SECURITIES AND EXCHANGE COMMISSION
Amendments
Appropriations: authorizing (S. 1712), 29415, 29416, 29449, 29450 [16NO]
Analyses
International Securities Enforcement Cooperation Act (H.R. 1396), 4147 [14MR]
Securities Law Enforcement Remedies Act (S. 647), 4801 [17MR]
Securities Markets Stabilization Act (H.R. 3656), 28962-28965 [14NO], 29293-29296 [16NO]
Shareholder Communications Improvement Act (S. 649), 4807 [17MR]
Trust Indenture Reform Act Amendments (H.R. 1786), 6063 [11AP]
Trust Indenture Reform Act (S. 651), 4820 [17MR]
Bills and resolutions
Appropriations: authorizing (see S. 1712)
Banks and banking: prohibit sale of securities issued by insured depository institutions or their affiliates (see H.R. 3721)
Corporate insiders: prompt reporting in holdings and transactions (see H.R. 3608)
Corporate Integrity and Full Disclosure Act: enact (see S. 1886)
Corporate Takeover Reform Act: enact (see S. 1244)
Exemptive authority: clarify (see S. 965, 1551; H.R. 2473)
Investments: self-regulation of advisers (see S. 1410; H.R. 3054)
Market Reform Act: enact (see S. 648)
Public Utility Holding Company Act: clarify exempting authority under (see H.R. 3640)
Securities: authority to prevent market disruptions (see H.R. 1609, 3657)
———prohibit certain trades (see H.R. 603, 606)
Securities Law Enforcement Remedies Act: enact (see S. 647)
Shareholder Communications Improvement Act: enact (see S. 649)
Taxation: increase holding period for capital assets (see S. 645)
———rates on children's investment income (see H.R. 175)
Transactions: clearance and settlement (see H.R. 3656)
Communications from
Appropriations: report, 5893 (EC947) [10AP]
Competition for contracts: report, 4988 (EC800) [20MR], 5393 (EC749) [4AP]
Contract awards: report, 1792 (EC508) [7FE]
Enforcement of Federal securities laws: legislation, 344 (EC338) [24JA], 1472 (EC412) [2FE]
Freedom of Information Act: report, 7433 (EC1035) [25AP], 7954 (EC1042) [3MY]
Government in the Sunshine Act: report, 19556 (EC1596) [6SE], 19611 (EC1565) [6SE]
Inspector General: report, 28016 (EC2001) [8NO]
Inspector General Act amendments compliance: report, 28705 (EC1946) [14NO]
Internal control and financial systems: report, 315 (EC245) [20JA], 345 (EC368) [24JA]
Investment Advisers Act: amendments, 14146 (EC1322) [11JY]
———legislation, 12492 (EC1364) [20JN]
Records system: report, 264 (EC282) [19JA]
Report, 30032 (EC2037) [17NO]
Securities Exchange Act: report, 6547 (EC925) [13AP]
Securities Investor Protection Corp.: report, 196 (EC173) [4JA], 312 (EC165) [20JA], 20646 (EC1686) [18SE], 21325 (EC1684) [21SE]
Securities law enforcement: legislation, 3499 (EC704) [6MR], 3622 (EC662) [7MR]
Letters
Appropriations: Federal Bar Association, 10115 [24MY]
Investment Adviser Self-Regulation Act, 16323 [26JY]
———David S. Ruder, 17114, 17115, 17116 [31JY]
———Peter H. McPhee, 17116 [31JY]
———Representative Dingell, 17115, 17116 [31JY]
Volatility in stock and related futures markets: Senator Leahy, 28045 [9NO]
———Wendy L. Gramm, 28045-28047 [9NO]
Letters of transmittal
Trust Indenture Reform Act amendment, 6076 [11AP]
Memorials of legislature
California, 23739 [6OC]
Remarks in House
CFTC: study of effects of Chicago market on New York market, 25169 [19OC]
Corporate insiders: prompt reporting in holdings and transactions (H.R. 3608), 30702 [21NO]
Investments: self-regulation of advisers (H.R. 3054), 17099, 17114 [31JY]
Securities: authorities to prevent market disruptions (H.R. 1609), 5315 [23MR]
———authority to prevent market disruptions (H.R. 3657), 28962 [14NO], 29293 [16NO]
———facilitate cooperation with foreign countries in law enforcement (H.R. 1396), 4147 [14MR]
Transactions: clearance and settlement (H.R. 3656), 28962 [14NO], 29293 [16NO]
Remarks in Senate
Appropriations: authorizing (S. 1712), 29449-29457 [16NO]
Breeden, Richard C.: nomination confirmed, 23196, 23198 [4OC]
Corporate Integrity and Full Disclosure Act: enact (S. 1886), 29401 [16NO]
Corporate Takeover Reform Act: enact (S. 1244), 13137 [22JN]
Corporations: leveraged buyout filing requirements, 19939 [7SE]
Investments: self-regulation of advisers (S. 1410), 16316 [26JY]
Securities Law Enforcement Remedies Act: enact (S. 647), 4798 [17MR]
Shareholder Communications Improvement Act: enact (S. 649), 4807 [17MR]
Reports filed
Appropriations: Committee on Banking, Housing, and Urban Affairs (S. 1712) (S. Rept. 101-155), 22639 [2OC]
Nomination of Mary L. Schapiro: Committee on Banking, Housing, and Urban Affairs, 29400 [16NO]
Statements
Leverage Buyouts: Randall Araskog, 24716 [16OC]
Testimonies
Major Fraud in Industry: David Ruder, 5542, 5550 [5AP]
SEC Reauthorization, D208 [19AP]
Texts of
S. 647, Securities Law Enforcement Remedies Act, 4798-4801 [17MR]
S. 649, Shareholder Communications Improvement Act, 4807 [17MR]
S. 651, Trust Indenture Reform Act, 4818 [17MR]
S. 1244, Corporate Takeover Reform Act, 13138 [22JN]
S. 1410, Investment Adviser Self-Regulation Act, 16317-16322 [26JY]
S. 1886, Corporate Integrity and Full Disclosure Act, 29402 [16NO]