SECURITIES related term(s) Investments

Advertisements

Who Profits? `A Coterie of Lawyers', S9153 [27JN]

Amendments

Charities: clarify exemptions from securities and antitrust laws relative to charitable gift annuities (H.R. 2519), H13671 [28NO]

Courts: litigation reform relative to plaintiff control, fraud detection, proportionate liability, and auditing standards (S. 240), S8885 [22JN], S8967, S8976, S9005 [23JN], S9034, S9046, S9081, S9089, S9101 [26JN], S9117, S9133, S9151, S9156, S9163, S9164, S9170, S9173, S9182, S9183, S9184, S9185 [27JN], S9226 [28JN]

Government regulations: reform Federal litigation procedures (H.R. 1058), H2652 [3MR], H2717, H2718 [6MR], H2770, H2779, H2811 [7MR], H2818, H2820, H2826, H2831, H2840, H2846, H2848, H2852 [8MR]

Kennedy, William H., III: enforce subpoena relative to Senate investigation of Whitewater and Madison Guaranty (S. Res. 199), S18985, S19010, S19011 [20DE]

Analyses

Economic Benefits From Capital Gains Deduction, S15791 [26OC]

Private Securities Litigation Reform Act (S. 240), S1084-S1089 [18JA]

Tax Treatment of Tax-Exempt Bonds Issued From Indian Tribal Governments (S. 1306), S14905 [10OC]

Appointments

Committee To Investigate Whitewater Development Corp. and Related Matters (Senate, Special), S10336 [20JY]

Conferees: H.R. 1058, Securities Litigation Reform Act, H10690 [24OC]

Articles and editorials

Antidote to the Strike Suit, S17953 [5DE]

Averting a Constitutional Clash, S18941 [20DE]

Big Accounting Firms Weed Out Risky Clients, S9058 [26JN]

California Counties Ask Clinton To Veto Securities Bill, E2357 [14DE]

Capital Gains Fable and Fact, H5062 [16MY]

Congress Aims at Lawyers and Ends up Shooting Small Investors in the Back, H14043 [6DE]

Death and Taxes, S7617 [26MY]

Do No Harm, S17940 [5DE]

Don't Protect Securities Fraud, S8910 [22JN]

Driven by High-Tech Rip-Offs, Financial Fraud Is Soaring, S17946-S17948 [5DE]

Editorial Fails To Acknowledge the Need To Reform Existing Law, S9079 [26JN]

Editorial on Fraud Law Shows Homework Wasn't Done, S9079 [26JN]

Final Inning for Strike Suits?, S12205 [10AU]

Friends of Fraud?, S8907 [22JN]

Going Easy on Crooks in 3-Piece Suits, S8910 [22JN]

House Votes To Override Veto of Securities Suit Bill, S19048 [21DE]

How Career Swindlers Run Rings Around SEC and Prosecutors, S17944-S17946 [5DE]

Insecurities, H14042 [6DE]

Insider-Trading Probes Makes a Comeback, S9158 [27JN]

Investors Retain Right To Sue, S9079 [26JN]

Judges Show Growing Skepticism in Class-Action Securities Cases, S1090 [18JA]

Lawyers the Only Ones To Reap Benefits, S9079 [26JN]

Let's Stop This Congress From Helping Crooks Cheat Investors Like You, H14043 [6DE]

Liars' Bill of Rights?, S17940, S17989 [5DE], H14041 [6DE]

License To Steal, S9153 [27JN]

Losing Your Right To Sue? Congress May Make It Hard for You To Pursue a Case of Securities Fraud, S8969 [23JN]

Making It Easier To Mislead Investors, S8909 [22JN]

New Threat to High-Tech Firms, S12205 [10AU]

Now a Subpoena Controversy, S18941 [20DE]

Now Only Clinton Can Stop Congress From Hurting Small Investors Like You, S17939 [5DE], S19147 [22DE], H14045 [6DE]

Opening the Door to Fraud, S17941 [5DE], H14042 [6DE]

Overdrawn Securities Reform, S17939 [5DE], H14042 [6DE]

Override the Securities Bill Veto, S19146, S19150, S19153 [22DE]

Protection for Corporate Fraud, S9037 [26JN]

Reform Measure Doesn't Limit Liability of Accounting Firms, S9079 [26JN]

Regulatory Alarms Ring on Wall Street, S9158 [27JN]

Response to Money Magazine Editorials on Securities Litigation Reform Act, S17977 [5DE]

Safe Harbors for Financial Fraud, S9037 [26JN]

Securities Bill, S17940 [5DE]

Securities Lawsuit Bill May Hurt Investors, E2358 [14DE]

Securities Litigation Bill Is Reform in Name Only, S9038 [26JN]

Securities Litigation Reform—A Matter of Principle, H14042 [6DE]

Sorry Securities Law, S19047 [21DE]

Stock Response, S9042 [26JN]

Stop Choking Wall Street, S12204 [10AU]

Suits by Firms Exceed Those by Individuals, S17948 [5DE]

Suits or Straitjackets?, S17953 [5DE]

This Isn't Reform—It's a Steamroller: GOP Bill Curbing Lawsuits Would Flatten the Small Investor, S8910 [22JN]

Time To Wake the Sleeping Bear, S9217 [28JN]

Traveling Whitewater Files, S18941 [20DE]

Uncharitable Lawsuit, H13674 [28NO]

Urgency of Securities Law Reform, S12206 [10AU]

Will Congress Condone Fraud?, S8909 [22JN]

Yes—Bill Would Protect Growing Companies, S12206 [10AU]

Your 1,000 Letters of Protest May Stop This Congress From Jeopardizing Investors, H14044 [6DE]

Bills and resolutions

CFTC: authorizing appropriations (see S. 178), S653 [9JA]

Charities: clarify exemptions from securities and antitrust laws relative to charitable gift annuities (see S. 978; H.R. 2519, 2525), S9305 [28JN], H10726 [24OC]

Committee To Investigate Whitewater Development Corp. and Related Matters (Senate, Special): establish (S. Res. 120), technical corrections (see S. Res. 153), S10147 [17JY]

Committee to Investigate Whitewater Development Corp. and Related Matters (Senate, Special): establish (see S. Res. 120), S6802 [17MY]

Courts: litigation reform relative to plaintiff control, fraud detection, proportionate liability, and auditing standards (see S. 240), S1070 [18JA]

Crime: impose additional fraud detection and disclosure obligations on auditors of public companies (see H.R. 725), H889 [30JA]

Financial institutions: encourage foreign countries to accord national treatment to U.S. financial organizations (see H.R. 19), H163 [9JA]

———enhance competition (see H.R. 18), H163 [9JA]

———improve risk management techniques and use of derivative products (see H.R. 20), H163 [9JA]

———increase competition in the financial services sector (see H.R. 1062), H2306 [27FE]

Government regulations: reform Federal litigation procedures (see S. 667; H.R. 1058), S5142 [4AP], H2306 [27FE]

———reform Federal litigation procedures (H.R. 1058), consideration (see H. Res. 103, 105), H2650 [3MR], H2716 [6MR]

———reform Federal litigation procedures (H.R. 1058), consideration of conference report (see H. Res. 290), H14002 [5DE]

Investments: ensure safeguards (see H.R. 675), H691 [25JA]

———facilitate asset security through certain investment trusts (see H.R. 1967), H6656 [29JN]

———permit current refunding of certain tax-exempt bonds (see H.R. 1910), H6200 [21JN]

———promote capital formation in financial markets (see H.R. 2131), H7916 [27JY]

———promote the integrity of investment advisers (see S. 148), S51 [4JA]

———reform conduct of private securities litigation (see H.R. 555), H325 [18JA]

———regulation and management of mutual funds (see H.R. 1495), H4431 [7AP]

Kennedy, William H., III: enforce subpoena relative to Senate investigation of Whitewater and Madison Guaranty (see S. Res. 199), S18920 [19DE]

Markets and Trading Commission: establish to combine the functions of the SEC and the CFTC (see H.R. 718), H839 [27JA]

Members of Congress: treatment of financial assets and strengthening of financial disclosure requirements (see H.R. 1356), H3974 [29MR]

SEC: reform private enforcement of Federal laws (see H.R. 681), H691 [25JA]

———require greater disclosure by municipalities that issue securities (see S. 114; H.R. 14), S50 [4JA], H163 [9JA]

Securities Act: amend (see S. 865), S7497 [25MY]

Taxation: capital gains rate on stock of certain domestic corporations (see H.R. 512), H242 [13JA]

———capital gains rate on stock of certain farmers' cooperatives (see S. 1481; H.R. 2676), S18738 [15DE], H13658 [20NO]

———capital gains rates (see S. 182, 959; H.R. 1042, 1322), S653 [9JA], S8945 [22JN], H2223 [24FE], H3807 [24MR]

———capital gains rates and indexing of certain assets (see H.R. 213, 537, 646), H169 [9JA], H295 [17JA], H592 [24JA]

———capital gains rates for investments in small businesses (see H.R. 2095), H7461 [21JY]

———establish special rules for certain gratuitous transfers of employer securities to employees (see H.R. 1962), H6655 [29JN]

———increase the exclusion for gain from certain small business stock (see H.R. 2385), H9452 [21SE]

———individual retirement accounts (see H.R. 682, 1389), H691 [25JA], H4177 [4AP]

———limitation on the deductibility of capital losses (see H.R. 233), H170 [9JA]

———minimum State ceiling on tax-exempt private activity bonds (see H.R. 2707), H14002 [5DE]

———modify the exclusion of gain on certain small business stock (see H.R. 1918), H6269 [22JN]

———reinstate tax on interest received by foreigners on certain portfolio investments (see H.R. 281), H171 [9JA]

———repeal gross income limitation applicable to regulated investment companies (see H.R. 1431), H4413 [6AP]

———repeal special limitations on tax-exempt bond issues (see H.R. 677, 2617), H691 [25JA], H12127 [10NO]

———restructure income tax system (see S. 722), S5664 [25AP]

———treatment of capital gains, estate and gift taxes, and exclusion of gain from the sale of certain principal residences (see H.R. 593), H399 [19JA]

———treatment of capital gains, losses on sale of principal residences, and indexing of certain assets (see S. 1280), S14547 [28SE]

———treatment of capital gains and losses on the sale of a principal residence (see H.R. 56), H164 [9JA]

———treatment of dividends and interest received by individuals (see H.R. 1041), H2223 [24FE]

———treatment of estate and gift taxes (see S. 867; H.R. 1099, 1212), S7615 [26MY], H2486 [1MR], H3049 [10MR]

———treatment of gains on sale of small business stocks (see H.R. 645), H592 [24JA]

———treatment of gifts of publicly traded stock to certain private foundations (see H.R. 284), H171 [9JA]

———treatment of individual investment accounts (see S. 159; H.R. 328), S480 [5JA], H172 [9JA]

———treatment of individual retirement accounts (see S. 12; H.R. 334), S48 [4JA], H173 [9JA]

———treatment of regular investment tax credits (see H.R. 2384), H9452 [21SE]

———treatment of senior citizen individual retirement account contributions (see S. 807; H.R. 1652), S6750 [16MY], H5071 [16MY]

———treatment of small issue bonds (see H.R. 2381), H9452 [21SE]

———treatment of tax-exempt bonds issued from Indian tribal governments (see S. 1306), S14883 [10OC]

Conference reports

Securities Litigation Reform Act (H.R. 1058), H13692-H13705 [28NO]

Letters

Capital Formation Act: Allen Sinai, S8953 [22JN]

Charitable Gift Annuity Antitrust Relief Act: June E. O'Neill, CBO, E2329 [8DE]

Enforce subpoena on William H. Kennedy III relative to Senate investigation of Whitewater and Madison Guaranty: Jane C. Sherburne, Executive Office of the President, S18963 [20DE]

———Representative Leach, Committee on Banking and Financial Services (House), S18940 [20DE]

Investigation of President and Hillary Rodham Clinton's involvement in the Whitewater Estates development and Madison Guaranty activities: Robert B. Fiske, Jr., S6778 [17MY]

———Senator Specter, S6778 [17MY]

Philanthropy Protection Act: Michael H. Kull, New Mexico Boys and Girls Ranch Foundation, H13676 [28NO]

Pleadings standards relative to Federal securities litigation procedures: Anthony J. Scirica, U.S. Court of Appeals, S19045, S19054, S19066 [21DE]

Private Securities Litigation Reform Act: Arthur Levitt, SEC, S8904, S8905 [22JN]

———Arthur R. Miller, S19040 [21DE], S19147 [22DE]

———Bill Owens, Colorado Dept. of the Treasury, S9216 [28JN]

———Catherine L. Spain, Government Finance Officers Association, S8905 [22JN], S9038 [26JN]

———David J. Heerensperger, Eagle Hardware & Garden (business), S9078 [26JN]

———Diane Isonaka, Darwin Molecular Corp., S9078 [26JN]

———Edward M. Yoshida, IMRE Corp., S9077 [26JN]

———Gary S. Mendoza, California Dept. of Corporations, S9215 [28JN]

———Glenn Kalnasy, Northern Group, S9077 [26JN]

———Harlan E. Boyles, North Carolina Dept. of the Treasurer, S9216 [28JN]

———Horace B. Deets, American Association of Retired Persons, S9036 [26JN]

———J. Kenneth Blackwell, Ohio Office of the Treasurer, S9214 [28JN]

———Janet C. Rzewnicki, Delaware Office of the Treasurer, S9216 [28JN]

———Joel Seligman, S19040 [21DE]

———John C. Coffee, Jr., S19041, S19042 [21DE]

———John Level, Hi-Rel Laboratories, S9078 [26JN]

———John Sexton, S19041 [21DE]

———Joseph D. Malone, Massachusetts Office of the Treasurer, S9214 [28JN]

———Joseph P. Borg, Alabama Securities Commission, S9054 [26JN]

———Judy Baar Topinka, Illinois Office of the Treasurer, S9214 [28JN]

———Kenneth S. Janke, National Association of Investors Corp., S19150 [22DE]

———Lynn D. Dudley, Association of Private Pension and Welfare Plans, S9216 [28JN]

———Mark J. Griffin, North American Securities Administrators Association, Inc., S19148 [22DE]

———Mark Johnson, Lease Crutcher Lewis, Contractors (business), S9078 [26JN]

———Philip A. Feign and Mark J. Griffin, North American Securities Administrators Association, Inc., S8906 [22JN], S9039 [26JN]

———R.B. Lawrence, Conductive Rubber Technology, Inc., S9078 [26JN]

———Richard Eckstrom, South Carolina Office of the Treasurer, S9216 [28JN]

———Robert D. Evans, ABA, S9066 [26JN]

———Robert Kenagy, Whirlpool Corp., S9077 [26JN]

———Robert M. Lam, Pennsylvania Securities Commission, S8922 [22JN]

———Roberta Cooper Ramo, ABA, S19072 [21DE]

———Senator Specter, S19048 [21DE]

———several managers of pension funds, S9214 [28JN]

———several organizations, S8906, S8907 [22JN], S19148 [22DE]

———Thomas E. O'Hara, National Association of Investors Corp., S9213 [28JN]

———Tom Madsen, Key Technology, Inc., S9077 [26JN]

———William J. Wortley, Washington Natural Gas, S9077 [26JN]

Safe harbor laws relative to forward-looking securities statements: Abner J. Mikva, S9136 [27JN]

———Arthur Levitt, SEC, S9120, S9126, S9137 [27JN]

Sanctions against abusive securities litigation: Avern Cohn, U.S. District Court for the Eastern District of Michigan, S9168 [27JN]

———Floyd R. Gibson, U.S. Court of Appeals for the Eighth Circuit, S9168 [27JN]

———Ilana Diamond Rovner, U.S. Court of Appeals for the Seventh Circuit, S9167 [27JN]

———J. Frederick Motz, U.S. District Court for Maryland, S9167 [27JN]

———James A. Parker, U.S. District Court for New Mexico, S9166 [27JN]

———Jimm L. Hendren, U.S. District Court for the Western District of Arkansas, S9168 [27JN]

———Leonard I. Garth, U.S. Court of Appeals for the Third Circuit, S9168 [27JN]

———Martin F. Loughlin, U.S. District Court for New Hampshire, S9167 [27JN]

———Martin L.C. Feldman, U.S. District Court for the Eastern District of Louisiana, S9168 [27JN]

———Miriam Goldman Cederbaum, U.S. District Court for the Southern District of New York, S9167 [27JN]

———Prentice H. Marshall, U.S. District Court for the Northern District of Illinois, S9167 [27JN]

———William R. Wilson, Jr., U.S. District Court for the Eastern District of Arkansas, S9166 [27JN]

———William W. Schwarzer, S9169 [27JN]

Securities Litigation Reform Act: American Electronics Association, S17971, S17972 [5DE]

———Arthur Levitt, Jr., and Steven M.H. Wallman, SEC, S17935 [5DE]

———Arthur Levitt, Jr., SEC, S17994 [5DE]

———Charles M. Loveless, American Federation of State, County and Municipal Employees, H14054 [6DE]

———Coalition To Eliminate Abusive Securities Suits, S17973 [5DE]

———F.K. Glasbrenner, S17989 [5DE]

———George N. Hatsopoulos and Clark A. Johnson, American Business Conference, S17973 [5DE]

———Gerri Detweiler, National Council of Individual Investors, H14045 [6DE]

———Gilbert G. Gallegos, Fraternal Order of Police, S17942 [5DE], H14045 [6DE]

———John W. Smith, Florida Association of Counties, S17989 [5DE]

———Peggy Taylor, AFL-CIO, S17941 [5DE], H14045 [6DE]

———several high technology companies, S17972 [5DE]

———several State and local government organizations, S17941 [5DE]

———several State attorneys general, S17942 [5DE]

———Stephen J. Friedman and Edwin G. Schallert, New York City Bar Association, H14046 [6DE]

———Thomas E. O'Hara, National Association of Investors Corp., S17996 [5DE]

State and local government time limitations for filing of securities fraud lawsuits: Catherine L. Spain, Government Finance Officers Association, H2833 [8MR]

———Victor Ashe, U.S. Conference of Mayors, H2833 [8MR]

White House handling of the media and the release of information relative to Senate investigation of Whitewater and Madison Guaranty: James Hamilton, S18954 [20DE]

Lists

Securities Litigation Reform Act supporters, S17996 [5DE]

State by State opponents to S. 240, Private Securities Litigation Reform Act, S9046-S9050 [26JN]

Supporters of securities litigation reform, S9213 [28JN]

Memorandums

Pleadings Standards Relative to Federal Securities Litigation Procedures: Joseph A. Grundfest, S19067 [21DE]

Messages

Veto of H.R. 1058, Private Securities Litigation Reform Act: President Clinton, S19034, S19048 [21DE], H15214 [20DE]

Motions

Courts: litigation reform relative to plaintiff control, fraud detection, proportionate liability, and auditing standards (S. 240), S8922, S8923 [22JN]

Government regulations: reform Federal litigation procedures (H.R. 1058), H2861 [8MR]

Papers

Case for Individual Retirement Accounts, S168-S170 [4JA]

Press releases

Murkowski Verifies He Sold All Natural Resource Stockholdings Before Introducing Tongass Bill, S13678 [18SE]

New Poll Finds Senior American Investors Support Securities Litigation Reform, S9041 [26JN]

Remarks in House

CFTC: authorizing appropriations (S. 178), H4379 [6AP]

Charities: clarify exemptions from securities and antitrust laws relative to charitable gift annuities, E2006 [24OC]

———clarify exemptions from securities and antitrust laws relative to charitable gift annuities (H.R. 2519), H13670-H13677 [28NO], E2274 [30NO]

———clarify exemptions from securities and antitrust laws relative to charitable gift annuities (H.R. 2525), H13675, H13677-H13681 [28NO], E2024 [24OC], E2240 [28NO], E2274 [30NO], E2329 [8DE]

Courts: payment of legal expenses by losing party in lawsuits deemed to be frivolous, H2852-H2858 [8MR]

Financial institutions: increase competition in the financial services sector (H.R. 1062), E1811 [20SE]

Government regulations: exempt fraud cases relative to derivatives in Federal litigation reform, H2826-H2831 [8MR]

———reform Federal litigation procedures (H.R. 1058), H2759-H2780 [7MR], H2818-H2864 [8MR], H10690 [24OC], E555 [8MR], E564 [9MR], E587 [14MR]

———reform Federal litigation procedures (H.R. 1058), conference report, H14039-H14055 [6DE], H15156 [19DE], E2357 [14DE]

———reform Federal litigation procedures (H.R. 1058), consideration (H. Res. 105), H2749-H2759 [7MR]

———reform Federal litigation procedures (H.R. 1058), consideration of conference report (H. Res. 290), H14030-H14039 [6DE]

———reform Federal litigation procedures (H.R. 1058), corrections in engrossment, H2864 [8MR]

———reform Federal litigation procedures (H.R. 1058), motion to recommit, H2861, H2862 [8MR]

———reform Federal litigation procedures (H.R. 1058), veto, H15214-H15224 [20DE], E2431 [20DE], E2437 [21DE]

Investments: ensure safeguards (H.R. 675), E184 [26JA]

———facilitate asset security through certain investment trusts (H.R. 1967), E1369-E1371 [30JN]

———reform conduct of private securities litigation (H.R. 555), E115, E118 [18JA]

———regulation and management of mutual funds (H.R. 1495), E868 [7AP]

———sale of market discount bonds, E309 [9FE]

Members of Congress: treatment of financial assets and strengthening of financial disclosure requirements (H.R. 1356), E731 [29MR]

RICO: reform relative to securities litigation, H2770-H2779 [7MR]

Taxation: capital gains rates, H1213 [6FE], H1560 [10FE], H2731 [7MR], H2991 [10MR], H3095 [14MR], H4014, H4029 [30MR], H4253 [5AP], H5168, H5175 [17MY], H8814 [13SE], H13361 [20NO], E18 [4JA], E744 [30MR], E1357 [28JN]

———capital gains rates and indexing of certain assets (H.R. 646), E164 [24JA]

———capital gains rates (H.R. 333), E15 [4JA]

———capital gains rates (H.R. 1042), E437 [24FE]

———capital gains rates relative to sale of principal residence, H4259 [5AP]

———individual retirement accounts (H.R. 682), E182 [26JA]

———individual retirement accounts (H.R. 1389), E776 [4AP]

———modify the exclusion of gain on certain small business stock (H.R. 1918), E1318 [22JN]

———repeal gross income limitation applicable to regulated investment companies (H.R. 1431), E821 [7AP]

———repeal special limitations on tax-exempt bond issues (H.R. 677), E174 [25JA]

———treatment of dividends and interest received by individuals (H.R. 1041), E437 [24FE]

———treatment of estate and gift taxes (H.R. 1099), E470 [1MR]

———treatment of estate and gift taxes (H.R. 1212), E578 [10MR]

———treatment of gains on sale of small business stocks (H.R. 645), E164 [24JA]

———treatment of individual retirement accounts (H.R. 334), E10 [4JA]

———treatment of individual retirement accounts (H.R. 682), E178 [25JA]

Remarks in Senate

Berish, Nathan: Securities Industry Association's National Stock Market Game winner, S8122 [9JN]

CFTC: authorizing appropriations (S. 178), S654 [9JA], S2438, S2439 [10FE]

Charities: clarify exemptions from securities and antitrust laws relative to charitable gift annuities (H.R. 2519), S17828 [29NO], S17870 [30NO], S17881 [4DE]

———clarify exemptions from securities and antitrust laws relative to charitable gift annuities (H.R. 2525), S17828 [29NO], S17870 [30NO], S17881 [4DE]

———clarify exemptions from securities and antitrust laws relative to charitable gift annuities (S. 978), S9306 [28JN], S17789 [29NO]

Committee To Investigate Whitewater Development Corp. and Related Matters (Senate, Special): establish (S. Res. 120), technical corrections (S. Res. 153), S10175 [17JY]

Committee to Investigate Whitewater Development Corp. and Related Matters (Senate, Special): establish (S. Res. 120), S6771-S6784 [17MY]

———establish (S. Res. 120), unanimous-consent agreement, S6764 [16MY]

Courts: apply civil RICO statute in cases where any participant in fraud is criminally convicted, S9163 [27JN]

———clarify the application of sanctions relative to frivolous activities in private securities litigation, S9163, S9164 [27JN]

———clarify the standard plaintiffs must meet in specifying the defendant's state of mind in private securities litigation, S9170-S9172 [27JN], S9200, S9201 [28JN]

———early evaluation of Federal litigation to assess the merit of the case, S9150-S9156 [27JN]

———establish procedures for appointment of lead plaintiffs in private securities cases, S9089-S9097 [26JN], S9112-S9116 [27JN]

———litigation reform relative to plaintiff control, fraud detection, proportionate liability, and auditing standards (S. 240), S1075, S1090, S1091 [18JA], S8885-S8924, S8935-S8943 [22JN], S8966-S8979, S8989, S8990 [23JN], S9032-S9087, S9089-S9097 [26JN], S9109-S9131, S9133-S9141, S9143-S9145, S9150-S9173 [27JN], S9199-S9226, S9318-S9322 [28JN], S12201-S12205 [10AU]

———litigation reform relative to plaintiff control, fraud detection, proportionate liability, and auditing standards (S. 240), unanimous-consent agreement, S9080 [26JN], S9163 [27JN]

———provide for a stay of discovery in certain court cases, S9170 [27JN], S9200 [28JN]

———provide for sanctions against abusive litigation, S9164-S9166, S9169 [27JN]

———restore liability of aiders and abetters in private actions, S9082-S9087 [26JN], S9109-S9112, S9115, S9116 [27JN]

———statute of limitations for litigation reform relative to plaintiff control, fraud detection, proportionate liability, and auditing standards, S9060-S9073 [26JN]

Government regulations: reform Federal litigation procedures (H.R. 1058), S9210-S9226 [28JN], S17362 [17NO]

———reform Federal litigation procedures (H.R. 1058), conference report, S17933-S17962, S17965-S17997 [5DE], S18105, S18106 [6DE]

———reform Federal litigation procedures (H.R. 1058), conference report—unanimous-consent agreement, S17825 [29NO], S17978 [5DE]

———reform Federal litigation procedures (H.R. 1058), insert language of S. 240 in lieu, S9210 [28JN]

———reform Federal litigation procedures (H.R. 1058), veto, S19034-S19073, S19083-S19086 [21DE], S19145-S19154 [22DE]

———reform Federal litigation procedures (H.R. 1058), veto—unanimous-consent agreement, S19081 [21DE]

———reform Federal litigation procedures (S. 667), S5145 [4AP]

Huberty, Mike: Securities Industry Association's National Stock Market Game winner, S8122 [9JN]

Investments: promote the integrity of investment advisers (S. 148), S407 [4JA]

Kenda, Jeff: Securities Industry Association's National Stock Market Game winner, S8122 [9JN]

Kennedy, William H., III: enforce subpoena relative to Senate investigation of Whitewater and Madison Guaranty (S. Res. 199), S18939-S18964, S18968, S18983, S18985-S18994 [20DE], S19060 [21DE]

———enforce subpoena relative to Senate investigation of Whitewater and Madison Guaranty (S. Res. 199), unanimous-consent agreement, S18982 [20DE]

———seek cooperation prior to enforcement of subpoena relative to Senate investigation of Whitewater and Madison Guaranty, S18986-S18993 [20DE]

Safe harbor laws: reform for forward-looking statements, S9117-S9131, S9133-S9141, S9143-S9145, S9156-S9162 [27JN], S9201, S9202 [28JN]

SEC: require greater disclosure by municipalities that issue securities (S. 114), S347 [4JA]

Senior citizens: instruct the SEC to report to Congress on whether senior citizens and retirement plans need enhanced protection from securities fraud, S9050-S9057, S9073, S9074 [26JN]

Taxation: capital gains rate on stock of certain farmers' cooperatives (S. 1481), S18739 [15DE]

———capital gains rates, S4002-S4004 [16MR], S7161 [23MY], S13182 [11SE], S15766, S15789-S15791 [26OC], S16063 [27OC], S16835 [8NO]

———capital gains rates (S. 182), S671 [9JA]

———capital gains rates (S. 959), S8949-S8954 [22JN]

———restructure income tax system (S. 722), S5664-S5674 [25AP], S13378 [12SE]

———treatment of capital gains, S16030 [27OC]

———treatment of estate and gift taxes (S. 867), S7615 [26MY]

———treatment of individual retirement accounts (S. 12), S165 [4JA]

———treatment of municipal bonds, S13378 [12SE]

———treatment of tax-exempt bonds issued from Indian tribal governments (S. 1306), S14900-S14902 [10OC]

Reports filed

CFTC Appropriations: Committee on Agriculture, Nutrition and Forestry (Senate) (S. 178) (S. Rept. 104-7), S2124 [3FE]

Clarify Exemptions From Securities and Antitrust Laws Relative to Charitable Gift Annuities: Committee on Commerce (House) (H.R. 2519) (H. Rept. 104-333), H12127 [10NO]

———Committee on the Judiciary (House) (H.R. 2525) (H. Rept. 104-336), H12349 [14NO]

Consideration of Conference Report on H.R. 1058, Securities Litigation Reform Act: Committee on Rules (House) (H. Res. 290) (H. Rept. 104-382), H14002 [5DE]

Consideration of H.R. 1058, Securities Litigation Reform Act: Committee on Rules (House) (H. Res. 103) (H. Rept. 104-65), H2650 [3MR]

———Committee on Rules (House) (H. Res. 105) (H. Rept. 104-68), H2716 [6MR]

Enforce William H. Kennedy III Subpoena Relative to Senate Investigation of Whitewater and Madison Guaranty: Committee To Investigate Whitewater Development Corp. and Related Matters (Senate, Special) (S. Res. 199) (S. Rept. 104-191), S18919 [19DE]

Financial Services Competitiveness Act: Committee on Banking and Financial Services (House) (H.R. 1062) (H. Rept. 104-127), H5366 [18MY], H5904 [13JN]

———Committee on Commerce (House) (H.R. 1062) (H. Rept. 104-127), H6268 [22JN]

Madison Guaranty and Whitewater Development Corp.—U.S. Park Police Investigation of the Death of Vincent W. Foster, Jr.: Committee on Banking, Housing, and Urban Affairs (Senate) (S. Rept. 103-433), S47 [4JA]

Private Securities Litigation Reform Act: Committee on Banking, Housing, and Urban Affairs (Senate) (S. 240) (S. Rept. 104-98), S8614 [19JN]

Securities Litigation Reform Act: Committee of Conference (H.R. 1058) (H. Rept. 104-369), H13730 [28NO]

Reports to constituents

Hamilton, Representative: Legal Reform, E602 [15MR]

Rulings of the Chair

Charities: clarify exemptions from securities and antitrust laws relative to charitable gift annuities (H.R. 2525), H13679 [28NO]

Statements

Millions for Lawyers, Coupons for Plaintiffs: Senator Domenici, S9042 [26JN]

Private Securities Litigation Reform Act: Arthur Levitt, SEC, S8974 [23JN]

———Clinton Administration, S19054 [21DE]

———Several Consumer Groups, S8908 [22JN]

———Several State and Local Officials, S9043 [26JN]

Response to OMB Request for Views of the SEC Regarding S. 240, Private Securities Litigation Reform Act, S9056 [26JN]

Summaries

Capital Formation Act (S. 959), S8953 [22JN]

Capital Gains Tax Rates (H.R. 333), E15 [4JA]

Investment Advisers Integrity Act (S. 148), S408 [4JA]

Private Securities Litigation Reform Act (H.R. 1058), S19150-S19152 [22DE]

Private Securities Litigation Reform Act (S. 240), S1084 [18JA]

Tables

Capital gains tax rates, S15767 [26OC]

Recap of fees from Madison Guaranty Saving & Loan, S18977 [20DE]

Testimonies

Investigation of President and Hillary Rodham Clinton's Involvement in the Whitewater Estates Development and Madison Guaranty Activities: Senator Specter, S6778 [17MY]

National Family Enterprise Preservation Act: Chester Thigpen, S7616 [26MY]

Private Securities Litigation Reform Act: Maryellen Andersen, S9218 [28JN]

Texts of

H. Res. 105, consideration of H.R. 1058, Securities Litigation Reform Act, H2750 [7MR]

H. Res. 290, consideration of conference report on H.R. 1058, Securities Litigation Reform Act, H14030 [6DE]

H.R. 1058, Private Securities Litigation Reform Act, S9219-S9225 [28JN]

H.R. 1058, Securities Litigation Reform Act, H2767-H2770 [7MR]

H.R. 2519, Philanthropy Protection Act, H13670 [28NO]

S. 12, Savings and Investment Incentive Act, S166-S168 [4JA]

S. 114, Municipal Securities Disclosure Act, S347 [4JA]

S. 148, Investment Advisers Integrity Act, S408 [4JA]

S. 178, CFTC appropriations, S655 [9JA], S2439 [10FE], H4380 [6AP]

S. 182, Capital Formation and Job Creation Act, S674-S677 [9JA]

S. 240, Private Securities Litigation Reform Act, S1076-S1084 [18JA], S8885-S8890 [22JN]

S. 867, National Family Enterprise Preservation Act, S7616 [26MY]

S. 959, Capital Formation Act, S8950-S8953 [22JN]

S. 1306, tax treatment of tax-exempt bonds issued from Indian tribal governments, S14905 [10OC]

S. 1481, capital gains tax rate on stock of certain farmers' cooperatives, S18739 [15DE]

S. Res. 120, establish Committee to Investigate Whitewater Development Corp. and Related Matters (Senate, Special), S6823-S6826 [17MY]

S. Res. 153, technical corrections to S. Res. 120, Committee To Investigate Whitewater Development Corp. and Related Matters (Senate, Special), S10153, S10175 [17JY]

S. Res. 199, enforce subpoena to William H. Kennedy III relative to Senate investigation of Whitewater and Madison Guaranty, S18920 [19DE]