SECURITIES AND EXCHANGE COMMISSION
Analyses
Dodd/Bond Amendment To S. 2733, Relative to Limited Partnership Rollups, S8750 [24JN]
Bills and resolutions
Managed accounts: regulation of transactions (see S. 3389), S18161 [8OC]
Securities: curb certain frivolous private action court cases (see S. 3181), S12572 [12AU]
———fraud detection and disclosure obligations on auditors of public companies (see H.R. 4313), H587 [25FE]
———reform private enforcement of Federal laws (see H.R. 5828), H8021 [11AU]
Small business: capital formation and investment pools (see S. 2518), S4785 [2AP]
Communications from
Competition advocacy: report, S1702 (EC2607) [19FE]
Freedom of Information Act: report, S3692 (EC2806) [13MR], H1133 (EC3065) [10MR]
Government securities market: report, S522 (EC2453) [28JA]
Inspector General: report, S49 (EC2244) [21JA], H3963 (EC3640) [2JN]
Intermarket coordination: report, S7691 (EC3358) [9JN]
Management response: report, H3963 (EC3640) [2JN]
Regulations governing the allocation of Federal and non-Federal expenses: report, S3692 (EC2810) [13MR]
Report, S7479 (EC3340) [3JN]
Securities Investor Protection Corp.: report, S15473 (EC3944) [28SE], H9293 (EC4307) [23SE]
Small business: promotion of capital formation, S4498 (EC2846) [31MR]
Small Business Incentive Act, H1690 (EC3145) [24MR]
Letters
Bankruptcy code reform and review commission, S8266 [16JN]
Capital formation and investment pools for small business, S4820 [2AP]
Limited business partnership rollups: American Association of Individual Investors, S8741 [24JN]
———International Association for Financial Planning, S8743 [24JN]
———Investment Program Association, S8740 [24JN]
———John Perkins, Missouri Commissioner of Securities, S8746 [24JN]
———Michael J. Cannolly, S8742 [24JN]
———National Association of Realtors, S8743 [24JN]
———North American Securities Administrators Association, Inc., S8741 [24JN]
———United Shareholders Association, S8741 [24JN]
Resolution Trust Corp.'s savings and loan associations supervisory goodwill buy-back program: Office of Thrift Supervision, H4330 [5JN]
———Representative McCollum, H4330 [5JN]
SEC study of public utility holding companies: Pennsylvania Rural Electric Association, S1199 [6FE]
Securities Private Enforcement Act, S12603 [12AU]
Lists
Cosponsors of Dodd amendment to S. 2733, limited business partnership rollups, S8747 [24JN]
Investment Program Association members, S8740 [24JN]
Memorandums
Investment Adviser Oversight Act-S2336 [26FE]
Memorials of legislature
Maine, S6482 [12MY]
Remarks in House
Business and industry: full disclosure of corporate executive compensation packages to the shareholders in companies, H3840 [28MY]
Resolution Trust Corp.: savings and loan associations supervisory goodwill buy-back program, H4325-H4333 [5JN]
Securities: fraud detection and disclosure obligations on auditors of public companies (H.R. 4313), E404, E411 [25FE]
———national securities exchange members' investment discretion (H.R. 3047), H11736 [5OC]
———reform private enforcement of Federal laws (H.R. 5828), E2463 [12AU]
———regulation of Government auctions (S. 1699), H8411, H8415-H8423 [15SE]
Remarks in Senate
Business and industry: limited partnership rollups, S8655 [23JN], S8739-S8752, S8776 [24JN], S10869, S10870, S10875 [30JY]
———limited partnership rollups (S. 1423), S2346 [26FE]
Connecticut: merger of the Phoenix Mutual and Home Life Insurance Co., S9899 [2JY]
Investments: regulation and fee structure of investment advisers and their activities, S10341 [27JY]
Managed accounts: regulation of transactions (S. 3389), S17962-S17964 [8OC]
Public utilities: study of holding companies, S1198-S1200 [6FE]
Securities: curb certain frivolous private action court cases (S. 3181), S12599-S12601, S12604-S12606 [12AU]
Small business: capital formation and investment pools (S. 2518), S4818, S4826 [2AP]
Reports filed
Fraud Detection and Disclosure Obligations on Auditors of Public Companies: Committee on Energy and Commerce (H.R. 4313) (H. Rept. 102-890), H8964 [22SE]
Nomination of J. Carter Beese, Jr.: Committee on Banking, Housing, and Urban Affairs, S2314 [26FE]
Permission for National Securities Exchanges To Effect Certain Transactions for Which Members Exercise Investment Discretion: Committee on Energy and Commerce (H.R. 3047) (H. Rept. 102-858), H8303 [10SE]
Resolutions by organizations
SEC study of public utility holding companies: Pennsylvania Rural Electric Association, S1199 [6FE]
Statements
Savings and Loan Crisis: Richard C. Breeden, S2565 [27FE]
Summaries
Securities Private Enforcement Act (S. 3181), S12602 [12AU]
Texts of
S. 1699, Government Securities Offering Enforcement Act, H8411-H8415 [15SE]
S. 2266, Investment Adviser Oversight Act, S12933 [8SE]
S. 2518, Small Business Incentive Act, S4819 [2AP]
S. 3181, Securities Private Enforcement Act, S12601 [12AU]