SECURITIES related term(s) Investments

Addresses

State of the Union: President Trump, S645–S649 [24FE], H2287–H2295 [24FE]

Bills and resolutions

Business and industry: prevent exploitative private equity practices in health care system (see S. 3829), S577 [11FE] (see H.R. 7537), H2218 [12FE]

CFTC: prohibit registered entities from engaging in transactions involving sporting event or casino-style gaming contracts (see H.R. 7477), H2118 [10FE]

Cryptocurrency: require foreign payment stablecoin issuers to undergo annual audit similar to U.S. payment stablecoin issuers (see S. 3907), S651 [24FE]

Dept. of Defense: require contractors to prioritize meeting warfighter needs over purchase of securities and executive compensation (see S. 4212), S1614 [25MR]

Dept. of the Treasury: include any entity identified as Chinese military company on Non-SDN Chinese Military-Industrial Complex Companies List (see S. 3640), S220 [14JA] (see H.R. 7075), H893 [14JA]

Federal employees: address responsibilities of fiduciaries relative to Thrift Savings Plan (see H.R. 7357), H2030 [4FE]

Financial institutions: prohibit stock sales by senior bank executives in certain circumstances (see H.R. 7887), H2476 [9MR]

——— provide requirements for bulk auction or group sale of certain non-performing loans (see S. 3753), S419 [30JA]

Government: ban certain Government officials from trading event contracts (see S. 4017), S881 [5MR]

——— modify reporting value categories for financial disclosure reports required by federally elected and senior Federal officials (see S. 3827), S577 [11FE] (see H.R. 7508), H2186 [11FE]

——— require new ethics obligations and restrict stock trading by Members of Congress, President, Vice President, and spouses or dependent children (see H.R. 7852), H2471 [5MR]

Government regulations: exempt off-exchange secondary trading from State regulation where such trading is relative to securities of issuer that makes publicly available certain current information (see H.R. 7127), H923 [16JA]

Members of Congress: prohibit stock puchases by Members, their spouses, or their dependent children and require notice of stock sales (see S. 4134), S1205 [18MR] (see H.R. 7008), H655 [12JA]

——— prohibit stock trading and ownership by Members, their spouses, or their dependent children (see S. 3649), S256 [15JA]

Municipal Securities Rulemaking Board: require SEC confirmation of new members and members to be at least 5 years removed from association with municipal securities business and set compensation caps (see S. 3935), S706 [26FE]

Political ethics: require President and Vice President to disclose financial interests and divest of any financial interest posing potential conflict of interest (see H.R. 7207), H1349 [22JA]

SEC: address exemption of, and reporting by, certain private fund advisers (see S. 3880), S609 [12FE]

——— establish Public Company Advisory Committee (see H.R. 6967), H134 [7JA]

——— establish Senior Investor Taskforce (see S. 4055), S1009 [11MR]

——— lower aggregate market value of voting and non-voting common equity necessary for issuer to qualify as well-known seasoned issuer (see S. 3749), S377 [29JA]

——— provide exemption from definition of broker for certain registered representative-owned personal services entity (see H.R. 7187), H1171 [21JA]

——— raise offering amount threshold for when issuers using crowdfunding exemption are required to file financial statements reviewed by public accountant who is independent of issuer (see S. 3662), S256 [15JA]

——— require issuers with multi-class stock structure to make certain disclosures in any proxy or consent solicitation material (see S. 3831), S577 [11FE]

Taxation: allow certain advance refunding bonds for public school districts to be tax-exempt (see H.R. 7570), H2224 [13FE]

——— equalize treatment of capital gains and earned income (see S. 4122), S1090 [17MR]

——— restore treatment of State and local bonds guaranteed by Federal Home Loan Bank as not federally guaranteed for purposes of determining their tax-exempt status (see S. 3941), S706 [26FE] (see H.R. 7769), H2368 [3MR]

——— treat digital asset indexes as eligible investments for purposes of Trump accounts (see H.R. 7737), H2332 [26FE]

Essays

State of the Union: Max Clegg, S757 [3MR]

Remarks in House

Investments: prohibit stock trading and ownership by Members of Congress, President, Vice President, and their spouses and dependents (H.R. 6731), H2124 [11FE]

Members of Congress: require Members, spouses, and dependent children to place certain assets into blind trusts (H.R. 396), H2609 [19MR], H2668 [24MR]

Taxation: tribute to tax-advantaged investment accounts for children (Trump Accounts), H2413 [4MR]

Trump, President: evaluation of administration, H2455–H2459 [5MR]

Remarks in Senate

Cryptocurrency: provide for regulation of payment stablecoins (S. 1582), S1038 [12MR]

——— require foreign payment stablecoin issuers to undergo annual audit similar to U.S. payment stablecoin issuers (S. 3907), S653 [24FE]

Financial institutions: provide requirements for bulk auction or group sale of certain non-performing loans (S. 3753), S420 [30JA]

Government: ban stock trading by Members of Congress, President, Vice President, Supreme Court Justices, certain FRS officials, and spouses or dependent children (S. 2877), S206 [14JA]

Technology: provide for regulation of digital assets, S123 [12JA]

Trump, President: State of the Union Message, S714 [26FE]

Reports filed

Protecting Private Job Creators Act: Committee on Financial Services (House) (H.R. 3959) (H. Rept. 119–523), H2325 [25FE]

Public Company Advisory Committee Act: Committee on Financial Services (House) (H.R. 6967) (H. Rept. 119–557), H2620 [19MR]

Restoring the Secondary Trading Market Act: Committee on Financial Services (House) (H.R. 7127) (H. Rept. 119–573), H2709 [25MR]

Retire Through Ownership Act: Committee on Education and Workforce (House) (H.R. 5169) (H. Rept. 119–448), H892 [14JA]

Small Business Relief Act: Committee on Financial Services (House) (H.R. 4130) (H. Rept. 119–525), H2325 [25FE]

Small Entrepreneurs’ Empowerment and Development (SEED) Act: Committee on Financial Services (House) (H.R. 4171) (H. Rept. 119–572), H2709 [25MR]

Stop Insider Trading Act: Committee on House Administration (House) (H.R. 7008) (H. Rept. 119–479), H1975 [3FE]