[Federal Register Volume 59, Number 43 (Friday, March 4, 1994)]
[Unknown Section]
[Page 0]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 94-5180]


[[Page Unknown]]

[Federal Register: March 4, 1994]


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securities and exchange commission

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold the following open meeting during the 
week of March 7, 1994.
    An open meeting will be held on Wednesday, March 9, 1994, at 9 
a.m., in Room 1C30.
    The subject matter of the open meeting scheduled for Wednesday, 
March 9, 1994, at 9 a.m., will be:

    1. Consideration of a proposed release regarding the application 
of the antifraud provisions of the federal securities laws to 
municipal securities issuers and other market participants in 
connection with both primary offerings and continuing disclosure to 
the secondary market. For further information, please contact Ann D. 
Wallace at (202) 272-7282, Amy Meltzer Starr at (202) 272-3654, 
Vincent W. Mathis at (202) 272-3968, Division of Corporation 
Finance; Janet W. Russell-Hunter at (202) 504-2418, Division of 
Market Regulation.
    2. Consideration of whether to propose amendments to Rule 15c2-
12, which would make it unlawful for a broker, dealer, or municipal 
securities dealer (a) to act as an underwriter of an issue of 
municipal securities unless the issuer has agreed to provide annual 
financial information and notices of material events to a nationally 
recognized municipal securities information repository and (b) to 
recommend the purchase or sale of such a municipal security without 
having previously reviewed that information. For further 
information, please contact Catherine McGuire, Janet W. Russell-
Hunter at (202) 504-2418, Division of Market Regulation; Amy Meltzer 
Starr at (202) 272-3654, Division of Corporation Finance.
    3. Consideration of a proposed release amending Rule 10b-10 to 
require confirmation disclosure of: (a) The mark-up and mark-down in 
connection with a riskless principal transaction in debt securities, 
other than U.S. savings bonds and municipal securities; (b) the 
unrated status of a debt security; (c) the mark-up and mark-down in 
connection with a transaction in a small-cap NASDAQ or regional 
exchange-listed security; (d) the fact that a broker-dealer is not a 
member of SIPC; and (e) enhanced yield information with respect to 
collateralized debt securities.
    In addition, consideration will be given to a proposed rule 
requiring confirmation disclosure of: (a) The mark-up and mark-down 
in connection with riskless principal transactions in municipal 
securities; and (b) the unrated status of a municipal security. For 
further information, please contact C. Dirk Peterson at (202) 504-
2418, Division of Market Regulation.

    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items. For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact: Bruce Rosenblum at (202) 272-2300.

    Dated: March 2, 1994.
Jonathan G. Katz,
Secretary.
[FR Doc. 94-5180 Filed 3-2-94; 3:49 pm]
BILLING CODE 8010-01-M