SECURITIES related term(s) Investments

Addresses

Century of Municipal Finance: Glen R. Sergeon, E411 [5FE]

Debate Over Savings: Barry Bosworth, E1366 [22AP]

Agreements

Unanimous consent on S. 207, CFTC appropriations, S4600 [17AP]

Amendments

CFTC: authorizing appropriations (S. 207), S4525, S4600, S4601, S4604, S4605, S4640, S4641 [17AP], S4694, S4699, S4705, S4786 [18AP]

Financial institutions: improve supervision and regulation of FNMA, Federal Home Loan Mortgage Corp., Student Loan Marketing Association, and Farm Credit System (H.R. 2900), H6832, H6838, H6839, H6844 [25SE]

———reform deposit insurance system (S. 543), S16509, S16592, S16593, S16626, S16640, S16648 [13NO], S16681, S16683, S16702, S16763, S16765, S16768, S16769 [14NO], S16855 [15NO], S16902, S16905, S16908, S16915, S16918, S16922, S16931, S16936, S16951, S16952, S16958 [18NO], S17024, S17080 [19NO], S17307, S17309, S17315, S17318, S17323, S17330, S17335, S17337, S17342, S17343, S17345, S17346, S17350, S17367, S17368, S17369, S17370, S17371, S17372, S17468, S17469, S17470, S17471, S17473, S17474, S17475, S17491, S17492, S17493 [21NO]

Investments: regulation of Government securities auctions (S. 1699), S13718, S13733 [25SE]

Analyses

Comprehensive Deposit Insurance Reform and Taxpayer Protection Act (S. 543): D'Amato Amendment Relative to Money Laundering, S16642-S16648 [13NO]

Extend and Revise Rulemaking Authority Relative to Government Securities Under Federal Laws (H.R. 3927), E4045 [25NO]

Fair Trade in Services Act (H.R. 1347), E831 [7MR]

Financial Institutions Registration and Administration of Securities (S. 380), S1718 [6FE]

Improve Supervision and Regulation of FNMA, Federal Home Loan Mortgage Corp., Student Loan Marketing Association, and Farm Credit System (H.R. 2747), E2354-E2356 [25JN]

Improve Supervision and Regulation of FNMA, Federal Home Loan Mortgage Corp., Student Loan Marketing Association, and Farm Credit System (S. 1282), S7657-S7661 [12JN]

Limited Partnership Rollup Reform Act (H.R. 1885), E1315 [18AP]

Limited Partnership Rollup Reform Act (S. 1423), S9123 [28JN]

National Securities Exchange Members' Investment Discretion (H.R. 3047), E2703 [25JY]

Resolution Trust Corporation Refinancing Act (S. 1896), S15528 [30OC]

Rules for Government Securities Brokers and Dealers (S. 1247), S7375 [6JN]

Appointments

Conferees: S. 543, Comprehensive Deposit Insurance Reform and Taxpayer Protection Act, S18016 [25NO]

Articles and editorials

Bank Reform? What Bank Reform?, S5053 [25AP]

Being a Plaintiff Sometimes Amounts to a Profession, S17359 [21NO]

Class-Action Shakedown Racket, S17357 [21NO]

Curing the Banking Crisis and Recession, S3461 [14MR]

Financial Services Reforms That We Can All Bank On, S16925 [18NO]

Fraud, Bribery Hinted in Fall of RISDIC, S8900 [27JN]

Freddie's House of Horrors—Freddie Mac's Wafer-Thin Capital Reserves Finally Are Prompting Congressional Action, E2683 [24JY]

Japan's Stern Warning on Trade Sanctions, E340 [29JA]

Larry LaRocco, Freshman, Wins a Key Victory in DC, E2089 [7JN]

Many Securities-Fraud Suits Are Likely To Go Unheard After High Court Ruling, S18625 [27NO]

One Small Capital Gain—One Big Tax, S16508 [13NO], E3900 [19NO]

Stop the Clock on Swindlers, S18624 [27NO]

Bills and resolutions

Agriculture: prohibit insider trading of commodities (see H.R. 221, H60 [3JA])

Bankruptcy: participation of governmental units in certain proceedings (see S. 1716, S13056 [16SE])

Bonds: availability of small denomination U.S. savings bonds (see H.R. 2733, H4944 [24JN])

———availability of U.S. savings bonds (see H.R. 2734, H4944 [24JN])

———issuance payable in gold coin (see H.R. 2395, H3279 [20MY])

———issue war bonds and savings and loan refinancing bonds (see H.R. 952, H1023 [19FE])

Business and industry: equalize the regulatory treatment of participants in the securities industry (see H.R. 797, H889 [5FE])

———limited partnership rollups (see S. 1423, S9115 [28JN])

———protect investors in limited partnerships in rollup transactions (see H.R. 1885, H2373 [17AP])

———reporting obligations of registered companies and their auditors (see H.R. 3159, H6316 [1AU])

———restrictions on the conduct of hostile takeovers by foreign-based persons (see H.R. 3847, H10841 [21NO])

Children and youth: establish security trust fund for Federal programs (see S. 903, S4837 [23AP])

Conflict of interests: remove prohibition on broker-dealer transactions for certain potential conflict-of-interest accounts (see S. 577, S2771 [6MR])

Corporations: confidentiality in the granting and voting of proxies (see S. 2030, S17668 [22NO])

———permit certain trusts to be shareholders in certain businesses (see H.R. 2532, H3855 [4JN])

———stockholder role in determination of income of certain executive officers (see S. 1198, S6996 [4JN]; H.R. 2522, H3854 [4JN])

Crime: statute of limitations for private rights of action arising from certain legal violations (see H.R. 3185, H6316 [1AU])

Depositor protection tax-exempt bonds: issue (see H.R. 1014, H1078 [20FE])

Depository institutions: disclosure of interest rates and fees relative to deposit accounts (see H.R. 2654, H4549 [13JN])

———modify deposit insurance coverage (see H.R. 2176, H2685 [1MY])

Dept. of the Treasury: anniversary of Savings Bond Program (see H. Con. Res. 140, H2564 [25AP])

District of Columbia: issue bonds (see H.R. 2885, H5450 [15JY])

Financial institutions: allow broad range of restricted financial service activities under certain conditions (see S. 1116, S6210 [21MY])

———fair trade (see H.R. 697, H780 [29JA])

———improve supervision and regulation of FNMA, Federal Home Loan Mortgage Corp., Student Loan Marketing Association, and Farm Credit System (see S. 1282, S7628 [12JN]; H.R. 2747, H5048 [25JN]; H.R. 2900, H5513 [16JY])

———improve supervision and regulation of FNMA, Federal Home Loan Mortgage Corp., Student Loan Marketing Association, and Farm Credit System (H.R. 2900), consideration (see H. Res. 226, H6797 [24SE])

———reform deposit insurance system (see S. 543, S2618 [5MR])

———reform deposit insurance system (S. 543), H.R. 3768 language inserted in lieu (see H. Res. 298, H11114 [23NO])

———reform deposit insurance system (S. 543), correct technical errors in enrollment (see S. Con. Res. 83, S18690 [27NO]; H. Con. Res. 261, H11890 [26NO])

———reform deposit insurance system (S. 543), waiving all points of order against conference report (see H. Res. 318, H11885 [26NO])

———registration and administration (see S. 380, S1699 [6FE])

———regulation of certain marketing activities at federally insured institutions (see S. 1223, S7169 [5JN])

Foreign banks: Federal regulation of operations in the U.S. (see H.R. 2396, H3279 [20MY]; H.R. 2432, H3494 [22MY])

Foreign trade: national treatment by foreign countries for U.S. providers of certain financial and communications services (see H.R. 1347, H1473 [7MR])

FRS: annual examinations of dealers in Government debt instruments, and prohibit depository institutions from certain transactions with Government securities dealers (see H.R. 3621, H8334 [23OC])

Government regulations: extend and revise rulemaking authority relative government securities under Federal laws (see H.R. 3927, H11288 [25NO])

Housing: assistance to first-time homebuyers, elimination of capital gains tax on sale of principal residence, and extend mortgage bonds (see H.R. 368, H81 [4JA])

Investment Advisers Act: enforcement and improved disclosure to customers (see H.R. 2412, H3370 [21MY])

Investments: issuance of super savings bonds (see H.R. 3570, H7980 [16OC])

———regulation of Government securities auctions (see S. 1699, S12663 [10SE])

———require disclosure of short positions of major short position holders (see H.R. 3317, H6538 [12SE])

———rules for government securities brokers and dealers (see S. 1247, S7291 [6JN])

Japan: operation and regulation of capital and securities markets (see H.R. 3283, H6384 [2AU])

———study of the structure and operation of capital and securities markets (see S. 1861, S15072 [23OC])

Markets and Trading Commission: establish (see H.R. 965, H1023 [19FE])

Mass transit: tax-exempt treatment for high-speed intercity rail bonds (see S. 1492, S10442 [18JY])

Niagara Falls Bridge Commission: issuance of certain bonds relative to the maintenance of bridges crossing the Niagara River (see H.J. Res. 333, H6798 [24SE])

Postal Service: privatization (see H.R. 1106, H1146 [25FE])

Resolution Trust Corp.: refinancing and restructuring (see S. 1896, S15522 [30OC])

Savings and loan associations: bailout (see S. 583, S2771 [6MR]; H.R. 3933, H11885 [26NO])

Savings bonds: purchase and availability (see S. 1281, S7628 [12JN])

SBA: purchase of eligible securities by qualified commercial or mutual savings banks (see H.R. 3419, H6878 [25SE])

SEC: disclosure of information concerning international structure and competitiveness (see H.R. 3637, H8495 [24OC])

———prohibit certain trades (see H.R. 225, H60 [3JA])

———quarterly report requirements (see H.R. 2910, H5513 [16JY])

Securities Exchange Act: national securities exchange members' investment discretion (see H.R. 3047, H5909 [25JY])

———statute of limitations for private rights of action arising from a violation (see S. 1533, S10675 [23JY])

Securities Investor Protection Corp.: disclosure requirements (see S. 1464, S9839 [11JY])

Social Security: investment of trust fund in State and municipal bonds (see S. 906, S4837 [23AP])

Surety bonds: small business acquisitions (see H.R. 3536, H7725 [9OC])

———treatment of discriminatory transactions (see H.R. 3534, H7725 [9OC])

Taxation: allow individuals to transfer separation pay from the Armed Forces into an eligible retirement plan (see H.R. 1549, H2013 [21MR])

———capital gains (see S. 656, S3191 [13MR]; S. 698, S3712 [20MR]; S. 1857, S14976 [22OC]; S. 1924, S16060 [6NO]; H.R. 248, H77 [4JA]; H.R. 369, H81 [4JA]; H.R. 1721, H2177 [11AP]; H.R. 2703, H4866 [20JN]; H.R. 2873, H5431 [11JY]; H.R. 2958, H5650 [18JY]; H.R. 3095, H6137 [30JY]; H.R. 3128, H6192 [31JY]; H.R. 3514, H7647 [8OC]; H.R. 3741, H9580 [7NO]; H.R. 3859, H10842 [21NO]; H.R. 3875, H10930 [22NO]; H.R. 3970, H11886 [26NO])

———capital gains for small and high-risk business stock (see S. 467, S2146 [21FE]; S. 697, S3712 [20MR]; H.R. 1194, H1324 [28FE])

———capital losses (see H.R. 2286, H2952 [9MY])

———employee stock ownership plans (see H.R. 2410, H3370 [21MY])

———exclusion from gross income of proceeds from U.S. savings bonds used to pay higher education expenses (see S. 1926, S16060 [6NO])

———Federal treatment of State and local government bonds (see H. Res. 139, H2602 [30AP])

———gratuitous transfers of employer securities (see H.R. 3485, H7379 [3OC])

———index the basis of capital assets (see H.R. 606, H683 [23JA])

———indexing certain assets (see S. 1917, S15970 [5NO])

———interest income (see H.R. 3925, H11288 [25NO])

———issuance of depositor protection tax-exempt bonds (see S. 373, S1699 [6FE])

———mortgage revenue bond financing of mortgages for veterans of Operation Desert Shield (see S. 354, S1505 [5FE]; S. 355, S1505 [5FE]

———permanent extension for the issuance of first-time farmer bonds (see S. 710, S3712 [20MR])

———permanently extend qualified mortgage bonds (see H.R. 1067, H1136 [21FE]; H.R. 1070, H1136 [21FE]

———prior law treatment of corporate reorganizations through the exchange of debt instruments (see H.R. 3262, H6383 [2AU])

———real estate activities under the passive loss rules and capital gains preference (see H.R. 3652, H8661 [29OC])

———reduce social security and capital gains taxes (see H.R. 960, H1023 [19FE])

———reinstate investment tax credit and reduce capital gains taxes (see H.R. 2359, H3149 [15MY])

———shareholder income of controlled foreign corporations derived from imports into U.S. (see H.R. 2889, H5450 [15JY])

———small issue bonds (see S. 913, S4983 [24AP]; S. 1357, S8499 [24JN]; H.R. 602, H683 [23JA]; H.R. 673, H712 [28JA]; H.R. 710, H781 [29JA]; H.R. 1186, H1323 [28FE])

———State ceiling for private activity bonds (see S. 2004, S17433 [21NO])

———tax-exempt bond financing for storage tanks used in petroleum reserve storage tanks (see S. 1236, S7290 [6JN])

———transfer of employer securities relative to employee benefits (see S. 1948, S16449 [12NO])

———treatment of accumulated earnings tax relative to the the number of shareholders in a corporation (see H.R. 306, H79 [4JA])

———treatment of bonds used to finance correctional facilities (see H.R. 1001, H1077 [20FE])

———treatment of certain bonds (see S. 150, S438 [14JA]; H.R. 150, H58 [3JA])

———treatment of certain common investment funds (see H.R. 1733, H2177 [11AP])

———treatment of charitable beneficiaries of remainder trusts (see H.R. 1132, H1278 [27FE])

———treatment of income from U.S. savings bonds used to pay higher education tuition and fees (see H.R. 1136, H1278 [27FE])

———treatment of interest incurred on junk bonds used in hostile business takeovers (see H.R. 1554, H2014 [21MR])

———treatment of recycling facilities relative to the tax-exempt bond rules (see H.R. 2172, H2685 [1MY])

———treatment of spaceports relative to tax exempt facility bond rules (see H.R. 1358, H1473 [7MR])

———volume cap on private activity bonds used to finance high-speed intercity rail facilities (see H.R. 3348, H6674 [17SE])

U.S. Savings Bond Month: designate (see S.J. Res. 135, S5137 [25AP])

Veterans: eligibility for mortgage revenue bond financing (see S. 777, S4116 [22MR])

Cloture motions

Financial institutions: reform deposit insurance system (S. 543), S15818 [1NO], S16211 [7NO], S16475 [13NO]

Descriptions

Comprehensive Deposit Insurance Reform and Taxpayer Protection Act (S. 543), S2644-S2646 [5MR]

Equalize the regulatory treatment of participants in the securities industry (H.R. 797), E415-E417 [5FE]

Establish Markets and Trading Commission (H.R. 965), H1005-H1007 [19FE]

Government Securities Offering Enforcement Act (S. 1699), S12672 [10SE]

Gross income taxation limitation applicability to regulated investment companies (H.R. 2735), E2324 [24JN]

Spaceport investments relative to tax exempt facility bond rules, E854 [8MR]

State taxation ceiling for private activity bonds (S. 2004), S17435 [21NO]

Documents

Amendment Proposal to S. 207, Authorizing CFTC Appropriations, S4311 [11AP]

Why We Need Coordinated Circuit Breakers, Cross-Margining, and Other Items, S4696 [18AP]

Explanations

Capital gains tax reduction, S13953 [30SE]

CFTC appropriations amendments, S4313-S4316 [11AP]

Spaceport investments relative to tax exempt facility bond rules (H.R. 1358), E854 [8MR]

Tax treatment of certain bonds (S. 150), S842 [14JA]

Factsheets

Basic Banking and Government Check Cashing Provisions in the Comprehensive Deposit Insurance Reform and Taxpayer Protection Act, S16926 [18NO]

Letters

CFTC appropriations: CFTC, S4312 [11AP]

———FRS, S4319 [11AP]

———SEC, S4318 [11AP]

Comprehensive Deposit Insurance Reform and Taxpayer Protection Act: ABA, S17024 [19NO]

———Committee on Banking, Housing, and Urban Affairs, S16584 [13NO]

———Committee on Energy and Commerce, H11811 [26NO]

———Cross Keys Bank, S16991 [19NO]

———FDIC, S16585 [13NO]

———First American Bank, S16991 [19NO]

———Geoffrey P. Miller, S2650 [5MR]

———Independent Bankers Association of America, S17003 [19NO]

———Michael E. Grove, S16991 [19NO]

———Multistate Tax Commission, S18017 [25NO]

———Nicholas F. Brady, Sec. of the Treasury, S16584 [13NO]

———Senator Riegle and Representative Dingell, H11811 [26NO]

———South Carolina National Bank, S16991 [19NO]

———Sovran Bank, S16991 [19NO]

———several businesses and organizations, S17023 [19NO]

Disclosure of information relative to failed federally insured depository institutions: FRS, S10380 [18JY]

Federal regulation of foreign bank operations in the U.S.: Bankers' Association for Foreign Trade, S18816 [18DE]

———Dept. of the Treasury, S18814 [18DE]

———EEC, S18817 [18DE]

———FDIC, S18815, S18817 [18DE]

———FRS, S18815 [18DE]

———Independent Bankers Association of America, S18817 [18DE]

———Institute of International Bankers, S18816 [18DE]

———Robin Renwick, S18818 [18DE]

———Senators Garn and Riegle, S18814 [18DE]

Futures Trading Practices Act: Alan Greenspan, S4532, S4533, S4534 [17AP]

———American Bankers Association, S4590, S4591 [17AP]

———Board of Governors of the Federal Reserve System, S4578 [17AP], S4687 [18AP]

———Chemical Bank, S4584 [17AP]

———CS First Boston, Inc., S4587 [17AP]

———Dept. of the Treasury, S4579 [17AP]

———FDIC, S4579 [17AP]

———Federal Home Loan Mortgage Corp., S4590 [17AP]

———Goldman, Sachs & Co., S4585 [17AP]

———International Swap Dealers Association, Inc., S4597, S4602, S4604 [17AP]

———J.P. Morgan Co., S4583 [17AP]

———John Heinz, S4699 [18AP]

———Mary L. Schapiro, S4535 [17AP]

———Merrill Lynch, S4586 [17AP]

———Morgan Stanley & Co., Inc., S4589 [17AP]

———New York Stock Exchange, Inc., S4584, S4585 [17AP]

———SEC, S4577, S4579, S4581 [17AP]

———Securities Industry Association, S4582 [17AP]

———Security Pacific National Bank, S4589 [17AP]

———several organizations, S4443 [16AP]

———Shearson Lehman Brothers, S4587 [17AP]

———Solomon Brothers, Inc., S4590 [17AP]

International securities market: North American Securities Administrators Association, Inc., E3546 [25OC]

Resolution Trust Corp. refinancing: Dept. of the Treasury, S15528 [30OC]

———GAO, S15530 [30OC]

Rules for government securities brokers and dealers: Dept. of the Treasury, S7376 [6JN]

SBA participation in the purchase of certain eligible securities issued by certain financial institutions: CBO, S17339 [21NO]

———National Small Business United, S17339 [21NO]

———SBA, S17338 [21NO]

Social Security State and Municipal Bond Fund Act: National League of Cities, S4886 [23AP]

States thrift deposit insurance premium: several Representatives, E713 [1MR]

Lists

Personal stock holdings of Brent Scowcroft, H2765 [2MY]

Memorandums

Bank Deposits and Loans Relative to the Futures Trading Practices Act: Securities Industry Association, S4687 [18AP]

Government-Sponsored Enterprises Regulation: Dept. of HUD, H6833 [25SE]

Proposal To Expand Financial Reporting Requirements of the Foreign Operations of U.S. Firms: Mark Jickling, Congressional Research Service, E3547 [25OC]

Memorials of legislature

Alaska, H4437 [12JN]

Michigan, S5499 [8MY]

North Dakota, S6920 [3JN]

Motions

CFTC: authorizing appropriations (S. 207), S4705 [18AP]

Financial institutions: reform deposit insurance system (S. 543), H11117 [25NO]

Papers

Public Pension Surpluses and National Saving—Foreign Experience (Canada): Alice H. Munnell and C. Nicole Ernsberger, S4887 [23AP]

Questions and answers

Comprehensive Deposit Insurance Reform and Taxpayer Protection Act (S. 543), S2646-S2648 [5MR]

Social Security State and Municipal Bond Fund Act (S. 906), S4886 [23AP]

Special thrift deposit insurance premium by certain States to continue receiving coverage for State-chartered institutions, E698 [28FE]

Remarks in House

Bonds: availability of U.S. savings bonds (H.R. 2734), H5603 [18JY]

Budget: tax rates on certain upper income brackets, H10610 [20NO]

Business and industry: equalize the regulatory treatment of participants in the securities industry (H.R. 797), E414 [5FE]

———protect investors in limited partnerships in rollup transactions (H.R. 1885), H9354-H9358 [5NO], E1315, E1328 [18AP]

———reporting obligations of registered companies and their auditors (H.R. 3159), E2840 [2AU]

———restrictions on the conduct of hostile takeovers by foreign-based persons (H.R. 3847), E3982 [22NO]

Corporations: stockholder role in determination of income of certain executive officers (H.R. 2522), E2031 [5JN]

Crime: statute of limitations for private rights of action arising from certain legal violations (H.R. 3185), E2843 [2AU]

Depository institutions: disclosure of interest rates and fees relative to deposit accounts (H.R. 2654), H6758-H6764 [24SE], E2218 [13JN]

Financial institutions: deregulation, H898 [6FE]

———early closure of troubled banks, E711 [1MR]

———fair trade (H.R. 697), E340 [29JA]

———improve supervision and regulation of FNMA, Federal Home Loan Mortgage Corp., Student Loan Marketing Association, and Farm Credit System (H.R. 2747), E2353 [25JN]

———improve supervision and regulation of FNMA, Federal Home Loan Mortgage Corp., Student Loan Marketing Association, and Farm Credit System (H.R. 2900), H5497 [16JY], H6810-H6849 [25SE], E2559 [16JY]

———improve supervision and regulation of FNMA, Federal Home Loan Mortgage Corp., Student Loan Marketing Association, and Farm Credit System (H.R. 2900), consideration (H. Res. 226), H6807-H6810 [25SE]

———reform deposit insurance system (S. 543), H11021, H11032-H11038, H11045 [23NO], H11862 [26NO], E4232, E4234, E4246 [18DE]

———reform deposit insurance system (S. 543), H.R. 3768 language inserted in lieu (H. Res. 298), H11031 [23NO]

———reform deposit insurance system (S. 543), conference report, H11805-H11813 [26NO], E4211 [26NO]

———reform deposit insurance system (S. 543), correct technical errors in enrollment (H. Con. Res. 261), H11864, H11865 [26NO]

———reform deposit insurance system (S. 543), correct technical errors in enrollment (S. Con. Res. 83), H11873 [26NO]

———reform deposit insurance system (S. 543), motion to instruct conferees, H11117-H11119 [25NO]

———reform deposit insurance system (S. 543), waiving all points of order against conference report (H. Res. 318), H11760 [26NO]

———require certain States to pay special thrift deposit insurance to continue issuing State charters, E713 [1MR]

———require certain States to pay special thrift deposit insurance to continue issuing state charters, E723 [1MR]

Foreign trade: national treatment by foreign countries for U.S. providers of certain financial and communications services (H.R. 1347), E830 [7MR]

Government: financial status of federally sponsored enterprises, E2683 [24JY]

Government regulations: extend and revise rulemaking authority relative to government securities under Federal laws (H.R. 3927), E4044 [25NO], E4159 [26NO]

Housing: regulation of financial programs for Government-sponsored enterprises, H6810-H6849 [25SE]

Investments: issuance of super savings bonds (H.R. 3570), H7869 [16OC]

———require disclosure of short positions of major short position holders (H.R. 3317), E3104 [23SE]

Markets and Trading Commission: establish (H.R. 965), H1004 [19FE], E515 [19FE]

Merrill Lynch, Inc.: support of individual retirement accounts, H9689 [12NO]

Money: reformation of monetary system, H2285-H2293 [17AP]

Postal Service: privatization, E563 [21FE]

Resolution Trust Corp.: funding, H1346, H1349 [5MR]

———funding (H.R. 1315), H1350 [5MR]

Savings and loan associations: bailout, H788 [30JA], H1091 [21FE], H1462, H1554-H1557 [7MR], H4228 [11JN], H4299, H4300 [12JN], H4870 [24JN], H7554 [8OC], H10995 [22NO], E3991 [22NO], E4092 [26NO]

———insurance, H1572 [11MR]

———Resolution Trust Corp. effectiveness, H5055 [26JN]

SBA: purchase of eligible securities by qualified commercial or mutual savings banks (H.R. 3419), H9093 [4NO], E3176 [26SE]

SEC: disclosure of information concerning international structure and competitiveness (H.R. 3637), E3546 [25OC]

Securities Exchange Act: national securities exchange members' investment discretion (H.R. 3047), E2703 [25JY]

Small Business Stock Exchange of America: establish, E4166 [26NO]

Surety bonds: small business acquisitions (H.R. 3536), E3347 [9OC]

———treatment of discriminatory transactions (H.R. 3534), E3347 [9OC]

Taxation: capital gains, H785, H790 [30JA], H1572 [11MR], H5602 [18JY], H5668 [23JY], H6679 [19SE], H8124 [22OC], H8362 [23OC], H8671 [30OC], H8929 [1NO], H10283 [18NO], H11036 [23NO], E3900 [19NO]

———capital gains for small and high-risk business stock (H.R. 1194), E722 [1MR]

———capital gains (H.R. 1721), E1222 [11AP]

———capital gains (H.R. 2958), E2624 [19JY]

———capital gains (H.R. 3128), H6144 [31JY], H6198 [1AU], H7556 [8OC]

———capital gains (H.R. 3741), E3766, E3769, E3777 [8NO]

———capital gains (H.R. 3859), E4132 [26NO]

———capital gains (H.R. 3875), H10851 [22NO]

———employee stock ownership plans (H.R. 2410), H7975-H7979 [16OC], E1866, E1869 [21MY]

———interest income (H.R. 3925), E4157 [26NO]

———permanently extend qualified mortgage bonds (H.R. 1067), H8930 [1NO], E578 [22FE]

———prior law treatment of corporate reorganizations through the exchange of debt instruments (H.R. 3262), E2883 [2AU]

———real estate activities under the passive loss rules and capital gains preference (H.R. 3652), E3575 [29OC]

———reinstate investment tax credit and reduce capital gains taxes (H.R. 2359), H3042 [15MY], H8671 [30OC]

———repeal provisions that provide that the accumulated earnings tax be applied without regard to the number of shareholders in a corporation (H.R. 306), E47 [3JA]

———small issue bonds (H.R. 710), E342 [29JA]

———small issue bonds (H.R. 1186), E710 [1MR]

———treatment of charitable beneficiaries of remainder trusts (H.R. 1132), E675 [28FE]

———treatment of interest incurred on junk bonds used in hostile business takeovers (H.R. 1554), E1069 [22MR]

———treatment of recycling facilities relative to the tax-exempt bond rules (H.R. 2172), E1548-E1550 [1MY]

———treatment of spaceports relative to tax exempt facility bond rules (H.R. 1358), E854 [8MR]

———volume cap on private activity bonds used to finance high-speed intercity rail facilities (H.R. 3348), E3064 [18SE]

Remarks in Senate

Bankruptcy: participation of governmental units in certain proceedings (S. 1716), S13061 [16SE]

Business and industry: limited partnership rollups (S. 1423), S9121, S9125 [28JN]

CFTC: authorizing appropriations (S. 207), S4434-S4444, S4512 [16AP], S4525-S4537, S4554-S4598-S4611 [17AP], S4683-S4708 [18AP], S11118 [29JY]

———authorizing appropriations (S. 207), unanimous consent, S4309-S4320 [11AP]

Children and youth: establish security trust fund for Federal programs (S. 903), S4875 [23AP]

Commodities: intermarket coordination, S4605-S4611 [17AP]

Conflict of interests: remove prohibition on broker-dealer transactions for certain potential conflict-of-interest accounts (S. 577), S2826 [6MR]

Corporations: confidentiality in the granting and voting of proxies (S. 2030), S17691 [22NO]

———stockholder role in determination of income of certain executive officers (S. 1198), S6997 [4JN]

Courts: impact of lawsuits on business and economic growth, S16602-S16604 [13NO]

Crime: financial institution fraud prosecutions, S8899-S8901 [27JN]

Federal Employees Retirement System: tribute to Thrift Investment Board, S5332 [25AP]

Financial institutions: allow broad range of restricted financial service activities under certain conditions (S. 1116), S6221 [21MY]

———disclosure of information relative to the resolution of a failed depository institution by use of public funds-S10384 [18JY]

———Federal regulation of commodity investments, S4604, S4605 [17AP]

———impact of foreign deposits on Federal deposit insurance, S16902-S16908 [18NO]

———impact on costs relating to Government imposition of consumer legislation, S16983, S16998-S17030 [19NO], S17109 [20NO]

———improve supervision and regulation of FNMA, Federal Home Loan Mortgage Corp., Student Loan Marketing Association, and Farm Credit System (S. 1282), S7637 [12JN]

———private deposit insurance, S81 [4JA]

———reform deposit insurance system (S. 543), S2626 [5MR], S2744 [6MR], S15818 [1NO], S16211 [7NO], S16469-S16476, S16504-S16507, S16509-S16602, S16604-S16607, S16640 [13NO], S16680-S16685-S16692, S16693-S16713, S16714-S16717, S16735-S16739, S16741 [14NO], S16815-S16818 [15NO], S16899, S16918-S16921, S16922-S16937 [18NO], S16982, S16998, S17030, S17036, S17037, S17038 [19NO], S17109 [20NO], S17305-S17313, S17314-S17320, S17322-S17390, S17525 [21NO], S17723, S17725 [22NO], S18115, S18132 [25NO], S18522, S18523, S18547 [26NO], S18812-S18814, S18819, S18821 [18DE]

———reform deposit insurance system (S. 543), House amendments, S18016 [25NO]

———reform deposit insurance system (S. 543), cloture vote, S16608 [13NO]

———reform deposit insurance system (S. 543), conference report, S18588, S18617-S18626 [27NO]

———reform deposit insurance system (S. 543), conference report, unanimous-consent agreement, S18616 [27NO]

———reform deposit insurance system (S. 543), correct technical errors in enrollment (S. Con. Res. 83), S18617 [27NO]

———reform deposit insurance system (S. 543), correction in engrossment, S17525 [21NO]

———reform deposit insurance system (S. 543), unanimous-consent agreement, S16915, S16920 [18NO], S17341 [21NO]

———reform deposit insurance system (S. 543), vitiation of cloture vote, S15949 [5NO]

———registration and administration (S. 380), S1717 [6FE], S16934 [18NO]

———regulation of certain marketing activities at federally insured institutions (S. 1223), S7170 [5JN]

———SBA participation in the purchase of certain eligible securities, S17337-S17340 [21NO]

Foreign banks: Federal regulation of operations in the U.S., S18812-S18814 [18DE]

High-Speed Surface Transportation Development Corp.: establish (S. 1493), S10442-S10444 [18JY]

Investments: regulation of Government securities auctions (S. 1699), S12671, S12672, S12673 [10SE], S13733-S13736 [25SE]

———rules for government securities brokers and dealers (S. 1247), S7374 [6JN], S11358-S11360 [30JY]

Japan: study of the structure and operation of capital and securities markets (S. 1861), S15073 [23OC]

Resolution Trust Corp.: refinancing and restructuring (S. 1896), S15525 [30OC]

Savings and loan associations: bailout, S7714 [13JN]

———bailout (S. 583), S2840 [6MR], S2993 [7MR]

Savings bonds: purchase and availability (S. 1281), S7637 [12JN]

SEC and CFTC: intermarket issues, S4694-S4705 [18AP]

Securities Exchange Act: statute of limitations for private rights of action arising from a violation (S. 1533), S10691 [23JY], S17725 [22NO]

Securities Investor Protection Corp.: disclosure requirements (S. 1464), S9880 [11JY]

Social Security: investment of trust fund in State and municipal bonds (S. 906), S4880 [23AP]

Taxation: capital gains, S3128-S3130 [13MR], S13952 [30SE], S14860 [17OC], S16507, S16508 [13NO], S16886 [18NO]

———capital gains for small and high-risk business stock (S. 467), S2184 [21FE]

———capital gains for small and high-risk business stock (S. 697), S3714 [20MR]

———capital gains (S. 656), S3263, S3287 [13MR], S3460 [14MR]

———capital gains (S. 698), S3717 [20MR]

———capital gains (S. 1857), S14942 [22OC]

———exclusion from gross income of proceeds from U.S. savings bonds used to pay higher education expenses (S. 1926), S16081 [6NO]

———indexing certain assets (S. 1917), S15971 [5NO]

———mortgage revenue bond financing of mortgages for veterans of Operation Desert Shield (S. 354), S1595 [5FE]

———mortgage revenue bond financing of mortgages for veterans of Operation Desert Shield (S. 355), S1595 [5FE]

———permanent extension for the issuance of first-time farmer bonds (S. 710), S3736 [20MR]

———small issue bonds (S. 913), S5002, S5003 [24AP]

———small issue bonds (S. 1357), S8500 [24JN], S15983 [5NO]

———State ceiling for private activity bonds (S. 2004), S17435 [21NO]

———tax-exempt bond financing for storage tanks used in petroleum reserve storage tanks (S. 1236), S7318 [6JN]

———treatment of certain bonds (S. 150), S539 [15JA], S840 [14JA]

U.S. Savings Bond Month: designate (S.J. Res. 135), S5129, S5130 [25AP]

Veterans: eligibility for mortgage revenue bond financing (S. 777), S4132 [22MR]

Reports

Social Security Taxes: Congressional Research Service, S4881 [23AP]

Reports by conference committees

Comprehensive Deposit Insurance Reform and Taxpayer Protection Act (S. 543), H11761-H11805 [26NO]

Reports filed

Consideration of H.R. 2900, Improvement in Supervision and Regulation of FNMA, Federal Home Loan Mortgage Corp., Student Loan Marketing Association, and Farm Credit System: Committee on Rules (H. Res. 226) (H. Rept. 102-218), H6797 [24SE]

Consideration of the Conference Report on S. 543, Reform of the Deposit Insurance System: Committee on Rules (H. Res. 318) (H. Rept. 102-406), H11760, H11885 [26NO]

Disclosure by Financial Institutions of Interest Rates Payable and Fees Assessable Relative to Deposit Accounts: Committee on Banking, Finance and Urban Affairs (H.R. 2654) (H. Rept. 102-202), H6538 [12SE]

Improve Supervision and Regulation of FNMA, Federal Home Loan Mortgage Corp., Student Loan Marketing Association, and Farm Credit System: Committee on Banking, Finance and Urban Affairs (H.R. 2900) (H. Rept. 102-206), H6674 [17SE]

Protection of Investors in Limited Partnerships in Rollup Transactions: Committee on Energy and Commerce (H.R. 1885) (H. Rept. 102-254), H7980 [16OC]

Reform of Federal Deposit Insurance: Committee on Banking, Housing, and Urban Affairs (S. 543) (S. Rept. 102-167), S14042 [1OC]

Reform of the Deposit Insurance System: committee of conference (S. 543) (H. Rept. 102-407), H11885 [26NO]

Rules for Government Securities Brokers and Dealers: Committee on Banking, Housing, and Urban Affairs (S. 1247) (S. Rept. 102-126), S11215 [29JY]

Short-Selling Activity in the Stock Market—Market Effects and the Need for Regulation: Committee on Government Operations (H. Rept. 102-414), H12055 [18DE]

Resolutions by organizations

Social Security State and Municipal Bond Fund Act: National Association of Counties, S4886 [23AP]

Statements

CFTC Appropriations, S4312 [11AP]

Comprehensive Deposit Insurance Reform and Taxpayer Protection Act: OMB, S16999 [19NO]

———Representatives Vento, Gonzalez, and Riegle, E4247 [18DE]

———Senator Riegle, S2637-S2644 [5MR]

Federal Regulation of Foreign Bank Operations in the U.S.: FDIC, S18815 [18DE]

Futures Trading Practices Act (S. 207): OMB, S4442 [16AP]

Improve Supervision and Regulation of FNMA, Federal Home Loan Mortgage Corp., Student Loan Marketing Association, and Farm Credit System: Bush administration, H6809 [25SE]

Least Cost Resolution to the FDIC insurance fund: Senator Riegle and Representatives Gonzalez and Vento, S18819 [18DE]

Purchase of Eligible Securities by Qualified Commercial or Mutual Savings Banks: Nicholas P. Koskores, H9093 [4NO]

Resolution Trust Corp. Refinancing: Dept. of the Treasury, S15529 [30OC]

Social Security State and Municipal Bond Fund Act: National Conference of State Legislatures, S4886 [23AP]

Social Security Taxes: Felix Rohatyn, S4883 [23AP]

Truth in Savings Act: Richard L.D. Morse, H6763 [24SE]

Studies

How Tax Policy Compounded the S&L Crisis: Institute for Policy Innovation, S3265 [13MR], S3461 [14MR]

Tax Fairness—Myths and Reality: National Center for Policy Analysis, S3264 [13MR], S3460 [14MR]

Summaries

Capital Gains Tax (H.R. 3875), H10851 [22NO]

Comprehensive Deposit Insurance Reform and Taxpayer Protection Act (S. 543), S2648-S2650 [5MR], S17365-S17367 [21NO]

Corporate Pay Responsibility Act (H.R. 2522), E2032 [5JN]

Corporate Pay Responsibility Act (S. 1198), S6999 [4JN]

Establish Markets and Trading Commissions (H.R. 965), E516 [19FE]

Social Security State and Municipal Bond Fund Act (S. 906), S4885 [23AP]

Tables

Commodity futures contracts traded directly affected by intermarket coordination, S4611 [17AP]

Distributional effect of the administration's capital gains proposal, H8363 [23OC]

Estimated revenue effects of certain provisions of Economic Growth Act (H.R. 3130), H8363 [23OC]

FDIC bank insurance fund, S16585 [13NO]

State shares of the savings and loan clean-up, E724 [1MR]

Testimonies

Futures Trading Practices Act (S. 207), S4531, S4534 [17AP]

———Alan Greenspan, S4531, S4534 [17AP]

Resolution Trust Corp. Refinancing: Resolution Trust Corp., S15530 [30OC]

Texts of

H. Con. Res. 261, correct technical errors in enrollment of S. 543, Comprehensive Deposit Insurance Reform and Taxpayer Protection Act, H11864 [26NO]

H. Res. 226, consideration of H.R. 2900, improve supervision and regulation of FNMA, Federal Home Loan Mortgage Corp., Student Loan Marketing Association, and Farm Credit System, H6807 [25SE]

H. Res. 298, insert language of H.R. 3768, in lieu of S. 543, Comprehensive Deposit Insurance Reform and Taxpayer Protection Act, H11031 [23NO]

H. Res. 318, waiving all points of order against conference report on S. 543, Comprehensive Deposit Insurance Reform and Taxpayer Protection Act, H11760 [26NO]

H.R. 1721, Capital Gains Tax Fairness Act, E1222-E1224 [11AP]

H.R. 1885, Limited Partnership Rollup Reform Act, H9354 [5NO]

H.R. 2522, Corporate Pay Responsibility Act, E2032 [5JN]

H.R. 2654, Truth in Savings Act, H6759-H6761 [24SE]

H.R. 2900, Financial institutions' supervision and regulation of FNMA, Federal Home Loan Mortgage Corp., Student Loan Marketing Association, and Farm Credit System, H6820-H6832 [25SE]

H.R. 3317, Market Information and Shareholder Protection Act, E3104 [23SE]

H.R. 3652, real estate activities in relation to passive loss rules and preferential capital gains, E3576 [29OC]

S. 150, tax treatment of certain bonds, S841 [14JA]

S. 207, Futures Trading Practices Act, S4423-S4433 [16AP]

S. 354, mortgage revenue bond financing of mortgages for veterans of Operation Desert Shield, S1596 [5FE]

S. 355, mortgage revenue bond financing of mortgages for veterans of Operation Desert Shield, S1596 [5FE]

S. 467, Small and High-Risk Business Investment Act, S2185 [21FE]

S. 543, Comprehensive Deposit Insurance Reform and Taxpayer Protection Act, S2627-S2637 [5MR], S17910-S17987 [23NO]

S. 583, savings and loan associations bailout, S2841 [6MR]

S. 656, Economic Growth and Venture Capital Act, S3287-S3289 [13MR]

S. 697, tax treatment of capital gains for small and high-risk business stock, S3715-S3717 [20MR]

S. 698, capital gains tax treatment, S3718 [20MR]

S. 710, permanent extension for the issuance of first-time farmer bonds, S3737 [20MR]

S. 777, veterans' eligibility for mortgage revenue bond financing, S4132 [22MR]

S. 903, establish security trust fund for Federal children's programs, S4876 [23AP]

S. 906, investment of Social Security trust fund in State and municipal bonds, S4883 [23AP]

S. 913, Tax Exempt Bond Simplification Act, S5003 [24AP]

S. 1198, Corporate Pay Responsibility Act, S6999 [4JN]

S. 1247, rules for government securities brokers and dealers, S7374 [6JN], S11358 [30JY]

S. 1281, purchase and availability of savings bonds, S7637 [12JN]

S. 1282, improve supervision and regulation of FNMA, Federal Home Loan Mortgage Corp., Student Loan Marketing Association, and Farm Credit System, S7638-S7657 [12JN]

S. 1423, Limited Partnership Rollup Reform Act, S9122 [28JN]

S. 1699, Government Securities Offering Enforcement Act, S12672 [10SE]

S. 1716, participation of governmental units in certain bankruptcy proceedings, S13062 [16SE]

S. 1896, Resolution Trust Corporation Refinancing Act, S15526-S15528 [30OC]

S. 1917, Asset Indexing Act, S15971 [5NO]

S. 1926, exclusion from gross income of proceeds from U.S. savings bonds used to pay higher education expenses, S16081 [6NO]

S. 2004, State taxation ceiling for private activity bonds, S17435 [21NO]

S. Con. Res. 83, correct technical errors in enrollment of S. 543, Comprehensive Deposit Insurance Reform and Taxpayer Protection Act, S18617, S18709 [27NO], S18811 [18DE], H11873 [26NO]

S.J. Res. 135, U.S. Savings Bond Month, S5131 [25AP]