[Federal Register Volume 59, Number 64 (Monday, April 4, 1994)]
[Unknown Section]
[Page 0]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 94-7963]


[[Page Unknown]]

[Federal Register: April 4, 1994]


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SMALL BUSINESS ADMINISTRATION
[Application No. 99000106]

 

Hanifen Imhoff Mezzanine Fund, L.P.; Notice of Filing of an 
Application for a License To Operate as a Small Business Investment 
Company

    Notice is hereby given of the filing of an application with the 
Small Business Administration (SBA) pursuant to Sec. 107.102 of the 
Regulations governing small business investment companies (13 CFR 
107.102 (1993)) by Hanifen Imhoff Mezzanine Fund, L.P., 1125 17th 
Street, suite 1600, Denver, Colorado 80202 for a license to operate as 
a small business investment company (SBIC) under the Small Business 
Investment Act of 1958, as amended, (15 U.S.C. et. seq.), and the Rules 
and Regulations promulgated thereunder. Hanifen Imhoff Mezzanine Fund, 
L.P. is a limited partnership formed under Colorado law. Its principal 
area of operation is Rocky Mountain region of the United States. 
Hanifen Imhoff Mezzanine Fund, L.P. will be managed by Hanifen Imhoff 
Investments LLC, a Colorado limited liability company located at the 
same address. The following limited partner will own 10 percent or more 
of the proposed SBIC: 

------------------------------------------------------------------------
                                                              Percentage
                            Name                                  of    
                                                              ownership 
------------------------------------------------------------------------
Lincoln National Life Insur. Co., 1300 S. Clinton Street,               
 Ft. Wayne, Indiana 46801...................................        33.3
Hartford Life Insurance Companies, P.O. Box 2999, Hartford,             
 Connecticut 06104..........................................        33.3
Northern Life Insurance Company, Third at Spring Street,                
 Seattle, Washington 98111..................................       20   
------------------------------------------------------------------------

    The applicant will begin operations with a minimum capitalization 
of $15 million. Investments will be a made in mezzanine securities of 
later stage companies which have annual revenues of between $5 million 
and $100 million and which have been profitable for the preceding two 
years. The applicant will invest primarily in the Rocky Mountain region 
of the United States.
    Matters involved in SBA's consideration of the application include 
the general business reputation and character of the proposed owners 
and management, and the probability of successful operations of the new 
company under their management, including profitability and financial 
soundness in accordance with the Act and Regulations.
    Notice is hereby given that any person may, not later than 30 days 
from the date of publication of this Notice, submit written comments on 
the proposed SBIC to the Associate Administrator for Investment, Small 
Business Administration, 409 3rd Street, SW., Washington, DC 20416.
    A copy of this Notice will be published in a newspaper of general 
circulation in Denver, Colorado.

(Catalog of Federal Domestic Assistance Programs No. 59.011, Small 
Business Investment Companies.)

    Dated: March 25, 1994.
Robert D. Stillman,
Associate Administrator for Investment.
[FR Doc. 94-7963 Filed 4-1-94; 8:45 am]
BILLING CODE 8025-01-M