SECURITIES AND EXCHANGE COMMISSION

Amendments

Investments: increase the number of examiners who oversee investment advisers and financial planners (S. 423), S16861 [20NO]

Power resources: protect consumers of multistate utility systems (S. 544), S2641, S2683 [10MR]

Securities: operation of the Government securities market (S. 422), S9863 [29JY], S16967, S17020 [22NO], H10956 [22NO]

Analyses

Congressional Activity on the Operation of the Government Securities Market (S. 422), H10967 [22NO]

Bills and resolutions

Appropriations: authorizing (see H.R. 2239), H2718 [24MY]

Business and industry: fraud detection and disclosure obligations on auditors of public companies (see H.R. 574), H257 [26JA]

Corporations: executive stock option compensation relative to corporate financial statements (see S. 259), S888 [28JA]

Foreign trade: assessment of applications by foreign financial and communications services for operation in the U.S. (see H.R. 3565), H10300 [19NO]

Investments: increase the number of examiners who oversee investment advisers and financial planners (see S. 423), S1995 [24FE]

Markets and Trading Commission: establish (see H.R. 2550), H4277 [29JN]

Power resources: protect consumers of multistate utility systems (see S. 544, 635), S2610 [10MR], S3479 [23MR]

Securities: limited partnership rollups (see S. 424), S1995 [24FE]

———operation of the Government securities market (see S. 422), S1995 [24FE]

———protection of investors in limited partnerships in rollup transactions (see H.R. 617), H258 [26JA]

———use of investment discretion by national securities exchange members to effect certain transactions (see H.R. 616), H258 [26JA]

Securities and Exchange Act: unlisted trading privileges for corporate securities (see H.R. 2515), H4079 [24JN]

Letters

Appropriations authorization: Matthew P. Fink, Investment Company Institute, H4830 [20JY]

———Richard C. Breeden, SEC, H4830 [20JY]

Budget deficit reduction efforts, H10829 [22NO]

Government Securities Reform Act, H7397 [5OC]

Operation of the Government securities market: Frank N. Newman, Dept. of the Treasury, S17025 [22NO]

Motions

Securities: operation of the Government securities market (S. 422), H7405 [5OC]

Remarks in House

Appropriations: authorizing (H.R. 2239), H4826-H4831 [20JY]

Business and industry: fraud detection and disclosure obligations on auditors of public companies (H.R. 574), H229 [26JA]

Forbes (publication): advise on buying European and Asian stocks, H4519 [13JY]

Securities: operation of the Government securities market (S. 422), H7403 [5OC], H10956-H10969 [22NO]

———operation of the Government securities market (S. 422), insert language of H.R. 618 in lieu, H7405 [5OC]

———protection of investors in limited partnerships in rollup transactions (H.R. 617), H229 [26JA], H942-H948 [2MR]

———use of investment discretion by national securities exchange members to effect certain transactions (H.R. 616), H229 [26JA], H2220, H2221 [4MY]

Remarks in Senate

Corporations: executive stock option compensation relative to corporate financial statements (S. 259), S914 [28JA]

Funding, S9818 [29JY]

Investments: increase the number of examiners who oversee investment advisers and financial planners (S. 423), S2011-S2018 [24FE], S16848, S16861, S16862 [20NO]

Levitt, Arthur, Jr.: nomination to be Chairman of the SEC, S9491, S9492, S9493, S9494 [27JY]

Nominations: considered and confirmed en bloc, S9459 [26JY]

Power resources: protect consumers of multistate utility systems (S. 544), S2640 [10MR]

———protect consumers of multistate utility systems (S. 635), S3523 [23MR]

Securities: limited partnership rollups (S. 424), S2011-S2019 [24FE], S10819, S10821, S10822 [6AU]

———operation of the Government securities market (S. 422), S2011-S2018 [24FE], S9863, S9864 [29JY], S17019-S17029 [22NO]

———operation of the Government securities market (S. 422), star print of S. Rept. 103-109, S10268 [3AU]

———use of investment discretion by national securities exchange members to effect certain transactions (H.R. 616), S9866 [29JY]

———use of investment discretion by national securities exchange members to effect certain transactions (H.R. 616), placed on calendar, S5675 [6MY]

Reports filed

Investment Adviser Oversight Act: Committee on Banking, Housing, and Urban Affairs (Senate) (S. 423) (S. Rept. 103-177), S15600 [10NO]

Limited Partnership Rollup Reform Act: Committee on Banking, Housing, and Urban Affairs (Senate) (S. 424) (S. Rept. 103-121), S10232 [3AU]

Nomination of Arthur Levitt, Jr., to the SEC: Committee on Banking, Housing and Urban Affairs (Senate), S9289 [22JY]

Operation of the Government Securities Market: Committee on Banking, Housing, and Urban Affairs (Senate) (S. 422) (S. Rept. 103-109), S9541 [27JY]

Protection of Investors in Limited Partnerships in Rollup Transactions: Committee on Energy and Commerce (House) (H.R. 617) (H. Rept. 103-21), H901 [25FE]

SEC Appropriations: Committee on Energy and Commerce (House) (H.R. 2239) (H. Rept. 103-179), H4756 [15JY]

Securities Exchange Act: Committee on Appropriations (Senate) (H.R. 2515) (S. Rept. 103-105), S9289 [22JY]

Use of Investment Discretion by National Securities Exchange Members To Effect Certain Transactions: Committee on Energy and Commerce (House) (H.R. 616) (H. Rept. 103-76), H2181 [29AP]

Statements

Operation of the Government Securities Market (S. 422): Several Senators, S17024 [22NO]

Summaries

Congressional Activity on the Operation of the Government Securities Market (S. 422), H10967 [22NO]

Investment Adviser Oversight Act (S. 423), S2015 [24FE]

Limited Partnership Rollup Reform Act (S. 424), S2017 [24FE]

Operation of the Government Securities Market (S. 422), S2014 [24FE]

Tables

Appropriations required to service bond term, S3183 [18MR]

Texts of

H.R. 578, Investment Adviser Regulatory Enhancement and Disclosure Act, H2212-H2215 [4MY]

H.R. 616, use of investment discretion by national securities exchange members to effect certain transactions, H2220 [4MY]

H.R. 617, Limited Partnership Rollup Reform Act, H942-H944 [2MR]

H.R. 2239, authorizing appropriations, H4826 [20JY]

S. 259, Corporate Executives' Stock Option Accountability Act, S915 [28JA]

S. 422, operation of Government securities market, S9865 [29JY]

S. 422, operation of the Government securities market, S2013 [24FE], H7403-H7405 [5OC]

S. 423, Investment Adviser Oversight Act, S2014 [24FE], S17199 [24NO]

S. 424, Limited Partnership Rollup Reform Act, S2015-S2017 [24FE], S10819-S10821 [6AU]

S. 544, Multistate Utility Company Consumer Protection Act, S2640 [10MR]