[Federal Register Volume 59, Number 225 (Wednesday, November 23, 1994)]
[Unknown Section]
[Page 0]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 94-28864]


[[Page Unknown]]

[Federal Register: November 23, 1994]


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SECURITIES AND EXCHANGE COMMISSION

 

Requests Under Review by Office of Management and Budget

Acting Agency Clearance Office: Richard T. Redfearn, (202) 942-8800.
Upon written request copy available from: Securities and Exchange 
Commission, Office of Filings and Information Services, Washington, 
D.C. 20549.
Extensions: Rule 17Ad-11, Rule 17Ad-13, File No. 270-261, File No. 270-
263.

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1980 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (Commission) has submitted to the Office of Management and 
Budget requests for approval of extension on previously approved 
collections for the following rules:
    Rule 17Ad-11 requires registered transfer agents to report to 
issuer and the appropriate regulatory agency aged record differences, 
buy-ins, and failure to post certificate detail to master 
securityholder and subsidiary files. Approximately 150 respondents 
incur an estimated average of one half burden hour to comply with the 
rule.
    Rule 17Ad-13 requires certain registered transfer agents to file 
annually with the Commission and the appropriate regulatory agency, a 
study and evaluation prepared by an independent accountant concerning 
the transfer agent's system of internal accounting control and related 
procedures for the transfer of record ownership and the safeguarding of 
related securities and funds. Approximately 200 respondents incur an 
estimated average of 175 burden hours to comply with the rule.
    Direct general comments to the Clearance Officer for the Securities 
and Exchange Commission at the address below. Direct any comments 
concerning the accuracy of the estimated burden hours for compliance 
with the Commission rules and forms to Richard T. Redfearn, Acting 
Director, Office of Information Technology, Securities and Exchange 
Commission, 450 Fifth Street, NW., Washington, D.C. 20549 and Clearance 
Officer for the Securities and Exchange Commission, (Project Number 
3235-0274 and 3235-0275), Office of Management and Budget, Room 3208, 
New Executive Office Building, Washington, D.C. 20503.

    Dated: November 14, 1994.
Jonathan G. Katz,
Secretary.
[FR Doc. 94-28864 Filed 11-22-94; 8:45 am]
BILLING CODE 8010-01-M