SECURITIES AND EXCHANGE COMMISSION

Amendments

Securities: limit collection of certain fees and adjust compensation for employees (S. 2107), S6867 [14JY]

Bills and resolutions

Securities: limit collection of certain fees and adjust compensation for employees (see S. 2107), S867 [28FE]

Remarks in House

Government regulations: proposed rule affecting consulting affiliates of auditing firms, H10225 [18OC], E1852 [19OC]

———recordkeeping requirements relative to the purchase of penny stocks, H4360, H4361 [14JN]

Investments: require improved disclosure of after-tax returns relative to mutual fund performance (H.R. 1089), H1648-H1651 [3AP]

Remarks in Senate

Foreign trade: require corporations to disclose foreign investment information, S8396 [12SE], S8539-S8544 [14SE]

Reports filed

Competitive Market Supervision Act: Committee on Banking, Housing, and Urban Affairs (Senate) (S. 2107) (S. Rept. 106-360), S7542 [25JY]

Day Trading—Case Studies and Conclusions: Committee on Governmental Affairs (Senate) (S. Rept. 106-364), S7837 [27JY]

Fairness in Securities Transactions Act: Committee on Commerce (House) (H.R. 2441) (H. Rept. 106-1034), H12534 [2JA]

Mutual Fund Tax Awareness Act: Committee on Commerce (House) (H.R. 1089) (H. Rept. 106-547), H1412 [27MR]