SECURITIES AND EXCHANGE COMMISSION

Appointments

Conferees: H.R. 3005, Securities Investment Promotion Act, H8330 [24JY]

Articles and editorials

And in the Long Run We Should Win, S6251 [13JN]

Insecurity Regulation, H6445 [18JN]

Why SEC Closure Hurts Tech Firms, H340 [22JA]

Bills and resolutions

Appropriations: funding for reduction of fees (see S. 1855; H.R. 2972), S6013 [10JN], H1324 [27FE]

Commodity Exchange Act: amend (see S. 2077), S10600 [16SE]

Dept. of HUD: establish performance funds through consolidation of certain housing programs (see H.R. 3740), H7106 [27JN]

Government regulations: improve regulation of markets, eliminate excessive fees, and reduce investment costs (see S. 1815), S5567 [23MY]

House Rules: reform trust relationships (see H. Res. 477), H7533 [12JY]

Investments: regulation and management of financial markets (see H.R. 3005), H1715 [5MR]

Public utilities: revision of the regulatory policies governing public utility holding companies (see H.R. 3601), H6005 [6JN]

Securities: improve regulation of markets, eliminate excessive fees, and reduce investment costs (see S. 1815), S5567 [23MY]

———improve regulation of the purchase and sale of municipal securities (see S. 1549), S736 [1FE]

Conference reports

National Securities Markets Improvement Act (H.R. 3005), H12037-H12047 [28SE]

Letters

Commodity Exchange Act amendments: Senators Lugar and Leahy, S9621 [2AU]

Continuation of funding for the SEC during periods of lapsed appropriations: Steven M.H. Wallman, SEC, H340 [22JA]

SEC funding for reduction of fees: Arthur Levitt, SEC, H2051 [12MR]

———Representative Archer, Committee on Ways and Means (House), H2051 [12MR]

———Representative Rogers, Committee on Appropriations (House), H2052 [12MR]

Treatment of small business crimes, H2984 [28MR]

Outlines

Commodity Exchange Act amendments (S. 2077), S10608 [16SE]

Remarks in House

Appropriations: continuation of funding during periods of lapsed appropriations, H340, H344 [22JA]

———funding for reduction of fees (H.R. 2972), H2050-H2053 [12MR]

Investments: regulation and management of financial markets (H.R. 3005), H6436-H6449 [18JN], H8330 [24JY], E1104 [18JN], E1143 [20JN], E1185 [26JN]

———regulation and management of financial markets (H.R. 3005), conference report, H12047-H12051 [28SE], E1928 [4OC], E1938 [21OC]

———study effects of preferencing on exchange markets, E1104 [18JN], E1143 [20JN]

Remarks in Senate

Appropriations: funding for reduction of fees (S. 1855), S6015-S6017 [10JN]

Commodity Exchange Act: amend, S9620 [2AU]

———amend (S. 2077), S10604-S10608 [16SE]

Government regulations: improve regulation of markets, eliminate excessive fees, and reduce investment costs (S. 1815), S5593-S5598 [23MY]

Investments: regulation and management of financial markets (H.R. 3005), S7212-S7216 [27JN]

———regulation and management of financial markets (H.R. 3005), conference report, S12093-S12095 [1OC], S12340 [3OC]

———regulation and management of financial markets (H.R. 3005), insert language of S. 1815 in lieu, S7216 [27JN]

Presidential appointments: nominations considered and confirmed en bloc, S529 [26JA]

Securities: improve regulation of markets, eliminate excessive fees, and reduce investment costs (S. 1815), S5593-S5598 [23MY]

———improve regulation of the purchase and sale of municipal securities (S. 1549), S737 [1FE]

Reports filed

National Securities Markets Improvement Act: Committee of Conference (H.R. 3005) (H. Rept. 104-864), H12172 [28SE]

Public Utility Holding Company Act: Committee on Banking, Housing, and Urban Affairs (Senate) (S. 1317) (S. Rept. 104-365), S10075 [9SE]

Regulation and Management of Financial Markets: Committee on Commerce (House) (H.R. 3005) (H. Rept. 104-622), H6423 [17JN]

SEC Appropriations and Reduction of Fees: Committee on Commerce (House) (H.R. 2972) (H. Rept. 104-479), H2122 [12MR]

Securities Investment Promotion Act: Committee on Banking, Housing, and Urban Affairs (Senate) (S. 1815) (S. Rept. 104-293), S7023 [26JN]

Statements

Commodity Exchange Act Amendments: Senators Lugar and Leahy, S9620 [2AU]

National Securities Markets Improvement Act: Representative Dingell, E1938 [21OC]

Summaries

Commodity Exchange Act Amendments (S. 2077), S10607 [16SE]

Texts of

H.R. 2972, SEC funding for reduction of fees, H2050 [12MR]

H.R. 3005, regulation and management of financial markets, S7328-S7336 [28JN], H6436-H6443 [18JN]

S. 1549, Municipal Securities Investor Protection Act, S738 [1FE]

S. 1815, Securities Investment Promotion Act, S5594 [23MY]

S. 1855, Securities and Exchange Commission Fee Reduction Act, S6016 [10JN]

S. 2077, Commodity Exchange Act amendments, S10604-S10606 [16SE]