[Federal Register Volume 59, Number 240 (Thursday, December 15, 1994)]
[Unknown Section]
[Page 0]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 94-31022]


[[Page Unknown]]

[Federal Register: December 15, 1994]


-----------------------------------------------------------------------

 

SECURITIES AND EXCHANGE COMMISSION

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Pub. L. 94-409, that the Securities And 
Exchange Commission will hold the following meetings during the week of 
December 19, 1994.
    Open meetings will be held on Monday, December, 19, 1994 at 10:00 
a.m., and Tuesday, December 20, 1994, at 10:00 a.m., in Room 1C30. A 
closed meeting will be held on Monday, December 19, 1994, following the 
10:00 a.m., open meeting.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the closed meeting. 
Certain staff members who have an interest in the matters may also be 
present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(4), (8), (9)(A) and (10) and 17 CFR 200.402(a)(4), 
(8), (9)(i) and (10), permit consideration of the scheduled matters at 
a closed meeting.
    Commissioner Wallman, as duty officer, voted to consider the items 
listed for the closed meeting in a closed session.
    The subject matter of the open meeting scheduled for Monday, 
December 19, 1994, at 10:00 a.m., will be:

    The Commission will hear oral argument on an appeal by George 
Salloum, former head trader of Thomas James Associates, Inc., and by 
the Commission's Division of Enforcement, from an administrative law 
judge's initial decision. For further information, please contact 
Kermit B. Kennedy at (202) 942-0879.

    The subject matter of the closed meeting scheduled for Monday 
December, 19, 1994, following the 10:00 a.m., open meeting will be:

    Post oral argument discussion.
    Institution of administrative proceedings of an enforcement 
nature.
    Settlement of administrative proceedings of an enforcement 
nature.
    Institution of injunctive actions.
    Settlement of injunctive action.

    The subject matter of the open meeting scheduled for Tuesday, 
December 20, 1994, at 10:00 a.m., will be:

    1. Consideration of a release that would adopt amendments to 
Rule 19b-4 and Form 19b-4 under the Securities Exchange Act of 1934 
(the ``Act'') to expand the scope of proposed rule changes filed by 
self-regulatory organizations (``SROs'') that may become effective 
immediately. The release also would adopt amendments to Rules 6a-2, 
15Aj-1, 17a-21, and Form X-15AJ-2 under the Act to streamline and 
conform requirements for SROs and the Municipal Securities 
Rulemaking Board to file certain information annually. For further 
information, please contact Andrew S. Margolin, at (202) 942-0073.
    2. Consideration of whether to adopt proposed Rule 17a-23 and 
form 17A-23, to establish recordkeeping and reporting requirements 
for brokers and dealers that operate automated trading systems. The 
rule would require registered broker-dealer sponsors of these 
systems to maintain participant, volume and transaction records, and 
to report system activity periodically to the Commission. The 
Commission published the proposed Rule and Form for comment on 
January 9, 1994. For further information, please contact Kristen N. 
Geyer (202) 942-0799.

    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items. For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contract: The Office of the Secretary (202) 942-7070.

    Dated: December 13, 1994.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 94-31022 Filed 12-13-94; 3:55 pm]
BILLING CODE 8010-01-M