SECURITIES see also Investments

Addresses

American Business Presence in South Africa—The Caterpillar View, Byron De Haan, 31998 [19OC]

Policy Implications of the Stock Market Crash of 1987: Representative Markey, 3816 [14MR]

Amendments

Financial Modernization Act: enact (S. 1886), 5730, 5766, 5783, 5787, 5797, 5799, 5834, 5851-5857 [30MR]

Stocks: disclosures relative to accumulations and tender offers (S. 1323), 14594-14596 [15JN], 14988 [16JN], 15101, 15142 [17JN], 15195, 15219 [20JN], 15392 [21JN]

Analyses

Emergency Bank Consolidation Act (S. 2715), 21604 [10AU]

Financial Intermediaries Review Commission: American Bankers Association, 2470 [24FE]

Insider Trading and Securities Fraud Enforcement Act (H.R. 5133), 20018-20019 [2AU]

International Securities Enforcement Cooperation Act (S. 2544), 15372-15382 [21JN]

Securities Arbitration Reform Act (H.R. 4960), 16600-16602 [30JN]

Securities Market Reform Act (H.R. 4997), 17277 [7JY]

Trust Indenture Reform Act (S. 2566), 15950 [24JN]

Articles and editorials

Act Quickly to Resolve Cases, 29699 [11OC]

Adopt Risk-Based Insurance, 29699 [11OC]

All Dressed Up and No Place To Go?, 28287 [5OC]

Anti-Takeover Bill Would Shift Balance of Power, 15191 [20JN]

Basic—Protection for Investors, 12041 [24MY]

Battle of the Banks, 1896 [22FE]

Bottomline Examines Why Freddie Mac Stock Should Be Public, 13454 [6JN]

Capital Idea, 9917 [4MY]

Casino Works, 15757 [23JN]

Chilling Merger Fever, 12041 [24MY]

Community Chic, 15188 [20JN]

Deregulating Banks, 201 [27JA]

Don't Succumb to Takeover Fears, 15188 [20JN]

Downside of Hostile Takeovers, 12042 [24MY]

ESOP Bill May Backfire, 15190 [20JN]

Essential Next Step in Tax Reform, 9405 [28AP]

Fallacy of Laws That Stop Takeovers, 15186 [20JN]

Fencing in Corporate Raiders, 12043 [24MY]

Financing the Future—Don't Write Off Junk Bonds, 17317 [8JY]

Find New Funds, Restore Confidence, 29700 [11OC]

First, Clean Up to the Mess, 29700 [11OC]

First—Shut Insolvent Thrifts, 29699 [11OC]

Further Crashology, 11424 [18MY]

Future Permanent, 15756 [23JN]

Gangbusters—Laws Should Get Tougher With Corporate Raiders, 12042 [24MY]

German Banks Increase Loans to Soviets and Introduce Moscow to Bond Markets, 21204 [9AU]

Ghastly Antitakeover Idea, 15194 [20JN]

Higher Capital-Gains Taxes Offer Yet Another Reason Not To Invest, 12744 [26MY]

How to Fix the Capital Gains Mess, 21975 [11AU]

Improving Capital Investments, 6218 [31MR]

In Defense of Takeovers, 15187 [20JN]

John Reed Minds the Store, 21202 [9AU]

Law To Curb the ``Urge to Merge'', 12043 [24MY]

Let Banks Sell Securities, 609 [2FE]

Little-Known Firm Has Become the Envy of Options Industry, 2528 [25FE]

Long-Term Hindsight, 15190 [20JN]

Major Soviet Bond Issues Are Expected Despite Requirements to Disclose Secrets, 21205 [9AU]

Merger Mania—Don't Blame Raiders for Systemwide Abuses, 15185 [20JN]

Monster That's Eating Wall Street, 5354 [28MR]

More States Are Resorting to Legislation To Shoot Down Corporate Raiders, 15193 [20JN]

Mr. Reagan's Last Stand on the Crash, 4631 [22MR]

Myopic on Thrifts, 29861 [11OC]

No, Cut the Capital Gains Tax, 6313 [11AP]

Politics, 25268 [23SE]

Proxmire's Doubletalk on Takeovers, 15183 [20JN]

Radical Realignment Is Needed, 29701 [11OC]

Recipe for a Management Autocracy, 15328 [21JN]

Reforming the Bank Laws, 1896 [22FE]

Regulating Corporate Raiders, 12042 [24MY]

Remember the Crash?, 10472 [11MY]

Restore Discipline to the System, 29699 [11OC]

Rules of Corporate Combat, 12041 [24MY]

Senate Showdown Expected Over Shareholder Rights, 15181 [20JN]

Shielding Management, 15183 [20JN]

Signature Guarantee No Simple Matter, 32548 [21OC]

Smoot-Hawley Tariff and Stock Market Crash of 1929, 20033-20040 [3AU]

Some Commonsense Tinkering Might Be All That's Needed, 15189 [20JN]

Soviet Union in DM500M Bond Issue, 21203 [9AU]

Still the Best Game in Town, 15319 [21JN]

Take Off the Hobbles, 610 [2FE]

Takeover Fever Strikes Here—No Wisconsin Firm Is Immune From Attack, 21799-21800 [11AU]

Takeover Trend Helps Push Corporate Debt and Defaults Upward, 5835 [30MR]

Takeover—A Positive Force, 15194 [20JN]

Takeovers Rooted in Fear, 15184 [20JN]

Takeovers—Measure Should Restore Stability, 12043 [24MY]

$3.8 Billion Buyout Set for Ward—Deal To End Mobil's Troubled Move Into Retailing Business, 3531 [8MR]

Three Steps to Stability, 29699 [11OC]

U.S. Can't Be Ostrich-Like in Face of Fiscal Problems, 82 [25JA]

Venture Capital's New Look, 12015 [23MY]

We Can Stabilize Market, Raise Revenue, 6795 [13AP]

Wedtech Officials' Raids on Its Treasury Outlined, 16070 [27JN]

What Happened to 50 People Involved in Insider-Trading Cases?, 12289 [25MY]

What Is a Bank?, 608 [2FE]

What Stock Crash? Investors Dominate List of Top Earners, 15121 [17JN]

White House Opposes Takeover Bills, Sprinkel Tells Senate Banking Panel, 15187 [20JN]

Why Takeovers Are Taking Off Again, 6273 [11AP]

Workers Sue Would-Be Raider Over Lost Jobs, 19567 [28JY]

Wrong Villains on Wall Street—Quick Fixes Distract From Real Reforms, 11423 [18MY]

Bills and resolutions

Banks and banking: competitiveness in securities market (see H.R. 4753)

———conversion of mutual savings and loan associations to stock forms of organization (see S. Res. 514)

District of Columbia: authorizing the issuance of revenue bonds (see H.R. 5143)

Education: establish a College Savings Bond Program (see H.R. 4925)

Education Savings Act: enact (see S. 2833)

Federal Home Loan Mortgage Corp. Act: amend to eliminate certain restrictions on stock (see S. 2467)

Financial Reform and Community Protection Act: enact (see H.R. 4045)

Foreign countries: facilitate cooperation with U.S. in law enforcement (see H.R. 4945)

Foreign trade: international fairness in underwriting and distribution of Government securities (see S. 2922)

FRS: consolidation of bank subsidiaries of bank holding companies (see H.R. 4981)

Insider Trading and Securities Fraud Enforcement Act: enact (see H.R. 5133)

International Securities Enforcement Cooperation Act: enact (see S. 2544)

SEC: study of proxy contests as a vehicle for corporate takeover activity (see S. 2410)

Securities Arbitration Reform Act: enact (see H.R. 4960)

Securities Market Reform Act: enact (see H.R. 4997)

Taxation: accumulated earnings tax on corporation shareholders (see H.R. 5367)

———capital gains (see S. 2589; H.R. 5044)

———employee stock ownership programs (see H.R. 5171)

———exclusion of certain loans for employer securities (see H.R. 5170)

———laws relative to State and local government bonds (see S. Res. 463)

———require majority of employees' approval to establish employee stockownership plan (see S. 2291)

———small issue bonds (see S. 2090)

———treatment of certain stock (see H.R. 5237)

———treatment of waiver of interest rate adjustment clause on small issue bonds (see H.R. 4812)

———withdrawal of funds from individual retirement accounts for purpose of job training (see H.R. 4506)

Tax-exempt bonds: limiting issuance costs (see H.R. 5350)

Trust Indenture Act: amend (see S. 2566)

Trust Indenture Reform Act: enact (see S. 2566)

Court decisions

Bank holding company affiliates dealing in certain classes of securities, 1471 [17FE]

GAF Corp. v. Union Carbide Corp., 15333 [21JN]

Moran v. Household International, Inc., 15333 [21JN]

Documents

Amendment to section 17A of Securities Exchange Act, 32548 [21OC]

Explanations

Financial Modernization Act's managers amendment: Senators Proxmire and Garn, 6060-6062 [31MR]

History

Tender Offer Disclosure and Fairness Act (S. 1323), 15203 [20JN]

Letters

Bank holding company applications for securities powers: Representative LaFalce, 33533 [21OC]

Disclosures relative to accumulations of stock and tender offers: California Public Employees' Retirement System, 15330 [21JN]

———Paul F. Quirk, Massachusetts Pension Reserves Investment Management Board, 15332 [21JN]

———Boris Kramich, 15332 [21JN]

———Ed Fleming, State Association of Retirement Board Members, 15331 [21JN]

———Johnnie C. Rogers, Colorado Fire and Police Pension Association, 15332 [21JN]

———Paul R. Ray, 15331 [21JN]

———R.E. Whiteside, 15332 [21JN]

———Robert H. Dunphy, 15332 [21JN]

———Robert J. Scott, Public Employees' Retirement Association of Colorado, 15331 [21JN]

District of Columbia Revenue Bond Act: Barbara Z. Shattuck, 21131 [8AU]

———Barry S. Wildetein, 21131 [8AU]

———CBO, 21130 [8AU]

———Daniel W. Coyne, 21131 [8AU]

———David A. Clarke, 21131 [8AU]

———John E. Cheney, 21131 [8AU]

———Marion S. Barry, Jr., 21130 [8AU]

———Ronald T. Gault, 21131 [8AU]

———St. John's Child Development Center, 21131 [8AU]

Financial Modernization Act: sundry organizations, 5795 [30MR]

Insider trading regulations: M. Danny Wall, 32548 [21OC]

Securities Arbitration Reform Act: Representative Dingell, 16607 [30JN]

Strategic block investing: Gillette Co., 8400 [21AP]

Taxation of intercorporate dividends: several business organizations, 28843 [6OC]

Tax-exempt bonds financing of certain rental housing: Catholic Charities USA, 29299 [7OC]

Tender Offer Disclosure and Fairness Act: sundry associations, 15207, 15208 [20JN]

Lists

Federal Home Loan Mortgage Corp. top stockholders: American Banker, 18463 [14JY]

Individual shareowners of public corporations, 14596 [15JN]

States with educational savings bond programs, 29770 [11OC]

Takeover activities in several States, 14579-14580 [15JN], 14596 [15JN]

Memorandums

Trust Indenture Reform Act: SEC, 15952 [24JN]

Memorials of legislature

Delaware, 9673 [2MY], 14023 [9JN]

Louisiana, 19757 [1AU]

Maine, 2997 [2MR], 4571 [21MR]

Michigan, 4571 [21MR]

Pennsylvania, 13185 [1JN]

Petitions

Government stocks and bonds: Barry D. Holland, 160 [1FE]

Revenue bonds: Buffalo, NY, 14373 [14JN]

Tax-exempt status of State and municipal bonds: Oldsmar, FL, 13186 [1JN]

Remarks in House

Banks and banking: anticompetitive barriers between sectors of financial markets, 11355 [17MY]

———competition in world markets, 16620 [30JN]

———competitiveness in securities market (H.R. 4753), 13645 [7JN], 14072 [10JN]

———increased securities powers, 10392 [10MY]

———separation of commercial and investment banking, 10392 [10MY]

Bonds: exempt small issuers from banks requirements to charge interest expense deductions, 1801 [18FE]

Coins and coinage: bonds payable in gold (H.R. 2704), 13643 [7JN]

Corporate takeovers: protection of public interest and investors, 1459 [16FE]

Corporations: strategic block investing, 8400 [21AP]

Crime and criminals: reforms relative to racketeer influenced corrupt organizations, 28267 [4OC]

Dept. of the Treasury: permit variable contracts to be invested (H.R. 4862), 15290 [20JN]

———savings bonds mail order pilot program, 23298 [9SE]

District of Columbia: authorizing the issuance of revenue bonds (H.R. 5143), 22222 [11AU]

Federal Home Loan Mortgage Corp.: eliminate certain restrictions on stock (S. 2467), 18545 [14JY]

———sale of stocks, 18463 [14JY], 18509 [14JY]

Financial Modernization Act: enact (S. 1886), 31989 [19OC]

Foreign countries: facilitate cooperation with U.S. in law enforcement (H.R. 4945), 16535, 16538 [29JN], 18545 [14JY]

FRS: bank holding company applications for securities powers, 33533 [21OC]

Insider Trading and Securities Fraud Enforcement Act: enact (H.R. 5133), 20017 [2AU], 20355 [3AU], 23595, 23599 [13SE], 23601-23603 [13SE]

International banking: release of study by the Institute of International Bankers, 15033 [16JN]

Richmond Hill, NY: tribute to Shop Richmond Hill—Free Savings Bond Program, 13195 [1JN]

Securities Arbitration Reform Act: enact (H.R. 4960), 16600, 16606, 16612 [30JN]

Securities Market Reform Act: enact (H.R. 4997), 17276 [7JY], 18540 [14JY]

Security Industry Association v. FRS: effect of legislation, 11533 [18MY]

Shearson Lehman Hutton, Inc.: attempted takeover of Koppers Co., Inc., 6983 [14AP]

Stock market: anniversary of crash, 31214 [18OC], 31794 [19OC], 31992 [19OC]

Taxation: accumulated earnings tax on corporation shareholders (H.R. 5367), 25270 [23SE]

———capital gains, 6795 [13AP], 9917 [4MY]

———capital gains (H.R. 5044), 18456 [14JY]

Tax-exempt bonds: limiting issuance costs (H.R. 5350), 25268 [23SE]

Wedtech Corp.: corporate fraud, 16070 [27JN]

Remarks in Senate

Banks and banking: conversion of mutual savings and loan associations to stock forms of organizations (S. Res. 514), 32675 [21OC]

———expansion of financial services, 608 [2FE]

———reform, 1896 [22FE], 32608-32610 [21OC]

———regulation and competition in world markets, 1360 [16FE]

Congress: action on stock market volatility, 8451 [22AP]

Corporate takeovers, 5835 [30MR], 6272 [11AP], 21798 [11AU]

———protection of public interest and investors, 11948 [23MY], 12041 [24MY]

Dept. of Transportation: classification of rail preference share sales, 25863 [28SE]

District of Columbia: authorizing the issuance of revenue bonds (H.R. 5143), 22913 [8SE]

Economic conditions: importance of investments, 11947 [23MY]

———stock market crash, 14217 [13JN]

Emergency Bank Consolidation Act: enact (S. 2715), 21601, 21605 [10AU]

Employee Ownership Week: observance, 29583 [7OC]

Federal Home Loan Mortgage Corp. Act: amend to eliminate certain restrictions on stock (S. 2467), 13454 [6JN]

Financial Modernization Act: enact (S. 1886), 1471 [17FE], 5730-5834 [30MR], 6060, 6196 [31MR], 10790 [12MY], 10997-10999 [13MY], 16391 [29JN], 23525 [13SE], 29794 [11OC], 30186 [13OC], 31174 [17OC], 32105 [20OC], 32507 [21OC]

Foreign trade: international fairness in underwriting and distribution of Government securities (S. 2922), 32014 [20OC], 32554 [21OC]

FSLIC: extending moratorium on thrift institutions' voluntarily terminating deposit insurance provided by (S. 2451), 12995 [27MY]

Insider Trading and Securities Fraud Enforcement Act: enact (H.R. 5133), 24043 [15SE], 32545-32549 [21OC]

Intermarket Coordination Act: enact (S. 2256), 11192 [17MY]

International Securities Enforcement Cooperation Act: enact (S. 2544), 15370, 15382 [21JN], 32610 [21OC]

Investment: importance of private saving, 8770 [26AP]

———limit on speculations, 16082 [28JN]

———limit use of federally insured brokered deposits, 21879 [11AU]

———Working Group on Financial Markets report on stock market crash, 11422 [18MY]

Japan: comparison with U.S. institutions, 19581 [29JY]

Market: stability, 10472 [11MY], 15755, 15757 [23JN]

Preferred Surety Bond Guarantee Program Act: enact (S. 2259), 6170, 6173 [31MR]

SEC: study of proxy contests as a vehicle for corporate takeover activity (S. 2410), 11490, 11499 [18MY]

Soviet Union: bond issue, 21201 [9AU]

Stock exchange: insider trading cases, 12289 [25MY]

———reform, 32608-32610 [21OC]

———response to hypothetical crash, 12566 [26MY]

Stocks: disclosures relative to accumulations and tender offers (S. 1323), 12289 [25MY], 14596 [15JN], 14861 [16JN], 15094-15117, 15120, 15159 [17JN], 15174, 15200-15208 [20JN], 15309, 15316 [21JN], 20757 [8AU]

———disclosures relative to accumulations and tender offers (S. 1323), motion to proceed to consideration, 14860 [16JN]

———disclosures relative to accumulations and tender offers (S. 1323), point of order, 15172 [20JN]

———disclosures relative to accumulations and tender offers (S. 1323), unanimous-consent agreement, 14577 [15JN]

Taxation: capital gains, 6313 [11AP], 9405, 9424 [28AP], 17264 [7JY], 23434, 23439 [12SE], 32588 [21OC]

———capital gains (S. 2589), 16362 [29JN]

———Federal-State tax on capital gains, 675 [2FE]

———indexing of capital gains, 21975 [11AU]

———laws relative to State and local government bonds (S. Res. 463), 21953 [11AU]

———small issue bonds (S. 2090), 2332 [23FE]

———State prepaid tuition plans, 29769 [11OC]

———treatment of capital gains on small business stock (S. 931), 28846-28852 [6OC]

———treatment of municipalities which act as issuer of municipal bond bank or dedicated bond pool, 29767 [11OC]

Trust Indenture Act: amend (S. 2566), 15947 [24JN]

Reports

Shareholders and Public Oppose Hostile Takeovers, 1459 [16FE]

Tender Offer Disclosure and Fairness Act (S. 1323): Committee on Banking, Housing, and Urban Affairs, 15178, 15203 [20JN]

Reports filed

District of Columbia Revenue Bond Act: Committee on the District of Columbia (H.R. 5143), 21129 [8AU]

Financial Modernization Act: Committee on Banking, Housing, and Urban Affairs (S. 1886) (S. Rept. 100-305), 4697 [22MR]

Insider Trading and Securities Fraud Enforcement Act: Committee on Energy and Commerce (H.R. 5133) (H. Rept. 100-910), 23397 [9SE]

International Securities Enforcement Cooperation Act: Committee on Banking, Housing, and Urban Affairs (S. 2544) (S. Rept. 100-461), 20842 [8AU]

SEC Law Enforcement in International Securities Cases: Committee on Government Operations (H. Rept. 100-1065), 29161 [6OC]

Statements

Financial Modernization Act: Association of Community Organizations for Reform Now, 5784 [30MR]

———Senators Dixon, Sanford, and Garn, 5779-5781 [30MR]

Tender Offer Disclosure and Fairness Act: President Reagan, 15200 [20JN]

Studies

Saving, Investment Incentives and Economic Growth: Timothy P. Roth, 8770-8773 [26AP]

Summaries

Interim Report of the Working Group on Financial Markets, 11423 [18MY]

Limiting Issuance Costs of Tax-Exempt Bonds (H.R. 5350), 25268 [23SE]

SEC Study of Proxy Contests as a Vehicle for Corporate Takeover Activity (S. 2410), 11491 [18MY]

Tables

Combined Federal and State tax on long-term capital gain, 677 [2FE]

10 biggest golden parachutes, 15318 [21JN]

Testimonies

Bank Holding Companies: American Express Co., 6943 [14AP]

Mortgage Revenue Bonds: William A. O'Neill, Governor of Connecticut, 3954 [15MR]

Texts of

H. Res. 519, consideration of H.R. 1580, prohibit investments in South Africa, 22106 [11AU]

H.R. 5044, taxation of capital gains, 18456 [14JY]

H.R. 5133, Insider Trading and Securities Fraud Enforcement Act, 23595-23599 [13SE]

H.R. 5143, District of Columbia Revenue Bond Act, 21130 [8AU], 22222 [11AU]

S. 1323, Tender Offer Disclosure and Fairness Act, 14861-14864 [16JN]

S. 1886, Financial Modernization Act, 5810-6062 [31MR]

S. 2090, tax treatment of small issue bonds, 2333 [23FE]

S. 2259, Preferred Surety Bond Guarantee Program Act, 6171 [31MR]

S. 2448, free transferability of certain guaranteed Eximbank loans, 12991 [27MY]

S. 2544, International Securities Enforcement Cooperation Act, 15370-15372 [21JN]

S. 2566, Trust Indenture Reform Act, 15948 [24JN]

S. 2589, taxation of capital gains, 16362 [29JN]

S. 2715, Emergency Bank Consolidation Act, 21601 [10AU]

S. Res. 463, tax laws relative to State and local government bonds, 21953 [11AU]

S. Res. 514, conversion of mutual savings and loan associations to stock forms of organization, 32558, 32675 [21OC]