NATIONAL SECURITIES MARKETS IMPROVEMENT ACT

Bills and resolutions

Provisions: extend effective date of regulations relative to investment advisers (see S. 410), S2021 [6MR]

Cost Estimates

Provisions (S. 410): CBO, E613 [9AP]

Letters

Extend effective date of National Securities Markets Improvement Act regulations relative to investment advisers: Arthur Levitt, SEC, S2023 [6MR]

SEC regulations relative to investment advisers: Arthur Levitt, SEC, E516 [19MR]

———Judy Lau, Institute of Certified Financial Planners, E516 [19MR]

———Scott Harshbarger, Attorney General of Massachusetts, H1070 [18MR]

Memorandums

SEC Regulations Relative to Investment Advisers: William F. Galvin, Sec. of the Commonwealth of Massachusetts, H1070 [18MR]

Remarks in House

Provisions: extend effective date of regulations relative to investment advisers (S. 410), H1069-H1071 [18MR], E515 [19MR], E613 [9AP]

Remarks in Senate

Provisions: extend effective date of regulations relative to investment advisers (S. 410), S2023 [6MR], S2219, S2220 [12MR]

Texts of

S. 410, effective date of regulations relative to investment advisers, S2220 [12MR], H1071 [18MR]

S. 410, extend effective date of National Securities Markets Improvement Act regulations relative to investment advisers, S2023 [6MR]