[Federal Register Volume 60, Number 185 (Monday, September 25, 1995)]
[Rules and Regulations]
[Pages 49333-49336]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 95-23687]



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[[Page 49334]]


COMMODITY FUTURES TRADING COMMISSION

17 CFR Parts 1, 3, 4, 5, 9, 10, 11, 12, 13, 14, 15, 31, 140, 144, 
145, 146, 147, 148, 149, 155, 170, 171 and 190


Commission Headquarters Office; Change of Address

AGENCY: Commodity Futures Trading Commission.

ACTION: Final rule.

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SUMMARY: The Commodity Futures Trading Commission is amending its 
regulations to include the new address and, where appropriate, new 
office and telephone numbers for its relocated Headquarters Office.

EFFECTIVE DATE: September 25, 1995.

FOR FURTHER INFORMATION CONTACT: Stacy Yochum, Office of the Executive 
Director, Commodity Futures Trading Commission, Three Lafayette Centre, 
1155 21st Street, NW., Washington, DC, 20581, (202) 418-5157.

SUPPLEMENTARY INFORMATION: Commission regulations are being amended to 
reflect the fact that the Headquarters Office of the Commission has 
been moved. The Commission previously occupied space at both 2033 K 
Street, NW. and 2000 L Street, NW., Washington, DC. All headquarters 
offices will now be located at Three Lafayette Centre, 1155 21st 
Street, NW., Washington, DC 20581.

List of Subjects

17 CFR Part 1

    Brokers, Consumer protection, Reporting and recordkeeping 
requirements.

17 CFR Part 145

    Confidential business information, Freedom of information.

17 CFR Part 147

    Sunshine Act.

    Based upon the foregoing, pursuant to its authority contained in 
section 2(a)(11) of the Commodity Exchange Act, 7 U.S.C. 4a(j), the 
Commission hereby amends 17 CFR Chapter I of the Code of Federal 
Regulations as follows:

PART 1--[AMENDED]

    1. The authority citation for part 1 continues to read as follows:

    Authority: 7 U.S.C. 1a, 2, 2a, 4, 4a, 6, 6a, 6b, 6c, 6d, 6e, 6f, 
6g, 6h, 6i, 6j, 6k, 6l, 6m, 6n, 6o, 6p, 7, 7a, 7b, 8, 9, 12, 12a, 
12c, 13a, 13a-1, 16, 16a, 19, 21, 23, 24.


Sec. 1.62  [Amended]

    2. Section 1.62, paragraph (b) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.


Sec. 1.65  [Amended]

    3. Section 1.65, paragraph (d) is amended by removing ``2033 K 
Street NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.


Sec. 1.70  [Amended]

    4. Section 1.70, the concluding text of both paragraphs (a) and (b) 
is amended by removing ``2033 K Street NW., Washington, DC 20581'' and 
by adding ``Three Lafayette Centre, 1155 21st Street, NW., Washington, 
DC 20581'' in its place.
    5. Section 1.70, paragraph (c) is revised to read as follows:


Sec. 1.70  Notification of State enforcement actions brought under the 
Commodity Exchange Act.

* * * * *
    (c) Where it is impracticable to provide the Commission with 
written notice within the time period specified in paragraph (b) of 
this section, the authorized state official must inform the Secretary 
of the Commission by telephone as soon as practicable to institute a 
proceeding in state court and must send the written notice required in 
paragraph (b)(1) through (b)(3) of this section by facsimile or other 
similarly expeditious means of written communication to the Secretary 
of the Commission, prior to instituting the proceeding in state court.
* * * * *
    6. Section 1.70, paragraph (d) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.

Appendix B to Part 1--[Amended]

    7. Paragraph (c) of appendix B to part 1 is amended by removing 
``2033 K Street, NW., Washington, DC 20581'' and by adding ``Three 
Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581'' in its 
place.

PART 3--[AMENDED]


Sec. 3.33  [Amended]

    1. Section 3.33, paragraph (e) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.


Sec. 3.50  [Amended]

    2. Section 3.50, paragraph (c) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.


Sec. 3.70  [Amended]

    3. Section 3.70, paragraph (a) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.

PART 4--[AMENDED]


Sec. 4.2  [Amended]

    1. Section 4.2, paragraph (a) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.

PART 5--[AMENDED]

Appendix B to Part 5--[Amended]

    1. Appendix B to part 5, paragraph (b) is amended by removing 
``2033 K Street, NW., Washington, DC 20581'' and by adding ``Three 
Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581'' in its 
place.

Appendix C to Part 5--[Amended]

    2. Appendix C to part 5, paragraph (b) is amended by removing 
``2033 K Street, NW., Washington, DC 20581'' and by adding ``Three 
Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581'' in its 
place.

PART 9--[AMENDED]


Sec. 9.4  [Amended]

    1. In Sec. 9.4, paragraph (a) each of the two occurrences of the 
phrase ``2033 K Street, NW., Washington, DC 20581'' is removed and 
``Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581'' 
is added in each place.


Sec. 9.11  [Amended]

    2. Section 9.11, paragraph (c) is amended by removing ``2033 K St., 
NW., Washington, DC 20581'' and by adding ``Three Lafayette Centre, 
1155 21st Street, NW., Washington, DC 20581'' in its place.

PART 11--[AMENDED]

Appendix A to Part 11--[Amended]

    1. Appendix A to part 11 is amended by removing ``2033 K St., NW., 
Washington, DC 20581'' and by adding ``Three Lafayette Centre, 1155 
21st Street, NW., Washington, DC 20581'' in its place.

[[Page 49335]]


PART 12--[AMENDED]


Sec. 12.3  [Amended]

    1. Section 12.3 is amended by removing ``2033 K Street, NW., 
Washington, DC 20581'' and by adding ``Three Lafayette Centre, 1155 
21st Street, NW., Washington, DC 20581'' in its place.


Sec. 12.10  [Amended]

    2. In Sec. 12.10, paragraph (a)(2), each of the two occurrences of 
the phrase ``2033 K Street, NW., Washington, DC 20581'' is removed and 
``Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581'' 
is added in each place.


Sec. 12.13  [Amended]

    3. Section 12.13, paragraph (b)(3) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.


Sec. 12.18  [Amended]

    4. Section 12.18, paragraph (e) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.

PART 13--[AMENDED]


Sec. 13.2  [Amended]

    1. Section 13.2 is amended by removing ``2033 K Street, NW., 
Washington, DC 20581'' and by adding ``Three Lafayette Centre, 1155 
21st Street, NW., Washington, DC 20581'' in its place.

PART 14--[AMENDED]


Sec. 14.9  [Amended]

    1. Section 14.9 is amended by removing ``2033 K Street, NW., 
Washington, DC 20581'' and by adding ``Three Lafayette Centre, 1155 
21st Street, NW., Washington, DC 20581'' in its place.

PART 15--[AMENDED]


Sec. 15.05  [Amended]

    1. Section 15.05, paragraph (d) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.

PART 31--[AMENDED]

Appendix A to Part 31--[Amended]

    1. Appendix A to part 31, paragraph (b) is amended by removing 
``2033 K Street, NW., Washington, DC 20581'' and by adding ``Three 
Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581'' in its 
place.

PART 140--[AMENDED]


Sec. 140.1  [Amended]

    1. Section 140.1, paragraph (a) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.

PART 144--[AMENDED]


Sec. 144.1  [Amended]

    1. Section 144.1, paragraph (b) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.

PART 145--[AMENDED]

    1. The authority citation for part 145 continues to read as 
follows:

    Authority: Pub. L. 89-554, 80 Stat. 383, Pub. L. 90-23, 81 Stat. 
54, Pub. L. 93-502, 88 Stat. 1561-1564 (5 U.S.C. 552); Sec. 101(a), 
Pub. L. 93-463, 88 Stat. 1389 (5 U.S.C. 4a(j)); Pub. L. 99-570, 
unless otherwise noted.


Sec. 145.6  [Amended]

    2. Section 145.6, paragraph (a) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581. The telephone number of the 
compliance staff is (202) 254-3382.'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.

Appendix A to Part 145--[Amended]

    3. The introductory text of appendix A to part 145 is amended by 
removing ``2033 K Street, NW., Washington, DC 20581'' and by adding 
``Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581'' 
in its place.
    4. Appendix A to part 145, paragraph (a) is amended by removing the 
heading ``Office of Communication and Education Services'' and by 
adding ``Office of Public Affairs'' in its place.
    5. Appendix A to part 145, paragraph (b) is amended by removing the 
heading ``Office of the Secretariat, room 304 (Public reading area with 
copying facilities available)'' and by adding ``Office of the 
Secretariat, room 4072 (Public reading area with copying facilities 
available)'' in its place.
    6. Appendix A to part 145, paragraph (c) is amended by removing the 
heading ``Executive Director, Office of Proceedings, 2000 L Street, 
NW., Washington, DC'' and by adding ``Office of Proceedings'' in its 
place.

Appendix C to Part 145--[Amended]

    7. Appendix C to part 145, Schedule of Fees for Reports, is 
removed.

Appendix D--[Amended]

    8. Appendix D to part 145, paragraph (c), is revised to read as 
follows:

Appendix D to Part 145--Schedule of Fees for Weekly Advisory 
Calendar

* * * * *
    (c) Payment shall be made by check or money order in the amount 
of $65.00 made payable to the Commodity Futures Trading Commission. 
Checks or money orders should be sent to the Office of Public 
Affairs, Commodity Futures Trading Commission, Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581. Payment may be 
accepted only by personnel in the Office of Public Affairs.

PART 146--[AMENDED]


Sec. 146.3  [Amended]

    1. Section 146.3, paragraph (a) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.


Sec. 146.4  [Amended]

    2. Section 146.4, paragraph (b) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.


Sec. 146.5  [Amended]

    3. Section 146.5, paragraph (f) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.


Sec. 146.6  [Amended]

    4. Section 146.6, paragraph (d) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.


Sec. 146.8  [Amended]

    5. Section 146.8, paragraph (a) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.
    6. Section 146.8, paragraph (d) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place. 

[[Page 49336]]



Sec. 146.9  [Amended]

    7. Section 146.9, paragraph (c) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.


Sec. 146.11  [Amended]

    8. Section 146.11, paragraph (b) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.

Appendix A to Part 146--[Amended]

    9. Appendix A to part 146, paragraph b. is amended by removing 
``2033 K Street, NW., Washington, DC 20581'' and by adding ``Three 
Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581'' in its 
place.

PART 147--[AMENDED]

    1. The authority citation for part 147 continues to read as 
follows:

    Authority: Sec. 3(a), Pub. L. 94-409, 90 Stat. 1241 (5 U.S.C. 
552b); sec. 101(a)(11), Pub. L. 93-463, 88 Stat. 1391 (7 U.S.C. 
4a(j) (Supp. V, 1975), unless otherwise noted.

    2. Section 147.4, paragraph (d)(1) is revised to read as follows:


Sec. 147.4  Procedure for announcing meetings.

* * * * *
    (d)* * *
    (1) A public calendar shall be printed and distributed by the 
Commission on a regular basis to interested persons to provide advance 
public notice of meetings as required by paragraph (a) of this section, 
and, to the extent practicable, as required by paragraphs (b) and (c) 
of this section. Upon request in writing to the Office of Public 
Affairs, Commodity Futures Trading Commission, Three Lafayette Centre, 
1155 21st Street, NW., Washington, DC 20581, any person or organization 
will be sent the public calendar on a regular basis free of charge. 
Copies of the public calendar also will be publicly available in the 
Commission's Office of Public Affairs.
* * * * *


Sec. 147.5  [Amended]

    3. Section 147.5, paragraphs (h) and (i) are amended by removing 
``2033 K Street, NW., Washington, DC 20581'' and by adding ``Three 
Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581'' in its 
place.


Sec. 147.6  [Amended]

    4. Section 147.6, paragraph (c) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.


Sec. 147.8  [Amended]

    5. Section 147.8, paragraph (a) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.


Sec. 147.9  [Amended]

    6. Section 147.9, paragraph (b) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.

PART 148--[AMENDED]


Sec. 148.30  [Amended]

    1. Section 148.30 is amended by removing ``2033 K Street, NW., 
Washington, DC 20581'' and by adding ``Three Lafayette Centre, 1155 
21st Street, NW., Washington, DC 20581'' in its place.

PART 149--[AMENDED]


Sec. 149.170  [Amended]

    1. Section 149.170, paragraph (c) is amended by removing ``2033 K 
Street, NW., Room 202, Washington, DC 20581'' and by adding ``Three 
Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581'' in its 
place.

PART 155--[AMENDED]


Sec. 155.5  [Amended]

    1. Section 155.5, paragraph (d)(1) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.

PART 170--[AMENDED]


Sec. 170.11  [Amended]

    1. Section 170.11, paragraph (a) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.

PART 171--[AMENDED]


Sec. 171.3  [Amended]

    1. Section 171.3 is amended by removing ``2033 K Street, NW., 
Washington, DC 20581'' and by adding ``Three Lafayette Centre, 1155 
21st Street, NW., Washington, DC 20581'' in its place.


Sec. 171.8  [Amended]

    2. Section 171.8, paragraphs (a) and (b) are amended by removing 
``2000 L. Street, NW., Washington, DC 20581'' and by adding ``Three 
Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581'' in its 
place.

PART 190--[AMENDED]


Sec. 190.10  [Amended]

    1. Section 190.10, paragraph (a) is amended by removing ``2033 K 
Street, NW., Washington, DC 20581'' and by adding ``Three Lafayette 
Centre, 1155 21st Street, NW., Washington, DC 20581'' in its place.
    The foregoing rules shall be effective [date of publication]. The 
Commission finds that the amendments relate solely to agency 
organization, procedure or practice and that the public procedures and 
publication prior to the effective date of the amendments, in 
accordance with the Administrative Procedure Act, as codified, 5 U.S.C. 
553, are not required.

    Issued in Washington, DC, on September 20, 1995, by the 
Commission.
Jean A. Webb,
Secretary to the Commission.
[FR Doc. 95-23687 Filed 9-22-95; 8:45 am]
BILLING CODE 6351-01-P