SECURITIES EXCHANGE ACT

Bills and resolutions

Amend (see S. 286, 631, 706, 860, 920, 975, 1986; H.R. 1604, 2683)

Broker-dealers: exempt certain from self-underwriting regulations (see S. 1293)

Corporations: additional restraints on tender offers (see S. 1907)

———prohibit company targeted for takeover from amending executive compensation during tender offer period (see S. 1850)

———restrictions on repurchase of certain shares at a premium over market price (greenmailing) (see S. 1850)

Government securities: protection of investors (see S. 936; H.R. 2032)

Investments: report certain inside trading of securities on day of transaction (see S. 1382)

SEC: authorize appropriations (see H.R. 1602)

Securities: prohibit trading on certain exchanges of nonvoting shares and shares carrying disproportionate voting rights (see S. 1314; H.R. 2783)

———requirement for acquisition of outstanding stock by formal tender offer (see S. 1882)

Shareholders Voting Rights Act: enact (see S. 1582)

Explanations

Additional restraints on corporate tender offers (S. 1907), 35097-35100 [6DE]

Remarks in House

Amend (H.R. 1604), 5721 [20MR]

Amend (H.R. 2032), 7787-7792 [15AP], 23868-23880 [17SE]

Government securities: protection of investors (H.R. 2032), 7787-7792 [15AP], 23868-23880 [17SE]

SEC: authorizing appropriations (H.R. 1602), 5721 [20MR], 19832 [22JY], 19834 [23JY]-19835 [22JY]

Securities: issuance regulations (H.R. 1603), 5721 [20MR], 19835-19836 [22JY]

Remarks in Senate

Amend (S. 286), 1038 [24JA]

Corporations: additional restraints on tender offers (S. 1907), 35094-35095 [6DE]

———prohibit company targeted for takeover from amending executive compensation during tender offer period (S. 1850), 31763 [13NO]

———restrictions on repurchase of certain shares at a premium over market price (greenmailing) (S. 1850), 31763 [13NO]

Securities: prohibit trading on certain exchanges of nonvoting shares and shares carrying a disproportionate voting rights (S. 1314), star print, 17390 [26JN]

———prohibit trading on certain exchanges of nonvoting shares and shares carrying disproportionate voting rights (S. 1314), 16025 [18JN]

———requirement for acquisition of outstanding stock by formal tender offer (S. 1882), 33402 [22NO]

Shareholder Communications Act: enact (S. 918), 37529-37531 [18DE]

———enact (S. 918), H.R. 1603 passed in lieu, 37531 [18DE]

Shareholders Voting Rights Act: enact (S. 1582), 22372 [1AU]

Reports

Authorize SEC To Subject Banks and Entities Exercising Fiduciary Powers to Same Regulations as Broker Dealers: Committee on Energy and Commerce (H.R. 1603) (H. Rept. 99-181), 17518 [26JN]

Improved Protection for Investors in Government Securities Market: Committee on Energy and Commerce (H.R. 2032) (H. Rept. 99-258), 23009 [9SE]

SEC Appropriations: Committee on Energy and Commerce (H.R. 1602) (H. Rept. 99-155), 14057 [4JN]

Statements

Securities Trading: John Whitehead, 16027 [18JN]

Texts of

H.R. 1603, issuance regulations for securities, 19835 [22JY]

S. 286, provisions, 1039 [24JA]

S. 1314, prohibit securities trading on certain exchanges of nonvoting shares and shares carrying disproportionate voting rights, 16026 [18JN]

S. 1882, requirement for acquisition of outstanding stock by formal tender offer, 33403 [22NO]

S. 1907, additional restraints on corporate tender offers, 35097 [6DE]