[Federal Register Volume 59, Number 25 (Monday, February 7, 1994)]
[Unknown Section]
[Page 0]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 94-2139]


[[Page Unknown]]

[Federal Register: February 7, 1994]


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COMMODITY FUTURES TRADING COMMISSION

17 CFR Part 1

 

General Regulations Under the Commodity Exchange Act

AGENCY: Commodity Futures Trading Commission.

ACTION: Conforming amendments.

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SUMMARY: This document contains amendments to 17 CFR part 1 to reflect 
changes required by enactment of the Futures Trading Practices Act of 
1992.

EFFECTIVE DATE: February 7, 1994.

FOR FURTHER INFORMATION CONTACT:
Barbara Webster Black, Office of General Counsel, Commodity Futures 
Trading Commission, 2033 K Street NW., Washington, DC 20581. Telephone: 
(202) 254-9880.

SUPPLEMENTARY INFORMATION: 

Background

    In light of the recent passage of the Futures Trading Practices Act 
of 1992, 102 Cong., 2d Sess., Public Law 102-546 (Oct. 28, 1992), which 
amended the Commodity Exchange Act, the Commission has determined that 
17 CFR part 1, General Regulations Under the Commodity Exchange Act, 
should be amended to reflect the changes in the Commodity Exchange Act 
resulting from the Futures Trading Practices Act of 1992.

Need for Correction

    As published, the regulations contain references to designations of 
statutory provisions which have been changed and typographical errors 
which are in need of clarification.

List of Subjects in 17 CFR Part 1

    Brokers, commodity futures and reporting and recordkeeping 
requirements.

    Accordingly, 17 CFR part 1 is amended by making the following 
conforming amendments:

PART 1--GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT

    1. The authority citation for part 1 is revised to read as follows:

    Authority: 7 U.S.C. 1a, 2, 2a, 4, 4a, 6, 6a, 6b, 6c, 6d, 6e, 6f, 
6g, 6h, 6i, 6j, 6k, 6l, 6m, 6n, 6o, 6p, 7, 7a, 7b, 8, 9, 12, 12a, 
12c, 13a, 13a-1, 16, 16a, 19, 21, 23, 24.


Sec. 1.3  [Amended]

    2. In Sec. 1.3(y)(viii), the phrase ``Sections 5(e) and 6a of the 
Act'' is revised to read ``sections 5(5) and 6a of the Act''.


Sec. 1.10  [Amended]

    3. In Sec. 1.10(b)(3), the phrase ``section 4f(2) of the Act'' is 
revised to read ``section 4f(b) of the Act''.


Sec. 1.17  [Amended]

    4. In Sec. 1.17(a)(2)(i), the phrase ``section 4f(2) of the Act'' 
is revised to read ``section 4f(b) of the Act''.


Sec. 1.35  [Amended]

    5. In Sec. 1.35(g), each of the two occurrences of the phrase 
``section 5a(12) of the Act'' is revised to read ``section 5a(a)(12)(A) 
of the Act''.


Sec. 1.39  [Amended]

    6. In Sec. 1.39(c), the phrase ``paragraph (D) of section 4b of the 
Act,'' is revised to read ``paragraph (iv) of section 4b(a) of the 
Act,''.
    7. In Sec. 1.39(c), the phrase ``paragraph (A) of section 4c of the 
Act,'' is revised to read ``paragraph (A) of section 4c(a) of the 
Act.''.


Sec. 1.41  [Amended]

    8. In Sec. 1.41 (a)(5), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    9. In Sec. 1.41(b), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    10. In Sec. 1.41(c)(1), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    11. In Sec. 1.41(c)(2), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    12. In Sec. 1.41(d)(2), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    13. In Sec. 1.41(d)(2), each of the two occurrences of the phrase 
``section 5a(1) of the Act'' is revised to read ``section 5a(a)(1) of 
the Act''.
    14. In Sec. 1.41(d)(3), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    15. In Sec. 1.41(d)(4), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    16. In Sec. 1.41(f), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    17. In Sec. 1.41(h)(2), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    18. In Sec. 1.41(i)(2), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    19. In Sec. 1.41(j)(2), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    20. In Sec. 1.41(k)(2), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    21. In Sec. 1.41(l)(2), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    22. In Sec. 1.41(m)(2), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    23. In Sec. 1.41(n)(2), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    24. In Sec. 1.41(o)(2), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    25. In Sec. 1.41(p)(3), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    26. In Sec. 1.41(q)(3), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    27. In Sec. 1.41(r)(3), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    28. In Sec. 1.41(s)(2), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    29. In Sec. 1.41(t)(2), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    30. In Sec. 1.41a(a)(1), the phrase ``section 5a(12) of the Act'' 
is revised to read ``section 5a(a)(12)(A) of the Act''.
    31. In Sec. 1.41a(a)(2), the phrase ``section 5a(12) of the Act'' 
is revised to read ``section 5a(a)(12)(A) of the Act''.
    32. In Sec. 1.41a(a)(3), the phrase ``section 5a(12) of the Act'' 
is revised to read ``section 5a(a)(12)(A) of the Act''.
    33. In Sec. 1.41a(a)(4), the phrase ``section 5a(1) of the Act'' is 
revised to read ``section 5a(a)(1) of the Act''.
    34. In Sec. 1.41a(a)(4), the phrase ``section 5a(12) of the Act'' 
is revised to read ``section 5a(a)(12)(A) of the Act''.
    35. In Sec. 1.41a(a)(5), each of the two occurrences of the phrase 
``section 5a(12) of the Act'' is revised to read ``section 5a(a)(12)(A) 
of the Act''.
    36. In Sec. 1.41b(a), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    37. In Sec. 1.41b(a)(4), the phrase ``section 5a(12) of the Act'' 
is revised to read ``section 5a(a)(12)(A) of the Act''.
    38. In Sec. 1.41b(b), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.


Sec. 1.46  [Amended]

    39. In Sec. 1.46(d)(1), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.


Sec. 1.50  [Amended]

    40. In Sec. 1.50(a), each of the two occurrences of the phrase 
``sections 5 and 5a of the Act'' is revised to read ``sections 5 and 
5a(a) of the Act''.
    41. In Sec. 1.50(b), the phrase ``sections 5 and 5a of the Act'' is 
revised to read ``sections 5 and 5a(a) of the Act''.


Sec. 1.51  [Amended]

    42. In Sec. 1.51(a), the phrase ``sections 5, 5a, 5b, 6(a), 6b, 
8a(7), 8a(9) and 8c of the Act,'' is revised to read ``sections 5, 
5a(a), 5b, 6(b), 6b, 8a(7), 8a(9) and 8c of the Act,''.


Sec. 1.52  [Amended]

    43. In Sec. 1.52(i), the phrase ``section 4f(2) of the Act'' is 
revised to read ``section 4(f)(b) of the Act.''.


Sec. 1.53  [Amended]

    44. In Sec. 1.53, each of the two occurrences of the phrase 
``section 5a(12) of the Act'' is revised to read ``section 5a(a)(12)(A) 
of the Act''.


Sec. 1.61  [Amended]

    45. In Sec. 1.61(a)(1), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    46. In Sec. 1.61(b)(1), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act''.
    47. In Sec. 1.61(f), the phrase ``section 5a(12) of the Act'' is 
revised to read ``section 5a(a)(12)(A) of the Act,''.
    48. In Sec. 1.61(i), the phrase ``section 5(d) of the Act'' is 
revised to read ``section 5(4) of the Act''.
* * * * *
    Issued in Washington, DC, on January 25, 1994, by the 
Commission.
Jean A. Webb,
Secretary of the Commission.
[FR Doc. 94-2139 Filed 2-4-94; 8:45 am]
BILLING CODE 6351-01-M