SECURITIES ACT

Bills and resolutions

SEC: authorize exemption of a certain class of securities from the Securities Act (see H.R. 1070), H1796 [14MR]

———exempt a certain class of securities from regulations limiting the amount of shares sold to raise capital by small businesses (see S. 1544), S5499 [12SE]

———limit liability of Nationally Recognized Statistical Rating Organizations by reinstating rule relative to inclusion of security ratings in registration statements (see H.R. 1539), H2854 [14AP]

Securities: specify when certain securities issued in connection with church plans are treated as exempted securities (see H.R. 33), H34 [5JA]

Remarks in House

SEC: authorize exemption of a certain class of securities from the Securities Act (H.R. 1070), H7229-H7232 [2NO], E2000 [3NO]

Securities: specify when certain securities issued in connection with church plans are treated as exempted securities (H.R. 33), H5130-H5134 [18JY]

Remarks in Senate

SEC: authorize exemption of a certain class of securities from the Securities Act (H.R. 1070), S7143 [3NO], S7146, S7160 [7NO], S7164 [8NO]

———exempt a certain class of securities from regulations limiting the amount of shares sold to raise capital by small businesses (S. 1544), S7634 [17NO]

Reports filed

Asset-Backed Market Stabilization Act: Committee on Financial Services (House) (H.R. 1539) (H. Rept. 112-196), H5904 [12AU]

Church Plan Investment Clarification Act: Committee on Financial Services (House) (H.R. 33) (H. Rept. 112-131), H4586 [1JY]

Small Company Capital Formation Act: Committee on Financial Services (House) (H.R. 1070) (H. Rept. 112-206), H6180 [14SE]

Texts of

H.R. 33, Church Plan Investment Clarification Act, H5131 [18JY]

H.R. 1070, Small Company Capital Formation Act, H7229 [2NO]