SECURITIES related term(s) Investments

Addresses

Financial Accounting Standards Board's Treatment of Employee Stock Options and Purchase Plans: Walter Schuetze, S5038 [3MY]

Articles and editorials

Capital Gains Tax Cuts Lead to Prosperity, E852 [4MY]

Employee Fund at Arco Posts Derivatives Loss, S9177 [18JY]

For P.&G., A Bet That Backfired, S9175 [18JY]

Litigation Crisis Imperils Accounting Profession, E1510 [20JY]

Mortgage Derivatives Claim Victims Big and Small, S9176 [18JY]

Mutual Aid, E1294 [22JN]

Mystery of Hillary's Trades, S4371 [14AP]

One Million and Five Hundred Bonds Received From Germany as Reparation Payments To Be Sold to General Public by Japanese Government, S14741 [7OC]

Portfolio of Success—Harold Doley, Jr., Uses ``Faith in the Future'' To Help Build Sound Black Owned Institutions, E446-E448 [16MR]

Rule That Stunts Growth, S5042 [3MY]

Taiwanese Families Forced by Japanese Colonial Police To Purchase Reichbanknotes From Japanese Government, S14741 [7OC]

Very Risky Business, S14946-S14948 [7OC]

Bills and resolutions

Bonds: permit refunding of certain bonds (see H.R. 4397), H3278 [11MY]

CFTC: authorizing appropriations (see H.R. 4492), H4090 [25MY]

Corporate securities: unlisted trading privileges (see H.R. 4535), H4165 [26MY]

Courts: litigation reform relative to plaintiff control, fraud detection, proportionate liability, and auditing standards (see S. 1976), S3684 [24MR]

Dept. of the Treasury: establish the Office of Personal Savings Promotion (see H.R. 3908), H865 [24FE]

District of Columbia: authority to issue revenue bonds for construction of convention center and sports arena (see H.R. 4888), H6698 [2AU]

Executive Office of the President: convene a White House Conference on Savings (see H. Con. Res. 211), H865 [24FE]

Financial institutions: Federal regulation of derivatives activities (see S. 2291), S9170 [18JY]

Indian Trust Funds: management reform (see H.R. 4833), H6252 [26JY]

Investments: unlisted trading privileges for corporate securities (see S. 2192), S6938 [15JN]

National Savings Month: designate (see H. Res. 371), H865 [24FE]

Pollution: issuance of tax-exempt bonds for air and water pollution control facilities (see H.R. 4880), H6549 [1AU]

SEC: continuation of certain fee collections (see H.R. 5060), H9350 [20SE]

———supervision and regulation of financial institution derivative product activities (see H.R. 4745), H5655 [13JY]

Small business: promote capital formation through exempted offerings (see H.R. 4858), H6482 [29JY]

Taxation: capital gains (see H.R. 4099, 4269, 5259), H1780 [21MR], H2582 [20AP], H11427 [7OC]

———capital gains rates and indexing of certain assets (see H.R. 3739), H82 [26JA]

———disregard certain capital expenditures for qualified small issue bonds (see H.R. 4881), H6549 [1AU]

———market discount rules for municipal bonds (see H.R. 4714), H5462 [30JN]

———transition rule for publicly traded partnerships (see S. 2179), S6857 [14JN]

———treatment of individual retirement accounts (see S. 2301, 2476), S9446 [21JY], S13707 [29SE]

———use of individual retirement accounts as security for certain business loans (see H.R. 3761), H203 [2FE]

Letters

Fair trade in financial services: Lloyd Bentsen, Sec. of the Treasury and Michael Kantor, U.S. Trade Representative, S3046 [16MR], S3118 [17MR]

Financial Accounting Standards Board's protection of accounting principles: Robert M. McGlotten, AFL-CIO, S5041 [3MY]

———Warren E. Buffett, Berkshire Hathaway, Inc., S5039 [3MY]

Investigation of financial activities of President and Hillary Rodham Clinton: Robert B. Fiske, Jr., S6897, S6902 [15JN]

Investment Adviser Oversight Act: Arthur Levitt, Jr., SEC, H10954 [5OC]

Japan's redemption of Reichbanknotes held by citizens of Taiwan: Senator Helms, Committee on Foreign Relations (Senate), S14385 [6OC]

President and Hillary Rodham Clinton's investments in health care industry transactions of ValuePartners I hedge fund: several Representatives, E772 [26AP]

SEC fee collections: Arthur Levitt, Jr., SEC, S14130 [5OC]

———Representative Dingell, Committee on Energy and Commerce (House), H9843 [27SE]

Lists

Academic community members endorsing stock option accounting reform, S5040 [3MY]

Messages

CCC Report: President Clinton, S6600 [8JN], H4172 [8JN]

Motions

SEC: increase the number of examiners who oversee investment advisers and financial planners (S. 423), H10955 [5OC]

Questions and answers

Tax treatment of individual retirement accounts: Senator Chafee, S13712 [29SE]

Remarks in House

Corporate securities: unlisted trading privileges (H.R. 4535), H6507-H6509 [1AU], E1702 [10AU]

Courts: litigation reform relative to plaintiff control, fraud detection, proportionate liability, and auditing standards (S. 1976), E1510 [20JY]

District of Columbia: authority to issue revenue bonds for construction of convention center and sports arena (H.R. 4888), E1623 [2AU]

Financial institutions: Federal regulation of derivatives activities, H10437 [30SE]

Indian Trust Funds: management reform (H.R. 4833), H10483-H10488 [3OC]

Law enforcement: reform private enforcement of Federal securities laws (H.R. 417), E826 [3MY], E1510 [20JY]

SEC: appropriations, H11209 [7OC]

———continuation of certain fee collections (H.R. 5060), H9842-H9845 [27SE]

———increase the number of examiners who oversee investment advisers and financial planners (S. 423), H10951-H10957 [5OC], E2144 [6OC]

———supervision and regulation of financial institution derivative product activities (H.R. 4745), E1469-E1471 [15JY]

Taxation: capital gains, E851 [4MY]

———market discount rules for municipal bonds (H.R. 4714), E1401 [30JN]

Remarks in Senate

Clinton, Hillary Rodham: investigation into investment activities, S6890-S6894, S6902 [15JN]

Clinton, President and Hillary Rodham: payment of back taxes, S4331 [14AP]

Corporate securities: unlisted trading privileges (H.R. 4535), S14409 [6OC]

Courts: litigation reform relative to plaintiff control, fraud detection, proportionate liability, and auditing standards (S. 1976), S3695-S3707 [24MR], S14733 [7OC]

Financial Accounting Standards Board: maintain current accounting treatment of employee stock options and purchase plans, S5030 [3MY]

———protection of accounting principles, S5039-S5046 [3MY]

Financial derivatives: effect on markets, S5247 [5MY]

Financial institutions: claiming of certain distributions of unknown or unreachable owners (S. 1715), S7656 [24JN], S9473 [21JY], S12643 [25AU]

———fair trade in financial services, S3045, S3046 [16MR], S3118, S3120, S3121, S3122 [17MR]

———Federal regulation of derivatives activities, S14946 [7OC]

———Federal regulation of derivatives activities (S. 2291), S9171 [18JY]

Indian Trust Funds: management reform (H.R. 4833), S14677 [7OC]

Investments: unlisted trading privileges for corporate securities (S. 2192), S6939 [15JN]

Japan: redemption of Reichbanknotes held by residents of Taiwan, S14384 [6OC], S14741, S14742 [7OC]

Real property: secondary market for commercial mortgages, S3172-S3176 [17MR]

SEC: closing of office in Seattle, WA, S5046 [3MY]

———continuation of certain fee collections (H.R. 5060), S13822 [30SE], S14130 [5OC], S14711, S14936 [7OC], S15030 [8OC], S15391 [1DE]

Taxation: treatment of individual retirement accounts (S. 2301), S9446-S9453 [21JY], S9574 [22JY]

———treatment of individual retirement accounts (S. 2476), S13712 [29SE]

Reports filed

Continuation of Certain SEC Fee Collections: Committee on Ways and Means (House) (H.R. 4060) (H. Rept. 103-739), H9568 [22SE]

Fair Trade in Financial Services Act: Committee on Banking, Housing, and Urban Affairs (Senate) (S. 1527) (S. Rept. 103-235), S2962 [15MR]

Indian Trust Funds Management Reform: Committee on Natural Resources (House) (H.R. 4833) (H. Rept. 103-778), H10536 [3OC]

Unlisted Trading Privileges for Corporate Securities: Committee on Energy and Commerce (House) (H.R. 4535) (H. Rept. 103-626), H6453 [28JY]

Statements

Indian Trust Funds Management Reform (H.R. 4833): Representative Craig Thomas, H10487 [3OC]

Summaries

Derivatives Supervision Act (S. 2291), S9177 [18JY]

Private Securities Litigation Reform Act (S. 1976), S3704-S3706 [24MR]

Texts of

H.R. 4535, Unlisted Trading Privileges Act, H6507 [1AU]

H.R. 4833, management reform of Indian Trust Funds, H10483-H10486 [3OC]

H.R. 5060, continuation of SEC fee collections, H9842 [27SE]

S. 423, Investment Adviser Oversight Act, H10954 [5OC]

S. 1976, Private Securities Litigation Reform Act, S3696-S3704 [24MR]

S. 2291, Derivatives Supervision Act, S9172-S9175 [18JY]

S. 2301, Savings and Investment Incentive Act, S9447-S9450 [21JY]