WALL STREET REFORM AND CONSUMER PROTECTION ACT

Amendments

Financial institutions: adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps (H.R. 1256), H3324 [12JN]

——— revise certain regulations governing financial assistance for swaps entities (H.R. 992), consideration (H. Res. 391), H6848 [29OC]

Investments: provide a registration exemption for private equity fund advisers (H.R. 1105), H7486 [4DE]

——— provide a registration exemption for private equity fund advisers (H.R. 1105), consideration (H. Res. 429), H7468 [4DE]

Bills and resolutions

Business and industry: repeal disclosure requirements that allow for comparison of executive compensation to that of other employees (see H.R. 1135), H1395 [13MR]

Financial institutions: adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps (see H.R. 1256), H1630 [19MR]

——— adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps (H.R. 1256), consideration (see H. Res. 256), H3286 [11JN]

——— provide a process to allow financial institutions to go bankrupt (see S. 1861), S9051 [19DE]

——— require certain systemically important entities to account for financial benefits received due to the expectation that the Government will shield them from losses in the event of failure (see H.R. 2266), H3215 [5JN]

——— revise certain regulations governing financial assistance for swaps entities (see S. 474), S1229 [6MR] (see H.R. 992), H1318 [6MR]

——— revise certain regulations governing financial assistance for swaps entities (H.R. 992), consideration (see H. Res. 391), H6827 [28OC]

——— specify when bank holding companies may be subject to certain enhanced supervision (see H.R. 3036), H5398 [2AU]

——— study effect of certain provisions before issuing final rules amending Federal banking agencies’ general risk-based capital requirements (see H.R. 1221), H1547 [15MR]

Financial Stability Oversight Council: repeal authority to designate certain non-bank financial institutions as systemically important financial institutions (see S. 100), S213 [23JA]

——— strengthen review authority of regulations issued by Consumer Financial Protection Bureau (see H.R. 3193), H5883 [26SE]

——— study the likely effects of the differences between the U.S. and other jurisdictions in implementing the derivatives credit valuation adjustment capital requirement (see H.R. 1341), H1822 [21MR]

FRS: remove certain special deference provided by courts to the Consumer Financial Protection Bureau when the Bureau is interpreting provisions of a Federal consumer financial law (see H.R. 3194), H5883 [26SE]

——— repeal Consumer Financial Civil Penalty Fund and deposit existing funds into the Treasury (see H.R. 3389), H6951 [30OC]

——— require the Consumer Financial Protection Bureau to notify and obtain permission from consumers before collecting nonpublic personal information about such consumers (see H.R. 2571), H4173 [28JN]

——— set rate of pay for Consumer Financial Protection Bureau employees in accordance with the General Schedule (see H.R. 2385), H3653 [14JN]

Investments: provide a registration exemption for private equity fund advisers (H.R. 1105), consideration (see H. Res. 429), H7445 [3DE]

——— repeal certain indemnification requirements for regulatory authorities to obtain access to swap data required to be provided by swaps entities (see H.R. 742), H593 [15FE]

Nonprofit organizations: exempt nonprofit low-income housing providers from certain mortgage, servicing, and appraisal requirements (see H.R. 3529), H7251 [19NO]

Repeal (see S. 20), S943 [27FE] (see H.R. 46), H29 [3JA]

Rural areas: establish application process for interested parties to apply for a county to be designated as a rural area (see H.R. 2672), H4483 [11JY]

SEC: exempt inter-affiliate swaps from certain regulatory requirements put in place under the Wall Street Reform and Consumer Protection Act (see H.R. 677), H501 [13FE]

——— provide exemptions from municipal advisor registration requirements (see S. 710), S2589 [11AP]

Small business: repeal a loan data collection requirement (see H.R. 2323), H3287 [11JN]

Technical corrections (see S. 451), S1126 [5MR]

Letters

Financial deregulation legislation: Barbara Roper, Consumer Federation of America, H7483 [4DE]

——— Mary Jo White, SEC, H7484 [4DE]

——— William Samuel, AFL–CIO, H7482 [4DE]

Small Business Capital Access and Job Preservation Act: A. Heath Abshure, North American Securities Administrators Association, Inc., H7482 [4DE]

——— Americans for Financial Reform (organization), H7477 [4DE]

——— Brett Palmer, Small Business Investor Alliance, H7472 [4DE]

——— Gary LaBranche, Association for Corporate Growth, H7474 [4DE]

——— Jennell F. Lynch, National Association of Investment Companies, H7473 [4DE]

——— Jordan Lofaro, Council of Institutional Investors, H7479 [4DE]

——— Karen Kerrigan, Small Business & Entrepreneurship Council, H7473 [4DE]

——— R. Bruce Josten, U.S. Chamber of Commerce, H7473 [4DE]

——— Russ Iuculano, North American Securities Administrators Association, Inc., H7479 [4DE]

——— Steve Judge, Private Equity Growth Capital Council, H7473 [4DE]

Swap Jurisdiction Certainty Act: Americans for Financial Reform (organization), H3321 [12JN]

——— William Samuel, AFL–CIO, H3321 [12JN]

Swaps Regulatory Improvement Act: Mark Zandi, H6921 [30OC]

Lists

Americans for Finanical Reform (organization) partners and affiliates, H7478 [4DE]

Motions

Financial institutions: adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps (H.R. 1256), H3330 [12JN]

——— revise certain regulations governing financial assistance for swaps entities (H.R. 992), H6925 [30OC]

Investments: provide a registration exemption for private equity fund advisers (H.R. 1105), H7488 [4DE]

Remarks in House

FDIC: repeal orderly liquidation authority to prevent failure of large financial firms, H1600 [19MR]

Financial institutions: adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps (H.R. 1256), H3317–H3332 [12JN]

——— adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps (H.R. 1256), consideration (H. Res. 256), H3309–H3316 [12JN]

——— adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps (H.R. 1256), motion to recommit, H3331 [12JN]

——— allow bank regulators to prevent speculation and manipulation in the commodity markets, particularly oil and biofuel prices, H6926 [30OC]

——— prohibit cross-border swaps transactions with certain countries that violate the Iran Sanctions Act or engage in cyber attacks against the U.S., H3331 [12JN]

——— revise certain regulations governing financial assistance for swaps entities (H.R. 992), H6758 [23OC], H6916–H6928 [30OC]

——— revise certain regulations governing financial assistance for swaps entities (H.R. 992), consideration (H. Res. 391), H6841–H6850 [29OC]

——— revise certain regulations governing financial assistance for swaps entities (H.R. 992), motion to recommit, H6926 [30OC]

——— study effect of certain provisions before issuing final rules amending Federal banking agencies’ general risk-based capital requirements (H.R. 1221), E310 [15MR]

Financial Stability Oversight Council: study the likely effects of the differences between the U.S. and other jurisdictions in implementing the derivatives credit valuation adjustment capital requirement (H.R. 1341), H4181, H4182 [8JY], E356 [21MR]

FRS: require the Consumer Financial Protection Bureau to notify and obtain permission from consumers before collecting nonpublic personal information about such consumers, H4222 [9JY]

Impact, H3022 [4JN]

Insurance: streamline regulation of nonadmitted insurance and reinsurance, E111 [6FE]

Investments: provide a registration exemption for private equity fund advisers (H.R. 1105), H7470–H7491 [4DE]

——— provide a registration exemption for private equity fund advisers (H.R. 1105), consideration (H. Res. 429), H7461–H7470 [4DE]

——— provide a registration exemption for private equity fund advisers (H.R. 1105), motion to recommit, H7488, H7489 [4DE]

——— repeal certain indemnification requirements for regulatory authorities to obtain access to swap data required to be provided by swaps entities (H.R. 742), H3304–H3307 [12JN]

——— require private equity fund advisers to register with the SEC, H7486, H7487 [4DE]

——— restrict eligibility of investment funds to those that do not own a controlling interest in companies that outsource American jobs, H7488, H7489 [4DE]

SEC: exempt U.S. energy development companies from energy resource extraction reporting requirements under a transboundary hydrocarbon agreement, H4098–H4103 [27JN]

Remarks in Senate

Business and industry: require all foreign and domestic companies registered with the SEC to report annually on amounts paid to each country for access to oil, gas, and minerals, S5598 [10JY]

Credit: promulgate regulations regarding debit and credit card interchange transaction fees, S6181 [1AU]

FRS: impact of the Consumer Financial Protection Bureau, S5675 [15JY], S5692, S5702–S5704 [16JY]

Impact, S8820 [15DE]

Real estate: exempt qualified residential mortgages from credit risk retention requirements, S7365 [10OC]

Reports filed

Consideration of H.R. 992, Swaps Regulatory Improvement Act: Committee on Rules (House) (H. Res. 391) (H. Rept. 113–253), H6827 [28OC]

Consideration of H.R. 1256, Swap Jurisdiction Certainty Act: Committee on Rules (House) (H. Res. 256) (H. Rept. 113–104), H3286 [11JN]

Consideration of H.R. 3309, Innovation Act and H.R. 1105, Small Business Capital Access and Job Preservation Act: Committee on Rules (House) (H. Res. 429) (H. Rept. 113–283), H7445 [3DE]

Financial Competitive Act: Committee on Financial Services (House) (H.R. 1341) (H. Rept. 113–134), H4173 [28JN]

Swap Data Repository and Clearinghouse Indemnification Correction Act: Committee on Agriculture (House) (H.R. 742) (H. Rept. 113–106), H3355 [12JN]

——— Committee on Financial Services (House) (H.R. 742) (H. Rept. 113–106), H3355 [12JN]

Swap Jurisdiction Certainty Act: Committee on Agriculture (House) (H.R. 1256) (H. Rept. 113–103), H3256 [10JN]

——— Committee on Financial Services (House) (H.R. 1256) (H. Rept. 113–103), H3256 [10JN]

Swaps Regulatory Improvement Act: Committee on Agriculture (House) (H.R. 992) (H. Rept. 113–229), H5832 [25SE]

——— Committee on Financial Services (House) (H.R. 992) (H. Rept. 113–229), H5832 [25SE]

Statements

Legislative Proposals To Relieve the Red Tape Burden on Investors and Job Creators: Anne Simpson, California Public Employees’ Retirement System, H7481 [4DE]

Repeal Prohibition on Any Federal Bailout of Swap Dealers or Participants: Several Representatives (112th Congress), H6921 [30OC]

Small Business Capital Access and Job Preservation Act: Executive Office of the President, H7479 [4DE]

Swap Jurisdiction Certainty Act: Executive Office of the President, H3323 [12JN]

Texts of

H. Res. 256, consideration of H.R. 1960, Dept. of Defense appropriations for military activities, prescribing personnel strengths, and military construction and H.R. 1256, Swap Jurisdiction Certainty Act, H3309 [12JN]

H. Res. 391, consideration of H.R. 992, Swaps Regulatory Improvement Act, H.R.2374, Retail Investor Protection Act, and H.J. Res. 99, disapprove President’s exercise of authority to suspend the debt ceiling, H6841 [29OC]

H. Res. 429, consideration of H.R. 3309, Innovation Act and H.R. 1105, Small Business Capital Access and Job Preservation Act, H7461 [4DE]

H.R. 742, Swap Data Repository and Clearinghouse Indemnification Correction Act, H3304 [12JN]

H.R. 992, Swaps Regulatory Improvement Act, H6916 [30OC]

H.R. 1105, Small Business Capital Access and Job Preservation Act, H7470 [4DE]

H.R. 1256, Swap Jurisdiction Certainty Act, H3318 [12JN]

H.R. 1341, Financial Competitive Act, H4181 [8JY]

S. 1861, Taxpayer Protection and Responsible Resolution Act, S9058–S9061 [19DE]