SECURITIES AND EXCHANGE COMMISSION

Amendments

Business and industry: provide shareholders with an advisory vote on executive compensation and prevent perverse incentives in the compensation practices of financial institutions (H.R. 3269), H9225, H9226, H9227 [31JY]

Economy: provide financial regulatory reform, protect consumers and investors, enhance Federal understanding of insurance issues, and regulate the over-the-counter derivatives markets (H.R. 4173), H14650, H14680, H14682, H14709, H14710, H14712, H14714, H14716, H14718, H14721, H14723, H14726, H14734, H14736 [10DE], H14747, H14748, H14750, H14751, H14752, H14757, H14758, H14760, H14762, H14764, H14776 [11DE]

Financial services and general Government: making appropriations (H.R. 3170), H8233, H8234, H8235, H8237, H8238, H8239, H8241, H8242, H8243, H8244, H8247, H8249, H8250, H8251, H8253, H8254 [16JY]

———making appropriations (H.R. 3170), consideration (H. Res. 644), H8198 [16JY]

———making appropriations (S. 1432), S9685 [22SE]

Articles and editorials

CEOs Openly Oppose Push for Say-on-Pay by Shareholders, H9223 [31JY]

Stock Traders Find Speed Pays, in Milliseconds, S8185 [28JY]

Bills and resolutions

Business and industry: add requirements for board of directors committees regarding risk management and compensation policies and require non-binding shareholder votes on executive compensation (see H.R. 3272), H8494 [21JY]

———increase corporate responsibility (see S. 2813), S11883 [20NO]

———provide shareholders with a non-binding vote on executive compensation (see H.R. 3351), H8872 [27JY]

———provide shareholders with an advisory vote on executive compensation and prevent perverse incentives in the compensation practices of financial institutions (see H.R. 3269), H8494 [21JY]

———provide shareholders with an advisory vote on executive compensation and prevent perverse incentives in the compensation practices of financial institutions (H.R. 3269), consideration (see H. Res. 697), H9204 [30JY]

CFTC: authorize enforcement of ``reckless conduct standard'' in antimarket manipulation cases (see S. 1682), S9554 [17SE]

Committee on Financial Services (House): require annual testimony by the SEC, Financial Accounting Standards Board, and Public Company Accounting Oversight Board, on promoting transparency in financial reporting (see H.R. 2664), H6074 [2JN]

Contracts: provide authority to contract for collection of delinquent claims resulting from judgments or orders obtained by the Commission (see H.R. 3783), H11166 [8OC]

Corporations: improve efficiency of complying with internal auditing control requirements in order to maintain U.S. capital market global competitiveness (see H.R. 1797), H4129 [30MR]

Credit: enhance oversight of nationally recognized statistical credit rating organizations (see S. 927), S4891 [29AP] (see H.R. 3890), H11581 [21OC]

Dept. of the Treasury: direct U.S. representatives to the IMF and World Bank to condition loans to Antigua and Barbuda on cooperation with efforts to provide redress to Stanford Financial Group fraud victims (see S. Res. 362), S12008 [30NO]

Economy: provide financial regulatory reform, protect consumers and investors, enhance Federal understanding of insurance issues, and regulate the over-the-counter derivatives markets (see H.R. 4173), H13465 [2DE]

———provide financial regulatory reform, protect consumers and investors, enhance Federal understanding of insurance issues, and regulate the over-the-counter derivatives markets (H.R. 4173), consideration (see H. Res. 956), H13627 (see H. Res. 956), H14370 [8DE] (see H. Res. 964), H14742 [10DE]

———provide financial regulatory reform, protect consumers and investors, enhance understanding of insurance issues, and regulate over-the-counter derivatives markets (H.R. 4173), consideration—same-day consideration (see H. Res. 962), H14445 [9DE]

———reform the financial regulatory system of the U.S. (see H.R. 3310), H8707 [23JY]

FBI: provide additional resources for Federal investigations and prosecutions of crimes related to the recent financial crisis (see H.R. 3995), H12287 [3NO]

Financial institutions: authorize regulation of credit default swaps and other swap agreements (see S. 961), S5065 [4MY]

———create a financial stability council to oversee the financial regulatory activities of the Government (see S. 664), S3609 [23MR] (see H.R. 1754), H4062 [26MR]

———enhance availability of services, update community reinvestment requirements, and ensure such requirements keep pace as service providers become affiliates (see H.R. 1479), H3400 [12MR]

———prohibit credit default swaps and provide the SEC with the authority to regulate swap agreements (see H.R. 3145), H7945 [9JY]

Financial services and general Government: making appropriations (see S. 1432), S7317 [9JY] (see H.R. 3170), H8007 [10JY]

———making appropriations (H.R. 3170), consideration (see H. Res. 644), H8099 [14JY]

Financial Services Systemic Risk Oversight Council: establish (see S. 2756), S11290 [9NO]

Foreign countries: take action against certain judgment evading foreign states and state-owned corporations of such states (see H.R. 2493), H5791 [19MY]

Government regulations: establish rules and procedures for delegation of compliance and inspections authority to operating divisions (see H.R. 2622), H6011 [21MY]

———issue guidance on the interpretation of fair value accounting (see H.R. 607), H386 [16JA]

———provide for rules and standards relative to the election of boards of directors and certain requirements for compensation of executives (see H.R. 2861), H6743 [12JN]

———provide with additional authorities to protect investors from security law violations (see H.R. 3817), H11456 [15OC]

———reinstate uptick rule and effectively regulate abusive short selling activities (see S. 605), S3113 [16MR]

———reinstate uptick rule on short sales of securities (see H.R. 302), H88 [8JA]

———reinstate uptick rule on short sales of securities and suspend application of mark-to-market accounting principles (see H.R. 1406), H3144 [10MR]

———remove registration exception for certain investment advisers with a small number of clients (see H.R. 711), H601 [27JA]

———require advisers of certain unregistered investment companies to register and provide information (see H.R. 3818), H11456 [15OC]

———require disclosure of financial relationships between brokers and dealers and mutual fund companies, and of certain commissions paid by mutual fund companies (see S. 1964), S10850 [28OC]

———require investment advisers to private funds to register with the SEC (see S. 1276), S6650 [16JN]

———require registration by hedge funds (see S. 344), S1057 [29JA]

———strengthen oversight of credit rating agencies and improve accountability and accuracy of credit ratings (see S. 1073), S5614 [19MY] (see H.R. 3214), H8099 [14JY]

———suspend application of mark-to-market accounting principles (see H.R. 1909), H4520 [2AP]

Internet: permit or require persons filing or furnishing securities information to make it available on the Internet, in addition to or instead of including such information in filings or submissions (see H.R. 281), H70 [7JA]

Investments: establish a process by which asset-backed instruments can be deemed eligible for nationally recognized statistical rating organization ratings and a list of such eligible asset-backed instruments (see H.R. 1181), H2834 [25FE]

———increase transparency and regulatory requirements for trading certain derivative financial instruments (see H.R. 3300), H8585 [22JY]

———provide enhanced enforcement authority (see H.R. 2873), H6805 [15JN]

———regulate futures transactions involving energy commodities and credit default swaps and strengthen FERC enforcement authorities (see H.R. 2448), H5666 [14MY]

———revise rules for the comparable treatment and expanded use of qualified money market funds for broker-dealer financing (see H.R. 1160), H2631 [24FE]

Investor Advisory Committee: establish (see H.R. 3318), H8707 [23JY]

Mining and mineral resources: require U.S.-registered companies selling products using columbite-tantalite, coltan, cassiterite, and wolframite to disclose the country-of-origin of such materials to the SEC (see S. 891), S4669 [23AP]

President's Working Group on Financial Markets: conduct a study on the hedge fund industry (see H.R. 713), H601 [27JA]

Securities: allow for private right of action against secondary violators that provide substantial assistance in aiding-and-abetting securities fraud (see S. 1551), S8557 [30JY]

———clarify exemption for certain annuity contracts and insurance policies from Federal regulation (see S. 1389), S7071 [25JN] (see H.R. 2733), H6264 [4JN]

———comprehensively regulate derivatives markets to increase transparency and reduce risks in the financial system (see S. 1691), S9653 [22SE]

———constitutional amendment to prohibit the U.S. from owning stock in private corporations (see H.J. Res. 57), H7145 [23JN]

———increase protection coverage in the event of stolen or missing assets (see H.R. 2798), H6537 [10JN]

———regulate over-the-counter derivatives markets (see H.R. 3795), H11297 [13OC]

———require nationally registered statistical rating organizations to provide additional disclosures with respect to the rating of certain structured securities (see H.R. 1445), H3337 [11MR]

Securities Exchange Act: require registration of municipal financial advisers (see H.R. 2550), H6008 [21MY]

Small business: exempt from certain attestation requirements relative to reporting requirements on the adequacy of internal control of financial reporting (see H.R. 3775), H11166 [8OC]

Taxation: modify certain rules applicable to regulated investment companies (see H.R. 4337), H15499 [16DE]

Letters

Allegations of insider trading against Pequot Capital Management, Inc.: Senator Specter, S19 [6JA]

Corporate and Financial Institution Compensation Fairness Act: Dan Mica, Credit Union National Association, E2222 [9SE]

———Fred R. Becker, Jr., National Association of Federal Credit Unions, E2221 [9SE]

———R. Bruce Josten, U.S. Chamber of Commerce, E2221 [9SE]

———several business organizations, E2220 [9SE]

———Steve Bartlett, Financial Services Roundtable (organization), E2222 [9SE]

———Timothy J. Bartl, Center on Executive Compensation, E2222 [9SE]

Exempt certain publicly traded companies from establishing internal financial operations controls and obtaining an outside audit to validate soundness: Benjamin J. McKay III, Property Casualty Insurers Association of America, H14725 [10DE]

———Clarke D. Camper, NYSE Euronext (company), H14725 [10DE]

———James C. Greenwood, Biotechnology Industry Organization, H14725 [10DE]

———John Berlau, Competitive Enterprise Institute, H14726 [10DE]

———Stephen Verdier, Independent Community Bankers of America (organization), H14725 [10DE]

Mutual Fund Transparency Act: several individuals, S10857 [28OC]

Wall Street Reform and Consumer Protection Act: Representative Frank, Committee on Financial Services (House), H14441 [9DE]

———Representative Towns, Committee on Oversight and Government Reform (House), H14440 [9DE]

———several organizations, H14719, H14720 [10DE]

Motions

Business and industry: provide shareholders with an advisory vote on executive compensation and prevent perverse incentives in the compensation practices of financial institutions (H.R. 3269), H9242 [31JY]

Economy: provide financial regulatory reform, protect consumers and investors, enhance Federal understanding of insurance issues, and regulate the over-the-counter derivatives markets (H.R. 4173), H14800 [11DE]

Financial services and general Government: making appropriations (H.R. 3170), H8267 [16JY]

———making appropriations (H.R. 3170), consideration (H. Res. 644)—amend to include Representative Walden's Fairness Doctrine amendment, H8314 [17JY]

Proposals

Amend H. Res. 644, consideration of H.R. 3170, financial services and general Government appropriations, to include Representative Walden's Fairness Doctrine amendment, H8201 [16JY], H8313 [17JY]

Remarks in House

American International Group, Inc. (AIG): business practices that precipitated Government bailout, H3689 [19MR], H4066 [30MR], H4512 [2AP]

Appropriations: revised allocation of spending authority to Committee on Appropriations (House), H8069 [14JY]

Bernard L. Madoff Investment Securities LLC: failure to investigate ponzi scheme, H14431 [9DE]

Business and industry: clarify requirement relative to publicly traded companies establishing internal financial operations controls and obtaining an outside audit to validate soundness, H14723-H14726 [10DE]

———prohibit regulations requiring the recovery of incentive based executive compensation, H9225-H9227 [31JY]

———provide shareholders with a non-binding vote on executive compensation (H.R. 3351), E2022 [27JY]

———provide shareholders with an advisory vote on executive compensation and prevent perverse incentives in the compensation practices of financial institutions (H.R. 3269), H9213-H9233, H9240-H9244 [31JY], E2022 [27JY], E2220 [9SE]

———provide shareholders with an advisory vote on executive compensation and prevent perverse incentives in the compensation practices of financial institutions (H.R. 3269), consideration (H. Res. 697), H9211-H9213 [31JY]

———provide shareholders with an advisory vote on executive compensation and prevent perverse incentives in the compensation practices of financial institutions (H.R. 3269), motion to recommit, H9242 [31JY]

———require disclosure of persons or organizations funding activities to influence shareholders votes, H9242 [31JY]

CFTC: clarify definitions of ``commercial risk'', ``operating risk'', and ``balance sheet risk'' relative to company eligibility for exception to clearing requirement, H14709 [10DE]

Committee on Financial Services (House): require annual testimony by the SEC, Financial Accounting Standards Board, and Public Company Accounting Oversight Board, on promoting transparency in financial reporting (H.R. 2664), H9359 [9SE]

Consumer Financial Protection Council: establish, H14771-H14776 [11DE]

Credit: allow certain credit rating agencies to deregister as Nationally Recognized Statistical Rating Organizations, H14758 [11DE]

———limit liability of credit rating organizations, H14727, H14728 [10DE]

———prohibit creation of new private right of action against credit rating agencies, H14680-H14682 [10DE]

———restore definition of NRSRO from ``Nationally Registered Statistical Rating Organization'' to ``Nationally Recognized Statistical Rating Organization'', H14751 [11DE]

Dept. of the Treasury: provide shareholders with an advisory vote on executive compensation for Troubled Asset Relief Program assistance recipients, H4305, H4306 [1AP]

Economy: provide financial regulatory reform, protect consumers and investors, enhance Federal understanding of insurance issues, and regulate the over-the-counter derivatives markets (H.R. 4173), H13554, H13555, H13556 [8DE], H14377, H14379, H14418-H14442 [9DE], H14448, H14450, H14496, H14650-H14738, H14740 [10DE], H14747-H14804, H14808 [11DE], H14849, H14872, H14873 [14DE], H14884, H14887 [15DE], E2937, E2943 [10DE], E2966, E2969, E2970, E2971, E2972, E2973, E2974, E2975, E2976, E2977, E2979, E2980, E2982, E2983, E2984 [11DE], E2985, E2991, E2993, E2994 [14DE], E3004, E3008, E3013 [15DE], E3019, E3029, E3053 [17DE]

———provide financial regulatory reform, protect consumers and investors, enhance Federal understanding of insurance issues, and regulate the over-the-counter derivatives markets (H.R. 4173), consideration (H. Res. 956), H14408-H14417 [9DE]

———provide financial regulatory reform, protect consumers and investors, enhance Federal understanding of insurance issues, and regulate the over-the-counter derivatives markets (H.R. 4173), consideration (H. Res. 964), H14487-H14496 [10DE]

———provide financial regulatory reform, protect consumers and investors, enhance Federal understanding of insurance issues, and regulate the over-the-counter derivatives markets (H.R. 4173), motion to recommit, H14801-H14804 [11DE]

———provide financial regulatory reform, protect consumers and investors, enhance Federal understanding of insurance issues, and regulate the over-the-counter derivatives markets (H.R. 4173), unanimous-consent agreement, H14418 [9DE]

———provide financial regulatory reform, protect consumers and investors, enhance understanding of insurance issues, and regulate over-the-counter derivatives markets (H.R. 4173), consideration—same-day consideration (H. Res. 962), H14480-H14487 [10DE]

———provide stimulus for economic recovery, H3758 [24MR], H5466-H5472 [12MY], H5586 [14MY], H5885, H5886 [20MY]

———reform the financial regulatory system of the U.S., H12267-H12272 [3NO]

———reform the financial regulatory system of the U.S. (H.R. 3310), E1965-E1967 [24JY]

———suspend capital gains tax, schedule Government-sponsored enterprises for privatization, repeal Full Employment Act, and suspend mark-to-market accounting requirements, H3516, H3520 [17MR]

Financial institutions: clarify definition of ``major swap participant'' in order to protect end users who do not pose a systemic risk, H14713, H14714 [10DE]

———exempt nondepository captive finance companies from standards set for depository insititutions, H14431 [9DE]

———Federal preemption of State consumer financial laws, H14493 [10DE]

———grant CFTC and SEC authority to ban abusive swaps, disregard balance sheet risk relative to bona fide hedging end users, and ensure illegal swaps are rendered invalid, H14718-H14721 [10DE], E3008 [15DE]

———grant CFTC and SEC authority to set a margin or collateral requirement for swaps and security-based swaps involving end users, H14715, H14716 [10DE]

———limit financial institutions and major swap participants to certain ownership percentage in derivatives clearing organizations, H14711, H14712 [10DE]

Financial services and general Government: across-the-board funding reduction, H8237, H8238 [16JY]

———making appropriations, H2794 [25FE]

———making appropriations (H.R. 3170), H8029 [14JY], H8205-H8269 [16JY], E1828, E1829, E1834, E1835, E1837 [17JY], E1845 [20JY], E1862 [21JY], E1904 [23JY], E2002 [24JY]

———making appropriations (H.R. 3170), consideration (H. Res. 644), H8191-H8199 [16JY], E1825 [16JY]

———making appropriations (H.R. 3170), consideration (H. Res. 644)—amend to include Representative Walden's Fairness Doctrine amendment, H8313 [17JY]

———making appropriations (H.R. 3170), earmark declaration, E1646 [7JY], E1729, E1733 [13JY], E1750, E1752, E1755, E1758, E1759, E1760, E1762, E1765, E1767 [14JY], E1780, E1784, E1788, E1789, E1792, E1800, E1801 [15JY], E1805, E1806, E1808, E1809, E1810, E1812, E1813, E1814, E1815, E1816, E1817, E1818, E1821, E1823 [16JY], E1862 [21JY], E1882 [22JY], E1935, E1958 [24JY], E2142, E2148 [31JY], E2213 [9SE], E2294 [16SE]

Funding, H8193, H8209 [16JY]

Government regulations: delegate regulation of investment advisers to Financial Industry Regulatory Authority, H14747, H14748 [11DE]

———reinstate uptick rule on short sales of securities and suspend application of mark-to-market accounting principles (H.R. 1406), H3112 [10MR], E613 [10MR]

———reinstate uptick rule on short sales of securities (H.R. 302), H3068 [6MR]

———strengthen oversight of credit rating agencies and improve accountability and accuracy of credit ratings, H14679 [10DE]

———suspend application of mark-to-market accounting principles, H4512 [2AP]

Investments: provide enhanced enforcement authority (H.R. 2873), H13404, H13405 [2DE], E2879 [3DE]

Investor Advisory Committee: establish (H.R. 3318), E1943 [24JY]

Obama, President: proposal to reform U.S. financial regulatory system, H7115 [23JN], H8414 [21JY], H8589 [23JY], H8812 [27JY], H9496 [15SE]

Schapiro, Mary L.: nomination to the SEC, H3114 [10MR]

Securities: constitutional amendment to prohibit the U.S. from owning stock in corporations (H.J. Res. 57), H7256 [25JN]

———make Nationally Recognized Statistical Rating Organization liable for gross negligence in determining credit ratings, E2985 [14DE]

———regulate over-the-counter derivatives markets (H.R. 3795), E2705 [4NO]

Taxation: allow certain individuals who made investments with Bernard L. Madoff Investment Securities LLC to deduct losses, H7728 [7JY]

Remarks in Senate

Aguilar, Luis A.: commend remarks relative to U.S. financial regulatory system reform, S11340 [10NO]

CFTC: authorize enforcement of ``reckless conduct standard'' in antimarket manipulation cases (S. 1682), S9557 [17SE]

Committee on the Budget (Senate): appropriations allocation revisions to S. Con. Res. 13, setting forth the Federal budget for 2009-2014, S8265 [29JY]

Commodity Exchange Act: prevent excessive price speculation with respect to energy commodities, S6693 [17JN], S8235 [29JY], S9651 [22SE]

Economy: regulation of U.S. financial markets, S9721-S9723 [23SE], S9898 [29SE], S10470 [15OC]

Federal employees: tribute, S10277-S10279 [8OC]

Financial institutions: authorize regulation of credit default swaps and other swap agreements (S. 961), S5067 [4MY]

———create a financial stability council to oversee the financial regulatory activities of the Government (S. 664), S3611-S3613 [23MR], S6682 [17JN]

———provide additional funding for investigations and enforcement proceedings, S4614, S4615, S4621 [23AP]

Financial services and general Government: making appropriations (S. 1432), S8265 [29JY]

Financial Services Systemic Risk Oversight Council: establish (S. 2756), S11249, S11250 [6NO]

Government regulations: commend Enforcement Division for investigations into insider trading, S10559 [20OC]

———prohibit use of flash orders by high-frequency traders, S8184-S8186 [28JY]

———reinstate uptick rule and effectively regulate abusive short selling activities, S6985-S6987 [24JN], S8183-S8186 [28JY]

———reinstate uptick rule and effectively regulate abusive short selling activities (S. 605), S3120, S3121 [16MR], S3536-S3539 [19MR], S10559 [20OC]

———require disclosure of financial relationships between brokers and dealers and mutual fund companies, and of certain commissions paid by mutual fund companies (S. 1964), S10855 [28OC]

———require investment advisers to private funds to register with the SEC (S. 1276), S6654 [16JN]

———require registration by hedge funds (S. 344), S1058-S1061 [29JA]

———strengthen oversight of credit rating agencies and improve accountability and accuracy of credit ratings (S. 1073), S5617 [19MY]

Mining and mineral resources: require U.S.-registered companies selling products using columbite-tantalite, coltan, cassiterite, and wolframite to disclose the country-of-origin of such materials to the SEC (S. 891), S4696-S4698 [23AP], S4745 [27AP], S13030 [11DE]

Obama, President: proposal to reform U.S. financial regulatory system, S6682, S6692-S6695, S6700 [17JN]

Pequot Capital Management, Inc.: allegations of insider trading, S19 [6JA]

Presidential appointments: nominations considered and confirmed en bloc, S792 [22JA]

Schapiro, Mary L.: commend remarks relative to U.S. financial regulatory system reform, S11340 [10NO]

———nomination to the SEC, S849 [26JA]

Securities: allow for private right of action against secondary violators that provide substantial assistance in aiding-and-abetting securities fraud (S. 1551), S8564 [30JY]

———comprehensively regulate derivatives markets to increase transparency and reduce risks in the financial system (S. 1691), S9655 [22SE]

———ensure that all agreements, contracts, and transactions with respect to commodities are carried out on a regulated exchange, S5485 [14MY]

———regulate over-the-counter derivatives markets, S11484 [18NO]

Reports filed

Consideration of H.R. 3170, Financial Services and General Government Appropriations: Committee on Rules (House) (H. Res. 644) (H. Rept. 111-208), H8099 [14JY]

Consideration of H.R. 3269, Corporate and Financial Institution Compensation Fairness Act: Committee on Rules (House) (H. Res. 697) (H. Rept. 111-237), H9204 [30JY]

Consideration of H.R. 4173, Wall Street Reform and Consumer Protection Act: Committee on Rules (House) (H. Res. 956) (H. Rept. 111-365), H13627, H14370 [8DE]

———Committee on Rules (House) (H. Res. 964) (H. Rept. 111-370), H14742 [10DE]

Corporate and Financial Institution Compensation Fairness Act: Committee on Financial Services (House) (H.R. 3269) (H. Rept. 111-236), H9204 [30JY]

Financial Services and General Government Appropriations: Committee on Appropriations (House) (H.R. 3170) (H. Rept. 110-202), H8007 [10JY]

———Committee on Appropriations (Senate) (S. 1432) (S. Rept. 111-43), S7317 [9JY]

Same-Day Consideration of Consideration of H.R. 4173, Wall Street Reform and Consumer Protection Act: Committee on Rules (House) (H. Res. 962) (H. Rept. 111-369), H14445 [9DE]

Rulings of the Chair

Financial services and general Government: making appropriations (H.R. 3170), H8267 [16JY]

———making appropriations (H.R. 3170), consideration (H. Res. 644), H8191 [16JY]

———making appropriations (H.R. 3170), consideration (H. Res. 644)—amend to include Representative Walden's Fairness Doctrine amendment, H8314 [17JY]

Statements

Corporate and Financial Institution Compensation Fairness Act: Leo Hindery, H9222 [31JY]

Summaries

Authorizing the Regulation of Swaps Act (S. 961), S5068 [4MY]

Hedge Fund Transparency Act (S. 344), S1059 [29JA]

Tables

Committee on the Budget (Senate) appropriations allocation revisions to S. Con. Res. 13, setting forth the Federal budget for 2009-2014, S8265 [29JY]

Revised allocation of spending authority to Committee on Appropriations (House), H8069 [14JY]

Texts of

H. Res. 644, consideration of H.R. 3170, financial services and general Government appropriations, H8191 [16JY]

H. Res. 697, consideration of H.R. 3269, Corporate and Financial Institution Compensation Fairness Act, H9211 [31JY]

H. Res. 956, consideration of H.R. 4173, Wall Street Reform and Consumer Protection Act, H14408 [9DE]

H. Res. 962, same-day consideration of consideration of H.R. 4173, Wall Street Reform and Consumer Protection Act, H14481 [10DE]

H. Res. 964, consideration of H.R. 4173, Wall Street Reform and Consumer Protection Act, H14487 [10DE]

H.R. 2664, Promoting Transparency in Financial Reporting Act, H9359 [9SE]

H.R. 2873, Enhanced S.E.C. Enforcement Authority Act, H13404 [2DE]

H.R. 3170, financial services and general Government appropriations, H8216-H8233 [16JY]

H.R. 3269, Corporate and Financial Institution Compensation Fairness Act, H9213-H9215 [31JY]

H.R. 4173, Wall Street Reform and Consumer Protection Act, H14496-H14650 [10DE]

S. 605, reinstate SEC uptick rule and effectively regulate abusive short selling activities, S3121 [16MR]

S. 1073, Rating Accountability and Transparency Enhancement (RATE) Act, S5617-S5620 [19MY]

S. 1276, Private Fund Transparency Act, S6654 [16JN]

S. 1682, Derivatives Market Manipulation Prevention Act, S9557-S9559 [17SE]

S. 1691, Comprehensive Derivatives Regulation Act, S9655-S9673 [22SE]

S. 1964, Mutual Fund Transparency Act, S10856 [28OC]

S. Res. 362, Dept. of the Treasury direction of U.S. representatives to the IMF and World Bank to condition loans to Antigua and Barbuda on cooperation with efforts to provide redress to Stanford Financial Group fraud victims, S12012 [30NO]