SECURITIES ACT

Bills and resolutions

SEC: add additional investment thresholds for individual to qualify as accredited investor (see S. 3709), S309 [31JA]

——— amend definition of ‘‘accredited investor’’ (see S. 5121), S6210 [19SE]

——— amend procedures relative to determination of violations (see H.R. 9342), H4985 [9AU]

——— automatically approve offering statements filed in connection with certain securities exempt from registration requirements (see H.R. 8222), H2834 [2MY]

——— require periodic review of final rules and consider cumulative effect of proposed and final rules (see H.R. 7030), H239 [18JA]

Small business: amend laws relative to small company capital formation (see S. 3710), S309 [31JA]

Remarks in House

SEC: expand research report exception to include reports about any issuer that undertakes proposed offering of public securities, H975 [6MR]

Small business: amend laws relative to small company capital formation, H974 [6MR]