SECURITIES EXCHANGE ACT

Bills and resolutions

Municipal Securities Rulemaking Board: require SEC confirmation of new members and members to be at least 5 years removed from association with municipal securities business and set compensation caps (see S. 3935), S706 [26FE]

SEC: establish Senior Investor Taskforce (see S. 4055), S1009 [11MR]

——— provide exemption from definition of broker for certain registered representative-owned personal services entity (see H.R. 7187), H1171 [21JA]

——— repeal certain disclosure requirements relative to conflict minerals (see H.R. 7085), H918 [15JA]

——— require issuers with multi-class stock structure to make certain disclosures in any proxy or consent solicitation material (see S. 3831), S577 [11FE]

——— specify certain registration statement contents for emerging growth companies and permit issuers to file draft registration statements for confidential review (see S. 4034), S958 [10MR]

Reports filed

Repeal Certain SEC Disclosure Requirements Relative to Conflict Minerals: Committee on Financial Services (House) (H.R. 7085) (H. Rept. 119–560), H2620 [19MR]

Small Business Relief Act: Committee on Financial Services (House) (H.R. 4130) (H. Rept. 119–525), H2325 [25FE]