SECURITIES AND EXCHANGE COMMISSION
Analyses
Government Securities Dealers Act (S. 1416), 18365-18369 [10JY]
Preservation of the Jurisdictional Provisions of the Securities Investor Protection Act (H.R. 1346), 4266 [28FE]
Securities Law Technical Amendments Act (S. 920), 7922-7931 [16AP]
Shareholder Communications Act (S. 918), 7917 [16AP]
Shareholder Fairness Act (S. 860), 7355 [3AP]
Announcements
Seidman & Seidman (excerpt), 27691 [16OC]
Settlement agreement with Seidman & Seidman: SEC (excerpt), 27691 [16OC]
Articles and editorials
Firm Bids To Enter Business World's Most Exclusive Club, 7565 [3AP]
Nomination of Joseph A. Grundfest (excerpt), 29167 [25OC]
Roaring Eighties (series), 12173-12175 [15MY]
Bills and resolutions
Appropriations: authorize (see S. 919)
———authorizing (see H.R. 1602)
Banks and banking: regulate activities of broker-dealers relative to obligations of the Government (see S. 754; H.R. 1630)
———regulate certain institutions as broker-dealers (see S. 918; H.R. 1603)
Broker-dealers: exempt certain from self-underwriting regulations (see S. 1293)
Corporations: modify notification requirements applicable to mergers and tender offers (see H.R. 3639)
———restriction on greenmail takeover schemes (see S. 286)
———takeover attempts (see S. 1695)
Exemptive authority: clarify (see S. 2000)
Investments: report certain inside trading of securities on day of transaction (see S. 1382)
Securities Exchange Act: amend (see S. 706, 860)
Taxation: treatment of qualified dividend reinvestment plans (see H.R. 654)
Communications from
Accounting and control system: report, 653 (EC125) [21JA]
Activities: report, 3567 (EC610) [26FE]
Annual report: transmittal, 5814 (EC706) [20MR]
Appropriations: authorize, 4298 (EC652) [4MR], 4811 (EC585) [7MR]
Freedom of Information Act: report, 5579 (EC760) [19MR], 6684 (EC727) [28MR]
Government in the Sunshine Act: report, 17518 (EC1587) [26JN], 17629 (EC1384) [27JN]
Legislation to amend certain acts: transmittal, 5984 (EC817) [21MR], 6685 (EC734) [28MR]
Records system: report, 24579 (EC2032) [20SE], 24658 (EC1772) [23SE]
Securities Investor Protection Corp.: report, 37 (EC26) [3JA], 439 (EC68) [3JA], 22895 (EC1857) [4SE], 23042 (EC1626) [9SE]
Court decisions
Charters for nonbank banks: U.S. District Court, 6138 [26MR]
Letters
Application of margin requirements on takeover transactions financed by noninvestment grade bonds: Paul A. Volcker, 35529 [10DE]
———Senator Domenici, 35528 [10DE]
Authorizing appropriations for the SEC: Subcommittee on Oversight and Investigations, 19833 [22JY]
Insider trading offenses: John S.R. Shad, 35462 [10DE]
Investment proposal by Consolidated Family Farms: Robert T. Stephan and Jeffrey S. Southard, 20433 [25JY]
———Senator Pressler, 20432 [25JY]
Junk bonds: Jacques Coe, 12173 [15MY]
Preservation of the jurisdictional provisions of the Securities Investor Protection Act (H.R. 1346), 4268 [28FE]
———Securities Investor Protection Corp., 4267 [28FE]
Petitions
Continue tax-exempt bonds for important public purposes: Calumet Park, IL, City Council, 27963 [17OC]
Investments in South Africa: Commission on Human Relations, Baltimore, MD, 14970 [10JN]
Questions
Nomination hearing of William Seidman: Senator Garn, 27691 [16OC]
Questions and answers
Hearing on nomination of Joseph A. Grundgest: Senator Proxmire, 29168 [25OC]
Remarks in House
Appropriations: authorizing (H.R. 1602), 5721 [20MR], 19832 [22JY], 19834 [23JY]-19835 [22JY]
Brokers and dealers: regulate activities (H.R. 1630), 5680 [20MR]
Securities Investor Protection Act: preserve the jurisdictional provisions (H.R. 1346), 4266 [28FE]
Remarks in Senate
Agriculture: proposal by private investors to aid debt-stricken farmers, 20432 [25JY]
Appropriations: authorizing (S. 919), 7918 [16AP]
Banks: regulatory reform (S. 736), 6137-6139 [26MR]
Banks and banking: authority to impose certain requirements (S. 918), 7917 [16AP]
———regulate certain institutions as broker-dealers (S. 918), 37529-37531 [18DE]
———regulate certain institutions as broker-dealers (S. 918), H.R. 1603 passed in lieu, 37531 [18DE]
Business: success of employee stock ownership plans, 28502 [23OC]
Corporations: amend regulatory control of stock takeovers (S. 860), 7352 [3AP]
———application of margin requirements on takeover transactions financed by noninvestment grade bonds, 35527 [10DE]
———hostile takeovers, 12173 [15MY]
Fleischman, Edward: qualifications of nominee, 36490 [16DE]
Government regulations: reform and clarify (S. 920), 7918 [16AP]
Government Securities Dealers Act: enact (S. 1416), 18358-18361 [10JY]
Grundfest, Joseph A.: nomination, 29167 [25OC]
Securities: grant jurisdiction over certain brokers and dealers (S. 754), 6197 [26MR]
Shareholder Communications Act: enact (S. 918), 37529-37531 [18DE]
———enact (S. 918), H.R. 1603 passed in lieu, 37531 [18DE]
Stock transactions: amend laws relative to insider trading (S. 1382), 17647 [27JN]
U.S. Parole Commission: guidelines on insider trading violators, 34987 [6DE]
Unocal Corp.: prohibit rulemaking relative to hostile takeover attempt (S. 1695), 24766 [24SE]
Reports
Appropriations: Committee on Energy and Commerce (H.R. 1602) (H. Rept. 99-155), 14057 [4JN]
Authority To Impose Certain Requirements on Banks: Committee on Banking, Housing, and Urban Affairs (S. 918), 36417 [13DE]
Nomination: Edward H. Fleischman, 35928 [11DE]
———Joseph A. Grundfest, 28417 [22OC]
Subject Banks and Entities Exercising Fiduciary Powers to Same Regulations as Broker Dealers: Committee on Energy and Commerce (H.R. 1603) (H. Rept. 99-181), 17518 [26JN]
Statements
Bank Charters: Paul A. Volcker, 6138 [26MR]
Corporate Tender Offers: David Norr, 7353 [3AP]
———Paul Elicker, 7353 [3AP]
Hostile Corporate Stock Takeovers, 5750, 5751 [20MR]
Qualifications of Stanley Sporkin To Serve as Judge: corporate securities lawyer, 36491 [16DE]
Summaries
Preservation of the Jurisdictional Provisions of the Securities Investor Protection Act (H.R. 1346), 4267 [28FE]
Surveys
Benefits in Employee Stock Ownership Plans (excerpt), 28502 [23OC]
Texts of
H.R. 1602, authorizing appropriations, 19832 [22JY]
S. 514, allow charities ownership of certain stocks, 3620 [26FE]
S. 754, grant SEC jurisdiction over brokers and dealers of Government securities, 6197 [26MR]
S. 860, Shareholder Fairness Act, 7354 [3AP]
S. 918, Shareholder Communications Act, 7917 [16AP]
S. 919, authorizing appropriations, 7918 [16AP]
S. 1382, amend SEC laws relative to insider trading, 17647 [27JN]
S. 1416, Government Securities Dealers Act, 18361-18365 [10JY]
S. 1695, prohibit rulemaking relative to hostile takeover attempt of Unocal Corp., 24766 [24SE]