[Federal Register Volume 59, Number 151 (Monday, August 8, 1994)]
[Unknown Section]
[Page 0]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 94-19356]


[[Page Unknown]]

[Federal Register: August 8, 1994]


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SECURITIES AND EXCHANGE COMMISSION

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and 
Exchange Commission will hold the following meetings during the week of 
August 8, 1994.
    A closed meeting will be held on Tuesday, August 9, 1994, at 11:00 
a.m. An open meeting will be held on Wednesday, August 10, 1994, at 
2:00 p.m., in Room 1C30.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the closed meeting. 
Certain staff members who have an interest in the matters may also be 
present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c) (4), (8), (9)(A) and (10) and 17 CFR 200.402(a) 
(4), (8), (9)(i) and (10), permit consideration of the scheduled 
matters at a closed meeting.
    Commissioner Beese, as duty officer, voted to consider the items 
listed for the closed meeting in a closed session.
    The subject matter of the closed meeting scheduled for Tuesday, 
August 9, 1994, at 11:00 a.m., will be:

    Settlement of injunctive actions.
    Institution of injunctive actions.
    Institution of administrative proceedings of an enforcement 
nature.
    Settlement of administrative proceedings of an enforcement 
nature.
    Opinions.

    The subject matter of the open meeting scheduled for Wednesday, 
August 10, 1994, at 2:00 p.m., will be:

    1. Consideration of whether to propose for public comment 
amendments to the rules and forms regarding the filing of ownership 
reports by officers, directors, and ten percent shareholders, and 
the exemption by those persons from the short-swing profit recovery 
provisions of Section 16 of the Securities Exchange Act of 1934 and 
related provisions of the Investment Company Act of 1940 and the 
Public Utility Holding Company Act of 1935. The proposed rules are 
intended to streamline the Section 16 regulatory scheme, 
particularly with respect to employee benefit plans, and codify 
several staff interpretive positions.

    The Commission also will consider whether to extend the phase-in 
date for compliance with current Rule 16b-3.
    For further information, please contact Anne Krauskopf at (202) 
942-2834.

    2. Consideration of whether to propose for public comment 
amendments to Regulation S-X and investment company registration 
forms that would require an investment company to reflect in its 
financial statements, fee table, and financial highlights table and 
in the calculation of its yield the cost of fund services paid for 
by brokers in exchange for the direction of fund commissions to the 
broker.

    For further information, please contact Eric C. Freed at (202) 942-
0726.
    At times, changes in Commission priorities require alternations in 
the scheduling of meeting items. For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact: Brian Lane (202) 942-0600.

    Dated: August 4, 1994.
Jonathan G. Katz,
Secretary.
[FR Doc. 94-19356 Filed 8-4-94; 11:21 am]
BILLING CODE 8010-01-M