failed to reveal any other significant
influences. Given the lack of additional factors identified and the
reasonable representation of the whole fleet by the vehicles having
unbiased air/fuel calibrations, EPA established Tier 1 US06
NMHC+NOX design targets based on the simple average of the
vehicles identified as having unbiased air/fuel calibrations. The
intermediate useful life NMHC+NOX design target was calculated to
be 0.29 g/mi for LDVs and LDT1s.
The Agency believes that the great majority of vehicles can meet
the design target level simply with better attention to proper air/fuel
calibration. This conclusion is supported by the following factors:
1. Each vehicle identified as having a lean-bias or an erratic
stoichiometric calibration had NMHC+NOX levels over twice the
design target. The Agency believes that better air/fuel calibration
will reduce the emissions from all of the vehicles with lean-bias
and erratic calibrations to the level of the vehicles with good
calibrations.
2. The conclusion from the preceding paragraph is supported by
the emissions from the LDT1 and LDT2 trucks. All five of the LDT1s
tested had unbiased air/fuel control; four of the five meet the
design level even with the unoptimized stoichiometric calibrations
used for the test program. For the LDT2s, four of the six vehicles
tested had unbiased air/fuel control; all four of these vehicles
plus one vehicle with a rich air/fuel bias meet or come very close
to meeting the design target with the unoptimized stoichiometric
calibration used for the test program. While the stoichiometric
emissions were higher on the sixth vehicle, with the production
calibration this vehicle produced NMHC+NOX emissions right at
the design target level. Thus, it appears likely that all six of the
LDT2s can meet the design target level with little, if any,
modification. As these trucks constitute an extremely broad range of
weight, performance, and engine size, the Agency believes that LDVs
would be able to duplicate the emission performance of the trucks,
given similar air/fuel calibration strategies.
3. The US06 NOX design target is about 75 percent above the
current NOX emission level from hot, stabilized driving over
the FTP driving cycles. As engine-out NOX emissions are also
about 75 percent higher on the US06 compared to the FTP, the US06
design target can be met by maintaining the same NOX conversion
efficiency on US06 as the vehicle achieves during hot, stabilized
FTP operation. Analyses conducted by EPA indicate that equivalent
NOX conversion efficiency is a reasonable assumption.
While NMHC+NOX standards were not promulgated for US06
separately, a US06 standard level of 0.58 g/mi for LDVs and LDT1s (the
0.29 g/mi design target multiplied by the headroom factor of two) was
used in the calculation of the NMHC+NOX composite standards
presented in the ``Description of the Action'' section, above. Further
description of how the composite standards were calculated can be found
in the ``Composite Standard'' section, below.
D. Intermediate Soak
Summary of Proposal. The Agency proposed to control tailpipe
emissions following soaks of intermediate duration (between 10 minutes
and 3 hours) by requiring that emissions on the SC01 cycle following a
60 minute soak not be greater than emissions over Bag 3 of the FTP. The
NPRM also stated that the decision to finalize the intermediate soak
requirement would be contingent on the cost effectiveness of the
requirement for vehicles complying with LEV and lower standards. The
Agency surmised that increased thermal insulation around the catalytic
substrate(s) would be used to meet this requirement.
Summary of Comments. All comments received from auto manufacturers
and manufacturer organizations, including AAMA/AIAM, GM, Honda, and
Land Rover, objected to the intermediate soak requirement on the basis
of the cost not justifying the benefits. These arguments were centered
on four major points: (1) The emissions benefit would be significantly
reduced as more advanced cold start technologies are implemented to
comply with lower emission standards, (2) the cost of implementing
EPA's primary control strategy, catalyst insulation, would be
prohibitive from an exhaust system packaging standpoint, (3) the use of
catalyst insulation would increase the thermal severity of the catalyst
environment, bringing greater risk of catalyst deterioration over the
life of the vehicle, and (4) the test facility implications of adding
an intermediate soak procedure would be significant.
Comments that supported the inclusion of the intermediate soak
requirement were submitted by the NESCAUM, the National Renewable
Energy Laboratory (NREL), and the MECA. NESCAUM and MECA supported the
intermediate soak requirement in the context of making the test
procedure representative of in-use driving per the intent of the Clean
Air Act Amendments of 1990. NREL recommended that the intermediate soak
period be extended to at least 2 hours to provide an improved
representation of in-use soak periods, with waivers available for
catalyst technology that is demonstrated to remain at high temperature
during such soaks. Comments supplied by NREL and MECA also provided
information on technology under development that would mitigate
intermediate soak emissions.
Response to Comments. Controlling intermediate soak emissions would
require hardware changes to keep the catalyst warm longer or to heat it
up faster. Possible techniques include catalyst insulation and catalyst
preheaters, but any technique will likely result in significant
redesign and retooling investments. For example, the most inexpensive
technique, as discussed in the NPRM, is likely to be catalyst
insulation. Even this option would require redesign of the catalyst
can, possibly including new can material, and development of a thicker,
insulated, catalyst mounting material. The overall size of the catalyst
would increase due to the insulating material, possibly to the point at
which it would not fit into current space, which would require redesign
of the vehicle floorpan. Finally, the catalyst insulation would
increase internal catalyst temperatures, potentially leading to higher
catalyst deterioration.
In the analysis conducted by EPA in support of the NPRM, all of the
redesign problems were considered manageable and cost effective for
Tier 1 vehicles, provided that the high up-front redesign and tooling
costs could be amortized over at least five years of production. This
differs from US06 and air conditioning control, which can be
predominantly accomplished without hardware changes and high retooling
costs. Because of the hardware investment to meet intermediate soak
requirements and the high potential for intermediate soak requirements
to be in effect on Tier 1 vehicles for only a couple of years before
being replaced by National LEV or Tier 2 requirements, it would likely
be a waste of
[[Page 54865]]
manufacturers' resources to establish intermediate soak requirements
only for Tier 1 vehicles. Thus, one of EPA's criteria in promulgating
intermediate soak requirements was whether or not they would continue
to be cost effective for LEV-like vehicles.
Unfortunately, the feasibility of intermediate soak requirements on
Tier 2 or NLEVs is much less certain. While catalyst temperature data
indicate that the increased catalyst temperature caused by catalyst
insulation is not likely to be a problem for Tier 1 vehicles, Tier 2 or
NLEVs are likely to move catalysts closer to the engine, increasing the
temperature concerns with catalyst insulation. EPA does not have
sufficient information on the impact of catalyst insulation on the
durability of Tier 2 or NLEVs catalysts, including their higher
baseline temperatures and improved catalyst formulations, to quantify
the extent of this concern.
Moving the catalysts closer to the engine will also reduce catalyst
light-off time, potentially reducing intermediate soak emissions even
without intermediate soak standards. Using new emission data provided
by AAMA/AIAM and CARB in their comments on vehicles certified to
emission standards lower than Tier 1, EPA assessed the potential
emission benefits of the intermediate soak requirement on Tier 2 or
NLEVs. This data indicated that the benefit on LEV vehicles would be
about 60 percent of that on Tier 1 vehicles, or about 0.04 g/mi
NMHC+NOX. Under the Agency's ``best-case'' cost scenario, this
would result in a cost per ton of NMHC+NOX reduced of
approximately $3100. Taking into account some uncertainties about the
need to revise floorpans on some vehicles, possible reduced benefit of
insulation, and possibly requiring insulation on multiple catalysts,
the upper bound estimate is approximately $13,000 per ton NMHC+NOX
reduced. These estimates include an estimate of the NOX increase
resulting from A/C operation over soaks based on data from a LEV
prototype vehicle.
Although the analysis of the LEV soak data indicates that there
would continue to be some emissions benefits from controlling soak
emissions, these data also indicate that intermediate soak emissions
are being reduced as a result of the technology to be used for
complying with Tier 2 or LEV standards, which target cold start
emission reductions. The Agency believes that adding a 1 to 2 hour soak
would add little value to the FTP for the purpose of controlling
emissions. As a result of the reduced benefit on LEV-like vehicles and
uncertainties regarding cost and feasibility of control discussed
above, the Agency has decided not to finalize the intermediate soak
requirement at this time.
However, because this action is based on emission levels from a
small sample of prototype vehicles as well as current technological
restrictions, the Agency is not ruling out the possibility of
promulgating this requirement at a later time. Intermediate soak
emissions will continue to contribute somewhat to the in-use inventory
even as LEV and ULEV technologies penetrate the in-use fleet. The
Agency will monitor the performance of production LEV and ULEV vehicles
over intermediate soaks to verify the conclusions from the prototype
analysis. At the same time, the Agency will encourage the development
of technologies that will allow for the control of intermediate soak
emissions in a manner that is cost effective and not detrimental to the
emission control system.
E. Air Conditioning
1. Test Cycle
Summary of the Proposal. The proposed SFTP included an air
conditioning simulation to be performed during the hot stabilized 866
cycle and the start control cycle (SC01). The standards implicitly
assumed that emissions over the SC01 cycle could be held to the same
level as emissions over the 505 cycle used for Bag 3 of the FTP.
Comments were specifically solicited on the possibility of
substituting the 505 component of the LA4 (The LA4 consists of a 505
cycle followed by an 866 cycle) for SC01 and on whether full air
conditioning simulation should be added to the US06 cycle. The Agency
also stated that it believes it may be appropriate to return to the
issue of cold start testing with air conditioning operation with
respect to future technologies and future test procedures and emission
standards; comments were also solicited on this issue.
Summary of Comments. NESCAUM, MECA, and CARB all supported the need
to account for air conditioning load over the cycles proposed. NESCAUM
and CARB also supported testing with actual air conditioning load over
cold start conditions (bag 1 of the FTP). MECA and CARB stated that air
conditioning load should also be accounted for during aggressive diving
(US06).
AAMA/AIAM stated that EPA has not demonstrated the feasibility of
its proposed standards for operation over the SC01 cycle. They were
especially critical of EPA's conclusion that the difference in
emissions between SC01 and the 505 were due to microtransient emission
response, which could be controlled with sequential multi-point fuel
injection and better calibrations. AAMA/AIAM stated that the data did
not justify using SC01 and recommended that the air conditioning test
procedure consist of the hot LA4 without a soak. AAMA/AIAM also stated
that cold start emissions related to air conditioning operation are
already addressed through the FTP and can only be improved by
increasing the overall stringency of the current Tier 1 standards.
Suzuki stated that the SC01 cycle is too aggressive in general and
too severe for small engines. They recommended that EPA consider a
unique schedule or cycle adjustment for small engines, due to the
disproportional load that air conditioning places on small engines.
Response to the Comments. As discussed in the NPRM, EPA recognized
that the proposed SC01 cycle needed revisions to better reflect the in-
use speed/acceleration distribution; the revised cycle is known as
SC03. The final A/C test requirement will consist of a 10 minute soak
and the SC03 cycle. Except for the revisions to SC01, EPA did not find
the arguments presented by the commenters sufficient to make additional
modifications.
EPA is concerned about emissions from microtransient driving
behavior. Many vehicles' emissions are sensitive to driving behavior,
and data indicate that small speed variations actually occur about 50
percent more frequently than on the LA-4 driving cycle. On the other
hand, there is some merit to AAMA/AIAM's arguments that factors other
than microtransients likely impact the difference in emissions seen on
the SC01 versus the 505 driving cycles. Thus, the standards have been
adjusted for the difference in emissions between the new cycle and the
505.
As indicated in the NPRM, an error was made in the generation of
the SC01 cycle. Proper matching of the in-use driving distribution
yielded a revised cycle, called SC03. Overall, the positive kinetic
energy (PKE) from accelerations on the SC03 cycle is about halfway
between the PKE of the 505 and the SC01 cycles. EPA calculated the
likely difference in emissions between the 505 and SC03 to be 48
percent of the difference in emissions observed between SC01 and the
505.
The adjustments made in SC03 address Suzuki's comment that the SC01
was too aggressive in general, although EPA disagrees that SC01 is too
severe for small engines. While it is true that air conditioning places
a
[[Page 54866]]
disproportional load on small engines, this is merely a reflection of
what actually occurs in use. In addition, the total mass flow through a
small engine is still lower than occurs with larger engines and
vehicles; thus, small engines should be able to comply with the
standards.
The 866 cycle was dropped in the final rule because inclusion of
the 866 cycle would greatly over-represent low speed, low acceleration
driving. Emission reductions achieved on the 866 with air conditioning
operation may not result in equivalent in-use emission reductions. As
the SC03 cycle was specifically developed to match the speed and
acceleration distribution of in-use driving, less the high speed and
acceleration driving represented by US06, the SC03 offers far more
assurance that emission reduction on the cycle will proportionally
reduce in-use emissions.
While EPA agrees in principal with comments from MECA and CARB that
air conditioning load should be included in aggressive driving (US06),
EPA believes that, in practical terms, adding air conditioning load to
the US06 cycle would be largely meaningless. The US06 cycle already
pushes virtually all vehicles into WOT; inclusion of air conditioning
load would simply expand the amount of time spent at WOT and increase
the overall engine-out NOX emissions proportionally to the extra
load. This increase would wind up being incorporated into higher
emission levels, without any real impact on the control of emissions
during air conditioning operation.
EPA also agrees in principal with comments from NESCAUM and CARB
that air conditioning operation during cold starts should be accounted
for. Unfortunately, as AAMA/AIAM points out in their comments, the
primary way to control the addition to emissions during cold starts
would be to shorten catalyst light-off time. The Agency believes that
requiring control of air conditioning-related emissions on a cold start
test is inappropriate at this time because of the lead time and cost
necessary to implement new catalyst technology. The Agency intends to
revisit this issue as part of the Tier 2 standards, when the air
conditioning impact can be assessed as part of the standard setting
process.
2. Air Conditioning Simulation
Summary of the Proposal. As an alternative to using a full
environmental chamber for air conditioning testing, the Agency proposed
a simulation procedure that could be conducted in a standard test cell.
The proposed simulation included a 95 deg.F 5 deg.F test
cell ambient temperature, front-end supplemental fan cooling, driver's
window down, and vehicle climate controls settings of maximum A/C,
interior air recirculation, high interior fan, and coldest temperature.
Testing in a full environmental chamber was proposed to also be
permitted, at the manufacturer's option.
Comments were also requested on two other simulations, bench
testing and a dynamometer simulation approach proposed by the vehicle
manufacturers, dubbed ``Nissan-II.''
Summary of the Comments. NESCAUM stated that EPA should rely on the
actual operation of the air conditioner with an environmental
simulation. They also expressly requested that EPA not lower the
maximum ambient temperature. Horiba also opposed using the dynamometer
to simulate the air conditioning load, stating that it would affect the
driveability of the vehicle on the dynamometer differently from highway
driving. Horiba suggested that the air conditioning be turned on for
the test, with the windows open and an auxiliary heat source if
necessary.
CARB advocated the use of full environmental chambers for air
conditioning testing, stating that its incremental cost would be less
than $3 per test and requesting that EPA also do a cost-effectiveness
analysis of using full environmental chambers. CARB was willing to
consider options for a ``short-cut procedure if sufficient correlation
with environmental chamber data can be demonstrated.''
AAMA/AIAM stated that correlation of the proposed simulation with
the full environmental chamber results was poor and that EPA's analysis
of the correlation was misleading. AAMA/AIAM also noted cost concerns
with performing the simulation, since facilities must be capable of
handling the increased cell temperature, humidity, and air flow.
Honda stated that a full environmental chamber would not be cost
effective, considering the cost of the technology needed to comply with
the air conditioning requirement. They strongly recommended that EPA
not only address air conditioning simulation technology, but also
consider facility cost and feasibility so that all manufacturers could
conduct SFTP tests without an additional heavy burden.
Response to the Comments. As neither CARB nor vehicle manufacturers
supported the air conditioning simulation as proposed, much work has
been done since the NPRM developing other air conditioning simulations.
None of the simulations, at this relatively early stage of development,
have yet demonstrated sufficient correlation to be used as a permanent
substitute for full environmental chambers. However, there is a strong
probability that further development could yield an effective air
conditioning simulation.
Meanwhile, EPA has spent considerable effort evaluating the cost of
using full environmental chambers, as well as the incremental savings
associated with an air conditioning simulation. While EPA estimates
that using full environmental chambers for all air conditioning testing
would cost a little more than estimated by CARB, $3.05 per vehicle, the
cost is still low enough to support CARB's conclusion that using full
environmental chambers is cost-effective. However, a workable
simulation would allow a significant cost reduction to manufacturers
and consumers, which would be worthwhile so long as it did not
significantly impact the air quality benefits.
The long range solution reached by EPA is to mandate the use of
full environmental chambers, with an option for using a simulation if
correlation can be demonstrated. To encourage proper development and
use of simulations, ``acceptance criteria'' have been developed. Before
a simulation procedure may be used by a manufacturer, the manufacturers
must agree to perform spot check verifications to demonstrate that the
simulation procedure satisfactorily correlates with the full
environmental chamber for each engine/vehicle combination covered. This
consists of verifying the correlation for up to five vehicles per
manufacturer (one for small volume manufacturers) of EPA's choice at
the time of certification. Five vehicles per manufacturer are specified
to allow EPA flexibility in targeting new A/C simulations and
manufacturers with poor track records; in other cases EPA will likely
specify only two vehicles per manufacturer. Due to the large
variability in emissions from test to test and lab to lab and EPA's
desire to avoid improperly failing good simulations, the simulation
tailpipe NOX emissions must be at least 85 percent of the full
environmental chamber NOX emissions. The fuel consumption, (a good
surrogate for overall load on the engine) in the simulation must be at
least 95 percent of the fuel consumption in the full environmental
chamber. Retests and reapplication of these thresholds are also
allowed, as described in the ``Description of the Action.'' If an
engine/vehicle fails, the manufacturer must remedy the air conditioning
load imposed during the simulation or use
[[Page 54867]]
full environmental chambers for future testing. Data must also be
supplied establishing how many other engine/vehicle combinations are
similar to the failing configuration. Any future data generated on
these engine/vehicle combinations, including in-use enforcement
testing, must use the corrected procedure. If any vehicle fails to meet
the tailpipe emission standards due to a corrected air conditioning
load, all applicable vehicles are subject to an emissions recall;
however, there would be no recall liability associated with the air
conditioning load correction itself. For every engine/vehicle
combination which fails this demonstration, EPA may require the
manufacturer to verify the correlation between the simulation and the
full environmental chamber for an additional two vehicles of EPA's
choice.
The results from each manufacturers correlation demonstrations will
also be tracked over time. The manufacturer is expected to target the
simulation to at least 100 percent of the emissions from the full
environmental chamber. If, over time, the emissions from the
simulations are found to be statistically lower than the full
environmental chamber, further use of simulations by that manufacturer
will not be allowed until the causes of the offset are identified and
corrected.
While these acceptance and verification procedures should encourage
development of accurate air conditioning simulations in the long run,
applying them immediately would create a leadtime problem. No
simulations have been developed yet that can meet the criteria and
building full environmental chambers is time consuming and expensive.
To avoid significant delays in implementing the air conditioning
requirements and to allow additional time to develop simulations, EPA
is allowing the use of the AC1 or the AC2 simulations used in the ACR3
and ACC3 testing programs without verification during the three-year
phase-in period.\9\ Starting with MY2003, any simulation procedure will
be subject to the quality audit verification test program discussed
above. Testing in a full environmental chamber will be acceptable at
any time.
---------------------------------------------------------------------------
\9\ During the development of these simulations, the AC1 and AC2
methods were referred to as the Nissan-II and Toyota simulations,
respectively. See Sec. 86.162-00 of today's final regulations for
details of these simulations.
---------------------------------------------------------------------------
The long term requirement for any simulation to correlate with
actual air conditioning operation in a full environmental chamber
should satisfy the concerns expressed by NESCAUM and CARB. The
requirement to correlate with a full environmental chamber also
addresses Horiba's opposition to using the dynamometer due to
inappropriate driveability impacts, as a procedure could not pass the
correlation criteria if this effect were to occur.
3. Air Conditioning Standards
Summary of the Proposal. The NPRM proposed that vehicles maintain
existing NMHC and CO emission levels with the air conditioning turned
on. The NPRM concluded that 25 percent of the NOX increase with
the air conditioning engaged was likely to be unavoidable without
increasing the stringency of the current NOX standard, but
proposed controlling the other 75 percent. In the proposed composite
standard, the allowable 25 percent NOX emission increase was
calculated to be equivalent to an adjustment factor of 1.15 applied to
the FTP NOX standard. The NPRM specifically requested comments on
the feasibility of the proposed levels of control and the technology
implications of controlling emissions to this level.
Summary of the Comments. NRDC opposed the 15 percent ``relaxing''
of NOX standards, stating that any revised standard requires a
reduction in emissions.
CARB was generally supportive, but commented that there was no data
on vehicles that were optimized for emissions with A/C on.
AAMA/AIAM commented that the proposed standards were not based on
available test data or ``sound engineering analysis.'' Specifically,
they stated that EPA performed no technical feasibility analysis for an
A/C NOX standard. They argued that their analyses indicated that
74 percent of the NOX increase was due to an increase in engine-
out emissions that was an inherent function of the additional load
placed on the engine by the air conditioner. AAMA/AIAM did acknowledge
that it may be possible to inexpensively eliminate much or most of the
loss in NOX conversion efficiency which occurred with the air
conditioner on, which their analyses indicate was 26 percent of the
total NOX increase.
AAMA/AIAM also claimed that EPA did not adequately explain the CO
increase with A/C on and that, in assessing NOX conversion
efficiencies, EPA ignored NMHC and CO levels. They also argued that
EPA's approach of turning the air conditioning compressor off for brief
periods of time at high load points actually produces very little
emission improvement, as EPA did not add back in any additional
compressor operation during other parts of the cycle and ignored the
impacts of this additional cycling on compressor durability or
efficiency. They claimed that EPA did not assess the feasibility of
reducing engine-out NOX emissions.
Response to the Comments. There is some validity to AAMA/AIAM's
criticisms that EPA did not adequately explain the CO increases with
the air conditioning on, ignored NMHC and CO levels when assessing
NOX emissions, did not add back in additional compressor operation
to compensate for turning off the compressor at high load points, and
did not adequately assess the feasibility of reducing engine-out
NOX emissions. In addition, subsequent to the publication of the
NPRM, EPA learned that the vehicles used in the NPRM to set standards
were tested with low mileage catalysts. Consequently, EPA and the
manufacturers agreed to conduct a new test program.
Unfortunately, examination of the available data indicates that
directly setting tailpipe air conditioning standards has some
significant problems:
1. The ACR1 data was tested with low-mileage catalysts,
2. Only four LDVs were tested in the ACR3/ACC3 test programs,
three of which were Fords,
3. One of the four LDVs was identified in the US06 analysis as
having a lean air/fuel bias and generating high NOX emissions
under higher loads,
4. Another of the four LDVs had extremely high variability in
tailpipe emissions from test to test, indicating an erratic emission
control system.
Fortunately, it is reasonable to assume that catalyst conversion
efficiency should not be significantly impacted by air conditioning
operation. AAMA/AIAM comments that air conditioning emission increases
due to loss in catalyst conversion efficiency can be relatively easily
controlled support this assumption. This equivalency in conversion
efficiency means that air conditioning design targets can be set by
calculating the engine-out ratio of emissions with the air conditioning
on to air conditioning off and applying this ratio to baseline tailpipe
emissions with the air conditioning off.
Baseline hot, stabilized tailpipe emissions exist from 22 LDVs and
LDT1s in the US06 test program. As these vehicles were chosen as a
representative cross-section of the new vehicle fleet, they provide
excellent baseline tailpipe emissions. The second step in the process
is to assess what portion of the observed engine-out emission increase
is unavoidable and what portion could be reduced with appropriate
emission control. As this analysis can be done on engine-out emissions,
EPA was able to assess the
[[Page 54868]]
performance of 12 cars and trucks in the ACR1 and ACR3/ACC3 test
programs, a much larger and much more representative data set than the
four cars (two of which have suspect emission controls) available to
set tailpipe emission standards directly.
Air conditioning operation increases the overall, average load on
the engine by about 25 percent. However, this increase in load has a
disproportionate impact on NOX formation, as very little NOX
is formed at low engine loads and the amount of EGR that can be
tolerated decreases as engine speeds and loads increase beyond a
relatively low level. As discussed more fully in the RTC, EPA has
concluded that the load imposed by current air conditioning systems
results in an unavoidable 50 percent increase in engine-out NOX
emissions. This NOX increase is inherent to the additional load
placed upon the engine and how this increased load impacts the peak
combustion temperature in the engine. The conclusion of an inherent 50
percent engine-out NOX increase is supported by the average
NOX increase on the Ford vehicles of 53 percent, as the Ford
vehicles had closed-loop electronic EGR systems and the EGR flow rates
were more carefully calibrated throughout the entire speed/load range
than the other vehicles (engine-out NOX on non-Ford vehicles in
the test programs increased by an average of 67 percent with the air
conditioning on). The only way to further reduce the emission increase
is to reduce overall emissions, such as with improved catalyst
formulations, or by reducing the load placed on the engine by the air
conditioning system.
In the case of NMHC, EPA's analyses indicate that the best
conclusion is still that reached in the NPRM, that HC emissions should
not be affected by air conditioning operation.
In the NPRM, EPA attributed the increase in CO emissions with the
air conditioning on to increased periods of brief commanded enrichment
and proposed that CO emissions not increase with the air conditioner
on. This assumption was challenged by the manufacturers in their
comments, stating that CO emissions should be proportional to the
overall load. While EPA continues to believe that the additional load
imposed by the air conditioner triggers brief periods of commanded
enrichment that will not occur once vehicles have been recalibrated to
comply with the high speed and acceleration requirements, EPA also
acknowledges that the mass flow through the engine is likely to have
some impact on engine-out CO emissions. As engine-out CO emissions in
both the ACR1 and ACR3 programs increased only moderately, the average
increase in engine-out CO emissions from the ACR1 and ACR3 test
programs (i.e. 22 percent) has been incorporated into the air
conditioning CO standards.
Table 3.-- LDV/LDT1 Design Targets for Air Conditioning Over SC03
------------------------------------------------------------------------
NMHC CO NOX
------------------------------------------------------------------------
SC03 baseline (A/C off)................... 0.05 1.22 0.188
Allowable increase (in percentages)....... 0 22 50
A/C on design target...................... 0.05 1.5 0.282
------------------------------------------------------------------------
Similar to US06 standards, air conditioning standards are set by
applying a multiplicative headroom factor of two to the LDV/LDT1 design
target and by ratioing the FTP standards for other truck classes and
for full useful life to the FTP 50,000 mile standards for LDV/LDT1. A
table incorporating these calculations was presented in the
``Description of the Action'' section.
F. Final Standards and Leadtime
1. Composite Standards
Summary of Proposal. EPA proposed, in the NPRM, to retain
compliance with the existing FTP and to add to this a ``composite''
compliance calculation to bring together elements of the conventional
FTP with results from the SFTP. Cold start emissions from bag 1 of the
FTP were included in the composite to allow manufacturers to maintain
existing tradeoffs between cold start and hot, stabilized emission
control and to implicitly maintain the existing ``headroom'' used by
manufacturers to comply with FTP emission standards. The proposed SFTP
standards were the result of appropriately weighing and summing the
results from bag 1 of the FTP and the new US06, air conditioning, and
intermediate soak requirements. For total hydrocarbon (THC), non-
methane hydrocarbons (NMHC), organic material hydrocarbon equivalents
(OMHCE), organic material non-methane hydrocarbon equivalents
(OMNMHCE), and CO, the proposed standards worked out to be the same as
the standards applicable under the conventional FTP. For NOX, a
multiplicative adjustment factor of 1.15 was applied to the
conventional FTP standard to account for the emission response of
vehicles to the new A/C test conditions.
Comments were also specifically requested on three other basic
approaches; (1) stand-alone standards for each control area, (2)
combine the non-FTP areas of control into a single standard, and (3)
replace the current FTP with an entirely new FTP that reflects, as
accurately as possible, actual driving behavior. The NPRM stated that
if data were submitted that could help establish appropriate in-use
compliance margins when establishing emission standards, EPA would
reevaluate the most appropriate compliance structure and, if
appropriate, may select one of these alternatives in the final rule.
Summary of Comments. AAMA/AIAM supported the concept of a composite
standard encompassing all modes of in-use driving, providing that they
were based on cost-effective, stand-alone standards for each component
of the composite. They also expressed their belief that the NPRM
composite proposal did not satisfy this criteria, for three reasons:
(1) EPA apparently attempted to carry over the current numerical Tier 1
standards to its new composite SFTP standards, (2) EPA desired to
develop an approach to setting the composite standards which could be
automatically carried over to future FTP standards, and (3) EPA desired
to avoid the need to develop headroom estimates for certain SFTP
components. AAMA/AIAM also stated that an appropriate headroom factor
has been developed by industry, making the third point moot.
AAMA/AIAM also presented their own recommendation for a composite
standard. They agreed with EPA's proposal that cold-start emissions and
warmed-up emissions with the A/C system on should be included. They
also agreed that cold-start driving with the A/C system should not be
included in the SFTP, as it would not have any impact on cold-start
calibrations. However, they recommended that warmed-up emissions with
the A/C system off also be included to produce a composite standard
that reflects as closely as possible overall average in-use emissions
and that the US06 test results be converted to their REP05 equivalent
before applying the 28 percent weighting factor. In summary, AAMA/AIAM
recommended that the air conditioning results be weighed at 33 percent,
FTP emissions at 39 percent, and US06 emissions be converted to REP05
equivalent emission levels and weighed at 28 percent.
NESCAUM did not object to the concept of composite standards, but
they did object to the use of bag weights and standard adjustments to
reflect the proposed level of achievable emission
[[Page 54869]]
control in the NPRM. Instead, NESCAUM urged EPA to adopt an overall
scheme that best represents real-world driving, and to use any
resultant weightings for all pollutants. NRDC also supported the same
overall scheme as NESCAUM and specifically opposed the 15 percent
``relaxing'' of the NOX standards in the NPRM. NRDC stated that
any revision to the standard requires a reduction in emissions.
CARB commented that the composite standards, overall, were fair and
reasonable. However, they did ask for flexibility to allow CARB to go
to stand alone standards if it is of equal or greater stringency.
Response to Comments. The EPA adopted a modified version of AAMA/
AIAM's recommended composite methodology in the Final Rule for
NMHC+NOX emissions. The composite NMHC+NOX standard is simply
the weighted average of the FTP, air conditioning, and US06 standards,
weighted at 35 percent, 37 percent, and 28 percent, respectively. For
CO, a composite standard is optional with the composite CO standard is
set equal to the FTP CO standard.
The specific composite scheme proposed by EPA in the NPRM was
selected, in part, because it allowed for the existing headroom in the
FTP standards to be implicitly continued for the SFTP requirements. As
discussed in a previous section, data submitted by AAMA/AIAM has
allowed EPA to quantify the FTP headroom. This removes the primary
barrier from consideration of other composite schemes, as discussed in
the NPRM.
EPA did not agree with the manufacturers recommendation to convert
US06 emissions to REP05 equivalent emission levels before weighing them
in the composite calculation. Incorporating US06 emissions directly
into the level of the standard is mathematically identical, simpler,
and skips a step that could introduce inaccuracies. The other revision
EPA made to the manufacturers proposal was to incorporate revised
analyses of the portion of time air conditioner compressor operation
occurred during typical ozone exceedance days. This was calculated to
be 52 percent of total vehicle operation during typical ozone
exceedance days, which have an average ambient temperature maximum of
92 deg.F and an average relative humidity of 43 percent. As US06
constitutes 28 percent of overall miles traveled, this means that the
air conditioning results should be weighed at 37 percent of the total
(or 52 percent of the 72 percent of miles traveled left after
subtracting US06). The weight for the FTP emission results is the
remainder, or 35 percent.
FTP emissions are included in the NMHC+NOX composite
calculation to allow flexibility to obtain emission reductions at the
lowest possible cost. Adding the FTP and setting a single standard to
be met as a weighted average of all the emission requirements allows
manufacturers to simultaneously optimize hardware and calibration
across the entire set of emission requirements. This allows
manufacturers to find tradeoffs that lower the cost of compliance
without impacting the overall emission benefits.
The composite NMHC+NOX standard is simply the weighted average
of the FTP, air conditioning, and US06 standards, weighted at 35
percent, 37 percent, and 28 percent, respectively. For LDV/LDT1
vehicles with an FTP NMHC+NOX standard of 0.65 g/mi, air
conditioning of 0.67 g/mi, and US06 of 0.58 g/mi, the weighted average
is 0.64 g/mi. Given the similarity to the FTP NMHC+NOX standard of
0.65 g/mi for LDV/LDT1, EPA has chosen to set the composite level at
the FTP NMHC+NOX level. This level implicitly requires that,
compared with hot stabilized FTP emissions, the emission impacts of the
SFTP test cycles and air conditioning operation may not exceed the
incremental emissions from the cold start. For diesel LDVs and LDT1s
there are no air conditioning requirements, thus the composite
NMHC+NOX standard is the average of the FTP and US06 standards,
weighted at 72 percent and 28 percent. For diesel LDVs and LDT1s with a
FTP NMHC+NOX standard of 1.25 g/mi and US06 of 2.1 g/mi, the
weighted average is 1.48 g/mi.
Directly compositing the different emission standards was not
deemed to be appropriate for CO emissions, for two reasons. First,
unlike the NMHC+NOX standards for air conditioning and US06 which
were carefully chosen to reflect the maximum feasible emission benefits
with existing technology, some additional allowance was made in the CO
standards to minimize problems with catalyst temperatures. In addition,
due to the dominance of commanded enrichment on the US06 CO emission
levels, both the headroom factor of two and the method of determining
full useful life and LDT2/LDT3/LDT4 CO emission standards may prove to
be overstated. Thus, it may be possible for a manufacturer to stack up
these allowances in one area in order to increase CO emissions in
another area, without any offsetting in-use CO reductions in a
different area. Second, as CO emissions are heavily influenced by
commanded enrichment and the CO standards were set with some allowance
to avoid temperature problems, the individual CO standards for A/C and
US06 operation should be easily met by all vehicles simply by
eliminating commanded enrichment. Thus, there are no significant cost
tradeoffs that can be made to reduce CO emissions in one area and raise
them in another.
One way to mitigate the potential for inappropriate introduction of
enrichment with a composite CO standard is to make the composite CO
standard more stringent. While EPA does not feel it is appropriate to
require the use of a more stringent composite CO standard, the Final
Rule does allow it as an option. Consistent with the NMHC+NOX
standard, the composite CO standard is set equal to the FTP CO
standard. Such a level ensures that any enrichment allowed during air
conditioning operation or US06 by the composite standard would be
offset by real in-use CO emission reductions in other driving
conditions.
As the SFTP composite standards are set equal to the FTP standard
levels, LDT2, LDT3, LDT4, and full useful life standards are also equal
to the FTP standards. For the individual US06 and air conditioning CO
standards, LDT2, LDT3, LDT4, and full useful life standards are set as
the ratio of the FTP standards to the FTP half-life standards for LDV/
LDT1. All the resultant emission standards were presented in the
``Description of the Action'' section.
An exception must be made for engines or vehicle configurations
that are not available with air conditioning. For such vehicles, no
weight should be assigned to air conditioning emissions. To maintain
consistency with tradeoffs between US06 emissions and other operating
modes, the US06 weight for vehicles without air conditioning should
remain at 28 percent. This implicitly requires that the FTP weight for
vehicles not available with air conditioning be reset at 72 percent.
Both NESCAUM and NRDC urged EPA to adopt an overall scheme that
best represents real-world driving and to use any resultant weightings
for all pollutants. This is essentially the same as their legal
arguments that EPA should revise the existing FTP and apply the new
procedures to the Tier 1 standards. NESCAUM's and NRDC's comments in
this area were discussed and responded to in a previous section and are
not duplicated here. In addition, while NESCAUM did not object to the
concept of composite standards, they did object to the use of bag
weights and standard adjustments to reflect the proposed level of
achievable emission control in the NPRM. The composite method adopted
[[Page 54870]]
for the Final Rule is closer to NESCAUM's suggested methodology than
the composite scheme in the NPRM.
2. Proportional Standards
Summary of Proposal. The NPRM proposed that changes in the
achievable levels of control over the SFTP tests would track changes in
the underlying FTP standards and, thus, adoption of the central
proposal would have the effect of automatically reducing the composite
standards in step with any mandatory future declines in the FTP
standards.
Summary of Comments. AAMA/AIAM stated there is no technical or
legal basis for EPA's proposal that future SFTP and FTP standards (e.g.
Tier 2) be linked.
AAMA/AIAM also stated that, while temperatures with two-seconds of
WOT stoichiometric control on US06 are manageable for Tier 1 vehicles,
the two-second timer may need to be reevaluated for reduced standards
(i.e. Tier 2 or LEV).
CARB stated that the standards proposed by EPA were reasonable,
although for LEV-like vehicles the proposal to hold NMHC to FTP bag 2
levels may be too stringent and the proposal to hold NOX to
composite FTP levels may be too lenient.
Response to Comments. Based upon the technical analyses conducted
to set standards for the final rule, there is substantial evidence that
SFTP NOX emissions should be roughly proportional to FTP NOX
emissions. However, the case for NMHC is not as strong. Roughly 70
percent of NMHC emissions occur during the cold start; thus, hot,
stabilized NMHC emissions have relatively little impact on overall FTP
NMHC emissions. On the other hand, hot, stabilized NMHC emissions are
relatively small compared to hot, stabilized NOX emissions. Thus,
proportional standards may be viable for an NMHC+NOX standard.
Proportional standards do not work well for CO. CO emissions on the
US06 cycle are dominated by brief periods of commanded enrichment,
which the standard allows for engine and catalyst cooling. The need for
these periods of commanded enrichment will not change just because the
FTP CO standard changes, nor will the impact of commanded enrichment on
the amount of CO generated. Thus, a change in FTP CO emissions will
only have a minor impact on SFTP CO emissions.
Despite the strong correlation between FTP and SFTP NOX
emissions, the Agency has decided to drop the proportional standard
provision from the Final Rule for the following reasons:
1. The finding of strong correlation between FTP and SFTP
NOX emissions is based upon the use of current technology. It
is quite possible that technologies may be developed in the future
in response to the SFTP requirements that could have a different
impact on SFTP NOX emissions than on FTP NOX emissions
(for example, a more efficient air conditioning system).
2. SFTP CO standards would have to be addressed separately.
3. CARB is currently making their own assessment of appropriate
standards for LEVs and their standards will likely be used for the
National LEV program, if it is put into place. The standards that
will be finalized by CARB are currently uncertain and the level
chosen by CARB may have an impact on future development of SFTP
technology and calibration strategies.
4. Certain technical issues, such as impacts of emission
variability, may need to be revisited as the standards become more
stringent.
Based on these considerations, the Agency believes that the issue
of SFTP standards in the context of future lower FTP standards should
be revisited as part of setting Tier 2 emissions standards.
3. Leadtime and Phase-In
Summary of Proposal. The NPRM proposed that the US06 and air
conditioning requirements apply to 40 percent of each manufacturer's
combined production of LDVs and LDTs for MY1998, 80 percent in MY1999,
and 100 percent in MY2000. Small volume manufacturers would not have to
comply until MY2000. The intermediate (i.e. 60 minute) soak requirement
would be required for all vehicles starting with MY2001, including
small volume.
Comments were specifically requested (1) on the impact of this
phase-in schedule when considered with other programs and (2) providing
suggestions for other schedules which will coordinate programs more
effectively.
The improved road load simulation (including the electric
dynamometer), removal of the 5500 ETW test weight cap, and the new
criteria for allowable speed variation for FTP compliance determination
were proposed to be implemented 100 percent in MY1998.
Summary of Comments. AAMA/AIAM proposed a six-year phase-in period
to comply with the SFTP requirements. LDV/LDT1/LDT2 classes were
proposed to start with MY2000. (AAMA/AIAM subsequently sent EPA a
letter revising the recommended start date to MY2001 in response to the
delay in the court deadline for the final rule). AAMA/AIAM stated an
additional two year delay for the LDT3/LDT4 classes is needed because:
(1) Little data has been gathered on the heavier LDTs over US06 or with
A/C operation and, given their high weight, design as working trucks,
and testing at half payload, they may not behave as expected over the
new cycles; (2) these vehicles have significantly longer product life
cycles than lighter vehicles and, thus, there are fewer opportunities
to re-engineer these vehicles; and (3) this type of delay has been
applied in the past.
AAMA/AIAM also stated that EPA's proposed phase-in schedule did not
consider the need to build new facilities and to increase testing
capacity. AAMA/AIAM emphasized that the speed of the phase-in
significantly affects the total amount of engineering and testing
resources needed at any one time, as requiring a vehicle to be
redesigned to meet the standards before it was due for redesign for
other purposes imposes significant additional costs. Consequently,
AAMA/AIAM believes that a more aggressive schedule than the one they
proposed would impose unnecessary costs, including the waste of
valuable human resources, for little or no environmental gain.
Rolls-Royce commented that the removal of the 5500 ETW cap would
pose unique hardships for their company. In order to accommodate
leadtime for dynamometer replacement and to conduct new testing over
the US06, Rolls-Royce requested that EPA change the ETW cap removal
implementation for small volume manufacturers to coincide with the
small volume phase-in for the other SFTP revisions.
Other comments are summarized in the Response to Comments
(available in public docket for review).
Response to Comments. Revisions in the standards and test
procedures, based on comments and data provided in response to the
NPRM, have resulted in revisions to the proposed leadtime and phase-in.
For LDVs and LDTs under 6000 lbs GVWR, EPA will require that 40 percent
of each manufacturers fleet comply with the SFTP requirements for
MY2000, 80 percent for MY2001, and 100 percent for MY2002. The phase-in
for LDTs over 6000 lbs GVWR (LDT3 and LDT4) in the final rule follows
the same phase-in rate, but is delayed for two years. As proposed in
the NPRM, small volume manufacturers do not have to comply with the
requirements until the last year of the phase-in, or MY2002 (MY2004 for
small volume manufacturers of HLDTs).
In recognition of the comments from Rolls Royce on the leadtime for
removal of the ETW cap, the final rule clarifies that MY2002
implementation for small
[[Page 54871]]
volume manufacturers applies to all the new requirements, including
electric dynamometers and removal of the ETW cap.
It should be noted that all vehicles under 6000 lbs GVWR are
subject to the same phase-in schedule. Thus, LDVs and LDTs under 6000
lbs GVWR can be combined into a single group for determining compliance
with the yearly phase in requirements. It should also be noted that,
consistent with earlier phase-in efforts, the phase-in must be verified
with actual production figures.
For a more specific analysis of the comments and rationale for the
revisions from the proposed phase-in, please see the Response to
Comments. (available in the Public Docket for review; see ADDRESSES).
4. Diesel and Alternative Fueled Vehicles
Summary of Proposal. The NPRM stated that because very little
emission data currently exists on the emission impacts of fuels other
than gasoline over the SFTP, EPA considered exempting alternative and/
or diesel fuel vehicles from the SFTP requirements. However, the Agency
decided that such vehicles would be able to comply with SFTP
requirements and requested any information and data related to applying
the NPRM requirements to alternative and diesel fuel vehicles.
Summary of Comments. AAMA/AIAM stated that the driving surveys used
by EPA were based solely on gasoline vehicles and did not include any
alternative or diesel fuel vehicles. Therefore, AAMA/AIAM argued that
the Agency could not conclude whether alternative and diesel fuel
vehicles were operated in the same manner as gasoline vehicles, and
thus, whether the SFTP is appropriate for these types of vehicles.
AAMA/AIAM also stated that EPA did not assess the environmental
impact of alternative and diesel fuel vehicles off-cycle emissions.
They also pointed out that EPA had no US06 or air conditioning emission
data for alternative-fueled vehicles and had not provided an
engineering assessment of how alternative fuel vehicles could meet the
proposed standards. AAMA/AIAM concluded that alternative and diesel
fuel vehicles should be exempt from the SFTP, and not doing so could
potentially eliminate both vehicle types from the U.S. market.
In their comments, Mercedes-Benz stated that based on data they
provided to EPA, diesel fuel vehicles could not meet the gasoline-
generated SFTP standards. They argued that diesel fuel vehicles should
either be exempt from the SFTP or that the EPA should develop an
appropriate diesel-only NMHC+NOx standard with sufficient
headroom.
Response to Comments. a. General. EPA acknowledges that neither
alternative or diesel fuel vehicles were included in the driving
surveys. The primary goal of the driving survey was to gather data on
in-use driving characteristics on a large, representative sample of
vehicles and drivers. To meet these objectives, EPA's contractor
recruited vehicles from centralized Inspection and Maintenance (I&M)
stations. Both alternative and diesel fueled vehicles were excluded in
the I&M programs, and thus, were not eligible for the survey. However,
the EPA feels that under the conditions that the surveys were conducted
(i.e., no altitude or extreme temperature variations), there is no
reason to believe that alternative or diesel fuel vehicles would be
operated in a manner different from gasoline vehicles. EPA has received
no information to indicate that alternative or diesel fueled vehicles
are driven in a manner that would suggest different cycles. Therefore,
EPA believes that the SFTP driving cycles are appropriate for these
types of vehicles.
EPA believes that SFTP requirements should apply to alternative-
and diesel-fueled vehicles. The Agency interprets section 206(h) of the
Act to require the inclusion of all types of light-duty vehicles in the
SFTP, regardless of fuel type. In addition, the EPA has always required
diesel fuel vehicles to comply with the same or similar requirements as
gasoline vehicles and does not generally believe that diesel or
alternative fueled vehicles should be exempted from rules that apply to
gasoline-powered vehicles and trucks. However, EPA agrees with comments
from AAMA/AIAM that without any off-cycle emission data for alternative
fuel vehicles, it is impossible to determine feasibility of these
vehicles meeting the proposed SFTP standards. In addition, the
promulgation of standards for alternative fuel vehicles could
potentially hinder the expansion of alternative fuel vehicles in the
U.S. market. EPA believes that alternative fuel vehicles are, on
average, inherently cleaner than most gasoline and diesel vehicles and
encourages the continued development of alternative fuel vehicles.
Therefore, alternative fuel vehicles will be exempt from the initial
SFTP requirements. EPA plans to evaluate and test these vehicles as
part of its Tier 2 study, and if EPA finds standards to be appropriate,
EPA will promulgate such standards at that time.
In regards to diesel fueled vehicles, EPA's data are limited to
LDVs. These data limitations are due to the very small number of diesel
vehicles in production; vehicles are difficult to procure and testing
facilities are not equipped to readily test these very low volume
vehicles. The EPA does not have any data on light-duty diesel trucks,
and therefore, the EPA will exempt light-duty diesel truck classes
LDT2, LDT3, and LDT4 from the initial SFTP requirements. As discussed
below, diesel LDT1s will be required to meet the same requirements as
diesel LDVs. The EPA believes such treatment is appropriate as it is
consistent with Tier 1 standards and there are no technological reasons
to consider LDT1s separately. Further, the absence of data for LDT1s is
because no manufacturer is currently producing a diesel LDT1. The EPA
plans to evaluate and test light-duty diesel trucks in the exempted
classes as part of its Tier 2 study, and if EPA finds diesel standards
to be appropriate, EPA will promulgate such standards at that time.
b. Standards for Diesel LDVs and LDT1s. In their comments, Mercedes
supplied EPA with US06 and air-conditioning emission data for two
diesel passenger cars. After publishing the NPRM, a 1.9L diesel
Volkswagen Passat was tested at EPA to collect US06 emission data.
Although EPA has some limited SFTP emission data for diesel fuel light-
duty vehicles, there are some concerns over the Agency's ability to
promulgate standards based on this data. EPA has US06 cycle emission
data for all three models, but only has air-conditioning data for the
two Mercedes models, and that data is over the LA4 cycle (i.e., bags 1
and 2 of the FTP) rather than the SC03 cycle. EPA feels that there is
no way to relate the LA4 data to the SC03 cycle for these emissions
without being arbitrary. In addition, without any data for the
Volkswagen (which constitutes a third of the available models, and the
only low-cost diesel-equipped vehicle) there is no way for the Agency
to know whether all of the available diesel fuel LDV's could meet any
standards for air conditioning. Therefore, diesel fuel light-duty
vehicles will be exempt from the SFTP air-conditioning requirements. As
stated above, EPA will evaluate and test these vehicles as part of its
Tier 2 study, and if it's determined necessary, appropriate standards
will be promulgated.
The US06 emission data for the diesel LDV's indicate that NMHC and
CO levels are well below gasoline vehicle levels. The EPA believes that
diesel LDV's should have no trouble meeting the SFTP CO standards for
gasoline vehicles. Diesel NOX levels, however,
[[Page 54872]]
are 3-4 times higher than the gasoline vehicle levels. Diesel engines
produce higher levels of NOX emissions than gasoline engines
because diesels have much higher combustion temperatures. Diesel
engines typically have more difficulty in controlling NOX
emissions than gasoline engines because they have fewer control
strategies available and the ones that are available have not been as
effective as those available for gasoline engines. The primary NOX
control strategies for gasoline engines are reduced spark timing, EGR,
and three-way catalysts. Three-way catalysts, which are capable of
reducing NOX emissions, are not yet available for diesels. Since
diesels use compression rather than spark to ignite the air-fuel
mixture, there is no spark timing to reduce. That leaves reducing the
fuel injection timing and EGR as the main diesel NOX control
strategies. Of these two control strategies, EGR is the most effective.
In their comments, Mercedes stated that their electronically
controlled EGR system operates under a broad range of engine load
conditions, including areas outside of the FTP, and that their EGR
calibrations are optimized for all operation, including high speed and
load operation. This is a result of the fact that the German government
requires vehicles sold in Germany to meet emission requirements over
high speed and load conditions. However, even optimized, their use of
EGR is limited during high speed and load operation because of
increased particulate matter (PM) formation. Thus, there is a sensitive
PM/NOX tradeoff under high speed and load operation. EPA has no
additional technical information to refute Mercedes claims that they
have optimized the amount of EGR that can be used during high speed and
load conditions. Based on the extremely low emission results of
Mercedes and Volkswagen gasoline-powered vehicles over the US06 cycle,
and the fact that German manufacturers have had incentive and time to
develop high speed and load operation emission control strategies, EPA
sees no reason to doubt that Mercedes vehicles have been optimized for
the lowest NOX levels possible over the US06 cycle at this time.
Therefore, the EPA believes it is not currently feasible for LDV
diesels to meet the SFTP NMHC+NOX standard for gasoline vehicles.
Thus, there will be a separate and unique NMHC+NOX standard for
diesel LDV's.
Based on the Mercedes' comments, EPA feels that it is only
technically feasible for diesel-fueled LDV's to meet a NMHC+NOX
standard that is designed to be a capping standard. That is, EPA feels
that at this time, diesel LDV's are unable to reduce NOX emissions
resulting from high speed and load operation because of technological
limitations. Therefore, the standard will be set such that it caps the
amount of NOX emissions diesel LDV's will be allowed to emit over
high speed and load operation.
The methodology chosen by the Agency for developing the US06
NMHC+NOX standard for gasoline vehicles is to add the average NMHC
level with the average NOX level for well-calibrated vehicles and
multiply the result by a certification headroom factor. However,
because the diesel standard is intended to be a capping standard, the
EPA must insure that all three LDV models can meet the standard. The
Volkswagen Passat had an average US06 NOX emission level of 1.70
g/mi, which exceeds the average of all three vehicles of 1.42 g/mi.
Therefore, EPA believes that it is appropriate to use the Volkswagen
NOX emissions of 1.70 g/mi NMHC emissions for diesel vehicles are
inherently very low, and thus, are not a limiting factor in complying
with emission standards. The average NMHC emission level of 0.007 g/mi
will be added to the NOX emission level of 1.70 with the sum
multiplied by the diesel headroom factor of 1.22 to yield a US06
standard level of 2.1 g/mi. While NMHC+NOX standards were not
promulgated for US06 separately, this US06 standard level of 2.1 g/mi
for diesel LDVs/LDT1s is used in the calculation of NMHC+NOX
composite standard. The diesel LDV/LDT1 composite NMHC+NOX
standard is equal to a US06 standard level of 2.1 g/mi weighted at 28
percent added with the conventional FTP diesel standard of 1.25 g/mi
(NOX=1.0, NMHC=0.25) weighted at 72 percent, yielding a numerical
value of 1.48 g/mi. (see section IV.F.1. Composite Standards).
G. Technical and Enforcement Issues
1. Improved Dynamometers for FTP Compliance Testing
Summary of Proposal. The NPRM stated that each of the test cycles
is to be run on a system providing accurate replication of real road
load forces at the interface between drive tires and the dynamometer
over the full speed range. Furthermore, the new US06 cycle requires
significantly higher power absorption capacity, due to the higher power
requirements of this aggressive driving cycle. The NPRM proposed the
use of a large-diameter single roll dynamometer with electronic control
of power absorption to meet these requirements for both the new SFTP
and current FTP testing, but any system would be allowed that yields
equivalent or superior test results. This new requirement was proposed
to take effect for MY1998.
Summary of Comments. AAMA/AIAM supported the changeover to single-
roll electric dynamometers for certification and compliance testing
purposes. However, they presented a number of arguments in support of
their contention that the proposed implementation date of 1998 for all
FTP and SFTP testing is infeasible. Their primary concern was that
vehicle modifications would be required to maintain compliance with the
current Tier 1 emission and U.S. fuel economy standards. This concern
was based upon the average results of the ``EPA/Industry Dynamometer
Comparison Study--Nine Vehicle Fleet'' and AAMA/AIAM's contention that
EPA performed no testing or engineering analyses to demonstrate that
compliance with the applicable standards is feasible. AAMA/AIAM also
emphasized the difficulty in installing enough new electric
dynamometers to support testing of the entire fleet in MY1998.
Response to Comments. Improved dynamometers are an essential part
of US06 testing. Thus, the electric dynamometers must be phased in no
later than the US06 phase-in. EPA proposed a faster implementation of
the improved dynamometers for FTP testing purposes primarily because it
would mitigate the problem of having to maintain two different sets of
dynamometers simultaneously. While EPA does not agree with comments
that it is not feasible to implement the dynamometers early, EPA does
agree that this would increase the difficulty in installing enough new
dynamometers to support testing of the entire fleet and ensure that
modifications to the vehicle are not needed in the first model year.
Thus, phase-in of the improved dynamometers has been changed in the
final rule to coincide with the US06 phase in, beginning in MY2000.
2. Microtransient Driving Control
Summary of Proposal. The EPA proposed to remove language specifying
``minimum throttle movement'' when conducting emission tests and
replace it with ``appropriate throttle movement.'' The NPRM also
proposed a specification of allowable speed variation, DPWRSUM (for
``delta power sum,'' or the sum of the positive power changes), which
also would apply to both SFTP and FTP testing. EPA specifically asked
for comments on the proper method for
[[Page 54873]]
setting the lower DPWRSUM threshold for a valid test.
Summary of Comments. AAMA/AIAM provided an analysis of test data
which concluded that the DPWRSUM measure was technically flawed.
Further, it was AAMA/AIAM's contention that DPWRSUM criteria may impact
fuel economy and the ability to comply with Tier 1 emission standards,
and thus, that EPA must make fuel economy and emission adjustments.
AAMA/AIAM also stated EPA had failed to establish an environmental need
for DPWRSUM or perform a cost effectiveness analysis. AAMA/AIAM
concluded by recommending that EPA drop the DPWRSUM criteria.
In a May 2, 1996 meeting requested by AAMA/AIAM, additional data
was presented by Chrysler (available in the public docket for review.
See ADDRESSES). Chrysler concluded from the data that DPWRSUM does not
identify tests with inappropriate throttle movement. AAMA/AIAM also
submitted a suggested revision to the EPA's proposed regulatory
language change regarding minimal throttle movement.
CARB stated it was inappropriate to use the DPWRSUM value
associated with the nominal driving trace as the upper threshold value.
CARB recommended the upper DPWRSUM threshold be significantly greater
than nominal driving trace value and that the nominal trace value
should be at the mid-point of the allowable range. CARB supported the
proposed regulatory language change regarding minimal throttle
movement.
Response to Comments. The EPA will not finalize the DPWRSUM
criteria for several reasons. First, EPA has not been able to establish
appropriate threshold values. More importantly, based on EPA's review
of test data provided by Chrysler, DPWRSUM does not appear to
adequately identify large differences in throttle variation. However,
EPA believes it is desirable to have a quantifiable speed- or throttle-
based measure to ensure that vehicles are driven in an appropriate
manner, thus, it is EPA's intent to revisit this issue as part of the
Tier 2 Study mandated by 202(I) of The Act.
Both CARB and AAMA/AIAM's comments on the proposed language change
regarding throttle and pedal movement recognize the need to change
``minimum'' to ``appropriate.'' EPA recognizes the manufacturers'
concern that excessive throttle variation should be avoided and the
Agency will, in part, incorporate AAMA/AIAM's suggested language into
the final regulatory language. However, the EPA believes it is equally
important that appropriate throttle movement should exclude behavior
which smooths the minor speed variations found in the driving cycles.
Thus, the revised regulatory language specifies that the vehicle shall
be driven with appropriate accelerator pedal movement necessary to
achieve the speed versus time relationship prescribed by the driving
schedule and that both smoothing of speed variations and excessive
accelerator pedal perturbations are to be avoided.
3. Selective Enforcement Audit (SEA) Requirements
Summary of Proposal. Section III of the February 7, 1995 NPRM
stated that the proposed SFTP would apply to testing conducted during
certification, Selective Enforcement Audits (SEA), and in-use
enforcement (recall).
Summary of Comments. American Honda Motor Company, Inc. (Honda)
commented that the NPRM ``did not clearly indicate whether the SEA test
must be carried out according to the Supplemental FTP (SFTP).'' In
addition, Honda commented that such a requirement would cause
``significant hardship and expense'' and requested that EPA allow an
[unspecified] alternative procedure.
Response to Comments. The compliance provisions in the NPRM were
proposed as the best means of ensuring that vehicles are adequately
designed and sufficiently durable to meet the applicable standards not
only in prototype certification but in actual use.
In response to Honda's comments concerning the costs associated
with the laboratory facilities required to conduct the SFTP, EPA
assumes that manufacturers will have such laboratory capabilities in
place (either in-house or through contract) to conduct design and
certification testing. As EPA does not require that the testing of
vehicles selected for SEA be at the location at which the vehicles were
produced, selected vehicles could be shipped to any adequate in-house
or contract laboratory. With these facts in mind, EPA believes that the
incremental cost of conducting the infrequent SEA tests which EPA might
require is not significant.
4. A/C Horsepower Adjustment for FTP Testing
Summary of Proposal. The current FTP adds load as a percentage (10
percent) of the base dynamometer power absorption curve to simulate air
conditioning load. As the current 10 percent load increase will be
difficult, if not impossible, to duplicate on a large, single roll
dynamometer and it is not representative of real A/C loads, the NPRM
proposed to drop the 10 percent air conditioning load factor for the
existing FTP.
Summary of Comments. AAMA/AIAM recommended elimination of the
current A/C dynamometer power absorption unit (PAU) increase of 10
percent for City and Highway emissions testing, based upon the lack of
a defined methodology for A/C adjustment on single-roll dynamometers
during the FTP and actual testing with the A/C unit operational as part
of the SFTP. AAMA/AIAM expressed the necessity to include the impact of
elimination of the 10 percent load adjustment in the overall
determination of test procedure adjustments. AAMA/AIAM also stated
that, if EPA were to retain the current load adjustment for A/C with
the electric dynamometer over the current FTP, that the adjustment
would need to be lower than 10 percent to reflect the higher DPA values
on the electric dynamometer caused by lower tire rolling losses.
Response to Comments. EPA agrees with all of AAMA/AIAM's comments.
While it would be desirable to implement a proper representation of
average annual air conditioning load for use in FTP and fuel economy
testing, development of such a factor was not presented in the NPRM.
EPA intends to address the issue of proper A/C factors for FTP and fuel
economy testing as part of a subsequent rulemaking addressing test
procedure adjustments issues. Until then, the 10 percent dynamometer
increase for air conditioning simulation is deleted, as proposed in the
NPRM. Corporate Average Fuel Economy (CAFE) adjustments for the
temporary deletion of the 10 percent dynamometer load adjustment will
also be considered in the subsequent rulemaking on test procedure
adjustments.
H. Regulatory Impact Analysis
Summary of Proposal. In the NPRM the EPA summarized it's Regulatory
Impact Analysis (RIA) which considered the environmental and economic
impact, consumer impact, and the cost effectiveness of the proposed
requirements. The Agency's analysis demonstrated the efficacy of the
proposed requirements as part of the Federal program to reduce ozone
through the reduction of ozone precursors from motor vehicles.
Summary of Comments. The EPA received extensive comments as part of
the joint AAMA/AIAM submission. The comments presented separate
analyses on each of the three proposed control areas and commented on
all aspects of
[[Page 54874]]
the RIA. New vehicle emissions data were presented in calculating AAMA/
AIAM's estimate of the potential emission benefits. AAMA/AIAM also
provided detailed facility and testing costs, as well as vehicle
hardware costs to comply with the proposed requirements.
In their comments AAMA/AIAM raised questions regarding the need for
additional control of CO and NOX given the projections for
compliance with National Ambient Air Quality Standards (NAAQS) for CO
and the granting of NOX waivers by many non-attainment areas.
AAMA/AIAM also argued that the EPA's cost effectiveness analysis was
flawed by the inclusion of benefits received in the northeast States
comprising the Ozone Transport Region (OTR), NAAQS attainment areas,
and NOX waiver areas.
In their cost effectiveness analysis, AAMA/AIAM concluded that none
of the requirements, as proposed, were acceptable on the basis of
dollars per ton of pollutant reduced. However, AAMA/AIAM also concluded
that if the Agency were to incorporate AAMA/AIAM's standards and
procedure revisions for the aggressive driving control (US06) then they
believed that such a requirement would be cost effective, although in
this case AAMA/AIAM did not have to provide actual cost effective
estimates.
Response to Comments. EPA incorporated much of the new vehicle
emission data into revised benefit estimates. The EPA also incorporated
AAMA/AIAM's data on testing and facilities costs, although the Agency
does not believe that all of AAMA/AIAM's assumptions were appropriate
(see the RIA for a full discussion of the EPA's methodology).
The Agency believes that today's revisions to the FTP are necessary
for non-attainment areas to meet and maintain the NAAQS. The Agency
rejects AAMA/AIAM's argument that attainment areas and non-attainment
areas with NOX waivers should be excluded from the benefits
calculations. Effective NOX control must consider the issue of
NOX transport from upwind areas outside of the non-attainment
areas as well as motor vehicle migration patterns on both a micro
(commuting) and macro level (interstate travel and change in vehicle
ownership), and thus, the EPA believes the inclusion of attainment
areas is appropriate for a federal mobile source program. EPA also
believes that the petition for a NOX waiver is itself insufficient
evidence that a non-attainment area should be excluded from the
benefits calculation. The second phase of the two-phase NOX waiver
process requires the consideration of the NOX waiver's impact on a
regional scale, unlike phase I which gave preliminary waivers based
only on the local area impact. Again, EPA believes today's rule is a
necessary part of NOX control strategy which recognizes the
regional dimension of the NOX problem.
Today's final rule will be a requirement for all vehicles sold in
the United States excluding California, and as such, the EPA will
include the OTR in the benefits calculation. EPA disagrees with AAMA/
AIAM's assumption that the OTR should be excluded. The existence of
National LEV does not change EPA's authority over the OTR. Today's rule
is applicable to all vehicles in the OTR.
The final rule contains significant revisions in terms of the
standards and stringency ordinally proposed. In light of these
revisions and the additional data brought forward by AAMA/AIAM, the
Agency has revised its cost effectiveness estimates. EPA believes the
aggressive driving control and air conditioning requirements will
provide emission reductions in a cost effective manner. As previously
discussed, the Agency will not finalize the proposed intermediate soak
requirement. This decision is based on the uncertainties regarding the
costs and feasibility of controlling intermediate soak emissions, as
well as the reduced benefits from controlling these emissions at lower
emission standards such as those levels found in California's LEV
standards.
I. Cost and Benefit Estimates
Summary of Proposal. In its RIA, EPA evaluated the economic and
environmental impacts of the revisions to the FTP. The economic impacts
(costs) imposed on the equipment manufacturers included hardware for
improved emission control and associated development and redesign
costs, improved engine control calibrations, increased costs associated
with the certification process including durability data vehicle
testing and reporting, and facility costs.
The environmental impact (benefits) of the SFTP was evaluated by
estimating the emission reductions associated with the proposed federal
test procedure revisions by determining the expected lifetime emission
reductions per vehicle sold after implementation of the proposed
regulations nationally.
Summary of Comments. AAMA/AIAM commented that the EPA
underestimated the cost for the individual requirements and
overestimated the benefits of the testing changes and new standards.
AAMA/AIAM felt that the EPA failed to consider the technological impact
of the new requirements, and their comments went on to cite three
examples where they felt the EPA did not properly account for all
costs: the cost of vehicle redesign for complying with the intermediate
soak requirement, engine and exhaust system changes need for complying
with the air conditioning requirement, and the impact of the 48 inch
dynamometer requirement.
It was AAMA/AIAM's contention that, in calculating emission
benefits, the EPA included areas of the country which are already in
compliance with NAAQS or areas where NOX waivers are being
granted. EPA also used worst case conditions in calculating the
benefits from the air conditioning requirement, both of which led to an
overestimation of emission benefits.
Based on AAMA/AIAM's cost and benefits calculations, elements of
EPA's proposal were far in excess of the range of the cost
effectiveness of recent rules. The comments suggest the appropriate
range was $1600 to $5000 per ton for VOC and NOX control. The
comments claim that EPA has violated its cost-effectiveness policies as
a result.
Response to Comments. In the revised RIA, the EPA is responding to
many of the cost and benefit comments made by the manufacturers. In
many cases the Agency has accepted AAMA/AIAM numbers for facilities and
testing (for a more detailed explanation of the revised cost-
effectiveness, see the RIA section of the Response to Comments). Based
on comments and EPA re-analysis, the intermediate soak component of the
SFTP has been removed from and several other requirements are revised
in the final rule. For reasons discussed in detail in the RTC, the EPA
has not agreed with and incorporated all of the comments of AAMA/AIAM.
For example, the EPA continues to consider the SFTP as a national rule
with all areas including NOX waiver, OTR, and attainment areas
used in the analysis.
Based on the revised RIA, the EPA continues to believe that the
SFTP and its components (A/C and Aggressive Driving) to be cost-
effective and consistent with EPA policy, with a cost-effectiveness
conservatively estimated at $1,000-$2,000 per ton. This cost-
effectiveness is well within the range cited by AAMA/AIAM in its
comments as being cost effective. Furthermore, the EPA believes that
the range is broader than the $1,600-$5,000 range cited by AAMA/AIAM as
being potentially cost effective and should extend to $6,100, which was
the cost-effectiveness of the Tier 1 rule.
[[Page 54875]]
V. Environmental and Economic Impacts
EPA has done extensive testing and modeling to evaluate the
expected reductions in NMHC, CO, and NOX emissions associated with
this rule. EPA has also quantified the costs and calculated the cost-
effectiveness involved in achieving the estimated benefits. These
analyses, described in the final RIA, are summarized below.
The EPA has received many comments on the SFTP related to costs,
benefits and cost effectiveness. The EPA has studied these comments and
incorporated many of them into the cost and benefit calculations. For a
more detailed discussion of the comments and the EPA's response to
those comments please see the Response to Comments document for the
SFTP rulemaking.
A. Environmental Impact
Several test programs were conducted to evaluate actual in-use
driving patterns and various test cycles were developed in an effort to
determine the emissions of typical vehicles under such driving
conditions. Baseline emissions for this analysis are taken from the
extensive test programs conducted by the Agency and the original
equipment manufacturers in support of the FTP Review Project. The
weighted averages of the emission results of these test vehicles over
the various test procedures developed constitute the baseline emissions
used in this analysis.
The emission reductions used in this analysis were calculated by
subtracting the achievable level of control for each control area from
the baseline test vehicle emissions. These test vehicle reductions were
then weight averaged in an attempt to simulate the reductions
associated with the actual in-use vehicle fleet mix. It should be noted
that these test results were derived for a properly operating vehicle
with a 50,000 mile catalyst and do not include any allowance for the
higher emission levels that typically occur in use due to additional
deterioration beyond 50,000 miles and malfunctions. Thus, the emission
benefits calculated here are likely to be significantly understated.
The baseline NMHC, CO, and NOX emission levels projected by
EPA's MOBILE5 model with the added off-cycle emissions for the light-
duty fleet are 0.99 g/mi for NMHC, 13.29 g/mi for CO, and 1.34 g/mi for
NOX. The corresponding projected reductions for vehicles designed
to meet the new SFTP are 0.024 g/mi for NMHC, 1.472 g/mi for CO, and
0.125 g/mi for NOX (in 2020 with virtually full fleet turnover).
In terms of NMHC, CO and NOX reductions, EPA estimates that
implementation of the SFTP will result in emission reductions from
light-duty vehicles and light-duty trucks of 236 tons per summer day
for NMHC, 14,739 tons per summer day for CO, and 1,249 tons per summer
day for NOX, in calendar year 2020. This represents reductions of
2.4 percent in NMHC, 11.1 percent in CO, and 9.3 percent in NOX in
annual motor vehicle emission inventory.
B. Economic Impact
The EPA has revised its cost assumptions and calculations from the
original NPRM RIA based on manufacturer comments and further Agency
analysis. These changes are described in detail in the Final RIA and
the Response to Comments for this rule and are summarized below.
The proposed additions to emission test procedures will impose
several costs on the original equipment manufacturers. These costs
include added hardware and associated tooling costs for improved
emission control, development and redesign costs, improved engine
control calibrations, increased facilities costs, and increased costs
associated with the certification process, including durability data
vehicle testing and reporting. These costs are analyzed under a stand
alone approach to test procedures and emission standards. No attempt
has been made to quantify cost reductions associated with the
flexibilities allowed by the composite standard adopted in this final
rule. Thus, the cost estimates are almost certainly overstated. The
EPA's analysis assumes that each federally certified engine family has
roughly a 5 year lifetime, and that there is a 10 year lifetime for
facility upgrades and an annual sales figure of 15 million vehicles
outside the State of California. Spreadsheet calculations of all costs
associated with the proposed test procedure changes can be found in
Appendix D of the RIA for this rule.
EPA incorporated many of the manufacturers comments, including the
number of tests performed for the SFTP at 162,000 and facility
upgrading and construction costs. The manufacturers also submitted
comments showing hardware and redesign costs totaling $143 per vehicle.
These comments lacked any discussion or breakdown on the source of the
costs. As these estimates included substantial costs associated with
increased engine and catalyst temperatures, which the CO standard
change in the Final Rule alleviates, and there was little or no detail
to justify the estimates, the EPA did not incorporate these estimates
into its analysis. The hardware costs were calculated using information
gathered from an outside contractor and analysis done within the
Agency.
Because of the simulation alternative for the A/C cycle, EPA has
used two scenarios for analyzing costs of the SFTP. The simulation
scenario assumes that the manufacturers will perform the A/C test cycle
together with the FTP and USO6 cycles in an exhaust emission cell with
some correlation testing done in a full environmental cell. The full
environmental cell scenario (FEC) assumes that the manufacturers will
perform all of their A/C testing in a full environmental cell and FTP/
USO6 testing in an exhaust emission cell.
The recalibration, redesign, DDV testing, and mechanical integrity
testing costs for the SFTP are $2.75 per vehicle for the simulation
scenario and $4.07 per vehicle for the FEC scenario. The increased
certification costs are $0.31 per vehicle for the simulation scenario
and $0.78 per vehicle for the FEC scenario. The increased costs related
to facilities are $4.01 per vehicle for the simulation scenario and
$5.26 per vehicle for the FEC scenario. The hardware and associated
tooling costs are $6.18 per vehicle for both the simulation and FEC
scenarios.
Adding the above estimated costs results in an estimated annual
cost of $13.26 per vehicle for the simulation and $16.30 for the FEC.
The total annual cost (based on 15 million vehicles) is $198.9 million
for the simulation and $244.5 million for the FEC. The per vehicle cost
difference between the two scenarios is $3.04.
It should be noted that these costs do not include any savings from
the flexibilities allowed by the composite NMHC+NOX standard, as
discussed above. In addition, potential fuel economy benefits to the
consumer from control of commanded enrichment have also not been
incorporated. The NPRM estimated the lifetime fuel economy savings to
be $16.56. No fuel consumption benefit was claimed in the NPRM because
the Agency assumed this benefit would be roughly negated by the value
consumers would place on the small performance loss associated with
elimination of commanded enrichment. However, in the Final Rule, the
performance loss has been largely eliminated by raising the CO standard
(see discussion in RTC on US06 CO standard setting) to allow commanded
enrichment most of the time at WOT. Although the Final Rule would still
control part-throttle commanded enrichment, this has no impact on the
performance of the vehicle. As the Final
[[Page 54876]]
Rule is estimated to still control about 80 percent of the CO benefit
from commanded enrichment, it would be reasonable to conclude that the
consumer would save about $13.45 ($16.56 times 80 percent) in fuel over
the vehicle lifetime. As this cost reduction is no longer offset by a
loss in vehicle performance, the Agency is being extremely conservative
by not incorporating the potential fuel cost savings into the overall
cost estimates.
C. Cost Effectiveness
Comparing benefits and costs yields an estimated overall cost-
effectiveness of this action. The cost effectiveness estimate
represents the expected cost per ton of pollutant reduced. For the air
conditioning simulation scenario those costs designated ``Common
Costs'' in this analysis, which refers to costs for engine control
recalibration, exhaust emission test facilities, and certification, are
allocated equally to each control area and each pollutant emission. For
both the Simulation and FEC scenarios those costs associated with the
US06 cycle have been allocated equally to the three pollutant
emissions. Since the requirements associated with A/C are targeted for
NOX control, all costs associated with A/C have been allocated to
NOX, for both the Simulation and FEC scenarios. The following is a
table that summarizes the cost per ton for each pollutant by test area
for both the simulation and FEC scenarios:
Table 4.--Cost Effectiveness Estimates National Analysis
[$/ton]
------------------------------------------------------------------------
Control area NMHC CO NOX
------------------------------------------------------------------------
USO6:
Simulation................................. 457 7.3 150
FEC........................................ 522 8.3 172
A/C:
Simulation................................. NA NA 2050
FEC........................................ NA NA 2574
--------------------------
Total:
Simulation................................. 457 7.3 959
FEC........................................ 522 8.3 1194
------------------------------------------------------------------------
As stated above, the emission benefits in these cost effectiveness
calculations are likely to be understated because they do not consider
the impact of in-use vehicles with malfunctions and higher
deterioration on the off-cycle emission inventory. In addition, the
costs are likely to be greatly overstated, as they do not include any
savings from the flexibilities allowed by the composite NMHC+NOX
standard or from fuel consumption reductions, as discussed above.
Considering both the potential understatement of the emission benefits
and the overstatement of the costs, the cost-effectiveness estimates
are extremely conservative.
VI. Administrative Requirements
A. Administrative Designation
Under Executive Order 12866 (58 FR 51735), the Agency must
determine whether the regulatory action is ``significant'' and
therefore subject to OMB review and the requirements of the Executive
Order. The Order defines a ``significant regulatory action'' as one
that is likely to result in a rule that may:
(1) Have an annual effect on the economy of $100 million or more
or adversely affect in a material way the economy, a sector of the
economy, productivity, competition, jobs, the environment, public
health or safety, or State, local, or tribal governments or
communities;
(2) Create a serious inconsistency or otherwise interfere with
an action taken or planned by another agency;
(3) Materially alter the budgetary impact of entitlements,
grants, user fees, or loan programs or the rights and obligations of
recipients thereof; or
(4) Raise novel legal or policy issues arising out of legal
mandates, the President's priorities, or the principles set forth in
the Executive Order.
Pursuant to the terms of Executive Order 12866, it has been
determined that this rule is a ``significant regulatory action''
because of annual impacts on the economy that are likely to exceed $100
million. As such, this action was submitted to OMB for review. Changes
made in response to OMB suggestions or recommendations will be
documented in the public record.
B. Unfunded Mandates Reform Act
Section 202 of the Unfunded Mandates Reform Act (UMRA) of 1995
(signed into law on March 22, 1995) requires that the Agency prepare a
budgetary impact statement before promulgating a rule that includes a
Federal mandate that may result in expenditure by State, local, and
tribal governments, in the aggregate, or by the private sector, of $100
million or more in any one year. The budgetary impact statement must
include: (i) Identification of the Federal law under which the rule is
promulgated; (ii) a qualitative and quantitative assessment of
anticipated costs and benefits of the Federal mandate and an analysis
of the extent to which such costs to State, local, and tribal
governments may be paid with Federal financial assistance; (iii) if
feasible, estimates of the future compliance costs and any
disproportionate budgetary effects of the mandate; (iv) if feasible,
estimates of the effect on the national economy; and (v) a description
of the Agency's prior consultation with elected representatives of
State, local and tribal governments and a summary and evaluation of the
comments and concerns presented. Section 203 provides that if any small
governments may be significantly or uniquely impacted by the rule, the
Agency must establish a plan for obtaining input from and informing,
educating, and advising any such potentially affected small
governments.
Under section 205 of the UMRA, the Agency must identify and
consider a reasonable number of regulatory alternatives before
promulgating a rule for which a budgetary impact statement must be
prepared. The Agency must select from those alternatives the least
costly, most cost-effective, or least burdensome alternative, for
State, local, and tribal governments and the private sector, that
achieves the objectives of the rule, unless the Agency explains why
this alternative is not selected or unless the selection of this
alternative is inconsistent with law.
Because this direct final rule is estimated to result in the
expenditure by State, local, and tribal governments in aggregate, or
the private sector of over $100 million per year, EPA has prepared a
RIA in compliance with the UMRA. EPA summarizes that supplement as
follows.
The Revised FTP final rule is promulgated under sections 202, 206,
208 and 301 of the Clean Air Act and its Amendments (CAA and CAAA
respectively). Specifically, section 206(h) of the CAAA states that:
``Within 18 months after the enactment of the Clean Air Act Amendments
of 1990, the Administrator shall review and revise as necessary the
regulations under subsection (a) and (b) of this section regarding the
testing of motor vehicles and motor vehicle engines to insure that
vehicles are tested under circumstances which reflect the actual
current driving conditions under which motor vehicles are used,
including conditions related to fuel, temperature, acceleration, and
altitude.''
Through an Agency review the EPA has found that revisions to the
Federal Test Procedures in the form of Supplemental Federal Test
Procedures are necessary under 206(h) stated above.
The analysis in the RIA developed for this rulemaking evaluated
qualitatively and quantitatively the benefits and costs of the SFTP, as
required by the UMRA.
Total expenditures resulting from the direct final rule are
estimated at: $200-$245 million per year starting in the vehicle
MY2000. The Revised FTP is a national rule that supplements the
[[Page 54877]]
existing FTP. The SFTP will have a cost impact on the manufacturers and
will not require expenditures of State, local and tribal governments.
There are important benefits from reductions of NMHC, CO, and
NOX emissions which have significant adverse impacts on human
health and welfare and on the environment. The SFTP is expected to
reduce emissions from LDVs and LDTs by two percent for NMHC, eleven
percent for CO, and ten percent for NOX.
The SFTP is a national rule that does not have any disproportionate
budgetary effects on any particular region of the nation, any State,
local, or tribal government, or urban or rural or other type of
community.
Prior to issuing this rule, the EPA provided numerous
opportunities, e.g., through public hearings and the public comment
period, for consultation with interested parties, including State,
local and tribal governments. The EPA evaluated the comments and
concerns expressed, and the final rule reflects those comments and
concerns.
The Agency considered several regulatory options in the development
of the rule. The option selected in the final rule is the most cost-
effective alternative currently available for achieving the objectives
of sections 202, 206, 208, and 301.
C. Paperwork Reduction Act
The information collection requirements in this final rule have
been submitted for approval to the Office of Management and Budget
(OMB) under the Paperwork Reduction Act, 44 U.S.C. 3501 et seq. An
Information Collection Request document has been prepared by EPA (ICR
No. 2060-0104) and a copy may be obtained from Sandy Farmer,
Information Policy Branch, EPA, 401 M St., SW (Mail Code 2136),
Washington, DC 20460 or by calling (202) 260-2740.
The information collection burden associated with this rule
(testing, record keeping and reporting requirements) is estimated to
average 566 hours annually for a typical manufacturer. However, the
hours spent annually on information collection activities by a given
manufacturer depends upon manufacturer-specific variables, such as the
number of engine families, production changes, emissions defects, and
so forth. The burden estimate includes such things as reviewing
instructions, searching existing data sources, setting up and
maintaining equipment, performing emission testing, gathering and
maintaining data, performing analyses, and reviewing and submitting
information.
An Agency may not conduct or sponsor, and a person is not required
to respond to a collection of information unless it displays a
currently valid OMB control number. The OMB control numbers for EPA's
regulations are listed in 40 CFR part 9 and 48 CFR chapter 15.
Send comments on the Agency's need for this information, the
accuracy of the provided burden estimates, and any suggested methods
for minimizing respondent burden, including through the use of
automated collection techniques. Send comments on the ICR to the
Director, OPPE Regulatory Information Division; U.S. Environmental
Protection Agency (2136); 401 M St., SW., Washington, DC 20460; and to
the Office of Information and Regulatory Affairs, Office of Management
and Budget, 725 17th St., NW, Washington, DC 20503, marked ``Attention:
Desk Officer for EPA.'' Include the ICR number in any correspondence.
D. Regulatory Flexibility Analysis
The EPA has determined that it is not necessary to prepare a
regulatory flexibility analysis in connection with this final rule.
This rule will not have a significant economic impact on a substantial
number of small businesses. This final rulemaking relates to
requirements applicable only to manufacturers of motor vehicles, a
group which does not contain a substantial number of small entities.
See 60 FR 52734, 52769; 1996 World Motor Vehicle Data, AAMA, pp. 282-
285.
E. Submission to Congress and the General Accounting Office
Under 5 U.S.C. 801(a)(1)(A) as added by the Small Business
Regulatory Enforcement Fairness Act of 1996, EPA submitted a report
containing this rule and other required information to the U.S. Senate,
the U.S. House of Representatives and the Comptroller General of the
General Accounting Office prior to publication of the rule in today's
Federal Register. This rule is a ``major rule'' as defined by 5 U.S.C.
804(2).
VII. Judicial Review
Under section 307(b) of the Act, EPA hereby finds that these
regulations are of national applicability. Accordingly, judicial review
of this action is available only by filing of a petition for review in
the United States Court of Appeals for the District of Columbia Circuit
within 60 days of publication. Under section 307(b)(2) of the Act, the
requirements which are the subject of this document may not be
challenged later in judicial proceedings brought by EPA to enforce
these requirements.
List of Subjects in 40 CFR Part 86
Environmental Protection, Administrative practice and procedure,
Confidential business information, Incorporation by references,
Labeling, Motor vehicle pollution, Reporting and recordkeeping
requirements.
Dated: August 15, 1996.
Carol M. Browner,
Administrator.
For the reasons set out in the preamble, title 40 chapter I part 86
of the Code of Federal Regulations is amended as follows:
PART 86--CONTROL OF AIR POLLUTION FROM NEW AND IN-USE MOTOR
VEHICLES AND NEW AND IN-USE MOTOR VEHICLE ENGINES: CERTIFICATION
AND TEST PROCEDURES
1. The authority citation for part 86 continues to read as follows:
Authority: Secs. 202, 203, 205, 206, 207, 208, 215, 216, 217,
and 301(a), Clean Air Act, as amended (42 U.S.C. 7521, 7522, 7523,
7524, 7525, 7541, 7542, 7549, 7550, 7552, and 7601(a)).
2. Section 86.1 is amended by revising the entries for ASTM E29-67
and ASTM E29-90 in the table in paragraph (b)(1), to read as follows:
Sec. 86.1 Reference materials.
* * * * *
(b) * * *
(1) * * *
------------------------------------------------------------------------
Document number and name 40 CFR part 86 reference
------------------------------------------------------------------------
ASTM E29-67 (Reapproved 1980), Standard 86.1105-87
Recommended Practice for Indicating Which
Places of Figures Are To Be Considered
Significant in Specified Limiting Values..
ASTM E29-90, Standard Practice for Using 86.000-26; 86.000-28; 86.001-
Significant Digits in Test Data to 28; 86.609-84; 86.609-96;
Determine Conformance with 86.1009-84; 86.1009-96;
Specifications.. 86.1442
* * * * * * * * * *
------------------------------------------------------------------------
* * * * *
Subpart A--[Amended]
3. A new Sec. 86.000-2 is added to subpart A to read as follows:
[[Page 54878]]
Sec. 86.000-2 Definitions.
The definitions of Sec. 86.098-2 continue to apply to 1998 and
later model year vehicles. The definitions listed in this section apply
beginning with the 2000 model year.
AC1 means a test procedure as described in Sec. 86.162-00 which
simulates testing with air conditioning operating in an environmental
test cell by adding the air conditioning compressor load to the normal
dynamometer forces.
AC2 means a test procedure as described in Sec. 86.162-00 which
simulates testing with air conditioning operating in an environmental
test cell by adding a heat load to the passenger compartment.
Alternative fuels means any fuel other than gasoline and diesel
fuels, such as methanol, ethanol, and gaseous fuels.
866 Cycle means the test cycle that consists of the last 866
seconds (seconds 505 to 1372) of the EPA Urban Dynamometer Driving
Schedule, described in Sec. 86.115-00 and listed in appendix I,
paragraph (a), of this part.
Environmental test cell means a test cell capable of wind-speed,
solar thermal load, ambient temperature, and humidity control or
simulation which meets the requirements of Sec. 86.161-00 for running
emission tests with the air conditioning operating.
Federal Test Procedure, or FTP means the test procedure as
described in Sec. 86.130-00 (a) through (d) and (f) which is designed
to measure urban driving tail pipe exhaust emissions and evaporative
emissions over the Urban Dynamometer Driving Schedule as described in
appendix I to this part.
505 Cycle means the test cycle that consists of the first 505
seconds (seconds 1 to 505) of the EPA Urban Dynamometer Driving
Schedule, described in Sec. 86.115-00 and listed in appendix I,
paragraph (a), of this part.
SC03 means the test cycle, described in Sec. 86.160-00 and listed
in appendix I, paragraph (h), of this part, which is designed to
represent driving immediately following startup.
Supplemental FTP, or SFTP means the additional test procedures
designed to measure emissions during aggressive and microtransient
driving, as described in Sec. 86.159-00 over the US06 cycle, and also
the test procedure designed to measure urban driving emissions while
the vehicle's air conditioning system is operating, as described in
Sec. 86.160-00 over the SC03 cycle.
US06 means the test cycle, described in Sec. 86.159-00 and listed
in appendix I, paragraph (g), of this part, which is designed to
evaluate emissions during aggressive and microtransient driving.
4. A new Sec. 86.000-3 is added to subpart A to read as follows:
Sec. 86.000-3 Abbreviations.
The abbreviations in Sec. 86.098-3 continue to apply to 1998 and
later model year vehicles. The abbreviations in this section apply
beginning with the 2000 model year:
A/C--Air conditioning
FTP--Federal Test Procedure
SFTP--Supplemental Federal Test Procedure
WOT--Wide Open Throttle
5. A new Sec. 86.000-7 is added to subpart A to read as follows:
Sec. 86.000-7 Maintenance of records; submittal of information; right
of entry.
Section 86.000-7 includes text that specifies requirements that
differ from Sec. 86.091-7, Sec. 86.094-7 or Sec. 86.096-7. Where a
paragraph in Sec. 86.091-7, Sec. 86.094-7 or Sec. 86.096-7 is identical
and applicable to Sec. 86.000-7, this may be indicated by specifying
the corresponding paragraph and the statement ``[Reserved]. For
guidance see Sec. 86.091-7.'' or ``[Reserved]. For guidance see
Sec. 86.094-7.'' or ``[Reserved]. For guidance see Sec. 86.096-7.''
(a) introductory text through (a)(2) [Reserved]. For guidance see
Sec. 86.091-7.
(a)(3) [Reserved]. For guidance see Sec. 86.094-7.
(b) through (c)(2) [Reserved]. For guidance see Sec. 86.091-7.
(c)(3) [Reserved]. For guidance see Sec. 86.094-7.
(c)(4) through (d)(1)(v) [Reserved]. For guidance see Sec. 86.091-
7.
(d)(1)(vi) through (d)(2)(iv) [Reserved]. For guidance see
Sec. 86.094-7.
(d)(3) through (g) [Reserved]. For guidance see Sec. 86.091-7.
(h)(1) The manufacturer (or contractor for the manufacturer, if
applicable) of any model year 2000 through 2002 light-duty vehicle or
light light-duty truck or model year 2002 through 2004 heavy light-duty
truck that is certified shall establish, maintain, and retain the
following adequately organized and indexed records for each such
vehicle:
(i) EPA engine family;
(ii) Vehicle identification number;
(iii) Model year and production date;
(iv) Shipment date;
(v) Purchaser; and
(vi) Purchase contract.
(h)(2) through (h)(5) [Reserved]. For guidance see Sec. 86.094-7.
(h)(6) Voiding a certificate. (i) EPA may void ab initio a
certificate for a vehicle certified to Tier 1 certification standards
or to the respective evaporative and/or refueling test procedure and
accompanying evaporative and/or refueling standards as set forth or
otherwise referenced in Secs. 86.000-8, 86.000-9, or 86.098-10 for
which the manufacturer fails to retain the records required in this
section or to provide such information to the Administrator upon
request.
(h)(6)(ii) through (h)(7)(vi) [Reserved]. For guidance see
Sec. 86.096-7.
(h)(7)(vii) EPA evaporative/refueling family.
6. A new Sec. 86.000-8 is added to subpart A to read as follows:
Sec. 86.000-8 Emission standards for 2000 and later model year light-
duty vehicles.
Section 86.000-8 includes text that specifies requirements that
differ from Sec. 86.096-8 or Sec. 86.099-8. Where a paragraph in
Sec. 86.096-8 or Sec. 86.099-8 is identical and applicable to
Sec. 86.000-8, this may be indicated by specifying the corresponding
paragraph and the statement ``[Reserved]. For guidance see Sec. 86.096-
8.'' or ``[Reserved]. For guidance see Sec. 86.099-8.''
(a)(1) introductory text through (a)(1)(ii)(B) [Reserved]. For
guidance see Sec. 86.096-8.
(a)(1)(iii) through (b)(4) [Reserved]. For guidance see
Sec. 86.099-8.
(b)(5) [Reserved]. For guidance see Sec. 86.096-8.
(b)(6) [Reserved]. For guidance see Sec. 86.099-8.
(c) [Reserved]. For guidance see Sec. 86.096-8.
(d) [Reserved]. For guidance see Sec. 86.099-8.
(e) SFTP Standards. (1) Exhaust emissions from 2000 and later model
year light-duty vehicles shall meet the additional SFTP standards of
Table A00-2 (defined by useful life, fuel type, and test type)
according to the implementation schedule in Table A00-1. The standards
set forth in Table A00-2 refer to exhaust emissions emitted over the
Supplemental Federal Test Procedure (SFTP) as set forth in subpart B of
this part and collected and calculated in accordance with those
procedures. Compliance with these standards are an additional
requirement to the required compliance with Tier 1 standards as defined
in Secs. 86.096-8 (a)(1) introductory text through (a)(1)(ii)(B) and
86.099-8 (a)(1)(iii) through (a)(3):
Table A00-1.--Implementation Schedule for Light-Duty Vehicles for
(NMHC+NOX) and CO
------------------------------------------------------------------------
Model year Percentage
------------------------------------------------------------------------
2000....................................................... 40
2001....................................................... 80
2002....................................................... 100
------------------------------------------------------------------------
[[Page 54879]]
Table A00-2.--Useful Life Standards (G/MI) for Light-Duty Vehicles for (NMHC+NOX) and CO
----------------------------------------------------------------------------------------------------------------
CO
NMHC+NOX --------------------------------------
Useful life Fuel type composite Composite
A/C test US06 test option
----------------------------------------------------------------------------------------------------------------
Intermediate..................... Gasoline................. 0.65 3.0 9.0 3.4
Diesel................... 1.48 NA 9.0 3.4
Full............................. Gasoline................. 0.91 3.7 11.1 4.2
Diesel................... 2.07 NA 11.1 4.2
----------------------------------------------------------------------------------------------------------------
(i) A minimum of the percentage shown in Table A00-1 of a
manufacturer's sales of the applicable model year's light-duty vehicles
shall not exceed the applicable SFTP standards in Table A00-2 when
tested under the procedures in subpart B of this part indicated for
2000 and later model year light-duty vehicles.
(ii) Optionally, a minimum of the percentage shown in Table A00-1
of a manufacturer's combined sales of the applicable model year's
light-duty vehicles and light light-duty trucks shall not exceed the
applicable SFTP standards. Under this option, the light-duty vehicles
shall not exceed the applicable SFTP standards in Table A00-2, and the
light light-duty trucks shall not exceed the applicable SFTP standards
in Table A00-4 of Sec. 86.000-9.
(iii) Sales percentages for the purposes of determining compliance
with this paragraph (e)(1) shall be based on total actual U.S. sales of
light-duty vehicles of the applicable model year by a manufacturer to a
dealer, distributor, fleet operator, broker, or any other entity which
comprises the point of first sale. If the option of paragraph
(e)(1)(ii) of this section is taken, such sales percentages shall be
based on the total actual combined U.S. sales of light-duty vehicles
and light light-duty trucks of the applicable model year by a
manufacturer to a dealer, distributor, fleet operator, broker, or any
other entity which comprises the point of first sale.
(iv) The manufacturer may petition the Administrator to allow
actual volume produced for U.S. sale to be used in lieu of actual U.S.
sales for purposes of determining compliance with the implementation
schedule sales percentages of Table A00-1. Such petition shall be
submitted within 30 days of the end of the model year to the Vehicle
Programs and Compliance Division. For the petition to be granted, the
manufacturer must establish to the satisfaction of the Administrator
that actual production volume is functionally equivalent to actual
sales volume.
(2) These SFTP standards do not apply to vehicles certified on
alternative fuels, but the standards do apply to the gasoline and
diesel fuel operation of flexible fuel vehicles and dual fuel vehicles.
(3) These SFTP standards do not apply to vehicles tested at high
altitude.
(4) The air to fuel ratio shall not be richer at any time than the
leanest air to fuel mixture required to obtain maximum torque (lean
best torque), plus a tolerance of six (6) percent. The Administrator
may approve a manufacturer's request for additional enrichment if it
can be shown that additional enrichment is needed to protect the engine
or emissions control hardware.
(5) The requirement to use a single roll dynamometer (or a
dynamometer which produces equivalent results), discussed in
Secs. 86.108-00, 86.118-00, and 86.129-00, applies to all SFTP and FTP
test elements as set forth in subpart B of this part for families which
are designated as SFTP compliant under the implementation schedule in
Table A00-1.
(6) Small volume manufacturers, as defined in Sec. 86.094-14(b)(1)
and (2), are exempt from the requirements of this paragraph (e) until
model year 2002, when 100 percent compliance with the standards of this
paragraph (e) is required. This exemption does not apply to small
volume engine families as defined in Sec. 86.094-14(b)(5).
(7) The manufacturer must state at the time of Application for
Certification, based on projected U.S. sales or projected production
for U.S. sale, which families will be used to attain the required
implementation schedule sales percentages for certification purposes.
(8) A manufacturer cannot use one set of engine families to meet
its intermediate useful life standards and another to meet its full
useful life standards. The same families which are used to meet the
intermediate useful life standards will be required without deviation
to meet the corresponding full useful life standards.
(9) Compliance with composite standards shall be demonstrated using
the calculations set forth in Sec. 86.164-00.
(f) [Reserved]
(g) through (k) [Reserved]. For guidance see Sec. 86.096-8.
7. A new Sec. 86.000-9 is added to subpart A to read as follows:
Sec. 86.000-9 Emission standards for 2000 and later model year light-
duty trucks.
Section 86.000-9 includes text that specifies requirements that
differ from Sec. 86.097-9 or Sec. 86.099-9. Where a paragraph in
Sec. 86.097-9 or Sec. 86.099-9 is identical and applicable to
Sec. 86.000-9, this may be indicated by specifying the corresponding
paragraph and the statement ``[Reserved]. For guidance see Sec. 86.097-
9.'' or ``[Reserved]. For guidance see Sec. 86.099-9.''
(a)(1) introductory text through (a)(1)(iii) [Reserved]. For
guidance see Sec. 86.097-9.
(a)(1)(iv) through (b)(4) [Reserved]. For guidance see Sec. 86.099-
9.
(b)(5) [Reserved]
(c) [Reserved]. For guidance see Sec. 86.097-9.
(d) [Reserved]
(e) SFTP Standards. (1) Light light-duty trucks. (i) Exhaust
emissions from 2000 and later model year light light-duty trucks shall
meet the additional SFTP standards of Table A00-4 (defined by useful
life, fuel type, truck type, loaded vehicle weight (LVW), and test
type) according to the implementation schedule in Table A00-3. The
standards set forth in Table A00-4 refer to exhaust emissions emitted
over the Supplemental Federal Test Procedure (SFTP) as set forth in
subpart B of this part and collected and calculated in accordance with
those procedures. Compliance with these standards are an additional
requirement to the required compliance with Tier 1 standards as defined
in Secs. 86.097-9(a)(1) introductory text through (a)(1)(iii) and
86.099-9(a)(1)(iv) through (a)(3):
Table A00-3.--Implementation Schedule for Light Light-Duty Trucks for
(NMHC+NOX) and CO
------------------------------------------------------------------------
Model year Percentage
------------------------------------------------------------------------
2000....................................................... 40
2001....................................................... 80
[[Page 54880]]
2002....................................................... 100
------------------------------------------------------------------------
Table A00-4.--Useful Life Standards (G/MI) for Light Light-Duty Trucks for (NMHC+NOX) and CO
--------------------------------------------------------------------------------------------------------------------------------------------------------
CO
NMHC+NOX --------------------------------------
Useful life Fuel type Truck type LVW (lbs) Composite Composite
A/C test US06 test option
--------------------------------------------------------------------------------------------------------------------------------------------------------
Intermediate......................... Gasoline............... LDT1................... 0-3750 0.65 3.0 9.0 3.4
LDT2................... 3751-5750 1.02 3.9 11.6 4.4
Diesel................. LDT1................... 0-3750 1.48 NA 9.0 3.4
LDT2................... 3751-5750 NA NA NA NA
Full................................. Gasoline............... LDT1................... 0-3750 0.91 3.7 11.1 4.2
LDT2................... 3751-5750 1.37 4.9 14.6 5.5
Diesel................. LDT1................... 0-3750 2.07 NA 11.1 4.2
LDT2................... 3751-5750 NA NA NA NA
--------------------------------------------------------------------------------------------------------------------------------------------------------
(A) A minimum of the percentage shown in Table A00-3 of a
manufacturer's sales of the applicable model year's light light-duty
trucks shall not exceed the applicable SFTP standards in Table A00-4
when tested under the procedures in subpart B of this part indicated
for 2000 and later model year light light-duty trucks.
(B) Optionally, a minimum of the percentage shown in Table A00-3 of
a manufacturer's combined sales of the applicable model year's light-
duty vehicles and light light-duty trucks shall not exceed the
applicable SFTP standards. Under this option, the light-duty vehicles
shall not exceed the applicable SFTP standards in Table A00-2 of
Sec. 86.000-8, and the light light-duty trucks shall not exceed the
applicable SFTP standards in Table A00-4.
(C) Sales percentages for the purposes of determining compliance
with paragraph (e)(1)(i)(A) of this section shall be based on total
actual U.S. sales of light light-duty trucks of the applicable model
year by a manufacturer to a dealer, distributor, fleet operator,
broker, or any other entity which comprises the point of first sale. If
the option of Sec. 86.097-9(a)(1)(i)(B) is taken, such sales
percentages shall be based on the total actual combined U.S. sales of
light-duty vehicles and light light-duty trucks of the applicable model
year by a manufacturer to a dealer, distributor, fleet operator,
broker, or any other entity which comprises the point of first sale.
(D) The manufacturer may petition the Administrator to allow actual
volume produced for U.S. sale to be used in lieu of actual U.S. sales
for purposes of determining compliance with the implementation schedule
sales percentages of Table A000-3. Such petition shall be submitted
within 30 days of the end of the model year to the Vehicle Programs and
Compliance Division. For the petition to be granted, the manufacturer
must establish to the satisfaction of the Administrator that actual
production volume is functionally equivalent to actual sales volume.
(ii) These SFTP standards do not apply to light light-duty trucks
certified on alternative fuels, but the standards do apply to the
gasoline and diesel fuel operation of flexible fuel vehicles and dual
fuel vehicles.
(iii) These SFTP standards do not apply to light light-duty trucks
tested at high altitude.
(iv) The air to fuel ratio shall not be richer at any time than the
leanest air to fuel mixture required to obtain maximum torque (lean
best torque), plus a tolerance of six (6) percent. The Administrator
may approve a manufacturer's request for additional enrichment if it
can be shown that additional enrichment is needed to protect the engine
or emissions control hardware.
(v) The requirement to use a single roll dynamometer (or a
dynamometer which produces equivalent results), discussed in
Secs. 86.108-00, 86.118-00, and 86.129-00, applies to all SFTP and FTP
test elements as set forth in subpart B of this part for engine
families which are designated as SFTP compliant under the
implementation schedule in Table A00-3.
(vi) Small volume manufacturers, as defined in Sec. 86.094-14(b)
(1) and (2), are exempt from the requirements of this paragraph (e)
until model year 2002, when 100 percent compliance with the standards
of this paragraph (e) is required. This exemption does not apply to
small volume engine families as defined in Sec. 86.094-14(b)(5).
(vii) The manufacturer must state at the time of Application for
Certification, based on projected U.S. sales or projected production
for U.S. sale, which engine families will be used to attain the
required implementation schedule sales percentages for certification
purposes.
(viii) A manufacturer cannot use one set of engine families to meet
its intermediate useful life standards and another to meet its full
useful life standards. The same engine families which are used to meet
the intermediate useful life standards will be required without
deviation to meet the corresponding full useful life standards.
(ix) Compliance with composite standards shall be demonstrated
using the calculations set forth in Sec. 86.164-00.
(2) Heavy light-duty trucks. (i) Exhaust emissions from 2002 and
later model year heavy light-duty trucks shall meet the SFTP standards
of Table A00-6 (defined by useful life, fuel type, truck type, adjusted
loaded vehicle weight (ALVW), and test type) according to the
implementation schedule in Table A00-5. The standards set forth in
Table A00-6 refer to exhaust emissions emitted over the Supplemental
Federal Test Procedure (SFTP) as set forth in subpart B of this part
and collected and calculated in accordance with those
[[Page 54881]]
procedures. Compliance with these standards are an additional
requirement to the required compliance with Tier 1 standards as defined
in Secs. 86.097-9(a)(1) introductory text through (a)(1)(iii) and
86.099-9(a)(1)(iv) through (a)(3):
Table A00-5.--Implementation Schedule for Heavy Light-Duty Trucks for
(NMHC+NOX) and CO
------------------------------------------------------------------------
Model year Percentage
------------------------------------------------------------------------
2002...................................................... 40
2003...................................................... 80
2004...................................................... 100
------------------------------------------------------------------------
Table A00-6.--Useful Life Standards (G/MI) for Heavy Light-Duty Trucks for (NMHC+NOX) and CO
--------------------------------------------------------------------------------------------------------------------------------------------------------
CO
NMHC+NOX --------------------------------------
Useful life Fuel type Truck type ALVW (lbs) composite Composite
A/C test US06 test option
--------------------------------------------------------------------------------------------------------------------------------------------------------
Intermediate......................... Gasoline............... LDT3................... 3751-5750 1.02 3.9 11.6 4.4
LDT4................... >5750 1.49 4.4 13.2 5.0
Diesel................. LDT3................... 3751-5750 NA NA NA NA
LDT4................... >5750 NA NA NA NA
Full................................. Gasoline............... LDT3................... 3751-5750 1.44 5.6 16.9 6.4
LDT4................... >5750 2.09 6.4 19.3 7.3
Diesel................. LDT3................... 3751-5750 NA NA NA NA
LDT4................... >5750 NA NA NA NA
--------------------------------------------------------------------------------------------------------------------------------------------------------
(A) A minimum of the percentage shown in Table A00-5 of a
manufacturer's sales of the applicable model year's heavy light-duty
trucks shall not exceed the applicable SFTP standards in Table A00-6
when tested under the procedures in subpart B of this part indicated
for 2002 and later model year heavy light-duty trucks.
(B) Sales percentages for the purposes of determining compliance
with paragraph (e)(1)(ii)(A) of this section shall be based on total
actual U.S. sales of heavy light-duty trucks of the applicable model
year by a manufacturer to a dealer, distributor, fleet operator,
broker, or any other entity which comprises the point of first sale.
(C) The manufacturer may petition the Administrator to allow actual
volume produced for U.S. sale to be used in lieu of actual U.S. sales
for purposes of determining compliance with the implementation schedule
sales percentages of Table A00-5. Such petition shall be submitted
within 30 days of the end of the model year to the Vehicle Programs and
Compliance Division. For the petition to be granted, the manufacturer
must establish to the satisfaction of the Administrator that actual
production volume is functionally equivalent to actual sales volume.
(ii) These SFTP standards do not apply to heavy light-duty trucks
certified on alternative fuels, but the standards do apply to the
gasoline fuel operation of flexible fuel vehicles and dual fuel
vehicles.
(iii) These SFTP standards do not apply to heavy light-duty trucks
tested at high altitude.
(iv) The air to fuel ratio shall not be richer at any time than the
leanest air to fuel mixture required to obtain maximum torque (lean
best torque), plus a tolerance of six (6) percent. The Administrator
may approve a manufacturer's request for additional enrichment if it
can be shown that additional enrichment is needed to protect the engine
of emissions control hardware.
(v) The requirement to use a single roll dynamometer (or a
dynamometer which produces equivalent results), discussed in
Secs. 86.108-00, 86.118-00, and 86.129-00, applies to all SFTP and FTP
test elements for families which are designated as SFTP compliant under
the implementation schedule in Table A00-5.
(vi) Small volume manufacturers, as defined in Sec. 86.094-14(b)
(1) and (2), are exempt from the requirements of paragraph (e) of this
section until model year 2004, when 100 percent compliance with the
standards of this paragraph (e) is required. This exemption does not
apply to small volume engine families as defined in Sec. 86.094-
14(b)(5).
(vii) The manufacturer must state at the time of Application for
Certification, based on projected U.S. sales or projected production
for U.S. sale, which families will be used to attain the required
implementation schedule sales percentages for certification purposes.
(viii) A manufacturer cannot use one set of engine families to meet
its intermediate useful life standards and another to meet its full
useful life standards. The same families which are used to meet the
intermediate useful life standards will be required without deviation
to meet the corresponding full useful life standard.
(ix) The NOX averaging program is not applicable for
determining compliance with the standards of Table A00-6.
(x) Compliance with composite standards shall be demonstrated using
the calculations set forth in Sec. 86.164-00.
(f) [Reserved]
(g) through (k) [Reserved]. For guidance see Sec. 86.097-9.
8. A new Sec. 86.000-16 is added to subpart A to read as follows:
Sec. 86.000-16 Prohibition of defeat devices.
Section 86.000-16 includes text that specifies requirements that
differ from Sec. 86.094-16. Where a paragraph in Sec. 86.094-16 is
identical and applicable to Sec. 86.000-16, this may be indicated by
specifying the corresponding paragraph and the statement ``[Reserved].
For guidance see Sec. 86.094-16.''
(a) through (d) introductory text [Reserved]. For guidance see
Sec. 86.094-16.
(d)(1) The manufacturer must show to the satisfaction of the
Administrator that the vehicle design does not incorporate strategies
that unnecessarily reduce emission control effectiveness exhibited
during the Federal or Supplemental Federal emissions test procedures
(FTP or SFTP) when the vehicle is operated under conditions which may
reasonably be expected to be encountered in normal operation and use.
(d)(2) through (d)(2)(ii) [Reserved]. For guidance see Sec. 86.094-
16.
9. A new Sec. 86.000-21 is added to subpart A to read as follows:
[[Page 54882]]
Sec. 86.000-21 Application for certification.
Section 86.000-21 includes text that specifies requirements that
differ from Sec. 86.094-21, Sec. 86.096-21 or Sec. 86.098-21. Where a
paragraph in Sec. 86.094-21, Sec. 86.096-21 or Sec. 86.098-21 is
identical and applicable to Sec. 86.000-21, this may be indicated by
specifying the corresponding paragraph and the statement ``[Reserved].
For guidance see Sec. 86.094-21.'' or ``[Reserved]. For guidance see
Sec. 86.096-21.'' or ``[Reserved]. For guidance see Sec. 86.098-21.''
(a) through (b)(1)(i)(B) [Reserved]. For guidance see Sec. 86.094-
21.
(b)(1)(i)(C) The manufacturer must submit a Statement of Compliance
in the application for certification which attests to the fact that
they have assured themselves that the engine family is designed to
comply with the intermediate temperature cold testing criteria of
subpart C of this part, and does not unnecessarily reduce emission
control effectiveness of vehicles operating at high altitude or other
conditions not experienced within the US06 (aggressive driving) and
SC03 (air conditioning) test cycles.
(b)(1)(i)(C)(1) through (b)(1)(ii)(C) [Reserved]. For guidance see
Sec. 86.094-21.
(b)(2) Projected U.S. sales data sufficient to enable the
Administrator to select a test fleet representative of the vehicles (or
engines) for which certification is requested, and data sufficient to
determine projected compliance with the standards implementation
schedules of Secs. 86.000-8 and 86.000-9. Volume projected to be
produced for U.S. sale may be used in lieu of projected U.S. sales.
(b)(3) A description of the test equipment and fuel proposed to be
used.
(b)(4)(i) [Reserved]. For guidance see Sec. 86.098-21.
(b)(4)(ii) through (b)(5)(iv) [Reserved]. For guidance see
Sec. 86.094-21.
(b)(5)(v) [Reserved]. For guidance see Sec. 86.098-21.
(b)(6) through (b)(8) [Reserved]. For guidance see Sec. 86.094-21.
(b)(9) through (b)(10)(iii) [Reserved]. For guidance see
Sec. 86.098-21.
(c) through (j) [Reserved]. For guidance see Sec. 86.094-21.
(k) and (l) [Reserved]. For guidance see Sec. 86.096-21.
10. A new Sec. 86.000-23 is added to subpart A to read as follows:
Sec. 86.000-23 Required data.
Section 86.000-23 includes text that specifies requirements that
differ from Sec. 86.095-23 or Sec. 86.098-23. Where a paragraph in
Sec. 86.095-23 or Sec. 86.098-23 is identical and applicable to
Sec. 86.000-23, this may be indicated by specifying the corresponding
paragraph and the statement ``[Reserved]. For guidance see Sec. 86.095-
23.'' or ``[Reserved]. For guidance see Sec. 86.098-23.''
(a) through (b)(1)(ii) [Reserved]. For guidance see Sec. 86.095-23.
(b)(2) [Reserved]. For guidance see Sec. 86.098-23.
(b)(3) through (b)(4)(ii) [Reserved]. For guidance see Sec. 86.095-
23.
(b)(4)(iii) [Reserved]. For guidance see Sec. 86.098-23.
(c) through (e)(1) [Reserved]. For guidance see Sec. 86.095-23.
(e)(2) through (e)(3) [Reserved]. For guidance see Sec. 86.098-23.
(f) through (k) [Reserved]. For guidance see Sec. 86.095-23.
(l) Additionally, manufacturers certifying vehicles shall submit
for each model year 2000 through 2002 light-duty vehicle and light
light-duty truck engine family and each model year 2002 through 2004
heavy light-duty truck engine family the information listed in
paragraphs (l) (1) and (2) of this section.
(1) Application for certification. In the application for
certification, the manufacturer shall submit the projected sales volume
of engine families certifying to the respective standards. Volume
projected to be produced for U.S. sale may be used in lieu of projected
U.S. sales.
(2) End-of-year reports for each engine family.
(i) These end-of-year reports shall be submitted within 90 days of
the end of the model year to: Director, Vehicle Programs and Compliance
Division, U.S. Environmental Protection Agency, 401 M Street, SW,
Washington, DC, 20460.
(ii) These reports shall indicate the model year, engine family,
and the actual U.S. sales volume. The manufacturer may petition the
Administrator to allow volume produced for U.S. sale to be used in lieu
of U.S. sales. Such petition shall be submitted within 30 days of the
end of the model year to the Manufacturers Operations Division. For the
petition to be granted, the manufacturer must establish to the
satisfaction of the Administrator that production volume is
functionally equivalent to sales volume.
(iii) The U.S. sales volume for end-of-year reports shall be based
on the location of the point of sale to a dealer, distributor, fleet
operator, broker, or any other entity which comprises the point of
first sale.
(iv) Failure by a manufacturer to submit the end-of-year report
within the specified time may result in certificate(s) for the engine
family(ies) certified to Tier 1 certification standards being voided ab
initio plus any applicable civil penalties for failure to submit the
required information to the Agency.
(v) These reports shall include the information required under
Sec. 86.000-7(h)(1). The information shall be organized in such a way
as to allow the Administrator to determine compliance with the SFTP
standards implementation schedules of Secs. 86.000-8 and 86.000-9.
(m) [Reserved]. For guidance see Sec. 86.098-23.
11. A new Sec. 86.000-24 is added to subpart A to read as follows:
Sec. 86.000-24 Test vehicles and engines.
Section 86.000-24 includes text that specifies requirements that
differ from Sec. 86.096-24 or Sec. 86.098-24. Where a paragraph in
Sec. 86.096-24 or Sec. 86.098-24 is identical and applicable to
Sec. 86.000-24, this may be indicated by specifying the corresponding
paragraph and the statement ``[Reserved]. For guidance see Sec. 86.096-
24.'' or ``[Reserved]. For guidance see Sec. 86.098-24.''
(a) introductory text through (a)(4) [Reserved]. For guidance see
Sec. 86.096-24.
(a)(5) through (a)(7) [Reserved]. For guidance see Sec. 86.098-24.
(a)(8) through (b)(1) introductory text [Reserved]. For guidance
see Sec. 86.096-24.
(b)(1)(i) Vehicles are chosen to be operated and tested for
emission data based upon engine family groupings. Within each engine
family, one test vehicle is selected. If air conditioning is projected
to be available on any vehicles within the engine family, the
Administrator will limit selections to engine codes which have air
conditioning available and will require that any vehicle selected under
this section has air conditioning installed and operational. The
Administrator selects as the test vehicle the vehicle with the heaviest
equivalent test weight (including options) within the family which
meets the air conditioning eligibility requirement discussed earlier in
this section. If more than one vehicle meets this criterion, then
within that vehicle grouping, the Administrator selects, in the order
listed, the highest road-load power, largest displacement, the
transmission with the highest numerical final gear ratio (including
overdrive), the highest numerical axle ratio offered in that engine
family, and the maximum fuel flow calibration.
(ii) The Administrator selects one additional test vehicle from
within each engine family. The additional vehicle
[[Page 54883]]
selected is the vehicle expected to exhibit the highest emissions of
those vehicles remaining in the engine family. The selected vehicle
will include an air conditioning engine code unless the Administrator
chooses a worst vehicle configuration that is not available with air
conditioning. If all vehicles within the engine family are similar, the
Administrator may waive the requirements of this paragraph.
(b)(1)(iii) through (b)(1)(vi) [Reserved]. For guidance see
Sec. 86.096-24.
(b)(1)(vii)(A) through (b)(1)(viii)(A) [Reserved]. For guidance see
Sec. 86.098-24.
(b)(1)(viii)(B) through (e)(2) [Reserved]. For guidance see
Sec. 86.096-24.
(f) [Reserved]. For guidance see Sec. 86.098-24.
(g)(1) through (g)(2) [Reserved]. For guidance see Sec. 86.096-24.
(g)(3) Except for air conditioning, where it is expected that 33
percent or less of a carline, within an engine-system combination, will
be equipped with an item (whether that item is standard equipment or an
option) that can reasonably be expected to influence emissions, that
item may not be installed on any emission data vehicle or durability
data vehicle of that carline within that engine-system combination,
unless that item is standard equipment on that vehicle or specifically
required by the Administrator.
(4) Air conditioning must be installed and operational on any
emission data vehicle of any vehicle configuration that is projected to
be available with air conditioning regardless of the rate of
installation of air conditioning within the carline. Section 86.096-
24(g) (1) and (2) and paragraph (g)(3) of this section will be used to
determine whether the weight of the air conditioner will be included in
equivalent test weight calculations for emission testing.
(h) [Reserved]. For guidance see Sec. 86.096-24.
12. A new Sec. 86.000-25 is added to subpart A to read as follows:
Sec. 86.000-25 Maintenance.
Section 86.000-25 includes text that specifies requirements that
differ from Sec. 86.094-25 or Sec. 86.098-25. Where a paragraph in
Sec. 86.094-25 or Sec. 86.098-25 is identical and applicable to
Sec. 86.000-25, this may be indicated by specifying the corresponding
paragraph and the statement ``[Reserved]. For guidance see Sec. 86.094-
25.'' or ``[Reserved]. For guidance see Sec. 86.098-25.''
(a)(1) Applicability. This section applies to light-duty vehicles,
light-duty trucks, and heavy-duty engines.
(a)(2) Maintenance performed on vehicles, engines, subsystems, or
components used to determine exhaust, evaporative or refueling emission
deterioration factors is classified as either emission-related or non-
emission-related and each of these can be classified as either
scheduled or unscheduled. Further, some emission-related maintenance is
also classified as critical emission-related maintenance.
(b) introductory text through (b)(3)(vi)(D) [Reserved]. For
guidance see Sec. 86.094-25.
(b)(3)(vi)(E) through (b)(3)(vi)(J) [Reserved]. For guidance see
Sec. 86.098-25.
(b)(3)(vii) through (b)(6)(i)(E) [Reserved]. For guidance see
Sec. 86.094-25.
(b)(6)(i)(F) [Reserved]. For guidance see Sec. 86.098-25.
(b)(6)(i)(G) through (H) [Reserved]. For guidance see Sec. 86.094-
25.
(i) When air conditioning SFTP exhaust emission tests are required,
the manufacturer must document that the vehicle's air conditioning
system is operating properly and that system parameters are within
operating design specifications prior to test. Required air
conditioning system maintenance is performed as unscheduled maintenance
and does not require the Administrator's approval.
13. A new Sec. 86.000-26 is added to subpart A to read as follows:
Sec. 86.000-26 Mileage and service accumulation; emission
measurements.
Section 86.000-26 includes text that specifies requirements that
differ from Sec. 86.094-26, Sec. 86.095-26, Sec. 86.096-26 or
Sec. 86.098-26. Where a paragraph in Sec. 86.094-26, Sec. 86.095-26,
Sec. 86.096-26 or Sec. 86.098-26 is identical and applicable to
Sec. 86.000-26, this may be indicated by specifying the corresponding
paragraph and the statement ``[Reserved]. For guidance see Sec. 86.094-
26.'' or ``[Reserved]. For guidance see Sec. 86.095-26.'' or
``[Reserved]. For guidance see Sec. 86.096-26.'' or ``[Reserved]. For
guidance see Sec. 86.098-26.''
(a)(1) [Reserved]. For guidance see Sec. 86.094-26.
(a)(2) The standard method of whole-vehicle service accumulation
for durability data vehicles and for emission data vehicles shall be
mileage accumulation using the Durability Driving Schedule as specified
in appendix IV to this part. A modified procedure may also be used if
approved in advance by the Administrator. Except with the advance
approval of the Administrator, all vehicles will accumulate mileage at
a measured curb weight which is within 100 pounds of the estimated curb
weight. If the loaded vehicle weight is within 100 pounds of being
included in the next higher inertia weight class as specified in
Sec. 86.129, the manufacturer may elect to conduct the respective
emission tests at higher loaded vehicle weight.
(3) Emission data vehicles. Unless otherwise provided for in
Sec. 86.000-23(a), emission-data vehicles shall be operated and tested
as described in paragraph (a)(3)(i)(A) of this section; Sec. 86.094-
26(a)(3)(i)(B) and (D), Sec. 86.098-26(a)(3)(i)(C) and (a)(3)(ii)(C),
and Sec. 86.094-26(a)(3)(ii) (A), (B) and (D).
(i) Otto-cycle. (A) The manufacturer shall determine, for each
engine family, the mileage at which the engine-system combination is
stabilized for emission-data testing. The manufacturer shall maintain,
and provide to the Administrator if requested, a record of the
rationale used in making this determination. The manufacturer may elect
to accumulate 4,000 miles on each test vehicle within an engine family
without making a determination. The manufacturer must accumulate a
minimum of 2,000 miles (3,219 kilometers) on each test vehicle within
an engine family. All test vehicle mileage must be accurately
determined, recorded, and reported to the Administrator. Any vehicle
used to represent emission-data vehicle selections under Sec. 86.000-
24(b)(1) shall be equipped with an engine and emission control system
that has accumulated the mileage the manufacturer chose to accumulate
on the test vehicle. Fuel economy data generated from certification
vehicles selected in accordance with Sec. 86.000-24(b)(1) with engine-
system combinations that have accumulated more than 10,000 kilometers
(6,200 miles) shall be factored in accordance with 40 CFR 600.006-
87(c). Complete exhaust (FTP and SFTP tests), evaporative and refueling
(if required) emission tests shall be conducted for each emission-data
vehicle selection under Sec. 86.000-24(b)(1). The Administrator may
determine under Sec. 86.000-24(f) that no testing is required.
(a)(3)(i)(B) [Reserved]. For guidance see Sec. 86.094-26.
(a)(3)(i)(C) [Reserved]. For guidance see Sec. 86.098-26.
(a)(3)(i)(D) through (a)(3)(ii)(B)[Reserved]. For guidance see
Sec. 86.094-26.
(a)(3)(ii)(C) [Reserved]. For guidance see Sec. 86.098-26.
(a)(3)(ii)(D) through (a)(4)(i)(B)(4)[Reserved]. For guidance see
Sec. 86.094-26.
[[Page 54884]]
(a)(4)(i)(C) Complete exhaust emission tests shall be made at
nominal test point mileage intervals that the manufacturer determines.
Unless the Administrator approves a manufacturer's request to develop
specific deterioration factors for aggressive driving (US06) and air
conditioning (SC03) test cycle results, tail pipe exhaust emission
deterioration factors are determined from only FTP test cycle data. At
a minimum, two complete exhaust emission tests shall be made. The first
test shall be made at a distance not greater than 6,250 miles. The last
shall be made at the mileage accumulation endpoint determined in
Sec. 86.094-26 (a)(4)(i) (A) or (B), whichever is applicable.
(a)(4)(i)(D) through (a)(6)(ii) [Reserved]. For guidance see
Sec. 86.094-26.
(a)(6)(iii) The results of all emission tests shall be rounded to
the number of places to the right of the decimal point indicated by
expressing the applicable emission standard of this subpart to one
additional significant figure, in accordance with the Rounding-Off
Method specified in ASTM E29-90, Standard Practice for Using
Significant Digits in Test Data to Determine Conformance with
Specifications (incorporated by reference; see Sec. 86.1).
(a)(7) through (a)(9)(i) [Reserved]. For guidance see Sec. 86.094-
26.
(a)(9)(ii) The test procedures in Secs. 86.106 through 86.149 and
Sec. 86.158 will be followed by the Administrator. The Administrator
may test the vehicles at each test point. Maintenance may be performed
by the manufacturer under such conditions as the Administrator may
prescribe.
(a)(9)(iii) through (b)(2) introductory text [Reserved]. For
guidance see Sec. 86.094-26.
(b)(2)(i) This paragraph (b)(2)(i) applies to service accumulation
conducted under the Standard Self-Approval Durability Program of
Sec. 86.094-13(f). The manufacturer determines the form and extent of
this service accumulation, consistent with good engineering practice,
and describes it in the application for certification. Service
accumulation under the Standard Self-Approval Durability Program is
conducted on vehicles, engines, subsystems, or components selected by
the manufacturer under Sec. 86.000-24(c)(2)(i).
(ii) This paragraph (b)(2)(ii) applies to service accumulation
conducted under the Alternative Service Accumulation Durability Program
of Sec. 86.094-13(e). The service accumulation method is developed by
the manufacturer to be consistent with good engineering practice and to
accurately predict the deterioration of the vehicle's emissions in
actual use over its full useful life. The method is subject to advance
approval by the Administrator and to verification by an in-use
verification program conducted by the manufacturer under Sec. 86.094-
13(e)(5).
(b)(2)(iii) through (b)(4)(i)(C) [Reserved]. For guidance see
Sec. 86.094-26.
(b)(4)(i)(D) through (b)(4)(ii)(D) [Reserved]. For guidance see
Sec. 86.095-26.
(b)(4)(iii) [Reserved].
(b)(4)(iv) through (c)(3) [Reserved]. For guidance see Sec. 86.094-
26.
(c)(4) [Reserved]. For guidance see Sec. 86.096-26.
(d) introductory text through (d)(2)(i) [Reserved]. For guidance
see Sec. 86.094-26.
(d)(2)(ii) The results of all emission tests shall be recorded and
reported to the Administrator. These test results shall be rounded, in
accordance with the Rounding-Off Method specified in ASTM E29-90,
Standard Practice for Using Significant Digits in Test Data to
Determine Conformance with Specifications (incorporated by reference;
see Sec. 86.1), to the number of decimal places contained in the
applicable emission standard expressed to one additional significant
figure.
(d)(3) through (d)(6) [Reserved]. For guidance see Sec. 86.094-26.
14. A new Sec. 86.000-28 is added to subpart A to read as follows:
Sec. 86.000-28 Compliance with emission standards.
Section 86.000-28 includes text that specifies requirements that
differ from Sec. 86.094-28 or Sec. 86.098-28. Where a paragraph in
Sec. 86.094-28 or Sec. 86.098-28 is identical and applicable to
Sec. 86.000-28, this may be indicated by specifying the corresponding
paragraph and the statement ``[Reserved]. For guidance see Sec. 86.094-
28.'' or ``[Reserved]. For guidance see Sec. 86.098-28.''
(a)(1) This paragraph (a) applies to light duty vehicles.
(2) Each exhaust, evaporative and refueling emission standard (and
family particulate emission limits, as appropriate) of Sec. 86.000-8
applies to the emissions of vehicles for the appropriate useful life as
defined in Secs. 86.000-2 and 86.000-8.
(a)(3) [Reserved]. For guidance see Sec. 86.094-28.
(a)(4) Introductory text [Reserved]. For guidance see Sec. 86.098-
28.
(a)(4)(i) Separate emission deterioration factors for each
regulated exhaust constituent shall be determined from the FTP exhaust
emission results of the durability-data vehicle(s) for each engine-
system combination. Unless the Administrator approves a manufacturer's
request to develop specific deterioration factors for US06 and air
conditioning (SC03) test results, applicable FTP deterioration factors
will also be used to estimate intermediate and full useful life
emissions for all SFTP regulated emission levels. Separate evaporative
and/or refueling emission deterioration factors shall be determined for
each evaporative/refueling emission family-emission control system
combination from the testing conducted by the manufacturer (gasoline-
fueled and methanol-fueled vehicles only). Separate refueling emission
deterioration factors shall be determined for each evaporative/
refueling emission family-emission control system combination from the
testing conducted by the manufacturer (petroleum-fueled diesel cycle
vehicles not certified under the provisions of Sec. 86.098-28(g) only).
(a)(4)(i)(A) through (a)(4)(i)(B)(2)(i) [Reserved]. For guidance
see Sec. 86.094-28.
(a)(4)(i)(B)(2)(ii) These interpolated values shall be carried out
to a minimum of four places to the right of the decimal point before
dividing one by the other to determine the deterioration factor. The
results shall be rounded to three places to the right of the decimal
point in accordance with the Rounding-Off Method specified in ASTM E29-
90, Standard Practice for Using Significant Digits in Test Data to
Determine Conformance with Specifications (incorporated by reference;
see Sec. 86.1).
(a)(4)(i)(B)(2)(iii) through (a)(4)(i)(B)(2)(iv) [Reserved]. For
guidance see Sec. 86.094-28.
(a)(4)(i)(C) through (a)(4)(i)(D)(2) [Reserved]. For guidance see
Sec. 86.098-28.
(a)(4)(ii)(A)(1) The official exhaust emission test results for
each applicable exhaust emission standard for each emission data
vehicle at the selected test point shall be multiplied by the
appropriate deterioration factor: Provided, that if a deterioration
factor as computed in paragraph (a)(4)(i)(B)(2)(ii) of this section is
less than one, that deterioration factor shall be one for the purposes
of this paragraph. For the SFTP composite standard of (NMHC+NOX),
the measured results of NMHC and NOX must each be multiplied by
their corresponding deterioration factors before the composite
(NMHC+NOX) standard is calculated.
(2) The calculation specified in paragraph (a)(4)(ii)(A)(1) of this
section may be modified with advance approval
[[Page 54885]]
of the Administrator for engine-system combinations which are certified
under the Alternative Service Accumulation Durability Program specified
in Sec. 86.094-13(e).
(a)(4)(ii)(B) through (a)(4)(ii)(C) [Reserved]. For guidance see
Sec. 86.098-28.
(a)(4)(iii) The emissions to compare with the standard (or the
family particulate emission limit, as appropriate) shall be the
adjusted emissions of Sec. 86.098-28 (a)(4)(ii)(B) and (C) and
paragraph (a)(4)(ii)(A) of this section 211a for each emission-data
vehicle. For the SFTP composite (NMHC+NOX) results, the individual
deterioration factors must be applied to the applicable NMHC and
NOX test results prior to calculating the adjusted composite
(NMHC+NOX) level that is compared with the standard. The
additional composite calculations that are required by the SFTP are
discussed in Sec. 86.164-00 (Supplemental federal test procedure
calculations). Before any emission value is compared with the standard
(or the family particulate emission limit, as appropriate), it shall be
rounded to two significant figures in accordance with the Rounding-Off
Method specified in ASTM E29-90, Standard Practice for Using
Significant Digits in Test Data to Determine Conformance with
Specifications (incorporated by reference; see Sec. 86.1). The rounded
emission values may not exceed the standard (or the family particulate
emission limit, as appropriate).
(a)(4)(iv) [Reserved]. For guidance see Sec. 86.094-28.
(a)(4)(v) [Reserved]. For guidance see Sec. 86.098-28.
(a)(5) through (a)(6) [Reserved]. For guidance see Sec. 86.094-28.
(a)(7) introductory text [Reserved]. For guidance see Sec. 86.098-
28.
(a)(7)(i) Separate deterioration factors shall be determined from
the exhaust emission results of the durability data vehicles for each
emission standard applicable under Sec. 86.000-8, for each engine
family group. Unless the Administrator approves a manufacturer's
request to develop specific deterioration factors for US06 and air
conditioning (SC03) test results, applicable deterioration factors
determined from FTP exhaust emission results will also be used to
estimate intermediate and full useful life emissions for all SFTP
regulated emission levels. The evaporative and/or refueling emission
deterioration factors for each evaporative/refueling family will be
determined and applied in accordance with Sec. 86.098-28(a)(4)
introductory text, (a)(4)(i)(C) and (D), (a)(4)(ii)(B) and (C), and
(a)(4)(v) and Sec. 86.094-28(a)(4)(i)(A) through (a)(4)(i)(B)(2)(i),
(a)(4)(i)(B)(2)(iii) and (iv), and (a)(4)(iv) and paragraphs (a)(4) (i)
introductory, (a)(4)(i)(B)(2)(ii), (a)(4)(ii)(A), and (a)(4)(iii) of
this section.
(a)(7)(ii) through (b)(4)(i) [Reserved]. For guidance see
Sec. 86.094-28.
(b)(4)(ii) Separate exhaust emission deterioration factors for each
regulated exhaust constituent, determined from tests of vehicles,
engines, subsystems, or components conducted by the manufacturer, shall
be supplied for each standard and for each engine-system combination.
Unless the Administrator approves a manufacturer's request to develop
specific deterioration factors for US06 and air conditioning (SC03)
test results, applicable deterioration factors determined from FTP
exhaust emission results will also be used to estimate intermediate and
full useful life emissions for all SFTP regulated emission levels.
(iii) The official exhaust emission results for each applicable
exhaust emission standard for each emission data vehicle at the
selected test point shall be adjusted by multiplication by the
appropriate deterioration factor. However, if the deterioration factor
supplied by the manufacturer is less than one, it shall be one for the
purposes of this paragraph (b)(4)(iii).
(iv) The emissions to compare with the standard(s) (or the family
particulate emission limit, as appropriate) shall be the adjusted
emissions of paragraph (b)(4)(iii) of this section for each emission-
data vehicle. For the SFTP composite (NMHC+NOX) results, the
individual deterioration factors must be applied to the applicable NMHC
and NOX test results prior to calculating the adjusted composite
(NMHC+NOX) level that is compared with the standard. The
additional composite calculations that are required by the SFTP are
discussed in Sec. 86.164-00 (Supplemental federal test procedure
calculations). Before any emission value is compared with the standard,
it shall be rounded to two significant figures in accordance with the
Rounding-Off Method specified in ASTM E29-90, Standard Practice for
Using Significant Digits in Test Data to Determine Conformance with
Specifications (incorporated by reference; see Sec. 86.1).
(5)(i) Paragraphs (b)(5)(i) (A) and (B) of this section apply only
to manufacturers electing to participate in the particulate averaging
program.
(A) If a manufacturer chooses to change the level of any family
particulate emission limit(s), compliance with the new limit(s) must be
based upon existing certification data.
(B) The production-weighted average of the family particulate
emission limits of all applicable engine families, rounded to two
significant figures in accordance with the Rounding-Off Method
specified in ASTM E29-90, Standard Practice for Using Significant
Digits in Test Data to Determine Conformance with Specifications
(incorporated by reference; see Sec. 86.1), must comply with the
particulate standards in Sec. 86.099-9 (a)(1)(iv) or (d)(1)(iv), or the
composite particulate standard as defined in Sec. 86.094-2, as
appropriate, at the end of the product year.
(ii) Paragraphs (b)(5)(ii) (A) and (B) of this section apply only
to manufacturers electing to participate in the NOX averaging
program.
(A) If a manufacturer chooses to change the level of any family
NOX emission limit(s), compliance with the new limit(s) must be
based upon existing certification data.
(B) The production-weighted average of the family FTP NOX
emission limits of all applicable engine families, rounded to two
significant figures in accordance with the Rounding-Off Method
specified in ASTM E29-90, Standard Practice for Using Significant
Digits in Test Data to Determine Conformance with Specifications
(incorporated by reference; see Sec. 86.1), must comply with the
NOX standards of Sec. 86.099-9(a)(1)(iii) (A) or (B), or the
composite NOX standard as defined in Sec. 86.094-2, at the end of
the product year.
(b)(6) [Reserved]
(b)(7)(i) through (b)(7)(iii) [Reserved]. For guidance see
Sec. 86.094-28.
(b)(7)(iv) The emission value for each evaporative emission data
vehicle to compare with the standards shall be the adjusted emission
value of Sec. 86.094-28 (b)(7)(iii) rounded to two significant figures
in accordance with the Rounding-Off Method specified in ASTM E29-90,
Standard Practice for Using Significant Digits in Test Data to
Determine Conformance with Specifications (incorporated by reference;
see Sec. 86.1).
(b)(8) through (c)(4)(iii)(B)(3) [Reserved]. For guidance see
Sec. 86.094-28.
(c)(4)(iv) The emission values for each emission data engine to
compare with the standards (or family emission limits, as appropriate)
shall be the adjusted emission values of Sec. 86.094-28 (c)(4)(iii),
rounded to the same number of significant figures as contained in the
applicable standard in accordance with the Rounding-Off Method
specified in
[[Page 54886]]
ASTM E29-90, Standard Practice for Using Significant Digits in Test
Data to Determine Conformance with Specifications (incorporated by
reference; see Sec. 86.1).
(c)(5) through (d)(4) [Reserved]. For guidance see Sec. 86.094-28.
(d)(5) The emission level to compare with the standard shall be the
adjusted emission level of Sec. 86.094-28 (d)(4). Before any emission
value is compared with the standard it shall be rounded to two
significant figures, in accordance with the Rounding-Off Method
specified in ASTM E29-90, Standard Practice for Using Significant
Digits in Test Data to Determine Conformance with Specifications
(incorporated by reference; see Sec. 86.1). The rounded emission values
may not exceed the standard.
(6) Every test vehicle of an evaporative emission family must
comply with the evaporative emission standard, as determined in
paragraph (d)(5) of this section, before any vehicle in that family may
be certified.
(e) through (h) [Reserved]. For guidance see Sec. 86.098-28.
15. Section 86.001-2 is amended by revising the introductory text
to read as follows:
Sec. 86.001-2 Definitions.
The definitions of Sec. 86.000-2 continue to apply to 2000 and
later model year vehicles. The definitions listed in this section apply
beginning with the 2001 model year.
* * * * *
16. Section 86.001-9 is revised to read as follows:
Sec. 86.001-9 Emission standards for 2001 and later model year light-
duty trucks
Section 86.001-9 includes text that specifies requirements that
differ from Sec. 86.097-9, Sec. 86.099-9 or Sec. 86.000-9. Where a
paragraph in Sec. 86.097-9, Sec. 86.099-9 or Sec. 86.000-9 is identical
and applicable to Sec. 86.001-9, this may be indicated by specifying
the corresponding paragraph and the statement ``[Reserved]. For
guidance see Sec. 86.097-9.'' or ``[Reserved]. For guidance see
Sec. 86.099-9.'' or ``[Reserved]. For guidance see Sec. 86.000-9.''
(a)(1) introductory text through (a)(1)(iii) [Reserved]. For
guidance see Sec. 86.097-9.
(a)(1)(iv) through (b)(4) [Reserved]. For guidance see Sec. 86.099-
9.
(b)(5) [Reserved]
(b)(6) Vehicles certified to the refueling standards set forth in
paragraph (d) of this section are not required to demonstrate
compliance with the fuel dispensing spitback standards contained in
Sec. 86.096-9 (b)(1)(iii) and (b)(2)(iii): Provided, that they meet the
requirements of Sec. 86.001-28(f).
(c) [Reserved]. For guidance see Sec. 86.097-9.
(d) Refueling emissions from 2001 and later model year gasoline-
fueled and methanol-fueled Otto-cycle and petroleum-fueled and
methanol-fueled diesel-cycle light duty trucks of 6,000 pounds or less
GVWR shall not exceed the following standards. The standards apply
equally to certification and in-use vehicles.
(1) Standards--(i) Hydrocarbons (for gasoline-fueled Otto-cycle and
petroleum-fueled diesel-cycle vehicles). 0.20 gram per gallon (0.053
gram per liter) of fuel dispensed.
(ii) Total Hydrocarbon Equivalent (for methanol-fueled vehicles).
0.20 gram per gallon (0.053 gram per liter) of fuel dispensed.
(iii) Hydrocarbons (for liquefied petroleum gas-fueled vehicles).
0.15 gram per gallon (0.04 gram per liter) of fuel dispensed.
(iv) Refueling receptacle (for natural gas-fueled vehicles).
Refueling receptacles on natural gas-fueled vehicles shall comply with
the receptacle provisions of the ANSI/AGA NGV1-1994 standard (as
incorporated by reference in Sec. 86.1).
(2)(i) The standards set forth in paragraphs (d)(1)(i) and (ii) of
this section refer to a sample of refueling emissions collected under
the conditions as set forth in subpart B of this part and measured in
accordance with those procedures.
(ii) For vehicles powered by petroleum-fueled diesel-cycle engines,
the provisions set forth in paragraph (d)(1)(i) of this section may be
waived: Provided, that the manufacturer complies with the provisions of
Sec. 86.001-28(f).
(3) A minimum of the percentage shown in Table A01-09 of a
manufacturer's sales of the applicable model year's gasoline- and
methanol-fueled Otto-cycle and petroleum-fueled and methanol-fueled
diesel-cycle light-duty trucks of 6,000 pounds or less GVWR shall be
tested under the procedures in subpart B of this part indicated for
2001 and later model years, and shall not exceed the standards
described in paragraph (d)(1) of this section. Vehicles certified in
accordance with paragraph (d)(2)(ii) of this section, as determined by
the provisions of Sec. 86.001-28(g), shall not be counted in the
calculation of the percentage of compliance:
Table A01-09.--Implementation Schedule for Light-Duty Truck Refueling
Emission Testing
------------------------------------------------------------------------
Sales
Model year percentage
------------------------------------------------------------------------
2001....................................................... 40
2002....................................................... 80
2003 and subsequent........................................ 100
------------------------------------------------------------------------
(e) [Reserved]. For guidance see Sec. 86.000-9.
(f) [Reserved]
(g) through (k) [Reserved]. For guidance see Sec. 86.097-9.
17. Section 86.001-21 is revised to read as follows:
Sec. 86.001-21 Application for certification.
Section 86.001-21 includes text that specifies requirements that
differ from Sec. 86.094-21 or Sec. 86.096-21. Where a paragraph in
Sec. 86.094-21 or Sec. 86.096-21 is identical and applicable to
Sec. 86.001-21, this may be indicated by specifying the corresponding
paragraph and the statement ``[Reserved]. For guidance see Sec. 86.094-
21.'' or ``[Reserved]. For guidance see Sec. 86.096-21.''
(a) through (b)(1)(i)(B) [Reserved]. For guidance see Sec. 86.094-
21.
(b)(1)(i)(C) The manufacturer must submit a Statement of Compliance
in the application for certification which attests to the fact that
they have assured themselves that the engine family is designed to
comply with the intermediate temperature cold testing criteria of
subpart C of this part, and does not unnecessarily reduce emission
control effectiveness of vehicles operating at high altitude or other
conditions not experienced within the US06 (aggressive driving) and
SC03 (air conditioning) test cycles.
(b)(1)(i)(C)(1) through (b)(1)(ii)(C) [Reserved]. For guidance see
Sec. 86.094-21.
(b)(2) Projected U.S. sales data sufficient to enable the
Administrator to select a test fleet representative of the vehicles (or
engines) for which certification is requested, and data sufficient to
determine projected compliance with the standards implementation
schedules of Sec. 86.000-8 and 86.000-9. Volume projected to be
produced for U.S. sale may be used in lieu of projected U.S. sales.
(b)(3) A description of the test equipment and fuel proposed to be
used.
(b)(4)(i) For light-duty vehicles and light-duty trucks, a
description of the test procedures to be used to establish the
evaporative emission and/or refueling emission deterioration factors,
as appropriate, required to be
[[Page 54887]]
determined and supplied in Sec. 86.001-23(b)(2).
(b)(4)(ii) through (b)(5)(iv) [Reserved]. For guidance see
Sec. 86.094-21.
(b)(5)(v) For light-duty vehicles and applicable light-duty trucks
with non-integrated refueling emission control systems, the number of
continuous UDDS cycles, determined from the fuel economy on the UDDS
applicable to the test vehicle of that evaporative/refueling emission
family-emission control system combination, required to use a volume of
fuel equal to 85% of fuel tank volume.
(b)(6) through (b)(8) [Reserved]. For guidance see Sec. 86.094-21.
(b)(9) For each light-duty vehicle, light-duty truck, evaporative/
refueling emission family or heavy-duty vehicle evaporative emission
family, a description of any unique procedures required to perform
evaporative and/or refueling emission tests, as applicable, (including
canister working capacity, canister bed volume, and fuel temperature
profile for the running loss test) for all vehicles in that evaporative
and/or evaporative/refueling emission family, and a description of the
method used to develop those unique procedures.
(10) For each light-duty vehicle or applicable light-duty truck
evaporative/refueling emission family, or each heavy-duty vehicle
evaporative emission family:
(i) Canister working capacity, according to the procedures
specified in Sec. 86.132-96(h)(1)(iv);
(ii) Canister bed volume; and
(iii) Fuel temperature profile for the running loss test, according
to the procedures specified in Sec. 86.129-94(d).
(c) through (j) [Reserved]. For guidance see Sec. 86.094-21.
(k) and (l) [Reserved]. For guidance see Sec. 86.096-21.
18. Section 86.001-23 is revised to read as follows:
Sec. 86.001-23 Required data.
Section 86.001-23 includes text that specifies requirements that
differ from Sec. 86.095-23, Sec. 86.098-23 or Sec. 86.000-23. Where a
paragraph in Sec. 86.095-23, Sec. 86.098-23 or Sec. 86.000-23 is
identical and applicable to Sec. 86.001-23, this may be indicated by
specifying the corresponding paragraph and the statement ``[Reserved].
For guidance see Sec. 86.095-23.'' or ``[Reserved]. For guidance see
Sec. 86.098-23.'' or ``[Reserved]. For guidance see Sec. 86.000-23.''
(a) through (b)(1)(ii) [Reserved]. For guidance see Sec. 86.095-23.
(b)(2) For light-duty vehicles and light-duty trucks, the
manufacturer shall submit evaporative emission and/or refueling
emission deterioration factors for each evaporative/refueling emission
family-emission control system combination and all test data that are
derived from testing described under Sec. 86.001-21(b)(4)(i) designed
and conducted in accordance with good engineering practice to assure
that the vehicles covered by a certificate issued under Sec. 86.001-30
will meet the evaporative and/or refueling emission standards in
Sec. 86.099-8 or Sec. 86.001-9, as appropriate, for the useful life of
the vehicle.
(b)(3) through (b)(4)(ii) [Reserved]. For guidance see Sec. 86.095-
23.
(b)(4)(iii) [Reserved]. For guidance see Sec. 86.098-23.
(c) through (e)(1) [Reserved]. For guidance see Sec. 86.095-23.
(e)(2) For evaporative and refueling emission durability, or light-
duty truck or heavy-duty engine exhaust emission durability, a
statement of compliance with paragraph (b)(2) of this section or
Sec. 86.095-23(b)(1)(ii), (b)(3) or (b)(4)(i) and (ii) or Sec. 86.098-
23(b)(4)(iii), as applicable.
(3) For certification of vehicles with non-integrated refueling
systems, a statement that the drivedown used to purge the refueling
canister was the same as described in the manufacturer's application
for certification. Furthermore, a description of the procedures used to
determine the number of equivalent UDDS miles required to purge the
refueling canisters, as determined by the provisions of Sec. 86.001-
21(b)(5)(v) and subpart B of this part. Furthermore, a written
statement to the Administrator that all data, analyses, test
procedures, evaluations and other documents, on which the above
statement is based, are available to the Administrator upon request.
(f) through (k) [Reserved]. For guidance see Sec. 86.095-23.
(l) [Reserved]. For guidance see Sec. 86.000-23.
(m) [Reserved]. For guidance see Sec. 86.098-23.
19. Section 86.001-24 is revised to read as follows:
Sec. 86.001-24 Test vehicles and engines.
Section 86.001-24 includes text that specifies requirements that
differ from Sec. 86.096-24, Sec. 86.098-24 or Sec. 86.000-24. Where a
paragraph in Sec. 86.096-24, Sec. 86.098-24 or Sec. 86.000-9 is
identical and applicable to Sec. 86.001-24, this may be indicated by
specifying the corresponding paragraph and the statement ``[Reserved].
For guidance see Sec. 86.096-24.'' or ``[Reserved]. For guidance see
Sec. 86.098-24.'' or ``[Reserved]. For guidance see Sec. 86.000-24.''
(a) through (a)(4) [Reserved]. For guidance see Sec. 86.096-24.
(a)(5) through (a)(7) [Reserved]. For guidance see Sec. 86.098-24.
(a)(8) through (b)(1) introductory text [Reserved]. For guidance
see Sec. 86.096-24.
(b)(1)(i) through (b)(1)(ii) [Reserved]. For guidance see
Sec. 86.000-24.
(b)(1)(iii) through (b)(1)(vi) [Reserved]. For guidance see
Sec. 86.096-24.
(b)(1)(vii)(A) through (b)(1)(viii)(A) [Reserved]. For guidance see
Sec. 86.098-24.
(b)(1)(viii)(B) through (e)(2) [Reserved]. For guidance see
Sec. 86.096-24.
(f) Carryover and carryacross of durability and emission data. In
lieu of testing an emission-data or durability vehicle (or engine)
selected under Sec. 86.096-24(b)(1) introductory text, (b)(1)(iii)
through (b)(1)(vi) and Sec. 86.000-24(b)(1)(i) through (b)(1)(ii) and
Sec. 86.098-24(b)(1)(vii)(A) through (b)(1)(viii)(A) or Sec. 86.096-
24(c), and submitting data therefor, a manufacturer may, with the prior
written approval of the Administrator, submit exhaust emission data,
evaporative emission data and/or refueling emission data, as
applicable, on a similar vehicle (or engine) for which certification
has been obtained or for which all applicable data required under
Sec. 86.001-23 has previously been submitted.
(g)(1) through (g)(2) [Reserved]. For guidance see Sec. 86.096-24.
(g)(3) through (g)(4) [Reserved]. For guidance see Sec. 86-000-24.
(h) [Reserved]. For guidance see Sec. 86.096-24.
20. Section 86.001-25 is revised to read as follows:
Sec. 86.001-25 Maintenance.
Section 86.001-25 includes text that specifies requirements that
differ from Sec. 86.094-25 or Sec. 86.098-25. Where a paragraph in
Sec. 86.094-25 or Sec. 86.098-25 is identical and applicable to
Sec. 86.001-25, this may be indicated by specifying the corresponding
paragraph and the statement ``[Reserved]. For guidance see Sec. 86.094-
25.'' or ``[Reserved]. For guidance see Sec. 86.098-25.''
(a)(1) Applicability. This section applies to light-duty vehicles,
light-duty trucks, and heavy-duty engines.
(2) Maintenance performed on vehicles, engines, subsystems, or
components used to determine exhaust, evaporative or refueling emission
deterioration factors, as appropriate, is classified as either
emission-related or non-emission-related and each of these can be
classified as either scheduled or
[[Page 54888]]
unscheduled. Further, some emission-related maintenance is also
classified as critical emission-related maintenance.
(b) introductory text through (b)(3)(vi)(D) [Reserved]. For
guidance see Sec. 86.094-25.
(b)(3)(vi)(E) through (b)(3)(vi)(J) [Reserved]. For guidance see
Sec. 86.098-25.
(b)(3)(vii) through (b)(6)(i)(E) [Reserved]. For guidance see
Sec. 86.094-25.
(b)(6)(i)(F) [Reserved]. For guidance see Sec. 86.098-25.
(b)(6)(i)(G) through (H) [Reserved]. For guidance see Sec. 86.094-
25.
(i) [Reserved]. For guidance see Sec. 86.000-25.
21. Section 86.001-26 is revised to read as follows:
Sec. 86.001-26 Mileage and service accumulation; emission
measurements.
Section 86.001-26 includes text that specifies requirements that
differ from Sec. 86.094-26, Sec. 86.095-26, Sec. 86.096-26,
Sec. 86.098-26 or Sec. 86.000-26. Where a paragraph in Sec. 86.094-26,
Sec. 86.095-26, Sec. 86.096-26, Sec. 86.098-26 or Sec. 86.000-26 is
identical and applicable to Sec. 86.001-26, this may be indicated by
specifying the corresponding paragraph and the statement ``[Reserved].
For guidance see Sec. 86.094-26.'' or ``[Reserved]. For guidance see
Sec. 86.095-26.'' or ``[Reserved]. For guidance see Sec. 86.096-26.''
or ``[Reserved]. For guidance see Sec. 86.098-26.'' or ``[Reserved].
For guidance see Sec. 86.000-26.''
(a)(1) [Reserved]. For guidance see Sec. 86.094-26.
(a)(2) through (a)(3)(i)(A) [Reserved]. For guidance see
Sec. 86.000-26.
(a)(3)(i)(B) [Reserved]. For guidance see Sec. 86.094-26.
(a)(3)(i)(C) [Reserved]. For guidance see Sec. 86.098-26.
(a)(3)(i)(D) through (a)(3)(ii)(B) [Reserved]. For guidance see
Sec. 86.094-26.
(a)(3)(ii)(C) [Reserved]. For guidance see Sec. 86.098-26.
(a)(3)(ii)(D) through (a)(4)(i)(B)(4) [Reserved]. For guidance see
Sec. 86.094-26.
(a)(4)(i)(C) [Reserved]. For guidance see Sec. 86.000-26.
(a)(4)(i)(D) through (a)(6)(ii) [Reserved]. For guidance see
Sec. 86.094-26.
(a)(6)(iii) [Reserved]. For guidance see Sec. 86.000-26.
(a)(7) through (a)(9)(i) [Reserved]. For guidance see Sec. 86.094-
26.
(a)(9)(ii) [Reserved]. For guidance see Sec. 86.000-26.
(a)(9)(iii) through (b)(2) introductory text [Reserved]. For
guidance see Sec. 86.094-26.
(b)(2)(i) through (b)(2)(ii) [Reserved]. For guidance see
Sec. 86.000-26.
(b)(2)(iii) [Reserved]. For guidance see Sec. 86.094-26.
(b)(2)(iv) Service or mileage accumulation which may be part of the
test procedures used by the manufacturer to establish evaporative and/
or refueling emission deterioration factors.
(b)(3) through (b)(4)(i)(B) [Reserved]. For guidance see
Sec. 86.094-26.
(b)(4)(i)(C) Exhaust, evaporative and/or refueling emission tests
for emission-data vehicle(s) selected for testing under Sec. 86.096-
24(b)(1)(ii), (iii) or (iv)(A) or Sec. 86.098-24(b)(1)(vii) shall be
conducted at the mileage (2,000 mile minimum) at which the engine-
system combination is stabilized for emission testing or at 6,436
kilometer (4,000 mile) test point under low-altitude conditions.
(b)(4)(i)(D) through (b)(4)(ii)(B) [Reserved]. For guidance see
Sec. 86.095-26.
(b)(4)(ii)(C) Exhaust, evaporative and/or refueling emission tests
for emission data vehicle(s) selected for testing under Sec. 86.094-
24(b)(1)(ii), (iii), and (iv) shall be conducted at the mileage (2,000
mile minimum) at which the engine-system combination is stabilized for
emission testing or at the 6,436 kilometer (4,000 mile) test point
under low-altitude conditions.
(b)(4)(ii)(D) [Reserved]. For guidance see Sec. 86.095-26.
(b)(4)(iii) [Reserved]
(b)(4)(iv) through (c)(3) [Reserved]. For guidance see Sec. 86.094-
26.
(c)(4) [Reserved]. For guidance see Sec. 86.096-26.
(d) through (d)(2)(i) [Reserved]. For guidance see Sec. 86.094-26.
(d)(2)(ii) [Reserved]. For guidance see Sec. 86.000-26.
(d)(3) through (d)(6) [Reserved]. For guidance see Sec. 86.094-26.
22. Section 86.001-28 is revised to read as follows:
Sec. 86.001-28 Compliance with emission standards.
Section 86.001-28 includes text that specifies requirements that
differ from Sec. 86.094-28, Sec. 86.098-28 or Sec. 86.000-28. Where a
paragraph in Sec. 86.094-28, Sec. 86.098-28 or Sec. 86.000-28 is
identical and applicable to Sec. 86.001-28, this may be indicated by
specifying the corresponding paragraph and the statement ``[Reserved].
For guidance see Sec. 86.094-28.'' or ``[Reserved]. For guidance see
Sec. 86.098-28.'' or ``[Reserved]. For guidance see Sec. 86.000-28.''
(a)(1) through (a)(2) [Reserved]. For guidance see Sec. 86.000-28.
(a)(3) [Reserved]. For guidance see Sec. 86.094-28.
(a)(4) [Reserved]. For guidance see Sec. 86.098-28.
(a)(4)(i) introductory text [Reserved]. For guidance see
Sec. 86.000-28.
(a)(4)(i)(A) through (a)(4)(i)(B)(2)(i) [Reserved]. For guidance
see Sec. 86.094-28.
(a)(4)(i)(B)(2)(ii) [Reserved]. For guidance see Sec. 86.000-28.
(a)(4)(i)(B)(2)(iii) through (a)(4)(i)(B)(2)(iv) [Reserved]. For
guidance see Sec. 86.094-28.
(a)(4)(i)(C) through (a)(4)(i)(D)(2) [Reserved]. For guidance see
Sec. 86.098-28.
(a)(4)(ii)(A)(1) through (a)(4)(ii)(A)(2) [Reserved]. For guidance
see Sec. 86.000-28.
(a)(4)(ii)(B) through (a)(4)(ii)(C) [Reserved]. For guidance see
Sec. 86.098-28.
(a)(4)(iii) [Reserved]. For guidance see Sec. 86.000-28.
(a)(4)(iv) [Reserved]. For guidance see Sec. 86.094-28.
(a)(4)(v) [Reserved]. For guidance see Sec. 86.098-28.
(a)(5) through (a)(6) [Reserved]. For guidance see Sec. 86.094-28.
(a)(7) introductory text [Reserved]. For guidance see Sec. 86.098-
28.
(a)(7)(i) [Reserved]. For guidance see Sec. 86.000-28.
(a)(7)(ii) [Reserved]. For guidance see Sec. 86.094-28.
(b)(1) This paragraph (b) applies to light-duty trucks.
(2) Each exhaust, evaporative and refueling emission standard (and
family emission limits, as appropriate) of Sec. 86.001-9 applies to the
emissions of vehicles for the appropriate useful life as defined in
Secs. 86.098-2 and 86.001-9.
(b)(3) through (b)(4)(i) [Reserved]. For guidance see Sec. 86.094-
28.
(b)(4)(ii) through (b)(6) [Reserved]. For guidance see Sec. 86.000-
28.
(b)(7)(i) This paragraph (b)(7) describes the procedure for
determining compliance of a new vehicle with evaporative emission
standards. The procedure described here shall be used for all vehicles
in applicable model years.
(ii) The manufacturer shall determine, based on testing described
in Sec. 86.001-21(b)(4)(i)(A), and supply an evaporative emission
deterioration factor for each evaporative/refueling emission family-
emission control system combination. The factor shall be calculated by
subtracting the emission level at the selected test point from the
emission level at the useful life point.
(iii) The official evaporative emission test results for each
evaporative/refueling emission-data vehicle at the selected test point
shall be adjusted by the addition of the appropriate
[[Page 54889]]
deterioration factor. However, if the deterioration factor supplied by
the manufacturer is less than zero, it shall be zero for the purposes
of this paragraph (b)(7)(iii).
(iv) The evaporative emission value for each emission-data vehicle
to compare with the standards shall be the adjusted emission value of
paragraph (b)(7)(iii) of this section rounded to two significant
figures in accordance with the Rounding-Off Method specified in ASTM
E29-90, Standard Practice for Using Significant Digits in Test Data to
Determine Conformance with Specifications (incorporated by reference;
see Sec. 86.1).
(8)(i) This paragraph (b)(8) describes the procedure for
determining compliance of a new vehicle with refueling emission
standards. The procedure described here shall be used for all
applicable vehicles in the applicable model years.
(ii) The manufacturer shall determine, based on testing described
in Sec. 86.001-21(b)(4)(i)(B), and supply a refueling emission
deterioration factor for each evaporative/refueling emission family-
emission control system combination. The factor shall be calculated by
subtracting the emission level at the selected test point from the
emission level at the useful life point.
(iii) The official refueling emission test results for each
evaporative/refueling emission-data vehicle at the selected test point
shall be adjusted by the addition of the appropriate deterioration
factor. However, if the deterioration factor supplied by the
manufacturer is less than zero, it shall be zero for the purposes of
this paragraph (b)(8)(iii).
(iv) The emission value for each evaporative emission-data vehicle
to compare with the standards shall be the adjusted emission value of
paragraph (b)(8)(iii) of this section rounded to two significant
figures in accordance with the Rounding-Off Method specified in ASTM
E29-90, Standard Practice for Using Significant Digits in Test Data to
Determine Conformance with Specifications (incorporated by reference;
see Sec. 86.1).
(9) Every test vehicle of an engine family must comply with all
applicable standards (and family emission limits, as appropriate), as
determined in Sec. 86.000-28(b)(4)(iv) and paragraphs (b)(7)(iv) and
(b)(8)(iv) of this section, before any vehicle in that family will be
certified.
(c) Introductory text through (c)(4)(iii)(B)(3) [Reserved]. For
guidance see Sec. 86.094-28.
(c)(4)(iv) [Reserved]. For guidance see Sec. 86.000-28.
(c)(5) through (d)(4) [Reserved]. For guidance see Sec. 86.094-28.
(d)(5) through (d)(6) [Reserved]. For guidance see Sec. 86.000-28.
(e) [Reserved]
(f) Fuel dispensing spitback testing waiver. (1) Vehicles certified
to the refueling emission standards set forth in Sec. 86.098-8, 86.099-
8 and 86.001-9 are not required to demonstrate compliance with the fuel
dispensing spitback standards contained in these sections: Provided,
that--
(i) The manufacturer certifies that the vehicle inherently meets
the Dispensing Spitback Standard as part of compliance with the
refueling emission standard.
(ii) This certification is provided in writing and applies to the
full useful life of the vehicle.
(2) EPA retains the authority to require testing to enforce
compliance and to prevent non-compliance with the Fuel Dispensing
Spitback Standard.
(g) Inherently low refueling emission testing waiver. (1) Vehicles
using fuels/fuel systems inherently low in refueling emissions are not
required to conduct testing to demonstrate compliance with the
refueling emission standards set forth in Secs. 86.098-8, 86.099-8 or
86.001-9: Provided, that--
(i) This provision is only available for petroleum diesel fuel. It
is only available if the Reid Vapor Pressure of in-use diesel fuel is
equal to or less than 1 psi (7 Kpa) and for diesel vehicles whose fuel
tank temperatures do not exceed 130 deg.F (54 deg.C); and
(ii) To certify using this provision the manufacturer must attest
to the following evaluation: ``Due to the low vapor pressure of diesel
fuel and the vehicle tank temperatures, hydrocarbon vapor
concentrations are low and the vehicle meets the 0.20 grams/gallon
refueling emission standard without a control system.''
(2) The certification required in paragraph (g)(1)(ii) of this
section must be provided in writing and must apply for the full useful
life of the vehicle.
(3) EPA reserves the authority to require testing to enforce
compliance and to prevent noncompliance with the refueling emission
standard.
(4) Vehicles certified to the refueling emission standard under
this provision shall not be counted in the sales percentage compliance
determinations for the 2001, 2002 and subsequent model years.
(h) Fixed liquid level gauge waiver. Liquefied petroleum gas-fueled
vehicles which contain fixed liquid level gauges or other gauges or
valves which can be opened to release fuel or fuel vapor during
refueling, and which are being tested for refueling emissions, are not
required to be tested with such gauges or valves open, as outlined in
Sec. 86.157-98(d)(2), provided the manufacturer can demonstrate, to the
satisfaction of the Administrator, that such gauges or valves would not
be opened during refueling in-use due to inaccessibility or other
design features that would prevent or make it very unlikely that such
gauges or valves could be opened.
23. Section 86.004-9 is revised to read as follows:
Sec. 86.004-9 Emission standards for 2004 and later model year light-
duty trucks.
Section 86.004-9 includes text that specifies requirements that
differ from Sec. 86.097-9, Sec. 86.099-9, Sec. 86.000-9 or Sec. 86.001-
9. Where a paragraph in Sec. 86.097-9, Sec. 86.099-9, Sec. 86.000-9 or
Sec. 86.001-9 is identical and applicable to Sec. 86.004-9, this may be
indicated by specifying the corresponding paragraph and the statement
``[Reserved]. For guidance see Sec. 86.097-9.'' or ``[Reserved]. For
guidance see Sec. 86.099-9.'' or ``[Reserved]. For guidance see
Sec. 86.000-9.'' or ``[Reserved]. For guidance see Sec. 86.001-9.''
(a)(1) introductory text through (a)(1)(iii) [Reserved]. For
guidance see Sec. 86.097-9.
(a)(1)(iv) through (b)(4) [Reserved]. For guidance see Sec. 86.099-
9.
(b)(5) [Reserved]
(b)(6) [Reserved]. For guidance see Sec. 86.001-9.
(c) [Reserved]. For guidance see Sec. 86.097-9.
(d) Refueling emissions from 2004 and later model year gasoline-
fueled and methanol-fueled Otto-cycle and petroleum-fueled and
methanol-fueled diesel-cycle light-duty trucks shall not exceed the
following standards. The standards apply equally to certification and
in-use vehicles.
(d)(1) through (d)(2)(ii) [Reserved]. For guidance see Sec. 86.001-
9.
(d)(2)(iii) Heavy-duty vehicles certified as light-duty trucks
under the provisions of Sec. 86.085-1 shall comply with the provisions
of Sec. 86.001-9 (d)(1)(i) and (ii).
(3)(i) All light-duty trucks of a GVWR equal to 6,000 pounds or
less (100%) must meet the refueling emission standard.
(ii) A minimum of the percentage shown in Table A04-09 of a
manufacturer's sales of the applicable model year's gasoline- and
methanol-fueled Otto-cycle and petroleum-fueled and methanol-fueled
diesel-cycle light-duty trucks of 6,001 to 8,500 pounds GVWR shall be
tested under the procedures in subpart B of this part indicated for
2004 and later model years, and shall not exceed the
[[Page 54890]]
standards described in Sec. 86.001-9 (d)(1). Vehicles certified in
accordance with Sec. 86.001-9 (d)(2)(ii), as determined by the
provisions of Sec. 86.001-28(g), shall not be counted in the
calculation of the percentage of compliance:
Table A04-09.--Implementation Schedule for Light-Duty Truck Refueling
Emission Testing
------------------------------------------------------------------------
Sales
Model year percentage
------------------------------------------------------------------------
2004....................................................... 40
2005....................................................... 80
2006 and subsequent........................................ 100
------------------------------------------------------------------------
(e) [Reserved]. For guidance see Sec. 86.000-9.
(f) [Reserved]
(g) through (k) [Reserved]. For guidance see Sec. 86.097-9.
24. Section 86.004-28 is revised to read as follows:
Sec. 86.004-28 Compliance with emission standards.
Section 86.004-28 includes text that specifies requirements that
differ from Sec. 86.094-28, Sec. 86.098-28, Sec. 86.000-28 or
Sec. 86.001-28. Where a paragraph in Sec. 86.094-28, Sec. 86.098-28,
Sec. 86.000-28 or Sec. 86.001-28 is identical and applicable to
Sec. 86.004-28, this may be indicated by specifying the corresponding
paragraph and the statement ``[Reserved]. For guidance see Sec. 86.094-
28.'' or ``[Reserved]. For guidance see Sec. 86.098-28.'' or
``[Reserved]. For guidance see Sec. 86.000-28.'' or ``[Reserved]. For
guidance see Sec. 86.001-28.''
(a)(1) through (a)(2) [Reserved. For guidance see Sec. 86.000-28.
(a)(3) [Reserved]. For guidance see Sec. 86.094-28.
(a)(4) introductory text [Reserved]. For guidance see Sec. 86.098-
28.
(a)(4)(i) [Reserved]. For guidance see Sec. 86.000-28.
(a)(4)(i)(A) through (a)(4)(i)(B)(2)(i) [Reserved. For guidance see
Sec. 86.094-28.
(a)(4)(i)(B)(2)(ii) [Reserved]. For guidance see Sec. 86.000-28.
(a)(4)(i)(B)(2)(iii) through (a)(4)(i)(B)(2)(iv) [Reserved]. For
guidance see Sec. 86.094-28.
(a)(4)(i)(C) through (a)(4)(i)(D)(2) [Reserved]. For guidance see
Sec. 86.098-28.
(a)(4)(ii)(A)(1) through (a)(4)(ii)(A)(2) [Reserved]. For guidance
see Sec. 86.000-28.
(a)(4)(ii)(B) through (a)(4)(ii)(C) [Reserved]. For guidance see
Sec. 86.098-28.
(a)(4)(iii) [Reserved]. For guidance see Sec. 86.000-28.
(a)(4)(iv) [Reserved]. For guidance see Sec. 86.094-28.
(a)(4)(v) [Reserved]. For guidance see Sec. 86.098-28.
(a)(5) through (a)(6) [Reserved]. For guidance see Sec. 86.094-28.
(a)(7) introductory text [Reserved]. For guidance see Sec. 86.098-
28.
(a)(7)(i) [Reserved]. For guidance see Sec. 86.000-28.
(a)(7)(ii) [Reserved]. For guidance see Sec. 86.094-28.
(b)(1) This paragraph (b) applies to light-duty trucks.
(2) Each exhaust, evaporative and refueling emission standard (and
family emission limits, as appropriate) of Sec. 86.004-9 applies to the
emissions of vehicles for the appropriate useful life as defined in
Secs. 86.098-2 and 86.004-9.
(b)(3) through (b)(4)(i) [Reserved]. For guidance see Sec. 86.094-
28.
(b)(4)(ii) through (b)(6) [Reserved]. For guidance see Sec. 86.000-
28.
(b)(7)(i) through (b)(9) [Reserved]. For guidance see Sec. 86.001-
28.
(c) introductory text through (c)(4)(iii)(B)(3) [Reserved]. For
guidance see Sec. 86.094-28.
(c)(4)(iv) [Reserved]. For guidance see Sec. 86.000-28.
(c)(5) through (d)(4) [Reserved]. For guidance see Sec. 86.094-28.
(d)(5) through (d)(6) [Reserved]. For guidance see Sec. 86.000-28.
(e) [Reserved]
(f) through (g)(3) through [Reserved]. For guidance see
Sec. 86.001-28.
(g)(4) Vehicles certified to the refueling emission standard under
this provision shall not be counted in the sales percentage compliance
determinations for the 2004, 2005 and subsequent model years.
(h) [Reserved]. For guidance see Sec. 86.001-28.
Subpart B--[Amended]
25. Section 86.101 is amended by removing and reserving paragraph
(a)(2) and adding paragraph (a)(4) to read as follows:
Sec. 86.101 General applicability.
(a) * * *
(2) [Reserved]
* * * * *
(4) For fuel economy testing according to part 600 of this chapter,
in the model years of 2000 and 2001 only, manufacturers have the option
to use the dynamometer provisions of Sec. 86.108-00(b)(1) and
Sec. 86.129-00 (a), (b), and (c) instead of the provisions of
Sec. 86.108-00(b)(2) and Sec. 86.129-00 (a), (e), and (f).
* * * * *
26. A new Sec. 86.106-00 is added to subpart B to read as follows:
Sec. 86.106-00 Equipment required; overview.
Section 86.106-00 includes text that specifies requirements that
differ from Sec. 86.106-96. Where a paragraph in Sec. 86.106-96 is
identical and applicable to Sec. 86.106-00, this may be indicated by
specifying the corresponding paragraph and the statement ``[Reserved].
For guidance see Sec. 86.106-96.''
(a) introductory text through (a)(2) [Reserved]. For guidance see
Sec. 86.106-96.
(a)(3) Fuel, analytical gas, and driving schedule specifications.
Fuel specifications for exhaust and evaporative emissions testing and
for mileage accumulation for petroleum-fueled and methanol-fueled
vehicles are specified in Sec. 86.113. Analytical gases are specified
in Sec. 86.114. The EPA Urban Dynamometer Driving Schedule (UDDS),
US06, and SC03 driving schedules, for use in exhaust emission tests,
and the New York City Cycle (NYCC), for use with the UDDS in running
loss tests, are specified in Secs. 86.115, 86.130, 86.159, 86.160, and
appendix I to this part.
(b) [Reserved]
27. A new Sec. 86.108-00 is added to subpart B to read as follows:
Sec. 86.108-00 Dynamometer.
(a) The dynamometer shall simulate the road load force and inertia
specified for the vehicle being tested, and shall determine the
distance traveled during each phase of the test procedure.
(b) Two types of dynamometer roll configurations are currently
approved by the Administrator:
(1) A small twin-roll dynamometer that has a nominal roll diameter
of 8.65 inches and a nominal roll spacing of 17 inches; and
(2)(i) An electric dynamometer that has a single roll with a
nominal diameter of 48 inches (1.20 to 1.25 meters).
(ii)(A) The dynamometer must be capable of dynamically controlling
inertia load during the US06 test cycle as a function of a vehicle
throttle position signal if a manufacturer desires using the following
test option. Any time the duration of throttle operation greater than
or equal to 85% of wide open throttle (WOT) is greater than or equal to
eight seconds, the test inertia load may be adjusted during any of five
EPA specified acceleration events by an amount of load that will
eliminate additional throttle operation greater than or equal to 85% of
WOT.
(B)(1) The specific US06 schedule accelerations time periods where
inertia load adjustments may be applied are:
(i) 49 through 69 seconds;
[[Page 54891]]
(ii) 83 through 97 seconds;
(iii) 135 through 165 seconds;
(iv) 315 through 335 seconds; and
(v) 568 through 583 seconds.
(2) During these five time intervals when inertia load adjustment
is occurring, inertia load adjustment is discontinued when throttle
operation is less than 85% of WOT or at the end of the specified time
interval.
(C) Each type of generic application for implementing this concept
must receive the Administrator's approval before a manufacturer may use
these inertia adjustments for official US06 schedule certification
tests.
(c) Other dynamometer configurations may be used for testing if it
can be demonstrated that the simulated road load power and inertia are
equivalent, and if approved in advance by the Administrator.
(d) An electric dynamometer meeting the requirements of paragraph
(b)(2) of this section, or a dynamometer approved as equivalent under
paragraph (c) of this section, must be used for all types of emission
testing in the following situations.
(1)(i) Gasoline vehicles which are part of an engine family which
is designated to meet the phase-in of SFTP compliance required under
the implementation schedule of Table A00-1 of Sec. 86.000-08, or Table
A00-3, or Table A00-5 of Sec. 86.000-09.
(ii) Diesel LDVs and LDT1s which are part of an engine family which
is designated to meet the phase-in of SFTP compliance required under
the implementation schedule of Table A00-1 of Sec. 86.000-08, or Table
A00-3, or Table A00-5 of Sec. 86.000-09.
(2) Starting with the 2002 model year, any light-duty vehicle or
light light-duty truck which uses any regulated fuel.
(3) Starting with the 2004 model year, any heavy light-duty truck
which uses any regulated fuel.
28. A new Sec. 86.115-00 is added to subpart B to read as follows:
Sec. 86.115-00 EPA dynamometer driving schedules.
Section 86.115-00 includes text that specifies requirements that
differ from Sec. 86.115-78. Where a paragraph in Sec. 86.115-78 is
identical and applicable to Sec. 86.115-00, this may be indicated by
specifying the corresponding paragraph and the statement ``[Reserved].
For guidance see Sec. 86.115-78.''
(a) The driving schedules for the EPA Urban Dynamometer Driving
Schedule, US06, SC03, and the EPA New York City Cycles are contained in
appendix I of this part. The driving schedules are defined by a smooth
trace drawn through the specified speed vs. time relationships. They
each consist of a distinct non-repetitive series of idle, acceleration,
cruise, and deceleration modes of various time sequences and rates.
(b) The driver should attempt to follow the target schedule as
closely as possible (refer to Sec. 86.128-00 for additional cycle
driving instructions). The speed tolerance at any given time for these
schedules, or for a driver's aid chart approved by the Administrator,
are as follows:
(b)(1) through (c) [Reserved]. For guidance see Sec. 86.115-78.
29. A new Sec. 86.118-00 is added to subpart B to read as follows:
Sec. 86.118-00 Dynamometer calibrations.
(a) The dynamometer shall be calibrated at least once each month or
performance verified at least once each week and then calibrated as
required.
(b) For large single roll electric dynamometers or equivalent
dynamometer configurations, the dynamometer adjustment settings for
each vehicle's emission test sequence shall be verified by comparing
the force imposed during dynamometer operation with actual road load
force.
30. A new Sec. 86.127-00 is added to subpart B to read as follows:
Sec. 86.127-00 Test procedures; overview.
Applicability. The procedures described in this and subsequent
sections are used to determine the conformity of vehicles with the
standards set forth in subpart A of this part for light-duty vehicles
and light-duty trucks. Except where noted, the procedures of paragraphs
(a) through (b) of this section, Sec. 86.127-96 (c) and (d), and the
contents of Secs. 86.135-94, 86.136-90, 86.137-96, 86.140-94, 86.142-
90, and 86.144-94 are applicable for determining emission results for
vehicle exhaust emission systems designed to comply with the FTP
emission standards, or the FTP emission element required for
determining compliance with composite SFTP standards. Paragraphs (f)
and (g) of this section discuss the additional test elements of
aggressive driving (US06) and air conditioning (SC03) that comprise the
exhaust emission components of the SFTP. Section 86.127-96(e) discusses
fuel spitback emissions and paragraphs (h) and (i) of this section are
applicable to all vehicle emission test procedures. Section 86.127-00
includes text that specifies requirements that differ from Sec. 86.127-
96. Where a paragraph in Sec. 86.127-96 is identical and applicable to
Sec. 86.127-00, this may be indicated by specifying the corresponding
paragraph and the statement ``[Reserved]. For guidance see Sec. 86.127-
96.''
(a) The overall test consists of prescribed sequences of fueling,
parking, and operating test conditions. Vehicles are tested for any or
all of the following emissions:
(1) Gaseous exhaust THC, CO, NOx, CO2 (for petroleum-
fueled and gaseous- fueled vehicles), plus CH3OH and HCHO for
methanol-fueled vehicles, plus CH4 (for vehicles subject to the
NMHC and NMHCE standards).
(2) Particulates.
(3) Evaporative HC (for gasoline-fueled, methanol-fueled and
gaseous-fueled vehicles) and CH3OH (for methanol-fueled vehicles).
The evaporative testing portion of the procedure occurs after the
exhaust emission test; however, exhaust emissions need not be sampled
to complete a test for evaporative emissions.
(4) Fuel spitback (this test is not required for gaseous-fueled
vehicles).
(b) The FTP Otto-cycle exhaust emission test is designed to
determine gaseous THC, CO, CO2, CH4, NOx, and
particulate mass emissions from gasoline-fueled, methanol-fueled and
gaseous-fueled Otto-cycle vehicles as well as methanol and formaldehyde
from methanol-fueled Otto-cycle vehicles, while simulating an average
trip in an urban area of 11 miles (18 kilometers). The test consists of
engine start-ups and vehicle operation on a chassis dynamometer through
a specified driving schedule (see paragraph (a), EPA Urban Dynamometer
Driving Schedule, of Appendix I to this part). A proportional part of
the diluted exhaust is collected continuously for subsequent analysis,
using a constant volume (variable dilution) sampler or critical flow
venturi sampler.
(c) through (e) ``[Reserved]. For guidance see Sec. 86.127-96.''
(f) The element of the SFTP for exhaust emissions related to
aggressive driving (US06) is designed to determine gaseous THC, NMHC,
CO, CO2, CH4, and NOx emissions from gasoline-fueled or
diesel-fueled vehicles (see Sec. 86.158-00 Supplemental test
procedures; overview, and Sec. 86.159-00 Exhaust emission test
procedures for US06 emissions). The test cycle simulates urban driving
speeds and accelerations that are not represented by the FTP Urban
Dynamometer Driving Schedule simulated trips discussed in paragraph (b)
of this section. The test consists of vehicle operation on a chassis
dynamometer through a specified driving cycle (see paragraph (g), US06
Dynamometer Driving Schedule, of Appendix I to this part). A
proportional
[[Page 54892]]
part of the diluted exhaust is collected continuously for subsequent
analysis, using a constant volume (variable dilution) sampler or
critical flow venturi sampler.
(g)(1) The element of the SFTP related to the increased exhaust
emissions caused by air conditioning operation (SC03) is designed to
determine gaseous THC, NMHC, CO, CO2, CH4, and NOX
emissions from gasoline-fueled or diesel fueled vehicles related to air
conditioning use (see Sec. 86.158-00 Supplemental federal test
procedures; overview and Sec. 86.160-00 Exhaust emission test procedure
for SC03 emissions). The test cycle simulates urban driving behavior
with the air conditioner operating. The test consists of engine
startups and vehicle operation on a chassis dynamometer through
specified driving cycles (see paragraph (h), SC03 Dynamometer Driving
Schedule, of Appendix I to this part). A proportional part of the
diluted exhaust is collected continuously for subsequent analysis,
using a constant volume (variable dilution) sampler or critical flow
venturi sampler. The testing sequence includes an approved
preconditioning cycle, a 10 minute soak with the engine turned off, and
the SC03 cycle with measured exhaust emissions.
(2) The SC03 air conditioning test is conducted with the air
conditioner operating at specified settings and the ambient test
conditions of:
(i) Air temperature of 95 deg.F;
(ii) 100 grains of water/pound of dry air (approximately 40 percent
relative humidity);
(iii) Simulated solar heat intensity of 850 W/m \2\ (see
Sec. 86.161-00(d)); and
(iv) air flow directed at the vehicle that will provide
representative air conditioner system condenser cooling at all vehicle
speeds (see Sec. 86.161-00(e)).
(3) Manufacturers have the option of simulating air conditioning
operation during testing at other ambient test conditions provided they
can demonstrate that the vehicle tail pipe exhaust emissions are
representative of the emissions that would result from the SC03 cycle
test procedure and the ambient conditions of paragraph (g)(2) of this
section. The Administrator has approved two optional air conditioning
test simulation procedures AC1 and AC2 (see Sec. 86.162-00) for only
the model years of 2000 through 2002. If a manufacturer desires to
conduct simulation SC03 testing for model year 2003 and beyond, the
simulation test procedure must be approved in advance by the
Administrator (see Secs. 86.162-00 and 86.163-00).
(h) Except in cases of component malfunction or failure, all
emission control systems installed on or incorporated in a new motor
vehicle shall be functioning during all procedures in this subpart.
Maintenance to correct component malfunction or failure shall be
authorized in accordance with Sec. 86.090-25.
(i) Background concentrations are measured for all species for
which emissions measurements are made. For exhaust testing, this
requires sampling and analysis of the dilution air. For evaporative
testing, this requires measuring initial concentrations. (When testing
methanol-fueled vehicles, manufacturers may choose not to measure
background concentrations of methanol and/or formaldehyde, and then
assume that the concentrations are zero during calculations.)
31. A new Sec. 86.128-00 is added to subpart B to read as follows:
Sec. 86.128-00 Transmissions.
Section 86.128-00 includes text that specifies requirements that
differ from Sec. 86.128-79. Where a paragraph in Sec. 86.128-79 is
identical and applicable to Sec. 86.128-00, this may be indicated by
specifying the corresponding paragraph and the statement ``[Reserved].
For guidance see Sec. 86.128-79.''
(a) through (c) [Reserved]. For guidance see Sec. 86.128-79.
(d) The vehicle shall be driven with appropriate accelerator pedal
movement necessary to achieve the speed versus time relationship
prescribed by the driving schedule. Both smoothing of speed variations
and excessive accelerator pedal perturbations are to be avoided.
(e) through (h) [Reserved]. For guidance see Sec. 86.128-79.
32. A new Sec. 86.129-00 is added to subpart B to read as follows:
Sec. 86.129-00 Road load power test weight and inertia weight class
determination.
Applicability. Section 86.129-94 (a) applies to all vehicle
testing. Section 86.129-80 (b) and (c) are applicable to vehicles from
engine families which are not required to meet SFTP requirements,
although a manufacturer may elect to use the requirements in paragraphs
(e) and (f) of this section instead of Sec. 86.129-80 (b) and (c) on
any vehicle. Section 86.129-94(d) which discusses fuel temperature
profile, is applicable to evaporative emission running loss testing.
Paragraphs (e) and (f) of this section are applicable to vehicles from
engine families required to comply with SFTP requirements. Section
86.129-00 includes text that specifies requirements that differ from
Sec. 86.129-80 or Sec. 86.129-94. Where a paragraph in Sec. 86.129-80
or Sec. 86.129-94 is identical and applicable to Sec. 86.129-00, this
may be indicated by specifying the corresponding paragraph and the
statement ``[Reserved]. For guidance see Sec. 86.129-80.'' or
``[Reserved]. For guidance see Sec. 86.129-94.''
(a) [Reserved]. For guidance see Sec. 86.129-94.
(b) through (c) [Reserved]. For guidance see Sec. 86.129-80.
(d) [Reserved]. For guidance see Sec. 86.129-94.
(e)(1) For each test vehicle from an engine family required to
comply with SFTP requirements, the manufacturer shall supply
representative road load forces for the vehicle at speeds between 15
km/hr (9.3 mph) and 115 km/hr (71.5 mph). The road load force shall
represent vehicle operation on a smooth level road, during calm winds,
with no precipitation, at an ambient temperature of 20 deg.C (68
deg.F), and atmospheric pressure of 98.21 kPa. Road load force for low
speed may be extrapolated. Manufacturers may, at their option, use road
load forces meeting the objectives of paragraph (f) of this section for
any vehicle.
(2) The dynamometer's power absorption shall be set for each
vehicle's emission test sequence such that the force imposed during
dynamometer operation matches actual road load force at all speeds.
(3) The 10 percent adjustment in road load power for air
conditioning discussed in Sec. 86.129-80(b)(3), is not applicable when
road load forces are determined for dynamometer testing using
paragraphs (e)(1) and (e)(2) of this section.
(f)(1) Required test dynamometer inertia weight class selections
for the test elements of FTP, US06, and SC03 are determined by the test
vehicles test weight basis and corresponding equivalent weight as
listed in the tabular information of Sec. 86.129-94(a). With the
exception of the fuel economy test weight information in footnote 4 to
the table in Sec. 86.129-94(a), none of the other footnotes to the
tabular listing apply to emission tests utilizing an approved single
roll dynamometer or equivalent dynamometer configuration. All light-
duty vehicles and light light-duty trucks are to be tested at the
inertia weight class corresponding to their equivalent test weight.
(i) For light-duty vehicles and light light-duty trucks, test
weight basis is loaded vehicle weight, which is the vehicle weight plus
300 pounds.
(ii) For heavy light-duty trucks, the definition of test weight
basis varies depending on the SFTP test element being tested.
[[Page 54893]]
(A) For the aggressive driving cycle (US06), the test weight basis
is the vehicle curb weight plus 300 pounds.
(B) For the FTP and the air conditioning (SC03) element of the
SFTP, the test weight is the average of the curb weight plus GVWR.
(2) Dynamic inertia load adjustments may be made to the test
inertia weight during specific US06 acceleration events when wide open
throttle operation is equal to or greater than eight (8) seconds (see
Sec. 86.108-00). The dynamic inertia weight adjustment procedure must
be approved in advance of conducting official US06 testing. The
Administrator will perform confirmatory US06 testing using the same
dynamometer inertia adjustment procedures as the manufacturer if:
(i) The manufacturer submits a request to the Administrator; and
(ii) The manufacturer provides the dynamometer hardware and/or
software necessary for these adjustments to the Administrator.
33. A new Sec. 86.130-00 is added to subpart B to read as follows:
Sec. 86.130-00 Test sequence; general requirements.
Applicability. Section 86.130-96 (a) through (d) is applicable to
vehicles tested for the FTP test. Paragraph (e) of this section is
applicable to vehicles tested for the SFTP supplemental tests of air
conditioning (SC03) and aggressive driving (US06). Paragraph (f) of
this section is applicable to all emission testing. Section 86.130-00
includes text that specifies requirements that differ from Sec. 86.130-
96. Where a paragraph in Sec. 86.130-96 is identical and applicable to
Sec. 86.130-00, this may be indicated by specifying the corresponding
paragraph and the statement ``[Reserved]. For guidance see Sec. 86.130-
96.''
(a) through (d) [Reserved]. For guidance see Sec. 86.130-96.
(e) The supplemental tests for exhaust emissions related to
aggressive driving (US06) and air conditioning (SC03) use are conducted
as stand-alone tests as described in Secs. 86.158-00, 86.159-00, and
86.160-00. These tests may be performed in any sequence that maintains
the appropriate preconditioning requirements for these tests as
specified in Sec. 86.132-00.
(f) If tests are invalidated after collection of emission data from
previous test segments, the test may be repeated to collect only those
data points needed to complete emission measurements. Compliance with
emission standards may be determined by combining emission measurements
from different test runs. If any emission measurements are repeated,
the new measurements supersede previous values.
34. A new Sec. 86.131-00 is added to subpart B to read as follows:
Sec. 86.131-00 Vehicle preparation.
Section 86.131-00 includes text that specifies requirements that
differ from Sec. 86.131-96. Where a paragraph in Sec. 86.131-96 is
identical and applicable to Sec. 86.131-00, this may be indicated by
specifying the corresponding paragraph and the statement ``[Reserved].
For guidance see Sec. 86.131-96.''
(a) through (e) [Reserved]. For guidance see Sec. 86.131-96.
(f) For vehicles to be tested for aggressive driving emissions
(US06), provide a throttle position sensing signal that is compatible
with the test dynamometer. This signal provides the input information
that controls dynamometer dynamic inertia weight adjustments (see
Secs. 86.108-00(b)(2)(ii) and 86.129-00(f)(2)). If a manufacturer
chooses not to implement dynamic inertia adjustments for a portion or
all of their product line, this requirement is not applicable.
35. A new Sec. 86.132-00 is added to subpart B to read as follows:
Sec. 86.132-00 Vehicle preconditioning.
Applicability. Section 86.132-96 (a) through (c)(1) and (d) through
(m) and paragraph (c)(2) of this section are applicable to FTP and
evaporative emission testing. Paragraphs (n) and (o) of this section
are applicable to vehicles tested for the SFTP supplemental tests of
aggressive driving (US06) and air conditioning (SC03). Section 86.132-
00 includes text that specifies requirements that differ from
Sec. 86.132-96. Where a paragraph in Sec. 86.132-96 is identical and
applicable to Sec. 86.132-00, this may be indicated by specifying the
corresponding paragraph and the statement ``[Reserved]. For guidance
see Sec. 86.132-96.''
(a) through (c)(1) [Reserved]. For guidance see Sec. 86.132-96.
(c)(2)(i) Once a test vehicle has completed the refueling and
vehicle soak steps specified in Sec. 86.132-96 (b) and (c)(1), these
steps may be omitted in subsequent testing with the same vehicle and
the same fuel specifications, provided the vehicle remains under
laboratory ambient temperature conditions for at least 6 hours before
starting the next test. In such cases, each subsequent test shall begin
with the preconditioning drive specified in Sec. 86.132-96(c)(1). The
test vehicle may not be used to set dynamometer horsepower.
(ii) The SFTP test elements of aggressive driving (US06) and air
conditioning (SC03) can be run immediately or up to 72 hours after the
official FTP and/or evaporative test sequence without refueling
provided the vehicle has remained under laboratory ambient temperature
conditions. If the time interval exceeds 72 hours or the vehicle leaves
the ambient temperature conditions of the laboratory, the manufacturer
must repeat the refueling operation.
(d) through (m) [Reserved]. For guidance see Sec. 86.132-96.
(n) Aggressive Driving Test (US06) Preconditioning. (1) If the US06
test follows the exhaust emission FTP or evaporative testing, the
refueling step may be deleted and the vehicle may be preconditioned
using the fuel remaining in the tank (see paragraph (c)(2)(ii) of this
section). The test vehicle may be pushed or driven onto the test
dynamometer. Acceptable cycles for preconditioning are as follows:
(i) If the soak period since the last exhaust test element is less
than or equal to two hours, preconditioning may consist of a 505, 866,
highway, US06, or SC03 test cycles.
(ii) If the soak period since the last exhaust test element is
greater than two hours, preconditioning consists of one full Urban
Dynamometer Driving Cycle. Manufacturers, at their option, may elect to
use the preconditioning in paragraph (n)(1)(i) of this section when the
soak period exceeds two hours.
(iii) If a manufacturer has concerns about fuel effects on adaptive
memory systems, a manufacturer may precondition a test vehicle on test
fuel and the US06 cycle. Upon request from a manufacturer, the
administrator will also perform the preconditioning with the US06
cycle.
(iv) The preconditioning cycles for the US06 test schedule are
conducted at the same ambient test conditions as the certification US06
test.
(2) Following the preconditioning specified in paragraphs
(n)(1)(i), (ii), and (iii) of this section, the test vehicle is
returned to idle for one to two minutes before the start of the
official US06 test cycle.
(o) Air Conditioning Test (SC03) Preconditioning. (1) If the SC03
test follows the exhaust emission FTP or evaporative testing, the
refueling step may be deleted and the vehicle may be preconditioned
using the fuel remaining in the tank (see paragraph (c)(2)(ii) of this
section). The test vehicle may be pushed or driven onto the test
dynamometer. Acceptable cycles for preconditioning are as follows:
[[Page 54894]]
(i) If the soak period since the last exhaust test element is less
than or equal to two hours, preconditioning may consist of a 505, 866,
or SC03 test cycles.
(ii) If the soak period since the last exhaust test element is
greater than two hours, preconditioning consists of one full Urban
Dynamometer Driving Cycle. Manufacturers, at their option, may elect to
use the preconditioning in paragraph (o)(1)(i) of this section when the
soak period exceeds two hours.
(2) Following the preconditioning specified in paragraphs (o)(1)(i)
and (ii) of this section, the test vehicle is turned off, the vehicle
cooling fan(s) is turned off, and the vehicle is allowed to soak for 10
minutes prior to the start of the official SC03 test cycle.
(3) The preconditioning cycles for the SC03 air conditioning test
and the 10 minute soak are conducted at the same ambient test
conditions as the SC03 certification air conditioning test.
36. A new Sec. 86.135-00 is added to subpart B to read as follows:
Sec. 86.135-00 Dynamometer procedure.
Section 86.135-00 includes text that specifies requirements that
differ from Sec. 86.135-90 and Sec. 86.135-94. Where a paragraph in
Sec. 86.135-90 or Sec. 86.135-94 is identical and applicable to
Sec. 86.135-00, this may be indicated by specifying the corresponding
paragraph and the statement ``[Reserved]. For guidance see Sec. 86.135-
90.'' or ``[Reserved]. For guidance see Sec. 86.135-94.''
(a) [Reserved]. For guidance see Sec. 86.135-94.
(b) through (c) [Reserved]. For guidance see Sec. 86.135-90.
(d) Practice runs over the prescribed driving schedule may be
performed at test point, provided an emission sample is not taken, for
the purpose of finding the appropriate throttle action to maintain the
proper speed-time relationship, or to permit sampling system
adjustment. Both smoothing of speed variations and excessive
accelerator pedal perturbations are to be avoided. When using two-roll
dynamometers a truer speed-time trace may be obtained by minimizing the
rocking of the vehicle in the rolls; the rocking of the vehicle changes
the tire rolling radius on each roll. This rocking may be minimized by
restraining the vehicle horizontally (or nearly so) by using a cable
and winch.
(e) through (i) [Reserved]. For guidance see Sec. 86.135-90.
37. A new Sec. 86.158-00 is added to subpart B to read as follows:
Sec. 86.158-00 Supplemental Federal Test Procedures; overview.
The procedures described in Secs. 86.158-00, 86.159-00, 86.160-00,
and 86.166-00 discuss the aggressive driving (US06) and air
conditioning (SC03) elements of the Supplemental Federal Test
Procedures (SFTP). These test procedures consist of two separable test
elements: A sequence of vehicle operation that tests exhaust emissions
with a driving schedule (US06) that tests exhaust emissions under high
speeds and accelerations (aggressive driving); and a sequence of
vehicle operation that tests exhaust emissions with a driving schedule
(SC03) which includes the impacts of actual air conditioning operation.
These test procedures (and the associated standards set forth in
subpart A of this part) are applicable to light-duty vehicles and
light-duty trucks.
(a) Vehicles are tested for the exhaust emissions of THC, CO,
NOX, CH4, and CO2. For diesel-cycle vehicles, THC is
sampled and analyzed continuously according to the provisions of
Sec. 86.110.
(b) Each test procedure follows the vehicle preconditioning
specified in Sec. 86.132-00.
(c) US06 Test Cycle. The test procedure for emissions on the US06
driving schedule (see Sec. 86.159-00) is designed to determine gaseous
exhaust emissions from light-duty vehicles and light-duty trucks while
simulating high speed and acceleration on a chassis dynamometer
(aggressive driving). The full test consists of preconditioning the
engine to a hot stabilized condition, as specified in Sec. 86.132-00,
and an engine idle period of 1 to 2 minutes, after which the vehicle is
accelerated into the US06 cycle. A proportional part of the diluted
exhaust is collected continuously for subsequent analysis, using a
constant volume (variable dilution) sampler or critical flow venturi
sampler.
(d) SC03 Test Cycle. The test procedure for determining exhaust
emissions with the air conditioner operating (see Sec. 86.160-00) is
designed to determine gaseous exhaust emissions from light-duty
vehicles and light-duty trucks while simulating an urban trip during
ambient conditions of 95 deg.F, 100 grains of water/pound of dry air
(approximately 40 percent relative humidity), and a solar heat load
intensity of 850 W/m2. The full test consists of vehicle
preconditioning (see Sec. 86.132-00 paragraphs (o) (1) and (2)), an
engine key-off 10 minute soak, an engine start, and operation over the
SC03 cycle. A proportional part of the diluted exhaust is collected
continuously during the engine start and the SC03 driving cycle for
subsequent analysis, using a constant volume (variable dilution)
sampler or critical flow venturi sampler.
(e) The emission results from the aggressive driving test
(Sec. 86.159-00), air conditioning test (Sec. 86.160-00), and a FTP
test (Sec. 86.130-00 (a) through (d) and (f)) (conducted on a large
single roll or equivalent dynamometer) are analyzed according to the
calculation methodology in Sec. 86.164-00 and compared to the
applicable SFTP emission standards in subpart A of this part
(Secs. 86.108-00 and 86.109-00).
(f) These test procedures may be run in any sequence that maintains
the applicable preconditioning elements specified in Sec. 86.132-00.
38. A new Sec. 86.159-00 is added to subpart B to read as follows:
Sec. 86.159-00 Exhaust emission test procedures for US06 emissions.
(a) Overview. The dynamometer operation consists of a single, 600
second test on the US06 driving schedule, as described in Appendix I,
paragraph (g), of this part. The vehicle is preconditioned in
accordance with Sec. 86.132-00, to bring it to a warmed-up stabilized
condition. This preconditioning is followed by a 1 to 2 minute idle
period that proceeds directly into the US06 driving schedule during
which continuous proportional samples of gaseous emissions are
collected for analysis. If engine stalling should occur during cycle
operation, follow the provisions of Sec. 86.136-90 (engine starting and
restarting). For gasoline-fueled Otto-cycle vehicles, the composite
samples collected in bags are analyzed for THC, CO, CO2, CH4,
and NOX. For petroleum-fueled diesel-cycle vehicles, THC is
sampled and analyzed continuously according to the provisions of
Sec. 86.110. Parallel bag samples of dilution air are analyzed for THC,
CO, CO2, CH4, and NOX.
(b) Dynamometer activities. (1) All official US06 tests shall be
run on a large single roll electric dynamometer, or an approved
equivalent dynamometer configuration, that satisfies the requirements
of Sec. 86.108-00.
(2) Position (vehicle can be driven) the test vehicle on the
dynamometer and restrain.
(3) Required US06 schedule test dynamometer inertia weight class
selections are determined by the test vehicles test weight basis and
corresponding equivalent weight as listed in the tabular information of
Sec. 86.129-.94(a) and discussed in Sec. 86.129-00 (e) and (f).
(4) Set the dynamometer test inertia weight and roadload horsepower
[[Page 54895]]
requirements for the test vehicle (see Sec. 86.129-00 (e) and (f). The
dynamometer's horsepower adjustment settings shall be set to match the
force imposed during dynamometer operation with actual road load force
at all speeds.
(5) The vehicle speed as measured from the dynamometer rolls shall
be used. A speed vs. time recording, as evidence of dynamometer test
validity, shall be supplied on request of the Administrator.
(6) The drive wheel tires may be inflated up to a gauge pressure of
45 psi (310 kPa), or the manufacturer's recommended pressure if higher
than 45 psi, in order to prevent tire damage. The drive wheel tire
pressure shall be reported with the test results.
(7) The driving distance, as measured by counting the number of
dynamometer roll or shaft revolutions, shall be determined for the
test.
(8) Four-wheel drive vehicles will be tested in a two-wheel drive
mode of operation. Full-time four-wheel drive vehicles will have one
set of drive wheels temporarily disengaged by the vehicle manufacturer.
Four-wheel drive vehicles which can be manually shifted to a two-wheel
mode will be tested in the normal on-highway two-wheel drive mode of
operation.
(9) During dynamometer operation, a fixed speed cooling fan with a
maximum discharge velocity of 15,000 cfm will be positioned so as to
direct cooling air to the vehicle in an appropriate manner with the
engine compartment cover open. In the case of vehicles with front
engine compartments, the fan shall be positioned within 24 inches (61
centimeters) of the vehicle. In the case of vehicles with rear engine
compartments (or if special designs make the above impractical), the
cooling fan(s) shall be placed in a position to provide sufficient air
to maintain vehicle cooling. The Administrator may approve modified
cooling configurations or additional cooling if necessary to
satisfactorily perform the test. In approving requests for additional
or modified cooling, the Administrator will consider such items as
actual road cooling data and whether such additional cooling is needed
to provide a representative test.
(c) The flow capacity of the CVS shall be large enough to virtually
eliminate water condensation in the system.
(d) Practice runs over the prescribed driving schedule may be
performed at test point, provided an emission sample is not taken, for
the purpose of finding the appropriate throttle action to maintain the
proper speed-time relationship, or to permit sampling system
adjustment.
(e) Perform the test bench sampling sequence outlined in
Sec. 86.140-94 prior to or in conjunction with each series of exhaust
emission measurements.
(f) Test activities. (1) The US06 consists of a single test which
is directly preceded by a vehicle preconditioning in accordance with
Sec. 86.132-00. Following the vehicle preconditioning, the vehicle is
idled for not less than one minute and not more than two minutes. The
equivalent dynamometer mileage of the test is 8.0 miles (1.29 km).
(2) The following steps shall be taken for each test:
(i) Immediately after completion of the preconditioning, idle the
vehicle. The idle period is not to be less than one minute or not
greater than two minutes.
(ii) With the sample selector valves in the ``standby'' position,
connect evacuated sample collection bags to the dilute exhaust and
dilution air sample collection systems.
(iii) Start the CVS (if not already on), the sample pumps, the
temperature recorder, the vehicle cooling fan, and the heated THC
analysis recorder (diesel-cycle only). The heat exchanger of the
constant volume sampler, if used, petroleum-fueled diesel-cycle THC
analyzer continuous sample line should be preheated to their respective
operating temperatures before the test begins.
(iv) Adjust the sample flow rates to the desired flow rate and set
the gas flow measuring devices to zero.
(A) For gaseous bag samples (except THC samples), the minimum flow
rate is 0.17 cfm (0.08 liters/sec).
(B) For THC samples, the minimum FID (or HFID in the case of
diesel-cycle vehicles) flow rate is 0.066 cfm (0.031 liters/sec).
(C) CFV sample flow rate is fixed by the venturi design.
(v) Attach the exhaust tube to the vehicle tailpipe(s).
(vi) Start the gas flow measuring device, position the sample
selector valves to direct the sample flow into the exhaust sample bag,
the dilution air sample bag, turn on the petroleum-fueled diesel-cycle
THC analyzer system integrator, mark the recorder chart, and record
both gas meter or flow measurement instrument readings, (if
applicable).
(vii) Place vehicle in gear after starting the gas flow measuring
device, but prior to the first acceleration. Begin the first
acceleration 5 seconds after starting the measuring device.
(viii) Operate the vehicle according to the US06 driving schedule,
as described in appendix I, paragraph (g), of this part. Manual
transmission vehicles shall be shifted according to the manufacturer
recommended shift schedule, subject to review and approval by the
Administrator. For further guidance on transmissions see Sec. 86.128-
00.
(ix) Turn the engine off 2 seconds after the end of the last
deceleration.
(x) Five seconds after the engine stops running, simultaneously
turn off gas flow measuring device No. 1 (and the petroleum-fueled
diesel hydrocarbon integrator No. 1 and mark the petroleum-fueled
diesel hydrocarbon recorder chart if applicable) and position the
sample selector valves to the ``standby'' position. Record the measured
roll or shaft revolutions and the No. 1 gas meter reading or flow
measurement instrument.
(xi) As soon as possible, transfer the exhaust and dilution air bag
samples to the analytical system and process the samples according to
Sec. 86.140-94 obtaining a stabilized reading of the bag exhaust sample
on all analyzers within 20 minutes of the end of the sample collection
phase of the test.
(xii) Immediately after the end of the sample period, turn off the
cooling fan, close the engine compartment cover, disconnect the exhaust
tube from the vehicle tailpipe(s), and drive the vehicle from
dynamometer.
(xiii) The CVS or CFV may be turned off, if desired.
39. A new Sec. 86.160-00 is added to subpart B to read as follows:
Sec. 86.160-00 Exhaust emission test procedure for SC03 emissions.
(a) Overview. The dynamometer operation consists of a single, 594
second test on the SCO3 driving schedule, as described in appendix I,
paragraph (h), of this part. The vehicle is preconditioned, in
accordance with Sec. 86.132-00 of this subpart, to bring the vehicle to
a warmed-up stabilized condition. This preconditioning is followed by a
10 minute vehicle soak (engine off) that proceeds directly into the
SC03 driving schedule, during which continuous proportional samples of
gaseous emissions are collected for analysis. The entire test,
including the preconditioning driving, vehicle soak, and SC03 official
test cycle, is either conducted in an environmental test facility or
under test conditions that simulates testing in an environmental test
cell (see Sec. 86.162-00 (a) for a discussion of simulation procedure
approvals). The environmental test facility must be capable of
providing the following nominal ambient test conditions of: 95 deg.F
air temperature, 100 grains of water/pound of dry air
[[Page 54896]]
(approximately 40 percent relative humidity), a solar heat load
intensity of 850 W/m2, and vehicle cooling air flow proportional
to vehicle speed. Section 86.161-00 discusses the minimum facility
requirements and corresponding control tolerances for air conditioning
ambient test conditions. The vehicle's air conditioner is operated or
appropriately simulated for the duration of the test procedure (except
for the vehicle 10 minute soak), including the preconditioning. For
gasoline-fueled Otto-cycle vehicles, the composite samples collected in
bags are analyzed for THC, CO, CO2, CH4, and NOX. For
petroleum-fueled diesel-cycle vehicles, THC is sampled and analyzed
continuously according to the provisions of Sec. 86.110. Parallel bag
samples of dilution air are analyzed for THC, CO, CO2, CH4,
and NOX.
(b) Dynamometer activities. (1) All official air conditioning tests
shall be run on a large single roll electric dynamometer or an
equivalent dynamometer configuration that satisfies the requirements
of
Sec. 86.108-00.
(2) Position (vehicle can be driven) the test vehicle on the
dynamometer and restrain.
(3) Required SC03 schedule test dynamometer inertia weight class
selections are determined by the test vehicles test weight basis and
corresponding equivalent weight as listed in the tabular information of
Sec. 86.129-00(a) and discussed in Sec. 86.129-00 (e) and (f).
(4) Set the dynamometer test inertia weight and roadload horsepower
requirements for the test vehicle (see Sec. 86.129-00 (e) and (f)). The
dynamometer's horsepower adjustment settings shall be set such that the
force imposed during dynamometer operation matches actual road load
force at all speeds.
(5) The vehicle speed as measured from the dynamometer rolls shall
be used. A speed vs. time recording, as evidence of dynamometer test
validity, shall be supplied at request of the Administrator.
(6) The drive wheel tires may be inflated up to a gauge pressure of
45 psi (310 kPa), or the manufacturer's recommended pressure if higher
than 45 psi, in order to prevent tire damage. The drive wheel tire
pressure shall be reported with the test results.
(7) The driving distance, as measured by counting the number of
dynamometer roll or shaft revolutions, shall be determined for the
test.
(8) Four-wheel drive vehicles will be tested in a two-wheel drive
mode of operation. Full-time four-wheel drive vehicles will have one
set of drive wheels temporarily disengaged by the vehicle manufacturer.
Four-wheel drive vehicles which can be manually shifted to a two-wheel
mode will be tested in the normal on-highway two-wheel drive mode of
operation.
(c) Vehicle and test activities for testing in a full environmental
cell. The SFTP air conditioning test in an environmental test cell is
composed of the following sequence of activities. Alternative
procedures which appropriately simulate full environmental cell testing
may be approved under the provisions of Secs. 86.162-00(a) and 86.163-
00.
(1) Drain and fill the vehicle's fuel tank to 40 percent capacity
with test fuel. If a vehicle has gone through the drain and fuel
sequence less than 72 hours previously and has remained under
laboratory ambient temperature conditions, this drain and fill
operation can be omitted (see
Sec. 86.132-00(c)(2)(ii)).
(2)(i) Position the variable speed cooling fan in front of the test
vehicle with the vehicle's hood down. This air flow should provide
representative cooling at the front of the test vehicle (air
conditioning condenser and engine) during the SC03 driving schedule.
See Sec. 86.161-00(e) for a discussion of cooling fan specifications.
(ii) In the case of vehicles with rear engine compartments (or if
this front location provides inadequate engine cooling), an additional
cooling fan shall be placed in a position to provide sufficient air to
maintain vehicle cooling. The fan capacity shall normally not exceed
5300 cfm (2.50 m3/s). If, however, it can be demonstrated that
during road operation the vehicle receives additional cooling, and that
such additional cooling is needed to provide a representative test, the
fan capacity may be increased or additional fans used if approved in
advance by the Administrator.
(3) Close all vehicle windows.
(4) Connect the emission test sampling system to the vehicle's
exhaust tail pipe(s).
(5)(i) Set the environmental test cell ambient test conditions to
the conditions defined in Sec. 86.161-00.
(ii) Turn on the solar heating system.
(iii) All vehicle test phases of preconditioning, soak, and the
official SC03 test cycle are to be performed in this set of ambient
test conditions.
(6) Set the air conditioning system controls as follows:
(i) A/C mode setting at Maximum.
(ii) Airflow setting at Recirculate, if so equipped.
(iii) Fan setting at Highest setting.
(iv) A/C Temperature setting at full cool (for automatic systems
set at 72 deg.F).
(v) Air conditioning controls should be placed in the ``on''
position prior to vehicle starting so that the air conditioning system
is active whenever the engine is running.
(7) Start the vehicle (with air conditioning system on) and conduct
a preconditioning cycle as discussed in Sec. 86.132-00(o)(1).
(i) If engine stalling should occur during any air conditioning
test cycle operation, follow the provisions of Sec. 86.136-90 (Engine
starting and restarting).
(ii) For manual transmission vehicles, the vehicle shall be shifted
according the provisions of Sec. 86.128-00.
(8) Following the preconditioning cycle, the test vehicle (and
consequently the air conditioning system) and cooling fan(s) are turned
off and the vehicle is allowed to soak in the ambient conditions of
paragraph (c)(5) of this section for 10