[Federal Register Volume 61, Number 157 (Tuesday, August 13, 1996)]
[Notices]
[Pages 42085-42086]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-20547]


=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF THE TREASURY

Office of the Comptroller of the Currency
Office of Thrift Supervision

FEDERAL RESERVE SYSTEM

FEDERAL DEPOSIT INSURANCE CORPORATION


Proposed Collection; Comment Request

AGENCIES: Office of the Comptroller of the Currency (OCC), Office of 
Thrift Supervision (OTS), Treasury; Board of Governors of the Federal 
Reserve System (Board); and Federal Deposit Insurance Corporation 
(FDIC).

ACTION: Notice and request for comments.

-----------------------------------------------------------------------

SUMMARY: The OCC, OTS, Board, and FDIC (Agencies) as part of their 
continuing effort to reduce paperwork and respondent burden, invite the 
general public and other Federal agencies to take this opportunity to 
comment on proposed and/or continuing information collections, as 
required by the Paperwork Reduction Act of 1995. Currently, the 
Agencies are soliciting comments concerning a group of information 
collections concerning certain corporate changes. The information 
collections are titled: Interagency Notice of Change in Control, 
Interagency Notice of Change in Director and Senior Executive Officer, 
and Interagency Biographical and Financial Report. In the case of the 
OCC, these collections are a part of the Comptroller's Corporate 
Manual.

DATES: Written comments should be submitted by October 15, 1996.

ADDRESSES: Direct written comments as follows:
    OCC: Communications Division, Attention: 1557-0014, Third Floor, 
Office of the Comptroller of the Currency, 250 E Street, SW, 
Washington, DC 20219. In addition, comments may be sent by facsimile 
transmission to (202) 874-5274, or by electronic mail to 
[email protected].
    OTS: Dissemination Branch, Records Management and Information 
Policy, Office of Thrift Supervision, 1700 G Street, NW, Washington, DC 
20552, Attention: 1550-0032. These submissions may be hand-delivered to 
1700 G Street, NW, from 9:00 a.m. to 5:00 p.m. on business days; they 
may be sent by facsimile transmission to (202) 906-7755. Comments over 
25 pages in length should be sent to Fax (202) 906-6956. Comments will 
be available for inspection at 1700 G Street, NW, from 9:00 until 4:00 
p.m. on business days.
    Board: William W. Wiles, Secretary, Board of Governors of the 
Federal Reserve System, 20th and C Streets, NW, Washington, DC 20551, 
or delivered to the Board's mail room between 8:45 a.m. and 5:15 p.m., 
and to the security control room outside of those hours. Both the mail 
room and the security control room are accessible from the courtyard 
entrance on 20th Street between Constitution Avenue and C Street, NW. 
Comments received may be inspected in room M-P-500 between 9:00 a.m. 
and 5:00 p.m., except as provided in section 261.8 of the Board's Rules 
Regarding Availability of Information, 12 CFR 261.8(a).
    A copy of the comments may also be submitted to the OMB Desk 
Officer for the Board: Alexander T. Hunt, Office of Information and 
Regulatory Affairs, Office of Management and Budget, New Executive 
Office Building, Room 3208, Washington, DC 20503.
    FDIC: Jerry Langley, Executive Secretary, Attention: Room F-402, 
Federal Deposit Insurance Corporation, 550 17th Street, NW, Washington, 
DC 20429. Comments may be hand-delivered to Room F-402, 1776 F Street, 
NW, Washington, DC 20429 on business days between 8:30 a.m. and 5:00 
p.m. [FAX number (202) 898-3838; Internet address: [email protected]]. 
Comments will be available for inspection and photocopying in Room 
7118, 550 17th Street, NW, Washington, DC 20429, between 9:00 a.m. and 
4:30 p.m. on business days.

FOR FURTHER INFORMATION CONTACT: Requests for additional information or 
a copy of the collection may be obtained by contacting:
    OCC: Jessie Gates or Dionne Walsh, (202) 874-5090, Legislative and 
Regulatory Activities Division (1557-0014), Office of the Comptroller 
of the Currency, 250 E Street, SW, Washington, DC 20219.
    OTS: Scott Ciardi, Financial Analyst, Corporate Activities, (202) 
906-6960, or Frances C. Augello, Senior Counsel, Business Transactions 
Division, (202) 906-6151, Office of Thrift Supervision, 1700 G Street, 
NW, Washington, DC 20552. Copies of the forms with instructions are 
available for inspection at 1700 G Street, NW, from 9:00 a.m. until 
4:00 p.m. on business days or from PubliFax, OTS' Fax-on-Demand system, 
at (202) 906-5660.
    Board: Mary M. McLaughlin, Federal Reserve Board Clearance Officer, 
(202) 452-3829, Division of Research and Statistics, Board of Governors 
of the Federal Reserve System, Washington,

[[Page 42086]]

DC 20551. For the hearing impaired only, Telecommunications Device for 
the Deaf (TDD), contact Dorothea Thompson, (202) 452-3544, Board of 
Governors of the Federal Reserve System, Washington, DC 20551.
    FDIC: Steven F. Hanft, FDIC Clearance Officer, (202) 898-3907, 
Office of the Executive Secretary, Federal Deposit Insurance 
Corporation, 550 17th Street, NW, Washington, DC 20429.

SUPPLEMENTARY INFORMATION:

    Title: Interagency Notice of Change in Control, Interagency Notice 
of Change in Director or Senior Executive Officer, and Interagency 
Biographical and Financial Report.
    OCC's Title: Comptroller's Corporate Manual. The specific portions 
of the Comptroller's Corporate Manual covered by this notice are those 
that pertain to the Notice of Change in Control, Notice of Change in 
Director and Senior Executive Officer, and Biographical and Financial 
Report, each of which will become interagency forms.

OMB Number:

OCC: 1557-0014

    OTS: Change in Control, 1550-0032; Change in Director or Senior 
Executive Officer, 1550-0047; Biographical and Financial Report, 1550-
0005, 1550-0015, 1550-0032, 1550-0047.

Board: 7100-0134

    FDIC: Change in Control, 3064-0019; Change in Director or Senior 
Executive Officer, 3064-0097; Biographical and Financial Report, 3064-
0006.

Form Number

    OCC: None.
    OTS: Notice of Change in Control of An Insured Association or 
Savings and Loan Holding Company, Form 1622; Change in Director or 
Senior Executive Officer, Form 1624; Biographical and Financial Report, 
Form 1623.
    Board: Interagency Notice of Change in Bank Control, FR 2081a; 
Interagency Notice of Change in Director and Senior Executive Officer, 
FR 2081b; Interagency Biographical and Financial Report, FR 2081c.
    FDIC: Notice of Acquisition of Control, Form 6822/01; Notification 
of Addition of a Director or Employment of a Senior Executive Officer, 
Form 6810/01; Financial Report/Biographical Information, Form 6200/06.
    Abstract: This submission covers a revision to make uniform among 
the Agencies three forms regarding certain corporate activities. The 
forms are the Interagency Notice of Change in Control, Interagency 
Notice of Change in Director and Senior Executive Officer, and 
Interagency Biographical and Financial Report. The Agencies need the 
information collected to insure that the covered proposed activities 
are permissible under law and regulation and are consistent with safe 
and sound banking practices. Further, the Agencies use the information 
to evaluate specific individuals' qualifications. Both financial 
institutions and individuals must provide this information.
    Type of Review: Revision of a currently approved collection.
    Affected Public: Individuals or households; Business or other for-
profit.

Number of Respondents

    OCC: Interagency Notice of Change in Control--20; Interagency 
Notice of Change in Director and Senior Executive Officer--400; 
Interagency Biographical and Financial Report--970.
    OTS: Interagency Notice of Change in Control--20; Interagency 
Notice of Change in Director and Senior Executive Officer--204; 
Interagency Biographical and Financial Report--594.
    Board: Interagency Notice of Change in Control--300; Interagency 
Notice of Change in Director and Senior Executive Officer--280; 
Interagency Biographical and Financial Report--1,000.
    FDIC: Interagency Notice of Change in Control--40; Interagency 
Notice of Change in Director and Senior Executive Officer--1,100; 
Interagency Biographical and Financial Report--3,000.

Total Annual Responses

    OCC: Interagency Notice of Change in Control--20; Interagency 
Notice of Change in Director and Senior Executive Officer--400; 
Interagency Biographical and Financial Report--970.
    OTS: Interagency Notice of Change in Control--20; Interagency 
Notice of Change in Director and Senior Executive Officer--204; 
Interagency Biographical and Financial Report--594.
    Board: Interagency Notice of Change in Control--300; Interagency 
Notice of Change in Director and Senior Executive Officer--280; 
Interagency Biographical and Financial Report--1,000.
    FDIC: Interagency Notice of Change in Control--40; Interagency 
Notice of Change in Director and Senior Executive Officer--1,100; 
Interagency Biographical and Financial Report--3,000.
    Frequency of Response: On occasion.

Total Annual Burden Hours

    OCC: Interagency Notice of Change in Control--600 hours; 
Interagency Notice of Change in Director and Senior Executive Officer--
800 hours; Interagency Biographical and Financial Report--1,940 hours. 
Total: 3,340 burden hours.
    OTS: Interagency Notice of Change in Control--600; Interagency 
Notice of Change in Director and Senior Executive Officer--408; 
Interagency Biographical and Financial Report--1,968. Total: 2,976 
burden hours.
    Board: Interagency Notice of Change in Control--9,000; Interagency 
Notice of Change in Director and Senior Executive Officer--560; 
Interagency Biographical and Financial Report--4,000. Estimated Total: 
13,560 burden hours.
    FDIC: Interagency Notice of Change in Control--1,200; Interagency 
Notice of Change in Director and Senior Executive Officer--2,200; 
Interagency Biographical and Financial Report--12,000. Total: 15,400 
burden hours.

COMMENTS: Comments submitted in response to this notice will be 
summarized and/or included in each Agency's request for OMB approval. 
All comments will become a matter of public record. Written comments 
are invited on:
    (a) Whether the collection of information is necessary for the 
proper performance of the functions of the agency, including whether 
the information shall have practical utility;
    (b) The accuracy of the agency's estimate of the burden of the 
collection of information;
    (c) Ways to enhance the quality, utility, and clarity of the 
information to be collected; and
    (d) Ways to minimize the burden of the collection on respondents, 
including through the use of automated collection techniques or other 
forms of information technology.

    Dated: August 2, 1996.
Karen Solomon,
Director, Legislative and Regulatory Activities Division, Office of the 
Comptroller of the Currency.

    Dated: July 31, 1996.

    By the Office of Thrift Supervision.
Catherine C. M. Teti,
Director, Records Management and Information Policy.

    Board of Governors of the Federal Reserve System, August 2, 
1996.
Jennifer J. Johnson,
Deputy Secretary of the Board.

    Dated: July 31, 1996.

    By the Federal Deposit Insurance Corporation.
Steven F. Hanft,
Assistant Executive Secretary (Regulatory Analysis).
[FR Doc. 96-20547 Filed 8-12-96; 8:45 am]
BILLING CODE 4810-33-P; 6210-01-P; 6714-01-P; 6720-01-P