SECURITIES AND EXCHANGE COMMISSION

Articles and editorials

Circuit Breaker Plan Is Drafted, 9350 [28AP]

Nation's Financial System Is a Mess, 7 [25JA]

Not Just for Pin-Striped Fat Cats, 3787 [14MR]

SEC Draws Fire for Handling of Bribery Charges Against Ashland Oil After Private Lawsuits Succeed, 18557 [25JY]

System Needs To Be Unchained, 7 [25JA]

Bills and resolutions

Business: study of proxy contests as a vehicle for corporate takeover activity (see S. 2410)

Employee stock ownership programs (see S. 2078; H.R. 5171)

Financial Intermediaries Review Commission: establish (see H.R. 3930)

International Securities Enforcement Cooperation Act: enact (see S. 2544)

Investments: availability of surety bonds for small business concerns (see S. 2259)

———intermarket coordination (see S. 2256)

Law enforcement: facilitate cooperation with foreign countries (see H.R. 4945)

Receivable-Related Securities Market Improvement Act: enact (see S. 2017)

Securities Arbitration Reform Act: enact (see H.R. 4960)

Trust Indenture Reform Act: enact (see S. 2566)

Communications from

Annual, 25929 (EC3900) [28SE]

Competition Advocacy Program: report, 20589 (EC3718) [4AU]

Compliance with requirements of internal accounting and administrative control system: report, 58 (EC2701) [25JA]

Comprehensive regulation of margins for securities and related futures equity index products: legislation, 18236 (EC3556) [13JY]

Cooperation between U.S. and foreign countries in securities law enforcement: legislation, 13517 (EC3746) [7JN]

Freedom of Information Act: report, 6342 (EC3341) [11AP]

Government in the Sunshine Act: report, 16665 (EC3931) [6JY], 17363 (EC3522) [8JY]

Increase competition for contracts: report, 19695 (EC4101) [1AU]

Individual markets' response to crash: report, 32684 (EC4039) [10NO]

Investment Company Act and Investment Advisors Act: legislation, 15122 (EC3410) [17JN]

Legislative response to stock market crash: transmittal, 15993 (EC3864) [27JN]

Regulation of margins for securities and related futures equity index products: report, 17106 (EC3947) [7JY]

Regulatory authority over equity and derivative equity instruments: legislation, 18236 (EC3557) [13JY]

Report, 22 (EC2369) [25JA], 7645 (EC2998) [20AP], 23675 (EC4306) [13SE]

Securities Exchange Act amendment: legislation, 14371 (EC3799) [14JN], 15122 (EC3410) [17JN], 16135 (EC3467) [28JN]

Securities Investor Protection Corp.: report, 4796 (EC3196) [22MR], 6442 (EC2901) [12AP]

Securities Law Enforcement Remedies Act: legislation, 28082 (EC3947) [4OC]

Securities laws: amendments, 26816 (EC4390) [29SE]

Securities market stability: legislation, 17433 (EC3981) [11JY]

Stock market crash: legislation, 17363 (EC3502) [8JY]

Explanations

Receivable-Related Securities Market Improvement Act (S. 2017), 525 [1FE]

Letters

Securities Arbitration Reform Act: Representative Dingell, 16607 [30JN]

Memorandums

Trust Indenture Reform Act: SEC, 15952 [24JN]

Remarks in House

Bank Holding Company Act: limitations on acquisitions by certain companies owning banks (H.R. 4380), 6814 [14AP]

Banks and banking: protection from certain hazards in securities activities (H.R. 3930), 1338 [9FE], 2438 [24FE], 2469 [24FE]

Intermediaries Review Commission: establish (H.R. 3930), 1338 [9FE], 2438 [24FE], 2469 [24FE]

Insider Trading and Securities Fraud Enforcement Act: enact (H.R. 5133), 20355 [3AU]

Law enforcement: cooperation with foreign countries (H.R. 4945), 16535, 16538 [29JN], 18545 [14JY]

Securities Arbitration Reform Act: enact (H.R. 4960), 16600, 16606, 16612 [30JN]

Remarks in Senate

Bank Holding Company Act: limitations on acquisitions by certain companies owning banks (S. 2288), 6942, 6943 [14AP]

Corporate takeover: study of proxy contests as a vehicle (S. 2410), 11490, 11499 [18MY]

Employee stock ownership plan: approval (S. 2078), 1922 [22FE]

Intermarket Coordination Act: enact (S. 2256), 6164-6169 [31MR]

International Securities Enforcement Cooperation Act: enact (S. 2544), 15370, 15382 [21JN], 32610 [21OC]

Receivable-Related Securities Market Improvement Act: enact (S. 2017), 523 [1FE]

Stock exchange: insider trading cases, 12289 [25MY]

Trust Indenture Reform Act: enact (S. 2566), 15947 [24JN]

Reports filed

International Securities Enforcement Cooperation Act: Committee on Banking, Housing, and Urban Affairs (S. 2544) (S. Rept. 100-461), 20842 [8AU]

———Committee on Government Operations (H. Rept. 100-1065), 29161 [6OC]

Statements

Financial Marketplace Restructuring: National Association of Manufacturers, 2632 [26FE]

———several consumer groups, 2632 [26FE]

Studies

Integration of Banking and Securities Businesses: GAO, 1714 [18FE]

Summaries

Long Term Investment Incentive Act, 2437 [24FE]

Study of Proxy Contests as a Vehicle for Corporate Takeover Activity (S. 2410), 11491 [18MY]

Texts of

S. 2017, Receivable-Related Securities Market Improvement Act, 524, 525 [1FE]

S. 2259, Preferred Surety Bond Guarantee Program Act, 6172 [31MR]

S. 2288, amend Bank Holding Company Act limitations on acquisitions by certain companies owning banks, 6943 [14AP]

S. 2544, International Securities Enforcement Cooperation Act, 15370-15372 [21JN]

S. 2566, Trust Indenture Reform Act, 15948 [24JN]