SECURITIES AND EXCHANGE COMMISSION
Amendments
Market Reform Act: enact (S. 648), 23357 [4AU]
Securities: prevention of disruption in markets (H.R. 3657), 25711, 25817 [25SE], 26624-26629 [28SE]
Securities Law Enforcement Remedies Act: enact (S. 647), 26347, 26405 [27SE]
Transactions: clearance and settlement (H.R. 3656), 36295, 36641 [27OC], 36907 [27OC]
Analyses
Fair Disclosure in Takeovers Act (H.R. 4620), 8561 [27AP]
Penny Stock Reform Act (H.R. 4497), 6856 [4AP]
Articles and editorials
Audit Firm—Victim or Accomplice?, 20852 [31JY]
SEC's Powers Shouldn't Be Expanded, 15867 [27JN]
Treasury Pressing Street To Line Up Behind Jurisdiction Bill, 15868 [27JN]
Bills and resolutions
CFTC: dual membership of one member (see S. 2335)
Financial Services Commission Act: enact (see S. 2433)
Markets and Trading Reorganization and Reform Act: enact (see H.R. 4477)
Penny Stock Reform Act: enact (see H.R. 4497)
Securities: amend Federal laws to equalize regulatory treatment (see H.R. 5777)
———disclosure of information relative to certain proxy contests (see H.R. 4620)
———disclosure of short positions of major short position holders (see H.R. 5939)
———enforcement remedies for violations and eliminate abuses in penny stock transactions (see H.R. 5325)
Taxation: increase home improvement loan amounts which may be financed with tax-exempt bonds (see H.R. 5286)
Transactions: clearance and settlement (H.R. 3656), correction of engrossment (see H. Res. 405)
Communications from
Activities: report, 23474 (EC3724) [5SE], 23569 (EC3484) [10SE]
Competition for contracts: report, 1021 (EC2406) [1FE], 1399 (EC2296) [6FE]
Freedom of Information Act: report, 5534 (EC2850) [27MR], 6114 (EC2691) [30MR]
Government in the Sunshine Act: report, 15465 (EC3446) [25JN], 16435 (EC3238) [28JN]
Government Securities Act: report, 28136 (EC3678) [9OC]
Inspector General: report, 135 (EC2030) [23JA], 13523 (EC3360) [11JN], 13763 (EC3112) [12JN]
Internal accounting and administrative control systems: report, 34 (EC2226, EC2238) [23JA], 139 (EC2158) [23JA]
Comparisons
SEC authority—differences between original House language and compromise amendment, 25718 [25SE]
Letters
CFTC and SEC jurisdictional dispute: several agricultural organizations, 8103 [24AP]
International Securities Enforcement Cooperation Act, 35089 [26OC]
Penny Stock Reform Act: Consumer Federation of America, 6856 [4AP]
SEC jurisdiction over utility holding companies, 36136 [27OC]
———Senator McClure, 36136 [27OC]
Memorials of legislature
California, 9605 [8MY]
Motions
Securities Law Enforcement Remedies Act: enact (S. 647), 18703 [23JY]
Papers
Currents in U.S. Financial Affairs: Rolf Wubbells, 31039 [18OC]
Remarks in House
Depositor Protection and Fraud Act: prohibiting the sale of certain types of stock in a retail branch of a federally insured bank or savings and loan, 2082 [20FE]
Dept. of Justice: establish Financial Services Crime Division (H.R. 5101), 14876 [20JN]
Economic conditions: financial system, 31039-31041 [18OC]
Markets and Trading Reorganization and Reform Act: enact (H.R. 4477), 6824, 6830 [4AP], 10224 [14MY]
Milken, Michael: sentencing for junk bond fraud, 8232 [25AP]
Penny Stock Reform Act: enact (H.R. 4497), 6621, 6623 [4AP], 6827, 6856 [4AP], 18582 [20JY]
Securities: disclosure of information relative to certain proxy contests (H.R. 4620), 8560 [27AP]
———eliminate abuses in penny stock transactions (H.R. 5325), 18582 [20JY]
———prevention of disruption in markets (H.R. 3657), 12624-12632 [5JN]
———prevention of disruption in markets (H.R. 3657), Senate amendments, 26624-26632 [28SE]
———provide enforcement remedies for violations and eliminate abuses in penny stock transactions (H.R. 5325), 18687-18697 [23JY]
Securities Law Enforcement Remedies Act: enact (S. 647), 18697 [23JY], 26836, 26844-26847 [1OC]
———enact (S. 647), insert provisions of H.R. 5325, Securities and Penny Reform Act, 18703 [23JY]
Taxation: registration fees, 32651 [23OC]
Transactions: clearance and settlement (H.R. 3656), 9655-9658 [8MY], 36907 [27OC], 37130 [27OC]
———clearance and settlement (H.R. 3656), correction of engrossment (H. Res. 405), 12632, 12633 [5JN]
Remarks in Senate
CFTC: dual membership of one member (S. 2335), 5309 [26MR]
———jurisdiction controversy, 9575 [8MY], 10017 [10MY], 14865 [20JN]
———transfer stock index futures jurisdiction, 15867-15868 [27JN]
Financial Services Commission Act: enact (S. 2433), 7079 [5AP]
Jurisdiction, 5689 [28MR], 8103 [24AP]
Market Reform Act: enact (S. 648), 15867-15868 [27JN]
Markets and Trading Reorganization and Reform Act: enact (H.R. 4477), 15867 [27JN]
Public utilities: jurisdiction over holding companies, 36136 [27OC]
Roberts, Richard Y.: nomination to the SEC, 26512 [28SE]
Securities: jurisdiction controversy on equities and futures markets, 6694 [4AP]
———prevention of disruption in markets (H.R. 3657), 25711-25720 [25SE]
Securities Law Enforcement Remedies Act: enact (S. 647), 18092-18100 [18JY], 26339-26351 [27SE]
Transactions: clearance and settlement (H.R. 3656), 13421 [7JN], 36295-36297 [27OC]
Reports
Initiatives Aimed at Reducing Volatility, Enhancing Investor Confidence: New York Stock Exchange panel, 14865 [20JN]
Reports filed
Clearance and Settlement of Transactions: Committee on Energy and Commerce (H.R. 3656) (H. Rept. 101-477), 9704 [8MY]
Federal Securities Laws Enforcement Remedies for Violations: Committee on Energy and Commerce (H.R. 975) (H. Rept. 101-616), 18788 [23JY]
Nominations: Committee on Banking, Housing, and Urban Affairs, 3402 [5MR]
Penny Stocks Abuses: Committee on Energy and Commerce (H.R. 4497) (H. Rept. 101-617), 18788 [23JY]
Prevention of Disruption in Securities Markets: Committee on Energy and Commerce (H.R. 3657) (H. Rept. 101-524), 12670 [5JN]
Securities Law Enforcement Remedies Act: Committee on Banking, Housing, and Urban Affairs (S. 647) (S. Rept. 101-337), 15590 [26JN]
Summaries
Financial Services Commission Act (S. 2433), 7081 [5AP]
Markets and Trading Reorganization and Reform Act (H.R. 4477), 6825-6827, 6831 [4AP]
Securities Enforcement and Penny Stock Reform Act (H.R. 5325), 18582-18584 [20JY]
Tables
SEC space cost analysis for headquarters and regions GSA vs. independent leasing, 35090 [26OC]
Testimonies
CFTC/SEC Jurisdiction Controversy on Equities and Futures Markets: Alan Greenspan, 6694-6696 [4AP]
SEC and CFTC Jurisdiction Over Stock and Futures Issues: Alan Greenspan, 15867 [27JN]
Texts of
H. Res. 405, correction of engrossment of H.R. 3656, clearance and settlement of securities transactions, 12632 [5JN]
H.R. 3656, clearance and settlement of securities transactions, 9655 [8MY]
H.R. 3657, Securities Market Reform Act, 12624-12628 [5JN]
H.R. 5325, Securities and Penny Stock Reform Act, 18687-18694 [23JY]
S. 647, Securities Law Enforcement Remedies Act, 18092-18097 [18JY], 18697-18703 [23JY], 26339-26347 [27SE], 26836 [1OC]
S. 648, Market Reform Act, 23404-23406 [4AU]
S. 2335, dual membership of one member, 5309 [26MR]