SECURITIES EXCHANGE ACT

Bills and resolutions

SEC: address disclosures by directors, officers, and principal stockholders of foreign private issuers (see S. 1089), S1802 [24MR]

——— amend procedures relative to determination of violations (see H.R. 216), H62 [7JA]

——— establish Senior Investor Taskforce (see H.R. 1469), H727 [21FE]

——— exclude qualified institutional buyers and institutional credited investors when calculating holders of security for purposes of mandatory registration threshold (see H.R. 4130), H2969 [25JN]

——— expand access to capital for rural small businesses (see S. 577), S971 [13FE] (see H.R. 1190), H643 [11FE]

——— further enhance anti-retaliation protections for whistleblowers (see S. 1149), S1872 [26MR]

——— prohibit certain acts by proxy advisory firms (see H.R. 4098), H2921 [24JN]

——— prohibit exchanges from effecting transactions in securities issued by natural asset companies (see H.R. 1309), H707 [13FE]

——— prohibit from requiring issuer to make climate-related disclosures that are not material to investors (see H.R. 257), H88 [9JA]

——— require certain disclosures by institutional investment managers in connection with proxy advisory firms (see H.R. 3402), H2051 [14MY]

——— require covered issuers to carry out racial equity audit every 2 years (see H.R. 4925), H3687 [8AU]

——— require issuers with multi-class stock structure to make certain disclosures in any proxy or consent solicitation material (see H.R. 3357), H1999 [13MY]

——— require public companies provide sexual harassment claim disclosures and any financial settlements paid out to victims in reports, and require such companies implement mandatory sexual harassment training (see H.R. 4599), H3552 [22JY]

——— require reporting of certain expenditures for political activities (see H.R. 2190), H1169 [18MR]

——— specify certain registration statement contents for emerging growth companies and permit issuers to file draft registration statements for confidential review (see H.R. 3301), H1943 [8MY]

——— transfer authorities and duties of registered national securities associations (see H.R. 2689), H1460 [7AP]

Cost Estimates

Enhancing Multi-Class Share Disclosures Act (H.R. 3357): CBO, H3508 [21JY]

National Senior Investor Initiative Act (H.R. 1469): CBO, H3505 [21JY]

Remarks in House

SEC: establish Senior Investor Taskforce (H.R. 1469), H3504–H3506 [21JY]

——— expand access to capital for rural small businesses (H.R. 1190), H2873–H2875 [23JN]

——— require issuers with multi-class stock structure to make certain disclosures in any proxy or consent solicitation material (H.R. 3357), H3508, H3509 [21JY]

——— require issuers with multi-class stock structure to make certain disclosures in proxy or consent solicitation material, H5547 [10DE]

——— specify certain registration statement contents for emerging growth companies and permit issuers to file draft registration statements for confidential review, H5538 [10DE]

——— specify certain registration statement contents for emerging growth companies and permit issuers to file draft registration statements for confidential review (H.R. 3301), H2871, H2872 [23JN]

Reports filed

Encouraging Local Emerging Ventures and Economic Growth (ELEVATE) Act: Committee on Financial Services (House) (H.R. 3301) (H. Rept. 119–121), H2417 [3JN]

Enhancing Multi-Class Share Disclosures Act: Committee on Financial Services (House) (H.R. 3357) (H. Rept. 119–120), H2417 [3JN]

Expanding Access to Capital for Rural Job Creators Act: Committee on Financial Services (House) (H.R. 1190) (H. Rept. 119–122), H2417 [3JN]

Senior Security Act: Committee on Financial Services (House) (H.R. 1469) (H. Rept. 119–124), H2417 [3JN]

Texts of

H.R. 1190, Expanding Access to Capital for Rural Job Creators Act, H2873 [23JN]

H.R. 1469, National Senior Investor Initiative Act, H3504 [21JY]

H.R. 3301, Encouraging Local Emerging Ventures and Economic Growth (ELEVATE) Act, H2871 [23JN]

H.R. 3357, Enhancing Multi-Class Share Disclosures Act, H3508 [21JY]