[Federal Register Volume 59, Number 207 (Thursday, October 27, 1994)]
[Unknown Section]
[Page 0]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 94-26696]


[[Page Unknown]]

[Federal Register: October 27, 1994]


-----------------------------------------------------------------------

 

SECURITIES AND EXCHANGE COMMISSION

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and 
Exchange Commission will hold the following meetings during the week of 
October 31, 1994.
    An open meeting will be held on Tuesday, November 1, 1994, at 10:00 
a.m., in Room 1C30. A closed meeting will be held on Wednesday, 
November 2, 1994, at 10:00 a.m.
    Commissioners, Counsel of the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the closed meeting. 
Certain staff members who have an interest in the matters may also be 
present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c) (4), (8), (9)(A) and (10) and 17 CFR 200.402(a) 
(4), (8), (9)(i) and (10), permit consideration of the scheduled 
matters at a closed meeting.
    Commissioner Roberts, as duty officer, voted to consider the items 
listed for the closed meeting in a closed session.
    The subject matter of the open meeting scheduled for Tuesday, 
November 1, 1994, at 10:00 a.m., will be:

    1. Consideration of whether to adopt Rule 3a12-11 under the 
Securities Exchange Act of 1934 (``Exchange Act'') exempting debt 
securities listed on a national securities exchange from the 
restrictions on borrowing of Section 8(a) and most of the proxy, 
shareholder communications, and information statement rules of 
Sections 14(a), 14(b), and 14(c) of the Exchange Act. In addition, 
consideration of whether to adopt amendments providing for the 
automatic effectiveness of Form 8-A registration statements for 
listed debt securities and the elimination of the filing fee 
associated with Form 8-A registration statements for listed debt. 
For further information, please contact Beth Stekler at (202) 942-
0190; with regard to issues relating to the proxy rules or Form 8-A, 
contact Joseph P. Babits at (202) 942-2910.
    2. Consideration of whether to propose amendments that would: 
(1) Expand the categories of legal proceedings involving directors, 
executive officers, controlling persons, significant shareholders 
and specified others, required to be discussed in various filed 
documents; (2) extend the reporting period for such disclosure from 
the current five years to 10 years; (3) conform provisions of forms 
and schedules that currently require disclosure of legal 
proceedings; and (4) add legal proceedings disclosure provisions to 
registration statement forms used by registered investment 
companies. For further information, please contact Jim Budge at 
(202) 942-2846.
    3. Consideration of whether to issue a concept release 
requesting comments on modernization of the regulation of public-
utility holding companies. The concept release relates to the 
Commission's thorough reevaluation of the Public Utility Holding 
Company Act of 1935 as a result of developments in recent years. For 
further information, please contact Joanne C. Rutkowski at (202) 
942-0545.

    The subject matter of the closed meeting scheduled for Wednesday, 
November 2, 1994, at 10:00 a.m., will be:

    Institution of administrative proceedings of an enforcement 
nature.
    Institution of injunctive actions.
    Settlement of administrative proceedings of an enforcement 
nature.
    Settlement of injunctive action.
    Opinions.

    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items. For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact: The Office of the Secretary (202) 942-7070.

    Dated: October 24, 1994.
Jonathan G. Katz,
Secretary.
[FR Doc. 94-26696 Filed 10-24-94; 4:25 pm]
BILLING CODE 8010-01-M