SECURITIES AND EXCHANGE COMMISSION

Amendments

Appropriations: authorizing (S. 1712), 29415, 29416, 29449, 29450 [16NO]

Analyses

International Securities Enforcement Cooperation Act (H.R. 1396), 4147 [14MR]

Securities Law Enforcement Remedies Act (S. 647), 4801 [17MR]

Securities Markets Stabilization Act (H.R. 3656), 28962-28965 [14NO], 29293-29296 [16NO]

Shareholder Communications Improvement Act (S. 649), 4807 [17MR]

Trust Indenture Reform Act Amendments (H.R. 1786), 6063 [11AP]

Trust Indenture Reform Act (S. 651), 4820 [17MR]

Bills and resolutions

Appropriations: authorizing (see S. 1712)

Banks and banking: prohibit sale of securities issued by insured depository institutions or their affiliates (see H.R. 3721)

Corporate insiders: prompt reporting in holdings and transactions (see H.R. 3608)

Corporate Integrity and Full Disclosure Act: enact (see S. 1886)

Corporate Takeover Reform Act: enact (see S. 1244)

Exemptive authority: clarify (see S. 965, 1551; H.R. 2473)

Investments: self-regulation of advisers (see S. 1410; H.R. 3054)

Market Reform Act: enact (see S. 648)

Public Utility Holding Company Act: clarify exempting authority under (see H.R. 3640)

Securities: authority to prevent market disruptions (see H.R. 1609, 3657)

———prohibit certain trades (see H.R. 603, 606)

Securities Law Enforcement Remedies Act: enact (see S. 647)

Shareholder Communications Improvement Act: enact (see S. 649)

Taxation: increase holding period for capital assets (see S. 645)

———rates on children's investment income (see H.R. 175)

Transactions: clearance and settlement (see H.R. 3656)

Communications from

Appropriations: report, 5893 (EC947) [10AP]

Competition for contracts: report, 4988 (EC800) [20MR], 5393 (EC749) [4AP]

Contract awards: report, 1792 (EC508) [7FE]

Enforcement of Federal securities laws: legislation, 344 (EC338) [24JA], 1472 (EC412) [2FE]

Freedom of Information Act: report, 7433 (EC1035) [25AP], 7954 (EC1042) [3MY]

Government in the Sunshine Act: report, 19556 (EC1596) [6SE], 19611 (EC1565) [6SE]

Inspector General: report, 28016 (EC2001) [8NO]

Inspector General Act amendments compliance: report, 28705 (EC1946) [14NO]

Internal control and financial systems: report, 315 (EC245) [20JA], 345 (EC368) [24JA]

Investment Advisers Act: amendments, 14146 (EC1322) [11JY]

———legislation, 12492 (EC1364) [20JN]

Records system: report, 264 (EC282) [19JA]

Report, 30032 (EC2037) [17NO]

Securities Exchange Act: report, 6547 (EC925) [13AP]

Securities Investor Protection Corp.: report, 196 (EC173) [4JA], 312 (EC165) [20JA], 20646 (EC1686) [18SE], 21325 (EC1684) [21SE]

Securities law enforcement: legislation, 3499 (EC704) [6MR], 3622 (EC662) [7MR]

Letters

Appropriations: Federal Bar Association, 10115 [24MY]

Investment Adviser Self-Regulation Act, 16323 [26JY]

———David S. Ruder, 17114, 17115, 17116 [31JY]

———Peter H. McPhee, 17116 [31JY]

———Representative Dingell, 17115, 17116 [31JY]

Volatility in stock and related futures markets: Senator Leahy, 28045 [9NO]

———Wendy L. Gramm, 28045-28047 [9NO]

Letters of transmittal

Trust Indenture Reform Act amendment, 6076 [11AP]

Memorials of legislature

California, 23739 [6OC]

Remarks in House

CFTC: study of effects of Chicago market on New York market, 25169 [19OC]

Corporate insiders: prompt reporting in holdings and transactions (H.R. 3608), 30702 [21NO]

Investments: self-regulation of advisers (H.R. 3054), 17099, 17114 [31JY]

Securities: authorities to prevent market disruptions (H.R. 1609), 5315 [23MR]

———authority to prevent market disruptions (H.R. 3657), 28962 [14NO], 29293 [16NO]

———facilitate cooperation with foreign countries in law enforcement (H.R. 1396), 4147 [14MR]

Transactions: clearance and settlement (H.R. 3656), 28962 [14NO], 29293 [16NO]

Remarks in Senate

Appropriations: authorizing (S. 1712), 29449-29457 [16NO]

Breeden, Richard C.: nomination confirmed, 23196, 23198 [4OC]

Corporate Integrity and Full Disclosure Act: enact (S. 1886), 29401 [16NO]

Corporate Takeover Reform Act: enact (S. 1244), 13137 [22JN]

Corporations: leveraged buyout filing requirements, 19939 [7SE]

Investments: self-regulation of advisers (S. 1410), 16316 [26JY]

Securities Law Enforcement Remedies Act: enact (S. 647), 4798 [17MR]

Shareholder Communications Improvement Act: enact (S. 649), 4807 [17MR]

Reports filed

Appropriations: Committee on Banking, Housing, and Urban Affairs (S. 1712) (S. Rept. 101-155), 22639 [2OC]

Nomination of Mary L. Schapiro: Committee on Banking, Housing, and Urban Affairs, 29400 [16NO]

Statements

Leverage Buyouts: Randall Araskog, 24716 [16OC]

Testimonies

Major Fraud in Industry: David Ruder, 5542, 5550 [5AP]

SEC Reauthorization, D208 [19AP]

Texts of

S. 647, Securities Law Enforcement Remedies Act, 4798-4801 [17MR]

S. 649, Shareholder Communications Improvement Act, 4807 [17MR]

S. 651, Trust Indenture Reform Act, 4818 [17MR]

S. 1244, Corporate Takeover Reform Act, 13138 [22JN]

S. 1410, Investment Adviser Self-Regulation Act, 16317-16322 [26JY]

S. 1886, Corporate Integrity and Full Disclosure Act, 29402 [16NO]