[Congressional Record Index (1998)]
[From the U.S. Government Publishing Office, www.gpo.gov]
SECURITIES AND EXCHANGE COMMISSION
Amendments
Securities: limit the conduct of securities class actions under
State law (S. 1260), S4792 [13MY], S4803 [13MY], S4808 [13MY],
S4811 [13MY], S4835 [13MY], S4836 [13MY], S9318 [29JY]
Appointments
Conferees: S. 1260, Securities Litigation Uniform Standards Act,
S9320 [29JY]
------ S. 1260, Securities Litigation Uniform Standards Act, H7888
[16SE]
Articles and editorials
Inquiry Sought Into China Stocks, H3663 [21MY]
Investors, Beware--Last Door To Fight Fraud Could Close, S4783
[13MY]
Levitt Targets Profit Distortions, H10783 [13OC]
Mob on Wall Street, S4811 [13MY]
SEC Dings Tech Firms, H10783 [13OC]
``Trick'' Accounting Draws Levitt Criticism, H10783 [13OC]
Wall Street To Roll Clock Ahead To See if Year 2000 Computes, S8067
[13JY]
What's the Rush?, S4785 [13MY]
White Water--China Hawks Warn of Beijing's Bonds, H3664 [21MY]
Bills and resolutions
Fees: limit collection of certain fees, (see H.R. 4120), H5064
[23JN], (see H.R. 4213), H5492 [14JY], (see H.R. 4269), H5859
[17JY]
Financial institutions: study of derivatives regulation, (see H.R.
4062), H4628 [16JN]
Public utilities: revision of the regulatory policies governing
public utility holding companies, (see H.R. 3976), H3971 [22MY]
Securities: judicial review of adoption of accounting principles
applicable to issuers of federally-registered securities, (see
H.R. 3165), H385 [5FE]
Taxation: require the improved disclosure of tax effects of
portfolio transactions on mutual fund performance, (see H.R.
4822), H10832 [13OC]
Conference reports
Securities Litigation Uniform Standards Act (S. 1260), H10266-H10270
[9OC], H10771-H10776 [13OC]
------ Correction, S12590 [14OC], H11020 [15OC]
Cost Estimates
SEC limitation on the collection of certain fees (H.R. 4213): CBO,
E1875 [1OC]
Explanations
Financial Services Act (H.R. 10): Bliley Amendment on Strengthening
Investor and Consumer Protections, H3178 [13MY]
Letters
SEC limitation on the collection of certain fees: Representative
Archer, Committee on Ways and Means (House), E1874 [1OC]
Securities Litigation Uniform Standards Act, S4801 [13MY], S12445
[13OC], S12450 [13OC], H10784 [13OC], H10785 [13OC]
------ Arthur Levitt, Isaac C. Hunt, Jr., and Laura S. Unger, SEC,
S4780 [13MY]
------ Arthur Levitt, Issac C. Hunt, Jr., and Laura S. Unger, SEC,
H6062 [21JY]
------ Barbara L.N. Roper, Consumer Federation of America, H6056
[21JY]
------ Barbara Roper, Consumer Federation of America, S4785 [13MY]
------ Bruce Lindsey and Gene Sperling, Executive Office of the
President, S4781 [13MY], H6061 [21JY]
------ Bruce Lindsey and Gene Sperling, Executive Office of the
President, H10784 [13OC]
------ Norman S. Johnson, SEC, S4786 [13MY], H6062 [21JY]
------ Peggy Taylor, AFL-CIO, S4785 [13MY]
------ Senator Reed, S12906 [21OC], H10777 [13OC]
------ Senators D'Amato, Gramm, and Dodd, H6062 [21JY]
------ Senators D'Amato, Gramm, and Dodd, H10784 [13OC]
------ several governmental organizations, S4783 [13MY]
------ several law professors, S4784 [13MY]
------ several State and local government organizations, H6056
[21JY], H6058 [21JY]
Lists
Cosponsors of H.R. 4213, SEC limitation on the collection of certain
fees, E1874 [1OC]
Motions
Securities: limit the conduct of securities class actions under
State law (S. 1260), S4810 [13MY], H6121 [22JY]
Remarks in House
Fees: limit collection of certain fees (H.R. 4120), E1231 [25JN]
------ limit collection of certain fees (H.R. 4213), E1874 [1OC]
Financial institutions: strengthen investor and consumer
protections, H3176-H3182 [13MY]
------ study of derivatives regulation (H.R. 4062), E1138 [16JN],
E1505 [31JY]
Public utilities: revision of the regulatory policies governing
public utility holding companies (H.R. 3976), E971 [22MY]
Securities: judicial review of adoption of accounting principles
applicable to issuers of federally-registered securities (H.R.
3165), E120 [5FE]
------ limit the conduct of securities class actions under State law
(H.R. 1689), H6052-H6064 [21JY], E1383 [22JY], E1385 [22JY],
E1390 [22JY], E1402 [23JY], E1424 [24JY], E1440 [24JY] limit the
conduct of securities class actions under State law (S. 1260),
H6120 [22JY] limit the conduct of securities class actions under
State law (S. 1260), insert H.R. 1689 language in lieu, H6121
[22JY]
------ limit the conduct of securities class actions under State law
(S. 1260), conference report, H10771-H10787 [13OC],
H11019-H11022 [15OC], E2246 [20OC], E2296 [21OC]
Remarks in Senate
Computers: develop a national strategy to resolve the year 2000
problem and ensure that critical public and private services are
not disrupted, S8066 [13JY]
Employment: submission of employee discrimination claims to
mandatory and binding arbitration, S4793 [13MY], S4794 [13MY]
Financial Accounting Standards Board: setting accounting standards
for financial derivatives, S1363 [4MR]
Presidential appointments: nominations considered and confirmed en
bloc, S3237 [3AP]
Public utilities: revision of the regulatory policies governing
public utility holding companies (S. 621), S5472 [22MY]
Securities: application of State statutes of limitations in certain
fraud cases removed to Federal court, S4803-S4807 [13MY]
------ clarify definition of the term ``class action'', S4808-S4810
[13MY]
------ limit the conduct of securities class actions under State law
(S. 1260), S4778-S4816 [29JY] limit the conduct of securities
class actions under State law (S. 1260), unanimous-consent
agreement, S4710 [12MY], S4772 [13MY] limit the conduct of
securities class actions under State law (S. 1260), unanimous-
consent request, S4612 [11MY], S4613 [11MY]
------ limit the conduct of securities class actions under State law
(S. 1260), S12444-S12450 [13OC]
------ limit the conduct of securities class actions under State law
(S. 1260), conference report, S12579 [14OC], S12589 [14OC],
S12737 [20OC], S12738 [20OC], S12906 [21OC]
------ payment of certain transaction fees, S3096 [2AP]
------ preserve right of State and local governments and their
pension programs to bring securities fraud suits under State
law, S4811 [13MY]
Reports filed
Nomination of Arthur Levitt, Jr., to the SEC: Committee on Banking,
Housing, and Urban Affairs (Senate), S3119 [2AP]
Securities Litigation Uniform Standards Act: Committee of
Conference (House) (S. 1260) (H. Rept. 105-803), H10351 [9OC]
------ Committee on Banking, Housing, and Urban Affairs (Senate) (S.
1260) (S. Rept. 105-182), S4206 [4MY]
------ Committee on Commerce (House) (H.R. 1689) (H. Rept. 105-640),
H6069 [21JY]
Statements
Securities Litigation Uniform Standards Act: Representative Klink,
H10779 [13OC]
------ several Representatives, H10778 [13OC]
Tables
State comparison of statute of limitations and aiding and abetting
liability, H10778 [13OC]
State comparisons of statute of limitations and aiding and abetting
liability, H6059 [21JY]
Texts of
H.R. 1689, Securities Litigation Uniform Standards Act, H6052-H6055
[21JY]
H.R. 4062, Financial Derivatives Supervisory Improvement Act, E1139
[16JN]
H.R. 4213, SEC limitation on the collection of certain fees, E1874
[1OC]
S. 1260, Securities Litigation Uniform Standards Act, S4778 [13MY],
S4815 [13MY], S9318-S9320 [29JY], H6120 [22JY]