INVESTMENT ADVISERS ACT
Amendments
Investments: provide a registration exemption for private equity fund advisers (H.R. 1105), H7486 [4DE]
——— provide a registration exemption for private equity fund advisers (H.R. 1105), consideration (H. Res. 429), H7468 [4DE]
Bills and resolutions
Crime: increase penalties for violations of securities protections that involve targeting senior citizens (see S. 1185), S4673 [19JN]
Investments: provide a registration exemption for private equity fund advisers (see H.R. 1105), H1394 [13MR]
——— provide a registration exemption for private equity fund advisers (H.R. 1105), consideration (see H. Res. 429), H7445 [3DE]
SEC: require certain investment advisers to pay fees to help cover the costs of inspecting and examining investment advisers (see H.R. 1627), H2157 [18AP]
Letters
Financial deregulation legislation: Barbara Roper, Consumer Federation of America, H7483 [4DE]
——— Mary Jo White, SEC, H7484 [4DE]
——— William Samuel, AFL–CIO, H7482 [4DE]
Small Business Capital Access and Job Preservation Act: A. Heath Abshure, North American Securities Administrators Association, Inc., H7482 [4DE]
——— Americans for Financial Reform (organization), H7477 [4DE]
——— Brett Palmer, Small Business Investor Alliance, H7472 [4DE]
——— Gary LaBranche, Association for Corporate Growth, H7474 [4DE]
——— Jennell F. Lynch, National Association of Investment Companies, H7473 [4DE]
——— Jordan Lofaro, Council of Institutional Investors, H7479 [4DE]
——— Karen Kerrigan, Small Business & Entrepreneurship Council, H7473 [4DE]
——— R. Bruce Josten, U.S. Chamber of Commerce, H7473 [4DE]
——— Russ Iuculano, North American Securities Administrators Association, Inc., H7479 [4DE]
——— Steve Judge, Private Equity Growth Capital Council, H7473 [4DE]
Lists
Americans for Finanical Reform (organization) partners and affiliates, H7478 [4DE]
Motions
Investments: provide a registration exemption for private equity fund advisers (H.R. 1105), H7488 [4DE]
Remarks in House
Investments: provide a registration exemption for private equity fund advisers (H.R. 1105), H7470–H7491 [4DE]
——— provide a registration exemption for private equity fund advisers (H.R. 1105), consideration (H. Res. 429), H7461–H7470 [4DE]
——— provide a registration exemption for private equity fund advisers (H.R. 1105), motion to recommit, H7488, H7489 [4DE]
——— require private equity fund advisers to register with the SEC, H7486, H7487 [4DE]
——— restrict eligibility of investment funds to those that do not own a controlling interest in companies that outsource American jobs, H7488, H7489 [4DE]
Reports filed
Consideration of H.R. 3309, Innovation Act and H.R. 1105, Small Business Capital Access and Job Preservation Act: Committee on Rules (House) (H. Res. 429) (H. Rept. 113–283), H7445 [3DE]
Small Business Capital Access and Job Preservation Act: Committee on Financial Services (House) (H.R. 1105) (H. Rept. 113–276), H7364 [22NO]
Statements
Legislative Proposals To Relieve the Red Tape Burden on Investors and Job Creators: Anne Simpson, California Public Employees’ Retirement System, H7481 [4DE]
Small Business Capital Access and Job Preservation Act: Executive Office of the President, H7479 [4DE]
Texts of
H. Res. 429, consideration of H.R. 3309, Innovation Act and H.R. 1105, Small Business Capital Access and Job Preservation Act, H7461 [4DE]
H.R. 1105, Small Business Capital Access and Job Preservation Act, H7470 [4DE]