RETAIL INVESTOR PROTECTION ACT

Amendments

Enact (H.R. 2374), H6866 [29OC]

——— consideration (H. Res. 391), H6848 [29OC]

Bills and resolutions

Enact (H.R. 2374): consideration (see H. Res. 391), H6827 [28OC]

Letters

Financial deregulation legislation: Barbara Roper, Consumer Federation of America, H7483 [4DE]

——— Mary Jo White, SEC, H7484 [4DE]

——— William Samuel, AFL–CIO, H7482 [4DE]

Provisions: Brian H. Graff, National Association of Plan-Advisors, H6859 [29OC]

——— Charles Symington, Independent Insurance Agents & Brokers of America, Inc., H6860 [29OC]

——— David J. Stertzer, Association for Advanced Life Underwriting, H6859 [29OC]

——— R. Bruce Josten, U.S. Chamber of Commerce, H6858 [29OC]

——— several Senators, H6860 [29OC]

Lists

Groups opposed to H.R. 2374, provisions, H6865 [29OC]

Motions

Enact (H.R. 2374), H6870 [29OC]

Remarks in House

Dept. of Labor: allow regulations to prevent fraud related to pensions and other retirement savings accounts, promote investment education and advice, and require financial service providers to disclose any fees, H6870 [29OC]

——— issue fiduciary duty rule to protect access to investment education and advice and assure reasonable financial compensation to financial service providers, H6866–H6869 [29OC]

——— proposal to modify definition of fiduciary under ERISA, H6844, H6845, H6857, H6858, H6860, H6861, H6863 [29OC]

Enact (H.R. 2374), H6758 [23OC], H6855–H6872 [29OC], E1602 [30OC]

——— consideration (H. Res. 391), H6841–H6850 [29OC]

——— motion to recommit, H6870 [29OC]

SEC: communications with Dept. of Labor relative to monitoring standards of conduct for brokers and investment advisers, H6861 [29OC]

Reports filed

Consideration of H.R. 2374, Provisions: Committee on Rules (House) (H. Res. 391) (H. Rept. 113–253), H6827 [28OC]

Provisions: Committee on Financial Services (House) (H.R. 2374) (H. Rept. 113–228), H5832 [25SE], H6051 [30SE]

Statements

Provisions: Executive Office of the President, H6860, H6865 [29OC]

Texts of

H. Res. 391, consideration of H.R. 2374, provisions, H6841 [29OC]

H.R. 2374, provisions, H6855 [29OC]