SECURITIES AND EXCHANGE COMMISSION

Amendments

Securities: regulation of Government auctions (S. 1699), S13718, S13733 [25SE]

Analyses

Limited Partnership Rollup Reform Act (S. 1423), S9123 [28JN]

National Securities Exchange Members' Investment Discretion (H.R. 3047), E2703 [25JY]

Articles and editorials

Securities Regulation—Tighter Belts, H7814 [11OC]

Bills and resolutions

Business and industry: limited partnership rollups (see S. 1423, S9115 [28JN])

———restrictions on the conduct of hostile takeovers by foreign-based persons (see H.R. 3847, H10841 [21NO])

Investments: require disclosure of short positions of major short position holders (see H.R. 3317, H6538 [12SE])

Markets and Trading Commission: establish (see H.R. 965, H1023 [19FE])

Quarterly report requirements (see H.R. 2910, H5513 [16JY])

Securities: disclosure of information concerning international structure and competitiveness (see H.R. 3637, H8495 [24OC])

———equalize the regulatory treatment of participants in the securities industry (see H.R. 797, H889 [5FE])

———national securities exchange members' investment discretion (see H.R. 3047, H5909 [25JY])

———prohibit certain trades (see H.R. 225, H60 [3JA])

———regulation of Government auctions (see S. 1699, S12663 [10SE])

———remove prohibition on broker-dealer transactions for certain potential conflict-of-interest accounts (see S. 577, S2771 [6MR])

———statute of limitations for private rights of action arising from certain legal violations (see H.R. 3185, H6316 [1AU])

Communications from

Activities: report, H195 (EC269) [10JA]

Administrative control system: report, H12061 (EC2486) [3JA]

Appropriations: request, S6033 (EC1190) [16MY], H2961 (EC1269) [13MY]

Competition for contracts: report, S3711 (EC796) [20MR], H1578 (EC835) [11MR]

Freedom of Information Act: report, S3711 (EC808) [20MR], H1578 (EC834) [11MR]

Inspector General: report, S7627 (EC1391) [12JN], H528 (EC384) [16JA], H4014 (EC1480) [5JN], H12061 (EC2491) [3JA]

Intermarket coordination: report, S7463 (EC1348) [11JN]

Internal accounting and administrative controls: report, S1157 (EC414) [24JA]

Report, S13234 (EC1908) [18SE], H6600 (EC2065) [16SE]

Securities Investor Protection Corp.: report, S4451 (EC899) [16AP], S12659 (EC1739) [10SE], H2134 (EC1038) [10AP], H6380 (EC1896) [2AU]

Descriptions

Equalize the regulatory treatment of participants in the securities industry (H.R. 797), E415-E417 [5FE]

Establish Markets and Trading Commission (H.R. 965), H1005-H1007 [19FE]

Government Securities Offering Enforcement Act (S. 1699), S12672 [10SE]

Documents

Why We Need Coordinated Circuit Breakers, Cross-Margining, and Other Items, S4696 [18AP]

Letters

CFTC appropriations, S4318 [11AP]

Futures Trading Practices Act, S4577, S4579, S4581 [17AP]

International securities market: North American Securities Administrators Association, Inc., E3546 [25OC]

Resolution Trust Corp. funding: Richard C. Breeden, H1747 [13MR]

Securities Investors Legal Rights Act: Legislative Alert (organization), H11812 [26NO]

———Public Citizen (organization), H11811 [26NO]

Memorandums

Proposal To Expand Financial Reporting Requirements of the Foreign Operations of U.S. Firms: Mark Jickling, Congressional Research Service, E3547 [25OC]

Remarks in House

Business and industry: financial reporting requirements, H5404 [11JY]

———restrictions on the conduct of hostile takeovers by foreign-based persons (H.R. 3847), E3982 [22NO]

Crime: statute of limitations for private rights of action arising from certain legal violations (H.R. 3185), E2843 [2AU]

Investments: require disclosure of short positions of major short position holders (H.R. 3317), E3104 [23SE]

Markets and Trading Commission: establish (H.R. 965), H1004 [19FE], E515 [19FE]

Securities: disclosure of information concerning international structure and competitiveness (H.R. 3637), E3546 [25OC]

———equalize the regulatory treatment of participants in the securities industry (H.R. 797), E414 [5FE]

———national securities exchange members' investment discretion (H.R. 3047), E2703 [25JY]

Remarks in Senate

Business and industry: limited partnership rollups (S. 1423), S9121, S9125 [28JN]

Executive departments: pay reform, S17381 [21NO]

Futures Trading Practices Act: intermarket issues, S4694-S4705 [18AP]

Securities: regulation of Government auctions (S. 1699), S12671, S12672, S12673 [10SE], S13733-S13736 [25SE]

———remove prohibition on broker-dealer transactions for certain potential conflict-of-interest accounts (S. 577), S2826 [6MR]

Reports filed

Short-Selling Activity in the Stock Market—Market Effects and the Need for Regulation: Committee on Government Operations (H. Rept. 102-414), H12055 [18DE]

Statements

Depository Institution Oversight, S8904 [27JN]

Disclosure of Information Relative to the Resolution of a Failed Depository Institution by Use of Public Funds, S10372, S10374 [18JY]

Financial Markets Regulatory Structure: OTA, H1005 [19FE]

Interstate Branching for Banks, S16694 [14NO]

Summaries

Establish Markets and Trading Commissions (H.R. 965), E516 [19FE]

Testimonies

Dept. of Treasury Reforms Take First Step To Modernize the Financial System: Lowell L. Bryan, S16699-S16701 [14NO]

Texts of

H.R. 3317, Market Information and Shareholder Protection Act, E3104 [23SE]

S. 1423, Limited Partnership Rollup Reform Act, S9122 [28JN]

S. 1699, Government Securities Offering Enforcement Act, S12672 [10SE], S13735 [25SE]