SECURITIES AND EXCHANGE COMMISSION

Articles and editorials

Litigation Crisis Imperils Accounting Profession, E1510 [20JY]

Bills and resolutions

Courts: Supreme Court decision in Central Bank of Denver v. First Interstate Bank of Denver (see S. 2306), S9446 [21JY]

Financial institutions: supervision and regulation of derivative product activities (see H.R. 4745), H5655 [13JY]

Government regulations: procedures for adopting accounting principles used in the preparation of financial statements (see S. 2525), S14478 [6OC]

Securities: unlisted trading privileges for corporate securities (see S. 2192; H.R. 4535), S6938 [15JN], H4165 [26MY]

Services: continuation of certain fee collections (see H.R. 5060), H9350 [20SE]

Letters

Disclosure of activities to influence the Federal Government, H1991 [24MR]

Federal regulation of banking derivatives: Representative Gonzalez, Committee on Banking, Finance and Urban Affairs, H10437, H10438 [30SE]

Investment Adviser Oversight Act: Arthur Levitt, Jr., SEC, H10954 [5OC]

Regulation and soundness of financial institution derivative products and hedge funds: Representative Gonzalez, Committee on Banking, Finance and Urban Affairs (House), H2156, H2157 [24MR]

SEC fee collections, S14130 [5OC]

Motions

Investments: increase the number of examiners who oversee investment advisers and financial planners (S. 423), H10955 [5OC]

Remarks in House

Appropriations, H11209 [7OC]

———salaries and expense accounts, H4981 [24JN]

Financial institutions: regulation and soundness of derivative products and hedge funds, H2154-H2156 [24MR]

———supervision and regulation of derivative product activities (H.R. 4745), E1469-E1471 [15JY]

Investments: increase the number of examiners who oversee investment advisers and financial planners (S. 423), H10951-H10957 [5OC], E2144 [6OC]

Securities: unlisted trading privileges for corporate securities (H.R. 4535), H6507-H6509 [1AU], E1702 [10AU]

Services: continuation of certain fee collections (H.R. 5060), H9842-H9845 [27SE]

Remarks in Senate

Courts: Supreme Court decision in Central Bank of Denver v. First Interstate Bank of Denver (S. 2306), S9460 [21JY]

Financial Accounting Standards Board: maintain current accounting treatment of employee stock options and purchase plans-S5039 [3MY]

Government regulations: procedures for adopting accounting principles used in the preparation of financial statements (S. 2525), S14507-S14510 [6OC]

Power resources: protect consumers of multistate utility systems (S. 544), S15065 [8OC]

Presidential appointments: nominations considered and confirmed en bloc, S6617 [8JN], S7954 [29JN]

Seattle, WA: closing of office, S5046 [3MY]

Securities: unlisted trading privileges for corporate securities (H.R. 4535), S14409 [6OC]

———unlisted trading privileges for corporate securities (S. 2192), S6939 [15JN]

Services: continuation of certain fee collections (H.R. 5060), S13822 [30SE], S14130 [5OC], S14711, S14936 [7OC], S15030 [8OC], S15391 [1DE]

Reports filed

Continuation of Certain SEC Fee Collections: Committee on Ways and Means (House) (H.R. 4060) (H. Rept. 103-739), H9568 [22SE]

Multistate Utility Company Consumer Protection Act: Committee on Energy and Natural Resources (Senate) (S. 544) (S. Rept. 103-351), S12289 [22AU]

Nomination of Steven M.H. Wallman to the SEC: Committee on Banking, Housing, and Urban Affairs (Senate), S6288 [24MY]

Unlisted Trading Privileges for Corporate Securities: Committee on Energy and Commerce (House) (H.R. 4535) (H. Rept. 103-626), H6453 [28JY]

Texts of

H.R. 4535, Unlisted Trading Privileges Act, H6507 [1AU]

H.R. 5060, continuation of SEC fee collections, H9842 [27SE]

S. 423, Investment Adviser Oversight Act, H10954 [5OC]

S. 2525, Accounting Standards Reform Act, S14510 [6OC]