[Federal Register Volume 60, Number 69 (Tuesday, April 11, 1995)]
[Notices]
[Page 18437]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 95-8779]
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SMALL BUSINESS ADMINISTRATION
[Application No. 99000162]
Kline Hawkes California SBIC, L.P.; Notice of Filing of An
Application for a License to Operate as a Small Business Investment
Company
Notice is hereby given of the filing of an application with the
Small Business Administration (SBA) pursuant to Section 107.102 of the
Regulations governing small business investment companies (13 CFR
107.102 (1995)) by Kline Hawkes California SBIC, L.P., 11726 San
Vicente Blvd., Suite 300, Los Angeles, California 90049, for a license
to operate as a small business investment company (SBIC) under the
Small Business Investment Act of 1958, as amended, (15 U.S.C. et.
seq.), and the Rules and Regulations promulgated, thereunder. Kline
Hawkes California SBIC, L.P. is a California limited partnership.
The Applicant's ultimate corporate general partner will be Kline
Hawkes Management SBIC, Inc., located at the same address as the
Applicant. The officers, directors, and owner of the corporate general
partner are:
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Name Title Ownership
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Frank R. Kline, Jr........... Chairman of Board, Managing 100%
Director.
Edwin A. Moss................ Director, Secretary, ...........
Managing Director.
Jerome S. Engel.............. Director, Treasurer, ...........
Managing Director.
Michael L. Luther, 4314 Director.................... ...........
Marina City Drive, Marina
Del Ray, CA 90292.
Thomas S. Volpe, 410 Director.................... ...........
Occidental Avenue, San
Mateo, CA 94402.
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Messrs. Kline, Moss, and Engel have offices at 17726 San Vicente
Blvd., Suite 300, Los Angeles, California.
The officers and directors of the Applicant's manager, Kline Hawkes
& Company, are:
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Name Title
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Frank R. Kline, Jr................. Chairman of Board, Managing
Director.
Edwin A. Moss...................... Director, Secretary, Managing
Director.
Jerome S. Engel.................... Director, Treasurer, Managing
Director.
Thomas S. Volpe.................... Director.
Michael L. Luther.................. Director.
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The following entity beneficially owns or controls 10 percent or
more of the proposed SBIC's Regulatory Capital:
Name: California Public Employees' Retirement System, Lincoln Plaza--
400 P Street, Sacramento, California 95814
The applicant has total committed capital of $30.0 million. It will
be a source of debt and equity financings for qualified small business
concerns, and will invest primarily in the state of California.
Matters involved in SBA's consideration of the application include
the general business reputation and character of the proposed owners
and management, and the probability of successful operations of the new
company under their management, including profitability and financial
soundness in accordance with the Act and Regulations.
Notice is hereby given that any person may, not later than 15 days
from the date of publication of this Notice, submit written comments on
the proposed SBIC to the Associate Administrator for Investment, Small
Business Administration, 409 3rd Street, SW, Washington, DC 20416.
A copy of this Notice will be published in a newspaper of general
circulation in Los Angeles, California
(Catalog of Federal Domestic Assistance Programs No. 59.011, Small
Business Investment Companies).
Dated: April 5, 1995.
Robert D. Stillman,
Associate Administrator for Investment.
[FR Doc. 95-8779 Filed 4-10-95; 8:45 am]
BILLING CODE 8025-01-M